Abstract
Objective
The purpose of this study is to identify geriatric chronic low back pain (LBP) subgroups based on the presence of potentially modifiable hip impairments, using Latent Variable Mixture Modeling (LVMM), and to examine the prospective relationship between these subgroups and key outcomes over time.
Methods
Baseline, 3-month, 6-month, and 12-month data were collected from a prospective cohort of 250 community-dwelling older adults with chronic LBP. Comprehensive hip (symptoms, strength, range of motion, and flexibility), LBP (intensity and disability), and mobility function (gait speed and 6-Minute Walk Test) examinations were performed at each timepoint. Baseline hip measures were included in LVMM; observed classes/subgroups were compared longitudinally on LBP and mobility function outcomes using mixed models.
Results
Regarding LVMM, a model with 3 classes/subgroup fit best. Broadly speaking, subgroups were differentiated best by hip strength and symptom presence: subgroup 1 = strong and nonsymptomatic, subgroup 2 = weak and nonsymptomatic, and subgroup 3 = weak and symptomatic (WS). Regarding longitudinal mixed models, all subgroups improved in most outcomes over time. Specifically, over 12 months, the nonsymptomatic subgroups had lower LBP intensity and disability levels compared with the WS subgroup, whereas the strong and nonsymptomatic subgroup had better mobility function than the 2 “weak” subgroups.
Conclusion
These subgroup classifications may help in tailoring specific interventions in future trials. Special attention should be given to the WS subgroup given their consistently poor LBP and mobility function outcomes.
Impact
Among older adults with chronic low back pain, there are 3 hip subgroups: “strong and nonsymptomatic,” “weak and nonsymptomatic,” and “weak and symptomatic.” People in these subgroups demonstrate different outcomes and require different treatment; proper identification will result in tailored interventions designed to benefit individual patients. In particular, people in the WS subgroup deserve special attention, because their outcomes are consistently poorer than those in the other subgroups.
Keywords: Aging, Arthritis, Back Pain, Chronic Pain, Geriatrics, Hip, Hip Osteoarthritis, Low Back Pain, Mobility Limitation, Models, Statistical
Introduction
Low back pain (LBP) is the leading cause of disability worldwide,1 and its prevalence is rising.2 Nearly one-third of all older adults are estimated to have LBP,3 and the related societal costs are substantial. Within a 10-year period, there has been a nearly 400% increase in LBP-related Medicare charges associated with LBP management4; downstream costs related to progressive disability must also be considered. Several large, longitudinal studies have demonstrated that geriatric LBP is independently associated with a steeper rate of decline in performance-based mobility function (ie, gait speed, chair rise performance, balance).5,6 Further, poor mobility function among older adults is predictive of increased risk for mortality, institutionalization, and disability within 3 years.7,8 To mitigate the societal impact of LBP among older adults, effective interventions that address both pain and functional decline must be developed; however, existing barriers must be overcome to make progress on this front.
The National Institute on Aging has been keenly aware of the significant knowledge gaps preventing forward progress in this field of study and made a specific call for the “development and evaluation of therapeutic algorithms for comprehensive management of chronic pain specifically targeting the needs and challenges of older adults (eg, physical therapy).”9 Although there is long-standing expert consensus that patients with LBP should be classified into clinically relevant subgroups prior to treatment,10,11 no empirically derived treatment-based classification systems exist for older adults with LBP. There is strong evidence that classification approaches, where treatments are matched to the clinical impairments of a specific subgroup, can improve clinical outcomes for younger patients undergoing physical therapy treatment for LBP.12–14 To develop effective interventions, appropriate classification systems that account for the unique features of older adults with chronic LBP (ie, degenerative joint changes, sarcopenia,5 maladaptive pain processing,15 and functional limitations6) are needed.
One potential clinically relevant subgroup that has been discussed in the literature is individuals with chronic LBP and coexisting hip impairments. Offierski and MacNab initially defined hip-spine syndrome as the manifestation of low back symptoms because of an abnormal biomechanical relationship between the hip joint and the lumbar spine, likely related to degenerative pathology in 1 or both joints.16 Since then, several studies have identified relationships between hip impairments and LBP,17–22 but the hip-spine phenomenon has never been studied systematically or adequately addressed from a rehabilitative intervention standpoint. Thus, the 2 main study objectives were to investigate whether clinically relevant subgroups of older adults with chronic LBP could be identified on the basis of the presence of potentially modifiable hip impairments using latent variable mixture modeling (LVMM) and to examine the relationship between these subgroups and key outcomes, including pain and performance-based mobility function, over a period of 12 months. Identification of homogeneous, clinically relevant subgroups based on modifiable hip impairments may inform targeted pain management approaches.
