Skip to main content
PLOS Medicine logoLink to PLOS Medicine
. 2021 Oct 25;18(10):e1003837. doi: 10.1371/journal.pmed.1003837

Evaluating the impact of DREAMS on HIV incidence among adolescent girls and young women: A population-based cohort study in Kenya and South Africa

Isolde Birdthistle 1,*, Daniel Kwaro 2, Maryam Shahmanesh 3,4, Kathy Baisley 1,3, Sammy Khagayi 2, Natsayi Chimbindi 3, Vivienne Kamire 2, Nondumiso Mthiyane 3, Annabelle Gourlay 1, Jaco Dreyer 3, Penelope Phillips-Howard 5, Judith Glynn 1, Sian Floyd 1
Editor: Marie-Louise Newell6
PMCID: PMC8880902  PMID: 34695112

Abstract

Background

Through a multisectoral approach, the DREAMS Partnership aimed to reduce HIV incidence among adolescent girls and young women (AGYW) by 40% over 2 years in high-burden districts across sub-Saharan Africa. DREAMS promotes a combination package of evidence-based interventions to reduce individual, family, partner, and community-based drivers of young women’s heightened HIV risk. We evaluated the impact of DREAMS on HIV incidence among AGYW and young men in 2 settings.

Methods and findings

We directly estimated HIV incidence rates among open population-based cohorts participating in demographic and HIV serological surveys from 2006 to 2018 annually in uMkhanyakude (KwaZulu-Natal, South Africa) and over 6 rounds from 2010 to 2019 in Gem (Siaya, Kenya). We compared HIV incidence among AGYW aged 15 to 24 years before DREAMS and up to 3 years after DREAMS implementation began in 2016. We investigated the timing of any change in HIV incidence and whether the rate of any change accelerated during DREAMS implementation. Comparable analyses were also conducted for young men (20 to 29/34 years).

In uMkhanyakude, between 5,000 and 6,000 AGYW were eligible for the serological survey each year, an average of 85% were contacted, and consent rates varied from 37% to 67%. During 26,395 person-years (py), HIV incidence was lower during DREAMS implementation (2016 to 2018) than in the previous 5-year period among 15- to 19-year-old females (4.5 new infections per 100 py as compared with 2.8; age-adjusted rate ratio (aRR) = 0.62, 95% confidence interval [CI] 0.48 to 0.82), and lower among 20- to 24-year-olds (7.1/100 py as compared with 5.8; aRR = 0.82, 95% CI 0.65 to 1.04). Declines preceded DREAMS introduction, beginning from 2012 to 2013 among the younger and 2014 for the older women, with no evidence of more rapid decline during DREAMS implementation. In Gem, between 8,515 and 11,428 AGYW were eligible each survey round, an average of 34% were contacted and offered an HIV test, and consent rates ranged from 84% to 99%. During 10,382 py, declines in HIV incidence among 15- to 19-year-olds began before DREAMS and did not change after DREAMS introduction. Among 20- to 24-year-olds in Gem, HIV incidence estimates were lower during DREAMS implementation (0.64/100 py) compared with the pre-DREAMS period (0.94/100 py), with no statistical evidence of a decline (aRR = 0.69, 95% CI 0.53 to 2.18). Among young men, declines in HIV incidence were greater than those observed among AGYW and also began prior to DREAMS investments. Study limitations include low study power in Kenya and the introduction of other interventions such as universal treatment for HIV during the study period.

Conclusions

Substantial declines in HIV incidence among AGYW were observed, but most began before DREAMS introduction and did not accelerate in the first 3 years of DREAMS implementation. Like the declines observed among young men, they are likely driven by earlier and ongoing investments in HIV testing and treatment. Longer-term implementation and evaluation are needed to assess the impact of such a complex HIV prevention intervention and to help accelerate reductions in HIV incidence among young women.


Isolde Birdthistle and co-workers evaluate a program to address risks of HIV infection in adolescent girls and young women in sub-Saharan Africa.

Author summary

Why was this study done?

  • Adolescent girls and young women (AGYW) experience high risk of HIV infection relative to other demographic groups, and evidence is needed to drive down the rate of new infections.

  • DREAMS is a large investment in combination HIV prevention for AGYW in 15 countries, and evidence of its effectiveness can guide ongoing efforts to achieve epidemic control and Sustainable Development Goal 3 to end AIDS as a public health threat by 2030.

What did the researchers do and find?

  • With large open cohorts of AGYW and young men resident in demographic surveillance sites in western Kenya and KwaZulu Natal, South Africa, we compared HIV incidence before DREAMS and up to 3 years after DREAMS implementation began.

  • We investigated the timing of any change in HIV incidence and whether any decline in incidence rates accelerated during DREAMS implementation.

  • In the first 3 years of DREAMS implementation, we did not observe an additional effect of DREAMS on HIV incidence reductions among AGYW.

  • Declines in HIV incidence began before DREAMS rollout.

What do these findings mean?

  • The ongoing trend in HIV decline is most likely driven by investments in HIV testing, treatment, and male circumcision that preceded DREAMS introduction and continued alongside it.

  • A complex, multisectoral programme like DREAMS needs time to scale up and strengthen linkages between social, structural, and biomedical interventions before it can yield measurable impacts on HIV incidence rates.

  • With absolute levels of HIV risk remaining high for AGYW in uMkhanyakude, and relative risk higher among young females than young males in both settings, strengthening of HIV prevention is needed to accelerate HIV incidence declines.

Introduction

Persistently high rates of HIV infection among adolescent girls and young women (AGYW) have led to large investments in targeted HIV prevention in eastern and southern Africa. This includes the “DREAMS Partnership” launched in 2015 by PEPFAR and private sector partners to promote “Determined, Resilient, Empowered, AIDS-free, Mentored, and Safe” (DREAMS) lives among AGYW [1]. Through a combination package of 12 evidence-based interventions, DREAMS promotes a multisectoral approach to reduce HIV incidence and the individual, family, and community-based drivers of young women’s heightened risk. DREAMS was launched in 2015 and subsequently rolled out in 63 districts across 10 countries in East and Southern Africa. It was further expanded to new districts in 5 more countries in 2018, with successive budget increases as it evolved from central funding to country budgets (for example, US$189M for fiscal year 2020 and US$399M for 2021) [2].

A systematic review of directly observed HIV incidence estimates in the 10 DREAMS countries prior to DREAMS introduction showed that, while rates among AGYW have declined in many settings since rollout of antiretroviral treatment (ART; between 2005 and 2015), they remain substantially higher than those of their male peers in all settings [3]. The excessive risk among adolescent girls relative to males exposes a gender gap, which DREAMS aimed to address with urgency. Specifically, the aim of DREAMS was to reduce HIV incidence among AGYW by 40% over 2 years [1].

This is an ambitious goal, and one that is challenging to evaluate, since DREAMS districts were not selected at random but on the basis of HIV burden, and few DREAMS settings have pre-DREAMS estimates of HIV incidence to measure change over time. Longitudinal population-based surveillance of HIV is limited to about 10 settings in sub-Saharan Africa, and most are not places where DREAMS has been implemented [4]. We identified 2 settings in which historical HIV incidence data were collected in the general population prior to DREAMS introduction and could be compared to new data collected prospectively after DREAMS rollout from early 2016 [5,6]. Here, we use retrospective and new data in both settings—districts with historically high prevalence and incidence of HIV in Kenya and South Africa—to investigate the impact of DREAMS among general populations of AGYW. We also tracked HIV incidence rates among young men in the typical age range for sexual partners of AGYW to understand trends in male risk and the epidemiological context for AGYW.

Methods

Data sources and collection, and study settings

As a complex, multisectoral programme addressing individual and contextual drivers of HIV risk, DREAMS should have both direct and indirect effects on HIV transmission. The impact of DREAMS on HIV incidence should therefore be evident at the population level. This population-based cohort study is reported as per STROBE guidelines (S1 STROBE Checklist).

