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. Author manuscript; available in PMC: 2022 Jan 7.
Published in final edited form as: Phys Rev A (Coll Park). 2019;100(5):10.1103/PhysRevA.100.052103. doi: 10.1103/PhysRevA.100.052103

Locality and heating in periodically driven, power-law-interacting systems

Minh C Tran 1,2,3, Adam Ehrenberg 1,2, Andrew Y Guo 1,2, Paraj Titum 1,2,4, Dmitry A Abanin 5, Alexey V Gorshkov 1,2,3
PMCID: PMC8740539  NIHMSID: NIHMS1629754  PMID: 35005328

Abstract

We study the heating time in periodically driven D-dimensional systems with interactions that decay with the distance r as a power law 1/rα. Using linear-response theory, we show that the heating time is exponentially long as a function of the drive frequency for α>D. For systems that may not obey linear-response theory, we use a more general Magnus-like expansion to show the existence of quasiconserved observables, which imply exponentially long heating time, for α>2D. We also generalize a number of recent state-of-the-art Lieb-Robinson bounds for power-law systems from two-body interactions to k-body interactions and thereby obtain a longer heating time than previously established in the literature. Additionally, we conjecture that the gap between the results from the linear-response theory and the Magnus-like expansion does not have physical implications, but is, rather, due to the lack of tight Lieb-Robinson bounds for power-law interactions. We show that the gap vanishes in the presence of a hypothetical, tight bound.

I. INTRODUCTION

Periodically driven systems can host interesting nonequilibrium physics, such as Floquet topological insulators [1], time crystals [2,3], and anomalous Floquet phases [4]. However, most driven systems eventually heat up to equilibrium, infinite-temperature states, erasing the interesting features in the process.

The timescale before heating becomes appreciable in periodically driven systems is known as the heating time, and it generally exhibits a nontrivial dependence on the frequency of the drive, ω. Previous works [58] established that finite-range interacting systems under rapid, local [9], periodic drives could not heat up until after a time t=eO(ω) that is exponentially long in the drive frequency ω. This slow heating rate stems at least in part from the locality of the interactions, which constrains the probability that distant particles collectively absorb an energy quantum ħω.

This result also applies to systems with long-range interactions that decay with the distance r, e.g., as a power law 1/rα. Such systems are of great interest, as they can be implemented in a wide variety of experiments, such as trapped ions [10,11], Rydberg atoms [12], ultracold atoms and molecules [13,14], nitrogen-vacancy centers [15], and superconducting circuits [16]. On the theoretical side, for spin systems with disordered, sign-changing power-law couplings, Ref. [17] demonstrated the exponentially suppressed heating rate when α>D/2, where D is the dimensionality of the system. Furthermore, Ref. [8] proved an exponential heating time t=eO(ω) for general power-law interactions with α > 2D. In contrast, for D < α < 2D, Ref. [8] only obtained a linear heating time t=O(ω), while numerical evidence [18] suggests that the heating time is still exponential within this regime of α.

In this paper, we study the heating time in periodically driven, power-law-interacting systems with α > D from two different perspectives. Within linear-response theory, we show that such systems only heat up after some time exponentially large as a function of the drive frequency. This result mirrors the statement established for finite-range interactions in Ref. [5] and extends Ref. [17] to systems without disorder (though at the expense of a smaller range of valid α). The result also matches the numerical evidence in Ref. [18]. For generic periodically driven, power-law-interacting systems that may not obey the linear-response theory—such as those under a strong drive—we generalize Ref. [6] and construct an effective time-independent Hamiltonian with power-law interactions. This Hamiltonian closely describes the dynamics of the driven system up to time t, where t is exponentially large as a function of the drive frequency. We thereby show that the system cannot heat up until at least after this timescale.

We note that, although our generalization of Ref. [6] is different from Ref. [8], it is similar in spirit to their arguments. While Ref. [8] mainly focused on finite-range interactions, their construction of the effective Hamiltonian by truncating the Magnus series would also apply to power-law systems. However, our approach here also provides insights into the structure of the effective Hamiltonian. In particular, we show that the effective Hamiltonian is also power-law with the same exponent α as the driven Hamiltonian. Furthermore, we prove a stronger, albeit still exponential in ω, bound on the heating time than one would get from the argument in Ref. [8]. This improvement relies on the use of state-of-the-art Lieb-Robinson (LR) bounds [19,20], which we develop for this purpose. In particular, through a different technique, we generalize the bound in Ref. [20] from two-body to many-body interactions.

Similarly to Ref. [8], our construction requires α > 2D, in contrast to the numerical evidence in Ref. [18] and to the wider range of validity α > D found in the linear-response theory. Because both Ref. [8] and this paper crucially rely on Lieb-Robinson bounds to prove that the heating time is at least exponential in ω, we conjecture that the aforementioned gap stems from the lack of a tight Lieb-Robinson bound for α > D, and we show the gap would vanish if such a tight bound were to exist. While the linear-response theory also utilizes Lieb-Robinson bounds, it has weaker assumptions and, therefore, does not require a tighter bound to achieve the desired result of exponentially suppressed heating for α > D.

The remainder of the paper is organized as follows. In Sec. II, we provide definitions and describe the systems of interest. In Sec. III, we review various Lieb-Robinson bounds for power-law systems and extend two of them—including one with the tightest light cone known to date—to k-body interactions. In Sec. IV, we prove that in the linear-response regime the heating time is at least exponential in ω for all α > D. In Sec. V, we provide a more general analysis using the Magnus-like expansion and existing Lieb-Robinson bounds to prove exponentially long heating times for α > 2D. We also conjecture a tight Lieb-Robinson bound that would extend this range of validity to α > D. Finally, we summarize and discuss potential improvements in Sec. VI.

II. SETUP AND DEFINITIONS

We consider a system of N spins in a D-dimensional square lattice [21]. The system evolves under a periodic, time-dependent Hamiltonian H(t) with period T, i.e., H(t+T)=H(t). While the following analysis works for any H(t) that is a sum of finite-body interactions, we assume that H(t) consists of only two-body interactions for simplicity. Without loss of generality, we can write H(t)=H0+V(t) as the sum of a time-independent part H0 and a time-dependent part V(t) such that 1T0TV(t)=0. We further assume that H0 and V(t) are both power-law Hamiltonians with an exponent α.

Definition 1.

A Hamiltonian H on a lattice Λ is power-law with an exponent α and a local energy scale η if we can write H=XhX, where hX are Hamiltonians supported on subsets XΛ, such that for any two distinct sites i,jΛ

Xi,jhXηdist(i,j)α, (1)

and the norm h{i}η for all iΛ, where denotes the operator norm and dist(i, j) denotes the distance between sites i, j. In addition, we call supX|X| the local support size, where |X| is the number of sites in X, and define Hl=supiXihX to be the local norm of H.

In the following discussion, we assume η = 1, which sets the timescale for the dynamics of the system. In addition, we will occasionally write H instead of H(t) for brevity.

III. LIEB-ROBINSON BOUNDS FOR MANY-BODY POWER-LAW INTERACTIONS

Before discussing the linear-response theory and the Magnus-like expansion, it is helpful to review the existing LR bounds for power-law interactions. We will also generalize several of them from two-body to arbitrary k-body interactions for all k2. In particular, we discuss the relations between the bounds in Refs. [22,23], which imply logarithmic light cones for all α > D, and the bounds in Refs. [19,20,24], which imply algebraic light cones for α > 2D.

A. Lieb-Robinson bounds for α > D

First, we discuss the bounds in Refs. [22,23], which are valid for all α > D. Recall that LR bounds are upper bounds on the norm of the commutator [A(t), B], where A, B are two operators supported on some subsets X, Y of the lattice, and A(t) is the time-evolved version of A under a time-dependent Hamiltonian H. The minimum distance between a site in X and a site in Y is r=dist(X,Y)>0. Since the sets X, Y are disjoint, [A(0),B]=0 initially. As time grows, the operator A(t) may spread to Y, making the commutator nontrivial.

The first LR bound for power-law interactions was proven in Ref. [22] by Hastings and Koma (HK):

C(t,r)[A(t),B]CAB|XY|evtrα, (2)

where r=dist(X,Y),vη is a constant that may depend on α, and C is a constant independent of the system. We shall also use the same C to denote different inconsequential prefactors. Setting the commutator norm to a constant yields the light cone tlogr, which means it takes time at least proportional to log r for the commutator to reach a given constant value.

