Although there has been a great deal of attention paid to understanding the stressors and challenges of COVID-19 faced by families of young children (Center for Translational Neuroscience, 2020), the same is not true for teachers. This is a major gap because teacher mental health1 is associated with healthy teacher-student relationships, classroom climate quality, students’ social-emotional learning (SEL), and academic achievement (Jennings & Greenberg, 2009). Mental health and wellness underpin teachers’ ability to support these relationships and processes (Schaack, Le & Stedron, 2020). A survey of the early childhood education (ECE) workforce in New York City (NYC) during the early months of the pandemic suggests that ECE educators face tremendous challenges amid COVID-19. Only 9% of all respondents reported not being emotionally affected by the pandemic (i.e., the vast majority were affected at least a little); 38% reported being impacted “a lot” or “extremely” (Tarrant & Nagasawa, 2020).
This study takes place during the beginning of the pandemic, in mid-March 2020, when public schools in NYC closed with little to no warning for students, families, and educators. There is a range of stressors and challenges expected to be shared by teachers who were abruptly separated from their students and the school community. We anticipated, based on the early findings with families of young children and the ECE workforce, as well as from long-established understandings of young students’ learning and development (e.g., play-based teaching, emphasis on student SEL), that pre-Kindergarten (pre-K) teachers were likely to face a unique set of stressors and challenges.
The present study is based on the understanding of teaching as a relational evolutionary trait and Self-in-Relation theory (SiR; Jordan et al., 1991, Rodriguez and Fitzpatrick, 2014). It is guided by the Five Awarenesses of Teaching framework (Framework) and informed by the literature on trauma and crisis. The study builds on a qualitative study of pre-K teachers in ECE centers two years before COVID-19 using similar methods (Rodriguez et al., 2020). However, in the current study, we examine pre-K teachers’ experiences during the first fourteen weeks of COVID-19-related school closures. The phenomenon explored has always been present in the lives of pre-K teachers, but it was exacerbated by COVID-19. This qualitative study aims to understand how pre-K2 teachers experienced the early months of the COVID-19 pandemic in NYC, the epicenter of the virus in the United States during the spring of 2020. Without a qualitative study, we would never be able to understand the depth of COVID-19 effects on teachers’ mental health and wellness and teacher-student relationships.
Teaching as an evolutionary trait
Teaching is not a selfless act; rather, humans teach each other, in part, to connect and relate with one another (Rodriguez and Fitzpatrick, 2014). The human capacity to teach complex concepts has a deep evolutionary history dating back nearly 2 million years (Chazan, 2012). Humans utilize this cognitive skill as early as age 2, without much effort or instruction (Strauss, 2005). While present-day professional educators are taught advanced teaching skills, the innate drive to teach, relate, and connect to students continues to dominate modern-day classrooms.
Self-in-Relation theory
Unlike males, women develop their identity in the context of creating and maintaining relationships (Miller, 1976). Nearly 99% of ECE teachers are women (US Bureau of Labor Statistics, 2020). Due to women's dominance in the ECE field, we explore pre-K teachers’ development through the unique lens of women teachers. We draw upon the SiR theory (Jordan et al., 1991), which evolved from feminist research on women psychological development. The SiR theory emphasizes relationships as the foundation for women self-identity development. As such, we must consider the unique role that gender plays in developing ECE teachers’ identity. For women ECE teachers, their identities are formed, in part, by silent, albeit gendered, expectations—unspoken agreements that uphold the gender hierarchies in place. These expectations regarding how women teachers should care for and interact with students, inform how they view themselves and enact their teaching role (Barber, 2002). The SiR theory challenges a male-dominant view of development that favors autonomy and separation from caregivers. Instead, women advance their development through a process of growth within their relationships (Surrey, 1991). For example, women develop their teaching skills through understanding their relationships with students. A relationship, as defined by Surrey (1985), requires that the teacher continually practice self-awareness to be responsive to their students and families. Therefore, it is important to document pre-K teacher's self-awareness to understand their development as described by their experiences with their students and families.
Five Awarenesses of Teaching Framework
Expanding upon the SiR, we employed the Five Awarenesses of Teaching, a comprehensive theoretical framework to guide our understanding of teacher self-awareness and identity development in addition to informing our study design, analysis, and interpretation of findings (Rodriguez, 2016). The Framework is based on the understanding that teachers, like their students, are active participants in their relationships. The Framework categorizes teachers’ mental health and wellness as depicted in their reflections of how they view themselves, their students, and their families. The five awarenesses are: Awareness of Self as a Teacher, Awareness of Teaching Process, Awareness of Learner, Awareness of Interaction, and Awareness of Context (see (Rodriguez et al., 2020) for more details on the Five Awarenesses). The awarenesses dynamically interface with each other, both supporting and being supported by one another as well as being impacted by external contextual factors (e.g., student, community, policy; Rodriguez, 2013a).
Importantly, a teacher's awareness enables their ability to intentionally and successfully develop and practice their social and emotional skills (Rodriguez and Mascio, 2018). A prior study using the Framework found that there was an underlying tension between teachers’ keen awareness of student SEL and active suppression of their own social and emotional well-being, underscoring the need for studies on ECE social emotional competency and well-being (Rodriguez et al., 2020). This study extends our prior study by examining pre-K teachers’ experiences during the COVID-19 lockdown in NYC with particular consideration for their mental health and wellness.
The role of teachers during crises
Extant research illustrates that schools shift their practices suddenly when an external crisis strikes—often in ways that are impossible to anticipate. Teachers are “first responders in tragedy” (O'Toole & Friesen, 2016) and are integral to both the first-line and long-term post-disaster response (Evans & Oehler-Stinnett, 2006). Studies of teachers following disaster demonstrate that teachers frequently endure increased workload demands in addition to the stress of supporting students’ SEL and academic needs while tending to their personal losses and trauma (Carlson, Monk, Irons & Walker, 2010). However, teachers are not given official status as first responders, like male-dominated professions of policemen, firemen, and doctors. Yet, teachers, especially women, are often tasked with professional emotional management and care while also working toward their own recovery; this results in them performing multiple caregiving and support roles for themselves, their families, students, students’ families, and the broader community. Supporting students and their families in coping with additional stressors can exacerbate an already overwhelming teaching role (Simon & Evans, 2014). As such, during crises, teachers frequently experience “role overload” (Kuntz, Näswall & Bockett, 2013) and a decreased sense of self-efficacy in their teaching (Seyle, Widyatmoko & Silver, 2013).
Connecting teacher-student relationships to mental health and wellness
Moreover, the abrupt lack of physical proximity to students, due to the COVID-19 pandemic, likely affects the teacher-student relationship, an essential aspect of teachers’ self-efficacy and identity (Hargreaves, 2000). Without the close physical proximity to students, teachers may feel unable to build and maintain close relationships with students, which goes against their need for relatedness and makes teachers vulnerable to feelings of personal failure and rejection by students (Hargreaves, 2000, Newberry and Davis, 2008, O’Connor, 2008). Furthermore, prior studies revealed that teachers’ beliefs about their relationships with students represent their views, feelings, and inner world regarding their teaching (e.g., Pianta, Hamre, & Stuhlman, 2003).
Currently, we know very little about teacher-student relationships and teachers’ mental health and wellness as it relates to their practice, especially in the context of a pandemic, which likely has negative ramifications on teacher identity, and mental health and wellness and disrupts the mode by which relationships with students are typically developed and reinforced. Furthermore, what makes this pandemic and the research conducted unique is the fact that it captures a moment when teachers were living through a sustained global crisis and the uncertainty associated with its long-term impact; they are experiencing trauma without the time or needful supports to process it (Champine, Lang, Nelson, Hanson & Tebes, 2019; Reeves, 2015; Sweeney, Filson, Kennedy, Collinson & Gillard, 2018).
Research methods
Overview
This study was part of a program intervention and evaluation study of Thrive professional development (PD), a NYC Department of Education (DOE) program conducted in collaboration with the Center for Early Childhood Health and Development's ParentCorps program (Brotman et al., 2016). Eighty public schools with pre-K programs (at least 36 pre-K students) from high-poverty neighborhoods were involved in this larger study. The 16 lead pre-K teachers interviewed for the current study came from 12 of the 42 schools primarily in Brooklyn and Queens (Table 1 ). Both studies were approved by the university and NYC DOE Institutional Review Boards.
Table 1.