Methods
Study Overview
Individuals who were 60 to 85 years old were recruited from the greater Delaware area from March 2013 to December 2016 for this prospective cohort study. Individuals were included if they reported “moderate” LBP intensity (≥4/10) that occurred on most days per week (≥4 days) for ≥3 months. Individuals were excluded if they had nonmechanical LBP symptoms (eg, unrelenting night pain, pain-related fever), severely limited mobility (eg, required more than a cane for household ambulation), a progressive neurological disorder (eg, Parkinson disease, multiple sclerosis), or a terminal illness. Additionally, individuals were excluded if they scored <18/30 points on the Mini-Mental State Examination23; although a score of >24 is a generally accepted cutoff for normal cognition,24 prior work has shown that individuals with lower education levels or from a racial minority group can score lower on this test without having cognitive impairment.23 Participants were recruited from the community via advertisements placed in local newspapers, mailers, retirement communities, senior centers, and health fairs. Of the 432 individuals screened, 250 participants were included (Fig. 1).
Standardized clinical examinations (ie, comprehensive mobility function, low back, and hip assessments) occurred at baseline, 3 months, 6 months, and 12 months in a clinical research laboratory. Two licensed physical therapists, masked with regard to each other’s assessments, performed each evaluation: 1 physical therapist completed the mobility function and low back assessments, whereas the other completed the hip assessment. This study was approved by the University of Delaware Institutional Review Board, and the protocol aligned with principles outlined in the Helsinki Declaration. Each participant provided written informed consent prior to enrollment.
Sample Characteristics
Participants reported their age, sex, race, employment status, education level, duration of their LBP symptoms, and medication use across various pharmaceutical classes (ie, opioids, antidepressants, anxiolytics, and anticonvulsants). Height and weight were measured using a digital scale, and body mass index (BMI) was calculated. The 15-item Geriatric Depression Scale (GDS-15) was used to measure depressive symptoms; higher scores indicate more symptoms,25 and a cutoff value of ≥5 is used to detect clinical depression.26 The Cumulative Illness Rating Scale (CIRS) was used to quantify comorbidity burden.27 The CIRS is a 13-item scale that assesses the presence and severity of impairments in different bodily regions (eg, cardiac, respiratory, gastrointestinal, musculoskeletal); 0 = no impairment and 4 = extremely severe impairment, and higher overall scores indicate a greater comorbid disease burden. To complete the CIRS, the examiner performed a comprehensive medical history interview with the participant and asked additional questions for clarification as needed.27 Participants also completed the Fear Avoidance Beliefs Questionnaire for physical activity, a measure of pain-related fear of movement; lower scores indicate less fear.28
Hip Impairment Domain Measures
Hip Symptoms
Specific items from the Hip Dysfunction and Osteoarthritis Outcome Score (HOOS),29 an extension of the Western Ontario and McMaster Universities Osteoarthritis Index (WOMAC),30 were used to assess hip symptoms. We used HOOS items P4 to P8 to assess pain intensity, because they also constitute the WOMAC pain subscale; participants were asked about the amount of pain incurred during a variety of daily activities (eg, climbing stairs, walking, lying down). Similarly, we used HOOS items S4 and S5 to assess hip joint stiffness, because they also constitute the WOMAC stiffness subscale; participants were asked about the amount of joint stiffness experienced in the morning and later in the day. Scores for all items range from 0 to 4 (0 = none; 4 = extreme); higher scores indicate greater pain and/or stiffness. The psychometric properties of both the HOOS29 and the WOMAC30 have been established.