Technically, we can already use the HK bound in our later analysis of the heating time because it applies to k-body interactions for all k. However, this bound is loose for large α for two reasons: (i) the velocity v2α diverges for α and (ii) the light cone is logarithmic for all α, which is unphysical since larger values of α correspond to shorter-range interactions and, therefore, we expect slower spreading of correlations. In particular, we expect the light cone to become linear for large enough α, given that the interactions are finite range at α=.

Gong et al. [23] resolved the first challenge and derived a bound for two-body interactions:

C(t,r)CAB|XY|(evt[(1μ)r]α+evtμr), (3)

where μ(0,1) is an arbitrary constant. The light cone implied by this bound is still logarithmic, but the velocity v is finite for all α. Although the bound in Ref. [23] was derived only for two-body interactions, their proof applies to arbitrary k-body interactions, where k is a finite integer (see Appendix A for a proof).

B. Lieb-Robinson bounds for α > 2D

In this section, we discuss the LR bounds for power-law interactions with α > 2D. While the bounds in Refs. [22,23] work for α > D, they all have logarithmic light cones. For α > 2D, it is possible to derive tighter algebraic light cones. The first such bound was proven by Foss-Feig et al. [24] for two-body interactions (and generalized by Refs. [19,25] to k-body interactions for all k2). A recent bound by Tran et al. [20], however, gives a tighter algebraic light cone. Here, we provide the generalization of that bound to k-body interactions:

C(t,r)CAB(r0+r)D1(1(1μ)αtαDrαD1+teξrt), (4)

where r0 is the radius of the smallest ball that contains X and μ,ξ(0,1) are arbitrary constants. The second term decays exponentially with r/t and becomes negligible compared to the first term when rt. Note that, other than its dependence on r0, this bound is independent of the size of X, Y and is valid for α > 2D.

Before we present the proof of Eq. (4), we summarize the key steps of the proof.

  1. First, divide [0, t] into M equal time intervals and define t0,t1,,tM such that t0 = 0 and tj+1tj=τ=t/M. We denote by Uti,tj the evolution unitary of the system from time ti to tj.

  2. Setting Uj=UtMj,tMj+1 for brevity, we can decompose the evolution of A into M time steps:
    A(t)=UMUM1U1AU1UM1UM. (5)
  3. We then use a truncation technique (explicitly described below) to approximate U1AU1 by some operator A1 such that
    U1AU1A1=ε1, (6)
    and A1 is supported on a ball of size at most larger than the size of the support of A.
  4. Repeat the above approximation for the other time slices, i.e., find A2,,AM such that
    U2A1U2A2=ε2, (7)
    U3A2U3A3=ε3, (8)
    UMAM1UMAM=εM. (9)
    By the end of this process, we have approximated A(t) by an operator AM the support of which is at most M larger than the support of A.
  5. By choosing M just smaller than r, the support of AM does not overlap with the support of B. Therefore, [AM,B]=0, and C(t,r) is at most the total error of the approximation, i.e.,
    ε=ε1++εM. (10)

The total error ε, and hence the bound, depends on the truncation technique used in step 3. In Ref. [20], the authors used a technique inspired by digital quantum simulation, which works for α > 2D. However, in addition to truncating the evolution unitary, the technique in Ref. [20] also truncates the Hamiltonian. The large error from this truncation makes it difficult to further improve the bound. Here, we use a different, simpler technique to generalize the bound in Ref. [20] to k-body interactions for all k2. Our technique does not require truncating the Hamiltonian, eliminating a hurdle for future improvements on the bound [26].

Let us start without any assumption on the interactions of the system. We only assume that there already exists a bound on the commutator norm for the system:

C(t,r)f(t,r)ϕ(X)AB, (11)

for some function f that increases with t and decreases with r, where ϕ(X) is the boundary area of X.

To truncate U1AU1, we simply trace out the part of U1AU1 that lies outside a ball of radius around the support of A [27]:

A11Tr(IB(A)c)TrB(A)c(U1AU1)IB(A)c (12)
=B(A)cdμ(W)W(U1AU1)W, (13)

where B(A) is a ball of radius +r0 centered on A and Xc denotes the complement of the set X. In Eq. (13), we rewrite the trace over B(A)c as an integral over the unitaries W supported on B(A)c and μ(W) denotes the Haar measure for the unitaries. Effectively, A1 is the part of A that lies inside the ball B(A). The error from approximating U1AU1 with A is

ε1=U1AU1A1=U1AU1B(A)cdμ(W)W(U1AU1)W=B(A)cdμ(W)[U1AU1W(U1AU1)W]B(A)cdμ(W)[U1AU1,W].

Note that W is a unitary the support of which is at least a distance from the support of A. Therefore, using the LR bound in Eq. (11), we have

ε1=U1AU1A1B(A)cdμ(W)Aϕ(X)f(τ,)=Aϕ(X)f(τ,), (15)

where τ is the time interval of each time slice. In addition, it is clear from the definition of A1 in Eq. (13) that A1A. Therefore, the error of the approximation in the jth time slice is at most

εjAϕ(Xj1)f(τ,), (16)

where Xj is the support of Aj. Thus, the new bound is

C(t,r)2Bε2MABϕmaxf(τ,) (17)
=2ABtτϕmaxf(τ,), (18)

where ϕmax=maxjϕ(Xj) and M has been replaced by t/τ. Note that the above bound is valid for all choices of t, , as long as

M=tτ<r, (19)
1, (20)
τt. (21)

The first condition ensures that the operator after the last time slice AM is still outside the support of B, while the last two are practical constraints.

Equation (19) is equivalent to <rτ/t. Because f(τ,) is a decreasing function of , the bound Eq. (18) would be the tightest if we chose =ξrτ/t for some ξ less than, but very close to, 1. The bound Eq. (18) becomes

C(t,r)2ABϕmaxf(τ,ξrτt)tτ. (22)

Note that the only free parameter left is τ, which is constrained by [see Eqs. (19)(21)]

tτ>tr. (23)

We are now ready to generalize the bound in Ref. [20] to many-body interactions. Plugging the k-body generalization of Eq. (3) [see Eq. (A13) in Appendix A] into Eq. (22), we have

C(t,r)CABϕmaxtτ×(1(1μ)αevτ(ξrτt)αD1+evτξπt)CAB(r0+r)D1tτ×[1(1μ)αevτταD1(tr)αD1+evτξπt],

where we have assumed without loss of generality that X is a ball of radius r0 and replaced ϕmax(r0+r)D1. Taking τ=1 to be a constant, we obtain a bound that is valid for all α>D+1:

C(t,r)CAB(r0+r)D1(1(1μ)αtαDrαD1+teξrt).

In particular, if r0 is a constant, we can simplify (in the limit of large t, r) to

C(t,r)CAB(1(1μ)αtαDrα2D+trD1eξrt). (24)

Note that although the bound is, in principle, valid for α > D + 1, it is only useful for α > 2D.

IV. LINEAR-RESPONSE THEORY

In this section, we present the derivation of an exponentially suppressed heating rate for periodically driven, power-law Hamiltonians under the assumptions of linear-response theory. We will assume that the drive V (t) is harmonic and local. That is, we can write V(t)=gcos(ωt)O, for some small constant g and some time-independent operator O=iOi composed of local operators Oi. For simplicity, we assume each Oi is supported on a single site i (but our results also hold when Oi is supported on a finite number of sites around i). We also assume the system is initially in a thermal state ρβ of H0 with a temperature β−1. Within the linear-response theory, the energy absorption rate is proportional to the dissipative (imaginary) part of the response function σ(ω)=i,jσij(ω) [5], where

σij(ω)=12dteiωt[Oi(t),Oj(0)]β, (25)

OβTr(ρβO) denotes the thermal average of O, and O(t)=eiH0tOeiH0t is the time-evolved version of O under H0.

The authors of Ref. [5] showed that there exists a constant k such that for all i, j and for all ω,δω>0 the (i, j) entry of σ(ω) can be bounded as

|σij([ω,ω+δω])|eκω, (26)

where f([ω1,ω2])ω1ω2f(ω)dω. Although the statement of Ref. [5] applies to Hamiltonians with finite-range interactions, we show in Appendix B1 that it also holds for power-law Hamiltonians for all α0.

