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PLOS One logoLink to PLOS One
. 2021 Dec 10;16(12):e0259835. doi: 10.1371/journal.pone.0259835

Lived experiences of frontline healthcare providers offering maternal and newborn services amidst the novel corona virus disease 19 pandemic in Uganda: A qualitative study

Herbert Kayiga 1,*, Diane Achanda Genevive 2, Pauline Mary Amuge 3, Andrew Sentoogo Ssemata 4, Racheal Samantha Nanzira 2, Annettee Nakimuli 1
Editor: Michelle L Munro-Kramer5
PMCID: PMC8664167  PMID: 34890417

Abstract

Background

The COVID-19 pandemic has brought many health systems in low resource settings to their knees. The pandemic has had crippling effects on the already strained health systems in provision of maternal and newborn healthcare. With the travel restrictions, social distancing associated with the containment of theCOVID-19 pandemic, healthcare providers could be faced with challenges of accessing their work stations, and risked burnout as they offered maternal and newborn services. This study sought to understand the experiences and perceptions of healthcare providers at the frontline during the first phase of the lockdown as they offered maternal and newborn health care services in both public and private health facilities in Uganda with the aim of streamlining patient care in face of the current COVID-19 pandemic and in future disasters.

Methods

Between June 2020 and December 2020, 25 in-depth interviews were conducted among healthcare providers of different cadres in eight Public, Private-Not-for Profit and Private Health facilities in Kampala, Uganda. The interview guide primarily explored the lived experiences of healthcare providers as they offered maternal and newborn healthcare services during the COVID-19 pandemic. All of the in depth interviews were audio recorded and transcribed verbatim. Themes and subthemes were identified using both inductive thematic and phenomenological approaches.

Results

The content analysis of the in depth interviews revealed that the facilitators of maternal and newborn care service delivery among the healthcare providers during the COVID-19 pandemic included; salary bonuses, the passion to serve their patients, availability of accommodation during the pandemic, transportation to and from the health facilities by the health facilities, teamwork, fear of losing their jobs and fear of litigation if something went wrong with the mothers or their babies. The barriers to their service delivery included; lack of transport means to access their work stations, fear of contracting COVID-19 and transmitting it to their family members, salary cuts, loss of jobs especially in the private health facilities, closure of the non-essential services to combat high patient numbers, inadequate supply of Personal Protective equipment (PPE), being put in isolation or quarantine for two weeks which meant no earning, brutality from the security personnel during curfew hours and burnout from long hours of work and high patient turnovers.

Conclusion

The COVID-19 Pandemic has led to a decline in quality of maternal and newborn service delivery by the healthcare providers as evidenced by shorter consultation time and failure to keep appointments to attend to patients. Challenges with transport, fears of losing jobs and fear of contracting COVID-19 with the limited access to personal protective equipment affected majority of the participants. The healthcare providers in Uganda despite the limitations imposed by the COVID-19 pandemic are driven by the inherent passion to serve their patients. Availability of accommodation and transport at the health facilities, provision of PPE, bonuses and inter professional teamwork are critical motivators that needed to be tapped to drive teams during the current and future pandemics.

Introduction

On March 11th, 2020, the World Health Organisation (WHO) classified the novel Coronavirus disease (COVID-19), caused by the Severe Acute Respiratory Syndrome Corona virus-2 (SARS-CoV-2 virus), as a global pandemic and emergency [1, 2]. As of 10th August 2021, globally there were 202.1 million confirmed cases of COVID-19 and 4.29 million deaths [3]. In Africa as of 10th August 2021, there were 5.14 million confirmed cases and 122,025 deaths from COVID-19, which is lower than the 78.6 million confirmed cases and 2.03 million deaths in Americans [3] and 61.2 million confirmed cases in Europe with 1.23 million deaths from COVID-19 [3].

Uganda reported her first COVID-19 case on the 21st March 2020 [4]. Since then the number of confirmed cases had reached 95,723 as of 06th August 2021 with 2,783 deaths reported by the Uganda Ministry of Health [5]. The COVID-19 pandemic took Uganda by surprise [6, 7]. With 1.4 million HIV positive patients, 800,000 diabetic patients and 100,000 TB positive sputum patients, the Ugandan health system was already overstretched [8].

Healthcare in Uganda is offered mainly by public (70%), private-Not for profit (20%) and private health facilities (10%) [9, 10]. Public health facilities are structured in the following categories; National and Regional referral hospitals, general hospitals, district hospitals/ Health centre IVs (offering care to a population of 100,000 both in and outpatient services and emergency surgeries), Health Centre III (serving a population of 20,000 at the sub county level offering mainly outpatient and maternity services), Health centre II (serving a population of 5,000 and being run by an enrolled midwife) and the Health centre I (linking the community to the health system and being run by the village health teams with or without formal training). Care in the public facilities is free [11]. Private-Not-for Profit health facilities are mainly faith based facilities that offer care at a subsidized cost. The private health facilities are run by individuals or institutions with no exact control on how care is billed [12].

With lessons from other low and middle income settings, like Vietnam where lockdowns, extensive contact tracing and social distancing had resulted in barely any mortality attributed to COVID-19 [13, 14], and more case fatality rates from COVID-19 in the United States [15] and Europe [16] where preventative measures were not fully implemented, Uganda instigated a nationwide lockdown to contain the COVID-19 pandemic.

With no clear cure to COVID-19 [17, 18], like other African countries (South Africa, Malawi, South Sudan, Kenya, Ghana, Nigeria, and Rwanda) [19], Uganda took a number of measures to contain the COVID-19 pandemic. Public gatherings, shopping malls, public domestic and international travels were closed from the 18th March 2020. This was after recommendations of self-quarantine declared from 10th March 2020 for all travellers for two weeks were not adequate to contain the COVID-19 threat in the country. The government closed all the Ugandan borders on 23rd March 2020. With sprouting COVID-19 cases, the authorities suspended all public transport on 25th March 2020 [7]. This was later followed by a nationwide lockdown and night curfews for the first time in Uganda for two weeks (from 1st April 2020) [7]. Before this, there had only been regional lockdowns like in the early 2000s to contain the Ebola outbreaks and civil wars seen around 1980 to 1985. All outdoor exercises were banned on 8th April 2020. After the two weeks, the Ugandan authorities extended the lockdown on the 14th April 2020 up to 5th May 2020. Though eased a bit with reduction on the travel restrictions, the lockdown was extended for another two weeks. The lockdown was finally eased on 4th June 2020 but the curfew measures were left in place.

The healthcare system in Uganda like other low and middle countries faced challenges such as high patient load amidst limited human resource, infrastructure and frequent stock-outs of equipment, drugs and supplies even before the COVID-19 pandemic [8, 19, 20]. Prior to the COVID-19, Uganda through strategies like five year Health Sector Strategic Plans for the past two decades had reduced maternal mortality rates from 500 in 2000 to 375 deaths per 100,000 live births [21, 22]. The four visit antenatal attendance (ANC) was at 59.9% from 33.1% in 2011 [23]. The unmet need for modern contraception had reduced to 26% from 30% in 2016 [22, 24]. The fertility rate in Uganda stands at 4.3 currently from 5.3 in 2000 [21]. The postnatal care was still below optimal levels in Uganda at 54.3% [22]. The neonatal mortality was at 19.9 per 1000 live births before COVID-19 from 33 deaths per 1000 live births [21]. Neonatal tetanus protection had reached 85% as compared 52% in 2000 [25]. Marked progress had also been seen in the BCG immunization at 1 year with 88% while that of Haemophilus influenzae type B (Hib) and Diphtheria, Pertussis (whooping cough), and Tetanus (DPT) vaccine coverage was at 93% [22] before COVID-19 pandemic.

COVID-19 has exerted enormous pressure on National Health Service programs in many African countries like Expanded Program on Immunization [26] as result of closure of some of the vaccination clinics with some of the healthcare providers put in quarantine when suspected or confirmed with COVID-19 or shifted to manage COVID-19 patients [19].

Despite evidence of routine childhood immunization benefit over COVID-19 associated risks with the vaccination clinics [27], the Ministry of Health of Uganda has already reported a decline in the current immunization coverage during the COVID-19 pandemic [28]. Similar trends in immunization coverage have also been reported in South Sudan, Zimbabwe, South Africa and Nigeria [19].

In Uganda, there are 4,600 deliveries per day [29]. There’s evidence that skilled birth attendance can reduce preventable maternal and newborn death [20]. Interruption in access to quality maternal and newborn health services with the travel restrictions in place to curb the COVID-19 could put over 10,000 lives of both women and their babies in danger every single day of the COVID-19 pandemic [6].

As of 7th July 2021, 37 Ugandan health workers had died of COVID-19 [30]. The Mulago National Referral Hospital COVID-19 management Unit had only eight Intensive Care Unit (ICU) beds by then and also with reported shortage in supply of oxygen. This low capacity made even the healthcare providers infected with COVID-19 fail to access this critical care when needed [31]. Despite the low human resource available for maternal and newborn health, some healthcare providers were deployed to manage the COVID-19 patients [6]. This could have appreciably affected maternal and newborn healthcare delivery in Uganda as there were fewer frontline healthcare providers on ground to care for the mothers and their babies.

It’s against this background that this study sought to understand the lived experiences and perceptions of the healthcare providers offering maternal and newborn services during the first phase of the lockdown to contain the COVID-19 pandemic in Uganda with the aim of streamlining patient care in the current and similar future disasters.

Materials and methods

Study design

We conducted this embedded qualitative study as part of a bigger study that assessed the impact of COVID-19 pandemic on the provision of Maternal and Newborn healthcare services in eight health facilities in Kampala, Uganda between June 2020 and December 2020 [32] during the first phase of the lockdown. We used the phenomenological [33, 34] and inductive thematic approaches [35] to explore the lived experiences and perspectives of 25 healthcare providers as they offered maternal and newborn services in the eight selected facilities in Kampala using in depth interviews.

Study setting

This study was conducted in eight health facilities (two Private hospitals, three Private-Not-for Profit hospitals and three Public health facilities) in Kampala, Uganda. These eight facilities were purposively selected because they are the biggest service providers in the three sectors (public, private-not-for profit and private) offering maternal and newborn health care in Kampala. All of the eight health facilities had most of the different cadres of healthcare providers for maternal and newborn health with brief description provided in Table 1.

Table 1. Characteristics of the eight health facilities offering maternal and newborn health services in Kampala, Uganda.

Hospital Nature of Health facility Level of Care No. of beds and population served No. healthcare providers Duration of work No. of deliveries/year Cost of service delivery Service delivered
1. Public National Referral hospital Serves a population of 4.5 million, with a bed capacity of 900 500 24 hours a day, 7 days a week. 24,526 Free Teaching hospital. Offers free Maternal and Newborn services
2. Public Regional referral hospital Serves a population of 3 million, Bed capacity of 100. 356 24 hours a day, 7 days a week. 15,000 Free Teaching hospital Offers free Maternal and Newborn services
3. Public Health Centre III Serves a population of 200,000. Bed capacity of 30. 28 8 hours, 5 days a week 5,336 Free Maternity and newborn health services, OPD services
4. Private-Not-for-Profit health facility Hospital 361 beds. 300 24 hours a day, 7 days a week 5,500 Subsidized cost Offers both Outpatient and in-patient care It is involved in patient care. Research and teaching. internship site for medical graduates
5. Private-Not-for-Profit health facility Hospital 274 beds 350 24 hours a day, 7 days a week. 6,832 Subsidized care Offers maternal and newborn care services. Internship site. The hospital also offers specialized inpatient and outpatient services
6. Private-Not-for-Profit health facility. Hospital 350 beds. 347 24 hours a day, 7 days a week. 5,000 Subsidized care This hospital offers most of the specialist services in maternal and newborn health. It is also an internship site for medical graduates and a training site for clinical officers, nurses and radiology students.
7. Private Hospital 60 beds. 60 24 hours a day, 7 days a week. 1,000 Cash or privately insured care It offers specialist services to both privately insured and cash patients. Offers all maternal and newborn health services.
8. Private Hospital 80 beds. 45 24 hours a day, 7 days a week. 1,100 Cash or privately insured care The hospital has been providing primary, secondary and some tertiary health care services for the past 25 years. It offers all specialist service

Participant recruitment and sampling

Prior to participant recruitment, we sought permission from the different hospital institutional review boards. After obtaining permission, we met the different hospital administrators who later allowed us to meet the healthcare providers in maternal and newborn health based on their availability and convenience. We purposed to meet healthcare providers of different cadres offering maternal and newborn health services. These included obstetricians/gynecologists, theatre in-charges, nurse midwives, medical doctors, ward in-charges, nurse in-charges of immunization, antenatal, postnatal and family planning clinics. The selected healthcare providers were then given two contacts of the Principal investigator and the research team. We purposively interviewed 25 healthcare providers at the eight selected health facilities using in depth interviews which were preferred to focus group discussions to minimize any spread of the pandemic. Disinfection protocols were observed prior to the interviews. All the in depth interviews were administered in English, the official language used in Uganda in quiet rooms at the different selected health facilities as recommended by the hospital administrators.

Inclusion criteria

Healthcare providers actively involved in maternal and newborn health service delivery at any of the eight selected health facilities during the study period that consented to participate in the study were recruited.

Exclusion criteria

Healthcare providers involved in maternal and newborn health services at the eight selected health facilities who were on leave or inaccessible physically during the study period were excluded.

Staff training and recruitment

We had three teams on the study. Team 1 was in charge of data collection. The team was composed of two researchers and two field note takers. The two researchers had doctoral degrees and were familiar with the local hospital settings. This team had research training for three days. They were trained on how to identify and interview potential participants. They were also trained on participant recruitment while observing the research ethics in accordance to the Declaration of Helsinki [36]. The two field note takers were fluent in English and Luganda, the locally spoken language. Team 2 was in charge of data analysis. It was composed of Principal investigator and one administrator. This team had to ensure transcription accuracy and data analysis. Team 3 was composed of two independent researchers whose task was checking rigor according to the Lincoln—Guba criteria [37].

Data collection

After obtaining informed consent from the participants, 25 healthcare providers had in depth interviews by two doctoral degree level interviewers between June 2020 and December 2020. All interviews were administered in English. Two note takers captured the participants’ non-verbal expressions with their consent in addition to the field notes. After ascertaining data saturation with no new emerging themes, we stopped the data collection [38, 39]. The interviews lasted between 45 to 90 minutes. The interviews captured the participant socio-demographic information, the way they perceived service delivery before and during the COVID-19 pandemic, the facilitators and barriers to quality maternal and newborn service delivery and their recommendations to optimal service delivery in future disasters or pandemics using open ended questions. Whenever clarity was needed, more specific questions were raised by the interviewers so that all the required information was collected. All of the interviews were tape recorded.

Quality control

Two interviewers and two note takers were trained prior to the data collection. A pilot study was carried out with four healthcare providers to pretest and modify the interview guide. Data from the pilot study was also included in the analysis as the healthcare providers in the pilot were not included in the main study. The interviews were tape recorded and transcribed verbatim immediately after the interviews. The transcriptions were compared with field notes throughout the study period. We ensured that the coordinators of the interviews or discussions didn’t participate in the analysis but critiqued the results from the analysis and ensured that these results conformed to their expectations from the discussions. This was done to validate the study findings and also ensure quality in the study. Field notes and transcripts, codes and their interpretations were made by separate teams of investigators. Data was backed up on hard drives, online databases and two computers. The research materials were kept under restricted access by only authorized staff for participant confidentiality and privacy.

Ethical consideration

We obtained ethical approvals from The AIDS Support Organisation (TASO) Institutional Ethics review board, (TASOREC/064/2020-UG-REC-009), and Uganda National Council of Science and Technology (HS924ES). We also obtained administrative clearances from the eight health facilities. Verbal and written informed consents were obtained from all study participants after an elaborate explanation of the study.

Participants were reimbursed for participating in the study in form of transport refunds. Participants were reassured that participating in the study was voluntary and that they could opt out of the study without compromising the relationship with the research team. Confidentiality and participants rights were observed throughout the study. All participants’ data (audiotapes, records, transcripts and notes) were kept in a secure location accessible only to study personnel. Study participants were identified by pseudonyms rather than actual names in the final report.

Data analysis

Using the inductive thematic approach [35] and Colaizzi’s process of data analysis for phenomenological studies [34, 39], the research team took the following steps: data was prepared by typing out the interviews, thereafter using sentences, phrases or paragraphs, generated meaning units from the context of the participants’ voices. We then converted the concepts generated into codes (text coding) using semantic tags. The primary codes were then generated and meaning units shortened to formulate ‘compressed meaning units’. We later revised the text codes comparing similarities and differences between the codes thereby integrating what appeared as similar codes. We then critically looked at all the transcript steps and codes and classified them based on their relationships or differences. We ensured reliability of the codes, and then revised the classes. Data was coded and analyzed manually using a framework matrix developed using an Excel workbook built after a detailed and careful process of the emerging codes. We kept comparing the codes from the data generated. Similar codes were put into subcategories and these subcategories were later put into the main themes. In cases of disagreements, the research team had to discuss until an agreement was reached.

Rigor

To ensure rigor in the data collection, we used Guba and Lincoln criteria [37], that included, data credibility, confirmability, transferability and dependability. Triangulation was checked by team 3 that was devoted to continuous reading through of the transcripts to ensure ongoing comparison of the key information generated from one hospital to another during the data collection and analysis processes. Dependability was observed by the stringent coding procedure and inter-coder corroboration. We made sure to document what each code meant in detail as illustrated in Table 3. Data confirmability was observed by ensuring that participants’ statements were captured with barely any modifications made. Data transferability was ensured by the research team so that a rich, thick description of the study process was documented to enable replicability in a similar context elsewhere [40]

Results

Characteristics of participants

We interviewed 25 healthcare providers of the different cadres; seven obstetricians/gynecologists, ten nurse-midwives, four nurses and four administrators. Of the 25 interviews, six were in private; ten were in public, while nine were in private not-for profit health facilities. The average age of the participants was 40(±8.7) years. Majority of the participants had Bachelors’ degrees and up. The great majority of healthcare providers had more than ten years’ experience offering maternal and newborn health services. The socio-demographic characteristics are summarized in Table 2.

Table 2. Socio-demographic characteristics of 25 healthcare providers involved in maternal and newborn healthcare service delivery in public and private health facilities in Kampala, Uganda.

