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Elsevier - PMC COVID-19 Collection logoLink to Elsevier - PMC COVID-19 Collection
. 2022 Jan 15;34:105191. doi: 10.1016/j.rinp.2022.105191

Mathematical modeling for COVID-19 transmission dynamics: A case study in Ethiopia

Zenebe Shiferaw Kifle 1, Legesse Lemecha Obsu 1,
PMCID: PMC8760842  PMID: 35070650

Abstract

In this paper, we proposed a nonlinear deterministic mathematical model for the transmission dynamics of COVID-19. First, we analyzed the system properties such as boundedness of the solutions, existence of disease-free and endemic equilibria, local and global stability of equilibrium points. Besides, we computed the basic reproduction number R0 and studied its normalized sensitivity for model parameters to identify the most influencing parameter. The local stability of the disease-free equilibrium point is also verified via the help of the Jacobian matrix and Routh Hurwitz criteria. Moreover, the global stability of the disease-free equilibrium point is proved by using the approach of Castillo-Chavez and Song. We also proved the existence of the forward bifurcation using the center manifold theory. Then the model is fitted with COVID-19 infected cases reported from March 13, 2020, to July 31, 2021, in Ethiopia. The values of model parameters are then estimated from the data reported using the least square method together with the fminsearch function in the MATLAB optimization toolbox. Finally, different simulation cases were performed using PYTHON software to compare with analytical results. The simulation results suggest that the spread of COVID-19 can be managed via minimizing the contact rate of infected and increasing the quarantine of exposed individuals.

Keywords: Mathematical model, COVID-19, Bifurcation, Stability, Sensitivity analysis

Introduction

Coronavirus disease is a communicable disease caused by a family of novel coronavirus. The virus is referred to as severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) and the associated disease is COVID-19 [1]. This newly discovered family of novel coronavirus disease started in Wuhan, Hubei Province, China, in late December 2019 and spread rapidly around the world, causing major public health concerns [2], [3], [4]. In January 2020, the new virus was named the 2019 novel coronavirus, and later, it was renamed as Coronavirus Disease 2019 (COVID-19) by World Health Organization (WHO) in February 2020 [5], [6]. The rate of infection of the disease was very high as a result, WHO has declared it as a pandemic on March 11, 2020 [7]. Most people infected with the COVID-19 virus experience mild to moderate respiratory illness and recover without requiring special treatment. However, people having medical problems (cardiovascular disease, diabetes, chronic respiratory disease, cancer) and older people are more likely to develop serious illnesses. Globally, the COVID-19 pandemic infected more than 197 million individuals up to the end of July 2021, and among these more than 4 million individuals have died.

The symptoms of COVID-19 are variable, ranging from mild symptoms to severe illness. The clinical symptoms of COVID-19 include fever, dry cough, fatigue, sore throat, diarrhea, loss of taste or smell, and headache. In severe cases, it may result in difficulty breathing or shortness of breath, chest pain or pressure, and loss of speech [8]. The estimated incubation period is 2–14 days after contact, but it might extend up to 27 days  [9]. Moreover, asymptomatic individuals dot develop any symptoms and not aware of their infection, yet they are capable of transmitting the disease [10]. COVID-19 by its nature very contagious and spread easily from person to person. Most commonly it transmit from person to person via respiratory droplets produced when an infected person coughing, or sneezing within a social distance less than 6 feet [11].

The first case report of COVID-19 in Ethiopia was on March 13, 2020, two days after the global pandemic was declared. Then on April 16, 2020, the Ethiopian Public Health Institute reported a total of 92 confirmed cases, three deaths and two recoveries[12], [13]. Thereby, the Federal Government of Ethiopia declared lock down, imposed quarantine for all travelers, restricted public gatherings, and school closures to combat the pandemic. Besides, the government announced intensively through mass media, social media and cell-phone ring to keep physical distance, wear face masks, and to keep their personal hygiene. Moreover, the Minister of Health was also started daily briefings on the disease progress. In-between, the national politics spoiled and people neglect following COVID-19 protocol. As a consequence, the disease spread throughout the country and continued claiming many lives. In addition to weak health care system, many Ethiopians live in poor and crowded conditions [14] in large cities. This would further facilitate the spread of the disease. For instance, up to July 31, 2021, the total confirmed and death cases reported due to COVID-19 in Ethiopia, respectively, are 280,365, and 4,385 [15]. Furthermore, peoples’ awareness on the COVID-19 is very weak and wearing face mask is also almost nil in the countryside.

Mathematical modeling plays a fundamental role in understanding, predicting, and controlling the transmission dynamics of infectious diseases. In this regard, its application has a long history, for example, in malaria [16], [17], [18], tuberculosis [19], [20], and references cited therein. Since COVID-19 outbreak, many mathematicians studied the transmission dynamics of the disease considering different scenarios [21], [22], [23], [24], [25], [26]. In particular, Yang and Wang [21] proposed and analyzed a mathematical model for COVID-19 incorporating multiple transmission pathways, including both human-to-human and environment-to-human transmission routes. Their model was further extended by Legesse and Shiferaw [22] by applying an optimal control theory to minimize the transmission risk of COVID-19. Ali et al. [23] proposed a mechanistic model to investigate the role of asymptomatic class, quarantine, and isolation in the transmission dynamics of COVID-19. They have performed a detailed theoretical analysis in terms of the basic reproduction number and predicted cumulative cases. Moreover, the study suggests that quarantine and isolation of individuals play a significant role in controlling the transmission of the disease.

Tripathi et al.[24] proposed a mathematical model to study the transmission dynamics of COVID-19 considering the role of social distancing, lockdown, quarantine, and isolation. The result of this study reveals that reducing the contacts through increasing the efficacy of lockdown and quarantine of asymptomatic individuals significantly minimized the epidemic of the disease. In [25], a mathematical model for COVID-19 is proposed by taking into consideration pharmaceutical and non-pharmaceutical intervention techniques to combat the pandemic of novel coronavirus. The authors estimated model parameter values using real data reported on COVID-19 from three provinces in Indonesia, namely, Jakarta, West Java, and East Java. Moreover, they implemented the theory of optimal control to determine the best intervention strategies with optimal cost. Their results showed that community awareness plays a crucial role in the success of COVID-19 eradication programs.