In principle, Eq. (26) already implies that the absorption rate of a finite system is exponentially small as a function of the frequency ω. However, since there are N sites in the system, naively applying Eq. (26) by summing over the indices i, j yields a superextensive heating rate N2eκω. Such superextensivity is nonphysical, as it would imply that a local drive instigates a divergent absorption per site in the thermodynamic limit. To address this, Ref. [5] introduced a bound complementary to Eq. (26)—based on Lieb-Robinson bounds for finite-range interactions [28]—that implies the contribution from the off-diagonal terms is also exponentially suppressed with the distance rij between the sites i, j.

The case of power-law-interacting Hamiltonians is some-what more involved. Due to the long-range interaction, the commutator [Oi(t),Oj]β can decay more slowly as a function of rij than in the finite-range case. Fortunately, we show that it still decays sufficiently quickly for us to recover the extensive, exponentially small heating rate for power-law Hamiltonians. We provide the technical proof in Appendix B2, but a high-level argument goes as follows.

Lieb-Robinson bounds for power-law systems with α > D [19,20,22,23] imply that the contributions from the (i, j) entries are suppressed by 1/rijα. Therefore, the total contribution to σ([ω,ω+δω]) from the pairs (i, j) with rij larger than some distance r (to be chosen later) is at most

i,j:rijrCrijαCNrαD, (27)

where we use the same notation C to denote different constants that are independent of rij, t, and N. The factor N comes from summing over i and the factor rD comes from summing over j at least a distance r from i.

For rijr, we simply use the bound in Eq. (26) to bound their contributions:

i,j:rijrCeκωCNrDeκω, (28)

where NrD is roughly the number of pairs (i, j) separated by distances less than r. Combining Eq. (27) with Eq. (28), we get |σ([ω,ω+δω])|CNrD(eκω+rα). Finally, choosing r=exp(κω/α), we obtain a bound on the absorption rate:

|σ([ω,ω+δω])|CNexp[(1Dα)κω], (29)

which decays exponentially quickly with ω as long as α > D. Thus, we have shown that, within the linear-response theory, the heating rate of power-law-interacting Hamiltonians obeys a bound that is qualitatively similar to that for finite-range interactions: the heating rate is extensive, but exponentially small in the driving frequency.

V. MAGNUS-LIKE EXPANSION

We now present a more general approach to proving a bound on the heating time in a system governed by a periodically driven, power-law Hamiltonian. In particular, this approach remains correct for strongly driven systems, where linear-response theory does not apply. We generalize Ref. [6] and construct an effective time-independent Hamiltonian H. The leading terms of H resemble the effective Hamiltonian one would get from the Magnus expansion [2931]. Using Lieb-Robinson bounds for power-law interactions, we show that the evolution of local observables under H well approximates the exact evolution up to time t, which is exponentially long as a function of the drive frequency. Additionally, the existence of the effective Hamiltonian H also implies a prethermalization window during which the system could thermalize with respect to H before eventually heating up after time t.

Following Ref. [6], we construct a periodic unitary transformation Q(t) such that Q(t+T)=Q(t) and Q(0)=I. After moving into the frame rotated by Q(t), we show that the transformed Hamiltonian is nearly time independent and the norm of the residual time-dependent part is exponentially small as a function of the frequency.

To construct the unitary Q(t), we note that the state of the system in the rotated frame, |ϕ(t)=Q(t)|ψ(t), obeys the Schrödinger equation with a transformed Hamiltonian H(t)(ħ=1):

it|ϕ(t)=(QHQiQtQ)|ϕ(t)H(t)|ϕ(t). (30)

We write Q=eΩ, where Ω(t) is a periodic, anti-Hermitian operator, i.e., Ω(t)=Ω(t+T) and Ω=Ω. We then assume that the period T is small so that we may expand Ω(t)=q=1Ωq in orders of T, where Ωq=O(Tq), and we will eventually choose Ωq such that the transformed Hamiltonian H(t) is almost time-independent. In particular, we shall truncate the expansion of Ω(t) up to order qmax and choose Ωq recursively for all qqmax to minimize the norm of the driving term in H(t).

We can rewrite H(t) from Eq. (30) as

H(t)=eadΩ[H0+V(t)]i1eadΩadΩtΩ, (31)

with adΩA=[Ω,A]. From Eq. (31), we can define Hq(t) for q=0,1,. such that H=q=0Hq(t) is expanded in powers of T:

Hq(t)=Gq(t)itΩq+1(t), (32)

where we define Gq via Ω1,,Ωq as follows:

Gq(t)=k=1q(1)kk!1i1,,ikqi1++ik=qadΩi1adΩikH(t)+ik=1q(1)k+1(k+1)!1i1,,ik,mq+1i1++ik+m=q+1×adΩi1adΩiktΩm, (33)

and G0(t)=H(t). Now, recall that Ωq(t) are operators that we can choose. From Eq. (32), we choose Ω1(t) such that it cancels out the time-dependent part of G0(t), making H0 time independent. This choice of Ω1(t) also defines G1(t). We then choose Ω2(t) to eliminate the time-dependent part of G1(t). In general, we choose Ωq successively from q = 1 to some q = qmax (to be specified later) so that Hq are time independent for all q<qmax. Therefore, the remaining time-dependent part of the transformed Hamiltonian H(t) must be at least O(Tqmax). Specifically, for q<qmax, we choose the following:

H¯q=1T0TGq(t)dt, (34)
Ωq+1(t)=i0t(Gq(t)H¯q)dt. (35)

Here, Eq. (35) ensures that Eq. (32) becomes Hq(t)=H¯q, and, thus, that Hq is time independent for all q<qmax. On the other hand, for qqmax, we choose Ωq+1(t)=0, so that Hq(t)=Gq(t). By this construction, we can rewrite the transformed Hamiltonian into the sum of a time-independent Hamiltonian H and a drive V(t) that contains higher orders in T:

H(t)=q=0Hq(t)=q=0qmax1H¯qH+q=qmaxGq(t)V(t). (36)

As a result of the transformation, the driving term V(t) is now O(Tqmax). As discussed before, we will eventually choose the cutoff qmax to minimize the norm of the residual drive V(t).

To estimate the norm of V(t), elucidating its dependence on qmax, we first need more information on the structure of the Ωq(t) for all 1qqmax. In particular, we show that Gq and Ωq are power-law-interacting Hamiltonians. To do so, we first need to define some more notation. We denote by α the set of power-law Hamiltonians with exponent α and a local energy scale η=1. In addition, we denote by α(k) the subset of α which contains all power-law Hamiltonians the local support size of which (see Definition 1) is at most k + 1. For a real positive constant a, we also denote by aα the set of Hamiltonians H such that a1H is a power-law Hamiltonian with the same exponent α.

The following lemma says that Gq and Ωq are also power-law Hamiltonians up to a prefactor.

Lemma 1.

For all q<qmax, we have

GqTqq!cqλqα(q+1), (37)
tΩq+1Tqq!cqλqα(q+1), (38)
Ωq+1Tq+1q!cqλqα(q+1), (39)

where c, λ are constants to be defined later.

Observe that for any order q the last two bounds, i.e., Eqs. (38) and (39), follow immediately from Eq. (37) and the definition of Ωq. Note that Lemma 1 holds for G0(t)=H(t)α(1). It is also straightforward to prove Lemma 1 inductively on q. The factor Tq comes from the constraint in Eq. (33) that i1++ik=q, along with the fact that each Ωiv is O(Tiν) for all v=1,,k. Similarly, the factor of q! is combinatorial and comes from the nested commutators in Eq. (33). We provide a more technical proof of Lemma 1 in Appendix C.

As a consequence of Lemma 1, we can bound the local norms of the operators:

GqlTqq!cqλq+1λeq(Tqcλe)q, (40)
ΩqlTq(q1)!cq1λqec(Tqcλe)q. (41)

There are two competing factors in the bounds: Tq, which decreases with q, and q!qq, which increases with q. This suggests that the optimal choice for qmax—in order to minimize the local norm in Eq. (40)—should be around e/(cTλ). In the following, we shall choose

qmax=ωecTλeκ, (42)

for some κ>ln2. Note also that ω is equal to frequency ω=1/T up to a constant. With this choice of qmax, Eq. (37) reduces to

Gqλeqeκqα(q+1), (43)

for all q<qmax=ω. By summing over Gq with q<ω, we find that the effective time-independent Hamiltonian H [see Eq. (36)] is also a power-law Hamiltonian, i.e., HCα(qmax)Cα, up to a constant C that may depend only on κ.