To examine population-level time trends in HIV incidence, we used data from 2 community-wide demographic surveillance sites (DSS) in which DREAMS was implemented from 2016: uMkhanyakude, a rural district of KwaZulu-Natal in South Africa, and Gem, a subcounty of Siaya County in western Kenya. We used seroprevalence data collected before 2016 for baseline (pre-DREAMS) measures. Serological data were collected annually since 2006 in uMkhanyakude, and over 3 rounds during 2010 to 2014 in Gem [7,8]. In both settings, further prospective rounds of HIV serosurveillance were conducted annually between 2016 and 2019 and used to estimate HIV incidence in that time period. The methods and settings are described in detail elsewhere [5,79]. Surveillance procedures included collection of a dried blood spot for anonymised testing in uMkhanyakude, while in Gem, home-based rapid HIV testing was provided as a service and a self-report of HIV-positive status was also taken as evidence of an individual’s HIV status.

In South Africa, where pre-DREAMS annual HIV incidence was estimated to be 6% among 15- to 24-year-old AGYW, we estimated that there would be at least 3,000 person-years (py) of follow-up after DREAMS rollout and that study power was 95% to show a 40% reduction in HIV incidence. In Kenya, where pre-DREAMS HIV incidence was much lower, at 0.7% among AGYW aged 15 to 24 years, we estimated that with 9,000 py of follow-up, study power was 70% to show a 40% reduction in HIV incidence [5]. To maximise participation of AGYW in post-DREAMS surveys, we intensified recruitment efforts with dedicated tracking teams, point-of-care HIV testing available to those wishing to know their HIV status, and compensation of mobile phone airtime from 2017 (in uMkhanyakude; 10 Rand (US$0.70) provided to the 15- to 24-year-old living in the household), and greater frequency of survey rounds (in Gem).

Statistical analysis

Analyses were restricted to residents aged 15 to 24 years who had at least 2 HIV test results, with the first HIV-negative test before the age of 25. HIV incidence rates were calculated as the number of seroconversions per 100 py of observation. Participants entered the analysis from their first HIV negative test and exited with the latest of date of the last negative test or their estimated seroconversion date, if that date was before age 25 years. Individuals whose last negative test/estimated seroconversion was after the age of 25 were censored when they turned 25. We compared the age distribution of the eligible AGYW who did and did not contribute person-years of follow-up to the HIV incidence analyses in each calendar year (those with and without repeat HIV tests during or after the calendar year being considered).

Seroconversion dates were multiply-imputed (a minimum of 100 imputations was prespecified; 100 imputations were used in Gem and 250 in uMkhanyakude) as a fraction of the interval between the last negative test date and the first positive test date, assuming a uniform distribution. This was done in order to avoid grouping (clustering) of seroconversion dates by calendar year, which will occur with the simpler “mid-point” imputation method unless serosurveys are conducted annually. Some participants leave the surveillance areas for a period of time and later return. To exclude from the analysis the infections that may have occurred outside the DREAMS intervention areas, we excluded seroconversions for which the imputed seroconversion date was during a period when an individual was resident outside the area and censored those participants (as HIV negative) on the date of out-migration before the seroconversion [7]. Correspondingly, among individuals who remained HIV negative, we also excluded from the analysis the person-years during which they were not resident in the DSS area. As a sensitivity analysis, HIV incidence rates were also calculated with the inclusion of all nonresidency periods, in which all seroconversions contributed to the numerator and all person-time during periods of nonresidency contributed to the denominator.

The a priori analysis plan was to compare HIV incidence among AGYW in calendar periods after DREAMS was rolled out with the 5-year period immediately prior to rollout (2011 to 2015) [5]. The DREAMS scale-up period was monitored up to 3 years after DREAMS interventions were introduced, that is, 2016 to 2019. (DREAMS interventions were funded through 2018 in uMkhanyakude and 2019 in Gem.) In Gem, we included all the 2019 serological data to estimate HIV incidence rates to the end of 2019. In uMkhanyakude, we used the 2019 serological data but censored the analysis at the end of 2018, because the 2019 surveillance data on residency were incomplete and because DREAMS investments stopped in this setting by late 2018.

Poisson regression was used to estimate rate ratios (RRs) and 95% confidence intervals (CIs) for the effect of calendar period on HIV incidence, overall and separately by age group (age 15 to 19 years and 20 to 24 years). In uMkhanyakude, where serological surveys were conducted annually, we also estimated HIV incidence for every calendar year and used RRs to compare rates from one year to the next to identify the timing of any change in trend. Informed by these time trends in annual incidence rates, we created and compared a posteriori calendar periods for evidence of additional change in HIV incidence rates during the DREAMS scale-up period. This approach fits within the framework of an interrupted time series analysis as it identifies a key time point, and then asks whether a time trend alters the trajectory (slope) after that time point [10]. In Gem, where pre-DREAMS surveys were less frequent, the 2010 to 2015 baseline period was split into 2 separate periods (2010 to 2012 and 2013 to 2015), a posteriori, to assess the timing of changes in HIV incidence rates more precisely, controlling for age group.

HIV incidence trends were also estimated for young men characterised in earlier research to be in the typical age range for male sexual partners of AGYW: 20 to 29 years in uMkhanyakude and 20 to 34 years in Gem [11]. We used the same analytical methods to estimate HIV incidence by calendar time period, as described above for AGYW, censoring data at the estimated time of seroconversion or by the age of 29 in uMkhanyakude and 34 years in Gem.

Laboratory methods

In uMkhanyakude, South Africa, dried blood spots were tested for HIV antibody using an enzyme-linked immunosorbent assay (ELISA). From 2006 to 2008, Vironostika HIV Uni-Form II Ag/Ab (bioMérieux, Boxtel, The Netherlands) was used, with the GAC ELISA (Bio-Rad, Marnes-la-Coquette, France) as a confirmatory test. From 2008 to 2019, the SD HIV 1/2 ELISA (V3) was used. In Gem, Kenya, rapid HIV testing followed the national testing algorithm of the Kenyan Ministry of Health. Samples were tested with Determine (Alere, Orlando, FL, USA), with positive tests confirmed with SD Bioline HIV-1/2 3.0 in 2011 and 2012 (Standard Diagnostics, Giheung-gu, Gyonggi-do, South Korea) and First Response (Premier Medical Corporation, Nadi Daman, India) in 2016, and Uni-gold (Trinity Biotech, Bray, Wicklow, Ireland) used as a referee test. In both settings, the DSS resident identification number was recorded and used for linkage of individuals’ HIV test results and data from questionnaires.

Patient and public involvement, and ethics approvals

In both settings, studies are presented to the Community Advisory Board for their input and permission before submitting for ethics clearance. The study protocol and tools were approved by ethics committees at the London School of Hygiene and Tropical Medicine and Liverpool School of Tropical Medicine in the United Kingdom; Kenya Medical Research Institute in Kenya; and University of KwaZulu-Natal in South Africa. Participants provided informed, written consent to participate as did parents/guardians of legal minors under age 18 years.

Results

In uMkhanyakude, from 2006 to 2019, between 5,000 and 6,000 AGYW aged 15 to 24 years were eligible for the serological survey each year, and an average of 85% were contacted (range 76% to 96%) (Table 1). Consent rates were under 50% from 2006 to 2014, after which annual participation rates (among those contacted) rose to around 60%, with intensified recruitment and tracking of AGYW from 2017. Around 3,000 AGYW were eligible for the HIV incidence cohort each year (first observed as HIV negative before age 25, and without evidence of seroconversion before that year), of whom an average of 75% had a repeat HIV test in that year or a later one and so contributed person-time to the analysis. Total follow-up time was 26,393 py: 14,184 py among 15- to 19-year-olds; and 12,209 py among 20- to 24-year-olds. For each calendar year of follow-up, AGYW who contributed person-years to the analysis were on average slightly older than those who did not contribute; the differences in mean age were small (<1 year) and changed little over the study period (S1 Table).