Bajiya et al.[26] studied the impact of non-pharmaceutical interventions on the dynamics of COVID-19 using a mathematical model. They employed a mixing standard incidence rate based on the law of mass action and estimated parameter values using case data reported on COVID-19 from India. In [27], the authors proposed a mathematical model to analyze the dynamics and impact of non-pharmaceutical interventions on the COVID-19 in Pakistan. First, they developed a model without control variables and provided a good fit to the reported case data. Later, they reformulated the proposed model by incorporating two control functions in order to determine an appropriate innervation mechanism. In  [28], a mathematical model for COVID-19 is proposed and analyzed by classifying the transmission routes as: symptomatic infectious, asymptomatic infectious, and hospitalized individuals. The model was parameterized based on the cumulative case report in Nigeria. Moreover, they extended the proposed model into an optimal control model to minimize the number of infectious humans in the population.

In the case of Ethiopia, a limited number of mathematical models on COVID-19 outbreak have been studied with real data. In [29], Haileyesus and Getachew considered a SEIR compartmental model and extended the model into optimal control. In [30], Chernet and Gemechis proposed and analyzed an extension of the SEIR model to asymptomatic and hospitalized classes. Moreover, they presented a detail analysis and fitted the model to real data from Ethiopia. Their study concluded that the combined effects of public health education, personal protective, and treatment of hospitalized individuals are significantly reducing the expansion of the disease. However, the authors do not consider quarantined individuals and disease-induced death rate in asymptomatic compartment. Cases are not fully reported due to weak health infrastructure and limited well trained human power in the country. The asymptomatic individuals are identified as an important source of disease transmission and isolated infected individuals is a primary mechanism adopted to control the spread of the disease [5], [11]. Thus, this study aims to study the transmission dynamics of COVID-19 via extending the SEIR model by including asymptomatic, quarantined, and hospitalized classes. The model parameters are fitted to the reported real data of COVID-19 from March 13, 2020 to July 31, 2021 in Ethiopia.

The remaining parts of the paper are arranged as follows: The proposed mathematical model is described in Section 2. Detailed mathematical analysis including: existence and uniqueness, non-negativity and boundedness, equilibria, stability analysis, and bifurcation analysis of the model is presented in Section 3. Parameter estimation and curve fitting are presented in Section 4. The Sensitivity analysis of the control reproduction number to model parameters are discussed in Section 5. We demonstrated numerical simulations in Section 6. Finally, the discussion and conclusions are presented in Section 7.

Model formulation

In this section, we propose an SEQAIJR type mathematical model to analyze the dynamics of COVID-19 pandemic. Here, the total population is divided into seven compartments: S denotes susceptible; E represents the compartment of exposed (individuals who may or may not have been infected). We assumed that some of the exposed individuals are quarantined to avoid contact with health individuals. This class is denoted by Q. We assume that asymptomatic individuals contribute to the distribution of the disease and thus denoted by A. A symptomatic individuals who are capable of spreading the disease but not hospitalized are also represented by I. Moreover, seriously sicked and hospitalized individuals are denoted by J. These are isolated individuals with confirmed COVID-19 cases. Lastly, we denote the compartment of recovered individuals by R. Thus, the total population at time t is N(t)=S(t)+E(t)+Q(t)+A(t)+I(t)+J(t)+R(t).

In our model, the parameter Λ denotes the recruitment rate of susceptible individuals. Besides, the population of susceptible are assumed to be increased at the rate ζ due to the influx from quarantined individuals after testing negative. Furthermore, we assumed that the susceptible individuals are acquired infection when they contact either with asymptomatic or symptomatic individuals. In this case, we assumed that the infection rate of asymptomatic individuals is lower than that of symptomatic individuals, with the reduction parameter τ(0,1). This is because of as asymptomatic individuals do not show any symptoms which in turn they do not spread pathogens by sneezing as often as symptomatic individuals. Thus, the force of infection is defined as λ=β(τA+I)NQJ excluding the quarantined and isolated from the total population [26]. Here, β denotes the number of new contagions per unit time due to contact with COVID-19 infectious, while τβ stands for the modified transmission coefficient from the susceptible to infected class for asymptomatic class. We represented the natural death rate in each compartment by μ. The term η1 denotes a fraction of exposed population joining compartment Q, while η2 represents the portion of individuals moving to compartment A. Furthermore, we denote the proportion of exposed individuals showing symptoms by η3. The parameter q1 denotes the rate at which quarantined individual show symptoms and moves to I class. The disease-induced death rates for populations in classes A, I, and J, respectively, are represented by the parameters δ1, δ2, and δ3. The infective individuals in classes A and I are assumed to be recovered at a constant rate r1 and r2, respectively, and treated individuals leave compartment J at a rate r3 joining compartment R. The infected individuals are isolated at a rate α. The above model descriptions are illustrated in Fig. 1.

Fig. 1.

Fig. 1

A schematic diagram of COVID-19 model (1).

The resulting mathematical model is given by a system of nonlinear ordinary differential equations:

dSdt=ΛλSμS+ζQ,dEdt=λS(η1+η2+η3+μ)E,dQdt=η1E(ζ+q1+μ)Q,dAdt=η2E(r1+δ1+μ)A,dIdt=η3E+q1Q(α+r2+δ2+μ)I,dJdt=αI(r3+δ3+μ)J,dRdt=r1A+r2I+r3JμR, (1)

where λ=β(τA+I)NQJ with initial data S(0)>0, E(0)0, A(0)0, Q(0)0, I(0)0, J(0)0, R(0)0 and N(0)>0. All parameters in the model are assumed to be nonnegative. Compared to the model introduced in [30], our model considers the quarantine of exposed individuals moving either to a susceptible or infected class based on the severity of the disease. Furthermore, COVID-19 induced death rate is also assumed in the asymptomatic individuals. Moreover, compared to the model in [26], our model considers the asymptomatic compartment. In this case, the asymptomatic individuals move to a recovered class. The descriptions of the model parameters are presented in Table 1.