Nature of Health Facility Private(N) Public(N) Private Not-for Profit(N)
Sex
Male 2 2 2
Female 4 8 7
Age (years)
20–29 0 1 1
30–39 4 5 4
≥ 40 2 4 4
Cadre
Nurse 3 7 6
Obstetrician/Gynaecologist 2 2 2
Administrator 1 1 1

The following themes and subthemes were generated from the data analysis. Data comparisons during rigor analysis showed a number of similar experiences in maternal and newborn health service delivery irrespective of the health facility. There were however some disparities in the experiences within the different cadres. Nurses tended to use more of the public means when compared to the obstetricians/gynaecologists and administrators. The way the nurses, navigated through the hassle of transport to the workstations were different from the obstetricians/gynaecologists (Table 3).

Table 3. Summary of the themes and subthemes that emerged among healthcare providers on the impact of the COVID-19 pandemic on maternal and newborn health service delivery in public and private health facilities in Kampala, Uganda.

Theme Subtheme Summary from the quotes
1. Quality of service delivery
  1. No change in service delivery.

  2. Deterioration in service delivery.

  • Clinical evaluation didn’t change based on COVID-19.

  • Late presentation by patients, travel restrictions and harassment from security personnel, lack of PPE led to deterioration of service delivery.

2. Lived Experiences during the pandemic
  1. Salary cuts and loss of jobs.

  2. High patient turn over for the available healthcare teams and burn outs.

  3. Confrontation from the security personnel during the pandemic.

  • Healthcare providers especially in private facilities lost jobs. Some had to take unpaid leaves and pay cuts during the pandemic.

  • Patient numbers were overwhelming with fewer staffs on ground.

  • Healthcare providers burnt out and could leave some of the mothers unattended to even in labour.

  • Healthcare providers were harassed by security personnel as they tried to access their work stations.

  • Transport to and from work was a hassle for healthcare providers especially the lower cadres.

  • Limited access to PPE exposing healthcare providers to undue risks of contracting COVID-19

3. Experiences of dealing with COVID-19 positive patients.
  1. Fear of stigma associated with COVID-19.

  2. Fear of spreading COVID-19 to family members.

  • Stigma was associated with contracting COVID-19. Infected healthcare providers were side-lined for two or more weeks. This meant no earning during the period of self-isolation or quarantine.

  • The risk of spreading COVID-19 to family members was one of their greatest fears.

4. Motivating factors for the healthcare providers to serve during the pandemic.
  1. Passion to serve, incentives, fear of litigation and need to fend for their families were the commonest motivating factors for the healthcare providers.

  • The inherent desire to serve their clients, recognition from the administrators, and fear of litigation kept the healthcare providers going during the pandemic.

5. Healthcare providers’ recommendations in service delivery during the current and future pandemics.
  1. Provision of accommodation and transport for healthcare providers during the pandemic.

  2. Measures to enable healthcare providers reach out to their patients through facilitations like telemedicine, airtime to maintain contact would be so handy

  3. Assurance of job security during the current and future pandemics.

  4. Recognition from the government and their employers would keep their spirits high as they serve.

  • Healthcare providers suggested that provision of onsite accommodation and transport would enable them serve better.

  • Databases and telemedicine need to be embraced during the current and future pandemics to ensure continuous service delivery.

  • Appreciations of their efforts and job security drive their passion to serve.

1. Impact of the COVID-19 Pandemic and changes in Quality of Maternal and Newborn health service delivery

Irrespective of the health facilities, the discussants reported various opinions of the impact of COVID-19 on the quality of service delivery offered at their different facilities. Some of the healthcare providers reported that there was no change in the quality of services they offered while most of the other discussants reported a tremendous drop in their service delivery following the lockdown, travel restrictions and financial constraints caused by the pandemic. The practice demanded frequent sanitizing, wearing masks and having to undertake examinations like taking a blood pressure measurement, obstetric and general exam of patients in gloves. To some, COVID-19 demanded minimizing physical contact with patients taking out the humane part of the practice. There was a general notion that the measures to contain the pandemic were rushed and that the health system wasn’t prepared enough to stand to the COVID-19 pandemic. With the travel bans, both patients and the healthcare providers could not access the health facilities easily. Patients could barely keep their appointments and their late presentations led at times to adverse pregnancy outcomes.

“The quality of the service went down because of COVID-19. I feel am not giving the mothers the best because many drugs that are out of stock. Then also the number of staff was reduced and those still working are overworked and cannot produce the best, so you find some things not yet done, some treatment not yet given, not because the people forgot but because they are too busy.

Obstetrician, Private not-for-profit hospital

Failure to keep appointments and its impact on pregnancy outcomes. Due to financial constraints with closure of businesses and the transport bans, many patients were not able to keep their appointments. This led to many having late presentations at times with dire emergencies. Patients had to collect letters from the Resident District Commissioners (RDC) so as to travel to health facilities otherwise; they would be harassed by security personnel. Even when patients did their best to present to hospitals, the healthcare providers could come in very late and at times totally failing to report to the health facility. There was also closure of some services in many health facilities like antenatal, immunization, postnatal and family planning clinics to minimize on congestion. All these actions had a toll on maternal and newborn health as expressed in the following excerpt,

“Some patients cancelled appointments because of lockdown and transport. When the President allowed people who are pregnant to move, one of my patients struggled to find ways of getting to the health facility but failed. She lost the baby and we also nearly lost her as well but she pulled through.

Obstetrician, Private not-for-profit hospital

Increment in the cost of maternal and newborn health services during the pandemic. Despite the fact that many businesses had to close during the pandemic, the overall cost of care went up especially in private and Private-Not-for Profit health facilities. The patients had to buy masks, sanitizers and also had to undertake COVID-19 screening tests before accessing care at the different health facilities. A COVID-19 screening test was costing between 50–100 USD in Uganda. This led to low patient turn up at the different health facilities and this could have pushed many into the hands of the less skilled traditional birth attendants or home deliveries as expressed in the following excerpt;

One of the precautions is every mother coming for an elective or emergency procedure like caesarean section needs to have an unplanned COVID-19 test no later than 72 hours which is very expensive in addition to the hospital costs. Mothers would tell you that we can no longer afford.”

Obstetrician, Private Hospital

2. Lived experiences during the COVID-19 pandemic

Salary cuts and job loss. COVID-19 was a nightmare to healthcare providers in Uganda especially those in Private and Private-Not-For Profit health facilities. With reduced patient turn up, the hospital revenues dwindled. This meant that some of the staffs were forced into unpaid leave with others being laid off to survive through the pandemic. Some of the healthcare providers had to take salary cuts with fears of being laid off if they refused to accept the revised contracts. Some of the healthcare providers were the sole breadwinners as their spouses had lost their jobs or businesses during the pandemic. The healthcare providers had to work very long and extra shifts if they were to be paid their fully salaries as expressed in the following excerpt;

“Yes we worked temporarily without pay then you could be asked to take annual leave then unpaid leave for three months. We didn’t know what the future held then; you couldn’t afford to take an unpaid leave when you have families to feed at home”.

Obstetrician, Private not-for-profit Hospital

High patient turnover per the available workforce and burnout. With travel bans and curfew during the lockdown, most of the healthcare providers couldn’t access their work stations in time, with most of the healthcare providers living away from their work stations. At some facilities, the healthcare providers were provided transport or accommodated in hostels, however these efforts were unsustainable.

COVID-19 indeed affected us for example professionally you are supposed to handover the ward when retiring from the day’s work but we cannot sometimes put together a report and handover to the next person because there are many patients and you are very busy. You would leave the patients on the ward without a medical personnel because everyone is rushing to beat the curfew times and the person you handing over to is delayed because they have no transport or they have to walk up to the hospital. One day a mother delivered on the ward in the absence of a healthcare provider you can imagine! Professionally you are not supposed to leave patients unattended to but because of COVID-19 we had no one to blame”.

Midwife, Public Hospital

Duty allocations changed from three to two shifts a day and healthcare providers had to start working 12-hour shifts to keep the service delivery running. Some of the clinics had to be changed from offering their services full week to two days a week. This led to burnouts among the healthcare providers with the heaviness of the subsequent clinics leading to patient abandonment that could have led to adverse pregnancy outcomes during the pandemic.

“Ok, before we used to have two shifts that is day and night and the night person would come at 8:00 pm and leave at 8:00 am because the curfew was before 6:00am and after 7:00pm so by 3:00pm people were leaving and going back. Now we can’t handover at 8:00 pm meaning that the night shift will start earlier or the day staffs have to sleepover. Those who used to sleepover overworked because they had to cover up for us who are out. You have few left and the work overload shoots up because the staffs are few and the patients are very many. For example you are 3 staffs on the unit and you have like 8–10 deliveries, so there is a delayed service”.

Midwife, Private not-for-profit Hospital

Confrontation with the security personnel. Participants irrespective of where they worked reported ugly encounters with the security personnel during the lockdown especially during the curfew hours. They mentioned that they were mistreated and embarrassed yet they considered their services essential to the public in or out of curfew hours as labour is a naturally occurring phenomenon.

During curfew time; as they were taking us back home, police officers would stop us and on each roadblock, you would have to show your ID. And of course, the worry that you would have; will I get home safely? There was actually a time they stopped us especially the time when the curfew was at 7 pm and it was coming to 8 pm. They stopped us, we were ordered to come out of the car, and they told us to kneel down. So we all moved out and knelt down”.

Midwife, Private Hospital

Some participants reported that if one lacked any identification like work ID, sticker or practicing license, they would be beaten, made to kneel, pay bribes or at worst sleep in police cells. Even with car stickers, the security forces could pull some of the stickers off healthcare providers’ cars calling them fake. This left many healthcare providers stranded on how to serve during the COVID-19 pandemic. These encounters inhibited many healthcare providers from turning up for duty especially in the night. The discussants expressed frustrations because they were called for dire emergencies yet they were stopped several times on the way as expressed in the excerpt below;

Actually during the lockdown the security operatives would disturb us at the road blocks. They would make you park aside and ask for your identification card or you would sit there and wait for someone to come to your rescue meanwhile there is an emergency…even when we got the car passes and stickers, the police men would say they were fake and you would be arrested. We would explain that we were nurses, coming from duty, but the police didn’t want to listen”.

Midwife, Public Hospital

Hassle of getting transport to and after work. With the travel bans, curfew restrictions, the discussants reported that accessing their work stations was a hassle. Irrespective of the health facilities, transit of healthcare providers was complex during the pandemic as expressed above. There were few facilities that had travel plans for their employees. Some of the participants reported walking long distances before reaching the pickup points. The hassle was more among the lower cadres who tended to use public means to access their work stations. Where all means were impossible, healthcare providers were to stay at the health facility as per the President’s directive for 14 days to three months.

Yes, I struggled to come to work and go back. When I fail to make it to hospital by public means, I used the hospital van which was challenging as it never kept time. You would come from home, stand on the road at 7am, they pick you at 10am and of course you would be late and by the time you reach here, patients have gone away, then again after work you sit and wait until they take you back. It was costly in one way or another… sometimes the vehicle would stop in “Kyengera”, yet I stay very far but they would call you and threaten you that if you do not come we shall stop you from getting your salary. So I ended up walking”.

Midwife, Public Hospital

Limited supply of personal protective equipment and supply. It was worth noting that some facilities did not get enough supplies especially in form of personal protective gear. This complicated the work of the healthcare providers hard and thus a barrier to providing maternal and newborn health care services in the different facilities as expressed in the excerpts below.

“One key aspect is the stock out of the major things we need to use like alcohol [alcohol based sanitizer], gloves actually when COVID-19 set in, we lacked all the essentials masks, sanitizers, gloves so it was a big challenge yet very scary. People saying if you have no mask you are not using PPE and yet you are attending to these mothers you are at risk. So it was a big challenge handling the mothers with all the scares”.

Obstetrician, Public Hospital

3. First encounters with the COVID-19 positive mothers

Some of the participants kept fresh memories of their first encounters with COVID-19 patients. The panics of contracting the virus left them with sleepless nights. The fear of having to stay in isolation for 2–3 weeks with no earning haunted many in the private health facilities. This was mainly because some facilities resorted to remunerating staff for days worked as opposed to monthly salaries. COVID-19 was also reported to generate stigma from fellow colleagues. Ambulances with COVID-19 teams donned in scary uniforms could come for those who had encounters with positive patients and would whisk them away. With memories of 15 healthcare providers in Uganda having died from the pandemic, it was inevitable among health workers to fear for their lives. This was compounded by the fact that women in labour were never tested for COVID-19. If they were suspected to have COVID-19, results could only be returned after 72 hours. This was only after the patients paid for the test.

“The hardest situation I faced was my contact with a COVID-19 patient. Incidentally, my first COVID-19 patient was a healthcare provider who happens to be working from a different hospital within Kampala and she had worked on a COVID-19 patient a few days earlier. She had been tested but when she came she didn’t inform us, we worked with her and the following day after working, her results came out positive. So I had to be quarantined, the nurse who received the baby and the patient that we worked on. All those we had worked with had to be isolated and I didn’t like the way my patient was handled by my colleagues that stayed behind because I realised a lot of stigma had been left behind. People feared to touch that lady, people feared to give treatment, nurses were so scared and this was during the lockdown. The patient wasn’t treated well at all mainly because of the fear and the stigma and it’s still on up to now.

Obstetrician, Private Hospital

Facing the greatest fear of contracting COVID-19. With barely any life insurance policy for private and public health facilities in place, the greatest fears that almost all the participants acknowledged and reported was the fear of contracting COVID-19. This is because most of the participants did not know much about the disease and were fearful of contracting it and taking it to their families. This was the greatest nightmare for all health workers. The inability to provide for their families, the psychological torture and the loneliness that came along with the isolation bothered most of the discussants as the following excerpts show,

“Sometimes we don’t have PPE so for me if the blood flashes on me I have a hundred questions to myself. Am I really safe? Yet you are also scared to go for the tests. Actually, am told that COVID-19 is also scaring and the disease leaves the scars in your lungs then you already know that you have a few days to live”.

Midwife, Private Hospital

“On my side, contracting COVID-19 while offering the service is my greatest fear because I go back home—contracted COVID-19 or not I don’t know but then I interact with my family and those at home. They can all contract the virus which is a problem and still on my side”.

Midwife, Private Hospital

4. Motivating factors to endure through the COVID-19 pandemic

Amidst all the challenges posed by the pandemic, healthcare providers found various motivating factors to serve Ugandans. Some of the discussants highlighted that the following motivating factors kept them going; passion to serve which was beyond their salaries, recognition from their colleagues and administrators, teamwork, financial and other incentives from the government or their employers, the attachment they have with their clients, the inherent responsibility to provide for their families, serving being viewed as a gesture of patriotism, fear of litigation when the mother or baby’s lives were in jeopardy and the joy of having a healthy mother, baby and a happy family as expressed in the following excerpt.

“First of all, the corporation we have, the gynaecologists are there and they are good people. You work as a family so when you work as a family, I think you are always happy to come in the morning and say I think am going to work in a place. Am happy and I have peace and go back home well, I think that’s one of the best things we have”.

Midwife, Private-Not-for Profit Hospital

5. Suggestions to improve maternal and newborn service delivery during pandemics

Having encountered the current COVID-19 pandemic, the discussants had a number of suggestions they put across to streamline maternal and newborn service delivery to minimize on the adverse outcomes that were posed by the pandemic. It was vivid that there were hardly any systems in any of the health facilities, to trace and reach out to their clients remotely (telemedicine) to minimize on congestions.

During the pandemic, most of the Continuous Medical Education (CME) meetings were stopped and the healthcare providers were left to battle out COVID-19 on their own as platforms like zoom meetings were not accessible to most of the healthcare providers. Healthcare providers at the frontline of maternal and new born health, felt less appreciated by the government because they were not directly involved in active management of COVID-19 patients. The discussants made the following recommendations, future investments in the digital medical services to facilitate on going medical education to the healthcare providers, incentives and risk benefits to be given to healthcare providers at the frontlines, provision of onsite accommodation, readily available drugs, equipment, supplies and PPE for health workers to improve their service delivery, door-to-door healthcare services to be facilitated to minimize on delays like in immunization, antenatal and postnatal clinics, the need to invest in hospitals having databases and means of communication to reach out to their clients during pandemics. Healthcare providers desired to have job security even during pandemics, availability of transport means other than ambulances to enable easy access to their work stations. The discussants demanded respect from the various security agencies because of the relevancy of services they offered to Ugandans was a gesture of patriotism. Some of the major recommendations included the following;

Resource facilitation to contact clients. Some of the participants reported the need for facilitations to do with communication services so that they could get in touch with their patients. This would make it possible for the healthcare providers to know how the patients were and how to organise ambulance services in real time. In so doing, there would be improvement in service delivery and patient management before any complications could worsen.

“We should be facilitated with airtime to maybe call our clients and encourage them and also contact their peers because they are also there.

Midwife, Private Hospital

Door-to-door services during pandemics. Most of the participants also recommended outreach services in future if such a pandemic happens. This was after realizing that most patients missed their visits while others got complications from home. Participants believed that if services were taken closer to the people, it was going to make people’s lives better and also reduce tremendously the complications related to delayed service delivery.

“One of the key recommendations is to ensure that even in such times, the pregnant mothers can access services and health facilities at any time they can be given those toll-free numbers to call an ambulance to pick them up. If you were keen on the news, many mothers died and or lost their babies during the lockdown period because of transport. If may be the government can extend maternal services to all nearby health facilities whether Health centre II or III, that can help so the mother can access a service easily because during pandemics accessibility is the main issue”.

Midwife, Private-Not-for Profit Hospital

Improving staff access to health facility/ providing transport. Provision of staff with transport was recommended for all the health facilities. This was because what was provided this time was not comprehensive enough and a more robust mode of transport was recommended. This was also after a realization that not all the healthcare providers can be accommodated at the facilities yet all services have to continue.

“But I suggest that during pandemic times the hospital should be more prepared to reach its staff and bring them to work especially those who come from far. I know you cannot make all the healthcare providers reside nearby- many have families to take care of…‥ Because if you receive a dying mother and you are trying to save her, you need the other colleagues–like consultants to be able to come to your rescue as soon as possible. The doctors and nurses are there and when we fail we refer”.

