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PLOS Medicine logoLink to PLOS Medicine
. 2021 Dec 10;18(12):e1003877. doi: 10.1371/journal.pmed.1003877

Seroprevalence of IgG antibodies against SARS-CoV-2 among the general population and healthcare workers in India, June–July 2021: A population-based cross-sectional study

Manoj V Murhekar 1,*, Tarun Bhatnagar 1, Jeromie Wesley Vivian Thangaraj 1, V Saravanakumar 1, Muthusamy Santhosh Kumar 1, Sriram Selvaraju 2, Kiran Rade 3, C P Girish Kumar 1, R Sabarinathan 1, Smita Asthana 4,#, Rakesh Balachandar 5,#, Sampada Dipak Bangar 6,#, Avi Kumar Bansal 7,#, Jyothi Bhat 8,#, Debjit Chakraborty 9,#, Vishal Chopra 10,#, Dasarathi Das 11,#, Kangjam Rekha Devi 12,#, Gaurav Raj Dwivedi 13,#, Agam Jain 14,#, S Muhammad Salim Khan 15,#, M Sunil Kumar 16,#, Avula Laxmaiah 17,#, Major Madhukar 18,#, Amarendra Mahapatra 11,#, Talluri Ramesh 19,#, Chethana Rangaraju 20,#, Jyotirmayee Turuk 11,#, Suresh Yadav 21,#, Balram Bhargava 22; on behalf of the ICMR serosurveillance group
Editor: Amitabh Bipin Suthar23
PMCID: PMC8726494  PMID: 34890407

Abstract

Background

India began COVID-19 vaccination in January 2021, initially targeting healthcare and frontline workers. The vaccination strategy was expanded in a phased manner and currently covers all individuals aged 18 years and above. India experienced a severe second wave of COVID-19 during March–June 2021. We conducted a fourth nationwide serosurvey to estimate prevalence of SARS-CoV-2 antibodies in the general population aged ≥6 years and healthcare workers (HCWs).

Methods and findings

We did a cross-sectional study between 14 June and 6 July 2021 in the same 70 districts across 20 states and 1 union territory where 3 previous rounds of serosurveys were conducted. From each district, 10 clusters (villages in rural areas and wards in urban areas) were selected by the probability proportional to population size method. From each district, a minimum of 400 individuals aged ≥6 years from the general population (40 individuals from each cluster) and 100 HCWs from the district public health facilities were included. The serum samples were tested for the presence of IgG antibodies against S1-RBD and nucleocapsid protein of SARS-CoV-2 using chemiluminescence immunoassay. We estimated the weighted and test-adjusted seroprevalence of IgG antibodies against SARS-CoV-2, along with 95% CIs, based on the presence of antibodies to S1-RBD and/or nucleocapsid protein. Of the 28,975 individuals who participated in the survey, 2,892 (10%) were aged 6–9 years, 5,798 (20%) were aged 10–17 years, and 20,285 (70%) were aged ≥18 years; 15,160 (52.3%) participants were female, and 21,794 (75.2%) resided in rural areas. The weighted and test-adjusted prevalence of IgG antibodies against S1-RBD and/or nucleocapsid protein among the general population aged ≥6 years was 67.6% (95% CI 66.4% to 68.7%). Seroprevalence increased with age (p < 0.001) and was not different in rural and urban areas (p = 0.822). Compared to unvaccinated adults (62.3%, 95% CI 60.9% to 63.7%), seroprevalence was significantly higher among individuals who had received 1 vaccine dose (81.0%, 95% CI 79.6% to 82.3%, p < 0.001) and 2 vaccine doses (89.8%, 95% CI 88.4% to 91.1%, p < 0.001). The seroprevalence of IgG antibodies among 7,252 HCWs was 85.2% (95% CI 83.5% to 86.7%). Important limitations of the study include the survey design, which was aimed to estimate seroprevalence at the national level and not at a sub-national level, and the non-participation of 19% of eligible individuals in the survey.

Conclusions

Nearly two-thirds of individuals aged ≥6 years from the general population and 85% of HCWs had antibodies against SARS-CoV-2 by June–July 2021 in India. As one-third of the population is still seronegative, it is necessary to accelerate the coverage of COVID-19 vaccination among adults and continue adherence to non-pharmaceutical interventions.


Manoj Murhekar and co-workers report on the seroprevalence of anti-SARS-CoV-2 antibodies in India.

Author summary

Why was this study done?

  • Earlier nationwide COVID-19 serosurveys conducted in India indicated an increase in seroprevalence from 0.73% (95% CI 0.34% to 1.13%) in May–June 2020 to 6.6% (95% CI 5.8% to 7.4%) in September–October 2020 and 24.1% (95% CI 23.0% to 25.3%) in December 2020–January 2021.

  • India began COVID-19 vaccination in January 2021, initially targeting healthcare and frontline workers. The vaccination strategy was expanded in a phased manner and currently covers all individuals aged 18 years and above.

  • India witnessed a severe second wave of COVID-19 in March–June 2021.

What did the researchers do and find?

  • The fourth nationwide serosurvey indicated that about two-thirds of India’s population aged ≥6 years had antibodies against SARS-CoV-2 by June–July 2021.

  • Seroprevalence increased with age, but was not different in urban slum, urban non-slum, and rural areas.

  • Seroprevalence was significantly higher among individuals who had received 2 doses of COVID-19 vaccine compared to unvaccinated individuals.

  • About 85% of healthcare workers working in district-level health facilities had antibodies against SARS-CoV-2.

What do these findings mean?

  • The substantial seroprevalence of anti-SARS-CoV-2 antibodies in the Indian population should provide some measure of protection against future waves of COVID-19 in the country.

  • About one-third of the population in India did not have detectable antibodies against SARS-CoV-2 by June–July 2021. It is therefore necessary to accelerate the coverage of COVID-19 vaccination among adults.

Introduction

With more than 30 million cases (21,961 cases per million population) and 0.48 million deaths (289 per million population) as of 5 July 2021, India has the second largest number of COVID-19 cases reported globally [1]. India experienced a severe second wave of COVID-19 in March–June 2021, affecting all states of India [2]. Repeated cross-sectional serosurveys in the same geographical location are useful to monitor the trends of seroprevalence over time and to provide evidence for public health decision-making to plan the response [3]. Serial serosurveys conducted in 70 districts spread across 20 Indian states and 1 union territory (hereafter referred to collectively as states) prior to the introduction of COVID-19 vaccination indicated that the seroprevalence in India increased from 0.73% (95% CI 0.34% to 1.13%) in May–June 2020 to 6.6% (95% CI 5.8% to 7.4%) in September–October 2020 and 24.1% (95% CI 23.0% to 25.3%) in December 2020–January 2021 [46]. About 25% of healthcare workers (HCWs) working in sub-district health facilities in these 70 districts had evidence of IgG antibodies against SARS-CoV-2 in December 2020–January 2021 [6]. The previous nationwide serosurveys in the general population were conducted among individuals aged 10 years and above and do not provide information about seroprevalence among children below 10 years of age.

On 16 January 2021, India initiated COVID-19 vaccination with BBV152 (Covaxin; Bharat Biotech International, Hyderabad) and ChAdOx1 nCoV-19 (Covishield, Serum Institute of India, Pune) for healthcare and frontline workers. The vaccination strategy was expanded in a phased manner to cover individuals aged 60 years and above and those between 45 and 59 years with specified comorbidities (phase 2, 1 March 2021), all individuals aged 45 years and above (phase 3, 1 April 2021), and all individuals aged 18 years and above (phase 4, 1 May 2021) [7].

We conducted the fourth round of national serosurvey to estimate the age-specific prevalence of SARS-CoV-2 antibodies in the general population and among HCWs.

Methods

This study is reported as per the Strengthening the Reporting of Observational Studies in Epidemiology guidelines (S1 STROBE Checklist). The study had a protocol with analysis plan (S1 Protocol).