Table 1. Testing participation in HIV serosurveys among AGYW and contribution to HIV incidence cohort in uMkhanyakude, South Africa.

Year HIV survey HIV incidence cohort
Eligible1 Contacted (% of eligible)1 Consented (% of contacted)1 Eligible (aged <25 years)2 Repeat testers3
2006 5,822 5,558 (95.5%) 2,578 (46.4%) 3,246 2,700 (83.2%)
2007 6,033 5,396 (89.4%) 2,165 (40.1%) 3,268 2,595 (79.4%)
2008 5,937 5,443 (91.7%) 2,057 (37.8%) 3,103 2,569 (82.8%)
2009 4,977 4,449 (89.4%) 1,623 (36.5%) 2,763 2,232 (80.8%)
2010 5,743 4,768 (83.0%) 2,154 (45.2%) 3,018 2,383 (79.0%)
2011 4,959 4,278 (86.3%) 1,868 (43.7%) 2,791 2,214 (79.3%)
2012 5,406 4,207 (77.8%) 1,582 (37.6%) 2,757 2,070 (75.1%)
2013 5,534 4,428 (80.0%) 2,082 (47.0%) 3,000 2,248 (74.9%)
2014 5,390 4,265 (79.1%) 1,878 (44.0%) 2,987 2,264 (75.8%)
2015 5,039 4,367 (86.7%) 2,613 (59.8%) 3,087 2,426 (78.6%)
2016 5,249 4,509 (85.9%) 3,020 (67.0%) 3,395 2,525 (74.4%)
2017 5,220 4,404 (84.4%) 2,088 (47.4%) 3,180 2,194 (69.0%)
2018 5,029 3,834 (76.2%) 2,345 (61.2%) 3,153 1,809 (57.4%)

1Among AGYW aged 15–24 years.

2Cumulative number of AGYW who first tested HIV negative when aged <25 years are eligible for entry into the HIV incidence cohort and are still aged <25 years.

3Number of eligible HIV negative AGYW who had a repeat test and contributed person-time to the incidence analysis during each calendar period. For example, if an AGYW first tests HIV negative in 2006 and has a second HIV-negative test in 2010, she contributes person time to 2006, 2007, 2008, 2009, and 2010. Individuals leave the AGYW incidence cohort at the earliest estimate of seroconversion or reaching the age of 25.

AGYW, adolescent girls and young women.

In Gem, 2 rounds of serological surveys were conducted before DREAMS introduction, between 2010 and 2015, and annual rounds were subsequently conducted between 2016 and 2019 (Table 2). Between 8,515 and 11,428 AGYW aged 15 to 24 years were eligible each round, and an average of 34% were contacted and offered an HIV test. Consent rates ranged between 84% to 99%. Of those eligible for the HIV incidence cohort each year, between 40% and 60% had a repeat test and contributed person-time to the HIV incidence analysis. AGYW with repeat HIV test results contributed a total of 10,382 py to the HIV incidence cohort (6,102 py among 15- to 19-year-olds; 4,279 py among 20- to 24-year-olds), with 2,325 py of follow-up during the DREAMS implementation period 2016 to 2019.

Table 2. Testing participation in HIV serosurveys among AGYW and contribution to HIV incidence cohort in uMkhanyakude, South Africa (A) and Gem, Kenya (B).

Round HIV survey HIV incidence cohort
Eligible for HIV survey1 Contacted and offered HIV test (% of eligible) Consented2 (% of offered) Eligible for HIV incidence cohort3 HIV results available4
2010–2012
[10/2010–10/2012]
11,428 6,041 (52.9%) 6,018 (99.6%) 5,707 3,386 (59.3%)
2013–2014
[06/2013–08/2014]
10,549 2,839 (26.9%) 2,757 (97.1%) 5,612 2,290 (40.8%)
2016
[05/2016–09/2016]
8,515 1,692 (19.9%) 1,640 (96.9%) 4,171 2,106 (50.5%)
2017
[01/2017–09/2017]
9,432 Unknown* 1,319 4,273 1,700 (39.8%)
2018
[01/2018–01/2019]
10,299 3,706 (36.0%) 3,435 (92.7%) 5,892 2,323 (39.4%)
2019
[01/2019–11/2019]
9,920 3,438 (34.7%) 2,900 (84.4%) 5,890 41 (0.7%)

1AGYW aged 15–24 years who were resident in a randomly selected study compound during the serosurvey round.

2Consented to participate (to provide a blood sample for HIV testing or self-reported as HIV+).

3Cumulative number of AGYW who first tested HIV negative when aged <25 and are eligible for entry into the HIV incidence cohort and are still aged <25 years.

4Number of eligible HIV negative AGYW who had a repeat test and contributed person-time to the HIV incidence analysis during each calendar period.

*Those who were NOT offered and those who did NOT consent were not collected during the 2017 survey round.

AGYW, adolescent girls and young women.

HIV incidence trends among AGYW, by calendar period and round

In the calendar period since DREAMS implementation began in uMkhanyakude (2016 to 2018), rates of HIV incidence among AGYW were lower, overall and in both age groups, compared to the 5-year period immediately prior to DREAMS. Rates were lower by 38% among 15- to 19-year-olds in that time frame (4.5 cases per 100 py in 2011 to 2015 as compared with 2.8 per 100 py in 2016 to 2018 [age-adjusted RR (aRR) = 0.62; 95% CI 0.48 to 0.82]), and by 18% among 20- to 24-year-olds (7.1 per 100 py as compared with 5.8% [aRR = 0.82; 95% CI 0.65 to 1.04]) (Table 3). Estimates of HIV incidence calculated for each individual year indicate that annual declines in HIV incidence began before DREAMS introduction in 2016 (Table 4, Fig 1). Rates among 15- to 19-year-olds were highest in 2012, after which they subsequently declined each year through 2017, with the difference compared to 2011 widening with each successive year. Among 20- to 24-year-olds, declines began later, from 7.8 cases per 100 py in 2014 followed by annual reductions thereafter to 5.2 per 100 py in 2018.

Table 3. Incidence of HIV infection among AGYW, by age and DREAMS implementation period in uMkhanyakude, South Africa and Gem, Kenya.

Age group Calendar period New HIV infections Person-years Incidence rate/100 py aRR (95% CI)1
uMkhanyakude, South Africa
15–19 years 2006–2010 269 5,663 4.75 (4.13–5.46) 1.04 (0.85–1.28)
2011–2015 227 4,992 4.54 (3.93–5.25) 1
2016–2018 98 3,529 2.78 (2.24–3.46) 0.62 (0.48–0.82)
20–24 years 2006–2010 365 4,866 7.50 (6.64–8.47) 1.06 (0.89–1.27)
2011–2015 336 4,743 7.08 (6.23–8.04) 1
2016–2018 151 2,600 5.80 (4.81–7.00) 0.82 (0.65–1.04)
15–24 years 2006–2010 634 10,529 6.02 (5.51–6.58) 1.06 (0.92–1.21)
2011–2015 563 9,736 5.78 (5.27–6.34) 1
2016–2018 249 6,130 4.07 (3.54–4.67) 0.74 (0.62–0.87)
Gem, Kenya
- Comparison of 2 calendar periods (a priori analysis)
15–19 years 2010–2015 30 4,866 0.62 (0.40–0.94) 1
2016–2019 6 1,236 0.49 (0.16–1.50) 0.79 (0.24–2.63)
20–24 years 2010–2015 31 3,191 0.97 (0.63–1.50) 1
2016–2019 7 1,088 0.64 (0.28–1.49) 0.66 (0.26–1.70)
15–24 years 2010–2015 61 8,057 0.76 (0.55–1.04) 1
2016–2019 13 2,325 0.56 (0.28–1.11) 0.74 (0.36–1.53)
- Comparison of 3 calendar periods (a posteriori analysis)
15–19 years 2010–2012 20 2,171 0.92 (0.57–1.49) 2.48 (1.16–5.31)
2013–2015 10 2,695 0.37 (1.90–7.30) 1
2016–2019 6 1,236 0.49 (0.16–1.50) 1.31 (0.35–4.89)
20–24 years 2010–2012 16 1,588 1.01 (0.60–1.69) 1.08 (0.53–2.18)
2013–2015 15 1,603 0.94 (0.52–1.70) 1
2016–2019 7 1,088 0.64 (0.28–1.49) 0.69 (0.53–2.18)
15–24 years 2010–2012 36 3,759 0.96 (0.67–1.36) 1.65 (0.99–2.75)
2013–2015 25 4,298 0.58 (0.37–0.92) 1
2016–2019 13 2,325 0.56 (0.28–1.11) 0.96 (0.43–2.14)

1Adjusted for current age.