Administrator, Private-Not-for Profit Hospital

Availability of personal protective equipment and supplies. Majority of the participants also recommended equipping all the health centres with enough supplies. This was because there were rampant shortages in personal protective equipment in a number of the health facilities which was putting the lives of the healthcare providers and their patients in jeopardy.

“The health facilities should then be equipped with all the necessary supplies for obstetric emergency cases depending on the level of the health facility. Also we don’t normally get such big pandemics but this has taught us to be prepared and the hospitals need to be very prepared for such situations—have all the necessary equipment ready and on standby”.

Midwife, Private-Not-for Profit Hospital

Addition of the COVID-19 testing to routine laboratory workup. COVID-19 testing was also recommended to be part of the routine at the health centres. This is because most of patients seeking maternal and newborn health services were not screened for COVID-19. The mothers who came in labour were not tested, thereby putting the lives of the healthcare providers and fellow mothers at risk of contracting COVID-19.

“I think for a mother coming to the labour ward, it should be a must that they are tested for COVID-19 just like we do for HIV and I think it should get in the routine because you never know whom you are dealing with. A mother may come when she is pregnant and you think that she is safe and yet she is not.

Midwife, Private Hospital

Provision of staff accommodation at the health facility. Most of the participants also recommended housing facilities.

“I would recommend hospitals to put up many hostels where healthcare providers can stay during time of pandemic and it should be near the health facility. During the lockdown, we had very few rooms for accommodation but most staff were coming from outside and took a long time to arrive and had to leave earlier”.

Midwife, Public Hospital

Discussion

This study sought to understand the experiences and perceptions of healthcare providers at the frontline as they offer maternal and newborn care services in both public and private health facilities in the first wave of COVID-19 in Uganda with the aim of streamlining patient care in face of current COVID-19 pandemic and in future disasters.

The discussants elaborated that there were transport challenges irrespective of the cadre and access to their work stations was through much hassle. It was vivid that most of the public, Private-Not-for Profit and private health facilities lacked accommodation for their staffs. Work overload and burnout, inadequate supply of personal protective equipment, drugs and supplies were common. Healthcare providers reported being harassed by the security agencies; they felt unappreciated by their different employers. Memories of their first encounters with COVID-19 patients, loss of employment, fears of contracting COVID-19, fears of being in isolation, or quarantined with inability to fend for their families were the worst experiences in their careers. Passion to service, incentives and appreciation from their employers, availability of transport and accommodation were the major motivators among healthcare providers offering maternal and newborn services in private and public health facilities in Kampala, Uganda.

Similar trends of patient overload, long waiting times, inability to keep appointments and cancellation of antenatal, postnatal and immunization clinics have been reported by Hussein et al during the COVID-19 pandemic in other low resource settings [41].

From prior pandemics like the flu pandemic caused by swine influenza (H1N1), over 50% of the healthcare providers contracted the virus according to Stephens [42]. There is a likelihood of a similar trend in Uganda having had already 37 healthcare providers succumbing to the deadly COVID-19 [30]. This could be the reason behind the health providers’ greatest fear of contracting the COVID-19. With barely any efforts in place to screen for COVID-19 (real-time quantitative reverse transcription PCR (qRT-PCR) [43], among clients seeking maternal and newborn health services, this nightmare could become a reality in Uganda. When an effort to undertake a COVID-19 test by the patients was made, the results could take between 24–48 hours to be released whether in private or public institutions [44] yet the test currently costs 60 USD [45]. This cost is almost two thirds of the monthly earning of an employed average Ugandan [46, 47]. With the business closures during the lockdown, very few Ugandans could afford the COVID-19 test. This could put many Ugandan healthcare providers at risk of contracting COVID-19 especially with the scarcity of Personal protective equipment in most of the health facilities [6, 48].

Lessons from the Ebola outbreak in West Africa show that there was a reduction of 27.6% in service use and 44.3% decrease in inpatient services in high incident areas [49], while in Taiwan in 2003, during the Severe Acute Respiratory syndrome, there was a 23.9% reduction in ambulatory care and a 35.2% reduction in inpatient care [50]. The Ugandan government needs to embrace such lessons to attract its invaluable human resource the healthcare providers into the health facilities if Ugandans are to maintain their trust in the health system. Failure to do so might lead to Ugandans seeking care from alternative avenues which could be rather unsafe leading to adverse maternal and newborn outcomes. Evidence shows that when the healthcare providers offered their skilled attendance at birth such adverse outcomes can be averted [51, 52] thereby enabling Uganda achieve the UN Sustainable Development Goal 3 of less than 70 maternal deaths per 100,000 live births [53].

With the travel bans, curfew and lockdown in place, healthcare providers struggled to access their work stations [6, 7] with some of them having been hurt in the process. As highlighted by the discussants, there’s a need for the government to mediate a friendly working environment between the security personnel and the medical fraternity to minimize on delays seen during the pandemic that could have grossly affected maternal and newborn service delivery like immunization, health facility deliveries, antenatal and postnatal clinic attendance [68, 52]. The World Health Organization recommends that all stakeholders should ensure that despite the physical (the lockdowns and curfews), financial (unemployment, financial losses) and social (fear of contracting COVID-19 from health facilities, social distancing) barriers, measures of transporting healthcare providers to their respective health facilities should be streamlined during the pandemic. The government of Uganda could lobby for funds from the World bank and other funders to ensure continuity of maternal and newborn health care services during the pandemic [16, 20].

Even in resource rich settings like United States, healthcare providers have been motivated with bonuses and incentives in addition to the readily available personal protective equipment at all levels since healthcare providers are invaluable in controlling and managing the COVID-19 pandemic [54]. If at all the cries of the healthcare providers at the frontlines are addressed [7], the level of service delivery could improve thereby improving the quality of care in maternal and newborn health. According to the discussants, availability of transport means and accommodation in most of the Ugandan facilities could equally improve service delivery and optimize patient outcomes during the current pandemic and in future disasters [6, 55].

As mentioned in most of the interviews, there’s a need for the government to invest in Health management information systems and digital medical services, with lessons learnt from the current pandemic, to enable healthcare providers to reach out to low risk patients in the community and streamline patient referrals. In so doing, congestion at health facilities could be mitigated [56]. The interaction between healthcare providers and patients could be improved thereby enhancing doctor-patient relationships and optimizing patient outcomes. This would also improve the patients’ trust in the health system [57]. The World health Organization as well recommends the use of mobile services and Tele-health mechanisms for service delivery and training during the COVID-19 pandemic to minimize congestion of health facilities. In so doing the community will be provided with information also to demand for health services with different measures in place to maintain the trust of the community in quality health care. This will also ensure timely health seeking behavior thereby reducing on the preventable maternal and newborn deaths that come along indirectly with the COVID-19 pandemic [20].

As noted in other low resource settings, there’s need for strategic planning and simplified governance in Uganda so as to mitigate the health system collapse to ongoing maternal and newborn health services while containing the COVID-19 pandemic [16]. As highlighted by the discussants, to minimize on burn outs of the limited human resource, frequent stock outs, measures such as task shifting, deployment and maintenance of the essential drugs, infection control practices need to be streamlined from the outset by the Ministry of Health and other stakeholders [20]. Every COVID-19 response team ought to have a member from the maternal and newborn service delivery committee to guide on how these services will be maintained during the pandemic. This calls also for measures to prevent diverting funds and the key maternal and newborn health human resource to maintain equitable access to these services.

The strengths of this study is that we were able to conduct 25 in depth interviews among healthcare providers of different cadres in the eight most utilized private, private-not-for profit and public health facilities offering maternal and new born health services in Kampala, Uganda. This enriched the data collected as healthcare providers at different levels of service delivery were interviewed independently. We were able to achieve data saturation by the end of the data collection. The interviews were conducted in quiet and safe rooms observing the COVID-19 guidelines. This environment was ideal for participants to express their views without any fears or intimidation from colleagues. We were also able to use experienced research assistants to collect the data. To ensure trustworthiness, two independent researchers compared field notes with the transcripts. This is one of the first studies locally that has assessed the lived experiences among health care providers offering maternal and newborn health services. Most of the documented experiences have been in local media once in a while. This will therefore give a more comprehensive opinion on the overall lived experiences among healthcare providers nationwide.

From the discussions, there were few healthcare providers that were directly involved in COVID-19 patient management. Involving more of these healthcare providers in the interviews would have enriched the study findings. This study could have been more interesting if data collection from the healthcare providers was conducted concurrently with patient interviews. Some of the themes generated in the patient interviews could have enriched the healthcare providers’ interview guide to assess the perspective of the patients in regards to quality of care they were receiving during the COVID-19 pandemic with what the healthcare providers regarded as quality care. Review of the health facility data records could have made our study more informative of the actual trends in service delivery during the COVID-19 pandemic as discussed in the interviews. We also acknowledge that involvement of healthcare providers in far to reach areas would have made our study findings more informative of the overall experiences of the medical fraternity in the current pandemic.

Conclusion

The COVID-19 Pandemic has led to a decline in quality of maternal and newborn service delivery by the healthcare providers as evidenced by the shorter consultation time, closure of vital clinics and elective surgeries, longer waiting times, failure to keep appointments and shortages in medical supplies and PPEs. The major hurdles to service delivery in the first phase of the lockdown included harassment from security agencies, fear of contracting COVID-19, loss of employment, failure to access transport or accommodation at their work stations. The healthcare providers despite the limitations imposed by the pandemic were driven by the inherent passion to serve their patients, availability of transport means, and appreciation from their employers. The African governments need to address the raised concerns of healthcare providers to improve service delivery and prevent burnouts during the current and future pandemics.

Availability of accommodation and transport means at the facilities, provision of PPE, bonuses and inter professional teamwork are low lying fruits that needed to be tapped to drive teams during the current and future pandemics.

Supporting information

S1 Dataset

(DOCX)

Acknowledgments

We indebted to the research team and study participants for making this research project a reality. With great pleasure we appreciated the awesome input of Richard Muhumuza and Andrew S. Ssemata in critiquing the interview guide, data collection and analysis. A special vote of thanks goes to the Administrators of the health facilities that participated in the study. We are grateful to the administrators of the Mak RIF project at Makerere University for the all the help in securing the funds for this project.

Abbreviations

ANC

Antenatal Clinic Attendance

CME

Continuous Medical Education

COVID-19

Novel Corona virus Disease

HIV

Human Immune Virus

ICU

Intensive Care Unit

MERS-CoV

Middle Eastern Respiratory Syndrome Corona virus

MMR

Maternal mortality rate

PPE

Personal Protective Equipment

RDC

Resident District Commissioners

RT-PCR

Reverse Transcription Polymerase Chain Reaction

SARS-CoV-2 virus

Severe Acute Respiratory Syndrome Corona virus-2

UN

United Nations

WHO

World Health Organization

Data Availability

All relevant and anonymized data are within the paper and its Supporting information files.

Funding Statement

This project was supported by The Government of Uganda through the Makerere University Research Innovations Fund (RIF) project of Makerere University. The content is solely the responsibility of the authors and does not necessarily represent the official views of the Government of Uganda. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Michelle L Munro-Kramer

30 Apr 2021

PONE-D-21-03659

Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Corona virus Disease 19 Pandemic in Uganda: A Qualitative study

PLOS ONE

Dear Dr. Kayiga,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Thank you for this submission that includes important time-sensitive data. Both reviewers have provided detailed comments focusing on the introduction, methods, and discussion that give practical recommendations to improve the readability and length of the manuscript. Please address each reviewer's comment carefully.

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Michelle L. Munro-Kramer, PhD, CNM, FNP-BC

Academic Editor

PLOS ONE

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  1. Please include a copy of the interview guide used in the study, in both the original language and English, as Supporting Information, or include a citation if it has been published previously

3. Thank you for stating the following in the Competing Interests section:

The authors have declared that no competing interests exist.

We note that one or more of the authors are employed by a commercial company: UbunifuAfrika Limited

1.              Please provide an amended Funding Statement declaring this commercial affiliation, as well as a statement regarding the Role of Funders in your study. If the funding organization did not play a role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript and only provided financial support in the form of authors' salaries and/or research materials, please review your statements relating to the author contributions, and ensure you have specifically and accurately indicated the role(s) that these authors had in your study. You can update author roles in the Author Contributions section of the online submission form.

Please also include the following statement within your amended Funding Statement.

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If your commercial affiliation did play a role in your study, please state and explain this role within your updated Funding Statement.

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Comments to the Author

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Reviewer #1: Yes

Reviewer #2: Partly

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: N/A

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3. Have the authors made all data underlying the findings in their manuscript fully available?

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Reviewer #1: Yes

Reviewer #2: No

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Reviewer #1: Yes

Reviewer #2: Yes

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for the opportunity to review, “Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Corona virus Disease 19 Pandemic in Uganda: A Qualitative study.” The paper is very interesting and highlights the complex environment in which MNCH providers have been operating with the COVID-19 pandemic. I believe this article will be very helpful to the readership of PLoS One and illuminate the challenged MNCH providers face. I only have two major comments for consideration and a few minor points.

1. While very interesting, the paper needs to be overall streamlined and synthesized. The quotes are helpful to understand the nuance, but each theme does not require 3-5 quotes. The authors should revise the paper and messaging to ensure readability, appropriate length, and synthesis. One potential approach to do this in the Methods is put the text description of the 8 hospitals in a table to streamline the text (i.e. remove lines 149-213). Similarly consider the quotes for each theme.

2. Depending on what was agreed to as part of the informed consent process and confidentiality agreement with the IRB and participants, the authors need to be very careful about identifiability of participants. Based on Table 1 alone, it is not unreasonable to expect that an individual clinician could be identified and the quote attribution. Given that the hospital is named and the cadre identified, it would be relatively easy to identify the interviewed person and potential put them at risk and violation of privacy/confidentiality. Further, since the authors described harassment of the providers by security forces, it would be even more important to protect participants from any retribution for speaking up. A few suggestions to remedy this: (a) Summarize Table 1 into descriptive categories of the 25 individuals (i.e. X were obstetricians, Y had Diplomas, Z were married); (b) Remove specific facility names and any names of persons (or identifiable traits) from the quotes, for example, “The Bishop of Namirembe Diocese managed to 659 get us some stickers. Maybe for your information, the Bishop is the patron for the 660 hospital. This is an Anglican founded hospital so that’s why the bishop had to come in.” (Line 658-660).

MINOR

1. Can the authors describe the duration of lockdowns in Lines 90-95?

2. Please clarify in Line 88 is these are only COVID-19 tested and confirmed cases? Are there estimates of suspected case load that could be described?

3. Is there documentation of impact on MNCH attendance?

4. In the methods, then authors note this was part of a “bigger” study? Please clarify in the methods that this was an embedded qualitative study. Also, can the authors describe how they selected the 25 participants?

5. Was any software used for data analysis?

Reviewer #2: 1. The manuscript is probably technically sound but clarifications are needed in the methods to confirm this statement.

3. The authors state that they have made all the data available but it is obvious that they have not nor could they do this. This is a textual data set consisting of direct transcripts of many hours of interviewing. Making it available would violate the subjects' confidentiality and privacy. Best to state this in the manuscript that saying that all the data have become available.

4. The results and discussion sections are presented in an intelligible fashion but the intro and methods are not. The reviewer suggests how to improve in the comments that follow.

Additional comments by the reviewer are provided below:

1. The strength of the manuscript lies it its reported data.

2. Please, increase the readability of the data in two ways:

a. Improve the quality of writing in the intro and methods so that the reader has stamina left to make it to the results. This reviewer suggests ways to do that in more detail further down in their review.

b. Improve the readability of the results section by:

i. Creating a table of contents of the themes and subthemes that emerged from the data; state in one sentence a summary of what was found in each theme or subtheme; and the page number where the theme or subtheme is described. You currently have over 13 different themes, with subthemes under some of the themes – it is impossible for the reader to follow. Please number all themes on this table and in the narrative.

ii. Going over each theme and thinking of ways to shorten either the text or the length of the direct quote to convey only what is said in a unique way that the text has not said. Current length is over 23 pages – bring it down to 12 pages.

3. Safeguard the anonymity and confidentiality of the data by removing the names of Hospitals and the age of each discussant from Table 1. For the purposes of the publication, the categories that you mention of “two Private hospitals, three Private-Not-for Profit hospitals and three Public health facilities” are sufficient for the reader to understand the study context. Replace hospital name by Private hospital 1, Private hospital 2, Private not for Profit hospital 1, Private not for Profit hospital 2, and so on. You report the mean age and range in the text so no need to specify on the Table. Instead of nurse 1, nurse 2, report the number of nurses, admins, and other providers interviewed in each hospital on the Table. By doing these changes you also increase the readability of current Table 1.

4. Methods

a. Describe all the teams that were involved in the study in one place. It looks like you had a data collection team, a data analysis team, and a team of external or independent (unclear) investigators that was checking the rigor. Like this: Team 1 had this and that investigator and did this; Team 2.. and so on.

b. For rigor, you examined the credibility, confirmability, transferability and dependability of the data; also their congruency, triangulation and trustworthiness. These are all noble goals but your description of each is so confusing to any reader who might like to replicate your work at their hospitals, to the point of giving up reading the manuscript right there. You may clarify that these are related but slightly different aspects of data validity and you made sure to check for all of them by having a separate team constantly comparing the field notes, the transcripts, the codes, and their interpretation. Your manuscript does not describe any other evidence to compare your data with, neither do you ever mention that you took videos which brings on another layer of ethics and IRB approval issues. Please clean up and shorten that section.

5. I will now further elaborate the changes needed in the intro that I mention under comment 2.a.

1. Ref 1 – you need a HWO reference for this

2. Ref 2 – need full citation (page numbers, issue)

3. Ref 3 need the complete citation, weblink, and when it was accessed

4. Ref 4 , 5 – same

5. “with many vulnerable 90 populations, 1.4 million HIV positive patients, 800,000 diabetic patients and 100,000 TB sputum 91 patients, the President of Uganda, Yoweri Kaguta with his cabinet initially closed public 92 gatherings, shopping malls, and public domestic and international travels from the 18th March 93 2020.”

a. The first part of this sentence belongs in the next paragraph on how the health care system in Uganda was already overwhelmed, and needs the citation of ref 9. The second part of this sentence doesn’t need the name of the President for a scientific publication but rather a reference from a government website.

b. Use a better term for TB sputum patients

6. Ref 6 and 7. The reader needs to know the full citation. Is this a scientific journal? A newspaper? Provide the weblink and when it was accessed.