Study design and participants

We conducted a cross-sectional survey between 14 June and 6 July 2021 in the same 70 districts spread across 21 Indian states where 3 previous rounds of serosurveys were conducted [46]. We planned to enrol 28,000 participants from the general population with 19,600 individuals aged ≥18 years, 6,800 children aged 10–17 years, and 2,800 children aged 6–9 years (S1 Protocol). From each district, we selected 10 clusters (wards in urban areas and villages in rural areas) using the probability proportional to population size method. The survey teams selected 4 random starting points within each of the selected clusters. Starting from a random starting point, the teams visited consecutive households and listed all household members aged 6 years and above who were permanent residents of the area. Eligible individuals present in the household were invited to participate in the survey. From each random location, at least 10 consenting individuals (1 aged 6–9 years, 2 aged 10–17 years, and 7 aged ≥18 years) were enrolled in the survey. Enrolment of a minimum number of individuals in each age group ensured that the overall distribution of the sampled population was comparable to the age structure of the population in India [8]. Thus, a minimum of 40 individuals from each cluster and 400 individuals from each district were enrolled.

We planned to enrol 7,000 HCWs (S1 Protocol). We enrolled at least 100 HCWs from each of the 70 districts selected for the general population survey. All of the HCWs (doctors, nurses, para medical staff, and lab staff) working in the district headquarters hospital of the selected study district and present on the day of the visit of the survey team were invited to participate in the survey, and consenting HCWs were enrolled in the study. If the sample size of 100 could not be achieved in the district headquarters hospital, the team selected the nearest sub-district-level public health facility to enrol additional HCWs.

Procedures

We interviewed eligible consenting participants to collect information about demographic details, history of symptoms suggestive of COVID-19 (e.g., fever, cough, shortness of breath, sore throat, new loss of taste or smell, fatigue) since 1 January 2021, COVID-19 testing, and COVID-19 vaccination. Three millilitres of venous blood was collected from each participant, and serum samples were transported to the ICMR–National Institute of Epidemiology, Chennai, under cold chain.

We tested the serum samples for the presence of IgG antibodies against S1-RBD (ADVIA Centaur XP/XPT, Siemens Healthineers, Munich, Germany) and nucleocapsid protein (Abbott ARCHITECT, Abbott Laboratories, Abbott Park, IL, US) of SARS-CoV-2 using chemiluminescence immunoassay, as per the manufacturers’ instructions. The Siemens assay is a quantitative antibody assay with an analytical measuring interval of 0.50–150.0; samples with an index value of ≥1 are considered as reactive. The assay has sensitivity of 96.4% (95% CI 92.7% to 98.5%) 21 days after PCR confirmation of SARS-CoV-2 infection, and specificity of 99.90% (95% CI 99.64% to 99.99%) [9]. The Abbott assay for IgG antibodies against nucleocapsid protein is a qualitative assay and has a sensitivity of 100.0% and specificity of 99.6% 14 days after PCR confirmation [10]. As a part of quality control, 10% of positive serum samples and an equal number of negative serum samples were re-tested using the same assay.

We also separately estimated the performance of the 2 assays by testing 100 pre-pandemic sera samples collected as a part of acute fever surveillance during 2016 and 140 samples from patients with laboratory-confirmed COVID-19 collected 30–240 days after PCR confirmation [11]. We estimated a specificity of 99.0% (95% CI 94.6% to 100.0%) and sensitivity of 80.0% (95% CI 72.4% to 86.3%) for the S1-RBD assay and a specificity of 100% (95% CI 96.4% to 100%) and sensitivity of 61.4% (95% CI 52.8% to 69.5%) for the nucleocapsid protein assay in detecting historical infection.

Data analysis

The characteristics of study participants were described as proportions. Individuals whose serum sample was positive for IgG antibodies against S1-RBD and/or nucleocapsid protein were considered as seropositive. We calculated design weights as the product of the inverse of the sampling fraction for the selection of districts and the selection of clusters within each district. We estimated the weighted seroprevalence of IgG antibodies, along with 95% confidence intervals (CIs), using a random-effects model to account for cluster sampling (S3 Text). The weighted seroprevalence was further adjusted for the joint sensitivity and specificity of the 2 assays using the sensitivities and specificities estimated by the manufacturer [12]. In addition to the analysis prespecified in the protocol, we conducted a sensitivity analysis estimating seroprevalence using the lowest sensitivity and specificity of the 2 assays estimated through the external validation studies, as well as considering the sensitivity and specificity estimated during in-house validation (S1 Text). We also estimated seroprevalence by selected demographic and COVID-19-related characteristics of the study participants.

We estimated the total number of individuals infected with SARS-CoV-2 at the national level. To estimate the total number of children infected with SARS-CoV-2, we applied the weighted seroprevalence of IgG antibodies against SARS-CoV-2 among children aged 6–17 years to the total population of children aged 6–17 years. To estimate the total number of infections among individuals aged ≥18 years, we considered 2 scenarios. First, we applied the weighted seroprevalence of IgG antibodies against SARS-CoV-2 among unvaccinated individuals aged ≥18 years to the total population of unvaccinated individuals aged ≥18 years. Second, we applied the weighted seroprevalence of IgG antibodies against SARS-CoV-2 among unvaccinated individuals to the total population aged ≥18 years. The infection-to-case ratio (ICR) was calculated by dividing the estimated number of SARS-CoV-2 infections by the cumulative number of COVID-19 cases reported in India 1 and 2 weeks before the median survey date (23 June 2020), assuming IgG antibodies start appearing between 5 and 15 days post-infection [13].

Protection of human participants

Written informed consent was obtained from individuals aged ≥18 years. For children aged between 7 and 17 years, we obtained assent from the children and written consent from their parents or guardians, while only parental consent was obtained for children aged 6 years. The Institutional Human Ethics Committee of the ICMR–National Institute of Epidemiology, Chennai, approved the study protocol.

Results

Seroprevalence among the general population

The survey teams visited 16,074 households from 700 clusters in 70 Indian districts. Of the 35,561 individuals aged ≥6 years residing in these households, 28,975 (81.5%) consented to participated in the survey (Fig 1).

Fig 1. Flowchart of participant enrolment.

Fig 1

Of the 28,975 individuals who participated in the survey, 2,892 (10%) were aged 6–9 years, 5,798 (20%) were aged 10–17 years, and 20,285 (70%) were aged ≥18 years; 15,160 (52.3%) participants were female, and 21,794 (75.2%) resided in rural areas (Table 1). In total, 4,372 (15.1%) of the 28,956 individuals with data on COVID-19 testing reported being previously tested for COVID-19, of whom 782 (17.9%) reported a positive test result. Of the 20,268 adult participants with data on vaccination, 5,038 (24.8%) and 2,631 (13.0%) reported receipt of 1 and 2 doses of COVID-19 vaccines, respectively, while the remaining 12,599 (62.2%) were unvaccinated. Most vaccinated individuals (n = 6,945, 90.6%) had received the Covishield vaccine (Table 1). The median interval between the receipt of the first dose and the date of sample collection was 36 days (IQR 14–68), and between receipt of the second dose and sample collection was 60 days (IQR 34–98).

Table 1. Participant characteristics.

Characteristic General population, n (%) Healthcare workers, n (%)
Age n = 28,975 n = 7,252
6–9 years 2,892 (10.0)
10–17 years 5,798 (20.0)
18–44 years 12,522 (43.2) 5,133 (70.8)
45–60 years 5,545 (19.1) 1,997 (27.5)
>60 years 2,218 (7.7) 122 (1.7)
Gender n = 28,975 n = 7,252
Male 13,783 (47.6) 3,523 (48.6)
Female 15,160 (52.3) 3,722 (51.3)
Other 32 (0.1) 7 (0.1)
Area of residence n = 28,975
Rural 21,794 (75.2)
Urban non-slum 5,266 (18.2)
Urban slum 1,915 (6.6)
COVID-19-related symptoms n = 28,975 n = 7,252
History of COVID-19 symptoms since January 2021 1,748 (6.0) 925 (12.8)
COVID-19-related treatment n = 1,729 n = 925
Medical care sought for symptomatic cases 574 (33.2) 558 (60.3)
History of hospitalisation 140 (24.4) 171 (30.6)
COVID-19 contact n = 28,956 n = 7,252
History of contact with a known COVID-19 case 2,129 (7.3) 4,562 (62.9)
COVID-19 testing n = 28,956 n = 7,252
Previously tested for COVID-19 4,372 (15.1) 4,892 (67.4)
Previous positive COVID-19 test 782 (17.9) 1,354 (27.7)
COVID-19 vaccination status among adults n = 20,268 n = 7,252
0 dose 12,599 (62.2) 759 (10.5)
1 dose 5,038 (24.8) 972 (13.4)
2 doses 2,631 (13.0) 5,521 (76.1)
Type of vaccine n = 7,669 n = 6,493
Covaxin 587 (7.7) 498 (7.7)
Covishield 6,945 (90.6) 5,973 (92.0)
Sputnik 18 (0.2) 6 (0.1)
Don’t know 119 (1.6) 16 (0.2)