Self-identified sociodemographic characteristics of teachers interviewed.
| Pseudonym | Age | Parent | Languages spoken | Skin Color | Race/Ethnicity | Personal income | Years teaching | School borough | Pre-K racial composition |
|---|---|---|---|---|---|---|---|---|---|
| Elaine | 50–55 | Yes | English | Very Light | White | $60,000-$69,000 | 15 | Brooklyn | Asian 2.9%, Black 64.8%, Latine 26.5%, Other 2.9%, White 2.9% |
| Dimitra | 50–54 | Yes | English, Greek | Very Light | White/Greek | $110,000-$119,000 | 28 | Brooklyn | Asian 5.5%, Black 27.8%, Latine 66.7% |
| Nancy | 50–55 | No | English | Light | White/Irish | $100,000-$109,000 | 28 | Queens | Asian 13.9%, Black 1.4%, Latine 73.6%, Other 8.3%, White 2.8% |
| Monica | 45–50 | Yes | English | Light | White | $110,000-$119,000 | 23 | Queens | Asian 13.9%, Black 1.4%, Latine 73.6%, Other 8.3%, White 2.8% |
| Rachel | 50–55 | Yes | English | Medium | White/Jewish | $119,000-$129,000 | 29 | Queens | Asian 26.5%, Black 2.9%, Latine 50%, White 20.6% |
| Anne | 60–65 | No | English, Spanish | Very Light | White | $80,000-$89,999 | 32 | Queens | Asian 26.5%, Black 2.9%, Latine 50%, White 20.6% |
| 7 | 40–45 | Yes | English | Medium | Hispanic-Latine | $90,000-$99,000 | 19 | Manhattan | Latine 100% |
| 8 | 40–45 | No | English | Light | White | $110,000-$119,000 | 24 | Brooklyn | Black 25.7%, Latine 62.9%, White 11.4%, |
| 9 | 45–50 | Yes | English | Light | White | $90,000-$99,000 | 24 | Queens | Asian 5.9%, Black 52.9%, Latine 35.3%, Other 5.9% |
| 10 | 40–45 | No | English | Light | White | $90,000-$99,000 | 19 | Brooklyn | Asian 15.2%, Black 63%, Latine 8.7%, Other 10.9%, White 2.2% |
| 11 | 60–65 | Yes | English, Spanish | Medium | Hispanic-Latine | $80,000-$89,999 | 30 | Brooklyn | Black 10%, Latine 90% |
| 12 | 45–50 | Yes | English, Spanish | Medium | Hispanic-Latine | $110,000-$119,000 | 23 | Brooklyn | Asian 5.6%, Black 27.7%, Latine 66.7% |
| 13 | 60–65 | NC | English | Light | White | $80,000-$89,999 | 28 | Queens | Asian 6.8%, Black 2.7%, Latine 87.8%, White 2.7% |
| 14 | 45–50 | Yes | English | Medium | White/Jewish | $100,000-$109,000 | 21 | Brooklyn | Asian 41.7%, Latine 23.6%, Other race 1.4%, White 33.3% |
| 15 | 35–40 | Yes | English | Light | White | $60,000-$69,000 | 15 | Brooklyn | Asian 41.7%, Latine 23.6%, Other race 1.4%, White 33.3% |
| 16 | 35–40 | No | English | Light | White | $90,000-$99,000 | 15 | Queens | Asian 38.2%, Black 5.9%, Latine 23.5%, White 32.4% |
Note. According to New York City Department of Housing and Preservation Development in 2020, a moderate-income household (81%−120% AMI) for a three-person household ranges from $81,920-$122,880 (“Area median income,” n.d.).
Area median income. (n.d.) Retrieved from https://www1.nyc.gov/site/hpd/services-and-information/area-median-income.page.
Poverty categories. (n.d.) Retrieved from https://www1.nyc.gov/site/opportunity/poverty-in-nyc/poverty-measure.page.
NC indicates data was not collected due to teacher preference.
Participants
This study's pre-K sample is consistent with the NYC DOE workforce; teachers were primarily white (81%), women (100%), experienced (mean 26 years), and held masters degrees (100%). NYC public school teachers must acquire a Master's degree after 3 years of teaching. Participants’ ages ranged from 35 to 65; two third of them reported having children of their own. The majority of the teachers reported a salary range between $80,000 -$119,000 (considered moderate-income for a 3-person household), with 2 teachers who are new to the public school system reporting $60,000-$69,000 (Table 1). Teacher salaries are set via a pay scale considering years taught and degree. Pay scales are decided by collective bargaining with the teachers’ union and the mayor's office.
Recruitment strategy
Following IRB approval, teachers were recruited to participate in the interview using 3 approaches: (1) pre-COVID-19, teacher wellness folders were distributed at school sites with hand sanitizer, a recruitment flyer, an inspirational keychain and a relaxation coloring booklet; (2) during COVID-19, we began a monthly #remotetogether e-newsletter with teacher resources (e.g., children's e-book titled: “While We Are Apart”, interactive self-care guide, free e-resources for remote teaching, inspirational messages, mental health contacts); and (3) two research coordinators engaged in direct communication through text messages, emails, and phone calls. Research coordinators found that direct communication was the most successful approach in securing interviews. In all approaches, teachers were given information about the purpose of the project. They were told that while the interview would be approximately 1 hour, they could end the session at any time.
The research team engaged with teachers at the 43 approved sites before school closures (closures commenced Monday, March 16, 2020). In total, 48 teachers expressed interest; since two teachers had missing contact information, 46 teachers were contacted. The teachers were told that the study's purpose was to investigate teacher wellness, but they were not familiar with the Framework or given details of the researchers’ specific research interest. Recruitment occurred from March-May 2020; interviews were held from April-June 2020—within in the last 14 weeks of the academic year.
Out of the 46 teachers contacted, 16 interviews were completed. Due to the COVID-19 restrictions, research coordinators lost the ability to visit teachers at school sites which limited their ability to build strong in-person relationships with teachers. Recruitment efforts relied solely on remote communication with teachers that had not met the research coordinators in person; this likely negatively impacted recruitment. Some teachers responded to the research coordinator's recruitment efforts and expressed their inability to participate because they or a family member got sick, they did not have the capacity, or felt like they did not have time to talk. Interviews ended on June 26, 2020, on the last day of school.
Self-in-Relation-to-Teaching interviews
Time and modality
Individual (1:1) cognitive interviews were conducted by Vanessa Rodriguez (first author of this article) with participants by telephone and were scheduled during a convenient time for teachers using the Self-in-Relation-to-Teaching (SiR2T) interview method and associated protocol (Rodriguez, 2016). All interviewed teachers were home-bound due to COVID-19 restrictions, and the official closing of all NYC DOE schools on March 16, 2020. SiR2T interviews took place during the school day or after school hours, depending on teacher preference. Although the SiR2T interviews were intended to last approximately 1 hour, by preference, teachers took on average 1.5 hours to complete the interview; some lasted up to 2 hours. No teacher asked to stop or withdraw from the interview.
SiR2T interview framing
The SiR2T is grounded in SiR theory (Pilkinton, 2007; Surrey, 1985), which recognizes that women teachers exist in relation to their students and contexts (e.g., current events, personal life); an apt method given that most ECE teachers in the United States are women. The SiR2T supported pre-K teachers in describing their cognitive processes in relation to their mental health and wellness and contributing factors. The SiR2T method enabled researchers to provide a space for women to voice their experiences without pathologizing their behaviors when they showed symptoms of distress (MacKinnon, 2009).
The SiR2T is a type of cognitive interview that is distinct from other types of interviewing because it encourages the interviewee to recreate the context of their lived experience with use of open-ended questions, considers many paths to memory retrieval, and offers extended time for memory recall (Fischer, Falkner, Trevisan & McCauley, 2000). This style of cognitive interview, is often used in criminology, as a more effective way to enable cognitive retrieval during police interviews (Fischer, Geiselman & Amador, 1989). It offers a strength-based model to witnesses of traumatic events, engenders deeper, more nuanced reflections by participants, and helps the interviewer elicit a more robust, detailed understanding of the interviewee's experiences during times of trauma (Bekerian & Dennet, 1993). Because of this, the SiR2T was particularly useful for interviewing teachers during the COVID-19 pandemic.
SiR2T interview protocol
The SiR2T interview protocol (Rodriguez et al., 2020) avoids the use of leading, closed, or short-answer questions to protect against threats to valid interpretation. Teachers were asked one open-ended question about their process of teaching (“What are you focusing your mind on throughout your process of teaching?”) and then were electronically provided with a copy of the SiR2T tool as a reference during the interview to support their response. The SiR2T tool consists of three concentric circles labeled most important, less important, and least important. Below each circle are four boxes containing words that contribute to a teacher's process. These word prompts are divided into four categories: self (e.g., empathy, humor, race, ethnicity), personal context (e.g., family, health, income), skills (e.g., routines, time management), and external influences (e.g., principal, student's family, current events).
Teachers were asked to think about the three concentric circles and to tell Rodriguez where they might place the words within the circles in relation to how important that factor was to their teaching process. The interviewer kept track of the word prompts and guided the participant, referring back to any words that the teacher did not naturally mention. Throughout the process, Rodriguez asked teachers to expand or explain their choices. When necessary, clarifying questions were asked to enable an understanding of the teacher's meaning.
Data collection and analysis
As described by Braun and Clarke (2006), we used a multiphase, iterative, and reflective process to analyze the data. As recommended by Nowell, Norris, White and Moules (2017), we employed multiple strategies at each phase to enhance the trustworthiness of our thematic analysis (Table 2 outlines the strategies we used). The 16 audio recorded interviews were transcribed verbatim by a third-party transcription service to reduce inaccuracies or incompleteness in summative descriptions. Phase 1 of analysis started immediately following each interview, as Rodriguez, who conducted each interview, wrote observational notes (capturing participants’ nonverbal, e.g., signs, pauses, etc. and emotional behaviors) and theoretical notes (recording initial impressions, connections, and understandings; Schatzman and Strauss, 1973, Souto-Manning, 2019), including direct quotes, recording the degree of awareness that the teacher displayed, and descriptions of their mental health and wellness during the pandemic.
Table 2.
