Abstract
The identification of factors determining whether a lesion progresses, destabilizes or becomes quiescent remains a challenge. Wall or endothelial shear stress (WSS or ESS, respectively), the frictional force acting on the lumen wall, is strongly associated with changes in the natural history of lesions. Several clinical intravascular imaging studies have shown a clear link between disturbed flow, typically characterized by low WSS, and plaque growth. In support of these studies, in-vitro experiments of shear stress have identified several mechanisms promoting atherosclerosis. More recently, the relationship between WSS and major adverse cardiac events has been explored. Improvements in coronary computed tomography angiography (CCTA) image resolution and quality has allowed for the calculation of WSS from CT. In this review, we provide an introduction to WSS, highlight important human and animal intravascular-based WSS studies, and discuss CT-based WSS studies to date. Finally, we discuss future directions of CCTA and WSS computation.
1. Introduction
The past few decades have witnessed extensive investigations to characterize individual coronary artery plaques in an effort to identify plaques likely to progress, destabilize, and cause a new major adverse cardiac event (MACE), so that potentially life-saving intervention strategies could be preemptively deployed. Initial investigations utilized invasive intravascular imaging with IVUS or OCT, and focused primarily on anatomic characterization of plaque morphology, plaque burden, fibrous cap thickness, and minimal lumen area. Long-term outcomes studies, however, underscored that while anatomic characterization of plaques was an essential foundation to understand current and future plaque behavior, the majority of plaques, even ostensibly high-risk plaques based on anatomic characterization, did not progress and instead remained quiescent.1–4 It was clear that additional features of atherosclerosis vascular biology were critically contributing to the ongoing natural history of individual plaques. A major thrust of more recent basic and translational research has therefore focused on the biomechanical forces impacting the arterial wall and the plaque, since these pathophysiologic processes may provide the crucial incremental stimulus that determines whether a particular plaque will progress, destabilize, or become quiescent.5–8
The resolution of current invasive imaging approaches, IVUS or OCT, are sufficiently accurate to characterize the arterial lumen, wall and plaque anatomy, and, when coupled with coronary angiography to provide 3-D representation of the coronary artery, enable computational fluid dynamics (CFD) approaches to investigate the hemodynamic and pathophysiologic characteristics affecting individual plaques. While these anatomic and hemodynamic studies are becoming more predictive of adverse future MACE6,8 the inherent invasive nature of these methodologic approaches cannot be applied to large-scale screening of individuals with CAD, or at risk for CAD, and it would be invaluable to develop non-invasive imaging methods that allow risk-assessment for a broader range of patient populations. Coronary CT angiography (CCTA) has become an indispensable tool to non-invasively characterize coronary arteries, and, as methods have improved, the temporal and spatial resolution of CCTA may now be suitable for widespread application to risk-stratify individual plaques. The purpose of this review is to provide an update on the application of CCTA to characterize the local shear stress environment of coronary arteries to determine its feasibility and accuracy for non-invasive risk-stratification of individual coronary lesions.
2. Mechanical forces affecting coronary arteries
Arteries experience a variety of mechanical stresses, due to the pulsatile nature of blood flow, the arterial topography in 3-D space, and the mechanical properties of the arterial wall and its constituents, including the atherosclerotic plaque9,10 (Fig. 1). Tensile and compressive stress are perpendicular to the artery wall and represent outward and inward stresses respectively, while wall or endothelial shear stress (WSS or ESS) represents the tangential force of the friction of the flowing blood across the vascular endothelium.
The magnitude of ESS, typically in the range of 0–10 Pa (orders of magnitude lower that tensile and compressive stresses), constitutes a uniquely biologic and physiologic process of local inflammation and atherogenesis, or quiescence. Individual endothelial cells are equipped with mechanoreceptors capable of detecting minute differences in its environment of shear stress, which simultaneously activate a complex network of intracellular pathways that cross-talk with each other11 (Fig 2A) and modulate a broad constellation of cellular functions and morphology11 (Fig. 2B).
3. Nature of fluid flow and shear stress within coronary arteries
Fluid flow in the coronary arteries is characterized by its direction and magnitude, and can be categorized as laminar flow with or without disturbance. Disturbed flow manifests as eddies, low flow, and changes in flow direction, and are typically located at the outer waist of a bifurcation, the inner aspect of a curve, and up- and down-stream from a luminal obstruction.
