Summary
The extent to which sleep is causally related to mental health is unclear. One way to test the causal link is to evaluate the extent to which interventions that improve sleep quality also improve mental health. We conducted a meta-analysis of randomised controlled trials that reported the effects of an intervention that improved sleep on composite mental health, as well as on seven specific mental health difficulties. 65 trials comprising 72 interventions and N = 8608 participants were included. Improving sleep led to a significant medium-sized effect on composite mental health (g+ = −0.53), depression (g+ = −0.63), anxiety (g+ = −0.51), and rumination (g+ = −0.49), as well as significant small-to-medium sized effects on stress (g+ = −0.42), and finally small significant effects on positive psychosis symptoms (g+ = −0.26). We also found a dose response relationship, in that greater improvements in sleep quality led to greater improvements in mental health. Our findings suggest that sleep is causally related to the experience of mental health difficulties. Future research might consider how interventions that improve sleep could be incorporated into mental health services, as well as the mechanisms of action that explain how sleep exerts an effect on mental health.
Keywords: Sleep, Insomnia, CBTi, Mental health, Meta-analysis, Causal inference, Depression, Anxiety, Stress, Psychosis
Does improving sleep lead to better mental health? A meta-analysis of randomised controlled trials
Problems sleeping are common. A review of several hundred epidemiological studies [1] concluded that nearly one-third of the general population experience symptoms of insomnia (defined as difficulties falling asleep and/or staying asleep), between 4% and 26% experience excessive sleepiness, and between 2% and 4% experience obstructive sleep apnoea. Additionally, a recent study of over 2000 participants reported that the prevalence of ‘general sleep disturbances’ was 32% [2] and Chattu et al. concluded on the basis of a large systematic review of the evidence that public and health professionals need to be more aware of the adverse effects of poor sleep [3]. Mental health problems are also common, with around 17% of adults experiencing mental health difficulties of varying severities [4], and evidence from large nationally representative studies suggesting that mental health difficulties are on the increase [5]. Sleep and mental health are, therefore, global public health challenges in their own right, with each having substantive impacts on both individuals and society [3,6,7]. However, problems sleeping and mental health difficulties are also intrinsically linked [8,9]. It was previously assumed that mental health difficulties led to problems sleeping [10,11]; however, the reverse may also be true [12], such that poor sleep contributes to the onset, recurrence, and maintenance of mental health difficulties [[13]∗, [14], [15]∗, [16], [17]]. Therefore, the extent to which there is a causal relation between (poor) sleep and (worse) mental health and the possibility that interventions designed to improve sleep might be able to reduce mental health difficulties warrants investigation.
Evidence on the relationship between sleep and mental health
The association between sleep and mental health is well documented [9,13,[18], [19], [20], [21], [22], [23]∗]. For example, people with insomnia are 10 and 17 times more likely than those without insomnia to experience clinically significant levels of depression and anxiety, respectively [24]. Furthermore, a meta-analysis of 21 longitudinal studies reported that people with insomnia at baseline had a two-fold risk of developing depression at follow-up compared with people who did not experience insomnia [13]. Although research most commonly studies the associations between insomnia and depression and anxiety, there is also evidence that problems sleeping are associated with a variety of mental health difficulties. For example, poor sleep has also been associated with post-traumatic stress [25], eating disorders [26], and psychosis spectrum experiences such as delusions and hallucinations [23,27]. Studies have also found that specific sleep disorders, such as sleep apnoea [28], circadian rhythm disruption [29], restless leg syndrome [30], excessive daytime sleepiness and narcolepsy [31,32], sleepwalking [33], and nightmares [34] are all more prevalent in those experiencing mental health difficulties.
Unfortunately, most research on the association between sleep and mental health is observational in design. While informative, inferring causation from such studies is difficult. For example, cross-sectional designs tell us that variables are associated in some way, but they cannot say whether one variable precedes the other in a causal chain [35]. Longitudinal designs provide stronger evidence, but are prone to residual confounding [[36], [37], [38]] and other forms of bias that limit causal inference [[39], [40], [41], [42], [43]]. The best evidence is provided by studies that randomly allocate participants to experimental and control conditions to minimise the effects of potential confounds [44,45]. Therefore, to establish whether sleeping problems are causally associated with mental health difficulties, it is necessary to experimentally manipulate sleep to see whether changes in sleep lead to changes in mental health over time (i.e., the interventionist approach to causation, [46]).
Many RCTs have examined the effect of interventions designed to improve sleep (typically cognitive behavioural therapy for insomnia, CBTi), on mental health (typically depression and anxiety). There have also been attempts to meta-analyse some of these RCTs and quantify their effects on mental health outcomes [[47]∗, [48], [49], [50]]. However, even these meta-analyses do not permit robust conclusions as to the causal impact of sleep on mental health outcomes for several reasons. First, previous reviews have included studies that did not successfully manipulate sleep (i.e., the intervention did not improve sleep relative to controls). It is not possible to conclude whether sleep is causally linked to mental health if the experimental manipulation of sleep is unsuccessful [51]. Indeed, these studies simply tell us that it can sometimes be difficult to improve sleep in the first place. Second, reviews have tended to examine the effect of interventions targeting sleep on mental health at the first post-intervention time point. This is problematic for two reasons; 1) there is no temporal lag between the measurement of sleep and measurement of mental health (a key tenet of causal inference); and 2) effects are limited to the short-term where they are likely to be strongest. Third, the focus of previous reviews has been limited to depression and anxiety only, and typically limited to CBTi interventions. Therefore, the effect of improving sleep on other mental health outcomes, using different approaches to intervention, is limited. Finally, to date there has been no or limited attempts to investigate variables that influence – or moderate – the impact of interventions that improve sleep on mental health. It is crucial that the impact of such variables is systematically examined to understand whether the effect of improving sleep on mental health differs across populations, settings, and study designs.
The present review: an interventionist approach to causation
The present review sought to address these issues to provide an accurate and robust estimate of the effect of changes in sleep quality (i.e., as a result of an intervention) on changes in mental health. To test this empirically, we identified randomised controlled trials that successfully manipulated sleep in an intervention group relative to controls, and then measured mental health at a later follow-up point. We did not limit the scope of interventions to CBTi, or the measures of mental health to solely depression and/or anxiety. Instead, we included any intervention designed to improve sleep that produced a statistically significant effect on sleep quality relative to controls and examined the effect of that improvement in sleep on any subsequent mental health outcome. To better isolate the effect of improved sleep on mental health, we excluded interventions that included specific elements targeting mental health (e.g., CBT elements for depression). Given the (potentially) high degree of heterogeneity between studies that this approach might create, we examined the effect of different study characteristics and outcomes using moderation analyses. Our primary hypothesis is that interventions that significantly improve sleep will lead to significantly improved mental health at follow-up.
Method
Eligibility criteria
To be included in the present review, studies needed to 1) be a randomized controlled trial that tested an intervention designed to improve sleep; 2) produce a statistically significant effect on sleep quality when compared to a control group or an alternative treatment, 3) report a measure of mental health subsequent to the measure of sleep quality, 4) report sufficient data to compute an effect size representing the impact of the intervention on both sleep quality and mental health, 5) be written in English, or translatable using available resources. In order to reliably and validly assess the independent contribution of changes in sleep on mental health outcomes among adult populations, studies were excluded if 1) the intervention contained elements that specifically target a mental health problem in addition to elements that target sleep; or 2) recruited children and young people (i.e., <18 years of age).