7. Ref 8 should be a ref on Uganda prior to the pandemic – this a WHO reference on the pandemic. Best to only refer to 9 there (line 100). Ref 8 is appropriate in line 107.

8. “The Ministry of Health in Uganda has already reported a decline in the current immunization coverage 104 though the overall impact of 105 COVID-19 on the immunization coverage is yet to be determined.” Need a citation or rephrase.

9. Ref 6 and 12 are the same. Streamline.

10. Ref 11. Need to know the type of document, weblink and date accessed.

11. Ref 13. The reader needs to know if this is a book, a journal, a report, the weblink and when it was accessed.

12. “In Uganda, 4,600 women deliver everyday” rephrase – perhaps you mean to say that there are xx deliveries per day.

13. “Interruption in access to quality maternal 108 and newborn health services could put over 10,000 lives of these women and their babies in 109 danger.” Show your calculations and define the time period.

14. “Due to shortages in the personal protective equipment in a number of health facilities, many 112 health workers offering maternal and newborn services fear for their lives.” This sentence already gives your study results away. It belongs to the results section. Delete from intro. Write it in the past tense in the results.

15. “some health workers can’t access their work stations easily 118 with the COVID-19 travel restrictions” This gives away the data – put in the results section. Use past tense in your writing throughout to avoid being outdated and to maintain tense sequence throughout the manuscript.

16. Format of ref 15 and 16 is good. Make all refs read like this.

17. “Some reports reveal health workers having been assaulted 119 by security personnel as they try to access or leave their work stations especially during curfew 120 hours [12, 15, 16]. “ Define security personnel. Do you mean police, hospital security, private firms? But this sentence also gives away your results – best to delete and let your data speak. Again, use past tense.

18. Ref 15 is about women in labour not health workers. Use an appropriate reference.

19. “some health workers have further have been deployed to manage the COVID-19 patients [9].” You cannot use a 2016 reference to substantiate a statement about 2020 or 2021. Also fix the grammar.

20. “with the aim of streamlining patient care in similar future disasters.” This is a good aim, but you also need an aim on streamlining patient care during the current disaster which still lingers in a big way. Edit abstract, intro and discussion on this.

6. Here I elaborate the changes needed in the methods under comment 2.a.

1. Reference the larger study, even if only manuscript in preparation

2. “phenomenological and inductive thematic approaches” Need a ref for phenomenological and for inductive.

3. ““Quality was determined through retrospective 136 review of hospital records on maternal and newborn services that included; hospital deliveries, 137 antenatal attendances, immunization coverage, family planning services offered, postnatal clinic 138 attendance, HIV care services six months before and during the COVID-19 pandemic. Using 139 interviewer-administered questionnaires; we also collected patient quantitative data to assess any 140 trends in the care offered during the COVID-19 pandemic.” You do not need this statement. It refers to a different study. Delete.

4. “We opted for in depth interviews 141 instead of focus group discussions to ensure social distancing and minimize spread of the 142 COVID-19.” There are certain strengths that focus groups have as a data collection method compared to in depth interviews, and vice versa. Say what you missed by not conducting focus groups due to the reasons that you cite and what you gained by conducting IDIs. The statement as is shows lack of understanding of focus groups as a qualitative research method.

5. “We conducted 50 in depth interviews. Twenty five among pregnant and 143 breastfeeding women to assess their lived experiences, perceptions about the quality of services 144 offered to them during the pandemic with the ultimate goal of identifying gaps and what their 145 level of satisfaction was as they sought care during the COVID-19 pandemic.“ This sentence does not belong to this manuscript. Here describe the methods you used only for this manuscript, i.e. the 25 interviews with health providers.

6. Ref 17 needs completion. I will now stop repeating this comment. Please check all refs and provide the weblink and when it was accessed.

7. Ref 18, 19, 22 and 24 are not needed.

8. “merging” you mean “emerging”

9. “The 261 interviews were tape recorded and transcribed verbatim” check and eliminate repetitions. This phrase appears under data collection, under quality control, and under data analysis. The recording should be mentioned under data collection only. The transcription under data analysis only.

10. “To ensure trustworthiness and credibility, two independent researchers read and reviewed the content (interview transcripts, 290 and field notes word-for-word, line-for291 line) several times. Field notes and interview transcripts from each of the interviews were 292 assessed individually and later integrated to strengthen the data analysis and dependability of the 293 study findings. “This is stated under data analysis but under Data collection it is also stated that “All of the interviews were tape recorded and 255 transcribed verbatim immediately thereafter. Transcription accuracy was ensured at the end of 256 the interviews by the Principal investigator and one Administrator. Field notes and the 257 transcription were compared for congruency.” Best to eliminate from both data analysis and data collection sections and describe in simple words as I suggest in 4.b under Rigor only.

11. “We 307 thereafter identified themes reflecting on the depth. We later compared with other classes so as to 308 delimit the theories and achieve conceptual congruency[31].” Explain to the reader what type of depth you reflected on, and what were these other classes and theories that you mention. Better yet, delete.

12. “We observed data credibility by 312 ensuring checks by two members of the research team to accept codes from the transcription” This you did for confirmability. The credibility was already established because you had the recordings to prove it. Delete and summarize as I suggest in 4.b.

13. “peer debriefing from the senior researchers” unclear what this did – probably transferability on whether the data from one hospital was similar for another hospital? Clarify or delete and summarize as I suggest in 4.b.

14. You mention an “external investigator” in line 324 and independent investigators” in line 327. Were these investigators different from the PI, and admin? Best to delete whole section and follow my suggestion under 4.a.

15. Results: Lines 330 to 333 are repetitive - delete. Start section by saying that Table 1 describes the types of cadres interviewed… and edit Table 1 according to my suggestion 3.

16. Results: “The participants 342 generally had a number of similar experiences in regards to maternal and newborn health service343 delivery irrespective of the nature of health facility they worked in.” Since you took such great efforts on rigor, it should have been those multiple checkers who said that the data were comparable among all hospitals in the study and that the participants had similar experiences which allowed for their collective reporting. State that in the results, with the exception of your first theme on preference for working in Private, not for Profit or public facility, where the lived experiences differed.

END OF COMMENTS

**********

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Reviewer #1: No

Reviewer #2: No

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PLoS One. 2021 Dec 10;16(12):e0259835. doi: 10.1371/journal.pone.0259835.r002

Author response to Decision Letter 0


28 Jun 2021

AUTHORS’ RESPONSE TO REVIEWS

TITLE: Lived Experiences of Front line Healthcare Providers offering Maternal and Newborn Services amidst the Novel Corona virus Disease 19 Pandemic in Uganda: A Qualitative study

Authors

Herbert Kayiga (hkayiga@gmail.com)

Diane Achanda Genevive (achandadiane@gmail.com)

Pauline Mary Amuge (paulacallista@gmail.com)

Andrew Sentoogo Ssemata (andrewssemata@yahoo.co.uk)

Racheal Samantha Nanzira (nanzirasamanthar@gmail.com)

Annettee Nakimuli (Annettee.nakimuli@gmail.com)

Version: 2

Date: 7th June 2021

Authors’ response to reviews: See over

7th June 2021

TO: THE PLOS ONE EDITORIAL TEAM

Object: PONE-D-21-03659 Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Corona virus Disease 19 Pandemic in Uganda: A Qualitative study

With great pleasure we are thankful for your consideration of our manuscript for publication in your reputable journal. In response to the editors’ comments sent to us on 30th April 2021, we have revised the above manuscript accordingly.

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

Response: The manuscript has been edited as advised according to the journal’s recommendations.

2. Please include a copy of the interview guide used in the study, in both the original language and English, as Supporting Information, or include a citation if it has been published previously

Response: The interview guide was in English. It was as follows;

HEALTH WORKERS’ QUALITATIVE INTERVIEW GUIDE:

Qualitative study among health care providers (HCPs) on the Impact of COVID-19 on Maternal and Newborn Healthcare Service delivery

Aim: To understand the lived experience of Healthcare providers as they offer maternal and newborn service during the COVID-19 pandemic, including perceptions on provision of their service in resource constrained settings.

Research questions:

1. How do HCPs perceive maternal and newborn health service provision in crisis like the ongoing COVID-19 pandemic?

2. What are the most important barriers they face while providing maternal and newborn health care with the ongoing COVID-19 pandemic?

3. What are the most important facilitators/motivators that get them going as they offer maternal and newborn healthcare service during the COVID-19 pandemic?

Interview Guide questions:

1. Please tell me a little about yourself (Date of birth, education background, marital status, religious affiliation, occupation, number of children, health facility you attended, number of years at the facility etc.)

2. What has been your experience of work before, during the lockdown and after the lockdown and COVID-19 pandemic? Was there anything different i.e. transport, other forms of facilitation. Did anything change in the way they used to do their work? What changes occurred. Also Ask how has your practice changed or been affected by the lockdown and COVID, What are you doing differently.

3. What precautions are you taking and giving to the mothers, How has this affected your work, How did COVID-19, lockdown affect the quality of service

4. What are the most important facilitators/motivators as you offer maternal and newborn healthcare service during the COVID-19 pandemic?

5. What have been the most challenges that you have faced as you care for mothers and their newborns during this period? Probe for staffing, drugs PPEs and other necessary supplies, access to facilities etc.

6. What are or were your greatest fears as you offer serve at the frontline as a maternal and newborn healthcare provider?

7. What would you recommend to be improved in maternal and newborn health as health workers to enable you serve your clients better in times of pandemics like COVID-19?

3. Thank you for stating the following in the Competing Interests section:

The authors have declared that no competing interests exist.

We note that one or more of the authors are employed by a commercial company: UbunifuAfrika Limited

1. Please provide an amended Funding Statement declaring this commercial affiliation, as well as a statement regarding the Role of Funders in your study. If the funding organization did not play a role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript and only provided financial support in the form of authors' salaries and/or research materials, please review your statements relating to the author contributions, and ensure you have specifically and accurately indicated the role(s) that these authors had in your study. You can update author roles in the Author Contributions section of the online submission form.

Response: Thanks for this concern. Diane Achanda Genevieve had used the address of her husband as she was changing employment during the study period. She has never worked otherwise under Ubunifu Afrika Limited. She’s currently a Nutritionist at Kawempe National Referral Hospital. Her address has been changed accordingly.

Please also include the following statement within your amended Funding Statement.

“The funder provided support in the form of salaries for authors [insert relevant initials], but did not have any additional role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript. The specific roles of these authors are articulated in the ‘author contributions’ section.”

If your commercial affiliation did play a role in your study, please state and explain this role within your updated Funding Statement.

Response: Thanks for the advice. The funding organization had no role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript and only provided financial support in the form of research materials. This has been updated in the Author contribution section.

2. Please also provide an updated Competing Interests Statement declaring this commercial affiliation along with any other relevant declarations relating to employment, consultancy, patents, products in development, or marketed products, etc.

Response: The address of Ubunifu Afrika Limited was just used by one of the authors as a contact address but we have no dealings of any regard with this company in our study.

Within your Competing Interests Statement, please confirm that this commercial affiliation does not alter your adherence to all PLOS ONE policies on sharing data and materials by including the following statement: "This does not alter our adherence to PLOS ONE policies on sharing data and materials.” (as detailed online in our guide for authors http://journals.plos.org/plosone/s/competing-interests) . If this adherence statement is not accurate and there are restrictions on sharing of data and/or materials, please state these. Please note that we cannot proceed with consideration of your article until this information has been declared.

Response: The address of Ubunifu Afrika Limited was just used by one of the authors as a contact address but we have no dealings in any regard with this company in our study. We therefore declare that Ubunifu Afrika Limited does not in any way alter our adherence to any of the PLOS ONE policies on sharing data and materials.

Please include both an updated Funding Statement and Competing Interests Statement in your cover letter. We will change the online submission form on your behalf.

Please know it is PLOS ONE policy for corresponding authors to declare, on behalf of all authors, all potential competing interests for the purposes of transparency. PLOS defines a competing interest as anything that interferes with, or could reasonably be perceived as interfering with, the full and objective presentation, peer review, editorial decision-making, or publication of research or non-research articles submitted to one of the journals. Competing interests can be financial or non-financial, professional, or personal. Competing interests can arise in relationship to an organization or another person. Please follow this link to our website for more details on competing interests: http://journals.plos.org/plosone/s/competing-interests

Response: We declare that we have no competing interests of any sort whether financial or non-financial.

4. Please amend your list of authors on the manuscript to ensure that each author is linked to an affiliation. Authors’ affiliations should reflect the institution where the work was done (if authors moved subsequently, you can also list the new affiliation stating “current affiliation:….” as necessary).

Response: The address of Diane Achanda Genevieve has been changed as shown in line 17. The other authors and their affiliations are unaltered.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Partly

________________________________________

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: N/A

________________________________________

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: No

________________________________________

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

________________________________________

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for the opportunity to review, “Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Corona virus Disease 19 Pandemic in Uganda: A Qualitative study.” The paper is very interesting and highlights the complex environment in which MNCH providers have been operating with the COVID-19 pandemic. I believe this article will be very helpful to the readership of PLoS One and illuminate the challenged MNCH providers face. I only have two major comments for consideration and a few minor points.

1. While very interesting, the paper needs to be overall streamlined and synthesized. The quotes are helpful to understand the nuance, but each theme does not require 3-5 quotes. The authors should revise the paper and messaging to ensure readability, appropriate length, and synthesis. One potential approach to do this in the Methods is put the text description of the 8 hospitals in a table to streamline the text (i.e. remove lines 149-213). Similarly consider the quotes for each theme.

Response: Thanks for the advice. A table has been inserted and has the descriptions of the eight facilities. We have deleted lines 149-213 as recommended by the reviewer.

2. Depending on what was agreed to as part of the informed consent process and confidentiality agreement with the IRB and participants, the authors need to be very careful about identifiability of participants. Based on Table 1 alone, it is not unreasonable to expect that an individual clinician could be identified and the quote attribution. Given that the hospital is named and the cadre identified, it would be relatively easy to identify the interviewed person and potential put them at risk and violation of privacy/confidentiality. Further, since the authors described harassment of the providers by security forces, it would be even more important to protect participants from any retribution for speaking up. A few suggestions to remedy this: (a) Summarize Table 1 into descriptive categories of the 25 individuals (i.e. X were obstetricians, Y had Diplomas, Z were married); (b) Remove specific facility names and any names of persons (or identifiable traits) from the quotes, for example, “The Bishop of Namirembe Diocese managed to 659 get us some stickers. Maybe for your information, the Bishop is the patron for the 660 hospital. This is an Anglican founded hospital so that’s why the bishop had to come in.” (Line 658-660).

Response: The Table has been edited to incorporate the recommendations by the reviewer. The identifiable traits have been deleted. Please see the updated Table 2 of the edited manuscript.

MINOR

1. Can the authors describe the duration of lockdowns in Lines 90-95?

Response: The duration of the lockdowns have been described in detail in the edited manuscript. It now appears from line 90-107 as “This was after recommendations of self-quarantine declared from 10th March 2020 for all travellers for two weeks were not feasible to containing the COVID-19 threat in the country. The government closed all the Ugandan borders on 23rd March 2020. With sprouting COVID-19 cases, the authorities suspended all public transport on 25th March 2020. This was later followed by a nationwide lockdown and night curfews for the first time in Uganda for two weeks from 1st April 2020. Before this, there had only been regional lockdowns like in the early 2000s to contain the Ebola outbreaks and civil wars seen around 1980 to 1985. All outdoor exercises were banned on 8th April 2020. After the two weeks, the Ugandan authorities extended the lockdown on the 14th April 2020 up to 5th May 2020. Though eased a bit with reduction on the travel restrictions, the lockdown was extended for another two weeks. The lockdown was finally eased on 4th June 2020 but the curfew measures were left in place to date. The COVID-19 pandemic took the country by surprise[6, 7]”.

2. Please clarify in Line 88 is these are only COVID-19 tested and confirmed cases? Are there estimates of suspected case load that could be described?

Response: Thanks for the concern; these are only COVID-19 tested and confirmed cases. We couldn’t access the total number of suspected cases as they are not reported fully

3. Is there documentation of impact on MNCH attendance?

Response: Thanks for the concern. Documentation of the impact on MNCH attendance is in another paper with quantitative data.

4. In the methods, then authors note this was part of a “bigger” study? Please clarify in the methods that this was an embedded qualitative study. Also, can the authors describe how they selected the 25 participants?

Response: “Embedded qualitative study has been added in the revised manuscript. It now appears in line 141 as “We conducted this embedded qualitative study as part of a bigger study that assessed the impact of COVID-19 pandemic on the provision of Maternal and Newborn healthcare services in eight health facilities in Kampala, Uganda between June 2020 and December 2020”.

5. Was any software used for data analysis?

Response: Due to financial constraints, we were unable to use any software for data analysis.

Reviewer #2: 1. The manuscript is probably technically sound but clarifications are needed in the methods to confirm this statement.

3. The authors state that they have made all the data available but it is obvious that they have not nor could they do this. This is a textual data set consisting of direct transcripts of many hours of interviewing. Making it available would violate the subjects' confidentiality and privacy. Best to state this in the manuscript that saying that all the data have become available.

Response: Thanks for the advice. We shall edit the write up as recommended by the reviewer.

4. The results and discussion sections are presented in an intelligible fashion but the intro and methods are not. The reviewer suggests how to improve in the comments that follow.

Response: Thanks for the honest observation. We have improved the write up in the introduction and methods section.

Additional comments by the reviewer are provided below:

1. The strength of the manuscript lies it its reported data.

2. Please, increase the readability of the data in two ways:

a. Improve the quality of writing in the intro and methods so that the reader has stamina left to make it to the results. This reviewer suggests ways to do that in more detail further down in their review.

b. Improve the readability of the results section by:

i. Creating a table of contents of the themes and subthemes that emerged from the data; state in one sentence a summary of what was found in each theme or subtheme; and the page number where the theme or subtheme is described. You currently have over 13 different themes, with subthemes under some of the themes – it is impossible for the reader to follow. Please number all themes on this table and in the narrative.