AGYW, adolescent girls and young women; aRR, age-adjusted rate ratio; CI, confidence interval; py, person-years.

Table 4. Incidence of HIV infection among AGYW, by age and individual year in uMkhanyakude (2006–2018).

Age group Year New HIV infections Person-years Incidence rate/100 py RR (95% CI) (reference year 2011)
15–19 years 2006 61 1,314 4.60 (3.30–6.42) 0.93 (0.56–1.53)
2007 57 1,252 4.53 (3.25–6.32) 0.92 (0.55–1.53)
2008 55 1,197 4.55 (3.23–6.41) 0.92 (0.55–1.54)
2009 52 1,006 5.14 (3.62–7.32) 1.04 (0.62–1.75)
2010 44 893 4.91 (3.32–7.27) 0.99 (0.56–1.76)
2011 47 951 4.95 (3.38–7.23) 1
2012 47 855 5.45 (3.77–7.87) 1.10 (0.63–1.92)
2013 48 969 4.96 (3.45–7.14) 1.00 (0.58–1.73)
2014 44 1,073 4.08 (2.77–6.02) 0.83 (0.48–1.41)
2015 40 1,145 3.48 (2.37–5.11) 0.70 (0.40–1.22)
2016 35 1,240 2.80 (1.84–4.24) 0.57 (0.32–0.99)
2017 30 1,211 2.48 (1.56–3.94) 0.50 (0.28–0.90)
2018 33 1,078 3.04 (2.01–4.59) 0.61 (0.35–1.07)
20–24 years 2006 70 880 7.96 (5.92–10.72) 1.20 (0.77–1.88)
2007 71 945 7.42 (5.44–10.12) 1.12 (0.71–1.77)
2008 74 1,001 7.33 (5.45–9.84) 1.11 (0.70–1.74)
2009 76 1,023 7.35 (5.46–9.90) 1.11 (0.70–1.76)
2010 75 1,017 7.34 (5.44–9.90) 1.11 (0.69–1.77)
2011 66 994 6.62 (4.74–9.25) 1
2012 69 961 7.18 (5.31–9.70) 1.08 (0.68–1.74)
2013 67 942 7.04 (5.13–9.66) 1.06 (0.67–1.69)
2014 73 934 7.74 (5.79–10.36) 1.17 (0.75–1.82)
2015 61 911 6.67 (4.86–9.16) 1.01 (0.63–1.61)
2016 54 854 6.27 (4.38–8.95) 0.95 (0.58–1.54)
2017 52 889 5.83 (4.09–8.30) 0.88 (0.54–1.43)
2018 45 858 5.22 (3.59–7.60) 0.79 (0.48–1.31)

AGYW, adolescent girls and young women; CI, confidence interval; py, person-years; RR, rate ratio.

Fig 1. HIV incidence rates over time among AGYW with 95% CIs, in uMkhanyakude, South Africa.

Fig 1

AGYW, adolescent girls and young women; CI, confidence interval.

In comparisons of a posteriori calendar periods informed by the observed trends in annual incidence rates, among the younger cohort, we found evidence that HIV incidence fell during 2013 to 2015 by around 13% per year (aRR = 0.87; 95% CI 0.76 to 0.99, p = 0.03) (Table 5). During the 3 years, 2016 to 2018, this rate of reduction continued, but there was no evidence of additional change (aRR for additional annual rate of change during 2016 to 2018 = 1.06; 95% CI 0.81 to 1.39). Among the older cohort, there was no evidence of decline between 2006 and 2014, a suggestion of a decline of around 9% comparing 2015 with 2014 (aRR = 0.91, 95% CI [0.63 to 1.31]), and no evidence of more rapid decline during 2016 to 2018 (aRR for additional annual rate of change during 2016 to 2018 = 1.02, 95% CI 0.63 to 1.64). Combining the years 2015 to 2018, there was weak evidence that HIV incidence fell by around 8% per year over this 4-year period (aRR = 0.92; 95% CI 0.84 to 1.01; p = 0.07).

Table 5. Trends in HIV incidence among AGYW, by age and a posteriori calendar time periods in uMkhanyakude, South Africa.

Age group Comparison* Age-adjusted linear RR (95% CI) P value
15–19 years Change in 2011–2012 vs 2006–2010 1.12 (0.86–1.45) 0.41
Trend from 2013 to 2015 0.87 (0.76–0.99) 0.03
Additional change from 2016 to 2018 1.06 (0.81–1.39) 0.65
20–24 years Trend from 2006 to 2010 0.97 (0.89–1.05) 0.48
Trend from 2011 to 2014 1.01 (0.93–1.10) 0.74
Change in 2015 vs 2014 0.91 (0.63–1.31) 0.61
Additional change from 2016 to 2018 1.02 (0.63–1.64) 0.94
20–24 years Trend from 2006 to 2010 0.97 (0.90–1.05) 0.48
Trend from 2011 to 2014 1.01 (0.94–1.09) 0.73
Trend from 2015 to 2018 0.92 (0.84–1.01) 0.07

*Time periods are informed by the year in which HIV incidence first began to decline, for 15- to 19-year-olds and 20- to 24-year-olds, based on Table 4.

AGYW, adolescent girls and young women; CI, confidence interval; py, person-years; RR, rate ratio.

In Gem, HIV incidence estimates during the DREAMS implementation period (2016 to 2019) were lower than those observed in the 5-year period prior to DREAMS (2010 to 2015), but there was considerable statistical uncertainty around the estimates (Table 3). For example, among 15- to 24-year-olds overall, HIV incidence was estimated as 0.56 cases per 100 py (95% CI 0.28 to 1.11) since DREAMS began, as compared with 0.76 per 100 py (95% CI 0.55 to 1.04) in the baseline period (aRR = 0.74, 95% CI 0.35 to 1.53).

The incidence rate in Gem was highest in the earlier surveillance period (2010 to 2012) at 0.96% (95% CI 0.67 to 1.36) and declined to 0.58% (95% CI 0.37 to 0.92) by 2013 to 2015 (aRR = 1.65, 95% CI 0.99 to 2.75) (Table 3). This difference was driven by a reduction in rates among the younger cohort (15- to 19-year-olds). In a posteriori analysis, defining the baseline period as 2013 to 2015, we found no evidence of a reduction among 15- to 24-year-olds overall since DREAMS rollout in Gem (aRR = 0.96, 95% CI 0.43 to 2.14) (Table 3, Fig 2). Compared to 2013 to 2015, there was no evidence of a decline in HIV incidence during the DREAMS implementation period in the 15- to 19-year-olds (aRR 1.31, 95% CI 0.35 to 4.89) or among the 20- to 24-year-olds (aRR = 0.69, 95% CI 0.53 to 2.18).

Fig 2. HIV incidence rates over time among AGYW with 95% CIs, in Gem, Kenya.

Fig 2

AGYW, adolescent girls and young women; CI, confidence interval.