Of the 28,975 sera tested, 11,289 (38.9%) had IgG antibodies against nucleocapsid protein, 18,388 (63.5%) had antibodies against S1-RBD, and 19,336 (66.7%) had antibodies against nucleocapsid protein and/or S1-RBD. The weighted prevalence of IgG antibodies against S1-RBD and/or nucleocapsid protein was 67.6% (95% CI 66.4% to 68.7%) after adjusting for assay characteristics (Table 2). The weighted prevalence of IgG antibodies against nucleocapsid protein was 38.3% (95% CI 37.0% to 39.5%) (Table 2). Anti-nucleocapsid-protein (anti-N) seropositivity was not different by age, gender, or area of residence (S1 Table). Also, around one-third of the individuals vaccinated with Covishield had anti-N IgG antibodies.

Table 2. Seroprevalence (percent) of IgG antibodies against SARS-CoV-2, India, June–July 2021.

Measure General population aged ≥6 years Healthcare workers
Anti-N antibodies Anti-S1-RBD antibodies Anti-N and/or anti-S-RBD antibodies Anti-N antibodies Anti-S1-RBD antibodies Anti-N and/or anti-S-RBD antibodies
Number of individuals tested 28,975 28,975 28,975 7,252 7,252 7,252
Number positive 11,289 18,388 19,336 2,305 6,112 6,186
Unweighted prevalence*, percent (95% CI) 38.9 (37.9–40.1) 63.5 (62.3–64.6) 66.7 (65.6–67.8) 31.8 (29.7–34.0) 84.3 (82.5–85.9) 85.3 (83.6–86.8)
Weighted prevalence**, percent (95% CI) 38.5 (37.3–39.7) 64.4 (63.2–65.6) 66.6 (65.3–67.9)
Adjusted prevalence***, percent (95% CI) 38.3 (37.0–39.5) 66.8 (65.5–68.0) 67.6 (66.4–68.7) 31.5 (29.4–33.7) 87.4 (85.6–89.1) 85.2 (83.5–86.7)

*Adjusted for clustering.

**Weighted for design weights.

***Adjusted for test performance.

N, nucleocapsid protein.

The overall seropositivity in states ranged between 44.3% (Kerala) and 80.0% (Madhya Pradesh) (S2 Table). The seropositivity rate was heterogenous among the 70 districts, ranging between 40.5% (Ernakulam, Kerala) and 86.8% (Buxar, Bihar) (S3 Table). Compared to December 2020–January 2021, the seropositivity rate among unvaccinated individuals aged 10 years and above in June–July 2021 had increased by 1.2- to 1.9-fold in 21 (30.0%) districts, 2- to 3-fold in 31 (44.3%) districts, and >3-fold in 18 (25.7%) districts (S4 Table).

Seroprevalence showed a rising trend with age (p < 0.001). Among children aged 6–9 years and 10–17 years, respectively 57.2% (95% CI 55.0% to 59.4%) and 61.6% (95% CI 59.8% to 63.3%) had antibodies against SARS-CoV-2. The seroprevalence among adults was 66.7% (95% CI 65.3% to 68.0%) for individuals aged 18–44 years and 77.6% (95% CI 76.1% to 79.0%) for individuals aged 45–60 years. Seroprevalence was not different in rural, urban non-slum, and urban slum areas (p = 0.822). Among the 487 unvaccinated individuals with a history of laboratory-confirmed COVID-19 infection, 88.0% (95% CI 83.0% to 91.8%) had detectable antibodies against SARS-CoV-2 (Table 3).

Table 3. Seroprevalence of IgG antibodies against SARS-CoV-2 by selected characteristics, June–July 2021.

Characteristic General population Healthcare workers
Number tested Number positive (anti-N and/or anti-S1-RBD antibodies) Weighted and test-performance-adjusted seroprevalence, percent (95% CI) Number tested Number positive (anti-N and/or anti-S1-RBD antibodies) Test-performance-adjusted seroprevalence, percent (95% CI)
Age
6–9 years 2,892 1,635 57.2 (55.0–59.4)
10–17 years 5,798 3,584 61.6 (59.8–63.3)
18–44 years 12,522 8,245 66.7 (65.3–68.0) 5,133 4,401 86.5 (84.9–88.0)
45–60 years 5,545 4,217 77.6 (76.1–79.0) 1,997 1,686 85.1 (83.0–87.1)
>60 years 2,218 1,655 76.7 (74.6–78.7) 122 99 80.4 (71.9–86.8)
Gender
Male 13,783 9,018 65.8 (64.4–67.1) 3,523 3,024 86.2 (84.4–87.8)
Female 15,160 10,295 69.2 (67.9–70.5) 3,722 3,157 85.9 (84.1–87.6)
Other 32 23 83.4 (59.1–94.6) 7 5 66.4 (26.9–91.3)
Area of residence
Rural 21,794 14,398 66.7 (65.4–68.1)
Urban non-slum 5,266 3,587 69.1 (66.6–71.6)
Urban slum 1,915 1,351 71.0 (66.8–74.7)
History of COVID-19-related symptoms since 1 January 2021
Yes 1,748 1,262 76.8 (74.4–79.0) 925 838 85.2 (83.6–86.8)
No 27,227 18,074 66.9 (65.7–68.1) 6,327 5,348 91.5 (89.2–93.2)
Previously tested for COVID-19
Yes 4,372 3,196 78.7 (77.1–80.2) 4,892 4,194 86.9 (85.2–88.4)
No 24,584 16,127 65.6 (64.4–66.9) 2,360 1,992 84.2 (81.9–86.3)
Previous COVID-19 test result
Reported positive for COVID-19 782 674 88.9 (86.8–90.8) 1,354 1,275 94.8 (93.4–96.0)
Reported negative for COVID-19 3,419 2,425 75.2 (73.2–77.0) 3,395 2,789 83.3 (81.1–85.3)
Don’t know 171 97 71.1 (59.2–80.5) 143 130 90.1 (80.6–95.2)
COVID-19 vaccination status among adults
0 dose 12,599 7,758 62.3 (60.9–63.7) 759 507 64.8 (60.1–69.2)
1 dose 5,038 4,016 81.0 (79.6–82.3) 972 834 87.7 (85.0–89.9)
2 doses 2,631 2,331 89.8 (88.4–91.1) 5,521 4,845 88.6 (87.1–90.1)
Timing of blood sample collection
Less than 21 days after first dose 1,711 1,242 73.5 (70.6–76.2) 191 151 78.0 (70.7–83.9)
21 days or more after first dose 3,327 2,774 85.9 (84.3–87.4) 781 683 89.8 (87.2–92.1)
7 days or more after second dose 2,630 2,330 90.4 (88.9–91.7) 5,513 4,837 88.6 (87.1–90.1)
Vaccine type
Covaxin 587 473 80.2 (76.1–83.8) 498 428 86.5 (82.7–89.5)
Covishield 6,945 5,751 85.2 (83.8–86.5) 5,973 5,229 88.6 (87.0–90.1)
Previously positive for COVID-19, by vaccination status
0 dose 487 402 88.0 (83.0–91.8) 140 116 83.6 (76.0–89.2)
1 dose 145 134 95.0 (90.6–97.4) 154 146 95.2 (90.4–97.7)
2 doses 150 138 94.0 (88.2–97.1) 1,060 1,013 96.1 (94.4–97.4)

N, nucleocapsid protein.