Response: Thanks for the recommendation. Table 3 has been added in the revised manuscript highlighting the themes, subthemes and the page numbers. Some of the redundant themes and subthemes have also been removed to shorten the manuscript as recommended by the reviewer.

ii. Going over each theme and thinking of ways to shorten either the text or the length of the direct quote to convey only what is said in a unique way that the text has not said. Current length is over 23 pages – bring it down to 12 pages.

Response: Thanks for the recommendation. Some of the redundant themes and subthemes have also been removed to shorten the manuscript as recommended by the reviewer.

3. Safeguard the anonymity and confidentiality of the data by removing the names of Hospitals and the age of each discussant from Table 1. For the purposes of the publication, the categories that you mention of “two Private hospitals, three Private-Not-for Profit hospitals and three Public health facilities” are sufficient for the reader to understand the study context. Replace hospital name by Private hospital 1, Private hospital 2, Private not for Profit hospital 1, Private not for Profit hospital 2, and so on. You report the mean age and range in the text so no need to specify on the Table. Instead of nurse 1, nurse 2, report the number of nurses, admins, and other providers interviewed in each hospital on the Table. By doing these changes you also increase the readability of current Table 1.

Response: Thanks for the advice. The names of the hospitals, age of the discussants have been removed from Table 1.

4. Methods

a. Describe all the teams that were involved in the study in one place. It looks like you had a data collection team, a data analysis team, and a team of external or independent (unclear) investigators that was checking the rigor. Like this: Team 1 had this and that investigator and did this; Team 2.. and so on.

Response: Clarity has been added in the revised manuscript. The changes now appear in line 253-65 of the revised manuscript as “We had three teams on the study. Team 1 was in charge of data collection. The team was composed of two researchers and two field note takers. The two researchers had doctoral degrees and were familiar with the local hospital settings. This team had research training for three days. They were trained on how to identify and interview potential clients. They were also trained on participant recruitment while observing the research ethics in accordance to the Declaration of Helsinki [26]. The two field note takers were fluent in English and Luganda, the locally spoken language. Team 2 was in charge of data analysis. It was composed of Principal investigator and one administrator. This team had to ensure transcription accuracy and data analysis. Team 3 was composed of two independent researchers whose task was to read and review the content (interview transcripts, and field notes word-for-word, line-for-line) several times for quality checks and triangulation”.

b. For rigor, you examined the credibility, confirmability, transferability and dependability of the data; also their congruency, triangulation and trustworthiness. These are all noble goals but your description of each is so confusing to any reader who might like to replicate your work at their hospitals, to the point of giving up reading the manuscript right there. You may clarify that these are related but slightly different aspects of data validity and you made sure to check for all of them by having a separate team constantly comparing the field notes, the transcripts, the codes, and their interpretation. Your manuscript does not describe any other evidence to compare your data with, neither do you ever mention that you took videos which brings on another layer of ethics and IRB approval issues. Please clean up and shorten that section.

Response: Thanks for the advice, manuscript has been edited accordingly and the video aspects edited out as we didn’t have ethical approval for it. However clarity has been added on the fact that different teams did the comparisons of the field notes, the transcripts, the codes and their interpretations in line 355-7. It now appears as “Field notes and transcripts, codes and their interpretations were made by separate teams of investigators”.

5. I will now further elaborate the changes needed in the intro that I mention under comment 2.a.

1. Ref 1 – you need a HWO reference for this

Response: The reference has been edited accordingly

2. Ref 2 – need full citation (page numbers, issue)

Response: The reference has been edited accordingly

3. Ref 3 need the complete citation, weblink, and when it was accessed

4. Ref 4 , 5 – same

5. “with many vulnerable 90 populations, 1.4 million HIV positive patients, 800,000 diabetic patients and 100,000 TB sputum 91 patients, the President of Uganda, Yoweri Kaguta with his cabinet initially closed public 92 gatherings, shopping malls, and public domestic and international travels from the 18th March 93 2020.”

a. The first part of this sentence belongs in the next paragraph on how the health care system in Uganda was already overwhelmed, and needs the citation of ref 9. The second part of this sentence doesn’t need the name of the President for a scientific publication but rather a reference from a government website.

Response: The paragraph has been adjusted as advised by the reviewer and the President’s name removed as recommended. It now appears as “With 1.4 million HIV positive patients, 800,000 diabetic patients and 100,000 TB positive sputum patients, the Ugandan health system was already overstretched[11].

b. Use a better term for TB sputum patients

Response: “TB sputum positive patients” has been adopted in the revised manuscript in line 93.

6. Ref 6 and 7. The reader needs to know the full citation. Is this a scientific journal? A newspaper? Provide the weblink and when it was accessed.

7. Ref 8 should be a ref on Uganda prior to the pandemic – this a WHO reference on the pandemic. Best to only refer to 9 there (line 100). Ref 8 is appropriate in line 107.

Response: The references have been adjusted as recommended.

8. “The Ministry of Health in Uganda has already reported a decline in the current immunization coverage 104 though the overall impact of 105 COVID-19 on the immunization coverage is yet to be determined.” Need a citation or rephrase.

Response: The sentence has been improved to “The Ministry of Health in Uganda has already reported a decline in the current immunization coverage during the COVID-19 pandemic[16]” in line 115-7 in the revised manuscript.

9. Ref 6 and 12 are the same. Streamline.

Response: Thanks for the observation; we have edited out reference 12.

10. Ref 11. Need to know the type of document, weblink and date accessed.

11. Ref 13. The reader needs to know if this is a book, a journal, a report, the weblink and when it was accessed.

Response: More clarity has been added to these references.

12. “In Uganda, 4,600 women deliver everyday” rephrase – perhaps you mean to say that there are xx deliveries per day.

Response: The sentence has been changed to “In Uganda, there are 4,600 deliveries per day [17-19] in line 119 of the revised manuscript.

13. “Interruption in access to quality maternal 108 and newborn health services could put over 10,000 lives of these women and their babies in 109 danger.” Show your calculations and define the time period.

Response: The sentence has been changed in line 121-3 in the revised manuscript to “Interruption in access to quality maternal and newborn health services with the travel restrictions in place to curb the COVID 19 could put over 10,000 lives of both women and their babies in danger every single day of the COVID 19 pandemic”. This takes into account the multiple gestation that stretches the number above 10,000 for the mothers and their babies

14. “Due to shortages in the personal protective equipment in a number of health facilities, many 112 health workers offering maternal and newborn services fear for their lives.” This sentence already gives your study results away. It belongs to the results section. Delete from intro. Write it in the past tense in the results.

Response: The sentence has been deleted as recommended by the reviewer.

15. “some health workers can’t access their work stations easily 118 with the COVID-19 travel restrictions” This gives away the data – put in the results section. Use past tense in your writing throughout to avoid being outdated and to maintain tense sequence throughout the manuscript.

Response: The sentence has been deleted from the introduction.

16. Format of ref 15 and 16 is good. Make all refs read like this.

17. “Some reports reveal health workers having been assaulted 119 by security personnel as they try to access or leave their work stations especially during curfew 120 hours [12, 15, 16]. “ Define security personnel. Do you mean police, hospital security, private firms? But this sentence also gives away your results – best to delete and let your data speak. Again, use past tense.

Response: The sentence has been deleted as advised by the reviewer.

18. Ref 15 is about women in labour not health workers. Use an appropriate reference.

Response: The sentence has been deleted as it’s about women in labour and not healthcare providers.

19. “some health workers have further have been deployed to manage the COVID-19 patients [9].” You cannot use a 2016 reference to substantiate a statement about 2020 or 2021. Also fix the grammar.

Response: The reference has been changed. The grammar has also been fixed. It now appears in the revised manuscript in line 134-6 as “Despite the low human resource available for maternal and newborn health, some health workers were deployed to manage the COVID-19 patients[12]

20. “with the aim of streamlining patient care in similar future disasters.” This is a good aim, but you also need an aim on streamlining patient care during the current disaster which still lingers in a big way. Edit abstract, intro and discussion on this.

Response: The sentence has been changed to “It’s against this background that we sought to understand the lived experiences and perceptions of the health workers offering maternal and newborn services during the COVID-19 pandemic in Uganda with the aim of streamlining patient care in the current and similar future disasters”.

6. Here I elaborate the changes needed in the methods under comment 2.a.

1. Reference the larger study, even if only manuscript in preparation

Response: The reference of the bigger study has been added as advised by the reviewer.

2. “phenomenological and inductive thematic approaches” Need a ref for phenomenological and for inductive.

Response: The references have been added as recommended by the reviewer. It now appears in the revised manuscript as “We used the phenomenological [24]and inductive thematic approaches[25] to explore the lived experiences and perspectives of healthcare providers as they offer maternal and newborn services in the eight selected facilities in Kampala”.

3. ““Quality was determined through retrospective 136 review of hospital records on maternal and newborn services that included; hospital deliveries, 137 antenatal attendances, immunization coverage, family planning services offered, postnatal clinic 138 attendance, HIV care services six months before and during the COVID-19 pandemic. Using 139 interviewer-administered questionnaires; we also collected patient quantitative data to assess any 140 trends in the care offered during the COVID-19 pandemic.” You do not need this statement. It refers to a different study. Delete.

Response: The sentence has been deleted as advised by the reviewer.

4. “We opted for in depth interviews 141 instead of focus group discussions to ensure social distancing and minimize spread of the 142 COVID-19.” There are certain strengths that focus groups have as a data collection method compared to in depth interviews, and vice versa. Say what you missed by not conducting focus groups due to the reasons that you cite and what you gained by conducting IDIs. The statement as is shows lack of understanding of focus groups as a qualitative research method.

5. “We conducted 50 in depth interviews. Twenty five among pregnant and 143 breastfeeding women to assess their lived experiences, perceptions about the quality of services 144 offered to them during the pandemic with the ultimate goal of identifying gaps and what their 145 level of satisfaction was as they sought care during the COVID-19 pandemic.“ This sentence does not belong to this manuscript. Here describe the methods you used only for this manuscript, i.e. the 25 interviews with health providers.

Response: The sentence has been deleted from the revised manuscript.

6. Ref 17 needs completion. I will now stop repeating this comment. Please check all refs and provide the weblink and when it was accessed.

7. Ref 18, 19, 22 and 24 are not needed.

8. “merging” you mean “emerging”

Response: The references have been deleted as recommended by the reviewer.

8. “The 261 interviews were tape recorded and transcribed verbatim” check and eliminate repetitions. This phrase appears under data collection, under quality control, and under data analysis. The recording should be mentioned under data collection only. The transcription under data analysis only.

Response: The transcription phrase has been removed from the data collection and put under the data analysis. The recording has been mentioned only under the data collection as recommended by the reviewer.

10. “To ensure trustworthiness and credibility, two independent researchers read and reviewed the content (interview transcripts, 290 and field notes word-for-word, line-for291 line) several times. Field notes and interview transcripts from each of the interviews were 292 assessed individually and later integrated to strengthen the data analysis and dependability of the 293 study findings. “This is stated under data analysis but under Data collection it is also stated that “All of the interviews were tape recorded and 255 transcribed verbatim immediately thereafter. Transcription accuracy was ensured at the end of 256 the interviews by the Principal investigator and one Administrator. Field notes and the 257 transcription were compared for congruency.” Best to eliminate from both data analysis and data collection sections and describe in simple words as I suggest in 4.b under Rigor only.

Response: These phrases have been deleted from both the data collection and analysis sections as recommended by the reviewer.

11. “We 307 thereafter identified themes reflecting on the depth. We later compared with other classes so as to 308 delimit the theories and achieve conceptual congruency[31].” Explain to the reader what type of depth you reflected on, and what were these other classes and theories that you mention. Better yet, delete.

Response: This phrase has been deleted as recommended by the reviewer.

12. “We observed data credibility by 312 ensuring checks by two members of the research team to accept codes from the transcription” This you did for confirmability. The credibility was already established because you had the recordings to prove it. Delete and summarize as I suggest in 4.b.

13. “peer debriefing from the senior researchers” unclear what this did – probably transferability on whether the data from one hospital was similar for another hospital? Clarify or delete and summarize as I suggest in 4.b.

Response: These phrases have been deleted as recommended by the reviewer.

14. You mention an “external investigator” in line 324 and independent investigators” in line 327. Were these investigators different from the PI, and admin? Best to delete whole section and follow my suggestion under 4.a.

Response: This phrase has been deleted as recommended by the reviewer.

15. Results: Lines 330 to 333 are repetitive - delete. Start section by saying that Table 1 describes the types of cadres interviewed… and edit Table 1 according to my suggestion 3.

16. Results: “The participants 342 generally had a number of similar experiences in regards to maternal and newborn health service343 delivery irrespective of the nature of health facility they worked in.” Since you took such great efforts on rigor, it should have been those multiple checkers who said that the data were comparable among all hospitals in the study and that the participants had similar experiences which allowed for their collective reporting. State that in the results, with the exception of your first theme on preference for working in Private, not for Profit or public facility, where the lived experiences differed.

Response: Line 330-3 and first theme have been deleted as recommended by the reviewer.

END OF COMMENTS

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23rd June 2021:

Editor’s comments

Thank you for submitting your manuscript entitled "Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Corona virus Disease 19 Pandemic in Uganda: A Qualitative study" to PLOS ONE. Your manuscript files have been checked in-house but before we can proceed we need you to address the following issues:

1) At this time, please confirm that your submission contains your "minimal data set", which PLOS defines as consisting of the data set used to reach the conclusions drawn in the manuscript with related metadata and methods, and any additional data required to replicate the reported study findings in their entirety. This includes:

i) The values behind the means, standard deviations and other measures reported;

ii) The values used to build graphs;

iii) The points extracted from images for analysis.

Response: Thanks for the comments. The minimal data set is included in the submitted manuscript. Our study is purely qualitative and extensive quantitative data is not included in the manuscript. There are no graphs or images for analysis in our write up. We have however added age to Table 2 and standard deviation to the mean of the participants in the descriptive statistics in the results section of the revised manuscript line 258.

If your submission does not contain these data, please either upload them as Supporting Information files or deposit them to a stable, public repository and provide us with the relevant URLs, DOIs, or accession numbers. For a list of recommended repositories, please see https://journals.plos.org/plosone/s/recommended-repositories.

If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially sensitive information, data are owned by a third-party organization, etc.) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent. If data are owned by a third party, please indicate how others may request data access.

Response: Supporting files are uploaded as supporting information however the data contains sensitive information in the dataset which can be traced back to the participants. It’s ethical if the information is only availed on request to protect the study participants.

2) Please amend the title either on the online submission form or in your manuscript so that they are identical.

Response: The title has been amended as recommended.

3) Please amend your list of authors on the manuscript to ensure that each author is linked to an affiliation.

We note that you have included affiliation numbers 1,2,3,4,5 and 6 however no affiliations have authors linked to them.

Response: The affiliations have been amended as advised by the reviewer.

Your manuscript has been returned to your account. Please log on to PLOS Editorial Manager at https://www.editorialmanager.com/pone/ to access your manuscript.

Your manuscript can be found in the "Revisions Sent Back to the Author" link under the New Submissions menu. After you have made the changes requested above, please be sure to view and approve the revised PDF after rebuilding the PDF to complete the resubmission process.

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28th June 2021

TO: THE PLOS ONE EDITORIAL TEAM

Object: PONE-D-21-03659 Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Corona virus Disease 19 Pandemic in Uganda: A Qualitative study

With great pleasure we are thankful for your consideration of our manuscript for publication in your reputable journal. In response to the editors’ comments sent to us on 28th June 2021, we have revised the above manuscript accordingly.

Editor’s comments

Thank you for submitting your manuscript entitled "Lived Experiences of Front line Healthcare Providers offering Maternal and Newborn Services amidst the Corona virus Disease 19 Pandemic in Uganda: A Qualitative study" to PLOS ONE. Your manuscript files have been checked in-house but before we can proceed we need you to address the following issues:

1) Please amend the title either on the online submission form or in your manuscript so that they are identical.

We note that in your manuscript your title reads: Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Novel Corona virus Disease 19 Pandemic in Uganda: A Qualitative study

We note that on the online submission form you title reads: Lived Experiences of Front line Healthcare Providers offering Maternal and Newborn Services amidst the Corona virus Disease 19 Pandemic in Uganda: A Qualitative study.

Response: Thanks for the comments. The title in the online submission has been edited to “Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Novel Corona virus Disease 19 Pandemic in Uganda: A Qualitative study”

Attachment

Submitted filename: Response to Reviewers PROM version 3.docx

Decision Letter 1

Michelle L Munro-Kramer

5 Aug 2021

PONE-D-21-03659R1

Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Novel Corona virus Disease 19 Pandemic in Uganda: A Qualitative study

PLOS ONE

Dear Dr. Kayiga,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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We look forward to receiving your revised manuscript.

Kind regards,

Michelle L. Munro-Kramer, PhD, CNM, FNP-BC

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Additional Editor Comments (if provided):

I suggest paying careful attention to all three reviewers' comments, but would specifically like to highlight:

1) The need to use consistency in language (e.g., COVID, COVID-19, Corona Virus). After defining the Coronavirus disease (in the first paragraph of the introduction), please select one term and use consistently in the abstract and text.

2) The first two references are about the United States. Please ensure you are using appropriate global resources (ideally from the WHO) when describing the global pandemic.

3) It is not a journal requirement to include data (especially if potentially identifiable). I agree with Reviewer #2 that there are a number of factors that compromise the confidentiality of the sample (e.g., the raw data file, listing the hospital/health facility names and locations, specificity about participant characteristics per site). I would recommend removing Table 1 and summarizing characteristics of the type of facilities included (but not needing to name them). I would summarize Table 2 to list characteristics overall (e.g., number of males, females; range and mean for age, etc.) based on hospital type as recommended by Reviewer #4. Consider removing the individual names of hospitals and thanking the administrators more generally. Finally, it is not necessary to submit ethical approval forms, interview questions, and the raw data. I would consider removing these.

4) Please note the suggestions to the rigor section described by Reviewer #2.

5) Table 3 is an excellent addition to the manuscript.

We look forward to receiving your revised submission.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: (No Response)

Reviewer #3: (No Response)

Reviewer #4: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Partly

Reviewer #3: Yes

Reviewer #4: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: N/A

Reviewer #3: N/A

Reviewer #4: N/A

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: No

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: 1. Many improvements evident throughout, most notably the addition of Table 3

2. Key words: suggest including "lived experiences"

3. Publication Ethics Table 1: by mentioning the names and identifying information of each study hospital continues to reveal who the study participants were and compromises their confidentiality. Please delete hospital names and identifying location information (highway or hill name, founding details, division name; does it matter in this case whether it was Anglican or Catholic?). Keep in minimal information that helps the reader understand what type of hospital with what type of capabilities and catchment was studied.