Similarly, we find from Eq. (39) that Ωqe/(cλ)eκqα(q) for all qω. Plugging into the definition of Gq and noting that we choose Ωa=0 for all qqmax, we find an identity similar to Eq. (43), but for qω:

GqCeκqα, (44)

where κ>κln2 is a constant. Summing over Gq with qqmax [see Eq. (36)], we again find that the residual drive V(t) is a power-law Hamiltonian up to a prefactor that decays exponentially with ω:

V(t)Ceκωα, (45)

where C and κ are some positive constants. As a result, the local norm of V(t) decreases exponentially with ω: V(t)lCλeκω.

As discussed earlier, Eqs. (36) and (45) imply the existence of an effective time-independent Hamiltonian H such that the difference QHQH=V is exponentially small as a function of ω1/T. However, even if Vl is exponentially small, V still diverges in the thermodynamic limit. Therefore, in order to characterize the heating rate of the Hamiltonian, it is necessary to investigate the evolution of a local observable O under H(t). We show that the evolution is well described by the effective time-independent Hamiltonian H at stroboscopic times t=T. Without loss of generality, we assume the local observable O is supported on a single site and O=1. Following a similar technique used in Abanin et al. [6], we write the difference between the approximate evolution under the effective Hamiltonian and the exact evolution (in the rotated frame):

δ=Q(t)U(t)OU(t)Q(t)eitHOeitH=i0tdsW(s,t)[V(s),eisHOeisH]W(s,t),

where U(t)=Texp[i0tH(t)dt] is the time evolution generated by the full Hamiltonian H(t) and W(s,t)=Texp[istH(t)dt] is the evolution from time s to t generated by H(t). We can then bound the norm of the difference using the triangle inequality:

δ0tds[V(s),eisHOeisH]. (46)

We can bound the right-hand side of Eq. (46) using Lieb-Robinson bounds for power-law interactions.

First, we provide an intuitive explanation why the norm of δ is small for small time. Recall that the operator O is initially localized on a single site. At small time, it is still quasilocal and therefore significantly noncommutative with only a small number of terms of V lying inside the “light cone” generated by the evolution under H*. There are several Lieb-Robinson bounds for power-law interactions [19,20,23,24] [see also Eqs. (A13) and (4)]; each provides a different estimate for the shape of the light cone, resulting in a different bound for the heating time.

If the light cone is logarithmic (as bounded in Ref. [23]), the commutator norm in Eq. (46) would grow exponentially quickly with time and eventually negate the exponentially small factor exp(κω) from Vl. Therefore, in such cases, the system could potentially heat up only after tω=1/T. On the other hand, if we use the Lieb-Robinson bounds that imply algebraic light cones (as in Refs. [19,20,24] for α > 2D), the commutator norm only grows subexponentially with time, and we can expect to recover the exponentially long heating time teκω derived for finite-range interactions [6,7].

Appendix D contains the mathematical details, but the results of this analysis are as follows. Using the bound in Gong et al. [23] [or its k-body generalization Eq. (A12)], which holds for α > D and has a logarithmic light cone tlogr, yields

δCeκωe2Dvt/α. (47)

Thus, the difference δ is only small for tω1/T. This behavior is expected because the region inside the light cone implied by Gong et al.’s bound expands exponentially quickly with time.

If instead we use the bound in Else et al. [19], we find

δCeκωξ(D1σ)tD1σ+1, (48)

where ξ(x)1x2xΓ(x) and Γ is the Gamma function. Thus, the difference is small up to an exponentially long time teKω1σD+1σ. The result holds for α>D(1+1σ), where σ can be chosen arbitrarily close to 1. This condition is effectively equivalent to α > 2D (see Appendix D for a discussion of the limit σ1).

We may also use the bound in Tran et al. [20] [see Eq. (24) for its generalization to k-body interactions], which gives

δCeκωtD(αD)α2D+1. (49)

Thus, the difference is small up to an exponentially long time texp(κωα2Dα(D+1)D(D+2)). This analysis works only when α>3D, but, within this regime, the exponent of the heating time using this bound is larger than obtained in Eq. (48). This is due to the tradeoff between the tail and the light cone between the bounds in Refs. [19,20]. See Appendix D for more details.

Finally, we conjecture a tight bound for power-law interactions that holds for all α > D, and we will provide the full derivation of δ for such a bound. First, we consider the light cone of such a bound. Given the best known protocols for quantum information transfer [32], the best light cone we could hope for would be trαD for D+1>α>D and linear for α>D+1. In the following, we assume the light cone of the conjectured bound is tr1/β for some constant β1 for all α>D.

Next, we consider the tail of the bound, i.e., how the conjectured bound decays with the distance at a fixed time. Since it is always possible to signal between two sites using their direct interaction, which is of strength 1/rα, the tail of the bound cannot decay faster than 1/rα. We shall assume that the bound decays with the distance exactly as 1/rα.

For simplicity, we assume that the conjectured bound takes the form

[A(t),B]CAB(tβr)α, (50)

which manifestly has a light cone tr1/β and decays as 1/rα with the distance. Let r*(t)=tβ be the light cone boundary and consider the sum inside and outside the light cone.

For convenience, denote V=C1eκωV, H¯=γ1H so that V,H¯α. We can rewrite the bound on δ as

δCeκω0tds[V(s),eisγH¯OeisγH¯]. (51)

Now write V(s)=r=0Vr(s), where Vr(s)X:dist(X,O)[r,r+1)hX denotes the terms of V(s) supported on subsets exactly a distance between r and r + 1 away from O. Since V(s) is a power-law Hamiltonian, it follows that Vr(t)CrD˙1. Writing the sum this way, we can now separate terms inside and outside of the light cone.

For the terms inside the light cone, we bound

rr(s)[Vr(s),eisγH¯OeisγH¯]2rr(s)Vr(s)OCr(s)DCsβD. (52)

For the terms outside the light cone, we use the conjectured bound:

r>r(s)[Vr(s),eisγH¯OeisγH¯]Cr>r(s)Vr(s)Osβαrα (53)
Cr>r(s)sβαrαD+1Csβαr(s)αD=CsβD. (54)

Combining Eqs. (52) and (54), we get

δCeκωtβD+1, (55)

which implies an exponential heating time as a function of ω, i.e., texp[κω/(βD+1)]. Recall that the best values of β for which we can hope are β=1/(αD) when D+1>α>D and β=1 when α>D+1. Note also that the exponential heating time would hold for all α>D, matching the result given by the linear-response theory.

VI. CONCLUSION AND OUTLOOK

Our paper generalizes the results of Refs. [57] for finite-range interactions to power-law interactions. Using two independent approaches, we show that periodically driven, power-law systems with a large enough exponent α can only heat up after time that is exponentially long in the drive frequency. The results only hold if α is larger than some critical value αc. Physically, the existence of αc coincides with our expectation that power-law interactions with a large enough exponent α are effectively short range.

However, the two approaches imply different values for αc. While both the Magnus expansion in Ref. [8] and the Magnuslike expansion in this paper independently suggest αc = 2D, the linear-response theory implies αc = D. We conjecture that this gap is due to the lack of tighter Lieb-Robinson bounds for power-law interactions, especially for α between D and 2D. Indeed, we demonstrated in Sec. V that a tight Lieb-Robinson bound for this range of α implies an exponentially long heating time for all α > D, matching the result from the linear-response approach, as well as previous numerical evidence for systems with α < 2D [18]. Therefore, proving a tight Lieb-Robinson bound has important implications for the heating time of power-law-interacting systems.

Note added.

Recently, we became aware of a related complementary work on long-range prethermal phases [33]. We also became aware of a tighter Lieb-Robinson bound for power-law interactions [34]. However, the bound has a range of validity α > 2 in one dimension and, thus, does not close the aforementioned gap.

ACKNOWLEDGMENTS

We thank A. Deshpande, J. R. Garrison, Z. Eldredge, and Z-X. Gong for helpful discussions. M.C.T., A.E., A.Y.G., and A.V.G. acknowledge funding from the US Department of Energy (DoE) ASCR Quantum Testbed Pathfinder program (Grant No. DE-SC0019040), the NSF PFCQC program, the DoE Office of Basic Energy Sciences Materials and Chemical Sciences Research for Quantum Information Science program (Grant No. DE-SC0019449), NSF PFC at JQI, ARO MURI, ARL CDQI, and AFOSR. M.C.T. acknowledges NSF Grant No. PHY-1748958 and the Heising-Simons Foundation. A.V.G acknowledges funding from NSF under Grant No. Phy-1748958. A.E. acknowledges funding from the US Department of Defense. A.Y.G. is supported by the NSF Graduate Research Fellowship program under Grant No. D.G.E. 1322106. P.T. was supported by the NIST NRC Research Postdoctoral Associateship Award. D.A.A. acknowledges support from the Swiss National Science Foundation.