Hip Strength
Hip strength was measured using a portable handheld dynamometer (Lafayette Instrument Co., Lafayette, IN, USA), which was calibrated annually. All strength tests were isometric, and standardized procedures were followed (Suppl. File 1. Three trials of hip flexion, abduction, adduction, internal rotation, external rotation, and extension strength measures were performed, and the highest value was recorded. Values were normalized to BMI; the weaker of the 2 sides (ie, right vs left lower extremity) was used to arrive at a single measure for these analyses. The reliability of these methods has been established and is reported in Supplementary File 1.31
Hip Range of Motion (ROM)
Passive ROM was measured according to standardized procedures adapted from Reese and Bandy32 (Suppl. File 1). A goniometer was used to measure hip flexion, abduction, adduction, and extension ROM, and an inclinometer was used to measure hip internal and external rotation. The more restricted of the 2 sides was used for these analyses. The reliability of these methods has been established and is reported in Supplementary File 1.33
Hip Flexibility
The Modified Thomas Test, straight leg raise, and Ober Test were used to quantify hip flexor, hip extensor, and iliotibial band flexibility, respectively (Suppl. File 1). All measures were taken in degrees, and the more restricted of the 2 sides was used for these analyses. The reliability of these tests has been established and is reported in Supplementary File 1.32,34,35
LBP Intensity and Disability
The pain thermometer, a reliable and valid measure among older adults,36 was used to assess “best” and “worst” pain intensity in the last 24 hours as well as “current” pain intensity. Scores ranged from 0 to 10 (0 = no pain; 10 = worst possible pain); these ratings were averaged to form a composite LBP intensity rating, which is more consistent with recommendations made by the NIH Task Force on Research Standards for Chronic Low Back Pain.37
The Quebec LBP Disability Questionnaire was used to measure LBP-related disability. Participants were asked how difficult it was to perform certain activities of daily living (eg, standing, walking) because of their LBP. For each of the 20 items, scores range from 0 to 5 (0 = not difficult at all to do; 5 = unable to do). Total scores range from 0 to 100, with higher scores suggesting greater LBP-related disability. The reliability and validity of the Quebec LBP Disability Questionnaire have been established among older adults.38
Performance-Based Mobility Function
Self-selected gait speed, a strong predictor of poor health outcomes among older adults,39 was measured with the GaitMat II System (EQ Inc, Chalfont, PA, USA), a 4-m-long electronic walkway that measures a variety of spatiotemporal gait characteristics. Participants were instructed to walk at their usual, comfortable speed; after 3 practice trials, participants performed 3 recorded trials. The average gait speed of the 3 recorded trials was recorded. The GaitMat II System has been found to have excellent reliability.40
Six-Minute Walk Test distance (6-MWD), a reliable and valid measure of functional endurance in older adults, was measured over a circular track as described previously.41,42 Participants were instructed to cover as much ground as possible in 6 minutes and were provided with standard verbal encouragement every 30 seconds.
Data Analyses
Mixture Model
Mplus43 version 7.31 was used to conduct the LVMM, allowing for the identification of potentially clinically distinct subgroups on the basis of baseline data from the hip impairment domains (ie, symptoms, strength, ROM, and flexibility). Models with 2 through 4 classes were examined, with the final number being determined by the Akaike information criterion, the Bayesian information criterion (BIC), the sample size–adjusted BIC, and entropy statistics. Lower scores for the Akaike information criterion, the BIC, and the sample size–adjusted BIC are desirable, whereas higher entropy values indicate better model fit. In addition, Vuong-Lo–Mendell–Rubin (VLMR) and adjusted VLMR likelihood ratio tests were used to determine whether a model with k classes was a better fit than a model with k − 1 classes. Significant values (ie, P ≤ .050) indicated that a model with k class fit better than a model with 1 class less (ie, k −1).
Subgroup Characteristics
The resulting classes, or subgroups, were compared on demographic/health characteristics (eg, age, sex, BMI) and hip impairment domain measures. Chi-squared tests were used for dichotomous measures, and analysis of variance or Kruskal-Wallis tests were used for between-group comparisons of continuous measures. Findings for continuous measures were identical regardless of which test (ie, parametric or nonparametric) was used; results presented are from the analysis of variance models.
Longitudinal Comparisons
Mixed models were used to compare the subgroups longitudinally over 4 time points: baseline, 3 months, 6 months, and 12 months. Primary outcomes for the mixed models were composite LBP intensity, Quebec LBP Disability Questionnaire scores, self-selected gait speed, and 6-MWD. Fixed effects included subgroup membership, time, and the subgroup × time interaction as well as the covariates of age, sex, education level, employment status, BMI, GDS-15 scores, and CIRS scores. Because the time measurement occasions were unequally spaced (ie, baseline, 3 months, 6 months, 12 months), analyses were performed by modeling time as both unequally spaced and equidistant. Findings were consistent between both approaches; models with equally spaced time are presented for ease of interpretation. A compound symmetric heterogeneous covariance error was chosen by examining optimal model fit using the Akaike information criterion and the BIC.
Role of the Funding Source
The funder played no role in the design, conduct, or reporting of this study.
Results
Mixture Model Fit
Various numbers of classes were tested in LVMM (Tab. 1). A model with 3 classes exhibited the lowest BIC value; VLMR and adjusted VLMR P values indicated that a 3-class model was a significant improvement (P = .01) from a 2-class model and that a 4-class model did not significantly improve model fit. Therefore, for parsimony, a 3-class model was chosen. Average class probability for individuals in the most likely class was high: .983, .964, and .967 for classes 1, 2, and 3 (henceforth referred to as subgroups), respectively.