Search strategy
First, we searched MEDLINE (1946 to present), Embase (1974 to present), PsycINFO (1967 to present), and The Cochrane Library (1898 to present) using the Cochrane Highly Sensitive Search Strategy (i.e., HSSS, [52]) to identify RCTs that included terms relating to sleep quality and/or sleep disorders, and mental health (see Table 1 for a list of the search terms and Supplementary Material 1 for an example search strategy). Second, the reference lists of extant reviews of the relationship between sleep and mental health were searched for any potential articles. Third, a search for any unpublished or ongoing studies was conducted by searching online databases including White Rose Online, The National Research Register, WHO approved clinical trial databases (e.g., ISRCTN), and PROSPERO. Searches were originally conducted in May 2019 and then updated in February 2021.
Table 1.
HSSS for RCTs | Sleep terms | Mental health terms |
---|---|---|
Randomi$ed controlled trial | Sleep∗ | “Psychological health” |
Controlled clinical trial | “Circadian rhythm” | “Mental” |
Randomi$ed | Insomnia | Psychiat∗ |
Placebo | Hypersomnia | Affect∗ |
Drug therapy | Parasomnia | Depress∗ |
Randomly | Narcolepsy | Mood |
Trial | Apn$ea | Stress |
Groups | Nightmare∗ | Anxi∗ |
“Restless leg∗ syndrome” | Phobi∗ | |
“Obsessive compulsive disorder” | ||
OCD | ||
PTSD | ||
“Post-traumatic stress disorder” | ||
Psychos∗ | ||
Psychotic | ||
Schiz∗ | ||
Bipolar | ||
Hallucination∗ | ||
Delusion∗ | ||
“Eating disturbance∗” | ||
Anorexia | ||
Bulimia | ||
“Binge eating” |
Notes: HSSS for RCTs = highly sensitive search strategy for randomised controlled trials, OCD = obsessive compulsive disorder, PTSD = post-traumatic stress disorder.
Data management and study selection
We followed PRISMA guidelines [53] when selecting studies. The first phase of screening removed duplicate records and records that were clearly ineligible based on the title and/or abstract. The second phase of screening cross-referenced full-text versions of articles against the inclusion criteria, with eligible records included in the present review, and ineligible records excluded along with reasons for exclusion. Records were screened by two members of the review team, and a sub-sample of 10% of each reviewer's records were second checked by the other reviewer, with almost perfect agreement between the reviewers (kappa = 1.00 and 0.99).
Data extraction
Data was extracted from included studies using a standardized form and an accompanying manual detailing each variable for extraction. In addition to extracting statistical data to compute effect sizes, data pertaining to source characteristics of included studies (e.g., publication status, year, impact factor), characteristics of the sample (e.g., age, type of mental health problem), the study (e.g., the nature of the comparison group, length of follow-up), and the intervention (e.g., intervention type, mode of delivery) was also extracted.
Outcomes and prioritization
Measuring improvements in sleep
The concept of ‘improved sleep’ is multifaceted and can mean different things to different people [[54], [55], [56]]. Consequently, one challenge for the proposed review was to ensure that included studies assessed a similar notion of improved sleep so that they could be meaningfully combined using a single metric. Therefore, we specified that primary studies reported a measure that reflected the overall quality of sleep experienced by participants. The concept of sleep quality can also be subjective [54]; however, broadly speaking, sleep quality consists of sleep continuity (e.g., sleep onset, sleep maintenance, and number of awakenings) and daytime impact (e.g., the extent to which the person feels refreshed on waking and throughout the day, see [54,57]). We used the following hierarchy to decide which outcome measure(s) to use to estimate an effect size (in descending order of prioritization); 1) self-report measures of global sleep quality (e.g., the Pittsburgh Sleep Quality Index); 2) outcomes specific to a given sleep disorder that assess sleep continuity and impact on daily life (e.g., the Insomnia Severity Index); and 3) individual components of self-reported sleep continuity aggregated to form a single composite effect size (e.g., the average effect of intervention on sleep onset latency (SoL) and wake after sleep onset (WASO)).
Measuring mental health
We examined the effect of improving sleep on 1) composite mental health (which included all mental health outcomes reported across studies, see Table 2 for outcomes), and 2) specific mental health difficulties in isolation (e.g., depression separately from other mental health outcomes). We computed the between-group effect of improving sleep on each mental health outcome reported by the study at the furthest follow-up point available. This strategy provides a stringent test of the effect of improving sleep on mental health outcomes in the sense that any changes need to have been maintained over time. In line with previous reviews [58], these effect sizes were then averaged to form a ‘composite’ measure of mental health. As with the measures of sleep quality, we prioritized self-report measures of mental health rather than observer-rated measures, as arguably it is the subjective experience of mental health problems that is most important [59].
Table 2.
Author (year) | Intervention | Control | Outcome | Measure | ne | nc | g+ |
---|---|---|---|---|---|---|---|
Alessi et al. (2016) [117] | CBTi | Sleep education | Depression | PHQ-9 | 89 | 51 | 0.20 |
Ashworth et al. (2015) [118] | CBTi | CBTi (self-help) | Anxiety | DASS-A | 18 | 18 | −1.41∗∗∗ |
Depression | BDI | 18 | 18 | −2.31∗∗∗ | |||
Behrendt et al. (2020) [119] | CBTi | WLC | Depression | CES-D | 46 | 80 | −0.52∗∗ |
Rumination | PSWQ | 46 | 80 | −0.45∗ | |||
Bergdahl et al. (2016) [120] | CBTi | Acupuncture | Anxiety | HADS-A | 23 | 22 | 0.03 |
Depression | HADS-D | 23 | 22 | 0.06 | |||
Blom et al. (2017) [121] | CBTi | CBT for depression | Depression | MADRS | 20 | 17 | −0.31 |
Cape et al. (2016) [122] | CBTi | TaU | Anxiety | GAD-7 | 91 | 99 | −0.11 |
Depression | PHQ-9 | 92 | 100 | −0.20 | |||