Table 1.

Model parameters and their definitions.

Parameters Parameter description
Λ Recruitment rate
β Coefficient of transmission
τ Modification factor for asymptomatic individuals
η1 The rate at which exposed individuals become quarantined
η2 Transfer rate of exposed individuals to asymptomatic class
η3 Rate of exposed individuals showing symptoms after the incubation period
μ The natural death rate
q1 The rate at which quarantined individuals become showing symptoms
ζ Influx from quarantined to susceptible individuals after tested COVID-19 negative
δ1 Disease related death rate of asymptomatic individuals
δ2 Disease related death rate of symptomatic individuals
δ3 Disease related death rate of isolated individuals
α Rate of infected individuals that are exposed to healthcare treatment
r1 Recovery rate of asymptomatic individuals
r2 Recovery rate of infected individuals with symptoms
r3 Recovery rate of isolated individuals via healthcare treatment

Model analysis

In this section, some basic properties of the model (1) including the existence and uniqueness of the solution, feasible region, the positivity of the solution, equilibria, and their stability are discussed.

Theorem 1 Existence and uniqueness of solutions —

Solutions to model (1) are exists and unique for t[0,) .

Proof

The model (1) can be written as:

x˙=f(t,x(t))

where x(t)=(S(t),E(t),Q(t),A(t),I(t),J(t),R(t)) and f(t,x(t))=(f1(t,x(t)),,f7(t,x(t))) denotes the right hand expressions. The result is straightforward: applying the existence and uniqueness theorem in [31], one can easily show that there exists a unique solution for model (1) in the bounded region R+7. This can be verified by checking that in the bounded region R+7, each of the partial derivatives on the right side of the model (1) with respect to S, E, Q, A, I, J or R are bounded in R+7. □

The next theorem implies that the solutions of the model (1) are nonnegative and bounded from above with nonnegative initial conditions.

Theorem 2 Nonnegativity and boundedness of the solution —

All solutions of model (1) with nonnegative initial value remain nonnegative for all t0 . Moreover

limtsupN(t)Λμ.

Proof

We show that all solutions of the model (1) are nonnegative as required in [32], [33]. We use the proof by contradiction to show that the state variable S of the model is positive for all t0. We suppose that a trajectory crosses the positive cone at time t1 such that:

  • t1:S(t1)=0,dSdt(t1)<0,E(t)>0,Q(t)>0,A(t)>0,I(t)>0,J(t)>0, and R(t)>0 for t(0,t1).

Using the first equation of the model (1), the first assumption leads to

  • dSdt(t1)=Λ+ζQ(t1)>0,

which contradicts the first assumption that dSdt(t1)<0. Thus, S(t) remains positive for all t0. Here, we choose t1 in such away that our point to be on the positive axis of S(t) so that Q(t1) is positive.

Based on the second equation of model (1),

  • dEdt=λS(η1+η2+η3+μ)E(η1+η2+η3+μ)E,

because S(t) is nonnegative for all t0. Solving this equation yields

  • E(t)E(0)exp(η1+η2+η3+μ)t0.

Correspondingly, from the third equation of model (1), we obtain

  • dQdt=η1E(ζ+q1+μ)Q(ζ+q1+μ)Q.

Solving this equation leads to

  • Q(t)Q(0)exp(ζ+q1+μ)0.

Similarly, using the last four equations of model (1), we have

  • dAdt=η2E(r1+δ1+μ)A(r1+δ1+μ)A,

  • dIdt=η3E+q1Q(α+r2+δ2+μ)I(α+r2+δ2+μ)I,

  • dJdt=αI(r3+δ3+μ)J(r3+δ3+μ)J,

and

  • R(t)=r1A+r2I+r3JμRμR,

because S(t), E(t), and Q(t) are nonnegative for all t0. Solving the above equations gives

  • A(t)A(0)exp(r1+δ1+μ)t0,

  • I(t)I(0)exp(α+r2+δ2+μ)t0,

  • J(t)J(0)exp(r3+δ3+μ)t0,

and

  • R(t)R(0)exp(μt)0.

respectively. Thus, any solution of model (1) is nonnegative with nonnegative initial data for all t0. Furthermore, adding the right-hand sides of model (1) together, we obtain

dNdt=ΛμN(δ1A+δ2I+δ3J)ΛμN.

It follows that

N(t)Λμ+N(0)Λμeμt.

Considering t, we have

limtsupN(t)Λμ.

Thus, the model (1) is bounded. This completes the proof of Theorem 2. □

Theorem 3

The closed region

Ω=(S,E,Q,A,I,J,R)R+7:0<S+E+Q+A+I+J+RΛμ

is positively invariant set for the model (1) .

Proof

Positive invariance of R+7 can be verified by examining the direction of the vector field (f1,f2,f3,f4,f5,f6,f7)T of the model (1) on each face [32]. Thus, to show that R+7 is positively invariant, it suffices to show that the direction of the vector field points inward on the boundary of R+7.

For example, for the model (1), on the face S=0, we have

dSdt|S=0=Λ+ζQ>0.

Therefore, the vector field on the (E,Q,A,I,J,R)-face points to the interior of R+7. No solution can escape the interior through the (E,Q,A,I,J,R)-face. Similarly, one can show for the others. If N=S+E+Q+A+I+J+R=Λμ,

dNdt|N=Λμ=(δ1A+δ2I+δ3J)0.

We thus have shown that all solutions starting in R+7 remain in R+7 for t>0. That is, Ω is positively invariant for the model (1). □

Disease free equilibrium

We calculate the disease-free equilibrium of model (1) by equating the right-hand side equations to zero and then putting E=0,Q=0, A=0, I=0, and J=0. Then we get;

E0=(S0,0,0,0,0,0,0)=Λμ,0,0,0,0,0,0.