Process establishing trustworthiness in thematic analysis.
| Thematic analysis stage | Strategy used to establish trustworthiness |
| Phase 1: Familiarizing yourself with the data | Extended analysis of the dataDocumentation of theoretical and reflective thoughts, potential codes and themesData stored in well-organized electronic archive with records of notes and transcriptsAudio recorded interviews and verbatim transcriptions |
| Phase 2: Generating initial codes | Peer training and debriefingUse of a coding frameworkAudit trail of code generationDocumentation of team meetings regarding coding |
| Phase 3: Searching for themes | Researcher triangulationMaking sense of theme connectionsIdentified counterexamplesKept detailed notes of theme development |
| Phase 4: Reviewing themes | Researcher triangulationFaculty peer critical feedbackThemes vetted by team membersTested for referential adequacy by returning to the raw data |
| Phase 5: Defining and naming themes | Researcher triangulationPeer debriefingTeam consensus on themes |
| Phase 6: Producing the report | Peer DebriefingDescribing process of coding an analysis in sufficient detailThick descriptions of context and audit trailReport on reasons for theoretical, methodological, and analytical choices throughout study |
Note. Strategies for establishing trustworthiness adapted from Nowell (2017).
During phase 2, Rodriguez (Coder_1) familiarized two coders (Coder_2/Ayesha Rabadi-Raol; coauthor of this article and Coder_3) with the concept and utility of the Framework to enable analysis of observational and theoretical notes (phase 1). As a group, coders reviewed all theoretical and observational notes (phase 1) and identified initial topics of interest and discussed relevance to teacher mental health and wellness during COVID-19. In coding meetings, we attended to credibility via the identification and confirmation of patterns across interviews—cross-checking, ensuring meaningful parallelism to establish reliability (Franklin, Cody & Ballan, 2010) instead of conducting multiple interviews with each participant. This allowed us to enhance reliability and consistency while applying investigator triangulation. Coder 3 documented all team meetings, peer debriefings and kept an audit trail of code generation.
Five new potential codes and themes were created: COVID-19, teacher mom, co-dependency, language, and mental health/wellness. After a full review of the interview notes, the new data codes were discussed and compared for their concordance with the previously established hierarchy of subcategories and categories to finalize the codebook (Table 3 ).
Table 3.
Five Awarenesses of Teaching Coding schema by category, subcategory and code.
| Awareness of: | ||
| Category | Sub category | Code |
| Self-as-a-Teacher | Private Self | Needs, Life plan, Values, Identity, Experiences, Teacher Mom, Mental health/wellness |
| Public Self | Authenticity, On display | |
| Perceived Self | Perception by Students, Parents, Colleagues | |
| Teaching Process | Tangible Practices | Routines, Organization, Planning, Decisions, Behaviors, Continued learning |
| Intangible Practices | Classroom culture, Culture of practice | |
| Learner | Feedback | Intentional, Unintentional feedback |
| Needs | Emotional, Physical, Academic | |
| Development | Past, Present, Future | |
| Identity | Personality, Race, Ethnicity, Language | |
| Interaction | Connection | Relationship, Bond, Love |
| Working Together | Collaboration, Co-construction | |
| Mutual Effects | Reciprocity, Feedback loop, Teacher-student Impact, Effect on each other | |
| Synergy | Synchrony, Flow | |
| Context | External – student | Student's family, Environment: Weather |
| External – Institution | Physical space, Philosophy, Colleagues | |
| External – large scale | Policy, Mandates, COVID-19 | |
Note. Underline indicates new codes added to schema during analysis in the present study.
This codebook was employed by the coding team and led to the selection of 6 representative interviews, which best illustrated the compiled codes—that is, containing the greatest extent and depth of codes clustered under each category in the codebook. Our dataset for phase 3 of analysis was comprised of 6 interviews, most thematically reflective of the larger dataset, per our coding. Selected interviews portrayed initial themes with the most frequency and depth. Table 1 identifies the sociodemographics of all 16 teachers, including the 6 teachers (identified using pseudonyms) that were selected for the deeper analysis.
To analyze the 6 interviews, Rodriguez formally trained the two coders (Coder_2/Rabadi-Raol and Coder_3) utilizing the Framework. The Framework included 5 categories (the Awarenesses) composed of 35 codes which can be aggregated into 16 subcategories (Table 3). To avoid confirmation bias during training, all coders listened simultaneously one third of the interviews and independently detected statements and actions fitting into the coding schema and initial themes (see Appendix A for examples of coded transcript excerpts using this schema). We employed hybrid thematic analysis (Fereday & Muir-Cochrane, 2006), enabling the use of an initial coding schema a priori from the initial codebook while allowing for the observation and iterative development of new codes and concepts. Coder_2 (Rabadi-Raol) then drafted a detailed analytic memo (see Appendix B for an example analytic memo) for each interview that included an overview, direct interview excerpts exemplifying each code, analytical notes, theoretical notes, and visible themes in a 2-column format (Braun & Clarke, 2006). If particular patterns or excerpts of teacher responses did not fit well into the established codebook, coders noted these on the analytic memo and suggested new codes. Rodriguez/Coder_1 compared their coded transcript to Rabadi-Raol/Coder_2s transcript, analyzed the memo draft, and made edits that confirmed or challenged the initial account of the coding discussion. The discussion of each memo allowed the coders (Rodriguez/Coder_1Rabadi-Raol/Coder_2 and Coder_3) to iterate and finalize the codebook,3 code all 6 transcripts, and reach cross-coding reliability via intersubjective agreement. This iterative process continued for each teacher's interview until a final agreement was reached on all memos and inter-rater agreement ensured. Carefully attending to the consistency of findings, this process captures how we ensured different researchers engaging in similar analysis “generate[d] similar interpretations and results” (Franklin et al., 2010, p. 356).
Upon completing all transcript coding and final memos, analysis across all memo documents was finalized to synthesize the findings into themes and lead to the selection of representative illustrative quotes. As part of the identification of themes, we also searched for discrepant evidence; that is, counterexamples for the different codes and themes were identified to minimize confirmation bias (Kuhn et al., 1988) and strengthen our conclusions (Maxwell, 2013).
During phase 4, preliminary themes were discussed (among all coders and Natalia Rojas, coauthor of this article) and compared with the established codes to assess their ability to reflect the meaning of the data as a whole (Braun & Clarke, 2006).
Consistency across individual teacher cases, rich data, and the corresponding memos further strengthened our conclusions (Miles & Huberman, 1994). To minimize biases, assumptions, and flawed logic of the coders, critical feedback was solicited from 5 university faculty peers on a one-to-one basis with the coders either in person or via phone (Maxwell, 2013). The faculty's diverse expertise included both qualitative background (4), ECE research experience (4), two with expertise in the SiR2T protocol and the Framework, and 3 with expertise in teacher-student relationships; most faculty had some combination of the targeted expertise areas. The feedback was specific to their expertise area and was used to refine the coding schema and themes and support the trustworthiness strategies.
In phase 5 and 6, peer debriefing and team consensus was continually employed by all coders and Rojas to define and name the final themes and produce this report.
Findings
Teacher challenges during COVID-19
In this paper we focus on the challenges teachers experienced during the 3 months immediately following school closures prompted by the COVID-19 pandemic, revealing themes that we categorize into 2 domains: (1) Practice-based challenges; and (2) Mental Health/Wellness challenges.
Practice-based challenges resulted from the switch to a virtual classroom, which prevented physical contact, challenged teachers’ knowledge about ECE, and brought about daily unscheduled family observations, as family members became de facto part of the classroom as teachers entered young children's homes due to remote teaching. These challenges are briefly explained below:
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•
Families as students in the classroom: Teachers shared frustration, fear, and expectations of having families as students – always in their “virtual” classroom—akin to daily classroom observations creating confusion regarding the target audience.
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•
Supporting the whole child: Teachers described difficulty supporting the whole child without physical or consistent interaction. The shift from in-person to virtual upended their knowledge, experience, and professional preparation.
These practice-based challenges were interwoven with stories that teachers shared of their mental health and wellness challenges. We have made the decision to present the practiced-based challenges woven into the mental health and wellness challenges in order to highlight the seamless relationship between the two. For example, within the theme of disequilibrium and loss, we present the loss that teachers felt through the mandatory use of virtual platforms. The mental health and wellness challenges are presented according to 2 overarching themes identified during the data analysis (1) Expectations for “the forgotten ones”: societal and self-imposed expectations put on women, (2) Disequilibrium and loss: the loss of classroom norms dismantled the teacher-student relationship and teacher's identity, and (3) Nowhere to hide the overt signs of loss: the actualities of the mental health and wellness impact. An overview of the findings within each theme, based on all 16 teachers, is presented first. This is followed by the findings based on the in-depth analysis of the 6 representative interviews.
Setting the context
Due to the unique context in which this study is situated, we begin by sharing teachers descriptions of the circumstances that they were placed in on Sunday, March 15, 2020, when the NYC mayor announced that the previous Friday was to be the last day that students would be allowed in public school buildings. When asked if she got to say goodbye to her students, Monica, a teacher with 23 years of experience replied, “…I didn't know it was happening. And I know they didn't either.” The abrupt transition left teachers, students and families at a loss on how to move forward.
An older teacher, Anne, with 32 years of experience described how,
It just kind of happened overnight…your whole world now has changed. You know, you had plans, whatever you were gonna do next week with the kids. And then it's like, OK. That's it. It's all over… I mean, their things were left like their blankets from napping … It was as if somebody had to just evacuate their home. And leave everything as is.
The description of a home evacuation with young children encapsulates the immediate fear and trauma felt by teachers. Nancy, a teacher who had suffered personal trauma explained,
That's what I'm scared about, you know what? This is going to affect all of them. And it's not just gonna be my class. It's gonna be every child. But I don't want them to be punished for what this virus has done to them.