Casault et al. (2015) [123] | CBTi | WLC | Anxiety | HADS-A | 17 | 18 | −0.39 |
Depression | HADS-D | 17 | 18 | −0.11 | |||
Chang et al. (2016) [124] | Herbal tea | WLC | Depression | EPDS | 35 | 37 | −0.52∗ |
Chang et al. (2016) [125] | Sleep education + relaxation | WLC | Anxiety | HADS-A | 43 | 41 | −0.68∗∗ |
Depression | HADS-D | 43 | 41 | −0.52∗ | |||
Chao et al. (2021) [126] | CBTi | WLC | Depression | HADS-D | 32 | 39 | −0.67∗∗ |
Anxiety | HADS-A | 32 | 39 | −0.60∗ | |||
Chen et al. (2009) [127] | Yoga | TaU | Depression | TDS | 62 | 66 | −0.60∗∗∗ |
Chen et al. (2019) [128] | Acupuncture | Sham acupuncture | Mood/affect | K-10 | 31 | 31 | −0.50 |
Cheng et al. (2019) [129] | CBTi | Sleep education | Depression | QIDS | 358 | 300 | −0.45∗∗∗ |
Christensen et al. (2016) [130] | CBTi | Health education | Anxiety | GAD-7 | 224 | 280 | −0.34∗∗∗ |
Depression | PHQ-9 | 224 | 280 | −0.53∗∗∗ | |||
Chung et al. (2018) [131] | Acupuncture | WLC | Anxiety | HADS-A | 71 | 32 | −0.37 |
Depression | HADS-D | 71 | 32 | −0.46∗ | |||
Currie et al. (2000) [132] | CBTi | WLC | Depression | BDI | 32 | 28 | −0.31 |
Edinger et al. (2005)a [133] | CBTi | TaU | Mood/affect | POMS | 6 | 7 | −1.27 |
Edinger et al. (2005)b [133] | Sleep hygiene | TaU | Mood/affect | POMS | 7 | 7 | −1.00 |
Espie et al. (2008) [81] | CBTi | Sleep hygiene | Anxiety | HADS-A | 67 | 39 | −0.52∗ |
Depression | HADS-D | 67 | 39 | −0.59∗∗ | |||
Espie et al. (2014) [134] | CBTi | TaU | Anxiety | DASS-A | 40 | 47 | −0.79∗∗∗ |
Depression | DASS-D | 40 | 47 | −0.94∗∗∗ | |||
Stress | DASS-S | 40 | 47 | −0.93∗∗∗ | |||
Espie et al. (2019) [135] | CBTi | WLC | Anxiety | GAD-7 | 411 | 495 | −0.31∗∗∗ |
Depression | PHQ-9 | 411 | 495 | −0.39∗∗∗ | |||
Falloon et al. (2015) [136] | Sleep restriction | Sleep hygiene | Anxiety | GAD-7 | 43 | 50 | −0.50∗ |
Depression | PHQ-9 | 43 | 50 | −0.27 | |||
Felder et al. (2020) [137] | CBTi | TaU | Depression | EPDS | 88 | 91 | −0.40∗∗ |
Anxiety | GAD-7 | 88 | 90 | −0.37∗ | |||
Freeman et al. (2015) [138] | CBTi | TaU | Delusions | PSYRATS | 23 | 25 | −0.24 |
Hallucinations | PSYRATS | 23 | 25 | −0.23 | |||
Paranoia | GPTS | 20 | 25 | −0.28 | |||
Psychosis | PANSS tot | 21 | 24 | −0.07 | |||
Freeman et al. (2017) [139] | CBTi | TaU | Anxiety | GAD-7 | 603 | 971 | −0.26∗∗∗ |
Depression | PHQ-9 | 603 | 971 | −0.35∗∗∗ | |||
Hallucinations | SPEQ | 603 | 971 | −0.27∗∗∗ | |||
Paranoia | GPTS | 603 | 971 | −0.27∗∗∗ | |||
Garland et al. (2014) [140] | CBTi | Mindfulness | Mood/affect | POMS | 40 | 32 | −0.19 |
Stress | C–SOSI | 40 | 32 | −0.26 | |||
Garland et al. (2019) [141] | CBTi | Acupuncture | Anxiety | HADS-A | 73 | 75 | 0.02 |
Depression | HADS-D | 73 | 75 | −0.09 | |||
Germain et al. (2012) [142] | CBTi + IRT | Prazosin placebo | Anxiety | BAI | 12 | 12 | −0.28 |
Depression | BDI | 12 | 12 | −0.36 | |||
PTSD | PCL | 12 | 12 | −0.46 | |||
Glozier et al. (2019) [143] | CBTi | Sleep education | Depression | CES-D | 31 | 28 | −0.03 |
Ham et al. (2020) [144] | CBTi | Sleep hygiene | Depression | CES-D | 24 | 20 | −0.56 |
Ho et al. (2014)a [145] | CBTi + telephone support | WLC | Anxiety | HADS-A | 49 | 33 | −0.21 |
Depression | HADS-D | 49 | 33 | −0.13 | |||
Ho et al. (2014)b [145] | CBTi | WLC | Anxiety | HADS-A | 45 | 33 | −0.19 |
Depression | HADS-D | 45 | 33 | −0.16 | |||
Irwin et al. (2014)a [146] | CBTi | WLC | Depression | IDS-C | 46 | 11 | −0.63 |
Irwin et al. (2014)b [146] | Tai Chi | WLC | Depression | IDS-C | 39 | 12 | −0.22 |
Jansson-Frojmark et al. (2012) [147] | CBTi | WLC | Anxiety | HADS-A | 15 | 15 | −1.19∗∗ |
Depression | HADS-D | 15 | 15 | −1.12∗∗ | |||
Jernelov et al. (2012)a [148] | CBTi + telephone support | WLC | Mood/affect | CORE-OM | 44 | 22 | −0.50 |
Stress | PSS | 44 | 22 | −0.64∗ | |||
Jernelov et al. (2012)b [148] | CBTi | WLC | Mood/affect | CORE-OM | 45 | 22 | −0.39 |
Stress | PSS | 45 | 22 | −0.30 | |||
Jungquist et al. (2012) [149] | CBTi | Self-monitoring | Depression | BDI | 14 | 4 | −2.44∗∗∗ |
Kaldo, V et al. (2015) [150] | CBTi | Mindfulness + sleep hygiene + relaxation | Stress | PSS | 54 | 53 | 0.00 |
Kalmbach et al. (2019)a [151] | CBTi | Sleep hygiene | Depression | BDI-II | 42 | 20 | −0.45 |
Rumination | ERRI | 42 | 20 | −0.17 | |||
Rumination | PSWQ | 42 | 20 | −0.38 | |||
Kalmbach et al. (2019)b [151] | CBTi | Sleep hygiene | Depression | BDI-II | 34 | 20 | −0.51 |
ERRI | 34 | 20 | −0.08 | ||||
PSWQ | 34 | 20 | −0.53 | ||||
Katofsky et al. (2012) [152] | CBTi + sleep medication | Sleep medication | Depression | BDI | 41 | 39 | −0.11 |
Kyle et al. (2020) [153] | CBTi | WLC | Depression | PHQ-9 | 136 | 166 | −0.53∗∗∗ |
Anxiety | GAD-7 | 136 | 166 | −0.33∗∗ | |||
Lancee et al. (2012)a [154] | CBTi (digital) | WLC | Anxiety | HADS-A | 109 | 92 | −0.17 |
Depression | CES-D | 109 | 42 | −0.23 | |||
Lancee et al. (2012)b [154] | CBTi (booklet) | WLC | Anxiety | HADS-A | 126 | 91 | −0.02 |
Depression | CES-D | 126 | 41 | −0.03 | |||
Lancee et al. (2013) [155] | CBTi | CBTi (self-help) | Anxiety | HADS-A | 102 | 95 | −0.16 |
Depression | CES-D | 102 | 95 | −0.32∗ | |||
Lee et al. (2020) [156] | Acupuncture | WLC | Depression | HADS-D | 49 | 49 | −2.66∗∗∗ |
Anxiety | HADS-A | 49 | 49 | −0.91∗∗∗ | |||
Lichstein et al. (2013) [157] | CBTi | Hypnotic taper | Anxiety | STAI | 22 | 18 | −0.35 |
Depression | GDS | 22 | 18 | −0.72∗ | |||
Martinez et al. (2014) [158] | CBTi | Sleep hygiene | Anxiety | SCL-90-R | 27 | 20 | −0.06 |
Depression | SCL-90-R | 27 | 20 | −0.37 | |||
McCrae et al. (2019) [159] | CBTi | WLC | Anxiety | STAI | 24 | 23 | −0.42 |
Depression | BDI | 24 | 23 | −0.57 | |||
McCurry et al. (1998) [160] | CBTi | WLC | Depression | CES-D | 20 | 9 | −0.08 |
Nguyen et al. (2017) [161] | CBTi | TaU | Anxiety | HADS-A | 13 | 11 | −0.98∗ |
Depression | HADS-D | 13 | 11 | −1.73∗∗∗ | |||
Nguyen et al. (2019) [162] | CBTi | TaU | Anxiety | HADS-A | 9 | 6 | −0.37 |
Depression | HADS-D | 9 | 6 | −1.51∗ | |||
Norell-Clarke et al. (2015) [163] | CBTi | Relaxation + sleep hygiene | Depression | BDI | 24 | 20 | −0.33 |
Park et al. (2015) [164] | Nordic walking | General walking | Depression | BDI | 12 | 12 | −1.10∗ |
Peoples et al. (2019) [165] | CBTi | Sleep hygiene + Armodafinil + placebo | Depression | PHQ-9 | 30 | 30 | −0.97∗∗∗ |