Measurement of shear stress requires accurate reconstruction of the coronary artery lumen in 3-D space (typically using intravascular imaging, such as IVUS or OCT coupled with coronary angiography, or non-invasive imaging, such as CCTA) and coronary blood flow (either measured or assumed), which are then combined through computational fluid dynamics (CFD) simulations to determine the direction and magnitude of local shear stress.
3.1. Effect of different shear stress values on endothelial cells and vascular status
The physiologic and pathophysiologic effects of local ESS of different magnitudes have been studied extensively. The threshold values of ESS associated with different biologic consequences are currently not absolute. This can be attributed to differences in experimental models, species utilized and limited outcome studies in humans, as well as potential differences in genetic and cultural backgrounds and concomitant risk factors, such as lipid values.12,13
3.1.1. Physiologic shear stress
Physiologic ESS is typically in the range of ~1–2.5 Pa and occurs in relatively straight arterial segments without obstruction.14,15 Physiologic pulsatile, laminar ESS constitutes the most potent stimulus for continuous NO production by the endothelium. NO is a key component of normal vascular tone, that possesses strong anti-inflammatory, anti-apoptotic, anti-mitogenic, and anti-thrombotic properties.11
3.1.2. Low shear stress
In arterial regions with disturbed flow, low ESS (< ~1Pa) down-regulates vasculoprotective pathways, and upregulates pro-inflammatory, pro-atherogenic, and pro-thrombotic pathways (Fig 2B). In serial invasive studies using large animal models, there is an inverse relationship between the magnitude of local low ESS at baseline and the magnitude of the local pro-inflammatory and pro-atherogenic processes at long-term followup.16
Low ESS also increases the permeability of the endothelial surface to LDL, promotes flow stagnation and the subsequent prolongation of the residence time of circulating LDL, which facilitate the infiltration of LDL into the sub-endothelial space. Low ESS also attracts inflammatory cells to the vascular wall, where they weaken the arterial wall leading to outward remodeling and also contribute to fibrous cap thinning, thus rendering the plaque more prone to rupture. The enlarging plaque induced by low ESS also leads to subintimal ischemia which stimulates the local proliferation of the vasa vasorum, which are structurally immature and prone to intraplaque hemorrhage.
3.1.3. High shear stress
There have been fewer studies examining the effect of high ESS (> ~2.5 Pa) on inflammation and atherosclerosis compared to low ESS.10,15,17 Arterial regions exposed to high SS in a uniform direction in animal models of early atherosclerosis are generally protected from atherosclerosis.9,14,18 In-vitro normal human endothelial cell transcriptomic studies suggest that high ESS may both amplify the atheroprotective effects of laminar shear, in part through the KLF2 axis, and also promote plaque disruption by upregulation of ATF family signaling.19
Ex-vivo studies of human coronary arteries in patients with more advanced atherosclerosis suggest that the location of plaque rupture is associated with high ESS.20 Longitudinal and cross-sectional human coronary and carotid studies have shown an increase in plaque necrotic core, calcium, increased strain, development of expansive remodeling, and presence of intraplaque hemorrhage, large necrotic core, napkinring sign in areas exposed to high ESS.12,15 High shear stress also induces platelet dysfunction that exacerbates the local thrombotic propensity.21 Further experimental studies of the effects of chronic high ESS (~5 Pa) and super-high ESS (~15–25 Pa) are needed to further address the mechanisms by which high ESS may promote plaque destabilization.
4. Pathobiologic/pathophysiologic environments leading to plaque destabilization and MACE
Relatively long-term serial imaging studies in swine demonstrate that chronic exposure to low ESS is associated with increased intimal media thickness, lipid accumulation and accumulation of activated inflammatory cells,16 associated with fibrous cap thinning and exacerbation of excessive expansive remodeling.26 A preliminary report illustrates an example of rupture of a complex coronary plaque occurring in an upstream portion of the plaque associated with low ESS.22 Other studies indicate that plaque rupture occurs at the site of high ESS located in the upstream or throat portion of plaque.6,23,24
As plaque progresses, especially as it enlarges and encroaches into the lumen, areas of high ESS at the throat of the obstruction will be located in relatively close proximity to areas of low ESS located upstream and downstream from the throat. Furthermore, plaques are typically not a simple “volcano” with a single peak and a simple upslope and downslope, but a complex pathobiologic and geometric structure with multiple peaks and troughs up- and down-stream from the peak8 (Fig. 3). It can be very challenging methodologically to determine if a particular adverse outcome such as plaque rupture is due to the high ESS at the throat or the low ESS immediately adjacent to the throat.