Another teacher, Dimitra, who is an enrichment teacher for pre-K described the role of the government in managing the pandemic:
I guess now you know with this COVID. I never realized how much of a role the government does play in terms of…schools and decision-making. I hope they do make the right decision and not jeopardize the student's safety, the teachers’ safety or the staff, because they want to get the economy going. And the reason, and the way to do that is to get the schools going again. I hope…they don't make any rash decisions now because, again, the schools are known for babysitting.
The voices and perspectives of four of the interviewed pre-K teachers—Monica, Anne, Nancy, and Dimitra—offer us insights into the sudden closure of schools and their feelings related to what might happen as early education is often deprioritized and seen as “babysitting.” They detailed the abrupt nature of the transition and ensuing confusion and feeling of loss, akin to a “home evacuation.” They also reflected on how it triggered their own past trauma and how it might affect young children in similar ways and weighed on the government's role and its decisions pertaining to pre-K amidst the pandemic. It is within this context that we situate our three themes, which convey findings from our analysis.
Theme 1: Expectations for “the forgotten ones”
Throughout the interviews, all 16 teachers demonstrated an awareness that contextual factors beyond their control influence their teaching. This included an awareness of external factors regarding their program (e.g., physical space, school philosophy; 14 teachers) or larger scale (e.g., policy mandates, current events; 15 teachers). More importantly all 16 teachers described how NYC public school teachers were quickly thrust into the role of unofficial first responder as they were required to go back into the building the following week to attend 3 days of PD. However the rest of the city was in lockdown as the governor shuttered all nonessential buildings and people were asked to remain indoors. Centers for Disease Control and Prevention (CDC) guidelines also stated that rooms should not exceed more than 5 people, each 6-feet apart, and wearing masks.
Our in-depth analysis of the 6 teachers’ cognitive interviews offered more insight into how silent expectations played out for teachers. This is particularly important when considering that all teachers were women and impacted by societal norms which place them as caretakers. While the immediate worry was for students, these 6 teachers began to endure the silent expectations placed upon them. For example, when asked if anyone within the DOE had asked how she was doing Nancy replied, “No, I don't think so. And it's that's the disheartening thing. You know, I think that we've become the forgotten ones.” Teachers were confused as to why they were returning to school. Each school was left to decide how to use those days best. Anne, who had just begun her first year teaching pre-K, though she had taught at the school for 8 years and had been a teacher for over 20 years, described returning to school for 3 days of mandatory in-person PD directly following NYC school closures:
Anne: It wasn't really a PD. It was like ‘try to figure it out’. It was a lot of, I don't know. It was a very tense time. I think ’cause everything was going to be new. Everything was going to be done by computer.... it was like people helped each other to get through.
Interviewer: Was the DOE there doing anything or was it all teachers supporting each other?
Anne: No. It was. They [DOE] were not there at all. So, you just had, like, instructions of, kind of, “figure it out” from above. And then you kind of tried to figure it out.
Interviewer: Is that common? Is that usually how it goes?
Anne: You know, I don't know. There's never been something as major as this. Which this was pretty major. So, I felt… ‘Ok like the DOE could have sent or could have had, of course they didn't want to send because they were closing buildings, but they could have virtual PD, Right? But they didn't.
Interviewer: How did you feel about having to show up physically?
Anne: It was a little strange because if you're closing the school because you're not supposed to be with people…
Teachers were expected to be physically present even though it was not safe to meet indoors because of the many unknown factors about the virus. They were also expected to figure out online teaching and instruction in three days with little to no support or guidance from the DOE. As a result, our participants noted how they felt lost, confused, and ultimately sought technical and pedagogical assistance from other educators and family members.
This abrupt shift to remote teaching affected the teachers' mental health and wellness as they were coping with their own emotions and fears, but were expected to continue with their teaching. These stressors and how our participants described them show an awareness of self-as-teacher along with the teachers’ private and professional needs. The participants also expressed an awareness of their teaching process and an awareness of the learners as they struggled to mitigate the challenges of remote teaching and learning with pre-K children.
Silent expectations: professional
While some expectations were overt, such as returning to school for in-person PD, others were silent cultural norms embedded within the school setting that required teachers to choose between personal needs and silent professional expectations. Research (Garner & Kaplan, 2019) shows that a teacher's identity is based on the core beliefs one has about teaching and being a teacher, beliefs that are continuously formed and reformed through experience. For women teachers, these beliefs are often simultaneously influenced by male-dominant societal expectations that place women in positions of child rearing and caregiving (MacKinnon, 2009). These “silent expectations” for ECE teachers tend to emphasize the importance of care, nurturance, warmth, and love about children as a key aspect of their identity (Barber, 2002; Harwood, Klopper, Osanyin & Vanderlee, 2013), resulting in specific expectations placed upon women teachers by society and themselves, particularly during times of crises.
Dimitra, who had taught for nearly 30 years—an older woman whose health is compromised with an autoimmune disease—described why she still decided to return to school:
I mean, I brought a mask with me and they tried to keep my distance, especially from people who I saw were coughing. But I have to say, when we were in the auditorium all together, that did make me very nervous. But I mentioned it, I remember, to my union rep, that I didn't feel that comfortable being in there with everybody, but she said we kind of had no choice. So, I did it, but I wasn't I wasn't totally comfortable with it and I wasn't totally happy. But I didn't want to cause waves either, you know, get my principal upset because like I said, she's really great. So, I didn't want to be difficult.
Dimitra showed an awareness of self-as-a-teacher when she described her private needs due to her health concerns. She also indicated an awareness of context and that because of COVID-19, she felt uncomfortable and concerned for her safety by being in a closed space with multiple people. This is one of many examples in the data where teachers expressed a concern for their own health and safety but eventually followed the silent professional expectations because they did not want to seem “difficult”. In this way, the Framework helped us navigate the complexities of what the teachers were expressing in the larger context of the pandemic.
Silent expectations: personal
Teachers’ descriptions of their decisions also highlighted the personal expectations that they placed upon themselves to act as if everything was okay. Monica described at length her thought process for choosing an end-of-the-year gift for students. She detailed the various online arts and craft sites she shopped through, the virtual apps she set up for students, her process for creating and laminating certificates and a poem about virtual learning and the year cut short. However, due to the pandemic, she considered COVID-safe gifts, virtual companions, and a touch-free delivery method. When asked, “what compels you to do that kind of thing? What's that feeling?” she described the empathy that she has for her students and the need to show that she cares:
I feel like all of our kids have been robbed. They need something tangible. And some of my parents don't have printers. They're not going to be able to print the certificate. I mean, not that the certificate means much. I just wanted them to receive something from their teacher, so they know their teacher cares.
Another important finding was that of the silent expectations for teachers who were parents themselves. We highlight one teacher, in particular, Monica, who spoke about feelings of “mom guilt” and not being able to give enough time to their own children and families because of the blurred lines between their personal and professional life due to remote teaching. Monica had two daughters, in first and fourth grade. She mentioned:
In my own family, in the beginning of a pandemic, the girls were actually like excited to be home with Mom. Mom isn't running off in the morning. So, at first, they were liking that and then it slowly got to be like my 9-year-old said in this pandemic, the house is like a jail, the pandemic is awful, I hate quarantine. I would say there were definitely depression type behaviors. And they are still going on.
Monica expressed in great detail how she was feeling, “I'm the worrier, I'm the worrier internally. Like I worry all the time. Mom guilt. Worry. I'm full of all that.” She elaborated:
The mom guilt like ‘I could have always done that better.’ You know. I'm not doing the best for my kids. I'm very angry that I allowed them to gain weight and be sedentary. Not that the options were that great, but we should have encouraged more physical activity. And hopefully it fixes itself as we get out more. And you know what I'm always worried about, like the decisions that I make. Am I, am I am I making the right decision?
Throughout her interview she spoke about how she felt torn between her role as a mother and her role as a teacher. She stated. “But I think the worst part was probably being the teacher mom at home for my own kids…I felt that they came second.” Finally, she said: I don't want to say that I've been pressured. But it isn't, what it is to be.” She paused before saying, “Now I'm not finding words. Who's suffering in my house are my kids. Yeah, because I feel like I have been doing the part of the teachers who don't have children at home, but my kids are suffering because of it.” Rodriguez followed up by asking: “Does it feel like just an internal expectation you have? Or is it like an expectation that you have felt you've gotten from others? Whether intentional or not on their end?” Monica responded: “Yeah. I would say it's a little bit of my, you know, internal.” Monica's places the blame within, while pathologizing her own behavior rather than considering the systemic factors which impose and foster these expectations.
These examples convey the silent expectations for teachers that affected their personal lives. The teachers expressed an awareness of self-as-a-teacher, showing the importance of their private needs and their family's needs. The teachers also portrayed an awareness of the COVID-19 context in relation to how these experiences impacted their students and the teachers’ own well-being and teaching practice.
Theme 2: Disequilibrium and loss
All NYC public school teachers moved to remote learning platforms when the city was sheltered in place. The 16 participants described the disequilibrium that was created in their daily teaching routine. As for pre-K educators, no teacher reported using any virtual/remote learning platform to teach or interact with students and families that went beyond texting or posting photos via a parent-teacher app (i.e., Class Dojo). Teachers described how NYC DOE mandated that teachers provide virtual learning through students’ official DOE email address though pre-K students did not have any. Common across all teachers was a description of how the virtual platform directly contrasted with their belief and training, that young children learn through physical contact. The physical barriers of COVID-19 (e.g., masks, virtual learning, social distancing) are antithetical to young children's development (Bowlby, 1955).