Raskind et al. (2013) [166] | Prazosin | Placebo | Depression | HAM-D | 32 | 35 | −0.67∗∗ |
Depression | PHQ-9 | 32 | 35 | −0.69∗∗ | |||
PTSD | CAPS | 32 | 35 | −0.83∗∗ | |||
Sadler et al. (2018) [167] | CBTi | Sleep education | Anxiety | GAI | 22 | 21 | −2.02∗∗∗ |
Depression | GDS | 22 | 21 | −4.14∗∗∗ | |||
Sato et al. (2019) [168] | CBTi | TaU | Anxiety | HADS-A | 11 | 11 | −0.81 |
Depression | CES-D | 11 | 11 | −1.52∗∗ | |||
Savard et al. (2005) [169] | CBTi | WLC | Anxiety | HADS-A | 27 | 30 | 0.35 |
Depression | HADS-D | 27 | 30 | 0.27 | |||
Schiller et al. (2018) [170] | CBTi | WLC | Burnout | SMBQ | 25 | 26 | −0.03 |
Sheaves et al. (2017) [171] | CBTi | TaU | Suicidal ideation | BSS | 20 | 20 | −0.14 |
Psychosis | PANSS pos | 20 | 20 | −0.31 | |||
Psychosis | PANSS neg | 20 | 20 | −0.51 | |||
Psychosis | PANSS tot | 20 | 20 | −0.34 | |||
Sheaves et al. (2019) [172] | CBT for nightmares | TaU | Anxiety | DASS-A | 11 | 9 | −0.65 |
Depression | DASS-D | 11 | 9 | 0.15 | |||
Dissociation | DES-B | 11 | 9 | −0.73 | |||
Hallucinations | CAPS | 11 | 9 | −0.10 | |||
Paranoia | GPTS | 11 | 9 | −0.82 | |||
Psychosis | DES-B | 11 | 9 | −0.73 | |||
Stress | DASS-S | 11 | 9 | −0.46 | |||
Suicidal ideation | BSS | 11 | 9 | 0.48 | |||
Song et al. (2020) [173] | CBTi | Sleep hygiene | Depression | BDI | 12 | 13 | −0.07 |
Anxiety | BAI | 12 | 13 | −0.98∗ | |||
Tek et al. (2014) [174] | Eszopiclone | Placebo | Depression | CDS | 19 | 17 | −0.07 |
Psychosis | PANSS-pos | 19 | 17 | −0.32 | |||
Psychosis | PANSS-neg | 19 | 17 | −0.05 | |||
Psychosis | PANSS-tot | 19 | 17 | −0.10 | |||
Thiart et al. (2015) [175] | CBTi | WLC | Rumination | PSWQ | 59 | 54 | −0.84∗∗∗ |
Wagley (2010) [176] | CBTi | WLC | Depression | PHQ-9 | 24 | 10 | −1.55∗∗∗ |
Wen et al. (2018) [177] | Augmented acupuncture | Standard acupuncture | Depression | HADS-D | 43 | 46 | −1.01∗∗∗ |
Yeung et al. (2011)a [178] | Electroacupuncture | Placebo acupuncture | Depression | HDRS | 22 | 11 | −0.28 |
Yeung et al. (2011)b [178] | Standard acupuncture | Placebo acupuncture | Depression | HDRS | 23 | 12 | −0.47 |
Zhang et al. (2020) [179] | Acupuncture | Sham acupuncture | Depression | SDS | 46 | 44 | −3.56∗∗∗ |
Anxiety | SAS | 46 | 44 | −3.93∗∗∗ | |||
Zhu et al. (2018) [180] | Tai Chi | TaU | Depression | SDS | 37 | 12 | −0.30 |
Note: ∗p < 0.05, ∗∗p < 0.01, ∗∗∗p < 0.001. CBTi = cognitive behavioural therapy for insomnia, dx = diagnosis, IRT = image rehearsal therapy, MH = mental health, ne = number of participants in intervention group, nc = number of participants in the control group, PTSD = post-traumatic stress disorder, TaU = treatment as usual, WLC = wait list control. abSubscript indicates that the study reports multiple eligible interventions in the same study, in these situations both interventions were included as separate studies in the analysis and the control was halved accordingly.
Risk of bias
Risk of bias was assessed using the risk of bias assessment criteria developed by the Cochrane Collaboration [60]. RCTs were classified as being at overall risk of bias according to three of the six domains – 1) allocation concealment, 2) blinding of outcome assessment and 3) completeness of outcome data (attrition). RCTs judged as being at low risk of bias for all three domains were judged at overall low risk of bias. RCTs judged as being at high risk for any of the three domains were judged as overall high risk of bias. RCTs judged as a mix of low and unclear risk on these three domains, or all unclear were judged as unclear with respect to risk of bias.
Estimating effect sizes
Hedges g and the associated standard error were estimated using the means and standard deviations reported by each of the primary studies. Where means and standard deviations were not reported, effect sizes were estimated by converting relevant summary statistics into Hedges g. Where studies reported multiple outcome measures for the same/similar constructs (e.g., several measures of depression), effect sizes were computed for each outcome and then meta-analysed in their own right to form one overall effect.
Meta-analytic approach
All analyses were conducted in R [61], using the ‘esc’ [62], ‘meta’ [63], ‘metafor’ [64], ‘dmetar’ [65], and ‘robvis’ [66] packages. The pooled, sample-weighted, average effect size was computed using a random effects model as effect sizes between studies are likely to vary considerably [67]. Following Cohen's recommendations [68], g = 0.20 was taken to represent a ‘small’ effect size, g = 0.50 a ‘medium’ effect size and g = 0.80 a ‘large’ effect size. The I2 statistic was used to assess heterogeneity of effect sizes across the included studies and was interpreted according to the classifications suggested by Higgins et al. [69], where I2 = 25% indicates low heterogeneity, I2 = 50% indicates moderate heterogeneity, and I2 = 75% indicates high heterogeneity. Publication bias was assessed via visual inspection of a funnel plot and Egger's test [70]. Additionally, Orwin's formula [71] was used to determine the fail-safe n. Finally, outliers were defined as any effect size for which the confidence intervals did not overlap with the confidence interval of the pooled effect [72]. We conducted a sensitivity analysis examining the effect of outliers for each outcome by rerunning the analysis with any outlying effect sizes removed.
Subgroup analyses
Moderation analysis was conducted to identify variables that were associated with the effect of improving sleep on mental health outcomes. A minimum of three studies representing each moderator level category was required in order to conduct moderation analysis. For categorical variables, the analysis was based on a mixed effects model, in that the pooling of effect sizes within each moderator level was based on a random effects model, while the comparison of effect sizes between levels was based on a fixed effects model. The Q statistic was then used to assess whether effect sizes were significantly different between moderator levels. For continuous variables, sample-weighted meta-regression was used to investigate the impact of the moderator on mental health effect sizes.