5. Coronary wall shear stress evaluation in humans
5.1. Lessons learned from intravascular assessment of wall shear stress
The first prospective studies in human coronary arteries using fusion of intravascular ultrasound (IVUS) and angiography demonstrated that coronary segments with mild coronary plaque and low WSS were associated with plaque progression.25 The much larger multicenter PREDICTION study demonstrated that coronary segments with larger plaque burden and low WSS were associated with progression requiring coronary revascularization.4 The observation that segments with low WSS were associated with plaque progression was confirmed by another prospective IVUS study in patients with non-obstructive atherosclerosis15 (Fig. 4). Subsequently, these investigators demonstrated that low WSS had incremental value over plaque burden in predicting plaque progression.26 These observations were confirmed by a larger study demonstrating that regional low WSS provided incremental risk stratification of untreated coronary lesions in high risk patient beyond measures of plaque burden, luminal area and plaque morphology8
A parallel observation was that coronary segments with high WSS demonstrated transformation to a more vulnerable phenotype over time15 (Fig. 4) and that high WSS also had incremental value over plaque burden and phenotype in predicting changes suggestive of plaque vulnerability over time.26 A recent study using angiography-derived WSS demonstrated that high mean WSS proximal to the throat of a stenosis was predictive of subsequent myocardial infarction (MI) and had incremental value for predicting MI over FFR alone,6 (Fig. 5). An example of WSS determined from intravascular imaging is shown in Fig. 6.
5.2. CCTA derived wall shear stress
A large body of evidence for the role of WSS in plaque initiation and destabilization has been produced by intravascular studies. However, limitations on the use of intravascular imaging for WSS profiling include its invasive nature (with a finite complication rate) and its restriction to examining a single vessel at a time. CCTA overcomes these limitations due to its noninvasive nature and the ability to simultaneously compute WSS across the entire coronary tree.
Due to the historically limited resolution and occurrence of artifacts CCTA-derived WSS has been relatively uncommon compared to intravascular based methods. An early study demonstrated the feasibility of WSS calculations from CCTA in 5 patients.27 Further exploratory work found the inclusion of side-branches in the flow simulation to be critical for accurate WSS computation.28 In agreement with previous intravascular based WSS studies, plaque was found to be most prevalent in low and high WSS segments computed using CCTA.29 Park et al. investigated the distribution of hyperemic WSS with respect to CT defined adverse plaque characteristics (APC) in a larger population of 86 patients. Plaques exposed to the highest tertile of WSS were found to form a significantly greater proportion of high-risk plaques and WSS was found to have an incremental value over luminal narrowing for the discrimination of APC.30 In the largest CT biomechanical study to date, high WSS was associated with APCs independent of stenosis severity.31 The EMERALD study investigated the potential utility of CCTA and CFD derived hemodynamic parameters for the identification of high-risk plaques that cause acute coronary syndrome.7 Seventy-two patients (66 culprit and 150 non-culprit lesions) with ACS underwent assessment of WSS and APCs. The uniqueness of this study is that ACS was ascertained in all patients whose coronary lesions had been previously identified at coronary CTA. The study focused on evaluating non-invasive FFRCT, ΔFFRCT, WSS, and axial plaque stress as derived from the CCTA. The results showed that this non-invasive hemodynamic assessment enhanced the identification of high-risk plaques that subsequently caused ACS as compared to ‘anatomic’ adverse plaque characteristics. Culprit lesions were found to have significantly higher mean WSS, ΔFFRCT, and axial plaque stress and a lower FFRCT, than non-culprit lesions. While these parameters interact (e.g. WSS and axial plaque stress vary with FFRCT and with ΔFFRCT) but the way they influence the fate of atherosclerotic plaque is probably different. EMERALD II (NCT03591328) exploring the mechanism of coronary plaque rupture in ACS will validate the findings of the EMERALD study in a larger population.
5.3. Intravascular vs non-invasive imaging for WSS evaluation
Over the past two decades, vascular profiling of human atherosclerosis has established disturbed WSS as predictor of plaque progression, plaque vulnerability and even subsequent target vessel revascularization and myocardial infarction. Most of the literature and lessons learned thus far are derived from intravascular biomechanical profiling. However, CCTA imaging may be particularly well suited for the burgeoning field of computational vascular diagnostics.