Sensitivity analyses estimating HIV incidence regardless of gaps in residency (that is, including seroconversions and follow-up time spent outside of the geographic surveillance area of Gem) enabled the inclusion of substantially more person-years of follow-up post-DREAMS introduction in Gem (with a total of 8,456 py among 15- to 24-year-old women; S2 Table). This analysis generated lower estimates of HIV incidence across age groups and time but yielded similar time trends. That is, declines in HIV incidence among the younger cohort were seen before DREAMS implementation (between 2010 and 2012 and 2013 and 2015) but not thereafter. Among the older cohort, there was no evidence of decline before DREAMS, and a 25% reduction observed during DREAMS implementation that did not achieve statistical significance (aRR = 0.75, 95% CI 0.43 to 1.29).

HIV incidence trends among young men

Among young men aged 20 to 29 years in uMkhanyakude, lower rates of HIV incidence were observed in the DREAMS implementation period: 1.1% in 2016 to 2018 as compared with 2.6% in the preceding 5 years among those aged 20 to 24 (aRR = 0.44, 95% CI 0.26 to 0.77); and 2.4% versus 4.1% among men aged 25 to 29 years (aRR = 0.58, 95% CI 0.34 to 0.99) (Table 6). As with AGYW in this setting, estimates calculated for each annual round show that declines began before DREAMS introduction, from about 2012 when incidence peaked at 3.3% among 20- to 24-year-old men and from 2013 when rates among 25- to 29-year-olds were highest at 4.7%. There were steady declines each year thereafter through 2018, in both age groups (S3 Table, Fig 3).

Table 6. Incidence of HIV infection among young men, by age and DREAMS scale-up period in uMkhanyakude, South Africa and Gem, Kenya.

Age group Calendar period New HIV infections Person-years Incidence rate/100 py aRR (95% CI)1
uMkhanyakude, South Africa
20–24 years 2006–2010 119 3,901 3.04 (2.43–3.79) 1.19 (0.86–1.65)
2011–2015 99 3,865 2.56 (2.03–3.22) 1
2016–2018 24 2,081 1.13 (0.70–1.83) 0.44 (0.26–0.77)
25–29 years 2006–2010 67 1,507 4.41 (3.28–5.92) 1.08 (0.73–1.60)
2011–2015 97 2,375 4.07 (3.18–5.20) 1
2016–2018 30 1,262 2.36 (1.49–3.73) 0.58 (0.34–0.99)
Gem, Kenya
20–24 years 2010–2012 10 1,421 0.70 (0.38–1.31) 2.30 (0.73–7.26)
2013–2015 6 1,957 0.31 (0.11–0.86) 1
2016–2019 3 1,462 0.21 (0.07–0.64) 0.67 (0.14–3.10)
25–34 years 2010–2012 21 1,940 1.08 (0.71–1.66) 1.54 (0.79–2.99)
2013–2015 16 2,277 0.70 (0.41–1.21) 1
2016–2019 8 1,376 0.58 (0.29–1.16) 0.83 (0.38–1.80)

1Adjusted for current age.

aRR, age-adjusted rate ratio; CI, confidence interval; py, person-years.

Fig 3. HIV incidence rates over time among young men with 95% CIs, in uMkhanyakude, South Africa.

Fig 3

CI, confidence interval.

Among young men aged 20 to 34 years in Gem, HIV incidence rates were lower with each successive calendar period, with uncertainty around the estimates (Table 6, Fig 4). In sensitivity analyses estimating HIV incidence without residency gaps and thus including substantially more person-time, there was no evidence of change in HIV incidence over time (aRR = 0.94, 95% CI 0.32 to 2.80) (S4 Table).

Fig 4. HIV incidence rates over time among young men with 95% CIs, in Gem, Kenya.

Fig 4

CI, confidence interval.

Discussion

We observed large declines in HIV incidence among AGYW in both settings over the duration of this study. With data from HIV surveillance rounds conducted between 2010 and 2015 and prospective serological surveys conducted in the first 3 years of DREAMS implementation, we found that infection rates were lower in the DREAMS implementation period than the preceding 5-year calendar period. However, in more detailed analysis of trends, with annual surveillance data in uMkhanyakude and comparison of a posteriori calendar periods in both settings, we conclude that declines began several years before DREAMS introduction and continued, but did not accelerate, during DREAMS first 3 years of implementation.

Among young women aged 20 to 24 years in Gem, HIV incidence remained stable prior to DREAMS introduction (at approximately 1% between 2010 and 2015) and declined by 31% during the DREAMS implementation period 2016 to 2019; however, statistical evidence (a wide confidence interval, indicating that the data were compatible with an RR of 1), shows that this may be a chance finding. Despite this uncertainty, it is plausible that DREAMS reduced HIV risk among young women in Gem, where the same evaluation found that DREAMS had a high reach and good layering of multiple interventions that intensified with time [12]. As part of the same evaluation, we established and followed nested closed cohorts of AGYW, randomly sampled from the population platform and followed over 2 years, to measure DREAMS coverage and causal impacts on individual-level outcomes [5,12]. In Gem, we observed a reduction in lifetime number of sexual partners and condomless sex among DREAMS beneficiaries compared with nonbeneficiaries, and evidence of other changes along a causal pathway between DREAMS and HIV risk, such as knowledge of HIV status and social support [1315]. There were weaknesses, however, in the HIV “prevention cascade”—with poor links from high HIV testing to prevention services like preexposure prophylaxis (PrEP) and condom promotion, and uptake of both remained low by 2019. With more time and availability of PrEP, these linkages could be strengthened to improve young women’s prevention choices in this setting [6,14,16].

The absence of an impact on HIV incidence in uMkhanyakude is consistent with other evidence emerging in that setting, including no evidence of DREAMS impact on the high rates of HSV-2 among AGYW [17]. Individual-level analyses comparing outcomes among DREAMS beneficiaries and nonbeneficiaries suggest that DREAMS did not directly affect behavioural drivers of sexual risk in this setting. Like in Gem, reach of DREAMS interventions from 2016 was high among the general population of AGYW in uMkhanyakude, but investment ceased by 2018, before PrEP for HIV was integrated within DREAMS and arguably before normative changes could occur [12,18,19]. Also, deeper engagement with young women and the wider community could have strengthened the acceptability, innovation, and adaptation of DREAMS interventions to the needs and challenges of this particular context [18]. The HIV declines may be due to time trends in population- and partner-level risks, which began before DREAMS and continued afterwards. For example, wide-scale rollout of HIV testing, treatment, and voluntary male circumcision services have been shown to increase coverage against 90:90:90 targets among young men, thus reducing levels of untreated HIV infection among men in the typical age bracket for sexual partners of AGYW [20,21]. Modelling and phylogenetic studies suggest that preventing transmission from one young man can avert infections in up to 4 young women [22,23]. The significant reductions we observed in HIV incidence among young men since 2012 to 2013, together with increases in reported condom use, circumcision, and HIV treatment uptake, would have altered the context of HIV risk for AGYW prior to DREAMS investments in uMkhanyakude [24].

These data contribute to growing evidence that HIV incidence has reduced for AGYW across east and southern Africa, in the years leading up to 2020, though they remain at very high risk relative to men and other age groups [3]. In both study settings, HIV incidence declined first among the younger cohort (circa 2013 for adolescent girls aged 15 to 19 years) and later among young women aged 20 to 24 years—the age when HIV incidence peaked for women. Declines have also taken longer to occur in very high prevalence settings like uMkhanyakude, compared to lower-prevalence settings [25]. Despite the encouraging declines observed with time, the most recent estimates remain very high at >5% incidence among women aged 20 to 24 years in uMkhanyakude, about 5 times higher than men of the same age (approximately 1% in 2017). The estimated 3% incidence among girls aged 15 to 19 years in 2018 shows that absolute levels of risk are still high from an early age, despite steady reductions since 2012. High rates have also been reported in other settings of KwaZulu Natal, for example, in Durban, where the HIV epidemic has been described as “continuous, unrelenting, hyper” [26].