Data availability statement
All data and analysis code are freely available on the Open Science Framework under a creative commons 4.0 license (for access, see [73]).
Results
Study selection
Fig. 1 shows the flow of records through the review. Systemic searches of the published and grey literature retrieved a total of 21,733 records, which was reduced to 15,139 after duplicates were removed. Of these records, 14,687 (97%) were excluded in the first stage of screening, leaving 452 full-text records to be screened. Of these records, 387 (86%) were cross-referenced against the review eligibility criteria and excluded (see Fig. 1 for a breakdown of reasons and Supplementary Materials 2 for a list of the studies excluded at this stage), leaving 65 records for inclusion in the meta-analysis.
Study characteristics
Table 2 describes key characteristics of the included studies. The 65 studies provided 72 comparisons between an intervention that successfully improved sleep quality vs. a control group.
Participants
A total of N = 8608 participants took part across the 72 interventions. 38 of the comparisons (53%) included participants with a comorbid physical or mental health problem, while 31 (43%) reported no comorbid health problems, and 3 (4%) reported insufficient detail to make a judgement. Of the 38 comparisons including participants with comorbid health problems, 18 (47%) reported mental health diagnoses, and 20 (53%) had physical health problems.
Outcome measures
The majority of comparisons (61, 85%) reported a measure of depression, but 33 (46%) reported a measure of anxiety, 6 (8%) reported a measure of stress, 5 (7%) reported measures of psychosis spectrum experiences (e.g., total, positive, and negative symptoms), 9 (13%) reported a measure of general mood, 2 (3%) reported post-traumatic stress disorder outcomes, 2 (3%) reported measures of suicidal ideation, 4 (6%) reported rumination outcomes, and 1 (2%) reported a measure of psychological burnout.
Interventions and comparisons
Most interventions were multi-component CBTi (53, 74%), but interventions also involved acupuncture (7, 10%), pharmacological treatments (2, 3%), sleep hygiene alone (2, 3%), sleep restriction alone (2, 3%), Tai Chi (2, 3%), CBT for nightmares (1, 2%), herbal remedies (1, 2%), walking (1, 2%), and yoga (1, 2%). Interventions were most often compared against an active control group (34, 47%), but were also compared to waitlist control groups (25, 35%), and groups receiving treatment as usual (13, 18%). On average participants’ mental health was followed-up 20.5 weeks post-intervention (median = 12 weeks post-intervention), with the earliest follow-up being 4-weeks post-intervention, and the furthest follow-up 156-weeks (three years) post intervention.
Manipulation check: did sleep quality improve significantly in the intervention group relative to controls?
Before we examined the effect of improving sleep quality on subsequent mental health, we confirmed that studies included in the review successfully improved sleep quality. The interventions had large and statistically significant effects on sleep quality at the earliest follow-up point reported (g+ = −1.07, 95% CI = −1.26 to −0.88, p < 0.001), although heterogeneity between studies was substantial (I2 = 79%, Q = 331.93, p < 0.001). After twelve outlying effect sizes were removed, the effect of the interventions on sleep quality remained large and statistically significant (g+ = −0.97, 95% CI = −1.07 to −0.88, p < 0.001), and heterogeneity was reduced to moderate levels (I2 = 43%, Q = 102.32, p < 0.001). These findings suggest that the primary studies included in the present review successfully manipulated sleep quality, even after accounting for outliers.
What effect do improvements in sleep quality have on mental health?
Table 3 presents the effect of improving sleep quality on composite mental health outcomes, and on measures of depression, anxiety, stress, psychosis spectrum experiences, suicidal ideation, PTSD, rumination, and burnout.
Table 3.
Outcome | g+ | 95% CI | I2 | Q | k | N |
---|---|---|---|---|---|---|
Composite outcomes | −0.53∗∗∗ | −0.69 to −0.38 | 76% | 291.94∗∗∗ | 72 | 8608 |
Depression | −0.63∗∗∗ | −0.84 to −0.43 | 81% | 322.03∗∗∗ | 61 | 7868 |
Anxiety | −0.51∗∗∗ | −0.77 to −0.24 | 82% | 186.92∗∗∗ | 35 | 5819 |
Stress | −0.42∗ | −0.79 to −0.05 | 55% | 11.05 | 6 | 419 |
Psychosis spectrum | ||||||
PANSS total | −0.17 | −0.53 to 0.19 | 0% | 0.41 | 3 | 121 |
Positive symptoms | −0.26∗ | −0.43 to −0.08 | 0% | 1.71 | 5 | 1715 |
Negative symptoms | −0.28 | −3.22 to 2.65 | 0% | 1.00 | 2 | 76 |
Suicidal ideation | 0.10 | −3.74 to 3.94 | 20% | 1.25 | 2 | 60 |
PTSD | −0.72 | −2.90 to 1.46 | 0% | 0.59 | 2 | 91 |
Rumination | −0.49∗ | −0.93 to −0.04 | 36% | 4.65 | 4 | 355 |
Burnout | −0.03 | −0.58 to 0.52 | – | – | 1 | 51 |
Notes: ∗∗∗p < 0.001, ∗p < 0.05, PANSS = Positive and Negative Symptoms Scale, PTSD = Post Traumatic Stress Disorder.
Composite mental health
On average, the 72 interventions that successfully improved sleep quality had a statistically significant, medium-sized effect on subsequent composite mental health outcomes, (g+ = −0.53, 95% CI = −0.68 to −0.38, p < 0.001); however, there was substantial heterogeneity between the effect sizes, (I2 = 76%, Q = 291.94, p < 0.001). After re-running the analysis with eleven outlying effect sizes removed, the effect of improving sleep on composite mental health outcomes was small-to-medium sized but still statistically significant, (g+ = −0.42, 95% CI = −0.49 to −0.34, p < 0.001) and now relatively homogeneous (I2 = 20%, Q = 75.24, p = 0.0888). See Fig. 2 for a forest plot.
Depression
Interventions that successfully improved sleep quality had a statistically significant, medium-sized effect on depression across 61 comparisons, (g+ = −0.63, 95% CI = −0.83 to −0.43, p < 0.001); however, once again, there was substantial heterogeneity, (I2 = 81%, Q = 322.09, p < 0.001). After re-running the analysis with nine outlying effect sizes removed, the effect of improving sleep on depression remained medium-sized, (g+ = −0.47, 95% CI = −0.57 to −0.37, p < 0.001), with moderate heterogeneity, (I2 = 32%, Q = 74.86, p = 0.0164). See Fig. 3 for a forest plot.
Anxiety
Interventions that successfully improved sleep quality had a statistically significant, small-to-medium sized effect on anxiety across 35 comparisons, (g+ = −0.50, 95% CI = −0.76 to −0.24, p < 0.001), with substantial levels of heterogeneity, (I2 = 82%, Q = 187.02, p < 0.001). After re-running the analysis with four outlying effect sizes removed, the effect improving sleep on anxiety outcomes was small-to-medium sized, but still statistically significant, (g+ = −0.38, 95% CI = −0.49 to −0.27, p < 0.001), with lower levels of heterogeneity, (I2 = 43%, Q = 52.49, p = 0.0067). See Fig. 4 for a forest plot.