Compared to the seroprevalence in unvaccinated adults, seroprevalence was significantly higher among individuals who received 1 dose (81.0%, 95% CI 79.6% to 82.3%, p = 0.001) or 2 doses (89.8%, 95% CI 88.4% to 91.1%, p = 0.001) of COVID-19 vaccine. This difference was observed across all age groups, both genders, and all areas of residence among the individuals in the general population (Table 3). Seroprevalence was higher among individuals who reported receipt of Covishield (85.2%, 95% CI 83.8% to 86.5%) than among those who reported receipt of Covaxin (80.2%, 95% CI 76.1% to 83.8%) (p = 0.004) (Table 3). After 1 dose, the seroprevalence was 80.8% (95% CI 75.7% to 85.0%) among Covaxin recipients and 82.0% (95% CI 80.3% to 83.6%) among Covishield recipients. Individuals who reported receipt of 2 doses had higher seroprevalence, 86.3% and 90.3% for Covaxin and Covishield recipients, respectively (Table 4).

Table 4. Seroprevalence of IgG antibodies against SARS-CoV-2 in the general population by vaccination status, June–July 2021.

Characteristic Unvaccinated Vaccinated with 1 dose Vaccinated with 2 doses
Number tested Number positive (anti-N and/or anti-S1-RBD antibodies) Cluster- and test-adjusted seroprevalence, percent (95% CI) Number tested Number positive (anti-N and/or anti-S1-RBD antibodies) Cluster- and test-adjusted seroprevalence, percent (95% CI) Number tested Number positive (anti-N and/or anti-S1-RBD antibodies) Cluster- and test-adjusted seroprevalence, percent (95% CI)
Age
18–44 years 8,986 5,381 60.8 (59.2–62.3) 2,426 1,896 80.4 (78.2–82.4) 1,096 958 89.1 (86.7–91.3)
45–60 years 2,701 1,778 67.0 (64.8–69.1) 1,830 1,521 85.5 (83.4–87.3) 1,013 917 91.9 (89.7–93.6)
>60 years 912 599 67.0 (63.6–70.4) 782 599 78.9 (75.4–82.0) 522 456 88.7 (85.4–91.5)
Gender
Male 10,040 5,962 59.6 (57.8–61.4) 2,598 2,050 81.0 (79.0–82.9) 1,136 999 89.4 (87.1–91.5)
Female 11,223 6,998 64.9 (63.2–66.4) 2,436 1,962 83.1 (81.1–84.9) 1,493 1,330 90.7 (88.6–92.3)
Other 26 17 74.0 (44.9–90.8) 4 4 2 2
Area of residence
Rural 3,702 2,280 62.1 (60.5–63.7) 1,046 846 81.1 (79.2–82.9) 515 459 90.1 (88.0–91.7)
Urban non-slum 16,236 9,832 63.6 (60.2–66.8) 3,603 2,840 83.2 (79.8–86.1) 1,941 1,716 90.4 (86.9–93.0)
Urban slum 1,351 865 64.6 (59.0–69.8) 389 330 87.1 (82.1–90.9) 175 156 90.9 (84.7–94.7)
Previous COVID-19 test result
Reported positive for COVID-19 487 402 86.0 (82.2–89.1) 145 134 94.7 (90.1–97.2) 150 138 93.8 (88.6–96.7)
Reported negative for COVID-19 1,732 1,051 62.9 (59.7–66.1) 962 739 80.1 (76.9–83.0) 724 634 89.4 (86.5–91.8)
Don’t know 119 58 60.2 (46.5–72.5) 36 28 84.1 (67.5–93.1) 16 11 66.7 (37.4–87.0)
Vaccine type
Covaxin 385 302 80.8 (75.7–85.0) 202 171 86.3 (80.4–90.8)
Covishield 4,565 3,636 82.0 (80.3–83.6) 2,380 2,115 90.3 (88.5–91.8)
Individuals with optimal interval between vaccination and blood sample collection (21 days or more after first dose, 7 days or more after second dose)
Covaxin 223 186 84.3 (78.4–88.9) 201 170 86.3 (80.3–90.7)
Covishield 3,045 2,535 84.8 (83.1–86.5) 2,380 2,115 90.3 (88.5–91.8)

N, nucleocapsid protein.

Using the sensitivities and specificities estimated from the in-house validation and external validation studies, the overall seroprevalence of IgG antibodies against SARS-CoV-2 was 73.2% (95% CI 71.9% to 74.4%) considering the joint sensitivity and specificity estimated from the in-house validation and 68.0% (95% CI 66.8% to 69.1%) considering the joint sensitivity and specificity estimated in external validation studies. We estimated that there were 642,751,546 to 807,395,611 SARS-CoV-2 infections in India by mid-June 2021. With 29,088,245 and 29,632,302 cases reported by 9 June and 16 June 2021, respectively, the number of infections per reported COVID-19 case ranged between 21.7 and 27.8 (S5 Table).

Seroprevalence among HCWs

We enrolled 7,252 HCWs from the district public hospitals of the 70 districts selected for the general population survey (Fig 1). Most HCWs (n = 5,133, 70.8%) were aged 18–44 years, and 51.3% (n = 3,722) were female. Of the 4,892 (67.4%) HCWs who reported a history of COVID-19 testing, 1,354 (27.7%) had had a positive test result. Overall, 89.5% (n = 6,493) reported a history of COVID-19 vaccination, while the remaining individuals were unvaccinated (Table 1).

Of the 7,252 HCWs, 6,186 (85.3%) had antibodies against nucleocapsid protein and/or S1-RBD, with a seroprevalence of 85.2% (95% CI 83.5% to 86.7%) after adjusting for assay characteristics (Table 2). Seroprevalence did not differ by age group or gender (Table 3). Seroprevalence was higher among HCWs who reported receipt of 1 dose (87.7%, 95% CI 85.0% to 89.9%, p < 0.001) or 2 doses (88.6%, 95% CI 87.1% to 90.1%, p < 0.001) of COVID-19 vaccine as compared to unvaccinated individuals (64.8%, 95% CI 60.1% to 69.2%) (Table 3). After one dose the seroprevalence was 79.0% (95% CI 69.5% to 86.0%) among Covaxin recipients and 88.5% (95% CI 85.5% to 91.1%) among Covishield recipients (Table 5).

Table 5. Seroprevalence of IgG antibodies against SARS-CoV-2 among healthcare workers by vaccination status, June–July 2021.

Characteristic Unvaccinated Vaccinated with 1 dose Vaccinated with 2 doses
Number tested Number positive (anti-N and/or anti-S1-RBD antibodies) Cluster- and test-adjusted seroprevalence, percent (95% CI) Number tested Number positive (anti-N and/or anti-S1-RBD antibodies) Cluster- and test-adjusted seroprevalence, percent (95% CI) Number tested Number positive (anti-N and/or anti-S1-RBD antibodies) Cluster- and test-adjusted seroprevalence, percent (95% CI)
Age
18–44 years 651 429 65.6 (60.5–70.5) 828 712 88.2 (84.8–91.0) 3,654 3,260 90.1 (88.5–91.5)
45–60 years 105 77 73.8 (63.3–82.0) 142 120 85.1 (77.7–90.5) 1,750 1,489 86.1 (83.7–88.2)
>60 years 3 1 35.6 (3.8–87.4) 2 2 117 96 81.9 (73.2–88.2)
Gender
Male 343 230 66.0 (59.7–72.0) 451 392 88.3 (84.4–91.5) 2,729 2,402 88.7 (86.9–90.4)
Female 414 277 67.4 (61.4–72.9) 521 442 87.1 (83.0–90.4) 2,787 2,438 88.5 (86.7–90.3)
Other 2 0 5 5
Results of COVID-19 testing
Reported positive for COVID-19 140 116 85.0 (77.0–90.6) 154 146 95.6 (90.9–97.9) 1,060 1,013 96.3 (94.9–97.3)
Reported negative for COVID-19 267 156 58.7 (50.5–66.4) 491 408 85.9 (80.9–89.7) 2,637 2,225 85.4 (83.1–87.4)
Don’t know 16 11 71.9 (37.0–91.7) 15 15 112 104 92.1 (81.9–96.8)
Vaccine type
Covaxin 127 96 79.0 (69.5–86.0) 371 332 89.0 (84.8–92.2)
Covishield 841 734 88.5 (85.5–91.1) 5,132 4,495 88.6 (87.0–90.1)
Individuals with optimal interval between vaccination and blood sample collection (21 days or more after first dose, 7 days or more after second dose)
Covaxin 103 81 83.8 (73.5–90.6) 368 329 88.9 (84.7–92.1)
Covishield 675 599 91.0 (87.4–93.6) 5,127 4,490 88.6 (87.0–90.1)

N, nucleocapsid protein.