In such settings, in which HIV and other STI risks (and HIV/STI coinfection) remain high, the indirect effects of ART availability and male partner risk are slow to change the context of risk for young women and more must be done to protect young women from infection. Even community-randomised trials of population-wide universal test and treat interventions, offered intensively in high-burden settings, have yielded modest reductions in HIV incidence over a 3- to 4-year time frame, of the order of 20% to 30% [20,27]. DREAMS sought to address the drivers of AGYW risk directly and indirectly, comprehensively, and urgently, but investments in uMkhanyakude stopped in 2018, before the programme had an opportunity to embed in a high-priority setting [18,28]. In this setting, and in a related impact evaluation in Zimbabwe, very low proportions of young women who sell sex (YWSS) were reached with DREAMS interventions, limiting plausibility of its impact among the highest-risk women [19,29]. Research to understand the profile of AGYW who were reached by DREAMS in the Kenyan and South African study settings revealed that those who may be at most immediate sexual risk (for example, sexually active, ever pregnant) were less likely to be invited to DREAMS, although this improved with time [12]. DREAMS set a very ambitious target in a short time frame of 2 years. With more time to scale up and adapt interventions to reach those who need them most, by addressing stigma towards YWSS and training implementers be more inclusive, integrated packages that blend biomedical (including PrEP) and structural interventions (to boost education, employment, and empowerment) can be crucial to reduce young women’s risk. Meanwhile, efforts to reduce male partner risk should also be intensified even in contexts of high treatment coverage, by targeting young men for earlier HIV diagnosis, treatment, and VMMC to avoid transmission in early stages of infection [20,23,30].

Strengths and limitations

A strength of the study lies in the directly observed measure of HIV incidence, at a representative, population level, with frequent repeat measures of HIV status. Historical data provided robust pre-DREAMS measures, and frequent rounds of serological surveys before and after the introduction of DREAMS enabled us to observe trends and identify the timing at which declines began, in relation to DREAMS rollout. DREAMS sought to scale up to district level, and there are very few DREAMS districts with historical HIV surveillance to serve as a baseline for evaluation of DREAMS and track incidence trends in detail. Other evaluations of DREAMS lack biological endpoints or rely on HIV test data from antenatal care clients (thus missing those who are not pregnant or do not seek care) and measure HIV-positive diagnoses at district level as the primary outcome [1]. This can be a reflection of HIV testing reach and positivity rates, rather than a measure of new HIV infections and HIV risk. DREAMS is a very large investment, and direct measurement of HIV incidence at the population level in some settings is warranted to verify if DREAMS achieved its target for HIV incidence reduction. Capitalising on existing research platforms was an efficient way to evaluate this aim.

With large annual survey rounds and high HIV incidence in South Africa, there was sufficient study power to detect a smaller difference than the ambitious DREAMS target of a 40% reduction in HIV incidence, and we found evidence of an average reduction of approximately 25% across the 3 years of DREAMS rollout (2016 to 2018) compared with the years immediately before. (This corresponds to the observed annual reduction (relative to the previous year) of approximately 10% per year.) Although this rate of decline preceded DREAMS introduction, it is encouraging that it continued and did not slow. In Gem, we had sufficient power to detect a minimum change of 40% among 15- to 24-year-old AGYW, in the sensitivity analyses which included residency gaps in the person-years of follow-up and which showed similar results to the original analysis. More person-years of follow-up are needed to provide statistical evidence of a reduction that is less than 40% in this setting, especially the observed 31% reduction in one subgroup: the older cohort of 20- to 24-year-old women.

We proposed a rigorous design in the absence of randomisation. A cluster-randomised trial design was not possible because the priority of the DREAMS Partnership was for rapid rollout of DREAMS investments to geographic areas chosen for their high HIV prevalence, rather than to a randomly selected sample of areas. The absence of a counterfactual (of what would have happened over time in the absence of DREAMS) limits our ability to attribute change to DREAMS or rule out the influence of other interventions and secular trends. It is possible that the sustained decline observed in HIV incidence was due to DREAMS and would not have occurred otherwise. It is arguably more difficult to demonstrate an impact of DREAMS against a background of HIV incidence decline than to do so against a background of stable HIV incidence. There was no evidence that DREAMS reversed the encouraging declines, indicating that it did not disrupt positive trends.

With annual rounds of serosurveillance in South Africa, participation rates in any particular year were relatively low (for example, due to absence from home or study fatigue); however, cumulative rates of participation among eligible individuals increased with time and recruitment opportunities. Overall, about 75% of eligible AGYW contributed person-time during follow-up, which is relatively high for population-based surveillance. In Kenya, the proportion contacted and offered an HIV test was lower, since surveys were done primarily as service provision (home-based testing to link HIV-infected individuals to care), and those with a known HIV positive status did not require a new test. However, the approach to reaching people has remained consistent over time, and the population reached is comparable over time [31]. With less frequent serosurveillance in this setting compared to South Africa, and high mobility among young adults, there was less opportunity for repeat testing, and, thus, the proportion who contributed person-time to our analyses was lower. While repeated HIV testing via population-based surveillance is considered by many to be the gold standard for measuring HIV incidence trends, such studies are challenged by the systematic exclusion of some subgroups due to noncontact or refusal [32]. The consequence is most likely that absolute levels of HIV incidence in this and other studies may be underestimated, because more mobile groups are disproportionately missed [33]. However, as noted above, in uMkhanyakude, a high proportion of eligible AGYW contributed follow-up time to the analysis, and the proportion contributing to the analysis was fairly consistent over the study period. Also, in previous analyses of participation dynamics in the South Africa surveillance site, the HIV testing rate did not differ substantially by age or sex over time, and the demographic composition (age and sex) of the HIV–negative testers and the HIV cohort remained stable over time [32,34].

Our method of estimating HIV incidence may underestimate HIV incidence rates, if young people are less able to meet the need to have tested twice (for example, if they miss a survey round because they are too young to participate). This is more likely to be the case in Gem than in uMkhanyakude where there were more frequent opportunities to test. While participation rates were lower in uMkhanyakude, previous research from this setting suggests that participation bias can reduce the accuracy with which seroconversions can be dated, undermining validity, but does not introduce a systematic bias. Longer-term follow-up, with the benefit of additional serological data collected after 2019, would increase the accuracy of the “tail-end” of our estimates, since people did not participate in every HIV survey round.

Conclusions

HIV risk has been persistently high among AGYW in east and southern Africa, and these data offer detailed and encouraging evidence of recent and large declines in 2 settings with an historically high burden of HIV. Frequent rounds of directly observed HIV incidence reveal that the declines predated DREAMS introduction in both settings and thus cannot be attributed to the initial years of DREAMS interventions. They are most likely driven by improvements in HIV services and treatment of HIV–positive individuals, and voluntary male medical circumcision, validating the importance of sustained investment in early diagnosis, treatment, and prevention, for young adult men as well as women. Nevertheless, young women’s risk remains high—in absolute levels in South Africa and relative to men of the same age in both settings. HIV incidence reductions are not on track for epidemic control or global targets to end HIV/AIDS as a public health threat by 2030. A complex intervention like DREAMS needs time to embed and strengthen its impact. Time is also needed to measure the true impact of DREAMS as younger adolescent girls age into sexual activity and higher-risk age brackets. Sustained commitment to promoting gender equity through programmes like DREAMS—which offer structural, social, and biomedical support to young women—are needed more than ever as the global COVID-19 pandemic threatens progress in the related goals of HIV prevention and sustainable development.

Supporting information

S1 STROBE Checklist. Strengthening the reporting of observational studies in epidemiology (STROBE) checklist.

(DOCX)

S1 Table. Mean age of HIV–negative AGYW who are repeat testers (in the HIV incidence cohort) and those who do not have a repeat test, in uMkhanyakude.

(DOCX)

S2 Table. Incidence of HIV infection among AGYW in Gem, by age and DREAMS implementation period: sensitivity analysis without residency gaps.

(DOCX)

S3 Table. HIV incidence estimates in young men aged 20–29 years by age group and individual year, 2006–2018 in uMkhanyakude.