Virtual platform means physical loss
Teachers had a significant concern for how the virtual platform negatively impacted their young students. They shared how the transition was particularly difficult because early childhood teaching is grounded in the social-emotional development of young children. Monica, who had taught for 23 years, shared that students need to be with each other, she shared the negative impact that the lack of physical contact had on her.
Physical contact and relationship building are central to students’ and teachers’ personal development. All teachers described the loss felt from the transition to virtual platforms. Elaine shared that to validate children's feelings she would normally be “sitting with them and playing with them and talking to them and seeing their reaction and like just interacting,” but now in the virtual classroom, “You really can't gauge or communicate with them in 20 minutes as much as you did in the school day.” The loss of physical contact disrupted the normal equilibrium in the teacher-student relationships. As Rachel shared:
The children are now reaching a point where they might be hitting a wall with some remote learning…Children shouldn't feel that they have to be happy all of the time. We're not robots. And we need to be able to say. I do not like this…You have to have a voice to say this type of learning makes me sad. Makes me angry. Makes me tired.
Here we noted how Rachel transitioned from talking about the students to saying, “we” as she empathized with the mutual frustration suggesting that she too was sad, angry and tired.
Anne described the negative impact of the virtual platform on students and its direct connection to how it changed her purpose as illustrated by the following interaction:
Anne: It's just a very different...very different feel from being there in person with the kids…looking at what they're doing, reacting to something they're doing. Now it's like, I don't know, you're in a different world. It's like you're putting on a show for them, you know. It's like they'll be watching me up on the TV screen, you know.
Interviewer: And what do you feel?
Anne: Yeah. I don't know, it's you know that human interaction is lacking. You can't go over and touch them if they're, you know, redirect them. It's just, you know, a very cold type of way to interact.
Teaching is a profession that demands a substantial investment of one's self. Teachers’ personal and professional identity is constructed from the emotional aspects of teaching, their personal lives, and the social, cultural, and institutional environment they function in daily (Nias, 1996). Confusion and loss of relational identity were further exacerbated by teachers’ new kind of relationship with parents. Anne shared:
It is something very different because it's like, now you have all these observers [referring to parents] with you all the time, everything you say, everything you do. So, yeah, I don't want to think about that while I'm teaching.”
She went on to say: “I'm always nervous because it's not only the kids because now it's the adults that hear you, so I don't want them to think like, ‘Oh my gosh, doesn't she know her stuff’?” Teachers’ identity was in flux as they struggled to delineate who they were responsible to in the virtual learning space.
These practice-based changes and expectations likely result in negative ramifications on teachers’ mental health, wellness, and teacher-student relationship (e.g., Barrett, Ausbrooks & Martinez-Cosio, 2008). The circumstances surrounding the COVID-19 pandemic fractured relationships between teachers and students. As illustrated by Self-in-Relation theory, this abrupt change to remote learning disrupted teachers’ need for relatedness, likely resulting in adverse outcomes including teachers’ vulnerable feelings of personal failure and rejection by students; this may be especially pronounced when relationships with students are physically separated as never before (Newberry & Davis, 2008).
These disruptions and feelings of loss due to lack of physical contact with the students were expressed by all participants in varying degrees. In so doing, they showed an awareness of self-as-a-teacher, highlighting their private needs. It also showed how the teachers were aware of their learners’ physical and emotional needs. In this way, the Framework helped us clarify how aware teachers were of themselves and their students.
Mutual reciprocity
The loss of in-person interaction and shift to virtual space created a significant fracture in the teacher-student relationship. As SiR theory posits, teachers need students to develop personal identity and maintain balance. It is within the relational connection that teachers find comfort and fulfillment. Rather than defining this as co-dependency, a pejorative male-dominant label, we found these descriptions by teachers to be evident of ‘mutual reciprocity.’ Mutual reciprocity is the emotional link that women and children have to one another (Surrey, 1991). Their portrayals show an awareness of self-as-a-teacher, an awareness of the learner's needs, as well as an awareness of the COVID-19 context. Dimitra shared:
I miss the personal contact with the students. You know, even, I know that we're not supposed to really hug them, but even just to give them a hug or, you know, a little high five when they do well with something, you know, they accomplished something that they couldn't do before. And I'm sorry, I get very choked up because I really enjoy my kids, my job. I love the kids.
Similarly, Nancy described her loss of identity due to the lack of interaction with her students in their classroom space: “I'm very disheartened, you know, and…I never thought I'd be saying this as a teacher. But I do miss the classroom. Yes, I do. I do. I miss the classroom. I miss my children. I miss being the biggest goofball.” Her statement suggests that she can only be a “goofball” with them physically in their class. Dimitra described how students helped her:
I was sick a while back, so it was a little scary. But it was weird. My antibody test came back negative. But I still kept teaching. It was great because it…kept my mind off not feeling well.
As evidenced in the examples above, the teachers expressed how the lack of physical contact and sharing space with the children negatively affected their sense of purpose and, therefore, their mental health and wellness.
Theme 3: Nowhere to hide the overt signs of loss
During a global pandemic, it was no surprise that all 16 teachers were experiencing negative consequences to their mental health and wellness. Below we highlight the unexpected and lethal consequences that the teachers endured through the voices and experiences of Anne, Elaine, Dimitra, Rachel, Monica, and Nancy. Their stories show a range of awareness; some are completely unaware that they were suffering, others jokingly dismissed the pain endured or damage done. In more extreme situations, teachers described PTSD, depression, and suicide.
Wellness of teachers
We begin by sharing examples of teachers' physical health suffering significantly following the loss of their students and classrooms. Elaine, a teacher who lives in a small apartment, unlike the other participants, described the discomfort of sitting in a foldable lawn chair all day, the struggle of setting her home as a classroom and her inability to escape it:
I just feel very sedentary, like I guess the [plastic lawn] chair I was sitting in and how uncomfortable it was, and also like the place where I have it set up is in my [bed]room. I have a big family, but I have a small apartment, so the living room is someone's bedroom, the dining room is someone's bedroom, and the two bedrooms are people's bedrooms, so I really couldn't have set [the classroom] up anywhere else but where I set it up and I really don't close it down and open it up, it's just there. So…throughout the day I'm walking around. I'm trying to figure out a way to, like take it down for a weekend or you know.
Another teacher who expressed a similar health concern was Monica, a married mother of two children in first and fourth grade. Monica said:
I have no time with my husband, or I'll stay up later. Because then all of a sudden, I'll get a second wind and I won't fall sleep. And that messes me up in the morning with my energy, my whole routine. It just got worse. I don't know how much weight I've gained. So, no it's not good. And unfortunately, I've noticed that my girls have gained weight because I haven't been cooking. I will order takeout and there's no physical activity.
Monica gives us a glimpse into her personal life and how her family is coping with the pandemic. She is concerned about the wellness of herself and her family.
Teachers described experiences of being physically ill. For instance, Anne illustrates how her current stressful circumstance triggered flares of her chronic medical condition:
Anne: I've had health issues. So, it's always kind of a concern to me. But now much worse. In the past, I've gotten cancer twice. And having that in my history, you know, getting something very serious is a major concern to me. And something that it is affecting me now. I had, going back [7 or 8 years ago,]…a really very severe case of shingles on my face. On my forehead. So lately …it had certain effects on my eye, and…the nerves were damaged. So, when I get stressed or tired, I get that itch that I feel like I want to scratch my skin off because it's not the kind of itch that can be relieved by scratching. You know, it's an internal thing and its right by my forehead, my eyebrow and my eye. And lately…it felt like one of the little…blisters you get. I have one right now. And this, I feel like I just had a lot. I'm so stressed. So that's an issue that I'm suffering from right now. It's just a stressful situation.... It's very scary.
For the first time, Monica experienced migraines amidst her new daily routines. She shared:
… I'm more emotionally drained by three o'clock. …There was one day that all this screen time was sort of giving me headaches. I, weeks and weeks ago suffered from the worst migraine, I had ever, I'm not a migraine sufferer. I don't think I've ever had one. …That was the worst experience of my life, I couldn't even look at a computer. It's almost like I kind of took a day off. I laid down and had a pillow over my head. And I got sick, like literally from the headache. And the next day someone called it the migraine hangover. I was still not right.
As teachers experienced overt physical health traumas, they lacked their support system, which had been embedded in their daily teacher-student relationship. Prior research substantiates the physical ramifications (e.g., sleep loss) following a disaster and/or traumatic event. Negative mental health impacts follow, such as decrease in a positive mood and an increase in negative moods, such as anger, depression, anxiety, nervousness, and confusion (Bower, Bylsma, Morris & Rottenberg, 2010). Unlike the robust systems of support for students and families to process their personal trauma, teachers were left alone to cope.
Mental health of teachers
During times of crisis (and times of calm,) we often ignore the burden placed on the teachers who are often also affected by trauma (Manning & Jeon, 2020). Pushing the negative consequences aside likely became more difficult to ignore as the pandemic drew on for months without a known end. Teachers may share the trauma of the students and many have children of their own. This reality of “shared trauma” (Cohen & Collens, 2013) places teachers in a demanding position, as they need to be attuned both to their mental health needs and those of the children (Huggard, 2011; Sullivan & Wong, 2011). Teachers’ personal and professional identities often merge and can become a site for both fulfillment and vulnerability (Nias, 1996) as they struggle to balance personal needs with those of their students (Pilkinton, 2007). Teachers, who were balancing their personal impacts while supporting their students at school, also experienced poor mental health, including apprehension and fears related to job security, financial issues, and functioning at home in survival mode (Carlson et al., 2010; Devaney, Carr & Allen, 2009). Although women teachers may willingly put their students’ needs ahead of their own, the societal expectations to do so is highly problematic and exploitive (MacKinnon, 2009).