Discussion

The results from the fourth nationwide serosurvey indicate that about two-thirds of India’s population aged 6 years and above had antibodies against SARS-CoV-2 by June–July 2021. Seroprevalence increased with age. Seroprevalence was comparable in rural, urban non-slum, and urban slum areas. The majority of HCWs working in district-level health facilities were positive for IgG antibodies. These findings have important implications for the future trajectory of COVID-19 in India.

The overall prevalence of IgG antibodies against SARS-CoV-2 increased from 24.1% in December 2020–January 2021 to 67.6% in June–July 2021 (S6 Table). This increase in seroprevalence could be due to natural infection as well as COVID-19 vaccination. The seroprevalence among unvaccinated adults in June–July 2021 was 62.3%, compared to 24.3% in December 2020–January 2021. This finding indicates that a large proportion of the increase in seroprevalence was due to natural infection during the second wave of COVID-19 in India in March–June 2021. Around 38% of individuals had anti-N antibodies indicating recent transmission of SARS-CoV-2 [14]. During the second wave of COVID-19, more than 20 million COVID-19 cases were reported from India [2], with the delta variant being a predominant circulating variant of concern [15].

The increase in seroprevalence was observed in all age groups, including children aged 10–17 years (2.2-fold) (S6 Table). Children aged 6–9 years were not covered during the previous serosurveys. In June–July 2021, about 60% of children had evidence of antibodies against SARS-CoV-2. The findings of high seropositivity among children in our study are consistent with those of a recent study conducted in March–June 2021 among children from 5 sites in India [16]. Among the 700 individuals aged <18 years surveyed in this study, 55.7% were seropositive.

Earlier serosurveys indicated higher seroprevalence in urban slums and urban non-slum areas than in rural areas [5,6]. This gradient in seroprevalence seems to have faded as of June–July 2021, with comparable seroprevalence in rural and urban areas. The increased seroprevalence in rural areas observed in our survey indicates that infection in the second wave was widespread in rural areas.

Phase 2 vaccination trials reported that 98.4% (95% CI 95.3% to 99.7%) of individuals vaccinated with BBV152 (Covaxin) [17] and 100% (95% CI 97.4% to 100.0%) of individuals vaccinated with Covishield [18] had seroconverted by 56 days after the second dose. An observational multi-centre study among HCWs in India reported a seropositivity of 98.1% among Covishield recipients and 80% among Covaxin recipients [19]. In another study of antibody responses in a cohort of 45,965 adults from the general population in the United Kingdom who received either the ChAdOx1 nCoV-19 (Covishield) or BNT162b2 (Pfizer–BioNTech) vaccine, authors estimated that about 6% of the participants were ‘low responders’ [20]. In our serosurvey, about 10%–14% of vaccinated individuals were found to be seronegative even after receiving 2 doses of COVID-19 vaccine. The proportion of seronegative individuals did not change when we considered only those individuals with the optimal interval between the second dose and sample collection of 7 days or more. Because of the cross-sectional nature of the study, we are not able to comment on whether this seronegativity among fully vaccinated individuals was due to lower antibody response or a decline in antibodies. Moreover, the possibility of misclassification of vaccination status cannot be ruled out, as the information about vaccination was based on recall.

The estimated number of infections per reported case did not change between December 2020–January 2021 (27.1–26.7) and June–July 2021 (21.7–27.8). This reflects sustained testing (around 210 million tests conducted between January-June 2021) of both symptomatic and asymptomatic eligible individuals [6].

Seroprevalence studies can help predict the future course of the pandemic [3]. Prior to the second wave of COVID-19 in India, about 75% of the population was seronegative [6]. The serosurvey findings indicate that about one-third of the general population in India did not have detectable antibodies against SARS-CoV-2 by June–July 2021. It is therefore likely that more COVID-19 cases will occur in coming months, especially in areas where the proportion of people without detectable antibodies is higher. The available evidence indicates that immunity acquired through natural infection can last up to 1 year [21]. IgG antibodies against S1-RBD show a high correlation with virus neutralisation titres, indicating the neutralising nature of the antibodies [22,23]. Studies also indicate that re-infections among previously infected individuals are less frequent [24]. It is thus reasonable to expect that a future surge of cases in India would be smaller than the second wave. However, the immunity acquired through natural infection as well as vaccination is expected to wane over time. Although S1-RBD antibodies are considered to have a neutralising effect, the protective titre among the seropositive individuals is not known. Further, COVID-19 cases could rapidly increase after the emergence of escape variants [25]. It is therefore necessary to continue monitoring the emergence of variants of concern.

Our study has certain limitations. First, our serosurvey was designed to estimate seroprevalence at the national level and might not have captured variation in seroprevalence within states and districts. Second, approximately 19% of eligible individuals were not included in the survey because they were not available in the household at the time of survey or they refused to participate. The age and gender distribution of the individuals who participated and who did not participate in the survey was different (S7 Table). This, however, would not have affected our seroprevalence estimates, as the age structure of the surveyed population was comparable to that of India’s population. Third, IgG antibodies against SARS-CoV-2 wane over time [14,26]. In our study, seropositivity to S1-RBD and nucleocapsid protein among unvaccinated individuals with laboratory-confirmed COVID-19 was 82.4% and 63.4%, respectively. Hence, the observed seroprevalence might be an underestimate of the actual seroprevalence in the population.

In conclusion, our serosurvey findings indicate that nearly two-thirds of individuals aged ≥6 years from the general population and 85% of HCWs had antibodies against SARS-CoV-2 as of June–July 2021 in India. As one-third of the population was still seronegative, it is necessary to accelerate the coverage of COVID-19 vaccination among adults. COVID-19 cases in India have been declining since May 2021. However, continued surveillance for COVID-19 cases is necessary to detect an upsurge of COVID-19 cases early. Ongoing genomic surveillance for SARS-CoV-2 also needs to be strengthened to provide information about the emergence of newer variants, including their ability to circumvent immunity conferred by natural infection as well as vaccination. Finally, the high seroprevalence observed in the general population should not be a reason for complacency. We believe that there is a need for continued adherence to non-pharmaceutical interventions, such as avoiding gatherings, ensuring social distancing, and using face masks in public places, to further reduce the transmission of SARS-CoV-2 in India.

Supporting information

S1 STROBE Checklist. STROBE checklist.

(DOCX)

S1 Appendix

(DOCX)

S1 Protocol. Study protocol.

(PDF)

S1 Table. Seroprevalence of IgG antibodies against nucleocapsid protein by selected characteristics, June–July 2021.

(DOCX)

S2 Table. Cluster-adjusted proportion of individuals with SARS-CoV-2 IgG antibodies by state, June–July 2021.

(DOCX)

S3 Table. Unweighted proportion of individuals with SARS-CoV-2 IgG antibodies by district, June–July 2021.

(DOCX)

S4 Table. Unweighted proportion of individuals with SARS-CoV-2 IgG antibodies among unvaccinated individuals aged ≥10 years by district during the third (December 2020–January 2021) and fourth (June–July 2021) national serosurveys.

(DOCX)

S5 Table. Estimated number of SARS-CoV-2 infections among individuals aged 6 years and above and infection-to-case ratio.

(DOCX)

S6 Table. Comparison of seroprevalence of IgG antibodies against nucleocapsid protein and/or S1-RBD of SARS-CoV-2 by demographic characteristics between the third (December 2020–January 2021) and fourth (June–July 2021) national serosurveys.

(DOCX)

S7 Table. Characteristics of individuals who participated and who did not participate in the serosurvey, June–July 2021.

(DOCX)

S1 Text. Data analysis.