APPENDIX A: GENERALIZATION OF GONG et al. [23] TO MANY-BODY INTERACTIONS

In this section, we prove Eq. (3) and thereby generalize the bound in Gong et al. [23] from two-body to k-body interactions, where k is an arbitrary finite integer. This bound is an ingredient in the generalization of the tighter Lieb-Robinson bound in Tran et al. [20] to k-body interactions.

Proof.

We recall that the bound in Ref. [23] is based on the Hastings and Koma series [22]:

[A(t),B]2ABk=1(2t)kk![Z1:Z1XZ2:Z1Z2Zk:Zk1Zk,ZkYi=1khZi], (A1)

and we can bound the summation within the square brackets as

Z1:Z1XZ2:Z1Z2Zk:Zk1ZkZkYi=1khZiiXjYz1z2zk1(Z1i,z1hZ1)(Zkzk1,jhZk)iXjYλkJk(i,j), (A2)

where Jk(i,j) is given by the k-fold convolution of the hopping terms Jij1rijα [where rij=dist(i,j)] for ij and Jii=1 for all i:

Jk(i,j)z1z2zk1Jiz1Jz1z2Jzk1j.

Note that Eq. (A2) comes from Definition 1: Zi,jhZ1/rijα=Jij for ij and

ZihZjZi,jhZλ, (A3)

where λ=1+ji1/rijα is a finite constant for all α>D. This equation is exactly Eq. (3) in Ref. [23].

For simplicity, we consider D = 1 in the following discussion. To put a bound on Jk(i,j), we use the same trick as in Ref. [23]. First, we consider the sum over z1:

z1Jiz1Jz1z22z1:riz1rz1jJiz1Jz1z2, (A4)

where the right-hand side sums only over z1 being closer to i than to z2 and the factor 2 accounts for exchanging the roles of i and z2. We further separate the sum over z1 in Eq. (A3) into two, corresponding to whether z1 is within a unit distance from i or not:

z1Jiz1Jz1z22(z1:riz11+z1:riz12)Jiz1Jz1z2. (A5)

Since riz1rz1z2, it follows that rz1z2riz2/2. Therefore, Jz1z22αJiz2 and we further bound the second sum in Eq. (A5) by

z1:riz12Jiz1Jz1z22αJiz2z1:riz12Jiz12αJiz221α(λ1)2(λ1)z1:riz11Jiz1Jz1z2, (A6)

where we bound z1riz12Jiz121α(λ1) and Jiz2z1:riz11Jiz1Jz1z2 similarly to Ref. [23]. Therefore, we have z1Jiz1Jz1z24λz1:riz11Jiz1Jz1z2. Repeating this analysis for z2,,zk in Eq. (A3), we have an upper bound on Jk(i,j):

Jk(i,j)(4λ)k1z1:riz11z2:rz1z21zk1:rzk2zk11Jiz1Jz1z2Jzk1j (A7)
(12λ)k1×{1/(rijk+1)αifk<μrij,1ifkμrij, (A8)
(12λ)k1×{1/[(1μ)rij]αifk<μrij,1ifkμrij, (A9)

where μ(0,1) is an arbitrary constant.

To get the second to last bound, we note that the maximum value that the summand in Eq. (A7) may achieve is 1/(rijk+1)α when k<μrij and 1 when krij, and the number of sites within a unit distance of any site is 3. Plugging this bound into Eqs. (A1) and (A2), we have the Lieb-Robinson bound in Ref. [23] generalized to many-body interactions:

[A(t),B]ABiXjY(k=1μrij1(24λ2t)k6λk![(1μ)rij]α+k=μrij(24λ2t)k6λk!)
ABiXjYCevt(1[(1μ)rij]α+eμrij) (A10)
AB|XY|Cevt(1[(1μ)r]α+eμr), (A11)

where C=1/6λ, v=24λ2, and r is, again, the distance between X, Y. The proof for D>1 follows a very similar analysis. ■

A feature of Eq. (A11) is that it depends on |X|, |Y|, which can become problematic when A,B are supported on a large number of sites. In such cases, we can sum over the sites of X,Y in Eq. (A10) to get more useful bounds. Without any other assumptions, summing over the sites of Y gives an extra factor of rD:

[A(t),B]CAB|X|(1(1μ)αevtrαD+evtμr), (A12)

where the constant C absorbs all constants that may depend on μ. Note that the bound still depends on |X| but not on |Y|.

We can go one step further and sum over the sites of X, but we need to assume that X is convex (similarly to Ref. [20]). Then, we have a bound

[A(t),B]CABϕ(X)(1(1μ)αevtrαD1+evtμr), (A13)

which is independent of |X|. Here ϕ(X) is the boundary area of X, defined as the number of sites in X that are adjacent to a site outside X.

APPENDIX B: ABSORPTION RATE FROM LINEAR-RESPONSE THEORY

This section provides more details on the derivation of the absorption rate within linear-response theory. In particular, we provide more mathematically rigorous proofs of Eq. (26) (Appendix B1) and Eq. (29) (Appendix B2).

1. Proof of Eq. (26)

In this section, we prove the statement of Eq. (26) [also Eq. (B2) below]. We recall that the system Hamiltonian H0 is a power-law Hamiltonian, while the harmonic drive V(t)=gcos(ωt)O is a sum of local terms, gcos(ωt)Oi, each of which is supported on the site i only, where i runs over the sites of the system. In addition, we assume that the system is initially in the equilibrium state ρβ of H0 corresponding to the temperature 1/β. To the lowest order in g, the energy absorption rate of the system is proportional to the dissipative (imaginary) part of the response function, σ(ω)=i,jσij(ω), where i, j are the sites of the system and

σij(ω)=12dteiωt[Oi(t),Oj(0)]β, (B1)

where XβTr(ρβX) denotes the expectation value of an operator X in ρβ.

In Ref. [5], the authors proved that there exist constants C,κ such that for all ω>0, δω>0 and for all pairs i, j

|σij([ω,ω+δω])|Ceκω. (B2)

The statement in Ref. [5] is for finite-range interactions, but, for completeness, we show here that it also holds for power-law Hamiltonians. First, we consider the diagonal terms σii(ω). Let |n and En denote the eigenstates and eigenvalues of H0. Similarly to Ref. [5], we rewrite σii(ω) as

σii(ω)=πnpn[γii(n)(ω)γii(n)(ω)], (B3)

where pn is the probability that the state is in the eigenstate |n, and γii(n) denotes the contribution to σii from the nth eigenstate:

γii(n)(ω)=m|m|Oi|n|2δ(EnEmω)=m|m|adHkOi|n|2ω2kδ(EnEmω), (B4)

where adHOi=[H,Oi], k is an integer to be chosen later, and the last equality comes from the fact that |m, |n are eigenstates of H and the δ function fixes the energy difference to be ω.

In Ref. [5], the authors used the fact that H has a finite range to upper bound the norm of adHkOi by λkk! for some constant λ. For power-law interactions, the proof does not apply because the Hamiltonian H can contain interaction terms between arbitrarily far sites. Instead, we upper bound adHkOi by realizing that Oi technically satisfies Definition 1 and is therefore a power-law Hamiltonian. It then follows from Lemma 3 in Appendix E that adHkOiλkk!α, i.e., adHkOi is a power-law Hamiltonian up to a factor λkk!, where λ is the same constant as in Lemma 3 and α is the set of power-law Hamiltonians with exponent α (see Appendix E1). Finally, we can upper bound

adHkOiCλkk!, (B5)

by realizing that the supports of the terms in adHkOi all contain the site i.

Integrating Eq. (B4) over ω, assuming δω is small enough so that the number of energy levels in the range [ω,ω+δω] is finite, and using Eq. (B5), we have

|γii(n)([ω,ω+δω])|C(λkk!ωk)2C(λkω)2kCeκω, (B6)

where κ=2/(λe) and, to get the last line, we choose k=ω/(λe). Plugging this bound into Eq. (B3) and summing over n yields Eq. (26) for i = j. The bound for ij can be derived using the positivity of σ [5] and the Cauchy-Schwarz inequality:

|σij(ω)|12[σii(ω)+σjj(ω)]. (B7)

Therefore, Eq. (26) applies for all power-law Hamiltonians H.