When asked what she thought impact of the transition to kindergarten would be like for her pre-K students, Rachel shared,
I think it's going to be very difficult. I'm not going to lie to you, I think, the children who are having emotional difficulties are going to be very. It's going to take them at least through November. So a good two or three months to really get into the groove of going to school, not being able to just…
She then seamlessly and unknowingly transitioned to talking about herself and her family's depression rather than her students:
I mean, the depression makes you very sleepy. I don't know if you've been napping a lot, but in this house it's like Audrey Woods, The Napping House [referencing a children's book]. I mean, it's, it's crazy. And then because you've napped so much. You'll have a difficult time sleeping at night but not because you have sleep disorders. It's because you slept all day. So, I try very hard now. To write a lot of lists. I'm sorry, I might be more muffled I was trying to peel a carrot. Because I like to do two things at once. This is like an issue that I have. So, I try very hard not to lay down because if you lay down, you are sleeping such a beautiful nap and then you're ruined for the night.
Using her expressed definition of depression, napping a lot, this teacher described herself as depressed though she was responding to a question about her students’ transition.
Though pre-K teachers are often considered SEL experts, the 6 representative teachers struggled to explain how they actualize supporting their own SEL. When asked by the interviewer, “Would you know how to support your own teacher SEL?” Anne followed up by asking: “You mean for me to help the kids?” The following exchange ensued:
Interviewer: No. For you, for you, just you.
Anne: Oh, for me to help me. For me to help me? I think that logically. I know. I mean, there's a lot of talk even, you know, on TV, let's say, you know, how important it is, you know, books too for the whole picture to be in place. Like, your mind has to be calm for your body to be calm…I know a lot of things logically and how they should be. But again, I don't know. I don't know what to say to that one.
Interviewer: Ok, so you know logically that's it's important. But do you know how to do it?
Anne: Yeah. Do I know how to do it? I guess. Well, I'm not so good at it. So maybe I don't know how to do it.
While Anne laughed at her inability to care for herself, others shared how their past traumatic experiences had resurfaced as a result of the pandemic.
Monica, a mother of 2 young children, described how she and her husband had fought over his insistence that she stay home from school to keep safe. She shared how her husband, who worked long hours, struggled with the COVID-19 pandemic, “I joke around about it and I say he's Armageddon man, but I do think in a non-joking way he suffers a bit of PTSD4 from Sandy.” Also referring to trauma from another crisis, Hurricane Sandy, Nancy cried and shared:
It's been hard, really hard. This has been a really, really tough for me. I have to be honest with you this has been worse than Hurricane Sandy because unfortunately, you know, it's been bringing back Sandy to my memory. And I'm glad, and in one way… I would love to have my mom and dad back here but I'm glad I don't have to worry about them getting sick. They don't have to worry about them at the hospital by themself because I wouldn't be able to be with them… It's hard for me because I'm not out and about. I'm just lying. I just want to crawl under my bed and just lay there because I have no purpose anymore. I have no purpose. I have no purpose of getting up. I have no purpose of living anymore without my mom and dad…. God gives you what is expected, I guess. But like I said, the purpose of me saying this to you is the fact that it's almost like this quarantine for the children. They need their teacher. They need to know where they are. A computer screen doesn't hold justice.
Nancy made a parallel between her personal trauma of familial loss to that of her students’ loss of her, their teacher, due to COVID-19 quarantine. Following this, Nancy cried as she confessed: “it's just too much time to think.” Crying harder, she uttered: “Way too much time to think.” She repeated “way too much time to think” five times, crying harder each time.
Nancy's repeated statement suggests that she does not have time to think when she is in her regular routine with students in a classroom. With little means to process her unresolved pain, her thoughts of prior trauma turn suicidal as she says she has no purpose of living. She made a point to make a direct link to how her past traumatic experiences with Hurricane Sandy5 form the lens by which she sees her students’ experiences. She exclaimed, “My point of this with you, with this study is my- I didn't have anybody come to me during this quarantine to check if I was OK. But my main point was.” While she cried, she uttered, “is that my kids were OK.” She sobbed strongly and struggled to complete her sentence, “You know, I was so worried about my kids because they didn't understand what this quarantine was all about.”
Similarly, another teacher, Rachel, confessed her feeling of isolation:
I feel like, some people were angry that they had to work through their Easter break. I wasn't angry. I'm so lonely without my kids. … I'm sad on Friday because I'm losing my kids for two days… I fully believed that we were going to go back to school after the Easter break.
She then paused and asked, “Hold, can you hold on one second?” When she returned, she said,
“I'm so sorry. That was my para's best friend, her husband, my para's husband died of COVID at 12 o'clock today.”
While interviewing, Rachel received a call on the other line that the husband of her long-time paraprofessional died due to COVID-19. This was an extremely difficult juncture for the researcher and participant. Rachel was in shock; at a loss for words after she heard this news. Together, this example and the others shared showed how teachers were coping in real time with ongoing, immense personal loss and grief while they were teaching. This grief and loss manifested in increased stress levels leading to migraines, a reemergence of health issues like shingles, and suicidal thoughts due to isolation and loss of contact with students.
Discussion
The present qualitative study sought to understand the impact of the COVID-19 pandemic on teachers’ mental health and wellness and how it relates to teacher practice and teacher-student relationships. Findings from the SiR2T cognitive interviews shed light on how the pandemic exacerbated previously reported teachers' tendencies to put students’ health and needs before their own and to neglect their own mental health (Rodriguez et al., 2020). The pandemic also introduced and/or magnified serious threats to personal mental, emotional, and physical health. They navigated teaching without consistent physical contact and frequently needed to teach students and parents simultaneously. This pileup of stressors is likely to degrade teachers’ ability to support the whole child. Teachers shared the trauma they experienced on every level – amongst students, parents, peers, and their communities.
The societal and self-imposed expectations put on women teachers
The first theme that emerged from this study was the silent expectations, both professional and personal, that were imposed upon women teachers. Teachers described the silent professional expectations such as returning to school for in-person PD for three days even after it was announced that schools would be closed and it was unsafe to be indoors with too many people. This was particularly pronounced due to their role as women caretakers. The silent professional expectations were proliferated by society, school districts, school leadership, families and themselves since the onset of the COVID-19 pandemic. Mainstream media, backed by research, has shown that moms are more often the ones supervising a child's virtual education (Hsu, 2020). Our findings highlight how teachers experience that dynamic multiple times over – instructing their students virtually while also working as the primary parent to ensure that their own children did not fall behind with their own remote learning.
Loss of classroom norms dismantled teacher-student relationship and teacher's identity
The second theme that emerged from this study is how the loss of in-person interaction (typically coded as awareness of interaction) and the shift to virtual space created a significant fracture in the teacher-student relationship. Throughout the coding and analysis process teachers did not explicitly exhibit an awareness of interaction, a major category within Framework. Thus, we can infer that due to the COVID-19 context that led to remote teaching, the teachers felt a lack of interaction and feedback from the students, which negatively impacted their teaching practice.
Extant studies have examined the importance of teacher–student relationships for children's development (Koca, 2016). Yet, much less is known, however, about how these relationships impact the professional and personal lives of teachers. Using the SiR theory (Surrey, 1985) and the Framework (Rodriguez et al., 2020), our results demonstrated that the lack of interaction with students in physical classroom spaces led to teachers feeling a loss of identity. This is consistent with prior research, which emphasizes that many teachers define themselves as people through their professional roles (Nias, 1989). As such, without the ability to interact and engage with their students to support the teacher-student relationship, the teachers in this study were losing their sense of professional identity, which cohered with their personal identity.
The actualities of the mental health and wellness impact on women teachers
Finally, findings revealed that because teachers, particularly women teachers, cannot be separated from their profession (Nias, 1989), their physical, emotional, and mental health was negatively affected by the abrupt changes to their personal and professional life (Jennings, 2015) due to the COVID-19 pandemic. The teachers highlight the negative emotional impact when trying to normalize and carry on, in contexts perceived as unsupportive (Kuntz et al., 2013).
Connections to prior findings
Interestingly, thematic analyses in this study with primarily White teachers during the COVID-19 pandemic, revealed themes that were similar to results in a previous study, utilizing the Framework and SiR2T, with 18 NYC Early Education Center pre-K teachers of color a year before the pandemic (see Rodriguez et al., 2020 for more information on these findings). Teachers in the current study also demonstrated an underdeveloped identity awareness and compassion fatigue. This suggests that these themes may be particularly salient for women teachers regardless of their race/ethnicity and global health crises. Because these themes confirm findings from a prior study (Rodriguez et al., 2020), we do not fully explore them here.