The infected compartments of model (1) consist of (E,Q,A,I,J) classes. Using the next generation method [34], [35], the basic reproduction number R0 can be calculated from the relation R0=ρ(FV1) (the spectral radius of the Eigenvalue of the Jacobian matrix evaluated at the COVID-19-free equilibrium point E0). The Jacobian matrix calculated at E0 of the transmission terms, F and that of transition terms, V are, respectively

F=00βτβ000000000000000000000

and

V=K10000η1K2000η20K300η3q10K40000αK5,

where K1=η1+η2+η3+μ, K2=ζ+q1+μ, K3=r1+δ1+μ, K4=α+r2+δ2+μ and K5=r3+δ3+μ. Thus, the next generation matrix is

FV1=βτη2K1K3+β(η3K2+η1q1)K1K2K4βq1K2K4βτK3βK4000000000000000000000.

By solving the dominant eigenvalue of the next generation matrix FV1, we get the basic reproduction number

R0=β[τη2K2K4+K3(η3K2+η1q1)]K1K2K3K4=β[τη2(ζ+q1+μ)(α+r2+δ2+μ)+(r1+δ1+μ)(η3(ζ+q1+μ)+η1q1)](η1+η2+η3+μ)(ζ+q1+μ)(r1+δ1+μ)(α+r2+δ2+μ).

Remark 4

The basic reproduction number, R0 is defined as the expected number of secondary infections produced by an index case in a completely susceptible population by a typical infective individual [34]. This number is a measure of the potential for disease spread within a population. Mathematically, R0 is a threshold for the stability of a disease-free equilibrium and that can be used as an indicator for disease control.

Local and global stability of DFE

In many epidemiological models, there is a disease-free equilibrium point (DFE) at which the population remains in the absence of disease. The following theorems discuss the local and global stability of DFE E0.

Theorem 5

The disease-free equilibrium E0 of model (1) is locally asymptotically stable if R0<1 and unstable if R0>1 .

Proof

We determine the local stability of DFE (E0) using the eigenvalues of the Jacobian matrix at E0, which is given by

JE0=μ0ζβτβ000K10βτβ000η1K200000η20K30000η3q10K4000000αK50000r1r2r3μ.

where K1=η1+η2+η3+μ, K2=ζ+q1+μ, K3=r1+δ1+μ, K4=α+r2+δ2+μ and K5=r3+δ3+μ as in section 3.1. It is obvious that λ1=μ, λ6=K5 and λ7=μ are three negative eigenvalues of JE0. We find the remaining eigenvalues of JE0 from the following block matrix

RJE0=K10βτβη1K200η20K30η3q10K4.

The characteristic polynomial of RJE0 is given by

P(λ)=λ4+a1λ3+a2λ2+a3λ+a4,

where

  • a1=K1+K2+K3+K4,

  • a2=K1(K2+K3+K4)+K2(K3+K4)+K3K4β(η3+τη2),

  • a3=K1K2(K3+K4)+K3K4(K1+K2)β[η3(K2+K3)+τη2(K2+K4)+η1q1],

  • a4=K1K2K3K4(1R0).

Applying the Routh–Hurwitz stability criterion [36] and after some little algebraic manipulations, it can be shown that the eigenvalues of the block matrix RJE0 have negative real parts i.e. (λ2),(λ3),(λ4),(λ5)<0, if R0<1. If R0>1, then a3<0, thus the matrix RJE0 has at least one eigenvalue with positive real part. Hence, disease-free equilibrium (E0) of model (1) is locally asymptotically stable if R0<1 and unstable if R0>1. □

From the above theorem, we conclude that if R0<1, then the DFE is locally asymptotically stable, and the disease cannot invade the population; but if R0>1, then the DFE is unstable and invasion is always possible. In the next theorem, the global stability of disease-free equilibrium is investigated by using the technique implemented by Castillo-Chavez and Song [37].

Theorem 6

If R0<1 , the disease-free equilibrium E0 of model (1) is globally asymptotically stable in its feasible region.

Proof

First, we rewrite the model (1) as follows:

  • dXdt=F(X,Y),

  • dYdt=G(X,Y), with G(X,0)=0,

where X=(S,R)R2 represents the non-disease compartments, and Y=(E,Q,A,I,J)R5 represents the disease compartments. The following two conditions (H1) and (H2) are required for the global asymptotic stability of the DFE of model (1).

  • (H1)

    For dXdt=F(X,0), X is globally asymptotically stable, where F(X,0)=0.

  • (H2)

    G(X,Y)=BYG~(X,Y), G~(X,Y)>0 for (X,Y)Ω, where B=DYG(X,0) is an M-matrix. The off-diagonal elements of B are nonnegative and is the region where the system makes biologically feasible in Ω.

For model (1), we have

dXdt=ΛμS0. (2)

Indeed, the system (2) is globally asymptotically stable around X=Λμ,0. This can be verified from the solution S(t)=Λμ+(S(0)Λμ)eμt such that limtS(t)=Λμ, which implies that the global convergence of (2) in Ω. Furthermore, from the model (1), we obtain

B=K10βτβ0η1K2000η20K300η3q10K40000αK5

and

G~(X,Y)=β(τA+I)E+A+I+RS+E+A+I+R0000

Clearly, E+A+I+RS+E+A+I+R0 inside Ω and therefore, G~(X,Y)0. Thus, the two conditions (H1) and (H2) are satisfied. Therefore, the DFE E0 of model (1) is globally asymptotically stable when R0<1. □

Existence of an endemic equilibrium

In this subsection, we investigate the existence of the endemic equilibrium E1 of model (1).

Theorem 7

If R0>1 , there exists a unique endemic equilibrium E1=(S,E,Q,A,I,J,R) of system (1) and there is no endemic equilibrium when R0<1 .