(DOCX)

Acknowledgments

ICMR serosurveillance group: Alka Turuk (Indian Council of Medical Research, New Delhi), Vikas Sabaharwal (National TB Elimination Programme, Uttarakhand), Nivethitha N. Krishnan (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), Aby Robinson (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), Nivetha Srinivasan (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), P. K. Anand (ICMR–National Institute for Implementation Research on Non-Communicable Diseases, Jodhpur, Rajasthan), Rushikesh Andhalkar (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), Nimmathota Arlappa (ICMR–National Institute of Nutrition, Hyderabad, Telangana), Khalid Bashir (Government Medical College, Srinagar, Srinagar, Jammu and Kashmir), Pravin Bharti (ICMR–National Institute of Research in Tribal Health, Jabalpur, Madhya Pradesh), Debdutta Bhattacharya (ICMR–Regional Medical Research Centre, Bhubaneswar, Odisha), Sthita Pragnya Behera (ICMR–Regional Medical Research Centre, Gorakhpur, Uttar Pradesh), Ashrafjit S. Chahal (State TB Training and Demonstration Centre, Patiala, Punjab), Anshuman Chaudhury (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), Alok Kumar Deb (ICMR–National Institute of Cholera and Enteric Diseases, Kolkata, West Bengal), Hirawati Deval (ICMR–Regional Medical Research Centre, Gorakhpur, Gorakhpur, Uttar Pradesh), Sarang Dhatrak (ICMR–National Institute of Occupational Health, Ahmedabad, Gujarat), Vikas Dhikav (ICMR–National Institute for Implementation Research on Non-Communicable Diseases, Jodhpur, Rajasthan), Rakesh Dayal (State TB Training and Demonstration Centre, Ranchi, Jharkhand), Prathiksha Giridharan (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), Inaamul Haq (Government Medical College, Srinagar, Srinagar, Jammu and Kashmir), Babu Jagjeevan (ICMR–National Institute of Nutrition, Hyderabad, Telangana), Arshad Kalliath (State TB Training and Demonstration Centre, Thiruvananthapuram, Kerala), Srikanta Kanungo (ICMR–Regional Medical Research Centre, Bhubaneswar, Odisha), T. Karunakaran (ICMR–National Institute of Epidemiology, Chennai, Tamil Nadu), Jaya Singh Kshatri (ICMR–Regional Medical Research Centre, Bhubaneswar, Odisha), Niraj Kumar (ICMR–Regional Medical Research Centre, Gorakhpur, Uttar Pradesh), Vijay Kumar (ICMR–National Institute of Cancer Prevention and Research, Noida, Uttar Pradesh), V. G. Vinoth Kumar (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), G. G. J. Naga Lakshmi (State TB Office, Hyderabad, Andhra Pradesh), Ganesh Mehta (ICMR–National JALMA Institute for Leprosy & Other Mycobacterial Diseases, Agra, Uttar Pradesh), Anindya Mitra (State TB Training and Demonstration Centre, Ranchi, Jharkhand), K. Nagbhushanam (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), A. R. Nirmala (Lady Willingdon State TB Centre, Bengaluru, Karnataka), Subrata Kumar Palo (ICMR–Regional Medical Research Centre, Bhubaneswar, Odisha), Jaya Rameshwari Prabhu (State TB Office, Hyderabad, Andhra Pradesh), Ganta Venkata Prasad (State TB Office, Hyderabad, Andhra Pradesh), Uday Kumar Pucha (ICMR–National Institute of Nutrition, Hyderabad, Telangana), Mariya Amin Qurieshi (Government Medical College, Srinagar, Srinagar, Jammu and Kashmir), Seema Sahay (ICMR–National AIDS Research Institute, Pune, Maharashtra), Ramesh Kumar Sangwan (ICMR–National Institute for Implementation Research on Non-Communicable Diseases, Jodhpur, Rajasthan), Rochak Saxena (State TB Training and Demonstration Centre, Raipur, Chhattisgarh), Krithikaa Sekar (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), Vijay Kumar Shukla (State TB Training and Demonstration Centre, Raipur, Chhattisgarh), Hari Bhan Singh (ICMR–National JALMA Institute for Leprosy & Other Mycobacterial Diseases, Agra, Uttar Pradesh), Prashant Kumar Singh (ICMR–National Institute of Cancer Prevention and Research, Noida, Uttar Pradesh), Pushpendra Singh (ICMR–National Institute of Research in Tribal Health, Jabalpur, Madhya Pradesh), Rajeev Singh (ICMR–Regional Medical Research Centre, Gorakhpur, Uttar Pradesh), Mahendra Thakor (ICMR–National Institute for Implementation Research on Non-Communicable Diseases, Jodhpur, Rajasthan), Ankit Viramgami (ICMR–National Institute of Occupational Health, Ahmedabad, Gujarat), Pradeep A. Menon (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), Rajiv Yadav (ICMR–National Institute of Research in Tribal Health, Jabalpur, Madhya Pradesh), Surabhi Yadav (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), Manjula Singh (Indian Council of Medical Research, New Delhi), Amit Chakrabarti (ICMR–National Institute of Occupational Health, Ahmedabad, Gujarat), Aparup Das (ICMR–National Institute of Research in Tribal Health, Jabalpur, Madhya Pradesh), Shanta Dutta (ICMR–National Institute of Cholera and Enteric Diseases, Kolkata, West Bengal), Rajni Kant (ICMR–Regional Medical Research Centre, Gorakhpur, Uttar Pradesh), A. M. Khan (Indian Council of Medical Research, New Delhi), Kanwar Narain (ICMR–Regional Medical Research Centre, N. E. Region, Dibrugarh, Assam), Somashekar Narasimhaiah (National Tuberculosis Institute, Bangalore, Karnataka), Chandrasekaran Padmapriyadarshini (ICMR–National Institute for Research in Tuberculosis, Chennai, Tamil Nadu), Krishna Pandey (ICMR–Rajendra Memorial Research Institute of Medical Sciences, Patna, Bihar), Sanghamitra Pati (ICMR–Regional Medical Research Centre, Bhubaneswar, Odisha), Hemalatha Rajkumar (ICMR–National Institute of Nutrition, Hyderabad, Telangana), Arun Kumar Sharma (ICMR–National Institute for Implementation Research on Non-Communicable Diseases, Jodhpur, Rajasthan), Y. K. Sharma (State TB Training and Demonstration Centre, Raipur, Chhattisgarh), Shalini Singh (ICMR–National Institute of Cancer Prevention and Research, Noida, Uttar Pradesh), Samiran Panda (Indian Council of Medical Research, New Delhi), D. C. S. Reddy (Banaras Hindu University, Varanasi, Uttar Pradesh).

The authors gratefully acknowledge the technical inputs provided by the Epidemiology and Surveillance Working Group of the ICMR COVID-19 National Task Force (S1 Appendix). The authors also thank state-level survey teams for their field work and the WHO Country Office for India, state and district health officials, and primary healthcare staff for coordination of field operations. We thank the laboratory and data management teams at ICMR–National Institute of Epidemiology, Chennai (S1 Appendix).

Abbreviations

N

nucleocapsid protein

HCW

healthcare worker

Data Availability

The authors confirm that, for IHEC-approved reasons, some access restrictions apply to the data underlying the findings. An individual may email to ICMR Data Repository office (harpreets.hq@icmr.gov.in) to request the data. Given the nature of these data, potential users will be asked to sign a data sharing agreement. This is not intended to restrict access, but to ensure that requests are for ethical research purposes and that any analyses undertaken will not compromise the confidentiality of individual participants, and are not for commercial purposes.

Funding Statement

MVM received the funding from Indian Council of Medical Research, New Delhi. The funders were involved in study design, and the decision to publish and preparation of the manuscript.

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11 Aug 2021

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Kind regards,

Richard Turner, PhD

Senior Editor, PLOS Medicine

rturner@plos.org

Decision Letter 1

Richard Turner

8 Oct 2021

Dear Dr. Murhekar,

Thank you very much for submitting your manuscript "Prevalence of IgG antibodies against SARS-CoV-2 among the general population and healthcare workers in India, June–July 2021" (PMEDICINE-D-21-03454R1) for consideration at PLOS Medicine.