4. Publication Ethics: Same is true of the supporting information linked to the manuscript. Other than the participant interview guide, the documents contain hospital identifying information and therefore inappropriate to share with the journal’s readership. This includes:

a. Clearance forms

b. Protocol

c. Consent form health workers

d. Raw data set – every quote in the data set shows which hospital it came from; if you have to share, then all data should be de-identified, like you did in quotes used in the results section. This is a lot of work – I would rather you did not share due to data confidentiality issues.

e. The other forms are not needed to be made public either and should be omitted from the supporting information.

5. The TASO IRB approval letter and the rstug UNCSTRefNumber do not contain identifying information but they are not needed by the readership either and should also be omitted as unnecessary.

6. “All participants were sanitized” A better way to say this for people is that they practiced a disinfection protocol prior to the interview and hopefully their interviewers did that as well.

7. “Team 3 was composed of two independent 161 researchers whose task was to read and review the content (interview transcripts, and field 162 notes word-for-word, line-for-line) several times for quality checks and triangulation.” Do you mean to review transcripts and notes compared to the recordings for transcription accuracy? Team 2 was already doing that. I suggest you rephrase the description of Team 3 to say that this team was checking rigor according to the Lincoln – Guba criteria and leave it at that because you explain those further down. What you say about triangulation fits better under rigor – move it there and say how team 3 was doing triangulation of the analysis findings comparing data from one hospital with another hospital (because I haven’t seen any other method used for triangulation).

8. “The research materials were kept under restricted access by only authorized staff for 182 patient confidentiality and privacy” There were no patients in the study. Please clarify that it was about the confidentiality of the participants, now violated by Table 1 and supporting documents.

9. “Participants were reimbursed for participating in the study in form of transport refunds and 190 refreshments.” Perhaps clarify that the refreshments were to take home? They were all in masks and PPE.

10. “The interviews were transcribed verbatim immediately. Transcription accuracy was ensured 198 at the end of the interviews by the Principal investigator and one Administrator. Field notes 199 and the transcription were compared for congruency. Data collection and analysis were 200 conducted concurrently until data saturation was achieved. This was done so that insights 201 from the data analysis could be used to make the required adjustments in the interview guide 202 and evaluate the credibility of the emerging themes in the subsequent interviews.” This was already stated under quality control. Delete the repetitions and merge the rest with that section.

11. “Data was 203 coded and analyzed manually using a framework matrix developed using an Excel workbook.” This statement implies that you developed the codes deductively and put them into a pre-designed framework. It is in contrast with the detailed description right below on how you developed inductive codes according to phenomenology. Did you perhaps built the framework matrix in excel after that detailed and careful process? State that and move that sentence after the description of the code development, to line 215.

12. “We ensured long term 220 involvement of the research team with the healthcare providers.” What rigor criterion does this fulfill? I suggest delete unless you use it to say that you are confident that you established good rapport with the participants.

The authors did not follow my previous feedback on how to painlessly summarize rigor. I therefore provide feedback below on how to improve the accuracy and readability of the rigor section:

13. “Data dependability was 221 ensured by having team 3 that was devoted to continuous reading through of the transcripts to 222 ensure ongoing comparison of the key information generated during the data collection and 223 analysis processes.” This is about ensuring that the findings of the analysis were aligned with the data collected in the transcripts and is what you do for the credibility criterion. Please edit.

14. “Dependability was observed by the stringent coding procedure and inter 224 coder corroboration.” Here please add that you made sure to document what each code meant in detail as illustrated in Table 3, so that another researcher could replicate this coding under a similar context (dependability criterion).

15. “Data transferability was observed by ensuring that participants’225 statements were captured with barely any modifications made yet ensuring a rich, thick 226 description of the study process by the research team.” The first part of this sentence is about confirmability by capturing the statements of the participants without any modifications and use of quotes as you do in the results section. The second part of the sentence about the thick description of the study context is what you provide in the intro and tables 1 and 2 so the findings could be transferable by the reader to another context if it were similar to the one of the hospitals in Kampala (transferability criterion). Please edit so it is clear to the reader.

16. “Thorough checks of procedures and 227 results were emphasized to improve the dependability and transferability of the data [19].” This is good but if you clarify the sentences above it you don’t need to repeat.

17. “Confirmability was observed by comparing the results to other evidence and field notes by an 229 external investigator [34] who read and compared the study results with the field notes and 230 memos.” Comparing the results with other evidence is triangulation. Either say what other evidence you were comparing the results with or delete. The rest about comparing the results with field notes and memos is confirmability - merge with the other part on confirmability. But this is the first time you mention memos. Say under data analysis how you were also writing memos and for what purpose, or delete memos from the sentence.

18. “We ensured that the coordinators of the interviews or discussions didn’t participate in 231 the analysis but critiqued the results from the analysis and ensured that these results 232 conformed to their expectations from the discussions.” It is not a criterion of rigor that field researchers stay away from the analysis. What you did is “member checking”, i.e. another way of validating the findings. Please state.

19. “Field notes and transcripts, codes and 233 their interpretations were made by separate teams of investigators.” Again this is not a criterion of rigor. You can delete. Or merge under data analysis.

20. “More than 90% of the healthcare 239 providers…” You should not use percentages when the denominator is so small (n=25). Simply say the great majority of participants…

21. Publication Ethics Table 2: too much information that compromises the confidentiality of the participants and doesn’t improve the dependability and transferability of the results. Please look at my suggestions in the previous rounds on how to improve Table 2. You can collectively report average age and say that all had bachelors degrees and up. Why is marital status relevant here? Delete.

22. “The participants 242 generally had a number of similar experiences in regards to maternal and newborn health 243 service delivery irrespective of the nature of health facility they worked (Table 3).” Here is where you can say that your data comparisons during rigor analysis showed a number of similar experiences irrespective of the health facility.

23. Table 3 is very good and helps a lot. “Much stigma was associated with contracting COVID-19. This meant no working for more than 2 weeks for the infected healthcare providers.” This statement needs clarification. How could infected providers work for 2 weeks?

24. “A special773 vote of thanks goes to the Administrators of the eight health facilities namely; Kawempe774 National Referral hospital, Kawaala Health Centre III, China Uganda Friendship Hospital,775 Naguru (Naguru Hospital), St. Francis Hospital Nsambya, Lubaga Hospital, Mengo Hospital, 776 Kampala Hospital, and Case Hospital for all the support they gave us during the study period.” Here again you are compromising the confidentiality of your participants without improving dependability or transferability of the results. You can instead anonymously thank all the participating hospitals.

25. References 1 and 2 continue to be inappropriate. You can’t use studies from the US to support a statement of WHO. You need a WHO reference for that.

26. References 6, 7, 8, 10, 11, 14, 15, 37, 39, 40, 44, 49, 51 need a web link and date accessed

27. Reference 8 and 13 are the same reference. Eliminate one of the 2 and provide weblink and date accessed.

28. References 21-29 are not needed when you delete the hospital names.

29. References 38, 41, 50 missing volume issue page info.

30. A recommendation on how to best address the reviewers’ comments without missing any, is to create a two-column table where on the one side you list each comment and on the right side you insert your response and direct quote from the manuscript.

END OF COMMENTS

Reviewer #3: Thank you for submitting this revised paper. You have obviously undertaken extensive revissions.

My comments are only minor. These include:

a) Introduction:

i) Good to benchmark the extensive lockdown and other measures in Uganda at the start of the pandemic to those seen in other Africa countries (Ogunleye OO et al. Response to the Novel Corona Virus Pandemic Across Africa: Successes, Challenges, and Implications for the Future. Frontiers in pharmacology. 2020;11:1205) helping to reduce mortality - certainly when compared to e.g. a number of Western European countries

ii) Good to include more up-to-date figures for COVID-19 than late January. In addition % in WHO Africa vs. rest of the world (this builds on i)

iii) Lines 84 - 85 - I assume you mean 'Uganda' by 'U'. In addition - I do believe Uganda was more prepared than a number of other countries including e.g. US

iv) Line 91 - A similar situation on reduced routine vaccinations across Africa - please see Abbas K et al. Routine childhood immunisation during the COVID-19 pandemic in Africa: a benefit-risk analysis of health benefits versus excess risk of SARS-CoV-2 infection. The Lancet Global health. 2020;8(10):e1264-e72

v) Line 104 - avoid unscientific terms such as 'grossly' throughout the paper - better to say 'appreciably' than 'grossly'

b) Discussion - I would concentrate on the key areas as well as say what the authorities in Uganda should now do as a result of your findings for this and future pandemic. This does not come through clearly enough. This does not mean adding to the Discussion - merely making it more focused. The same applies to the Conclusion. This would enhance the utility of the paper in Uganda, across Africa and across LMICs

Reviewer #4: It is a pleasure to review the study entitled : “Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Novel Corona virus Disease 19 Pandemic in Uganda: A Qualitative study”. This paper’s strength is in the richness of the data and the in-depth descriptions of the challenges faced by maternal and newborn healthcare providers in Uganda during the pandemic, and how that influenced care provision. The study is also a platform to raise healthcare providers’ voices about the horrible experiences and negative treatment that they received, and to share their opinions of recommendations to continue care provision during the pandemic and beyond. It is also difficult not to appreciate the rigorous research methodology that was applied. Despite the witnessed improvements in the structure of the manuscript after the first revision, there remained some issue that can be addressed before publication. My two main comments are:

- Although I do believe that the rich and expressive quotes are a strength of the manuscript, they do tend to make the results’ section a lot longer than it can be. Some of them are particularly long and repetitive of the text summarizing the results and therefore can be either shortened or deleted altogether (for example the one in line 300 – 304 can be deleted). Perhaps keeping one quote per theme is sufficient, and the reader can always refer to the “raw data” supporting information for more.

- The manuscript describes the lived experiences during the COVID-19 pandemic. Yet, as we all have witnessed, the pandemic has been ongoing for almost 16 months, and with varying levels of restrictions over time. In the manuscript, the time frame of the described “lived experience” is not clear: was it the early phase of the pandemic (first lockdown), or does it stretch to include the period of data collection? The authors can be more specific about the recall period. This can be very relevant especially considering the second lockdown that Uganda is recently going through, to see whether any of the lessons learned from the first lockdown have helped in managing the second response.

Other minor comments are noted below, divided by section:

Supporting information:

- File called “Raw data” : suggestion to change the name of the file to : ”Detailed summary of the data by theme with quotes” since it is not possible to share the raw data (i.e. complete transcripts of interviews) due to issues of privacy and anonymity. Naming the file “Raw data” gives the false impression that the dull transcripts are actually published.

- File called “Participant interview guide” : it seems that this file contains questions addressed to women who have sought care and not to healthcare providers, and the questions do not match those mentioned in the response to the reviewers. Suggestion to please revise and align.

Abstract

- Suggest to rephrase this sentence: “With the travel restrictions, social distancing associated with the containment of the virus, the maternal and newborn healthcare service in Uganda could be inaccessible, unaffordable, and unavailable to both the healthcare providers and many pregnant or laboring women.” It seems like the care is unaffordable and unavailable to healthcare providers - Is this intentional? – consider using the space in the abstract to focus mainly on the barriers faced by healthcare providers

- This is a qualitative study and usually do not use terms such as “primary outcome” (which has more of a quantitative connotation). It is already clear in the objectives what the “outcome” of the study is. Suggestion to rephrase as: “the interview guide primarily explored xxxx”

- The first sentence in the conclusion is probably correct but it is not a direct observation of this research. The conclusion can focus more on healthcare providers’ wellbeing and ability to provide care, and the need to respect and support them rather than about the service delivery

Background:

- Line 84-85: The COVID-19 pandemic took U by surprise[8, 10].

o Although I agree, it did take “me” and everyone by surprise, but I think the authors mean “took Uganda”

o Suggest to move this sentence to the beginning of the paragraph

- Line 93-96: “Interruption in access to quality maternal and newborn health services with the travel restrictions in place to curb the COVID-19, could put over 10,000 lives of both women and their babies in danger every single day of the COVID-19 pandemic.”

o Please provide a reference to this estimate

o This paragraph could use a bit more information about the MNH situation in Uganda before the pandemic: e.g. maternal mortality rate, skilled birth attendance, facility birth coverage, ANC coverage etc. how did these aspects evolve over time? And why is COVID-19 a particular threat to them, especially if it’s affecting healthcare providers.

o The background is also missing information about the structure of the health system in Uganda before the pandemic – where do women usually seek care (hospitals, healthcare centres?) how is care covered? Public vs private sector role in the health system? And how are they similar/different to each other? etc.

- Line 98: there is a “15” misplaced after December 2020. Also not clear what this sentence adds: “if it means that healthcare workers were infected with COVID-19”? Please clarify , with more details about the number of healthcare workers if that is possible.

Methods:

- Line 121: is this a public health facility? Not a hospital?

- Table 1:

o Suggest to present similar and complete information on all the hospitals ; e.g. why is number of deliveries per year available for Kawaala health centre and not others? If possible recommend to add for all

o Suggestion to divide the “description” column into more structured columns, for example: level of care (primary, secondary, tertiary) ; some proxy of size of the health facility (e.g. number of maternity beds or number of deliveries in the past year – depending on which info is readily available); number of maternal and newborn healthcare providers (total or estimate); operating hours; free vs. paid services

o An important characteristic to mention about the hospitals is whether or not they treated any pregnant women / women in labour who were suspected/confirmed with COVID-19

- Explain a bit more about the selection of the hospitals (purposive sampling of the biggest hospitals in Kampala, from three sectors public, private, private not-for-profit)

- Line 121 – 123: “These eight facilities were the biggest service providers for public and private maternal and newborn health care in Kampala.” – why past tense here “were”? Suggest to change to present

- Line 139: “All participants were sanitized”. Suggest to rephrase to : participants sanitized their hands or strict hand washing and sanitization were required from all participants…

- It is important to mention where the interviews took place in the methods section: was it at the health facilities where participants worked? Or at the researchers office?

- Line 155: “potential clients”. Suggest to rephrase to potential participants

- Line 168: do the authors mean: no new emerging themes?

- Quality control: what happened with the data from the pilot interviews? Was it included in the analysis? Please be clear about that and if yes why? If no why not?

- Line 180: data were backed-up? Where and how?

Results:

- Title of the heading: please remove “baseline”

- Table 2 is not completely showing on the page (please format and resize)

- Please align the use of “obstetrician/gynecologist” vs. “medical doctor” when describing the cadres in the methods, results and table 2

- Suggestion for table 2: to switch the rows and the columns (the three types of facilities become columns, so that the categories of each variable are not repeated every time)

Private Public Private not for profit

Sex

Male 2 2 2

female 4 8 7

Age

20-29 0 1 1

30-39 4 5 4

>40 2 4 4

- It is useful to know how many interviews were done per facility – perhaps could be added to table 1?

- Table 3 – it is not clear for the reader why the page number is added to the table. Also keeping in mind that this might change when the paper is published, I suggest to remove this column. Or it can be used to indicate a reference to the “raw data” supplementary material if necessary

- The authors indicate that HCP experienced a number of similar themes across the facilities, but did they note any discrepancies or similarities within the health facilities? E.g. differences between cadres who work at the same hospital? (just our of curiosity about dynamics between different cadres)

- The perception that patient numbers increased is interesting- despite the fact that we could have assumed the opposite to happen (blocked roads/fear of healthcare seeking in facilities).

- Comment/suggestion: try to avoid “quantitative” terms in the results (e.g. change “a significant number” on line 254 to something like “many/most” etc.

- Line 258: exclamation mark after “gloves”. Suggest to remove to the keep the results description as objective as possible.

- Suggestion to always refer to it as “COVID-19”. Sometimes COVID alone is used (it is ok if it’s in a quote, but not the main text). Line 451: suspected to have COVID-19

- Suggestion to spell out CME in-text (first occurrence line 529)

Discussion

- Line 650-651: specify which services exactly

- Paragraph lines 685-697: recommendation about telemedicine should be considered with caution as it can lead to inequality in accessibility (poverty, illiteracy among women) and its impact on the quality of maternity care is not yet well understood.

Suggest to revise the list of abbreviations and align with the updated version of the manuscript as some terms were deleted e.g. PMTCT

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

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Reviewer #2: No

Reviewer #3: Yes: Brian Godman

Reviewer #4: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

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PLoS One. 2021 Dec 10;16(12):e0259835. doi: 10.1371/journal.pone.0259835.r004

Author response to Decision Letter 1


6 Sep 2021

AUTHORS’ RESPONSE TO REVIEWS

TITLE: Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Novel Corona virus Disease 19 Pandemic in Uganda: A Qualitative study

Authors

Herbert Kayiga (hkayiga@gmail.com)

Diane Achanda Genevive (achandadiane@gmail.com)

Pauline Mary Amuge (paulacallista@gmail.com)

Andrew Sentoogo Ssemata (andrewssemata@yahoo.co.uk)

Racheal Samantha Nanzira (nanzirasamanthar@gmail.com)

Annettee Nakimuli (Annettee.nakimuli@gmail.com)

Version: 4

Date: 9th August 2021

Authors’ response to reviews: See over

1st September 2021

TO: THE PLOS ONE EDITORIAL TEAM

Object: PONE-D-21-03659 Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Corona virus Disease 19 Pandemic in Uganda: A Qualitative study

With great pleasure we are thankful for your consideration of our manuscript for publication in your reputable journal. In response to the editors’ comments sent to us on 5th August 2021, we have revised the above manuscript accordingly.

Editor’s comments

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Response: Thanks for the comment. The reference list has been revised accordingly.

Additional Editor Comments (if provided):

I suggest paying careful attention to all three reviewers' comments, but would specifically like to highlight:

1) The need to use consistency in language (e.g., COVID, COVID-19, Corona Virus). After defining the Coronavirus disease (in the first paragraph of the introduction), please select one term and use consistently in the abstract and text.

Response: Thanks for the recommendation; COVID-19 is now the consistent term used in the revised version of the manuscript.