2. Proof of Eq. (29)

We now provide a rigorous proof of Eq. (29) in the main text. Eq. (B2) indicates that the (i, j) entry of σ([ω,ω+δω]) is exponentially suppressed. In principle, summing over all i, j implies that σ([ω,ω+δω]) is also exponentially small as a function of ω. However, since there are N sites in the system, this summation results in an additional factor of N2, making σ([ω,ω+δω]) superextensive. Therefore, this naive calculation breaks down in the thermodynamic limit (N).

Instead, to show that σ([ω,ω+δω]) increases only as fast as N, we use Lieb-Robinson bounds to bound the off-diagonal terms σij(ω). Let rij=dist(i,j) denote the distance between the pair of sites i, j. Without loss of generality, we assume ω2δω. We can then bound

σ([ω,ω+δω])=ωω+δωdωσ(ω)c1dωe(αωδω)2σ(ω)=c2δωi,jdte(t/δt)2eiωt[Oi(t),Oj], (B8)

where c1=e1e8 and c2=c1π/2, which we will combine and denote by C, and δt=2/δω. The first inequality is because σ(ω) is positive for ω > 0 and σ(ω)=σ(ω). The second equality comes from evaluating the integral over ω. We then use the Lieb-Robinson bound in Ref. [23], which applies for interactions with characteristic exponent α>D:

[Oi(t),Oj(0)]Cevt(1rijα+eμrij), (B9)

where v,C,μ are positive constants. While this bound was derived in Ref. [23] for two-body interactions, it also holds for more general k-body interactions and thus for fully general power-law Hamiltonians [see Eq. (A11)].

We now divide the sum in Eq. (B8) into two parts corresponding to rij>r and rijr for some parameter r we shall choose later. The sum over i, j such that rij>r can then be bounded by first inserting Eq. (B9) into Eq. (B8) and evaluating the integration over time. Note that the factor et2/δt2 suppresses the contribution from evt at large t. Therefore, performing the integral yields an upper bound C(1/rijα+eμrij) for each term corresponding to the pair (i, j), and the sum over rij>r gives

i,j:rij>rC(1rijα+eμrij)CN(1rαD+eμr), (B10)

for α > D, where the factor of N comes from summing over i and the factor of rD comes from summing over j.

On the other hand, for rijr, we simply use Eq. (B2) to bound their contributions. Summing over i, j such that rijr we get a bound CNrDeκω, where the factor of N again comes from summing over i and the factor of rD comes from counting the number of sites j within a distance r from i. Combining with Eq. (B10) yields an upper bound on the total heating rate:

|σ([ω,ω+δω])|CNrD(eκω+1rα+rDeμr). (B11)

Choosing rα=eκω and noting that the last term is dominated by the first two when ω is large enough, we find

|σ([ω,ω+δω])|CNeαDακω, (B12)

which is exponentially small with ω as long as α>D.

APPENDIX C: THE EFFECTIVE HAMILTONIAN

In this section, we study the structure of the effective Hamiltonian defined in Eq. (36). Specifically, we show that the operators Gq defined in Eq. (33) are also power-law Hamiltonians (see also Lemma 1 in the main text for q<qmax and Lemma 2 below for qqmax). In addition, we show that the norm Gq for qqmax is exponentially small as a function of q and ω (Lemma 2), implying that the norm of the residual drive V is also exponentially small.

1. Structure of Gq for q < qmax

First, we prove the statement of Lemma 1 that the operators Gq are also power-law Hamiltonians for all q<qmax.

Proof.

We proceed by induction and assume that Lemma 1 holds for all q up to q=q01 for some q01. We now prove that it also holds for q=q0. We consider the first term in the definition of Gq0 [Eq. (33)]:

Gq0,1=k=1q0(1)kk!1i1,,ikq0i1++ik=q0adΩi1adΩikH(t). (C1)

Using Lemma 1 (note that it applies to all iq0) and Lemma 3 in Appendix E, we have

Gq0,1k=1q01k!1i1,,ikq0i1++ik=q0Tq0cq0λq0kj=1k(ij1)!q0kckλkα(q0+1)=Tq0cq0λq0k=1q0q0kckk!1i1,,ikq0i1++ik=q0j=1k(ij1)!α(q0+1)Tq0cq0λq0k=1q0q0kckk!(q0k)!2kα(q0+1)Tq0cq0λq0q0!k=1q02kq0kck(q0k)!q0!k!c1α(q0+1)c1Tq0cq0λq0q0!α(q0+1), (C2)

where c1 is a constant which exists because the sum over k converges (see Lemma 5 in Appendix E). To get the first equation, we use Lemma 3, with kmax upper bounded by q0 every time. We have also used the second part of Lemma 4 in Appendix E to bound the sum over i1,,ik.

Next, we consider the second term in the definition of Gq0:

Gq0,2=ik=1q(1)k+1(k+1)!1i1,,ik,mq+1i1++ik+m=q+1adΩi1adΩiktΩm(t). (C3)

Again, we use Lemmas 1 and 3 to show that

Gq0,2k=1q0q0k(k+1)!1i1,,ik,mq0+1i1++ik+m=q0+1Tq0cq0k1λq0k1j=1k(ij1)!(m1)!λkα(q0+1) (C4)
=Tq0cq0λq0k=1q0q0kck(k+1)!1i1,,ik,mq0+1i1++ik+m=q0+12k+1j=1k(ij1)!(m1)!α(q0+1)(q0+1(k+1))!=(q0k)! (C5)
Tq0cq0λq02k=1q02kq0kck(k+1)(q0k)!α(q0+1) (C6)
2Tq0cq0λq0q0!k=1q02kq0kckk!(q0k)!q0!c1α(q0+1)2c1Tq0cq0λq0q0!α(q0+1), (C7)

where we have used Lemma 4 in Appendix E to bound the sums over i1,,ik,m.

Combining Eqs. (C2) and (C7), we have

Gq03c1Tq0cq0q0!λq0α(q0+1). (C8)

Note that c1 can be made arbitrarily small by choosing a larger value for c. Therefore, with c large enough so that 3c1 < 1, we have that Lemma 1 holds for q=q0.

2. Structure of Gq for qqmax

We now prove Eq. (44), which is a similar result to Lemma 1, but for qqmax=ω.

Lemma 2.

For all qqmax=ω, GqCeκqα, where C and κ′ are constants.

Proof.

Let us first look at the first term in Eq. (33):

Gq,1=k=1q(1)kk!1i1,,ikωi1++ik=qadΩi1adΩikH(t). (C9)

We also recall from Lemma 1 that for all qω

ΩqTq(q1)!cq1λq1α(q)1λcqTqq!cqλqα. (C10)

For all qω, we have

Tqq!cqλq(Tcλq)q(Tcλω)qeκq, (C11)

where we have used ω=eκ/(Tcλ). Therefore, for all qω, we have

Ωq1λcqTqq!cqλqα1λcqeκqα. (C12)

Note also that H(t)α. Therefore, using Lemma 3, we have

adΩi1adΩikH(t)1i1ikqkckeκqλkλkα=1i1ikqkckeκqα. (C13)

Thus, we get for all q

Gq,1(k=1qqkckk!1i1,,ikωi1++ik=q1i1ik)eq/c2qeκqαe(κln21/c)qα. (C14)

Note that ijω as we only define Ω up to ω. Further, the factor of 2q comes from upper bounding 1i1ik with 1 and the number of terms with 2q. Next, we consider the second term in the definition of Gq:

Gq,2=ik=1q(1)k+1(k+1)!1i1,,ik,mq+1i1++ik+m=q+1×adΩi1adΩiktΩm(t). (C15)

Note that

tΩm(t)Tm1(m1)!cm1λm1αeκ(m1)α. (C16)

Thus, we have

Gq,2(k=1qqkck(k+1)!1i1,,ik,mq+1i1++ik+m=q+1eκq)α2e(κln21/c)qα. (C17)

Combining Eqs. (C14) and (C17), we arrive at Lemma 2 with κ=κln21/c,, which can be made to be positive by choosing κ>ln2+1/c. It suffices, however, to choose κ>ln2, since making c large enough sends 1/c to zero. Equation (45) also follows.