Strengths and limitations
There are a few strengths and limitations worth noting. First, one of the advantages of qualitative research is that it allows for exploration and understanding of phenomena or processes that have not been well-researched. This study involves white pre-K public school teachers in NYC who teach a large proportion of students of color living in poverty; these characteristics may influence their responses in unpredictable ways and limit the ability to apply findings to different populations without additional research. Notably all teachers had >14 years’ experience and therefore had Master's degrees and an income of >$60 K. While this is fairly typical for public school teachers in large urban and suburban districts in the Metropolitan area, teachers in Early Learning Centers and Head Start programs often do not have Master's degrees and make significantly less income. Second, the SiR2T cognitive interview design allowed for in-depth exploration of teachers’ awarenesses in a safe context during an unprecedented traumatic global event. Nonetheless, considering this unique scenario, we suggest that the transferability of findings to other groups of teachers, in other settings, should be done with caution. Additionally, the SiR2T, unlike the more commonly used semi-structured interview with directed questions, utilizes word prompts to allow for a more open-ended response which does not guarantee collecting data on the same information across participants. Third, data for this study was collected at the height of the pandemic in NYC. Teachers who agreed to the interview may have been more able to cope or were less affected by the pandemic. This limitation is balanced by the opportunity to explore the educational impact of a disaster as it unfolded, the unique nature of the COVID-19 pandemic allowed us to do that.
To understand the complexity of conducting research during a global pandemic is to know that the researchers, participants, and co-authors continue to be in various stages of acceptance and dissonance with the uncertainty of this crisis. Because of this study's qualitative nature, the authors feel privileged to amplify the voices of pre-K teachers during this difficult time. We believe this is the greatest strength of our study.
Implications for research
When conducting ECE teacher research, the Framework can structure study design, direct intervention programs, guide the creation of new measurement tools, or analyze data that considers teachers’ identity development. As a structure for research study design, the approach proposed in the Framework can be used to shift the paradigm of teacher research, recognizing that teachers, especially in ECE, are predominantly women. Thus their developmental trajectories of growth should be studied following SiR theory and other modern theories of women's development.
This study suggests the need to develop new measurement tools to understand the experiences of women teachers during crises. The COVID-19 pandemic is still prevalent globally, and there is still a great need to gather authentic data on the present and future impact. To better understand the mental health and wellness of women teachers', new study designs should employ a feminist lens to consider how women's development is impacted by the dramatic changes to teacher-student interactions following trauma.
The SiR2T is an example of a robust trauma-informed method grounded in feminist theory that enables researchers to gather data to understand teachers’ awarenesses without pathologizing them when they show signs of distress (MacKinnon, 2009). New measurement tools should include questions regarding the teacher's identity rather than solely focusing on teacher practice, behavior change and work experiences. For example, adding caregiver questions in demographic intake surveys and information about the child's age would offer better insight into the expectations imposed upon these women as they are also fulfilling their teaching role.
Similarly, the lack of in-person contact with students in a physical space challenged a teacher's identity. Rather than considering this from a negative context of co-dependency, future studies could directly measure how physical interaction supports women's identity development. These studies will likely require the development of new tools that can better evaluate the physical teacher-student relationship. These tools might include modifications to teacher surveys as well as observational tools used to study teacher-student relationships and teacher development.
Finally, measurement tools such as surveys and observations, could be developed to assess teachers’ Five Awarenesses of Teaching. They could be used for research purposes or designed with ECE school use in mind (such as for use in PD programming, as described below). Even in the absence of new tools to measure the Awarenesses, researchers may utilize the Framework to analyze existing observational or interview data.
Implications for policy and practice
Several implications for policy and practice emerge directly from the findings of this study. Our findings highlight the negative impact on teachers’ mental health and wellness when trying to normalize and carry on in contexts perceived as unsupportive (Kuntz et al., 2013). This suggests that policymakers and school leadership need to work sensitively and collaboratively with teachers during- and post-crisis to balance the needs of students to educational activities with that of staff mental health and wellness (Le Brocque et al., 2016). Often, to address concerns about teachers’ mental health and wellness, teachers are provided with access to mindfulness-based or trauma-informed programs (e.g., Hydon, Wong, Langley, Stein & Kataoka, 2015). However, these programs often focus on occupational stress rather than on traumatic stress, primary or secondary, that some teachers are likely experiencing (Domitrovich et al., 2016). Failure to directly support teachers mental health and wellness may inhibit the teachers’ ability to focus on student recovery and learning and undermine both student's and staff's longer term recovery. Besides, any program aimed at supporting teachers’ mental health and wellness needs to address societal pressures faced by women teachers using a wellness and strength-based model (Rodriguez et al., 2020). It is essential that policymakers ensure the dedication of social, emotional, and behavioral resources to schools. Schools, in turn, will have to ensure the creation of communities where teachers feel seen, heard, valued, and cared for (Luthar & Mendes, 2020).
Finally, the findings suggest the need to invest in novel approaches to PD that transcends traditional efforts to modify teacher practice through behavior change (Rodriguez and Mascio, 2018). Designing PD grounded in the Five Awarenesses of Teaching would ensure that the development of women teachers’ identity is supported (Rodriguez et al., 2020). This type of PD would be markedly different from a collection of one-off tools encouraging behavior change. Currently popular strategies are male-dominant and promote that teachers support themselves, including calls for practicing “self-care” via reflective practices (e.g., meditation) or physical activities (e.g., exercise) (e.g., (Lesh, 2020, Roeser, Skinner, Beers, & Jennings, 2012). Rather than placing the onus on teachers to take care of themselves, as if they are responsible for the stressors they are enduring, the system should bear the responsibility of developing a sustainable model, and developmentally appropriate, process of support. For example, healing circles support each individual's healing process within a collective space of healing. Similarly, developing education journey maps could support teachers to represent the lifespan of their education journey as a student through their present-day teaching. This process would support their overall awareness development. Ultimately, directly attending to the whole teacher and supporting relational identity development will better equip women teachers to nurture their mental health and wellness. In turn, they will better support students and families coping with trauma now and well into the future.
Although this study does have some limitations, as mentioned in the previous section, considering the importance and time-sensitive nature of our findings on the well-being of teachers, we believe that the results of our study should have immediate and direct implications for policy. Nonetheless, future studies should continue to explore these constructs as well as the policy and practice implications (e.g., PD programs) that result from our findings.
Conclusions
During times of crisis, teachers are expected, even more so than others, to continue working in crisis mode, without pause. This burden has particularly fallen on women ECE teachers. In the fall of 2020, when NYC schools reopened, pre-K teachers were the first to return for in-person learning. In contrast, high school teachers, a male-dominated profession, still had not returned for in-person classes in NYC as of February 2021. During and after a disaster, teachers, much like other essential workers during crises, are, by virtue of their professional roles asked to engage in emotional labor, risking their mental health and wellness.
Historically, education researchers and schools have required all teachers to adhere to male-dominant values of separation and individuality. Our field lacks a comprehensive understanding of women teachers and, importantly their relational identity development. Consequently, teacher preparation programs, PD, study designs and teacher evaluations are not grounded in feminist models of teachers’ social cognitive development (Rodriguez and Mascio, 2018). Although our study's context, the COVID-19 pandemic, significantly influenced our findings, the underlying causes and systems in places perpetuate the themes found in this study. As seen in the SiR theory, awareness development is likely to embolden teachers to navigate beyond traditional physical classroom settings, irrespective of the changing landscape of education, to better support students’ development. Findings highlight how researchers, policy makers, and education leaders may develop a model that better fits teachers’ experiences and self-images to design more constructive educational strategies to foster women teachers’ development from a strengths-based approach.
Author contributions
Vanessa Rodriguez: Conceptualization, methodology, formal analysis, investigation, resources, writing-original draft, supervision, project administration, funding acquisition. Natalia M. Rojas: Conceptualization, Writing-Original draft preparation, Writing-Review and Editing. Ayesha Rabadi: Conceptualization, Formal Analysis, Writing- Review and Editing. Mariana V. Souto-Manning: Methodology, Supervision, Writing- Review and Editing. Laurie M. Brotman: Supervision, Writing-Review and Editing, Funding acquisition.
Dedication
I would like to dedicate this paper to the many ECE teachers doing their best to survive these unprecidented times - we see you and thank you; and to my doctoral advisor and dear friend Dr. Kurt Fischer, lost to COVID-19.
Acknowledgments
I am deeply indebted to the teachers in this study who, during a global pandemic, vulnerably shared their lived experiences with me. I thank Nyissia Spruill for her insightful comments and critiques during the coding of transcripts. I am grateful to Elaine Salamanca, Carmen Marazzi, Heliana Linares-Torres, Gena Gelb, and Drs. Devin Mann, Kathleen Gouley, Demy Kamboukos, and Spring Dawson-McClure for providing support to complete this manuscript. This work was supported by a Young Scholars Program grant awarded to Vanessa Rodriguez, EdD, as an early career researcher, through the Foundation for Child Development (Award Number: YSP NYU 03-2020). Natalia M. Rojas is supported by a National Science Foundation post-doctoral fellowship award through the SBE Office of Multidisciplinary Activities.
Footnotes
We use the term mental health to refer to emotional, psychological, and social well-being and the term wellness to refer to physical health (www.mentalhealth.gov).
We use pre-K when talking specifically about teachers in the current study. Where appropriate we say ECE teacher to refer to the larger population of educators from teaching children from birth to eight years old.
The code “co-dependency” was later subsumed by reciprocity within the original subcategory of mutual effects.
PTSD = post-traumatic stress disorder.
Hurricane Sandy hit New York City on October 29, 2012. It flooded streets, tunnels and subway lines cutting power in and around the city. The storm inflicted an estimated $19 billion in damages and lost economic activity across NYC. Most significantly, over 69,000 residential units were damaged and thousands displaced from their homes. https://tinyurl.com/44eaw6z3.