Your paper was discussed with an academic editor with relevant expertise and sent to independent reviewers, including a statistical reviewer. The reviews are appended at the bottom of this email and any accompanying reviewer attachments can be seen via the link below:

[LINK]

In light of these reviews, we will not be able to accept the manuscript for publication in the journal in its current form, but we would like to invite you to submit a revised version that addresses the reviewers' and editors' comments fully. You will appreciate that we cannot make a decision about publication until we have seen the revised manuscript and your response, and we expect to seek re-review by one or more of the reviewers.

In revising the manuscript for further consideration, your revisions should address the specific points made by each reviewer and the editors. Please also check the guidelines for revised papers at http://journals.plos.org/plosmedicine/s/revising-your-manuscript for any that apply to your paper. In your rebuttal letter you should indicate your response to the reviewers' and editors' comments, the changes you have made in the manuscript, and include either an excerpt of the revised text or the location (eg: page and line number) where each change can be found. Please submit a clean version of the paper as the main article file; a version with changes marked should be uploaded as a marked up manuscript.

In addition, we request that you upload any figures associated with your paper as individual TIF or EPS files with 300dpi resolution at resubmission; please read our figure guidelines for more information on our requirements: http://journals.plos.org/plosmedicine/s/figures. While revising your submission, please upload your figure files to the PACE digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at PLOSMedicine@plos.org.

We hope to receive your revised manuscript by Oct 28 2021 11:59PM. Please email us (plosmedicine@plos.org) if you have any questions or concerns.

***Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.***

We ask every co-author listed on the manuscript to fill in a contributing author statement, making sure to declare all competing interests. If any of the co-authors have not filled in the statement, we will remind them to do so when the paper is revised. If all statements are not completed in a timely fashion this could hold up the re-review process. If new competing interests are declared later in the revision process, this may also hold up the submission. Should there be a problem getting one of your co-authors to fill in a statement we will be in contact. YOU MUST NOT ADD OR REMOVE AUTHORS UNLESS YOU HAVE ALERTED THE EDITOR HANDLING THE MANUSCRIPT TO THE CHANGE AND THEY SPECIFICALLY HAVE AGREED TO IT. You can see our competing interests policy here: http://journals.plos.org/plosmedicine/s/competing-interests.

Please use the following link to submit the revised manuscript:

https://www.editorialmanager.com/pmedicine/

Your article can be found in the "Submissions Needing Revision" folder.

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. Additionally, PLOS ONE offers an option to publish peer-reviewed clinical study protocols. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols

Please ensure that the paper adheres to the PLOS Data Availability Policy (see http://journals.plos.org/plosmedicine/s/data-availability), which requires that all data underlying the study's findings be provided in a repository or as Supporting Information. For data residing with a third party, authors are required to provide instructions with contact information for obtaining the data. PLOS journals do not allow statements supported by "data not shown" or "unpublished results." For such statements, authors must provide supporting data or cite public sources that include it.

Please let me know if you have any questions, and we look forward to receiving your revised manuscript.

Sincerely,

Richard Turner PhD

Senior editor, PLOS Medicine

rturner@plos.org

-----------------------------------------------------------

Requests from the editors:

We ask you to limit the number of authors to fewer than 30, with the additional contributors forming an author group.

Noting PLOS' data policy (https://journals.plos.org/plosmedicine/s/data-availability), please confirm that de-identified study data will be made available, and supply a non-author contact for those interested in inquiring about data access.

Please adapt the title to include a study descriptor following a colon, e.g., "... June-July, 2021: A population-based cohort study".

In the abstract and throughout the paper, please quote p values alongside 95% CI, where available.

Please trim the "Conclusions" subsection of your abstract to around half the current length.

After the abstract, please add a new and accessible "Author summary" in non-identical prose. You may find it helpful to consult one or two recent research papers published in PLOS Medicine to get a sense of the preferred style.

In the methods section, please state whether the study had a protocol or prespecified analysis plan, and if so attach the document as a supplementary file, referred to in the text.

Please highlight analyses that were not prespecified.

Throughout the text, please adapt reference call-outs to the following style: "... cases reported globally [1].".

Please remove the information on competing interests and data sharing from the end of the main text. In the event of publication this will appear in the article metadata, via entries in the submission form.

Please move the list of contributors at the end of the ms to a supplementary file.

In the reference list, please convert italics and boldface text into plain text.

Where appropriate, 6 author names should be listed, followed by "et al.".

Please add a completed checklist for the most appropriate reporting guideline, e.g., STROBE, as an attachment, labelled "S1_STROBE_Checklist" or similar and referred to as such in your Methods section.

In the checklist, please refer to individual items by section, e.g., "Methods", and paragraph numbers, not by line or page numbers as these generally change in the event of publication.

Comments from the reviewers:

*** Reviewer #1:

This work is one of the extensive work done during the time of covid-19 and particularly from countries where drastic infection has occurred.

Very limited layout or format comments.

1- I like the title of "Seroprevalance" in this case than "prevalence", as testing was used to detect the antibodies rather than other type of testing.

2- abstract: the paragraph related to the limitations, could be reflected clearly under subheadings in the discussion, as it was done. no need to be in the abstract.

3- abstract, in the conclusion: the second line, "by June 2020". I think it should be stated as "June 2021".

4- abstract: The conclusion is so long and should be reduced to the main points. No matter to be little wider in the text.

5- Result, page 7: The paragraph started with "the weighted prevalence of IgG antibodies ...........(table 2)", probably should be stated when the description of table 2 is done.

6- References, page 11: Format and layout of the references is required according to the Journal instructions.

7- I recommend to use the table related to the Health care workers to be among the main tables in the text and not among the supplementary.

*** Reviewer #2:

Abstract: in conclusion there is typo error ".... by June 2020"

Methods: sample size calculation with design effect should be provided for the general population and also for the HCWs.

*** Reviewer #3:

[supportive report received]

*** Reviewer #4:

Important study showing the power of infection and capacity of transmission this virus in a different population (non-HCW and HCW) living in different regions (rural, non-slum, and -slum areas) of a big country. The authors dedicate strong space to describe the methods used, however, I would like to suggest improving the description of the regression model, including why the authors did not use Poisson Regression model in this cross-sectional study?! On the other hand, I understood the use of weights design mainly because of the probable difference among the size population of the district studied, however, the authors should have provided in the tables (#3, and #4 and #5) the target-population, this is important to share with the readers the probable high variability among the clusters represented of the districts studied.

*** Reviewer #5:

[See attachment]

Michael Dewey

***

Any attachments provided with reviews can be seen via the following link:

[LINK]

Attachment

Submitted filename: PMEDICINE-D-21-03454_R1_reviewer.pdf

Attachment

Submitted filename: murhekar.pdf

Decision Letter 2

Richard Turner

17 Nov 2021

Dear Dr. Murhekar,

Thank you very much for re-submitting your manuscript "Seroprevalence of IgG antibodies against SARS-CoV-2 among the general population and healthcare workers in India, June–July 2021: A population-based cross-sectional study" (PMEDICINE-D-21-03454R2) for consideration at PLOS Medicine.

I have discussed the paper with our academic editor and it was also seen again by two reviewers. I am pleased to tell you that, provided the remaining editorial and production issues are fully dealt with, we expect to be able to accept the paper for publication in the journal.

The remaining issues that need to be addressed are listed at the end of this email. Any accompanying reviewer attachments can be seen via the link below. Please take these into account before resubmitting your manuscript:

[LINK]

***Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.***

In revising the manuscript for further consideration here, please ensure you address the specific points made by each reviewer and the editors. In your rebuttal letter you should indicate your response to the reviewers' and editors' comments and the changes you have made in the manuscript. Please submit a clean version of the paper as the main article file. A version with changes marked must also be uploaded as a marked up manuscript file.

Please also check the guidelines for revised papers at http://journals.plos.org/plosmedicine/s/revising-your-manuscript for any that apply to your paper. If you haven't already, we ask that you provide a short, non-technical Author Summary of your research to make findings accessible to a wide audience that includes both scientists and non-scientists. The Author Summary should immediately follow the Abstract in your revised manuscript. This text is subject to editorial change and should be distinct from the scientific abstract.

We hope to receive your revised manuscript within 1 week. Please email us (plosmedicine@plos.org) if you have any questions or concerns.