Although intravascular imaging has superior spatial resolution, CCTA is non-invasive and safe, and is thus uniquely suitable for both broad screening and even serial assessment of plaque at multiple time points, a potentially critical advantage given the non-linear progression of atherosclerosis. CCTA also allows for assessment of the whole epicardial coronary tree which is neither practical nor often feasible using intravascular imaging. Intense interest in iterating CT technology to improve spatial and temporal resolution and simultaneously reduce radiation exposure will continue to increase adoption and acceptance of CCTA as the primary imaging modality for non-invasive risk stratification of CAD. While these developments help tip the scales towards increased use of CT for WSS computation, an increased trend towards lower dose CT may counteract this. Strong contrast opacification is crucial for correctly delineating the lumen border and hence accurate WSS measurement.
For WSS derived from CCTA to emerge as an important investigative and potentially clinical tool, the relationship between IVUS/angiography-derived WSS and CCTA-derived WSS needs to be better understood. To explore this, Bulant et al. performed a comparison of hemodynamic parameters between the gold standard fused angiography IVUS reconstructions and CCTA reconstructions.32 Hyperemic WSS was found to be higher in CCTA reconstructed coronary arteries due to the presence of a smaller lumen on CT. This was attributed to lower CT resolution, presence of calcifications and reduced pixel intensity in distal regions. Given the differences in WSS between IVUS and CCTA, caution should be applied when reporting absolute CCTA WSS values until prospectively validated. An interesting approach has been proposed to overcome the presence of artifacts in CCTA by fusing IVUS images with CT images instead of, as is traditionally done, angiographic images.33 This allows for high resolution representation of the lumen while still integrating accurate side-branch topology for the remaining coronary tree. Although, an intriguing investigational approach, fusing IVUS with CCTA will likely not allow for larger or prospective studies. Ultimately, larger serial and outcomes CCTA based studies of the natural history of coronary atherosclerosis with computational or machine learning based biomechanics will be warranted to fulfill the investigative and clinical potential of vascular diagnostics.
6. Conceptual framework for link between coronary pressure and flow and clinical outcomes towards integration of CT-derived WSS and pressure for predicting clinical outcomes
6.1. Pressure-based lesion assessment
Unquestionably, coronary pressure assessment has emerged as an indispensable tool to evaluate epicardial lesion severity and guide revascularization. FFR is an invasive index of myocardial perfusion. It is defined as the ratio of hyperemic flow in the presence of a stenosis to hyperemic flow in the hypothetical absence of the stenosis. This flow ratio can be easily derived from the ratio of distal coronary pressure to systemic pressure under condition of maximal hyperemia.34,35 In its most simple format, the FFR equation can be written as:
where Pd is distal coronary pressure and Pa is aortic pressure. FFR values above 0.75–0.80 have been associated with negative non-invasive stress tests and conversely, FFR values below 0.75 correlate well with abnormal non-invasive stress test to detect ischemia.36 It is clear that the lower the FFR the larger the transstenotic pressure gradient. Therefore, FFR incorporates the aggregate hemodynamic effect of an epicardial lesion on the flow to a given amount of myocardium so that FFR can be considered a surrogate metric of myocardial ischemia. Several randomized trials and large registries have demonstrated that when a stable lesion, including non-culprit stenoses in patients with acute coronary syndromes, is associated with an FFR value > 0.80, the patient will not benefit from revascularization of that lesion and the fate of these lesions will be very favorable under medical therapy alone. In contrast, when the lesion is associated with an FFR value ≤ 0.80, PCI with second or third generation drug-eluting stents improves overall clinical outcome.37–39 More recently, instantaneous wave free ratio (iFR), a non-hyperemic pressure index has been shown to be non-inferior to FFR with respect to predicting MACE.40,41 While these invasive physiological indices have transformed the evaluation and management of CAD in the catheterization laboratory, the opportunity to complement non-invasive anatomic assessment with such physiological evaluation has opened the field of computational vascular diagnostics.