Proof

For the existence of an endemic equilibrium, we need to solve the following system of equations:

ΛβS(τA+I)NQJμS+ζQ=0,βS(τA+I)NQJ(η1+η2+η3+μ)E=0,η1E(ζ+q1+μ)Q=0,η2E(r1+δ1+μ)A=0,η3E+q1Q(α+r2+δ2+μ)I=0,αI(r3+δ3+μ)J=0,r1A+r2I+r3JμR=0. (3)

We use the same definition as in section 3.2, K1=η1+η2+η3+μ, K2=ζ+q1+μ, K3=r1+δ1+μ, K4=α+r2+δ2+μ and K5=r3+δ3+μ. Solving the above system of equations (3) yields Box I

Since K1K2ζη1=η1(q1+μ)+(η2+η3+μ)(ζ+q1+μ)>0, we can easily observe that there exists a unique endemic equilibrium of the model (1) when R0>1 and no endemic equilibrium when R0<1. □

Box I.

S=Λ[K2K4K5(μK3+η2μ+η2r1)+K3(μK5+r2K5+r3α)(η3K2+η1q1)]μ[K3K4K5(K1K2ζη1)(R01)+K2K4K5(μK3+η2μ+η2r1)+K3(μK5+r2K5+r3α)(η3K2+η1q1)],
Q=η1K2E,A=η2K3E,I=η3K2+η1q1K2K4E,
J=α(η3K2+η1q1)K2K4K5E,R=r1η2K2K4K5+K3(r2K5+r3α)(η3K2+η1q1)K2K3K4K5μE,
E=K2K3K4K5μ(R01)SK2K4K5(μK3+η2μ+η2r1)+K3(μK5+r2K5+r3α)(η3K2+η1q1).

Bifurcation analysis

In this subsection, we establish the conditions on the parameters using Theorem 4.1 from [37] and center manifold theory [38]. In this theorem, there are two coefficients that represent dynamics on the center manifold. If we say these coefficients that ‘decide’ the bifurcation a and b, we have a<0 and b>0 for the occurrence of forward bifurcation.

First, we choose the transmission rate β as a bifurcation parameter. By solving R0=1, we obtain

β=β=(η1+η2+η3+μ)(ζ+q1+μ)(r1+δ1+μ)(α+r2+δ2+μ)τη2(ζ+q1+μ)(α+r2+δ2+μ)+(r1+δ1+μ)(η3(ζ+q1+μ)+η1q1).

The Jacobian matrix J(E0,β) for the model (1) evaluated at E0 and β=β has a simple zero eigenvalue and other eigenvalues have negative sign. Hence E0 is a non-hyperbolic equilibrium, when β=β. Therefore, we can use the center manifold theory [37], [38] to establish the local stability of the endemic equilibrium E. Calculating a right eigenvector W=(w1,w2,w3,w4,w5,w6,w7)T and a left eigenvector V=(v1,v2,v3,v4,v5,v6,v7) associated to the zero eigenvalues, we get

  • w1=K3K4K5(K1K2ζη1)r1η2K2K4K5+K3(r2K5+r3α)(η3K2+η1q1),

  • w2=μK2K3K4K5r1η2K2K4K5+K3(r2K5+r3α)(η3K2+η1q1),

  • w3=μη1K3K4K5r1η2K2K4K5+K3(r2K5+r3α)(η3K2+η1q1),

  • w4=μη2K2K4K5r1η2K2K4K5+K3(r2K5+r3α)(η3K2+η1q1),

  • w5=μK3K5(η3K2+η1q1)r1η2K2K4K5+K3(r2K5+r3α)(η3K2+η1q1)

  • w6=αμK3(η3K2+η1q1)r1η2K2K4K5+K3(r2K5+r3α)(η3K2+η1q1),w7=1

and

  • v1=0,v2=τη2K2K4+K3(η3K2+η1q1)K1K2K3,v3=q1K2,v4=τK4K3,

  • v5=1,v6=0,v7=0.

Now from Theorem 4.1 of [37], we need to calculate the bifurcation constants a and b :

  • a=7k,i,j=1vkwiwj2fkxixj(E0,β)

  • b=7k,i=1vkwi2fkxiβ(E0,β).

Denote x1=S, x2=E, x3=Q, x4=A, x5=I, x6=J, x7=R. Since v1=0, v6=0 and v7=0, we do not need the derivatives of f1, f6 and f7. From the second-order partial derivatives of f2, f3, f4 and f5, the only ones that are nonzero are the following:

2f2x4x2(E0,β)=2f2x2x4(E0,β)=βτμΛ,2f2x4x4(E0,β)=2βτμΛ,
2f2x5x2(E0,β)=2f2x2x5(E0,β)=βμΛ,2f2x5x4(E0,β)=2f2x4x5(E0,β)=β(1+τ)μΛ,
2f2x7x4(E0,β)=2f2x4x7(E0,β)=βτμΛ,2f2x5x5(E0,β)=2βμΛ,
2f2x7x5(E0,β)=2f2x5x7(E0,β)=βμΛ.

Furthermore,

2f2x4β(E0,β)=τ,2f2x5β(E0,β)=1.

Hence, we obtain

a=v22w4w22f2AE+w5w22f2IE+w5w42f2IA+w7w42f2RA+w7w52f2RI+w422f2A2+w522f2I2=v2βμΛ2w4w2τ+w5w2+w5w4(1+τ)+w7w4τ+w7w5+2(w42τ+w52)=2v2βμΛw4w2τ+w5w2+w5w4(1+τ)+w7w4τ+w7w5+w42τ+w52<0,
b=v2w42f2Aβ+w52f2Iβ=v2(w4τ+w5)>0.

Clearly, a<0 and b>0, at β=β. Therefore, by applying Theorem 4.1 stated in Castillo-Chavez and Song [37], the model (1) undergoes a forward/transcritical bifurcation at R0=1 (See the Fig. 11). Hence, we get the following result.

Fig. 11.