Appendix A. Sample Transcription Coding
Below we detail some sample transcription coding. This is not an exhaustive list of all of the codes used, but provides some detail and context within which coding proceeded. Included are segments of transcribed interviews with the pre-K teachers. The interviewer prompt is detailed, and some additional text is included to provide context. The phrase that exemplifies the codes are underlined, and next to it a notation of the code in parentheses and bolded. Codes used were:
(1a) Awareness of Teaching Process, Tangible Practices, Routines & Planning
(1b) Awareness of Teaching Process, Intangible Practices, Culture of Practice
(2a) Awareness of Learner, Feedback, Unintentional
(2b) Awareness of Learner, Development, Present
(3a) Awareness of Self as a Teacher, Private, Needs & Experiences
(3b) Awareness of Context, External Institution
Sample Transcription Coding A
Interviewer: What does your day look like now with them?
Teacher: I write a morning message every morning…then in the classwork section of our Google classroom, I have a literacy lesson where according to the unit… Recently, I've been using a lot of Google Slide activities (1a) that seem to respond well to. (2a)
Sample Transcription Coding B
Teacher: I was just finally feeling that they were that community that I like to build to, right. (1b) They were getting it. They were coming in. They weren't suffering, separating from their parents (2a)
Sample Transcription Coding C
Interviewer: What you do with the kids about social, emotional. How do you do that virtually?
Teacher: I found that with my group. They don't talk to each other (2a). And even though I try to encourage it a little bit, especially with games like show and tell. Does anybody have a question about so andso'sobjects? (1b) Theykind of haven't developed that video ‘call-ability’ to talk to one another (2b).
Sample Transcription Coding D
Interviewer: So what's it like as a just as a teacher mom?
Teacher: It's frustrating.It'spart of it, part of what I've been suffering through this whole pandemic. Guys, I'm going to be on a call, you can't interrupt me . It hasn't been easy emotionally and a more emotionally drained. By three o'clock I'm exhausted…At the beginning thatall thescreen time sort of giving me headaches. I weeks and weeks ago suffered from the worst migraine. I had ever,I'm not a migraine sufferer. (3a).
Sample Transcription Coding E
Interviewer: You mentioned earlier there's a point at which you can get burnt out. What do you think causes burnout?
Teacher: It just seems that there's more and more demand. I guess lack of direction or lack of clear direction. There's nothing worse that attending a meeting, and then saying to your coworker, ‘What do we have to do?’ (3b)
Appendix B. Sample Analytic Memo
As noted in the Data Collection & Analysis section, detailed analytic memos were drafted for each interview that included an overview, direct interview excerpts exemplifying each code, analytical notes (AN), theoretical notes (TN), and visible themes (VT) in a two-column format (Braun & Clarke, 2006). Coders noted patterns or responses in the analytic memo and suggested new codes. The discussion of each memo allowed the coders to iterate and finalize the codebook, code all six transcripts, and reach cross-coding reliability via intersubjective agreement. This iterative process continued for each teacher's interview until a final agreement was reached on all memos and interrater agreement ensured. Below is a sample of one of the analytic memos, to provide some detail about the coding process.
Participant Summary:
She is a very skilled teacher who strongly admits that she needs them just as much as they need her. When speaking of the current COVID-19 and remote teaching context she describes it as “great” because the staff has all supported each other. While she describes everything as great, she then shares an hour into the interview that she and her family are sleeping all the time and that sleep is a sign of depression. Shortly after describing sleeping a lot, she shares that she was happy to work through Easter Break because she “needs” her students, and she is sad without them. She then received a call that her para's husband had died of COVID-19. There was a stark contrast to her saying she was “ok” and describing her needs (of survival) which seem to sit in the relationship she has with children
Awareness of Self as a Teacher: This teacher speaks of herself as a superhero and describes the ways in which she fulfills this role. Her identity is closely tied to her students. She sees value in being with them and describes her need to be with her students. It raises the question of whether her students are how she also is “surviving”.
| Awareness of Self as a Teacher Sub-Categories(Private, Public, Perceived) | Notes: Analytical Notes (AN), Theoretical Notes (TN), Visible Theme (VT) |
| PRIVATE | |
| Needs: I just I need to keep going and they keep me going. | VT: Mutual Reciprocity |
| Values/Identity: So, my feeling about being a teacher through this pandemic is I am a lifeline for my parents and my students… the children are wearing out they're tired [AoL]. So I have to redouble my efforts, but I don't ever leave the session feeling like… I'm so tired. I want to do this anymore… in our classroom we always say tasty Tuesdays [AoTP]…So current events, you know, people are saying, oh, I can't find things in the grocery [AoC]. Oh, there's no meat. But I'm not finding that I'm not having a problem. I'm not having to wait on line outside of a supermarket to be let in. So maybe I'm very lucky and maybe I'm just like a positive person with respect to my students. But I honestly feel like in these current events, I am their superhero and I just I need to keep going and they keep me going. | VT: Silent ExpectationsAN: She kept saying everything was fine and that she was doing well throughout the interview. We can interpret that this is a coping mechanism for this teacher: to stay positive and believe that everything is okay. Perhaps that is how she wants to be perceived by the researcher.AN: Cross coded with AoL, AoTP and AoC. This is an example of what she values as a person and as a teacher and how it plays out in her teaching. |
| Health/Wellness: I mean, the depression makes you very sleepy. I don't know if you've been napping a lot, but in this house it's like Audrey Woods, the napping house. I mean, it's crazy. Then because you've napped so much. you'll have a difficult time sleeping at night not because you have sleep disorders. It's because you slept all day. | AN: Sleep and the lack of sleep has been a common thread through a few of the participants. Explore further for the paper.VT: Teacher Wellness |
| PUBLIC | |
| On display/authenticity: In the classroom and at home, the first time we went online without my makeup, done, without my eyebrows done big. I thought they would be like, oh my God, what happened to my teacher? They weren't. You know, that's my real self. | AN: She is taking a performative stance towards teaching.AN: Cross-coded with AoC (COVID-19), and AoL.VT: Silent Expectations |
Awareness of Teaching Process: Clearly a very experienced master teacher. She speaks in depth about naturally designing lessons and utilizing the context within her interactions with students. She places high value on the relationships she builds with students and families and attributes the relationship to her ability to support students learning successfully.
| Awareness of Teaching Process Sub-Categories(Tangible, intangible) | Notes: Analytical Notes (AN), Theoretical Notes (TN), Visible Theme (VT) |
| TANGIBLE PRACTICES | |
| Planning, Decisions, Behaviors: Sometimes students are muting. You want to tell me about your response literature? [Gina] clicks. And I say, Momma…it's not your turn when it's your turn only you will talk. And she muted herself. But again, this is a child who was during the school year, frequently absent, frequently unprepared. Just, you know, it has to come from the home. So all I can do is just kindly modify the behavior. | VT: AdaptabilityAN: She talks about the students and families with a deficit lens. This is also a counter example for AoL and AoC (Family). |
Awareness of Learner: This teacher often compares what her students were like before versus what they are like now during COVID-19. She shares less current examples of AoL than her pre-COVID-19 examples.
| Awareness of Learner Sub-Categories(Feedback, Needs, Development, Identity) | Notes: Analytical Notes (AN), Theoretical Notes (TN), Visible Theme (VT) |
| FEEDBACK | |
| Unintentional: because of the fact that the children are now reaching a point where they might be hitting a wall with some with some remote learning. | AN: She's quite perceptive of student's body language.VT: Emotionality and loss of T-STN: Consider T's connection to student emotion, mutuality |
| FEEDBACK/NEEDS | |
| Unintentional/Emotional: The focus of the child, and also it depends on the day, if she has a bad allergy night her mom needs to be there with her because she's tired from the allergy medicine. If [she] wakes up and she's feeling well, she doesn't really need that much that much supervision far from her mom. | AN: Again thoughtful of student struggle to adaptTN: Does teacher recognize mutual impact on her emotion? |
Awareness of Context: Because of the nature of these interviews, AoC mostly relates to the COVID-19 context with examples of how teachers are coping with the required transition.
| Awareness of Context Sub-Categories(External-student, External-institution, External-large scale) | Notes: Analytical Notes (AN), Theoretical Notes (TN), Visible Theme (VT) |
| EXTERNAL: INSTITUTION | |
| COVID-19: Well, we were actually learning on Zoom. So once we felt really comfortable with Zoom, then they changed it to Google Classroom. Google meets Google Hangout. I thought that when we were in class, my principal. She gave us every child an email. So now my students are three, four years old. Now my babies all have an email. So the parents were like, I'm looking at my email. It's hard for me to realize that my child has an email. So I get it. I get it. I understand that. So the parents had to send it up through their child's email, which was new for them. (ID 19-7187, Pos. 44-46) | VT: Disequilibrium, technical challenge of virtualAN: She talks about how the platforms have changed and how she is understanding of the struggles and challenges that the students and their families are facing.VT: Families in classroom/Home in Classroom vise versa |
| COVID/Colleague: Hold, can you hold on one second? Sure. Interviewer: OK. [HOLD 3 minutes] That was my [teaching assistant's] best friend, [my assistant's] husband died of COVID at 12 o'clock today. | AN: This is a very important juncture in the interview as it shows evidence of the direct impact that COVID-19 is having on the teacher and her immediate circle of people. TN: Overt loss: Teaching trauma for teachers. |
Awareness of Interaction:
N/A
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