(DOCX)

S4 Table. Incidence of HIV infection among young men in Gem, by age and DREAMS implementation period: sensitivity analysis without residency gaps.

(DOCX)

Acknowledgments

We are grateful to the young women and men who volunteered their time for this study. We thank the dedicated data collection teams in Gem and uMkhanyakude, for their tireless efforts to ensure high-quality data. We acknowledge the valuable input of community advisory groups within the study settings and the following individuals, who helped to make this study possible: Gina Dallabetta, Geoff Garnett, and Emilio Emini (BMGF); Janet Saul (CDC); Emily Gutierrez-Zielinski and Mary Mwangi (CDC Kenya); Mary Glenshaw (CDC South Africa); Despoina Xenikaki, Frankie Liew, and Antonio Duran-Aparicio (LSHTM). The team at AHRI would like to thank Dickman Gareta, Tinofa Mutevedzi, Kobus Herbst, Teresa Smit, Nuala McGrath, Frank Tanser, Deenan Pillay, and Till Barnighausen for early support in protocol development. We are grateful to Basia Zaba for facilitating collaborations for this research partnership and offering scientific guidance for the design and analysis.

Abbreviations

YW

adolescent girls and young women

aRR

age-adjusted rate ratio

ART

antiretroviral treatment

CI

confidence interval

DREAMS

Determined, Resilient, Empowered, AIDS-free, Mentored, and Safe

DSS

demographic surveillance site

ELISA

enzyme-linked immunosorbent assay

PrEP

preexposure prophylaxis

py

person-years

RR

rate ratio

YWSS

young women who sell sex

Data Availability

The datasets used in this study have been deposited in data repositories and will be available upon request. Data from South Africa are available from the AHRI data repository (https://data.ahri.org/index.php/home). Requests for the data from Kenya can be made to the KEMRI Scientific and Ethics Review Unit (SERU), at https://www.kemri.org/seru-overview or by contacting SERU at seru@kemri.org.

Funding Statement

The impact evaluation of DREAMS is funded by the Bill and Melinda Gates Foundation (Grant OPP1136774 to IB, http://www.gatesfoundation.org). Foundation staff advised the study team, but did not substantively affect the study design, instruments, interpretation of data, or decision to publish. Africa Health Research Institute is supported by a grant from the Wellcome Trust (082384/Z/07/Z). The AHRI Demographic Surveillance Information System and Population Intervention Programme is funded by the Wellcome Trust (201433/Z/16/Z) and the South Africa Population Research Infrastructure Network (funded by the South African Department of Science and Technology and hosted by the South African Medical Research Council), with co-funding from the Bill and Melinda Gates Foundation. In Kenya, data were collected with funding from the President’s Emergency Fund for AIDS Relief, under Cooperative Agreements with the US Centers for Disease Control and Prevention, and co-funding from the Bill & Melinda Gates Foundation. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