Stress
Interventions that successfully improved sleep quality had a statistically significant, small-to-medium sized effect on stress (g+ = −0.42, 95% CI = −0.79 to −0.05, p = 0.033), across six comparisons. There were moderate levels of heterogeneity (I2 = 55%, Q = 11.05, p = 0.05), but there were no outlying effect sizes. See Fig. 5 for a forest plot.
Psychosis spectrum experiences
Interventions that successfully improved sleep quality had a small effect on total symptoms as indicated by the PANSS (g+ = −0.17, 95% CI = −0.53 to 0.19, p = 0.18) across three comparisons, with zero heterogeneity (I2 = 0%, Q = 0.41, p = 0.813). Interventions that successfully improved sleep quality had a small effect on positive symptoms (g+ = −0.26, 95% CI = −0.43 to −0.08, p = 0.014) across five comparisons, with zero heterogeneity (I2 = 0%, Q = 1.71, p = 0.788). Finally, interventions that successfully improved sleep quality had a small effect on negative symptoms (g+ = −0.28, 95% CI = −3.22 to 2.65, p = 0.436) across k = 2 comparisons, with zero heterogeneity (I2 = 0%, Q = 1, p = 0.318). See Fig. 6 for a forest plot.
Suicidal ideation
Interventions that successfully improved sleep quality had a small, adverse effect on suicidal ideation (g+ = 0.10, 95% CI = −3.74 to 3.94, p = 0.804) across two comparisons. There were low levels of heterogeneity (I2 = 20%, Q = 1.25, p = 0.263) and no outlying effect sizes. See Fig. 5 for a forest plot.
Post-traumatic stress disorder (PTSD)
Interventions that successfully improved sleep quality had a medium-to-large effect on PTSD (g+ = −0.72, 95% CI = −2.90 to 1.46, p = 0.149) across two comparisons, with zero heterogeneity (I2 = 0%, Q = 0.59, p = 0.442). See Fig. 5 for a forest plot.
Rumination
Interventions that successfully improved sleep quality had a statistically significant, medium sized effect on rumination (g+ = −0.49, 95% CI = −0.93 to −0.04, p = 0.041) across four comparisons, with moderate heterogeneity (I2 = 36%, Q = 4.65, p = 0.1991). See Fig. 5 for a forest plot.
Burnout
Only one study reported the effect of improving sleep on burnout finding almost zero effect (g = −0.03, CI = −0.58 to 0.52, p = 0.917).
Moderators of the effect of improving sleep quality on composite mental health outcomes
Table 4 presents the findings of analyses evaluating categorical moderators of the effect of improving sleep quality on composite mental health outcomes and Table 5 presents analyses evaluating continuous moderators using meta-regression. Studies that found significant effects of the intervention on sleep quality reported larger effects on subsequent composite mental health, (g = −0.53, 95% CI = −0.68 to −0.38, p < 0.001), than studies that did not find a significant effect of the intervention on sleep quality, (g = −0.12, 95% CI = −0.24 to 0.01, p = 0.0522), a difference that was statistically significant, (Q = 17.59, p < 0.001). This finding strengthens the notion that improvements in sleep are behind improvements in mental health. The effect of improving sleep on mental health was larger in studies with shorter follow-up periods, (i.e., <6 months, g+ = −0.60), than in studies with longer follow-ups, (i.e., 6 months, g+ = −0.18, Q = 10.75, p < 0.01). Furthermore, interventions that were delivered face-to-face by a clinician or therapist were associated with significantly larger effects on mental health, (g+ = −0.63), than those that were self-administered by participants, (g+ = −0.34, Q = 4.50, p < 0.05). Finally, there was significant variation in the size of the effect between countries (Q = 53.69, p < 0.001). No other statistically significant categorical moderator effects were found. Regarding continuous moderators, meta-regression revealed a statistically significant dose–response effect for the association between the effect of interventions on sleep quality and the effect on subsequent mental health outcomes (B = 0.77, 95% CI = 0.52 to 1.02, p < 0.001), suggesting that greater improvements in sleep led to greater improvements in mental health. No other continuous variables significantly moderated the effect of improving sleep on mental health.
Table 4.
Variable | Levels | k | g+ | 95% CI | Q |
---|---|---|---|---|---|
Significant effect on sleepa | Yes | 72 | −0.53 | −0.69 to −0.38 | 17.69∗∗∗ |
No | 31 | −0.12 | −0.24 to 0.01 | ||
Clinical status of MH | Clinical | 15 | −0.72 | −1.14 to −0.30 | 0.92 |
Non-clinical | 45 | −0.50 | −0.68 to −0.31 | ||
Comorbidities | Mental health | 18 | −0.64 | −1.00 to −0.29 | 0.63 |
Physical health | 20 | −0.54 | −0.76 to −0.32 | ||
No comorbidities | 31 | −0.47 | −0.72 to −0.23 | ||
Follow-up point | Short (<6 months) | 61 | −0.60 | −0.77 to −0.42 | 10.75∗∗ |
Long (≥6 months) | 11 | −0.18 | −0.36 to −0.00 | ||
Assessment type | Self-reported | 66 | −0.54 | −0.70 to −0.38 | 0.62 |
Clinician rated | 6 | −0.44 | −0.65 to −0.23 | ||
Adjusted data | Adjusted | 21 | −0.51 | −0.77 to −0.26 | 0.01 |
Unadjusted | 51 | −0.53 | −0.72 to −0.35 | ||
Recruitment setting | Clinical (MH) | 12 | −0.52 | −1.00 to −0.04 | 3.72 |
Clinical (PH) | 14 | −0.52 | −0.76 to −0.28 | ||
Community | 39 | −0.39 | −0.53 to −0.26 | ||
Mixed | 9 | −1.12 | −1.94 to −0.31 | ||
Recruitment method | Voluntary | 49 | −0.46 | −0.58 to −0.34 | 0.98 |
Health professional | 7 | −0.65 | −1.45 to 0.14 | ||
Mixed | 8 | −0.88 | −1.80 to 0.04 | ||
Control group | Active control | 34 | −0.58 | −0.87 to −0.30 | 0.57 |
TaU | 13 | −0.52 | −0.75 to −0.29 | ||
Wait-list | 25 | −0.46 | −0.63 to −0.29 | ||
Risk of bias | High | 31 | −0.38 | −0.56 to −0.21 | 0.74 |
Low | 10 | −0.55 | −0.91 to −0.20 | ||
Intervention type | Acupuncture | 7 | −1.17 | −2.08 to −0.25 | 2.46 |
CBTi | 53 | −0.44 | −0.59 to −0.29 | ||
Exercised basedb | 4 | −0.52 | −0.85 to −0.19 | ||
Pharmacologicalc | 2 | – | – | ||
Sleep hygiene onlyc | 2 | – | – | ||
Sleep restriction onlyc | 1 | – | – | ||
CBT for nightmaresc | 1 | – | – | ||
Herbal teac | 1 | – | – | ||
Intervention format | Group | 11 | −0.42 | −0.92 to 0.08 | 0.25 |
Individual | 52 | −0.55 | −0.73 to −0.38 | ||
Intervention delivery | Clinician delivered | 43 | −0.63 | −0.87 to −0.38 | 4.50∗ |
Self-administered | 23 | −0.34 | −0.43 to −0.26 | ||
Country of origin | Australia | 5 | −1.50 | −2.39 to −0.60 | 53.69∗∗∗ |
Canada | 4 | −0.12 | −0.40 to 0.17 | ||
China | 8 | −0.85 | −1.59 to −0.11 | ||
Germany | 3 | −0.49 | −0.90 to −0.08 | ||
Korea | 4 | −0.78 | −1.70 to 0.15 | ||
Netherlands | 3 | −0.16 | −0.29 to −0.03 | ||
Sweden | 8 | −0.28 | −0.53 to −0.03 | ||
Taiwan | 4 | −0.57 | −0.61 to −0.52 | ||
UK | 9 | −0.36 | −0.51 to −0.22 | ||
USA | 20 | −0.50 | −0.71 to −0.28 | ||
New Zealandc | 2 | – | – | ||
Spainc | 1 | – | – |
Notes: CBTi = cognitive behavioural therapy for insomnia, MH = Mental Health, PH = Physical Health, TaU = treatment as usual, WLC = wait list control.