Table 1.
Model Fit Criteria | Model Fit Improvement Tests | |||||
---|---|---|---|---|---|---|
No. of Classes | AIC | BIC | ssBIC | Entropy | VLMR P | aVLMR P |
2 | 22,477.93 | 22,780.77 | 22,508.14 | 0.942 | .01 | .02 |
3 | 22,011.17 | 22,433.75 | 22,053.34 | 0.930 | .01 | .01 |
4 | 12,962.78 | 22,505.09 | 22,016.90 | 0.912 | .76 | .76 |
a AIC = Akaike information criterion; aVLMR = adjusted Vuong-Lo–Mendell–Rubin (VLMR) likelihood ratio test; BIC = Bayesian information criterion; ssBIC = sample size–adjusted BIC; VLMR = Vuong-Lo–Mendell–Rubin likelihood ratio test.
Subgroup Characteristics
Table 2 illustrates the differences between the 3 subgroups on hip impairment domain measures included in the LVMM (ie, hip symptoms, strength, ROM, and flexibility). Subgroups largely differed on the presence of hip symptoms and strength. Compared with subgroup 3, subgroups 1 and 2 had significantly lower symptom scores (ie, HOOS P4–P8 and HOOS S4 and S5) but did not differ from each other. Subgroup 1 was stronger across all hip strength measurements than subgroups 2 and 3; although subgroup 2 was stronger than subgroup 3 on several strength measurements, the differences were less pronounced. Therefore, we named the 3 clinically distinct subgroups as follows: subgroup 1 = strong and nonsymptomatic (SNS), subgroup 2 = weak and nonsymptomatic (WNS), and subgroup 3 = weak and symptomatic (WS).
Table 2.
Mean (SD) for: | Post Hoc Pairwise Comparison P | ||||||
---|---|---|---|---|---|---|---|
Measure | Class 1 (n = 76) | Class 2 (n = 103) | Class 3 (n = 71) | Model P | Class 1 vs Class 2 | Class 1 vs Class 3 | Class 2 vs Class 3 |
Hip symptoms | |||||||
HOOS pain items (0–20) | 3.2 (3.0) | 2.9 (3.0) | 6.9 (3.7) | <.001 | .53 | <.001 | <.001 |
HOOS stiffness items (0–8) | 1.7 (1.6) | 1.4 (1.5) | 3.3 (1.7) | <.001 | .24 | <.001 | <.001 |
Hip strength, kg normalized to BMI | |||||||
Flexion | 0.65 (0.23) | 0.38 (0.15) | 0.33 (0.12) | <.001 | <.001 | <.001 | .06 |
Abduction | 0.37 (0.08) | 0.21 (0.06) | 0.18 (0.06) | <.001 | <.001 | <.001 | .01 |
Adduction | 0.41 (0.09) | 0.22 (0.06) | 0.18 (0.07) | <.001 | <.001 | <.001 | .01 |
Internal rotation | 0.34 (0.08) | 0.17 (0.05) | 0.14 (0.05) | <.001 | <.001 | <.001 | .01 |
External rotation | 0.42 (0.11) | 0.22 (0.07) | 0.18 (0.07) | <.001 | <.001 | <.001 | .01 |
Extension | 0.35 (0.13) | 0.18 (0.08) | 0.14 (0.07) | <.001 | <.001 | <.001 | .01 |
Hip ROM (°) | |||||||
Flexion | 93.4 (7.3) | 93.2 (2.9) | 90.2 (8.2) | .02 | .96 | .02 | .01 |
Abduction | 23.5 (5.5) | 23.9 (6.7) | 22.6 (7.7) | .43 | |||
Adduction | 13.4 (6.0) | 12.5 (7.1) | 12.2 (6.31) | .47 | |||
Internal rotation | 21.0 (9.8) | 24.8 (10.8) | 24.1 (10.6) | .05 | .02 | .08 | .65 |
External rotation | 31.8 (9.9) | 30.0 (10.3) | 27.7 (9.6) | .05 | .26 | .02 | .13 |
Extension | 4.4 (5.3) | 4.3 (5.9) | 4.1 (5.9) | .95 | |||
Hip flexibility (°) | |||||||
Modified Thomas test | 0.3 (7.9) | 0.9 (6.3) | −0.5 (7.1) | .45 | |||
Straight leg raise test | 54.2 (12.1) | 55.7 (14.0) | 53.9 (13.7) | .64 | |||
Ober test | 4.0 (7.1) | 4.0 (8.0) | 4.6 (7.2) | .83 |
a ANOVA = analysis of variance; BMI = body mass index; HOOS = Hip Dysfunction and Osteoarthritis Outcome Score; ROM = range of motion.