APPENDIX D: USING LIEB-ROBINSON BOUNDS FOR EVOLUTIONS OF LOCAL OBSERVABLES

In this section, we use the Lieb-Robinson bounds to bound the norm of δ in Eq. (46). In the main text, we argue that δ(t) would be small up to time tω if the light cone induced by the Lieb-Robinson bound is logarithmic, and teκω if the light cone is algebraic. We provide below the mathematical details to supplement the argument.

Recall that V(t)Ceκωα,Hγα (γ is a constant that depends only on κ,α) and that we defined the normalized V=C1eκωV, H¯=γ1H such that

δCeκω0tds[V(s),eisγH¯OeisγH¯]. (D1)

We now use a Lieb-Robinson bound for power-law interactions to bound the commutator. The idea is that for a finite time s the operator O mostly spreads within a light cone, and only the terms of V(s) within the light cone significantly contribute to the commutator.

In contrast to the finite-range interacting Hamiltonians, a tight Lieb-Robinson bound has yet to be proven for power-law Hamiltonians with finite α > D. In the following sections, we consider the effect of using different Lieb-Robinson bounds, namely, the bounds in Gong et al. [23], Else et al. [19], and Tran et al. [20]. The case of a hypothetical bound, which would be tight if it were proven, is treated in the main text.

1. Using Gong et al.’s [23] bound

First, we consider a generalization of the bound in Gong et al. [23] [see also Eq. (A12)]. The bound holds for α>D, has a logarithmic light cone tlogr, and is extended to many-body interactions. To bound the commutator norm in Eq. (51), recall that we write V(s)=r=0Vr(s), where Vr(s)X:dist(X,O)[r,r+1)hX denotes the terms of V(s) supported on subsets exactly a distance between r and r + 1 away from O. Furthermore, since V(s) is a power-law Hamiltonian, it follows that Vr(t)CrD1.

From Eq. (A12), the light cone of the bound is r(s)=evs/α. We further divide Vr(s) into those with rr(s) and r>r(s). In the former case, we simply bound

rrz(s)[Vr(s),eisγH¯OeisγH¯]2rrz(s)Vr(s)OCr(s)DCeDvs/α. (D2)

For the latter case, we use Eq. (A12) to bound the commutator norm:

r>r(s)[Vr(s),eisγHOeisγH]Cr>r*(s)Vr(s)O(evsrαD+evsμr) (D3)
Cr>r(s)(evsrα2D+1+rD1evsμr) (D4)
C(evsr(s)α2D+r(s)D1evsμr(s)) (D5)
C(e2Dvs/α+evsD1αevsμeus/α) (D6)
Ce2Dvs/α, (D7)

where we use the same C to denote different constants that may depend on μ, α. Note that while the bound in Eq. (A12) is valid for α>D the sum over r converges only when α>2D.

Plugging Eqs. (D2) and (D7) into Eq. (51) and integrating over s, we have

δCeκωe2Dvt/α, (D8)

which is the result presented in Sec. V. Again, δ is only small for up to time tω1/T, which is expected because the region inside the light cone implied by this bound expands exponentially fast with time.

2. Using Else et al.’s [19] bound

Instead of using Gong et al.’s [23] bound, we now use the bound in Else et al. [19], which already holds for many-body interactions. The bound states that when |X|=1

[A(t),B]CAB{exp(vtr1σ)+(vt)1+D/(1σ)rσ(αD)}, (D9)

where 1>σ>(D+1)/(αD+1) is a constant that we can choose. Since our aim is to prove an exponential heating time for α as small as possible, we need the algebraic tail exponent σ(αD) to be as large as possible. So we will assume that we pick some σ very close to 1.

First, let us look at the light cone generated by Eq. (D9). The first term of the bound gives a light cone tr1σ, while the second term gives tr(1σ)σ(αD)D+1σ. Since we are choosing σ close to 1, σ(αD)D+1σ will be larger than 1 when α > 2D. The former light cone, i.e., tr1σ, is therefore looser and thus dominates the latter. In the rest of the calculation, we take r(t)=t1/(1σ) to be the light cone boundary.

Similar to Eq. (D2), we get an upper bound for the terms inside the light cone:

rr(s)[Vr(s),eisγH¯OeisγH¯]2rr(s)Vr(s)OCr(s)DCsD/(1σ). (D10)

For the terms outside the light cone, we use Eq. (D9):

r>r(s)[Vr(s),eisγH¯OeisγH¯]r>r(s)Vr(s)O(eusr1σ+(vs)1+D/(1σ)rσ(αD))Cr>r(s)(rD1evsr1σ+(vs)1+D/(1σ)rσ(αD)D+1)C(1Dξ(D1σ)evsrDer1σ+(vs)1+D/(1σ)rσ(αD)D)C(ξ(D1σ)sD/(1σ)+(vs)1+D/(1σ)sσ(αD)D1σ)Cξ(D1σ)sD1σ, (D11)

where ξ(x)1x2xΓ(x), Γ is the Gamma function, and we again absorb all constants that may depend on D alone into the constant C. We drop the second term in the second to last inequality because for σ arbitrarily close to 1 and α>2D (see below) the second term may be upper bounded by the first. To estimate the sum over r, we have used Lemma 6 in Appendix E2. Plugging Eqs. (D10) and (D11) into Eq. (51) and integrating over time, we get

δCeκωξ(D1σ)tD1σ+1. (D12)

Thus, the difference is small up to an exponentially long time teκω1σD+1σ. The sum over r converges if σ(αD)>D, or equivalently α>D(1+1σ). Since σ can be chosen arbitrarily close to 1, this condition is effectively equivalent to α>2D.

One should be careful, however; in taking the limit σ goes to 1 (i) the heating time teKω1σD+1σ is no longer exponential in ω and (ii) the prefactor ξ(D1σ) diverges faster than exponentially in this limit. Nevertheless, the analysis is still valid for fixed values of σ < 1.

3. Using Tran et al.’s [20] bound

In addition to Else et al. [19]’s bound, we can also use the bound in Tran et al. [20] [see also Eq. (24) for a generalization to k-body interactions], which also works for α > 2D. Compared to the bound in Else et al. [19], the bound in Tran et al. [20] has a tighter light cone r(s)=s(αD)/(α2D), but it decays with the distance r as rα2D, slower than the tail rσ(αD) in Else et al. [19] when σ>(α2D)/(αD).

Similar to before, we further divide Vr(s) into those with rr(s) and r>r(s). For the terms inside the light cone, we again bound

rr(s)[Vr(s),eisγH¯OeisγH¯]2rr(s)Vr(s)OCr(s)DCsD(αD)/(α2D). (D13)

For the terms outside the light cone, we use Eq. (24) with ϕ(X)=1:

r>r(s)[Vr(s),eisγH¯OeisγH¯]r>r(s)Vr(s)O(sαDrα2D+srD1er/s)Cr>r(s)(sαDrα3D+1+sr2D2eμr/s)C(sαDr(s)α3D+s2r(s)2D2eμr(s)/s)C(sD(αD)α2D+s2s2(αD)(D1)/(α2D)eμsD/(α2D))CsD(αD)α2D, (D14)

where we have dropped the second term in the second to last inequality because it is exponentially small in s and can be upper bounded by the first term. Note that we require α > 3D in order for the sum over r to converge.

Plugging Eqs. (D13) and (D14) into Eq. (51) and integrating over time, we get

δCeκωtD(αD)α2D+1. (D15)

Thus, the difference is small up to an exponentially long time teκωα2Dα(D+1)D(D+2). Compared to using Else et al.’s [19] bound, this analysis works only when α>3D. However, within this regime, the exponent of the heating time using this bound is larger than using Else et al. This is a manifestation of the tradeoff between the tail and the light cone when switching from Else et al. to the Tran et al. [20] bound.

APPENDIX E: MATHEMATICAL PRELIMINARIES

This section contains mathematical details omitted from the previous sections for clarity. In Appendix E1, we discuss the properties of the set of power-law Hamiltonians defined in Definition 1. In Appendix E2, we present some bounds on discrete sums.

1. Properties of the set α of power-law Hamiltonians

In this section, we explore some properties of α that are useful for proving that the effective Hamiltonian is also power-law (see Appendix C).