2) The first two references are about the United States. Please ensure you are using appropriate global resources (ideally from the WHO) when describing the global pandemic.

Response: The first two references (Garg, S., et al., Hospitalization rates and characteristics of patients hospitalized with laboratory-confirmed coronavirus disease 2019—COVID-NET, 14 States, March 1–30, 2020. Morbidity and mortality weekly report, 2020. 69(15): p. 458.

2. Team, C.C.-R., et al., Geographic differences in COVID-19 cases, deaths, and incidence—United States, February 12–April 7, 2020. Morbidity and Mortality Weekly Report, 2020. 69(15): p. 465-471) have been replaced with new references as published by the World Health Organization (Sohrabi, C., et al., World Health Organization declares global emergency: A review of the 2019 novel coronavirus (COVID-19). International journal of surgery, 2020. 76: p. 71-76.

2. Purcell, L.N. and A.G. Charles, An Invited Commentary on “World Health Organization declares global emergency: A review of the 2019 novel Coronavirus (COVID-19)": Emergency or new reality? International journal of surgery (London, England), 2020. 76: p. 111).

It is not a journal requirement to include data (especially if potentially identifiable). I agree with Reviewer #2 that there are a number of factors that compromise the confidentiality of the sample (e.g., the raw data file, listing the hospital/health facility names and locations, specificity about participant characteristics per site). I would recommend removing Table 1 and summarizing characteristics of the type of facilities included (but not needing to name them).

Response: Thanks so much for the comment. Table 1 from the original draft was removed and revised as recommended in the Rebuttal letter of 7th June 2021. The current table 2 doesn’t reveal the identity of the participants.

I would summarize Table 2 to list characteristics overall (e.g., number of males, females; range and mean for age, etc.) based on hospital type as recommended by Reviewer #4. Consider removing the individual names of hospitals and thanking the administrators more generally. Finally, it is not necessary to submit ethical approval forms, interview questions, and the raw data. I would consider removing these.

Response: Thanks for the recommendation. The ethical approval forms, interview questions and the raw data will be removed.

4) Please note the suggestions to the rigor section described by Reviewer #2.

Response: The suggestions have been noted.

5) Table 3 is an excellent addition to the manuscript.

Response: Thanks for the observation.

We look forward to receiving your revised submission.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author:

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: (No Response)

Reviewer #3: (No Response)

Reviewer #4: (No Response)

________________________________________

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Partly

Reviewer #3: Yes

Reviewer #4: Yes

________________________________________

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: N/A

Reviewer #3: N/A

Reviewer #4: N/A

________________________________________

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: No

________________________________________

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

________________________________________

6. Review Comments to the Author:

Reviewer Comment Response to Comment Page No. and Line

Reviewer 2#

Many improvements evident throughout, most notably the addition of Table 3

2. Key words: suggest including "lived experiences"

3. Publication Ethics Table 1: by mentioning the names and identifying information of each study hospital continues to reveal who the study participants were and compromises their confidentiality. Please delete hospital names and identifying location information (highway or hill name, founding details, division name; does it matter in this case whether it was Anglican or Catholic?). Keep in minimal information that helps the reader understand what type of hospital with what type of capabilities and catchment was studied.

4. Publication Ethics: Same is true of the supporting information linked to the manuscript. Other than the participant interview guide, the documents contain hospital identifying information and therefore inappropriate to share with the journal’s readership. This includes:

a. Clearance forms

b. Protocol

c. Consent form health workers

d. Raw data set – every quote in the data set shows which hospital it came from; if you have to share, then all data should be de-identified, like you did in quotes used in the results section. This is a lot of work – I would rather you did not share due to data confidentiality issues.

e. The other forms are not needed to be made public either and should be omitted from the supporting information.

5. The TASO IRB approval letter and the study UNCST Ref Number do not contain identifying information but they are not needed by the readership either and should also be omitted as unnecessary.

6. “All participants were sanitized” A better way to say this for people is that they practiced a disinfection protocol prior to the interview and hopefully their interviewers did that as well.

7. “Team 3 was composed of two independent 161 researchers whose task was to read and review the content (interview transcripts, and field 162 notes word-for-word, line-for-line) several times for quality checks and triangulation.” Do you mean to review transcripts and notes compared to the recordings for transcription accuracy? Team 2 was already doing that. I suggest you rephrase the description of Team 3 to say and leave it at that because you explain those further down. What you say about triangulation fits better under rigor – move it there and say how team 3 was doing triangulation of the analysis findings comparing data from one hospital with another hospital (because I haven’t seen any other method used for triangulation).

8. “The research materials were kept under restricted access by only authorized staff for 182 patient confidentiality and privacy” There were no patients in the study. Please clarify that it was about the confidentiality of the participants, now violated by Table 1 and supporting documents.

9. “Participants were reimbursed for participating in the study in form of transport refunds and 190 refreshments.” Perhaps clarify that the refreshments were to take home? They were all in masks and PPE.

10. “The interviews were transcribed verbatim immediately. Transcription accuracy was ensured 198 at the end of the interviews by the Principal investigator and one Administrator. Field notes 199 and the transcription were compared for congruency. Data collection and analysis were 200 conducted concurrently until data saturation was achieved. This was done so that insights 201 from the data analysis could be used to make the required adjustments in the interview guide 202 and evaluate the credibility of the emerging themes in the subsequent interviews.” This was already stated under quality control. Delete the repetitions and merge the rest with that section.

11. “Data was 203 coded and analyzed manually using a framework matrix developed using an Excel workbook.” This statement implies that you developed the codes deductively and put them into a pre-designed framework. It is in contrast with the detailed description right below on how you developed inductive codes according to phenomenology. Did you perhaps built the framework matrix in excel after that detailed and careful process? State that and move that sentence after the description of the code development, to line 215.

12. “We ensured long term 220 involvement of the research team with the healthcare providers.” What rigor criterion does this fulfill? I suggest delete unless you use it to say that you are confident that you established good rapport with the participants.

The authors did not follow my previous feedback on how to painlessly summarize rigor. I therefore provide feedback below on how to improve the accuracy and readability of the rigor section:

13. “Data dependability was 221 ensured by having team 3 that was devoted to continuous reading through of the transcripts to 222 ensure ongoing comparison of the key information generated during the data collection and 223 analysis processes.” This is about ensuring that the findings of the analysis were aligned with the data collected in the transcripts and is what you do for the credibility criterion. Please edit.

14. “Dependability was observed by the stringent coding procedure and inter 224 coder corroboration.” Here please add that you made sure to document what each code meant in detail as illustrated in Table 3, so that another researcher could replicate this coding under a similar context (dependability criterion).

15. “Data transferability was observed by ensuring that participants’225 statements were captured with barely any modifications made yet ensuring a rich, thick 226 description of the study process by the research team.” The first part of this sentence is about confirmability by capturing the statements of the participants without any modifications and use of quotes as you do in the results section. The second part of the sentence about the thick description of the study context is what you provide in the intro and tables 1 and 2 so the findings could be transferable by the reader to another context if it were similar to the one of the hospitals in Kampala (transferability criterion). Please edit so it is clear to the reader.

16. “Thorough checks of procedures and 227 results were emphasized to improve the dependability and transferability of the data [19].” This is good but if you clarify the sentences above it you don’t need to repeat.

17. “Confirmability was observed by comparing the results to other evidence and field notes by an 229 external investigator [34] who read and compared the study results with the field notes and 230 memos.” Comparing the results with other evidence is triangulation. Either say what other evidence you were comparing the results with or delete. The rest about comparing the results with field notes and memos is confirmability - merge with the other part on confirmability. But this is the first time you mention memos. Say under data analysis how you were also writing memos and for what purpose, or delete memos from the sentence.

18. “We ensured that the coordinators of the interviews or discussions didn’t participate in 231 the analysis but critiqued the results from the analysis and ensured that these results 232 conformed to their expectations from the discussions.” It is not a criterion of rigor that field researchers stay away from the analysis. What you did is “member checking”, i.e. another way of validating the findings. Please state.

19. “Field notes and transcripts, codes and 233 their interpretations were made by separate teams of investigators.” Again this is not a criterion of rigor. You can delete. Or merge under data analysis.

20. “More than 90% of the healthcare 239 providers…” You should not use percentages when the denominator is so small (n=25). Simply say the great majority of participants…

21. Publication Ethics Table 2: too much information that compromises the confidentiality of the participants and doesn’t improve the dependability and transferability of the results. Please look at my suggestions in the previous rounds on how to improve Table 2. You can collectively report average age and say that all had bachelors degrees and up. Why is marital status relevant here? Delete.

22. “The participants 242 generally had a number of similar experiences in regards to maternal and newborn health 243 service delivery irrespective of the nature of health facility they worked (Table 3).” Here is where you can say that your data comparisons during rigor analysis showed a number of similar experiences irrespective of the health facility.

23. Table 3 is very good and helps a lot. “Much stigma was associated with contracting COVID-19. This meant no working for more than 2 weeks for the infected healthcare providers.” This statement needs clarification. How could infected providers work for 2 weeks?

24. “A special773 vote of thanks goes to the Administrators of the eight health facilities namely; Kawempe774 National Referral hospital, Kawaala Health Centre III, China Uganda Friendship Hospital,775 Naguru (Naguru Hospital), St. Francis Hospital Nsambya, Lubaga Hospital, Mengo Hospital, 776 Kampala Hospital, and Case Hospital for all the support they gave us during the study period.” Here again you are compromising the confidentiality of your participants without improving dependability or transferability of the results. You can instead anonymously thank all the participating hospitals.

25. References 1 and 2 continue to be inappropriate. You can’t use studies from the US to support a statement of WHO. You need a WHO reference for that.

26. References 6, 7, 8, 10, 11, 14, 15, 37, 39, 40, 44, 49, 51 need a web link and date accessed

27. Reference 8 and 13 are the same reference. Eliminate one of the 2 and provide weblink and date accessed.

28. References 21-29 are not needed when you delete the hospital names.

29. References 38, 41, 50 missing volume issue page info.

30. A recommendation on how to best address the reviewers’ comments without missing any, is to create a two-column table where on the one side you list each comment and on the right side you insert your response and direct quote from the manuscript.

Thanks for the kind observation.

“Lived experiences” has been added to the key words

The hospital names and identifying location information has been deleted from the revised manuscript as recommended.

Documents containing hospital identifying information, clearance forms, protocol, consent forms and raw data sets will not be shared as recommended.

The UNCST, TASO IRB forms will also be retrieved as recommended by the reviewer.

The manuscript has been edited accordingly. It now appears as “Disinfection protocols were observed prior to the interviews.

The write up has been edited accordingly as advised by the reviewer. It now appears as “Team 3 was composed of two independent researchers whose task was checking rigor according to the Lincoln – Guba criteria”.

The manuscript has been edited accordingly as advised by the reviewer. It now appears as “Triangulation was checked by team 3 that was devoted to continuous reading through of the transcripts to ensure ongoing comparison of the key information generated from one hospital to another during the data collection and analysis processes”.

Correction has been made in the revised manuscript. The hospital details and supporting information has been edited as recommended. This now appears in the revised manuscript as “The research materials were kept under restricted access by only authorized staff for participant confidentiality and privacy”

Thanks for the keen observation. Since the participants were paid for both, to avoid the confusion, in the write up, refreshment has been deleted. It now appears as “Participants were reimbursed for participating in the study in form of transport refunds”.

The portion has been deleted as recommended by the reviewer.

Thanks for the recommendation. The manuscript has been edited accordingly. It now appears as “Data was coded and analyzed manually using a framework matrix developed using an Excel workbook built after a detailed and careful process of the merging codes’.

The sentence has been deleted as recommended by the reviewer.

Thanks again for the kind comment. The manuscript has been edited accordingly. It now appears as “Triangulation was checked by team 3 that was devoted to continuous reading through of the transcripts to ensure ongoing comparison of the key information generated from one hospital to another during the data collection and analysis processes”.

Thanks for the advice; this manuscript has been revised to “We made sure to document what each code meant in detail as illustrated in Table 3”.

As advised by the reviewer, transferability has been changed to confirmability as the sentence captures this aspect as opposed to transferability.

The revised manuscript now appears as “Data confirmability was observed by ensuring that participants’ statements were captured with barely any modifications made. Data transferability was ensured by the research team so that a rich, thick description of the study process was documented to enable replicability in a similar context elsewhere.

Revision has been made in the sentences above as advised by the reviewer. To avoid repetition, the sentence has been deleted from the revised manuscript.

The aspect about confirmability has been deleted as advised

This sentence has been removed from the section on “Rigor” and shifted to ‘Quality control” since it’s not relevant under rigor.

It now appears as “We ensured that the coordinators of the interviews or discussions didn’t participate in the analysis but critiqued the results from the analysis and ensured that these results conformed to their expectations from the discussions. This was done to validate the study findings and also ensure quality in the study”.

The sentence deleted as advised.

Thanks for the caution; the sentence has been revised accordingly to “The great majority of healthcare providers had more than ten years’ experience offering maternal and newborn health services”.

Table 2 has been improved as recommended by the reviewer. Marital statuses, level of education and age have been deleted accordingly. Age has been reported based on the average age and level of education as advised.

The sentence has been improved as advised by the reviewer. It now appears as “Data comparisons during rigor analysis showed a number of similar experiences in maternal and newborn health service delivery irrespective of the health facility (Table 3)”.

Clarity has been added to the write up in the revised manuscript. It now appears as “Stigma was associated with contracting COVID-19. Infected healthcare providers were side-lined for two or more weeks. This meant no earning during the period of self-isolation or quarantine”.

Thanks for the keen observation. The manuscript has been edited accordingly. This aspect now appears as “A special vote of thanks goes to the Administrators of the health facilities that participated in the study”.

Thanks for the advice. WHO references have been used for reference 1 and 2.

1. Sohrabi, C., et al., World Health Organization declares global emergency: A review of the 2019 novel coronavirus (COVID-19). International journal of surgery, 2020. 76: p. 71-76.

2. Purcell, L.N. and A.G. Charles, An Invited Commentary on “World Health Organization declares global emergency: A review of the 2019 novel Coronavirus (COVID-19)": Emergency or new reality? International journal of surgery (London, England), 2020. 76: p. 111.

Thanks so much for the advice. A web link and date accessed have been added in the revised manuscript

References 21-29 have been deleted from the revised manuscript

The volume and page info has been added as advised.

A 2-column table has been created as recommended by the reviewer to address the raised comments and their responses.

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Reviewer #3:

Reviewer Comment Response to Comment Page No. and Line

Reviewer #3

Thank you for submitting this revised paper. You have obviously undertaken extensive revisions. My comments are only minor. These include:

a) Introduction:

i) Good to benchmark the extensive lockdown and other measures in Uganda at the start of the pandemic to those seen in other Africa countries (Ogunleye OO et al. Response to the Novel Corona Virus Pandemic Across Africa: Successes, Challenges, and Implications for the Future. Frontiers in pharmacology. 2020;11:1205) helping to reduce mortality - certainly when compared to e.g. a number of Western European countries

ii) Good to include more up-to-date figures for COVID-19 than late January. In addition % in WHO Africa vs. rest of the world (this builds on i)

iii) Lines 84 - 85 - I assume you mean 'Uganda' by 'U'. In addition - I do believe Uganda was more prepared than a number of other countries including e.g. US

iv) Line 91 - A similar situation on reduced routine vaccinations across Africa - please see Abbas K et al. Routine childhood immunization during the COVID-19 pandemic in Africa: a benefit-risk analysis of health benefits versus excess risk of SARS-CoV-2 infection. The Lancet Global health. 2020;8(10):e1264-e72

v) Line 104 - avoid unscientific terms such as 'grossly' throughout the paper - better to say 'appreciably' than 'grossly'

b) Discussion - I would concentrate on the key areas as well as say what the authorities in Uganda should now do as a result of your findings for this and future pandemic. This does not come through clearly enough. This does not mean adding to the Discussion - merely making it more focused. The same applies to the Conclusion. This would enhance the utility of the paper in Uganda, across Africa and across LMICs

Thanks for your kind remarks on the progress of the manuscript.

The manuscript has been revised carefully to highlight the measures that were undertaken in other low and middle income settings at the start of the pandemic. This now appears in the revised manuscript as “With lessons from other low and middle income settings, like Vietnam where lockdowns, extensive contact tracing and social distance had resulted in barely any mortality attributed to COVID-19[7, 8], Uganda instigated a nationwide lockdown to contain the COVID-19 pandemic.

With no clear cure to COVID-19 [9, 10], like other African countries like South Africa, Malawi, South Sudan, Kenya, Ghana, Nigeria, and Rwanda[11], Uganda took a number of measures to contain the COVID-19 pandemic.

Thanks for the caution. Up-to-date figures have been used in the revised manuscript. It now appears in the revised manuscript as “As of 10th August 2021, globally there were 202.1 million confirmed cases of COVID-19 and 4.29 million deaths [3]. In Africa as of 10th August 2021, there were 5.14 million confirmed cases and 122,025 deaths from COVID-19, which is lower than the 78.6 million confirmed cases and 2.03 million deaths in Americans [3] and 61.2 million confirmed cases in Europe with 1.23 million deaths from COVID-19[3].

Uganda reported her first COVID-19 case on the 21st March 2020[4]. Since then the number of confirmed cases had reached 95,723 as of 06th August 2021 with 2,783 deaths reported by the Uganda Ministry of Health [5].

‘U’ is now written in full in the revised manuscript. The manuscript has been edited accordingly to justify the implementation of the lockdown in Uganda. It now appears “With lessons from other low and middle income settings, like Vietnam where lockdowns, extensive contact tracing and social distance had resulted in barely any mortality attributed to COVID-19[7, 8], and more case fatality rates from COVID-19 in the United States [9] and Europe [10]where preventative measures were not fully implemented, Uganda instigated a nationwide lockdown to contain the COVID-19 pandemic.

The manuscript has been edited accordingly. The write up now appears as “COVID-19 has exerted enormous pressure on National Health Service programs in many African countries like Expanded Program on Immunization [17] as result of closure of some of the vaccination clinics with some of the healthcare providers put in quarantine when suspected or confirmed with COVID-19 or shifted to manage COVID-19 patients[13].

Despite evidence of routine childhood immunization benefit over COVID-19 associated risks with the vaccination clinics[18], the Ministry of Health of Uganda has already reported a decline in the current immunization coverage during the COVID-19 pandemic [19]. Similar trends in immunization coverage have also been reported in South Sudan, Zimbabwe, South Africa and Nigeria [13].