We ask every co-author listed on the manuscript to fill in a contributing author statement. If any of the co-authors have not filled in the statement, we will remind them to do so when the paper is revised. If all statements are not completed in a timely fashion this could hold up the re-review process. Should there be a problem getting one of your co-authors to fill in a statement we will be in contact. YOU MUST NOT ADD OR REMOVE AUTHORS UNLESS YOU HAVE ALERTED THE EDITOR HANDLING THE MANUSCRIPT TO THE CHANGE AND THEY SPECIFICALLY HAVE AGREED TO IT.

Please ensure that the paper adheres to the PLOS Data Availability Policy (see http://journals.plos.org/plosmedicine/s/data-availability), which requires that all data underlying the study's findings be provided in a repository or as Supporting Information. For data residing with a third party, authors are required to provide instructions with contact information for obtaining the data. PLOS journals do not allow statements supported by "data not shown" or "unpublished results." For such statements, authors must provide supporting data or cite public sources that include it.

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. Additionally, PLOS ONE offers an option to publish peer-reviewed clinical study protocols. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript.

Please note, when your manuscript is accepted, an uncorrected proof of your manuscript will be published online ahead of the final version, unless you've already opted out via the online submission form. If, for any reason, you do not want an earlier version of your manuscript published online or are unsure if you have already indicated as such, please let the journal staff know immediately at plosmedicine@plos.org.

Please let me know if you have any questions, and we look forward to receiving the revised manuscript.   

Sincerely,

Richard Turner, PhD

Senior Editor, PLOS Medicine

rturner@plos.org

------------------------------------------------------------

Requests from Editors:

Please adapt the data sharing statement (submission form) to read "... Given the nature of the data, potential users will be asked to sign a data-sharing agreement".

As mentioned previously, please include no more than 30 authors, with the remaining individuals participating as a named author group, with group members listed in the Acknowledgements.

We ask you to add an additional sentence, say, to the abstract to quote additional information on the cohort studied (quoting the number of participants and some information on age, sex and residence).

Please make that "test-adjusted" in the abstract, and throughout the text where the phrase is used as an adjective.

Please revisit the "Author summary" section, aiming for no more than 3-4 points in each of the three subsections. For example, the final point of the first subsection ("We conducted the fourth ...") should either be deleted or moved to the second subsection.

At the end of the Introduction (main text), please make that "We conducted the fourth round of a national ...".

Under editorial query "8" you mention non-prespecified sensitivity analyses. Please add a few words to the methods and/or results sections of the paper, if not already present, to highlight these non-prespecified analyses.

In the second paragraph of the Discussion section (main text) there is a superscript "2". Please reformat this if it is a reference call-out.

Noting reviewer 5's comment, we ask you to add "we believe" or similar when you are making recommendations not directly based on the findings of your study.

Please spell out the institutional author name for reference 10.

Noting references 15 & 16, please add "[preprint]" to all preprints cited, unless you are able to substitute the corresponding peer-reviewed papers.

Comments from Reviewers:

*** Reviewer #4:

I believe is very important to discuss in the limitation section the option related to use in the analysis a mixed-models GLM with overdispersion of the data, mainly when it's applied in cross sectional study.

*** Reviewer #5:

The authors have addressed my points. We still disagree about the wisdom of including recommendations (genomic scanning and mask wearing) in the conclusion which are not supported by the authors' research however sensible they may be. I think this is perhaps more of an editorial policy issue so I leave it to the team to decide.

Michael Dewey

***

Any attachments provided with reviews can be seen via the following link:

[LINK]

Decision Letter 3

Richard Turner

29 Nov 2021

Dear Dr Murhekar, 

On behalf of my colleagues and the Academic Editor, Dr Suthar, I am pleased to inform you that we have agreed to publish your manuscript "Seroprevalence of IgG antibodies against SARS-CoV-2 among the general population and healthcare workers in India, June–July 2021: A population-based cross-sectional study" (PMEDICINE-D-21-03454R3) in PLOS Medicine.

Before your manuscript can be formally accepted you will need to complete some formatting changes, which you will receive in a follow up email. Please be aware that it may take several days for you to receive this email; during this time no action is required by you. Once you have received these formatting requests, please note that your manuscript will not be scheduled for publication until you have made the required changes.

Prior to final acceptance, please:

- Regarding the following sentence in the author summary: "Considering high seroprevalence of SARS-CoV-2, the future surge of cases in India is expected to be lower than the second wave.", please amend the sentence to "The substantial seroprevalence of anti-SARS-CoV-2 antibodies in the Indian population should provide a measure of protection against future waves of COVID-19 in the country.", or similar;

- Reverse the order of the two points in the "What do these findings mean?" in the author summary; and

- Move "[preprint]" from the Discussion section to the appropriate entry in the reference list (reference 16).

In the meantime, please log into Editorial Manager at http://www.editorialmanager.com/pmedicine/, click the "Update My Information" link at the top of the page, and update your user information to ensure an efficient production process. 

PRESS

We frequently collaborate with press offices. If your institution or institutions have a press office, please notify them about your upcoming paper at this point, to enable them to help maximise its impact. If the press office is planning to promote your findings, we would be grateful if they could coordinate with medicinepress@plos.org. If you have not yet opted out of the early version process, we ask that you notify us immediately of any press plans so that we may do so on your behalf.

We also ask that you take this opportunity to read our Embargo Policy regarding the discussion, promotion and media coverage of work that is yet to be published by PLOS. As your manuscript is not yet published, it is bound by the conditions of our Embargo Policy. Please be aware that this policy is in place both to ensure that any press coverage of your article is fully substantiated and to provide a direct link between such coverage and the published work. For full details of our Embargo Policy, please visit http://www.plos.org/about/media-inquiries/embargo-policy/.

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. Additionally, PLOS ONE offers an option to publish peer-reviewed clinical study protocols. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols

Thank you again for submitting to PLOS Medicine. We look forward to publishing your paper. 

Sincerely, 

Richard Turner, PhD 

Senior Editor, PLOS Medicine

rturner@plos.org

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 STROBE Checklist. STROBE checklist.

    (DOCX)

    S1 Appendix

    (DOCX)

    S1 Protocol. Study protocol.

    (PDF)

    S1 Table. Seroprevalence of IgG antibodies against nucleocapsid protein by selected characteristics, June–July 2021.

    (DOCX)

    S2 Table. Cluster-adjusted proportion of individuals with SARS-CoV-2 IgG antibodies by state, June–July 2021.

    (DOCX)

    S3 Table. Unweighted proportion of individuals with SARS-CoV-2 IgG antibodies by district, June–July 2021.

    (DOCX)

    S4 Table. Unweighted proportion of individuals with SARS-CoV-2 IgG antibodies among unvaccinated individuals aged ≥10 years by district during the third (December 2020–January 2021) and fourth (June–July 2021) national serosurveys.

    (DOCX)

    S5 Table. Estimated number of SARS-CoV-2 infections among individuals aged 6 years and above and infection-to-case ratio.

    (DOCX)

    S6 Table. Comparison of seroprevalence of IgG antibodies against nucleocapsid protein and/or S1-RBD of SARS-CoV-2 by demographic characteristics between the third (December 2020–January 2021) and fourth (June–July 2021) national serosurveys.

    (DOCX)

    S7 Table. Characteristics of individuals who participated and who did not participate in the serosurvey, June–July 2021.

    (DOCX)

    S1 Text. Data analysis.

    (DOCX)

    Attachment

    Submitted filename: PMEDICINE-D-21-03454_R1_reviewer.pdf

    Attachment

    Submitted filename: murhekar.pdf

    Attachment

    Submitted filename: Replies to reviewers comments_MM_18Oct_F.docx

    Attachment

    Submitted filename: PMEDICINE_Reply to Reviewers comments_Final_TJ.docx

    Data Availability Statement

    The authors confirm that, for IHEC-approved reasons, some access restrictions apply to the data underlying the findings. An individual may email to ICMR Data Repository office (harpreets.hq@icmr.gov.in) to request the data. Given the nature of these data, potential users will be asked to sign a data sharing agreement. This is not intended to restrict access, but to ensure that requests are for ethical research purposes and that any analyses undertaken will not compromise the confidentiality of individual participants, and are not for commercial purposes.


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