Table 3 illustrates the differences in baseline demographic and health characteristics among subgroups: subgroups differed on several characteristics, with some exceptions (ie, Mini-Mental State Examination, presence of select health conditions, use of select medications, LBP duration, and Fear Avoidance Beliefs Questionnaire for physical activity scores). Compared with the WNS and WS subgroups, the SNS subgroup was younger, predominantly White, well-educated, and not retired and had lower BMIs, fewer depressive symptoms, and fewer comorbidities. Additionally, the SNS subgroup had a lower proportion of individuals with scores of ≥5 on the GDS-15 (SNS = 7.9%, WNS = 7.8%, and WS = 29.6%; P ≤ .001), indicating a lower rate of clinical depression.
Table 3.
Characteristic | Full Sample (n = 250) | Class 1, SNS (n = 76) | Class 2, WNS (n = 103) | Class 3, WS (n = 71) | P |
---|---|---|---|---|---|
Age, y, mean (SD) | 69.7 (6.8) | 67.4 (6.1) | 71.4 (6.8) | 69.7 (7.0) | <001 |
Sex, women | 128 (51.2) | 14 (18.4) | 62 (60.2) | 52 (73.2) | <.001 |
Race, White | 213 (85.2) | 70 (92.1) | 91 (88.3) | 52 (73.2) | .01 |
Employment status, retired | 182 (72.8) | 47 (61.8) | 81 (78.6) | 54 (76.1) | .03 |
Education, college graduate | 145 (58.0) | 51 (67.1) | 64 (62.1) | 30 (42.3) | .01 |
MMSE score ≥24 | 247 (98.8) | 76 (100) | 101 (98.1) | 70 (98.6) | .49 |
BMI, kg/m2, mean (SD) | 29.4 (5.7) | 27.2 (4.5) | 29.9 (5.4) | 31.3 (6.5) | <.001 |
GDS-15 score, 0–15, mean (SD) | 2.2 (2.7) | 1.7 (2.4) | 1.7 (2.2) | 3.4 (3.4) | <.001 |
Heart disease | 31 (12.4) | 10 (13.2) | 9 (8.7) | 12 (16.9) | .25 |
Stroke | 10 (4.0) | 1 (1.3) | 7 (6.8) | 2 (2.8) | .15 |
Diabetes | 41 (16.4) | 11 (14.5) | 14 (13.6) | 16 (22.5) | .25 |
Osteoarthritis | 131 (52.4) | 35 (46.1) | 53 (41.4) | 43 (60.6) | .21 |
Visual impairment | 95 (38.0) | 30 (39.5) | 36 (35.0) | 29 (40.8) | .70 |
Hearing impairment | 79 (31.6) | 27 (35.5) | 31 (30.1) | 21 (29.6) | .68 |
CIRS score, 0–52, mean (SD) | 9.4 (3.8) | 8.1 (3.4) | 9.5 (3.5) | 10.7 (4.1) | <.001 |
Opioid use | 18 (7.2) | 3 (3.9) | 7 (6.8) | 8 (11.3) | .21 |
Antidepressant use | 50 (20.0) | 11 (14.4) | 22 (21.4) | 17 (23.9) | .31 |
Anxiolytic use | 20 (8.0) | 3 (3.9) | 10 (9.7) | 7 (9.9) | .29 |
Anticonvulsant use | 25 (10.0) | 4 (5.3) | 12 (11.7) | 9 (12.7) | .24 |
LBP duration, y, mean (SD) | 5.7 (7.7) | 5.8 (7.6) | 5.3 (7.2) | 6.1 (8.7) | .80 |
FABQ-PA score, 0–24, mean (SD) | 13.5 (6.2) | 13.0 (6.0) | 13.0 (6.2) | 14.9 (6.2) | .11 |
Composite LBP level, 0–10, mean (SD) | 3.1 (1.5) | 2.9 (1.4) | 2.7 (1.4) | 3.8 (1.5) | <.001 |
Quebec LBP Disability Questionnaire score, 0–100, mean (SD) | 28.3 (16.6) | 21.6 (12.6) | 26.0 (16.4) | 38.8 (15.8) | <.001 |
Self-selected gait speed, m/s, mean (SD) | 1.01 (0.23) | 1.14 (0.19) | 0.98 (0.22) | 0.92 (0.23) | <.001 |
6-MWD, m, mean (SD) | 488 (133) | 589 (78) | 453 (133) | 429 (119) | <.001 |
a Data are reported as number (percentage) of participants unless otherwise indicated. 6-MWD = 6-min walk test distance; ANOVA = analysis of variance; BMI = body mass index; CIRS = Cumulative Illness Rating Scale; FABQ-PA = Fear Avoidance Beliefs Questionnaire for physical activity; GDS-15 = 15-item Geriatric Depression Scale; LBP = low back pain; MMSE = Mini-Mental State Examination; SNS = strong, no symptoms; WNS = weak, no symptoms; WS = weak, symptoms.