Fig. 11

Transcritical bifurcation of the model (1) when R0=1.

Lemma 8 Local stability of endemic equilibrium —

. The unique endemic equilibrium E of model (1) is locally asymptotically stable (LAS) if R0>1 .

The forward bifurcation tell us that as the basic reproduction number crosses a critical value, R0=1 the system transit from one equilibrium point, which is typically stable, to two non-negative equilibrium points, with one stable and one unstable. This implies that COVID-19 disease cannot invade the population for R0<1. On the contrary, the disease persist in the community for R0 exceeds unity.

Global stability analysis of endemic equilibrium point

Here, we apply the high-dimensional Bendixson criterion which is developed by Li and Muldowney [39] to prove the global stability of the endemic equilibrium point E1. The following lemma will be useful in the sequel before proving the global stability of the endemic equilibrium point E1.

Lemma 9

The model (1) has no periodic orbits.

Proof

We establish the Dulac’s criterion to prove the theorem. Let X=(S,E,Q,A,I,J,R). Define the Dulac’s function

B=1SQ.

Then we obtain

dBXdt=SBdSdt+EBdEdt+QBdQdt+ABdAdt+IBdIdt+JBdJdt+RBdRdt=SΛSQβ(τA+I)Q(NQJ)μQ+ζS+Eβ(τA+I)Q(NQJ)K1ESQ+Qη1ESQK2S+Aη2ESQK3ASQ+Iη3ESQ+q1SK4ISQ+JαISQK5JSQ+Rr1ASQ+r2ISQ+r3JSQμRSQ=ΛQS2+ζS2+η1ESQ2+K1+K3+K4+K5+μSQ<0.

Hence, Dulac’s criterion implies that there does not exist any periodic solution in Ω for the model (1). □

From an epidemiological point of view, the non-existence of periodic orbit implies that there are fluctuations in the number of infectives which makes it difficult to allocate resources for disease control.

Theorem 10

The endemic equilibrium E1 of model (1) is globally asymptotically stable whenever R0>1 .

Proof

The result can be established by using the approach given [39], [40] and Lemma 9. □

Parameter estimation

In this section, we estimate the parameters in model (1) based on real data of COVID-19 infected cases in Ethiopia. In this study, we consider the COVID-19 monthly confirmed cases from March 13, 2020, until July 31, 2021 in Ethiopia (see Table 2). The data were collected from Ethiopian Public Health Institute (EPHI) [13] and available online at [41], [42]. The COVID-19 data for Ethiopia are fitted using the nonlinear least-squares curve fitting method with the help of “fmin-search” function from the MATLAB Optimization Toolbox. Some of the model parameters are estimated from the literature. The average life expectancy of Ethiopians for the year 2021 is 67.8 [30] and hence, the natural death rate of individuals is calculated by taking the reciprocal of the average life expectancy (in months) which is μ=1/(67.8×12). The total population of Ethiopia for the year 2021 is estimated about N(0)=114,963,588 people [42]. The recruitment rate of susceptible individuals (Λ) is obtained from Λ/μ=N(0), and it is assumed to be 141,302. The incubation period (1/η3) for COVID-19, which is the time from exposure to symptom development, is on average five to seven days. The quarantine period (1/ζ) for COVID-19 is 2 weeks.

Table 2.

COVID-19 total confirmed cases in Ethiopia.

Months Total confirmed cases Months Total confirmed cases
March 31, 2020 26 Dec 31, 2020 124264
April 30, 2020 131 Jan 31, 2021 137650
May 31, 2020 1172 Feb 28, 2021 159072
June 30, 2020 5846 March 31, 2021 206589
July 31, 2020 17530 Apr 30, 2021 257442
August 31, 2020 52131 May 31, 2021 271541
Sep 30, 2020 75368 June 30, 2021 276174
Oct 31, 2020 96169 July 31, 2021 280365
Nov 30, 2020 110074

To estimate the rest of parameters, the initial conditions for the state variables are used. According to EPHI report, in March 2020, there have been 26 COVID-19 confirmed cases in Ethiopia, so that I(0)=26. As in other parts of the world, also in Ethiopia there is a limited COVID-19 test and there is the possibility for the presence of asymptomatic individuals (infected individuals with no symptoms) [30]. This results the actual number of cases is more likely higher than the reported cases. Thus, we estimate the initial conditions for the exposed, asymptomatic, quarantined, isolated, and recovered individuals to account for the possible actual number of cases. Now, it is easy to determine the initial susceptible population as S(0)=N(0)(E(0)+Q(0)+A(0)+I(0)+J(0)+R(0)). Therefore, we can assume the initial conditions for the state variables used in model fitting to the real data as follows: E(0)=5000, Q(0)=6000, A(0)=600, J(0)=24 and R(0)=500.

The best fit to the monthly reported active cases via our model is displayed in Fig. 2. The values of the calculated and estimated parameters are summarized in Table 3 and it is to be noted that the values of the parameters used in this work are obtained from estimation, model fitting and from the literature and the unit of parameters (rate constants) is per month. Using the parameter values in Table 3, the basic reproductive value is R0=1.0029, which is greater than COVID-19 threshold value 1.

Fig. 2.

Fig. 2

The fitted data to the reported cases using model (1) for Ethiopia from March 13, 2020 to July 31, 2021.

Table 3.

Parameter values.

Parameters Values Reference
Λ 141302 Calculated using [30] and [42]
μ 0.001229 [30]
η3 1/7 [24]
ζ 1/14 [24]
β 0.88 Fitted
α 0.75214 Fitted
r1 0.00827 Fitted
r2 0.00787 Fitted
r3 0.20186 Fitted
δ1 0.16673 Fitted
δ2 0.00147 Fitted
δ3 0.00038 Fitted
q1 0.31167 Fitted
η1 0.81692 Fitted
η2 0.02557 Fitted
τ 0.45 Fitted

Sensitivity analysis

In this section, the sensitivity of model parameters with respect to the basic reproduction number R0 is performed and analyzed to limit COVID-19 cases for Ethiopia. To implement the sensitivity analysis, we calculate the sensitivity indices of the reproductive number, R0, to the parameters in the model. To investigate the most influential control parameters, we compute the normalized forward sensitivity indices, which tell us how crucial each parameter is to disease transmission and prevalence. Mathematically, using the approach in Chitnis et al.[43], we can define the normalized forward sensitivity index of a variable, M, which depends differentiably on a parameter, p, as

ΥpM=Mp×pM.