Thanks so much for the advice. ‘Grossly’ has been changed to ‘appreciably’ in the edited version of the manuscript.

The discussion and conclusion write up has been edited as advised by the reviewer.

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Reviewer #4:

Reviewer Comment Response to Comment Page No. and Line

It is a pleasure to review the study entitled : “Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Novel Corona virus Disease 19 Pandemic in Uganda: A Qualitative study”. This paper’s strength is in the richness of the data and the in-depth descriptions of the challenges faced by maternal and newborn healthcare providers in Uganda during the pandemic, and how that influenced care provision. The study is also a platform to raise healthcare providers’ voices about the horrible experiences and negative treatment that they received, and to share their opinions of recommendations to continue care provision during the pandemic and beyond. It is also difficult not to appreciate the rigorous research methodology that was applied. Despite the witnessed improvements in the structure of the manuscript after the first revision, there remained some issue that can be addressed before publication.

My two main comments are:

- Although I do believe that the rich and expressive quotes are a strength of the manuscript, they do tend to make the results’ section a lot longer than it can be. Some of them are particularly long and repetitive of the text summarizing the results and therefore can be either shortened or deleted altogether (for example the one in line 300 – 304 can be deleted). Perhaps keeping one quote per theme is sufficient, and the reader can always refer to the “raw data” supporting information for more.

- The manuscript describes the lived experiences during the COVID-19 pandemic. Yet, as we all have witnessed, the pandemic has been ongoing for almost 16 months, and with varying levels of restrictions over time. In the manuscript, the time frame of the described “lived experience” is not clear: was it the early phase of the pandemic (first lockdown), or does it stretch to include the period of data collection? The authors can be more specific about the recall period. This can be very relevant especially considering the second lockdown that Uganda is recently going through, to see whether any of the lessons learned from the first lockdown have helped in managing the second response.

Other minor comments are noted below, divided by section:

Supporting information:

- File called “Raw data” : suggestion to change the name of the file to : ”Detailed summary of the data by theme with quotes” since it is not possible to share the raw data (i.e. complete transcripts of interviews) due to issues of privacy and anonymity. Naming the file “Raw data” gives the false impression that the dull transcripts are actually published.

- File called “Participant interview guide” : it seems that this file contains questions addressed to women who have sought care and not to healthcare providers, and the questions do not match those mentioned in the response to the reviewers. Suggestion to please revise and align.

Abstract

- Suggest to rephrase this sentence: “With the travel restrictions, social distancing associated with the containment of the virus, the maternal and newborn healthcare service in Uganda could be inaccessible, unaffordable, and unavailable to both the healthcare providers and many pregnant or laboring women.” It seems like the care is unaffordable and unavailable to healthcare providers - Is this intentional? – consider using the space in the abstract to focus mainly on the barriers faced by healthcare providers

- This is a qualitative study and usually do not use terms such as “primary outcome” (which has more of a quantitative connotation). It is already clear in the objectives what the “outcome” of the study is. Suggestion to rephrase as: “the interview guide primarily explored xxxx”

- The first sentence in the conclusion is probably correct but it is not a direct observation of this research. The conclusion can focus more on healthcare providers’ wellbeing and ability to provide care, and the need to respect and support them rather than about the service delivery

Background:

- Line 84-85: The COVID-19 pandemic took U by surprise[8, 10].

o Although I agree, it did take “me” and everyone by surprise, but I think the authors mean “took Uganda”

o Suggest to move this sentence to the beginning of the paragraph

- Line 93-96: “Interruption in access to quality maternal and newborn health services with the travel restrictions in place to curb the COVID-19, could put over 10,000 lives of both women and their babies in danger every single day of the COVID-19 pandemic.”

o Please provide a reference to this estimate

o This paragraph could use a bit more information about the MNH situation in Uganda before the pandemic: e.g. maternal mortality rate, skilled birth attendance, facility birth coverage, ANC coverage etc. how did these aspects evolve over time? And why is COVID-19 a particular threat to them, especially if it’s affecting healthcare providers.

o The background is also missing information about the structure of the health system in Uganda before the pandemic – where do women usually seek care (hospitals, healthcare centres?) how is care covered? Public vs. private sector role in the health system? And how are they similar/ different to each other? etc.

- Line 98: there is a “15” misplaced after December 2020. Also not clear what this sentence adds: “if it means that healthcare workers were infected with COVID-19”? Please clarify , with more details about the number of healthcare workers if that is possible.

Methods:

- Line 121: is this a public health facility? Not a hospital?

- Table 1:

o Suggest to present similar and complete information on all the hospitals ; e.g. why is number of deliveries per year available for Kawaala health centre and not others? If possible recommend to add for all

o Suggestion to divide the “description” column into more structured columns, for example: level of care (primary, secondary, tertiary) ; some proxy of size of the health facility (e.g. number of maternity beds or number of deliveries in the past year – depending on which info is readily available); number of maternal and newborn healthcare providers (total or estimate); operating hours; free vs. paid services

o An important characteristic to mention about the hospitals is whether or not they treated any pregnant women / women in labour who were suspected/confirmed with COVID-19

- Explain a bit more about the selection of the hospitals (purposive sampling of the biggest hospitals in Kampala, from three sectors public, private, private not-for-profit)

- Line 121 – 123: “These eight facilities were the biggest service providers for public and private maternal and newborn health care in Kampala.” – why past tense here “were”? Suggest to change to present

- Line 139: “All participants were sanitized”. Suggest to rephrase to : participants sanitized their hands or strict hand washing and sanitization were required from all participants…

- It is important to mention where the interviews took place in the methods section: was it at the health facilities where participants worked? Or at the researchers office?

- Line 155: “potential clients”. Suggest to rephrase to potential participants

- Line 168: do the authors mean: no new emerging themes?

- Quality control: what happened with the data from the pilot interviews? Was it included in the analysis? Please be clear about that and if yes why? If no why not?

- Line 180: data were backed-up? Where and how?

Results:

- Title of the heading: please remove “baseline”

- Table 2 is not completely showing on the page (please format and resize)

- Please align the use of “obstetrician/gynecologist” vs. “medical doctor” when describing the cadres in the methods, results and table 2

- Suggestion for table 2: to switch the rows and the columns (the three types of facilities become columns, so that the categories of each variable are not repeated every time)

Private Public Private not for profit

Sex

Male 2 2 2

female 4 8 7

Age

20-29 0 1 1

30-39 4 5 4

>40 2 4 4

- It is useful to know how many interviews were done per facility – perhaps could be added to table 1?

- Table 3 – it is not clear for the reader why the page number is added to the table. Also keeping in mind that this might change when the paper is published, I suggest removing this column. Or it can be used to indicate a reference to the “raw data” supplementary material if necessary

- The authors indicate that HCP experienced a number of similar themes across the facilities, but did they note any discrepancies or similarities within the health facilities? E.g. differences between cadres who work at the same hospital? (just our of curiosity about dynamics between different cadres)

- The perception that patient numbers increased is interesting- despite the fact that we could have assumed the opposite to happen (blocked roads/fear of healthcare seeking in facilities).

- Comment/suggestion: try to avoid “quantitative” terms in the results (e.g. change “a significant number” on line 254 to something like “many/most” etc.

- Line 258: exclamation mark after “gloves”. Suggest to remove to the keep the results description as objective as possible.

- Suggestion to always refer to it as “COVID-19”. Sometimes COVID alone is used (it is ok if it’s in a quote, but not the main text). Line 451: suspected to have COVID-19

- Suggestion to spell out CME in-text (first occurrence line 529)

Discussion

- Line 650-651: specify which services exactly

- Paragraph lines 685-697: recommendation about telemedicine should be considered with caution as it can lead to inequality in accessibility (poverty, illiteracy among women) and its impact on the quality of maternity care is not yet well understood.

Suggest to revise the list of abbreviations and align with the updated version of the manuscript as some terms were deleted e.g. PMTCT Thanks so much for your kind remarks.

Thanks for the recommendation. The result section has been shortened by reducing the quotes in the write up in the revised manuscript

Clarity has been added to the phase of the lockdown from the abstract up to the method’s section. In the abstract, this appears as “The study sought to understand the experiences and perceptions of healthcare providers at the frontline during the first phase of the lockdown as they offer maternal and newborn health care services in both public and private health facilities in Uganda with the aim of streamlining patient care in face of the current COVID-19 pandemic and in future disasters”.

In the introduction, further clarity on when the phase of the lockdown has been added. It now appears as “

It’s against this background that the study sought to understand the lived experiences and perceptions of the health workers offering maternal and newborn services during the first phase of the lockdown to contain the COVID-19 pandemic during the COVID-19 pandemic in Uganda with the aim of streamlining patient care in the current and similar future disasters”

Then in the method’s section, the write up has been changed to “We conducted this embedded qualitative study as part of a bigger study that assessed the impact of COVID-19 pandemic on the provision of Maternal and Newborn healthcare services in eight health facilities in Kampala, Uganda between June 2020 and December 2020[30] during the first phase of the lockdown”.

Thanks for the advice. The file name has been edited from “Raw data” to ”Detailed summary of the data by theme with quotes”

Thanks for the keen observation. The interview guide has been changed.

The sentence has been edited in the Abstract to “With the travel restrictions, social distancing associated with the containment of theCOVID-19 pandemic, healthcare providers could be faced with challenges of accessing their work stations, and risk burn out as they offer maternal and newborn services”.

Thanks for the advice. The write up has been changed to “The interview guide primarily explored the lived experiences of healthcare providers as they offer maternal and newborn healthcare services during the COVID-19 pandemic”.

The first sentence in the conclusion has been edited as advised by the reviewer to “The COVID-19 Pandemic has led to a decline in quality of maternal and newborn service delivery by the healthcare providers as evidenced by shorter consultation time and failure to keep appointments to attend to patients…”.

“U” has been written as “Uganda” in the edited manuscript. The sentence has also been shifted as recommended. The write up now appears as “Uganda reported her first COVID-19 case on the 21st March 2020[4]. Since then the number of confirmed cases had reached 95,723 as of 06th August 2021 with 2,783 deaths reported by the Uganda Ministry of Health [5]. The COVID-19 pandemic took Uganda by surprise [6, 7]”.

A reference has been added as recommended by the reviewer. It now appears as “Interruption in access to quality maternal and newborn health services with the travel restrictions in place to curb the COVID-19 could put over 10,000 lives of both women and their babies in danger every single day of the COVID-19 pandemic [6]”.

The manuscript has been revised accordingly to add information about the MNH situation in Uganda before the pandemic. It now appears as “Prior to the COVID-19, Uganda through strategies like five year Health Sector Strategic Plans for the past two decades had reduced maternal mortality rates from 500 in 2000 to 375 deaths per 100,000 live births [22, 23]. The four visit antenatal attendance was at 59.9% from 33.1% in 2011 [24]. The unmet need for modern contraception had reduced to 26% from 30% in 2016[23, 25]. The fertility rate in Uganda stands at 4.3 currently from 5.3 in 2000 [22]. The postnatal care was still below optimal levels in Uganda at 54.3% [23]. The neonatal mortality was at 19.9 per 1000 live births before COVID-19 from 33 deaths per 1000 live births [22]. Neonatal tetanus protection had reached 85% as compared 52% in 2000 [26]. Significant progress had also been seen in the BCG immunization at 1 year with 88% while that of Haemophilus influenzae type B (Hib) and Diphtheria, Pertussis (whooping cough), and Tetanus (DPT) vaccine coverage was at 93% [23] before COVID-19 pandemic”.

The background has been edited accordingly. The structure of the health system in Uganda is written out as “Healthcare in Uganda is offered mainly by public (70%), private-Not for profit (20%) and private health facilities (10%) [9, 10]. Public health facilities are structured in the following categories; National and Regional referral hospitals, general hospitals, district hospitals/ Health centre IVs (offering care to a population of 100,000 both in and outpatient services and emergency surgeries), Health Centre III (serving a population of 20,000 at the sub county level offering mainly outpatient and maternity services), Health centre II (serving a population of 5,000 and being run by an enrolled midwife) and the Health centre I (linking the community to the health system and being run by the village health teams with or without formal training). Care in the public facilities is free [11]. Private-Not-for Profit health facilities are mainly faith based facilities that offer care at a subsidized cost. The private health facilities are run by individuals or institutions with no exact control on how care is billed [12].

The sentence was meant to mention that 15 healthcare providers had died of covid-19 as of 31st December 2020. The revised manuscript now has even more updated figures. It appears as “As of 7th July 2021, 37 Ugandan health workers had died of COVID-19[30]”.

As suggested by other reviewers, the identity of the health facilities has been concealed.

Table 1 has been edited accordingly as recommended by the reviewer. More details have been added.

At the time of data collection, none of the selected health facilities were designed to treat COVID-19 patients. It’s the reason we didn’t capture this information in regards to admission of women with COVID-19 in our study. The ministry of Health had designated 2 facilities to manage the COVID-19 patients.

Thanks for the advice. The manuscript has been edited accordingly as advised by the reviewer. It now appears as “This study was conducted in eight health facilities (two Private hospitals, three Private-Not-for Profit hospitals and three Public health facilities) in Kampala, Uganda. These eight facilities were purposively selected because they are the biggest service providers in the three sectors (public, private-not-for profit and private) offering maternal and newborn health care in Kampala”.

The manuscript has been edited accordingly. It now appears as “Disinfection protocols were observed prior to the interviews.

The manuscript has been revised accordingly to highlight the sites for the in depth interviews. This now appears as “All the in depth interviews were administered in English, the official language used in Uganda in quiet rooms at the different selected health facilities as recommended by the hospital administrators”.

“Potential clients” has been rephrased as “potential participants” as recommended by the reviewer.

Correction has been made in the revised manuscript. It now appears as “After ascertaining data saturation with no new emerging themes, we stopped the data collection [37, 38].

Clarity has been added in the edited manuscript. It now appears as “A pilot study was carried out with four healthcare providers to pretest and modify the interview guide. Data from the pilot study was also included in the analysis as the healthcare providers in the pilot were not included in the main study”.

The edited manuscript has more clarity added in. It’s now written as “Data was backed up on hard drives, online databases and two computers”.

“Baseline” has been removed from the title. It now appears as “Characteristics of participants”

Table 2 has been formatted and resized. “Obstetrician/Gynecologist” has been used instead of “medical doctor” as recommended by the reviewer.

Table 2 has been edited as recommended by the review.

Since the interviews are implied in the table 2 by the number of participants at each facility, for clarity in the result’s section, we have added the text “. Of the 25 interviews, six were in private; ten were in public, while nine were in private not-for profit health facilities”.

Thanks for the advice, though in the prior reviewer’s comments, this was the suggestion. I have deleted the column on the page numbers as this might change with publication. I’ll keep reference however for the raw data as advised.

Clarity has been added in the revised manuscript to address this concern. It now appears as “The following themes and subthemes were generated from the data analysis. Data comparisons during rigor analysis showed a number of similar experiences in maternal and newborn health service delivery irrespective of the health facility. There were however some disparities in the experiences within the different cadres. Nurses tended to use more of the public means when compared to the obstetricians/gynaecologists and administrators. The way the nurses, navigated through the hassle of transport to the workstations were different from the obstetricians/gynaecologists (Table 3).

Thanks for the keen observation; the manuscript has been edited to imply that the patient load was high for the available workforce as some of the healthcare providers couldn’t access their work stations during the pandemic. The sub heading has been changed to “High Patient turnover per the available workforce and Burnout”

“Significant” has been deleted from the revised manuscript as advised by the reviewer”

The exclamation mark has been removed as advised by the reviewer.

Thanks for the observation; “COVID-19” has been adopted throughout the manuscript.

CME has been spelt out as advised by the reviewer.

The implied services have been added in the revised manuscript. It now appears as “As highlighted by the discussants, there’s a need for the government to mediate a friendly working environment between the security personnel and the medical fraternity to minimize on delays seen during the pandemic that could have grossly affected maternal and newborn service delivery like immunization, health facility deliveries, antenatal and postnatal clinic attendance [11-13, 68]”.

Thanks so much for advice but since it was recommendation from the healthcare providers, it would be respectful to have their views represented in the publication. More reading around this area will however be ensured.

The abbreviation list has been updated as advised by the reviewer.

Page 20-34

Page 1 Line 28-32

Page 6 Line 149-152

Page 7 Line 155-158

Page 1 Line 25-28

Page 2 Line 35-37

Page 2 Line 52-60

Page 4 Line 74-76

Page 6-7 Line 137-141

Page 6 Line 114-125

Page 4-5 Line 74-90

Page 7 Line 143

Page 8-14, Line 171,172

Page 8, Line 165-169

Page 13: Line 184-185

Page 13-14: Line 185-187

Page 14: Line 200

Page 14-15, Line 211-212

Page 15, Line 222-224

Page 15, Line 231

Page 17, Line 275

Page 18

Page 18

Page 17, Line 277-279

Page 18-22, Line 290-292

Page 18, Line 283-289

Page 19

Page 22, Line 299, Page 23, line 326, Page 24, Line 362

Page 22, Line 303

Page 30, Line 518

Page 35, Line 647-652

Page 38-39, Line 739-752

Attachment

Submitted filename: Response to reviewers COVID 4.docx

Decision Letter 2

Michelle L Munro-Kramer

28 Oct 2021

Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Novel Corona virus Disease 19 Pandemic in Uganda: A Qualitative study

PONE-D-21-03659R2

Dear Dr. Kayiga,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Michelle L. Munro-Kramer, PhD, CNM, FNP-BC

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Thank you for your careful attention to all reviewer comments. The manuscript has been substantially improved and I am happy to accept it for publication.

Acceptance letter

Michelle L Munro-Kramer

3 Dec 2021

PONE-D-21-03659R2

Lived Experiences of Frontline Healthcare Providers offering Maternal and Newborn Services amidst the Novel Corona virus Disease 19 Pandemic in Uganda: A Qualitative study

Dear Dr. Kayiga:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Michelle L. Munro-Kramer

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Dataset

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers PROM version 3.docx

    Attachment

    Submitted filename: Response to reviewers COVID 4.docx

    Data Availability Statement

    All relevant and anonymized data are within the paper and its Supporting information files.


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