Longitudinal Comparisons
The covariates of age, sex, BMI, GDS-15 (ie, depressive symptoms), and CIRS (ie, comorbidity burden) had various associations with the 4 dependent variables (Suppl. File 2). Generally, older age, female sex, higher BMIs, more depressive symptoms, and more comorbidities were predictive of higher composite LBP intensity, higher Quebec LBP Disability Questionnaire scores, and worse mobility performance.
The top panel of Figure 2 displays the adjusted class means for composite LBP intensity and Quebec LBP Disability Questionnaire outcomes over time. Models for both LBP outcomes followed similar patterns; main effects for subgroup (P ≤ .001) and time (P ≤ .001) were significant for both outcomes. SNS and WNS had lower pain intensity and disability scores than WS (P ≤ .001 for all comparisons). Regardless of subgroup, composite LBP intensity and Quebec LBP Disability Questionnaire scores improved from baseline to 12 months (P ≤ .001).
The bottom panel of Figure 2 displays the adjusted means for 2 performance-based mobility function outcomes over all time points. For self-selected walking speed, main effects for subgroup (P = .01) and time (P = .01) were significant. The SNS subgroup walked faster than the WNS (P ≤ .001) and WS (P = .01) subgroups; there was no difference between the WNS subgroup and the WS subgroup (P = .17). All subgroups improved from baseline to 12 months (P ≤ .001). For 6-MWD, the subgroup × time interaction effect was significant (P = .02); the SNS subgroup walked longer distances than both WNS and WS subgroups at baseline (both Ps ≤ .001) and significantly improved from baseline to 12 months (P = .01). The WS subgroup’s 6-MWD did not change over time (P = .29) and was similar to the WNS subgroup’s 6-MWD at baseline (P = .99). Although the WNS subgroup’s 6-MWD initially increased, it regressed such that it did not differ between baseline and 12 months (P = .39) or from the WNS subgroup’s 6-MWD at 12 months (P = .89).
Discussion
Using an unsupervised statistical approach with minimal bias, we identified 3 clinically distinct subgroups, thus highlighting the unique role of hip impairments in characterizing older adults for whom the primary problem is chronic LBP. Our subgroup classification, which was established using LVMM, was based on the presence or absence of specific hip impairments, particularly strength and symptoms (ie, pain and stiffness). Identification of these subgroups allowed us to explore the longitudinal consequences of class membership; as expected, the subgroup with prevalent hip weakness and symptoms had the worst prognosis over 12 months. These findings suggest hip impairments may play an influential role in the clinical course of geriatric LBP; further subgroup exploration may allow for development and testing of tailored treatments for this population.
The 3 subgroups are primarily defined by hip symptoms and hip strength. Of note, hip ROM and flexibility measures did not play a substantive role in distinguishing subgroups. However, hip symptoms were an important classification factor, which is unsurprising given our previous findings: coexisting hip symptoms were more prevalent in older adults with chronic LBP compared with pain-free peers and were associated with worse function and health-related quality of life.22 The presence of movement-evoked hip pain, positional hip pain, and/or hip stiffness, which are all measured by the HOOS, may be indicative of hip joint pathology.44 As for the role of hip strength in distinguishing LBP subgroups, existing literature supports the premise that altered hip muscle function is linked to LBP. In a recent systematic review, Sadler et al45 concluded that LBP was associated with reduced gluteus medius muscle strength, particularly on the predominant side of LBP. Laboratory studies have also demonstrated poor endurance and coactivation of gluteus medius are predictive of LBP onset during prolonged standing among previously asymptomatic participants.46,47
Given the strong role of hip symptoms and strength in distinguishing these subgroups, we named the subgroups based on the dominant impairment patterns seen in each group: SNS, WNS, and WS. The SNS subgroup had hip strength values that were nearly twice that of the 2 “weak” subgroups across all measures of hip strength. We acknowledge the lack of a known cut-point to definitively classify someone as strong versus weak; rather, we used the term “weak” in this context to denote there were 2 subgroups with a relatively lower strength level. Similarly, the WS subgroup had symptom scores approximately twice those of the nonsymptomatic subgroups. The consistent pattern in these 3 subgroups across hip impairment measures helps to establish the meaningfulness of the distinct subgroups identified through VLMM.