From an explicit formula for R0,

R0=β[τη2(ζ+q1+μ)(α+r2+δ2+μ)+(r1+δ1+μ)(η3(ζ+q1+μ)+η1q1)](η1+η2+η3+μ)(ζ+q1+μ)(r1+δ1+μ)(α+r2+δ2+μ),

we derive an analytical expression for the normalized forward sensitivity indices of R0 to different parameters involved in R0. For example,

ΥβR0=R0β×βR0=1.

is the normalized forward sensitivity indices of R0 with respect to the parameter β. Similarly, we can find for the remaining parameters. The sensitivity indices evaluated at the baseline parameter values are given in Table 3 were written in Table 4.

Table 4.

The normalized forward sensitivity indices of R0 to model parameters evaluated at the baseline parameter values listed in Table 3.

Parameters Sensitivity indices Values
β ΥβR0 +1
q1 Υq1R0 +0.146459
τ ΥτR0 +0.058236
η2 Υη2R0 +0.032318
η3 Υη3R0 +0.022257
α ΥαR0 −0.928714
ζ ΥζR0 −0.143982
η1 Υη1R0 −0.053329
r1 Υr1R0 −0.002733
r2 Υr2R0 −0.009718

From Table 4, parameters with positive sensitivity indices implies that an increase in that parameter’s values will have a major effect on the frequency of the disease spread. For example, from ΥβR0=1, we can see that increasing (or decreasing) the contact rate β by 10%, increase (or decrease) the R0 by 10%. On the other hand, parameters with negative sensitivity indices implies that an increase in the importance of these parameters would help to decrease the violence of the disease. For example, the increasing (or decreasing) rate of exposed individuals become quarantined η1 by 10%, decrease (or increase) the R0 by 10%.

In addition, the contour plots of the basic reproduction number R0 irrespective of different parameters of the model (1) are illustrated in Fig. 3, Fig. 4, Fig. 5, Fig. 6, Fig. 7 to investigate the effect of the control parameters on R0. In Fig. 3, the contours shows that increasing the individuals joining the susceptible group from quarantine after the negative test of COVID-19 reduces the amount of basic reproduction number and, therefore, COVID cases, while the increase of coefficient of transmission increases the basic reproduction number R0. Furthermore, in Fig. 4, we have seen that increasing the quarantine of exposed individuals reduces the amount of basic reproduction number R0, but only this is not enough to control the COVID-19 outbreak. From our sensitivity analysis, we found that R0 is most sensitive to the parameters β, τ, q1, η2, η3, and α. This shows us the effectiveness of quarantine of exposed and isolation individuals via healthcare treatment in controlling the pandemic.

Fig. 3.

Fig. 3

Contour plots of R0 versus transmission rate (β) and quarantine individuals become again susceptible (ζ). All parameter values are given in Table 3 except the varied parameters.

Fig. 4.

Fig. 4

Contour plots of R0 versus transmission rate (β) and exposed individuals become quarantined at rate η1. All parameter values are given in Table 3 except the varied parameters.

Fig. 5.

Fig. 5

Contour plots of R0 versus transmission rate (β) and quarantined individuals become showing symptoms at rate q1. All parameter values are given in Table 3 except the varied parameters.

Fig. 6.

Fig. 6

Contour plots of R0 versus quarantined individuals showing symptoms (q1) and exposed individuals become quarantined at rate η1. All parameter values are given in Table 3 except the varied parameters.

Fig. 7.

Fig. 7

Contour plots of R0 versus transmission rate (β) and modification factor for asymptomatic exposed individuals at rate τ. All parameter values are given in Table 3 except the varied parameters.

The contour in Fig. 5 show that when the rate of transfer of individuals becoming infected from quarantined is reduced together with transmission coefficient, then the amount of basic reproduction number R0 is also reduced. From Fig. 6, we can see that increasing the quarantine of exposed individuals and the decrease of quarantined individuals showing symptoms reduces the basic reproduction number and, therefore, COVID-19 cases. From Fig. 7, we can see that decreasing the coefficient of transmission and modification factor for asymptomatic coefficient reduces the basic reproduction number and, consequently, the COVID-19 burden would be reduced.

Further, Fig. 8 reveals the variation of R0 with respect to transmission rate β. It can easily be observed that R0 increases with an increase in transmission rate β and after a certain value of β, R0 becomes greater than 1. It implies that up to a certain value of β, disease-free equilibrium is stable and beyond that value of β, disease-free equilibrium becomes unstable.

Fig. 8.

Fig. 8

Variation of R0 with respect to coefficient of transmission β.

Numerical simulation

In this section, the numerical simulation is performed to support the analytical results. To validate the local stability of DFE of model (1), we choose β=0.65, and the other parametric values are similar to the baseline values given in Table 3. For E0, the reproduction number R0=0.7387 and DFE, E0=(114963588,0,0,0,0,0,0). The local stability of DFE for the model (1) is portrayed in Fig. 9. In this figure, the infective population gradually tend to disease-free equilibrium.

Fig. 9.

Fig. 9

The local stability of DFE for the model (1). Parameter values used are those given in Table 3 except for β=0.65, so that R0=0.7387<1.

For EE we have, E1=(1.149630984×108,2638,5604,382,2789,10303,150773) and the reproduction number R0=1.0029. The local stability of EE for the model (1) is portrayed in Fig. 10. In this figure, all the distinct classes coexist in the population and approach endemic equilibrium.

Fig. 10.