6.2. FFR values derived from CCTA: FFRCT
CFD applied to routinely acquired CCTA images has been shown to reliably assess FFR values. In contrast to wire-based, FFRCT is non-invasive, does not need pharmacological vasodilation, and can easily be obtained in the 3 epicardial arteries. The scientific principles and clinical data have been recently reviewed and are beyond the scope of this review.42 Several prospective studies have demonstrated high diagnostic accuracy of this approach.43–45 From the clinician point of view, the most important aspect of FFRCT as compared to ‘regular’ CCTA is a higher specificity of FFRCT (with preserved sensitivity). A recent study demonstrated that FFRCT is significantly more accurate than SPECT, CCTA, and PET in predicting an abnormal invasive FFR.46 FFRCT is the first non-invasive test that allows simultaneous assessment of anatomy and physiology (Fig. 7). It is therefore to be expected that FFRCT, possibly in concert with CT myocardial perfusion, will become the first line non-invasive diagnostic test in patients with suspected CAD.
6.3. Mechanistic link between hemodynamics and clinical outcome
There are several biomechanical forces that impact the coronary vessel. While plaque structural stress and coronary pressure are of much greater magnitude than ESS or WSS, the effect of the latter is significantly amplified through the activation of mechanobiologic pathways. WSS is tangential to the lumen wall while pressure (the determinant of FFR) is perpendicular to the lumen wall, meaning these two forces are linearly independent. This independence suggests that WSS and FFR can be complementary to each other for risk stratification of lesions as recently demonstrated in their prognostic value for future myocardial infarction.6 Clinical observations have shown that WSS had no correlation with FFR in patients with FFR ≤ 0.806. Further, in a CT-based study WSS was found not to predict ischemia (FFR ≤ 0.8)31. If FFR is low, the pressure gradient will be large, even at rest, and the plaque stress, and the endothelial shear stress will tend to be high. On the contrary, in case of high FFR, there will be a small or negligible gradient, especially at rest, and all these destabilizing physical forces will be minimal or absent. This leads to a potential mechanistic hypothesis for coronary plaque evolution. Lesions will initially grow in regions of low WSS where LDL particles infiltrate the intima. Inflammation of the lesion creates morphological changes than can result in increased PSS. The lesion continues to grow and eventually encroaches on the lumen which often (though not always) causes ischemia. These more advanced lesions have greater WSS at the throat of the obstruction, leading to weakening of the fibrous cap and combined with high PSS may result in plaque rupture. Further studies are required to investigate the incremental benefit of measuring PSS, WSS and FFRCT on predicting MACE. Going forward CT may be the preferred modality for these studies due to its non-invasive nature and ability to visualize both the lumen and artery wall.
6.4. Future directions and application of non-invasive CCTA imaging and shear stress computations
It is very important to validate WSS derived from CCTA imaging against the more established gold standard of WSS derived from invasive coronary imaging. It also is critical to optimize the lumen border detection by CCTA to enable accurate representation of the naturally irregular and eccentric plaque borders, currently readily identified by invasive IVUS or OCT imaging, so that areas of adjacent low and high WSS can be routinely identified by the CCTA. Without detailed and accurate lumen borders, only mean WSS values have been used to gauge the pathobiologic role of local blood flow on the endothelium, and the potential pathobiologic role of low WSS in plaque natural history has not been investigated.
One can envision a future application strategy whereby CCTA will be utilized for widespread screening and risk-assessment of individuals with known CAD, or at risk of CAD, to determine whether a high-risk plaque is present. Such screening may even be performed serially over time since the natural history of individual coronary plaques is so heterogeneous. If a high-risk plaque is identified, then invasive investigation may proceed in the catheterization laboratory, with likely more detailed prognostic characterization of both the plaque and biomechanical forces, to inform a highly personalized preemptive treatment strategy for that individual coronary plaque. Accomplishment of such methods and strategies are expected to provide enormously valuable benefits to patients with CAD and to society at large.
Disclosures
HS: Medical Advisory Board, Philips; Institutional Research Grants from Medtronics, Abbott Vascular. Co-Founder, holding equity Covanos Inc. DSM: none. AUC: none. SASV: none. BDB: The Cardiovascular Center Aalst receives grant support from Abbott, Boston Scientific, Biotronik AG, and St Jude Medical and receives consulting fees on behalf of Dr De Bruyne from St. Jude Medical, Opsens, and Boston Scientific outside of the submitted work. Dr. De Bruyne is a shareholder for Siemens, GE, Bayer, Philips, HeartFlow, Edwards Life Sciences, and Ceyliad. PHS: Research support from Infraredx, AstraZeneca.
Footnotes
Appendix A.: Supplementary data
Supplementary data to this article can be found online at https://doi.org/10.1016/j.jcct.2019.11.012.
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