Longitudinally, consistent patterns exist for each outcome across subgroups. From baseline, the WS subgroup had worse pain outcomes with significantly higher pain intensity and Quebec LBP Disability Questionnaire scores (Fig. 2); although all 3 subgroups improved on pain outcomes over time, the between-group difference in pain remained stable. Of note, the difference in Quebec LBP Disability Questionnaire scores between the WS subgroup and the 2 nonsymptomatic subgroups (Quebec LBP Disability Questionnaire scores: WS = 38.8, WNS = 26.0, SNS = 21.6) exceeded the minimum detectable change value of 10.66 for the Quebec LBP Disability Questionnaire,38 suggesting that the WS subgroup truly had greater LBP-related disability. From baseline, the WS subgroup also had worse mobility function, with significantly slower gait speed and shorter 6-MWD. A gait speed of <1.0 m/s indicates an increased risk for poor outcomes among older adults, including hospitalization and death,48 whereas a gait speed of ≥1.2 m/s indicates exceptional life expectancy.49 The gait speed of the 2 weak subgroups was ≤1.0 m/s at baseline and never reached the ideal gait speed of 1.2 m/s during follow-up; however, the SNS subgroup was not considered at risk at any point and reached the ideal gait speed by 6 months. For 6-MWD, all 3 subgroups had values in the normal range, but the SNS subgroup clearly outperformed the other groups. Further, only the SNS subgroup improved during follow-up. Notably, across all time points, the difference in 6-MWD between the SNS and the 2 weak subgroups exceeded the minimum detectable change of 58 m and the minimal clinically important difference of 50 m established for older adults who are healthy.50 Collectively, these performance data strongly suggest meaningful between-group differences.
When considering the differences in patterns of pain versus functional mobility outcomes (Fig. 2), hip symptoms appear to be linked with worse longitudinal pain outcomes, whereas hip weakness is more tied to worse performance-based function. For instance, the 2 nonsymptomatic subgroups cluster together in their pain-related longitudinal behavior and have better outcomes relative to the WS subgroup, but the 2 weak subgroups cluster together relative to function with worse outcomes over time. Given these patterns, it is logical that the LBP subgroup with both hip symptoms and weakness (ie, WS) would consistently have the worst outcomes. The consistency of longitudinal findings across multiple outcomes highlights the unique nature of each of these 3 subgroups.
Over the past decade, there has been a shift away from the consideration of physical impairments towards psychological factors in LBP management; this shift has been appropriate in younger populations where psychological factors have proven to be a predominant driver of chronic pain. However, older adults are vulnerable to age-related changes in all body systems, particularly the musculoskeletal system, and these senescent changes should be considered when developing age-appropriate treatment strategies.51 Our exploration of musculoskeletal hip impairments resulted in identifying 3 clinically relevant subgroups with different risk profiles; each subgroup likely requires a different focus to their LBP treatment approach.
A major advantage of our study design was the inclusion of potentially modifiable hip impairments needed to identify and name these subgroups. We postulate the subgroups identified herein could guide whether hip-focused interventions should augment traditional lumbar-focused approaches for older adults with chronic LBP. For instance, the SNS subgroup would not likely require any hip intervention, whereas the WNS subgroup might require hip strengthening. Finally, the WS subgroup would likely require an approach that addresses hip pain, stiffness, and weakness in addition to targeted functional training. Given the substantial consequences (ie, falls, institutionalization, mortality) associated with the combination of poor performance-based mobility function and multisite pain in older adults,7,8,52 this WS subgroup should be considered an at-risk group in need of special attention from the clinical community.
Although certain clinical characteristics were not relevant in distinguishing subgroups (eg, range of motion) or were not included in the model (eg, psychological factors), it does not necessarily mean such factors are unimportant relative to clinical outcomes. Impairments in these areas may contribute to worse physical function and greater disability regardless of subgroup membership. Therefore, individual patients require comprehensive evaluations including, but also beyond, subgroup classification measures to develop effective treatment plans.