Fig. 10

The local stability of EE for the model (1). Parameter values used are those given in Table 3 such that R0=1.0029>1.

The occurrence of the transcritical bifurcation at R0=1 for the model (1) is illustrated in Fig. 11. Precisely, when R0<1, the model (1) has no endemic equilibrium and the disease-free equilibrium is stable. When R0>1, a stable endemic equilibrium appears and the disease-free equilibrium becomes unstable, i.e., the exchange of stability of the equilibrium (transcritical bifurcation) arises.

The global stability (Theorem 6) of the COVID-19-free equilibrium is illustrated in Fig. 12. From this figure, we observe that for different initial sizes of the infectious individuals in the population, all solution trajectories converge to the COVID-19-free equilibrium.

Fig. 12.

Fig. 12

Convergence of solution trajectories for (a) exposed, (b) asymptomatic, (c) infected and (d) hospitalized individuals at different initial values in line with Theorem 6 by using parameter values given in Table 3 except for β=0.65, so that R0=0.7387<1.

In Fig. 13, the effects of coefficient of transmission at different values are displayed. It is observed that reducing the coefficient of transmission reduces the burden of infected individuals in hospital. Thus, this graphical suggests that the Ethiopian government takes progressive control measures to reduce the contact rate.

Fig. 13.

Fig. 13

Projections with varying effect of coefficient of transmission at values of β=[0.70(R0=0.7955<1),0.65(R0=0.7386<1),0.55(R0=0.6250<1),0.45(R0=0.5114<1)].

In Fig. 14, the effects of the modification factor on asymptomatic coefficient at different values are displayed. The projection shows that the cumulative number of individuals becoming infected is high when τ becomes high and becomes decreasing with low values of τ, which minimize also the values of basic reproduction number less than one. As shown in Fig. 15, when the contact rate increases, the number of infected individuals become high and decreasing the value of β decreases the number of infected population. This shows that the infected people with symptoms are significantly contributing the disease burden in the Ethiopian community.

Fig. 14.

Fig. 14

Projections with varying effect of modification factor for asymptomatic coefficient at values of τ=[0.46(R0=1.0014>1),0.45(R0=1.0029>1),0.44(R0=0.9988<1),0.43(R0=0.9975<1)].

Fig. 15.

Fig. 15

Projections with varying effect of coefficient of transmission at values of β=[0.70(R0=0.7955<1),0.65(R0=0.7386<1),0.55(R0=0.6250<1),0.45(R0=0.5114<1)].

From Fig. 16 we observe that increasing the rate of infected individuals exposed to healthcare treatment will decrease the transmission rate from the infected people to susceptible individuals. This implies that isolation of the infected human overall can reduce the risk of future COVID-19 spread in Ethiopia. In Fig. 17, we can see that when the rate of exposed individuals becoming quarantined is increased, then the number of individuals getting COVID-19 disease will decrease. Therefore, by increasing the quarantine of exposed individuals, we can minimize the spread of COVID-19 pandemic.

Fig. 16.

Fig. 16

Projections with varying effect of infected individuals become exposed to healthcare treatment at values of α=[0.98414(R0=0.7804<1),0.96314(R0=0.7959<1),0.94214(R0=0.8122<1),0.92114(R0=0.8292<1)].

Fig. 17.

Fig. 17

Projections with varying effect of quarantine rate of exposed individuals at values of η1=[0.81692(R0=1.0029>1),0.82692(R0=0.9994<1),0.83692(R0=0.9987<1),0.84692(R0=0.9981<1)].

Discussion and conclusions

In this paper, we formulated and analyzed a nonlinear deterministic mathematical model to investigate the transmission dynamics of COVID-19. We first obtained the feasible region where the model is epidemiologically and mathematically well-posed. Then, the basic reproduction number, R0 is computed using the next-generation matrix method. We then analyzed both local and global stability of the disease-free equilibrium point based on R0. The analytical result shows that the COVID-19-free equilibrium point is locally as well as globally asymptotically stable if R0<1 and unstable if R0>1. The existence and stability of the endemic equilibrium point was determined by using the method stated in Castillo-Chavez and Song. Besides, the coexistence equilibrium point is locally asymptotically stable if R0>1. From the epidemiological point of view, the disease can be managed if R0 is less than unity. Otherwise, the disease can persist in the community. We also proved that the model exhibits forward bifurcation with the help of center manifold theory. Thus, the possible implication of this is that to reduce the disease burden in the community, policymakers have to work on bringing the reproduction number below one.

In ‘Parameter estimation’, the model parameters are fitted using COVID-19 infected data reported from March 13, 2020 to July 31, 2021 in Ethiopia. In ‘Sensitivity analysis’, the normalized sensitivity indices of R0 show that the most sensitivity parameters are β and τ with positive sign, which shows that decreasing the contact rate with infected and asymptomatic individuals reduces R0 and so does the disease load. Again, the parameters η1 and α are the most sensitive parameters with negative sign. This indicates that the increase of quarantine of exposed and treating infected individuals decreases the contact rate which in turn reduces R0 and so does the disease load.

We performed the numerical simulation in ‘Numerical Simulation’. The simulation result shows that the diseases always persist in the community whenever the reproduction number exceeds unity. This supports the fact that decrease in the transmission rate β reduces the value of R0. Moreover, the decrease in the parameter τ (the modified contact rate at which the asymptomatic individuals interact with susceptible) also shows a positive impact on R0. In addition, an increase in the parameter η1 which is the rate that exposed individuals become quarantined, reduces the value of R0. Thus, the simulation result concludes that the spread of COVID-19 can be managed via minimizing the contact rate of infected and increasing the quarantine of exposed individuals. In the future, it is reasonable extending the present mathematical model via vaccination into an optimal control problem to investigate optimal intervention strategies.

Declaration of Competing Interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

Acknowledgment

The authors acknowledges Adama Science and Technology University for its hospitality and support during this work through the research grant ASTU/AS-R/005/2020.

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