∗p < 0.05, ∗∗p < 0.01, ∗∗∗p < 0.001.
Studies in the ‘No’ moderator category were excluded from the review due to having no significant effect on sleep quality but were included for moderation analysis.
The ‘exercise based’ category combines separate interventions with exercise as a key element, including walking, yoga and Tai Chi.
Not included in subgroup analysis due to low number.
Table 5.
Variable | k | B | SE | 95% CI |
---|---|---|---|---|
Publication year | 72 | −0.02 | 0.02 | −0.05 to 0.02 |
Journal impact | 71 | 0.01 | 0.01 | −0.01 to 0.03 |
Age | 71 | 0.00 | 0.01 | −0.01 to 0.02 |
Sex | 71 | 0.00 | 0.00 | −0.00 to 0.01 |
Sleep effect | 70 | 0.77∗∗∗ | 0.13 | 0.52 to 1.02 |
Intervention duration | 70 | 0.02 | 0.02 | −0.03 to 0.06 |
Contact time | 55 | 0.00 | 0.01 | −0.02 to 0.01 |
Number of sessions | 61 | 0.00 | 0.01 | −0.02 to 0.01 |
Post-hoc moderation analysis
Is the smaller effect of improving sleep on mental health at longer follow-ups associated with smaller effects on sleep quality?
We conducted further (unplanned) post-hoc analysis to investigate whether the smaller effect of improving sleep on mental health at longer follow-ups was accompanied by a reduction in the improvements to sleep quality. Studies reporting the effect of the intervention at shorter follow-ups reported larger improvements in sleep quality, (g = −1.03, 95% CI = −1.27 to −0.78, p < 0.001), than those reporting longer follow-ups (g = −0.44, 95% CI = −0.62 to −0.27, p < 0.001), a difference that was statistically significant, (Q = 14.38, p < 0.001). This suggests that the smaller effect of improving sleep on mental health at longer follow-ups might be driven by a smaller effect of the interventions on sleep quality at longer follow-ups.
Can some of the effect of improved mental health be explained by CBTi modules that target processes associated with mental health?
Finally, although the present review excluded interventions that specifically and directly targeted mental health, some CBTi protocols include modules that might target similar processes associated with some mental health difficulties (rumination around sleep, catastrophizing over the effect of poor sleep etc.). Therefore, we compared CBTi interventions with modules that could target processes associated with mental health vs. interventions that did not include these modules (e.g., sleep restriction alone, sleep hygiene alone, herbal tea, and pharmacological intervention). There were no significant differences in the effect of improved sleep quality on mental health between CBTi interventions including modules addressing processes associated with mental health (g = −0.44, 95% CI = −0.59 to −0.29, p < 0.001), relative to those that did not (g = −0.48, 95% CI = −0.65 to −0.32, p < 0.001, Q = 2.51, p = 0.285). This finding suggests that it is the beneficial effect of improved sleep quality that confers improvements in mental health rather than the inclusion of modules that target processes associated with mental health commonly seen in CBTi protocols.
Risk of bias assessments
Fig. 7 summarizes the weighted assessment of risk of bias. Individual risk of bias judgements for included studies are presented in Supplementary Material 3. Ten studies (15%) were judged as having low risk of bias, 29 studies (45%) were judged as high risk of bias, and 26 studies (40%) were judged as unclear. The methodological quality of the included studies was not associated with the effect of improving sleep on composite mental health outcomes, Q = 0.72, p = 0.395.
Publication bias
A funnel plot of the effect of improving sleep quality on composite outcomes revealed asymmetry in the effect sizes (Egger's regression = −1.09, 95% CI = −1.91 to −0.28, p < 0.05, see Fig. 8). Duval and Tweedie's [74] trim and fill procedure was therefore used to address the asymmetry. Ten studies were imputed resulting in a statistically significant, small-to-medium sized adjusted effect of improving sleep on composite mental health outcomes (g+ = −0.35, 95% CI = −0.55 to −0.16, p < 0.001). Orwin's failsafe n test suggested that an additional 4101 comparisons producing null effects would be needed to reduce the average effect of improving sleep on composite outcomes to zero. Taken together these results suggest that the effect of improving sleep on composite mental health is robust to possible publication bias.
Discussion
The present review used meta-analysis to synthesize the effect of 72 interventions that improved sleep quality relative to a control condition on subsequent mental health. The findings revealed that improving sleep quality had, on average, a medium-sized effect on mental health, including clear evidence that improving sleep reduced depression, anxiety, and stress. A dearth of primary studies of other mental health difficulties (e.g., psychosis spectrum experiences, suicidal ideation, PTSD, rumination, and burnout) mean that it is premature to draw definitive conclusions in these areas. It was also notable that we found a dose–response relationship between improvements in sleep quality and subsequent mental health, such that greater improvements in sleep led to greater improvements in mental health. Although there was some evidence of publication bias, the effects remained robust to correction. Taken together, the findings suggest that improving sleep leads to better mental health, therefore providing strong evidence that sleep plays a causal role in the experience of mental health difficulties.
Sleep as a transdiagnostic treatment target
The present findings support the idea that targeting sleep promotes mental health across a range of populations and experiences. The effect of improving sleep quality on composite mental health was medium-sized and statistically significant, regardless of the presence of physical and/or mental health comorbidities. This finding is particularly important given the healthcare challenges associated with multimorbidity [75] and mental and physical health problems often co-occur [[76], [77], [78], [79]], something that appears to be increasing [80]. Consequently, it is important that the benefits of improving sleep on mental health occur even in the presence of comorbid health complaints, as was reported in the present research. Improving sleep has also been shown to improve aspects of physical health, including fatigue [81], chronic pain [82,83], and overall health related quality of life [84] and could reduce the cost of healthcare. For example, offering a digital CBTi intervention (Sleepio) to primary care patients was associated with an average saving of £70.44 per intervention user [85], and cost savings following sleep intervention have also been specifically reported in people with comorbid mental health difficulties such as depression [86].
Another finding to suggest that targeting sleep could promote mental health across a range of populations and experiences, is that we found no difference in the effect of improving sleep quality on mental health between those with clinically defined mental health difficulties and those with non-clinical experiences or between those recruited from clinical vs. community settings, with both groups receiving significant benefits of improved sleep on mental health. This suggests that improving sleep could prove helpful across a range of mental health severities, thus broadening the possible impact of sleep interventions within healthcare services. Finally, there is growing evidence that sleep disturbances predict the development of mental health difficulties in the future. For example, shorter and more variable sleep has been shown to be longitudinally associated with more severe hallucinations and delusional ideation in those at high-risk of psychosis [87]. The present research found that improving sleep has a significant beneficial impact on future mental health in those with non-clinical experiences, raising the possibility that delivering interventions that improve sleep early might limit the risk of developing (or exacerbating) substantive mental health difficulties. Indeed, less severe mild-to-moderate presentations of mental health difficulties can develop over time into more severe mental health diagnoses [88,89], therefore improving sleep might be one tool that can be used in combination with others to limit the risk of transition.