This study has several distinct strengths: the evaluation of community-dwelling older adults with LBP in the context of a prospective cohort design, with 12 months of follow-up data and a minimal attrition rate of 9%; a priori selection of reliable and valid hip impairment and performance-based outcome measures; masking of outcomes assessors to the results of the clinical hip assessment; and, the use of latent class analysis to identify distinct subgroups based on the presentation of hip impairments. Additionally, key demographic characteristics (eg, sex, BMI) are similar between our sample and other geriatric LBP study samples.53,54
Study Limitations
There are also several limitations to consider. First, in the context of this study, the results have not been replicated in a new set of participants to validate the findings; this limitation is partially mitigated by the robust and consistent longitudinal findings across multiple outcomes, highlighting the unique nature of each distinct hip-spine subgroup. Another factor that limits the generalizability of our findings is the lack of full racial/ethnic representation for our sample; additionally, our sample appears to be more highly educated than a nationally representative of older adults with back pain.55 These results should be replicated in a population-based sample with adequate representation. We were also unable to establish an inception cohort in this population because of the challenge of identifying older adults in the primary care setting with a truly new onset of LBP. Other important pain factors, such as neuropathy, were not considered in our study. Finally, previous injuries and structural changes to the hip may impact movement patterns and thus pain and physical function in different ways; we did not measure factors such as these in our study.
Globally, LBP is a principal factor leading to disability among older adults,50 and effective treatments that address pain and functional mobility consequences are limited. This study has taken the first step in developing a comprehensive therapeutic algorithm by identifying clinically relevant subgroups within the geriatric LBP population and delineating the longitudinal pain and functional profiles for these subgroups. Because these classification subgroups are based upon hip impairments that are modifiable through physical rehabilitation, we are well-positioned to develop interventions based on the defining features of each subgroup. The next steps involve the following: replicating these findings in larger population-based samples; examining other clinical characteristics (eg, psychological factors) that may be associated with subgroup membership; exploring whether other clinical characteristics are stronger predictors of clinical outcomes, compared with the presence of hip symptoms or muscle weakness themselves; and developing and testing tailored treatment approaches for each subgroup.
Supplementary Material
Contributor Information
Gregory E Hicks, Department of Physical Therapy, University of Delaware, Newark, Delaware, USA.
Ryan T Pohlig, Department of Epidemiology, University of Delaware, Newark, Delaware, USA; Biostatistics Core, University of Delaware, Newark, Delaware, USA.
Peter C Coyle, Department of Physical Therapy, University of Delaware, Newark, Delaware, USA.
J Megan Sions, Department of Physical Therapy, University of Delaware, Newark, Delaware, USA.
Debra K Weiner, Clinical and Translational Sciences Institute, University of Pittsburgh School of Medicine, Pittsburgh, Pennsylvania, USA; Geriatric Research Education and Clinical Center, Veterans Affairs Pittsburgh Healthcare System, Pittsburgh, Pennsylvania, USA; Department of Psychiatry, University of Pittsburgh School of Medicine, Pittsburgh, Pennsylvania, USA; Department of Anesthesiology, University of Pittsburgh School of Medicine, Pittsburgh, Pennsylvania, USA; Division of Geriatric Medicine, Department of Medicine, University of Pittsburgh School of Medicine, Pittsburgh, Pennsylvania, USA.
Jenifer M Pugliese, Department of Physical Therapy, University of Delaware, Newark, Delaware, USA.
Teonette O Velasco, National Capital Region, The Geneva Foundation, Bethesda, Maryland, USA.
Victoria A O’Brien, ChristianaCare Health System, Newark, Delaware, USA.
Author Contributions
Concept/idea/research design: G.E. Hicks, R.T. Pohlig, P.C. Coyle, J.M. Sions, D.K. Weiner, J.M. Pugliese
Writing: G.E. Hicks, R.T. Pohlig, P.C. Coyle, J.M. Sions, J.M. Pugliese
Data collection: G.E. Hicks, P.C. Coyle, J.M. Sions, J.M. Pugliese, T.O. Velasco, V.A. O’Brien
Data analysis: G.E. Hicks, R.T. Pohlig, P.C. Coyle, V.A. O’Brien
Project management: G.E. Hicks, J.M. Sions, J.M. Pugliese, T.O. Velasco, V.A. O’Brien
Fund procurement: G.E. Hicks
Providing participants: G.E. Hicks, J.M. Sions
Providing facilities/equipment: G.E. Hicks
Providing institutional liaisons: G.E. Hicks
Clerical/secretarial support: P.C. Coyle, J.M. Sions, T.O. Velasco, V.A. O’Brien
Consultation (including review of manuscript before submitting): G.E. Hicks, P.C. Coyle, J.M. Sions, D.K. Weiner, J.M. Pugliese
Ethics Approval
This study was approved by the University of Delaware Institutional Review Board.
Funding
Research reported in this publication was supported by the National Institute on Aging of the National Institutes of Health (award no. R01AG0412202).
Disclosures
The authors completed the ICMJE Form for Disclosure of Potential Conflicts of Interest and reported no conflicts of interest.
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