We recall from the main text that α is the set of power-law Hamiltonians with the exponent α. In addition, α(k) is the subset of α which contains all power-law Hamiltonians the local support size of which (see Definition 1) is at most k + 1. For a real positive constant a, we also denote by aα the set of Hamiltonians H such that a1H is a power-law Hamiltonian with the exponent α. It is straightforward to prove the following identities:

aα+bα(a+b)α, (E1)
aαbαifab. (E2)

The following lemma is particularly useful for the adjoint operation:

Lemma 3.

For α>D, if H1aα(k1), H2bα(k2) for some positive constants a,b,k1,k2, then adH1H2abλkmaxα(k1+k2), where λ is a constant to be defined later and kmax=max{k1,k2}.

Proof.

Write H1=XaX, H2=YbY, adH1H2=zhZ, where hZ=adhXhY and Z=XY. By our definition of power-law Hamiltonians, we have

Xi,jaXadist(i,j)α,Yi,jbYbdist(i,j)α. (E3)

When α>D, it is also straightforward to prove that XiaXaλ0 for all i, where λ0 is a constant that depends only on α, D.

Note that hZ0 only if XY. We seek to bound Zi,jhZ which sums over Z=XYi,j and XY. We discuss some useful notations. We will occasionally rewrite or label summations with restrictions using the indicator function ξ(A) where ξ(A)=1 or 0 if A is true or false, respectively. There are nine mutually exclusive cases (Table I), satisfying i,jXY depending on whether i, j are in X,Y, or both.

TABLE I.

Mutually exclusive indicator functions for Lemma 3. For example, ξ1=1 if all of the conditions in the first row, i.e., i,jX and i,jY, hold and ξ1=0 otherwise.

X X Y Y
ξ1 i, j i, j
ξ2 i, j i j
ξ3 i, j j i
ξ4 i, j i, j
ξ5 i j i, j
ξ6 i j j i
ξ7 j i i, j
ξ8 j i i j
ξ9 i, j i, j

Thus, the indicator function ξ(XYi,j) may be written as a sum of indicator functions of mutually exclusive events listed in the table: ξ(XYi,j)=n=19ξn. The overall sum that we want to bound can be written as a sum over the nine cases,

Zi,jhZ=XYi,j[aX,bY]2XYaXbYξ(XY)ξ(XYi,j)=2n=19XYaXbYξ(XY)ξn, (E4)

and we will bound each of the nine cases individually. We will often eliminate the condition that XY, which can only make the sum larger, and introduce an inequality by summing over all sets X or Y. To illustrate our technique, consider first the contribution from ξ5:

2XYaXbYξ(XY)ξ52XiYi,jaXbY2XiaXbdist(i,j)α2λ0abdist(i,j)α, (E5)

where the first inequality comes from ignoring jX and the second comes from H2 being a power-law Hamiltonian.

The bound on the term corresponding to ξ7 follows analogously since we simply switch i, j. Similarly, the terms corresponding to ξ2,ξ3 switch only the roles of X, Y compared to ξ5,ξ7. Meanwhile, analyzing the term corresponding to ξ1 yields

2XYaXbYξ(XY)ξ1=2Xi,jYi,jaXbY2abdist(i,j)2α2abdist(i,j)α, (E6)

where we take into account dist (i,j)1 for all D.

Upper bounding the term corresponding to ξ6 is a bit trickier. Since XY, there exists a site i,j such that XY. Rewriting the term corresponding to ξ6 as a sum over , we have

XixjYjYiaXbYξ(XY)2i,jXi,Yj,2aXbY2i,jadist(i,)αbdist(,j)α2λ1abdist(i,j)α, (E7)

where the last inequality comes from the reproducibility condition [22], applicable when α>D, and λ1 is a constant that depends only on D,α. The term corresponding to ξ8 contributes the same as ξ6, as it only switches the roles of i, j.

Finally, we bound the terms corresponding to ξ4, ξ9. For ξ4, we are trying to bound the sum

Xi,jYi,j2aXbYξ(XY). (E8)

The nonempty intersection means that for there to be a nonzero contribution i,j such that X,Y. Further note that by assumption the maximum extent of X is k1+1 and therefore there are at most k11 sites distinct from i, j where Y can intersect with X. We bound this as follows:

2Xi,jYi,jaXbYξ(XY)2Xi,jXi,jYaXbY2Xi,jaXXi,jλ0b2λ0(k11)abdist(i,j)α. (E9)

We bound the term corresponding to ξ9 similarly by switching the role of X,Y. Collecting everything, we have the lemma with λ=2(6λ0+2λ1+1). ■

2. Bounds on discrete sums

In this section, we provide bounds on some discrete sums used in the main text.

Lemma 4.

For all 1kq, we have the following inequalities:

1i1,,ikqi1++ik=qj=1kij!q!(k1)!, (E10)
0i1,,ikqi1++ik=qj=1kij!2kq!. (E11)

Proof.

We first bound

1i1,,ikqi1++ik=qj=1kij!(q1k1)max1i1,,ikqi1++ik=qj=1kij!. (E12)

For positive integers ab, we have (a+b1)!=a!(a+b1)(a+1)a!b! with equality if either a, b = 1. This implies that the maximal product occurs for some ij=qk+1 and ikj=1 (we omit the simple proof by induction), yielding

(q1k1)max1i1,,ikqi1++ik=qj=1kij!(q1)!(k1)!(qk)!(qk+1)!(q1)!(k1)!(qk+1)q!(k1)!, (E13)

as k0 by the summation restrictions. Equation (E11) is essentially the same as Eq. (E10) with some indices allowed to be zero. For example, if i1 = 0 while the other i are nonzero, it is just Eq. (E10) with kk1. This part of the sum is then crudely upper bounded by q!, while summing over all possible choices of zero indices leads to a factor 2k. ■

Corollary 1.

For all 1kq, we have

1i1,,ikq0i1++ik=q0j=1k(ij1)!2k(q0k)!. (E14)

Proof.

Define pj=ij1 such that 0pjq01 and p1++pk=q0k.. This second condition implies that − we may simplify the first condition to 0pjq0k. Therefore,

1i1,,ikq0i1++ik=q0j=1k(ij1)!=0p1,,pkq0kp1++pk=q0kj=1kpj!2k(q0k)!, (E15)

where the last inequality is from Eq. (E11).

Lemma 5.

For all 1kq, we have

k=1q02kq0kck(q0k)!q0!k!e2π(e2e/c1). (E16)

Proof.

Using Stirling’s approximation, 2πnn+12enn!enn+12en for q0! and (q0k)!, we can bound

k=1q02kq0kckk!(q0k)!q0!k=1q02kq0kckk!e2π(q0k)q0kq0q0q0kq0e(q0k)eq0e2πk=1q02kekckk!(q0k)q0kq0q0k1q0kq01e2πk=12kekckk!=e2π(e2e/c1). (E17)

We note that the bound approaches zero as c. ■

Lemma 6.

For D>0, r>1, 0<η<1,

r>rrD1erη2η2D/ηΓ(D/η)rDerη, (E18)

where Γ is the Gamma function.

Proof.

Let f(r)=rD1erη. Our strategy is to upper bound r>rf(r) by an integral. For r(0,),f has a maximum at r=r0=(D1)1/ηη1/η. Let r0=r0 and r0+=r0+1>r0. Then, the function f(r) is increasing for r(r,r0) and decreasing for rr0+. Therefore, we can upper bound

r>rf(r)rr0f(r)dr+r0+f(r)dr+f(r0)+f(r0+)rr0f(r)dr+r0+f(r)dr+2r0r0+f(r)dr2rf(r)dr, (E19)

where we use the fact that f(r) is concave between r0 and r0+ to bound the first line by the second line. Next, to bound the integral, we make a change of variable to x=rη so that

2rf(r)dr=2rrD1erηdr=2ηxxDηηexdx2ηxxβexdx2η2ββ!xβex=2η2ββ!rηβerη2η2D/ηΓ(D/η)rDerη, (E20)

where x=rη, β=(Dη)/ηD/η is an integer, and Γ is the Gamma function. Note that we have also used a bound for the integral

xxβexdx2ββ!xβex, (E21)

which can be proven inductively on β for all β0 and x2. Indeed, the inequality is trivial for β=0. Suppose the inequality holds for β1; using integration by parts, we have

xxβexdx=xβex+βxxβ1exdxxβex+β2β1(β1)!xβ1ex2β1(12β1β!+1x)β!xβex2ββ!xβex, (E22)

where the terms inside the bracket in the second to last line are always less than or equal to 2 for all x1 (corresponding to r>1).

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