Strengths and limitations
The present review has several strengths. First, it provides a comprehensive and up-to-date search of RCTs examining the effect of improving sleep on a variety of subsequent mental health outcomes. Indeed, with 65 RCTs and N = 8608 participants, the present review is one of the largest studies of the effect of improving sleep on mental health to date. Second, the review was specifically designed to test the causal association between sleep and mental health (i.e., RCTs only, successful sleep improvement required, temporal lag between measures etc.). To our knowledge, the review is the first to adopt this approach in the field of sleep and mental health, although the general approach has been used in other fields [90]. Finally, we provide an analysis of possible moderators of the effect of improving sleep on mental health, identifying several key moderators of the effect.
However, there are limitations that must be considered when interpreting the findings. First, relatively few studies examined the effect of improving sleep over the long term. Those that did report longer follow-ups generally found smaller effects (although still statistically significant), most likely due to the diminishing effects of interventions on sleep quality over time [91]. Consequently, it is important that interventions targeting sleep quality as a route to improving mental health seek to maintain their beneficial effects. Second, there were few primary studies for some of the outcomes included in this review. Consequently, in lieu of more studies reporting these outcomes, the inferences that we can make for mental health outcomes other than depression and anxiety are more limited. Third, although the intention of the present review was to include a broad range of sleep disturbances, most of the analyses are based on CBT interventions for insomnia. This might be due to the relationship between insomnia and mental health being the one that is historically most studied. However, it may be that our focus on sleep quality precluded some studies that do not focus on insomnia from inclusion. For example, different sleep disorders have different conceptualisations of improvement that might not include sleep quality. For example, the timing of sleep is particularly important in circadian rhythm disorders and daytime sleepiness is a key outcome in sleep apnoea research. Future research might consider examining the effect of improving specific sleep disorders on mental health by conceptualising improvements using sleep disorder specific outcomes.
Future directions
The present review highlighted several areas for future research in terms of both research and theory, and the implementation of findings in practice. First, given that mental health was measured on average around 20.5 weeks post-intervention in the primary studies, and that the effect of improving sleep on mental health significantly reduced over time, future research should examine the effect of improving sleep on mental health over the longer term. Second, although not uncommon, the majority of RCTs included in the present review were at high risk, or unclear risk or bias. Consequently, in addition to studying the effect of improving sleep over the longer term, on a range of mental health difficulties beyond depression and anxiety, we need more research at lower risk of methodological bias.
Finally, although the present research provides evidence for a causal association between sleep and mental health, it is less clear how sleep affects mental health. One potential mechanism is whether and how people regulate their emotions (e.g., in response to negative events). Indeed, evidence suggests that poor sleep can amplify the adverse effect of negative life events [92,93], dull the beneficial impact of positive events [94], and is associated with more frequent use of emotion regulation strategies that might be detrimental to good mental health [95]. By extension, although we are unaware of RCTs testing the effect of improved sleep on emotion regulation, changes in sleep are prospectively associated with changes in aspects of emotion regulation [96,97], while experimentally induced sleep deprivation is adversely linked to poorer emotion regulation [96,97]. Contemporary perspectives on emotion regulation (e.g., the action control perspective), draw on research on how people regulate their behaviour, to propose that regulating emotions involves three tasks, 1) identifying the need to regulate, 2) deciding whether and how to regulate, and 3) enacting a regulation strategy [98]. We propose that poor sleep quality has the potential to adversely affect anyone (or all) of the three tasks involved in effectively regulating emotions, which might go some way toward explaining the relationship between poor sleep and mental health. Therefore, we would recommend that future research includes measures of aspects of emotion regulation (e.g., the Difficulties in Emotion Regulation Scale, [99]) within experimental and longitudinal designs to elucidate possible mechanisms by which improvements in sleep benefit mental health.
In terms of practice and implementation, evidence on the effect of sleep on mental health also supports calls for routine screening and treatment of problems with sleep. Both the Royal Society for Public Health (RSPH) and the Mental Health Foundation (MHF) recommend that primary health care training should include awareness of, and skills in assessing, sleep problems [100,101]. Despite this and a growing body of evidence, there has been little progress to date [102]. This may reflect under-appreciation of the importance of sleep [103] and lack of training and skills in assessing and managing sleep problems [[104], [105], [106], [107], [108]], as well as limited time and resources [103,109]. Therefore, a profitable next step might be to explore barriers and facilitators to assessing sleep and delivering effective interventions in specific care settings, from both the patient and clinician perspective. Indeed, the present review also highlighted a dearth of trials that tested the effect of improving sleep on mental health outcomes in ‘real world’ settings (e.g., within existing clinical and community health services). Although some researchers are taking important steps in this area [[110], [111], [112]], there is a clear need for more trials of interventions in clinical services so that the effectiveness and implementation of such interventions in routine care can be better understood.
Conclusions
Taken together, the present research supports the view that sleep is causally related to the experience of mental health difficulties, and therefore that sleep represents a viable treatment target that can confer significant benefits to mental health, as it has been found to do for physical health. We found that improving sleep was associated with better mental health regardless of the severity of mental health difficulty (i.e., clinical vs. non-clinical) or the presence of comorbid health conditions. Poor sleep is almost ubiquitous within mental health services [102,108,113,114], is causally related to the experience of mental health difficulties, and represents a potential treatment target [105,115,116]. Consequently, equipping health professionals with greater knowledge and resources to support sleep is an essential next step. Future research should consider how interventions that improve sleep could be better incorporated into routine mental health care, as well as the possible mechanisms of action that might explain how sleep exerts its effects on mental health.
Research agenda.
To fully harness the effect of improved sleep on mental health, it is important that future research:
-
1.
Explores the barriers and possible solutions to incorporating interventions that improve sleep into mental health care services.
-
2.
Tests the effect of improving sleep on mental health outcomes beyond depression and anxiety, and over the long term, using designs at low risk of methodological bias.
-
3.
Investigates the possible mechanisms of action that might explain how sleep exerts its effects on the experience of mental health difficulties.
Practice points.
-
•
Sleep is causally related to the experience of mental health difficulties and represents a viable transdiagnostic treatment target for those experiencing mental health difficulties.
-
•
Improving sleep has beneficial effects on the experience of mental health difficulties, regardless of the severity of those difficulties, or the presence of comorbid health conditions.
-
•
Healthcare professionals aiming to improve mental health (particularly depression, anxiety, and stress) should consider interventions designed to improve sleep, particularly cognitive behavioral therapy for insomnia where the evidence base is strongest.
Funding
This research was funded by the National Institute for Health Research under its Research for Patient Benefit (RfPB) Programme (Grant Reference Number PB-PG- 0817-20027). The views expressed are those of the author(s) and not necessarily those of the NIHR or the Department of Health and Social Care.
Acknowledgements
We thank Anthea Sutton (Information Resources Group Manager, The University of Sheffield) for her help developing the systematic search strategy and managing the records.
Footnotes
The most important references are denoted by an asterisk.
Supplementary data to this article can be found online at https://doi.org/10.1016/j.smrv.2021.101556.
Appendix ASupplementary data
The following are the Supplementary data to this article:
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
All data and analysis code are freely available on the Open Science Framework under a creative commons 4.0 license (for access, see [73]).