References

  • 1.Saul J, Bachman G, Allen S, Toiv NF, Cooney C, Beamon T. The DREAMS core package of interventions: A comprehensive approach to preventing HIV among adolescent girls and young women. PLoS ONE. 2018;13(12):e0208167. doi: 10.1371/journal.pone.0208167 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 2.Birx D. HIV targets and beyond: An assessment of progress towards Global Commitments" Plenary session, Day 4. AIDS2020. [Google Scholar]
  • 3.Birdthistle I, Tanton C, Tomita A, de Graaf K, Schaffnit SB, Tanser F, et al. Recent levels and trends in HIV incidence rates among adolescent girls and young women in ten high-prevalence African countries: a systematic review and meta-analysis. Lancet Glob Health. 2019;7(11):e1521–e40. doi: 10.1016/S2214-109X(19)30410-3 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 4.Reniers G, Wamukoya M, Urassa M, Nyaguara A, Nakiyingi-Miiro J, Lutalo T, et al. Data Resource Profile: Network for Analysing Longitudinal Population-based HIV/AIDS data on Africa (ALPHA Network). Int J Epidemiol. 2016;45(1):83–93. doi: 10.1093/ije/dyv343 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 5.Birdthistle I, Schaffnit SB, Kwaro D, Shahmanesh M, Ziraba A, Kabiru CW, et al. Evaluating the impact of the DREAMS partnership to reduce HIV incidence among adolescent girls and young women in four settings: a study protocol. BMC Public Health. 2018;18(1):912. doi: 10.1186/s12889-018-5789-7 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 6.Chimbindi N, Birdthistle I, Shahmanesh M, Osindo J, Mushati P, Ondeng’e K, et al. Translating DREAMS into practice: Early lessons from implementation in six settings. PLoS ONE. 2018;13(12):e0208243. doi: 10.1371/journal.pone.0208243 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 7.Baisley K, Chimbindi N, Mthiyane N, Floyd S, McGrath N, Pillay D, et al. High HIV incidence and low uptake of HIV prevention services: The context of risk for young male adults prior to DREAMS in rural KwaZulu-Natal, South Africa. PLoS ONE. 2018;13(12):e0208689. doi: 10.1371/journal.pone.0208689 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Chimbindi N, Mthiyane N, Birdthistle I, Floyd S, McGrath N, Pillay D, et al. Persistently high incidence of HIV and poor service uptake in adolescent girls and young women in rural KwaZulu-Natal, South Africa prior to DREAMS. PLoS ONE. 2018;13(10):e0203193. doi: 10.1371/journal.pone.0203193 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9.Odhiambo FO, Laserson KF, Sewe M, Hamel MJ, Feikin DR, Adazu K, et al. Profile: the KEMRI/CDC Health and Demographic Surveillance System—Western Kenya. Int J Epidemiol. 2012;41(4):977–87. doi: 10.1093/ije/dys108 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 10.Kontopantelis E, Doran T, Springate DA, Buchan I, Reeves D. Regression based quasi-experimental approach when randomisation is not an option: interrupted time series analysis. BMJ. 2015;350:h2750. doi: 10.1136/bmj.h2750 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11.Doyle AM, Floyd S, Baisley K, Orindi B, Kwaro D, Mthiyane TN, et al. Who are the male sexual partners of adolescent girls and young women? Comparative analysis of population data in three settings prior to DREAMS roll-out. PLoS ONE. 2018;13(9):e0198783. doi: 10.1371/journal.pone.0198783 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Gourlay A, Birdthistle I, Mthiyane NT, Orindi BO, Muuo S, Kwaro D, et al. Awareness and uptake of layered HIV prevention programming for young women: analysis of population-based surveys in three DREAMS settings in Kenya and South Africa. BMC Public Health. 2019;19(1):1417. doi: 10.1186/s12889-019-7766-1 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 13.Achrekar A. Reflections from AIDS 2020- DREAMS: A Movement Still in the Making. 2020. Available from: https://www.state.gov/reflections-from-aids-2020-dreams-a-movement-still-in-the-making/ [Google Scholar]
  • 14.Kwaro D. What is the evidence of DREAMS’ impact? Findings from an independent evaluation of DREAMS in 4 diverse settings. Non-commercial satellite session by PEPFAR, AIDS2020. [Google Scholar]
  • 15.Birdthistle I. Must the evaluation of complex interventions be complex? Learning from the impact evaluation of DREAMS. ISSTDR Conference; July 2019. Sex Transm Infect. 2019;95(Suppl 1):A7.1–A7. doi: 10.1136/sextrans-2019-sti.17 [DOI] [Google Scholar]
  • 16.Hargreaves JR, Delany-Moretlwe S, Hallett TB, Johnson S, Kapiga S, Bhattacharjee P, et al. The HIV prevention cascade: integrating theories of epidemiological, behavioural, and social science into programme design and monitoring. The lancet HIV. 2016;3(7):e318–22. doi: 10.1016/S2352-3018(16)30063-7 [DOI] [PubMed] [Google Scholar]
  • 17.Mthiyane N. What is the impact of DREAMS on HSV-2 acquisition among AGYW in rural KwaZulu-Natal, South Africa? (Abstract OAC0104) AIDS2020. [Google Scholar]
  • 18.Chimbindi N, Birdthistle I, Floyd S, Harling G, Mthiyane N, Zuma T, et al. Directed and target focused multi-sectoral adolescent HIV prevention: Insights from implementation of the ’DREAMS Partnership’ in rural South Africa. J Int AIDS Soc. 2020;23(Suppl 5):e25575. doi: 10.1002/jia2.25575 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 19.Chimbindi N, Mthiyane N, Zuma T, Baisley K, Pillay D, McGrath N, et al. Antiretroviral therapy based HIV prevention targeting young women who sell sex: a mixed method approach to understand the implementation of PrEP in a rural area of KwaZulu-Natal. South Africa AIDS Care. 2021:1–9. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 20.Havlir D, Lockman S, Ayles H, Larmarange J, Chamie G, Gaolathe T, et al. What do the Universal Test and Treat trials tell us about the path to HIV epidemic control? J Int AIDS Soc. 2020;23(2):e25455. doi: 10.1002/jia2.25455 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 21.Tanser F, Barnighausen T, Grapsa E, Zaidi J, Newell ML. High coverage of ART associated with decline in risk of HIV acquisition in rural KwaZulu-Natal, South Africa Science. 2013;339(6122):966–71. doi: 10.1126/science.1228160 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.Ratmann O, Grabowski MK, Hall M, Golubchik T, Wymant C, Abeler-Dorner L, et al. Inferring HIV-1 transmission networks and sources of epidemic spread in Africa with deep-sequence phylogenetic analysis. Nat Commun. 2019;10(1):1411. doi: 10.1038/s41467-019-09139-4 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23.Probert W. Quantifying the contribution of different aged men to onwards transmission of HIV-1 in generalised epidemics in sub-Saharan Africa: A modelling and phylogenetics approach from the HPTN 071 (PopART) trial. (Poster TUPDD0206LB) 10th IAS Conference on HIV Science. Mexico City; 2019. [Google Scholar]
  • 24.Shahmanesh M. Reaching young men: Evaluating the impact of DREAMS on HIV testing, care and prevention among young men in three diverse settings AIDS20202020. [Google Scholar]
  • 25.Risher K. Age patterns of HIV incidence among general population cohorts in sub-Saharan Africa. CROI 20192020. [Google Scholar]
  • 26.Ramjee G, Sartorius B, Morris N, Wand H, Reddy T, Yssel JD, et al. A decade of sustained geographic spread of HIV infections among women in Durban. South Africa BMC Infect Dis. 2019;19(1):500. doi: 10.1186/s12879-019-4080-6 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 27.Hayes RJ, Donnell D, Floyd S, Mandla N, Bwalya J, Sabapathy K, et al. Effect of Universal Testing and Treatment on HIV Incidence—HPTN 071 (PopART). N Engl J Med. 2019;381(3):207–18. doi: 10.1056/NEJMoa1814556 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 28.Zuma T, Seeley J, Sibiya LO, Chimbindi N, Birdthistle I, Sherr L, et al. The Changing Landscape of Diverse HIV Treatment and Prevention Interventions: Experiences and Perceptions of Adolescents and Young Adults in Rural KwaZulu-Natal, South Africa. Front Public Health. 2019;7:336. doi: 10.3389/fpubh.2019.00336 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 29.Chabata S. The impact of DREAMS on HIV incidence among young women who sell sex in Zimbabwe: a non-randomised plausibility study. (Abstract OAC0102) AIDS2020. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 30.Slaymaker E, ed. RISK FACTORS FOR NEW HIV INFECTIONS IN THE GENERAL POPULATION IN SUB-SAHARAN AFRICA (Abstract 848). CROI. 2020;2020. [Google Scholar]
  • 31.Borgdorff MW, Kwaro D, Obor D, Otieno G, Kamire V, Odongo F, et al. HIV incidence in western Kenya during scale-up of antiretroviral therapy and voluntary medical male circumcision: a population-based cohort analysis. Lancet HIV. 2018;5(5):e241–e9. doi: 10.1016/S2352-3018(18)30025-0 [DOI] [PubMed] [Google Scholar]
  • 32.Larmarange J, Mossong J, Barnighausen T, Newell M. Participation dynamics in population-based longitudinal HIV surveillance in rural South Africa. PLoS ONE. 2015;10(4). doi: 10.1371/journal.pone.0123345 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 33.Dzomba A, Tomita A, Vandormael A, Govender K, Tanser F. Effect of ART scale-up and female migration intensity on risk of HIV acquisition: results from a population-based cohort in KwaZulu-Natal, South Africa. BMC Public Health. 2019;19(1):196. doi: 10.1186/s12889-019-6494-x [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 34.Vandormael A, Akullian A, Siedner M, de Oliveira T, Barnighausen T, Tanser F. Declines in HIV incidence among men and women in a South African population-based cohort. Nat Commun. 2019;10(1):5482. doi: 10.1038/s41467-019-13473-y [DOI] [PMC free article] [PubMed] [Google Scholar]

Decision Letter 0

Richard Turner

6 Jan 2021

Dear Dr Birdthistle,

Thank you for submitting your manuscript entitled "Evaluating the impact of DREAMS on HIV incidence among adolescent girls and young women in large population-based cohorts in Kenya and South Africa" for consideration by PLOS Medicine.

Your manuscript has now been evaluated by the PLOS Medicine editorial staff and I am writing to let you know that we would like to send your submission out for external assessment.

However, before we can send your manuscript to reviewers, we need you to complete your submission by providing the metadata that is required for full assessment. To this end, please login to Editorial Manager where you will find the paper in the 'Submissions Needing Revisions' folder on your homepage. Please click 'Revise Submission' from the Action Links and complete all additional questions in the submission questionnaire.

Please re-submit your manuscript within two working days, i.e. by .

Login to Editorial Manager here: https://www.editorialmanager.com/pmedicine

Once your full submission is complete, your paper will undergo a series of checks in preparation for full assessment. Once your manuscript has passed all checks it will be sent for external assessment.

Feel free to email us at plosmedicine@plos.org if you have any queries relating to your submission.

Kind regards,

Richard Turner, PhD

Senior Editor, PLOS Medicine

rturner@plos.org

Decision Letter 1

Richard Turner

5 Mar 2021

Dear Dr. Birdthistle,

Thank you very much for submitting your manuscript "Evaluating the impact of DREAMS on HIV incidence among adolescent girls and young women in large population-based cohorts in Kenya and South Africa" (PMEDICINE-D-20-06166R1) for consideration at PLOS Medicine.

Your paper was discussed among the editors and sent to independent reviewers, including a statistical reviewer. The reviews are appended at the bottom of this email and any accompanying reviewer attachments can be seen via the link below:

[LINK]

In light of these reviews, we will not be able to accept the manuscript for publication in the journal in its current form, but we would like to invite you to submit a revised version that addresses the reviewers' and editors' comments fully. You will appreciate that we cannot make a decision about publication until we have seen the revised manuscript and your response, and we expect to seek re-review by one or more of the reviewers.

In revising the manuscript for further consideration, your revisions should address the specific points made by each reviewer and the editors. Please also check the guidelines for revised papers at http://journals.plos.org/plosmedicine/s/revising-your-manuscript for any that apply to your paper. In your rebuttal letter you should indicate your response to the reviewers' and editors' comments, the changes you have made in the manuscript, and include either an excerpt of the revised text or the location (eg: page and line number) where each change can be found. Please submit a clean version of the paper as the main article file; a version with changes marked should be uploaded as a marked up manuscript.

In addition, we request that you upload any figures associated with your paper as individual TIF or EPS files with 300dpi resolution at resubmission; please read our figure guidelines for more information on our requirements: http://journals.plos.org/plosmedicine/s/figures. While revising your submission, please upload your figure files to the PACE digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at PLOSMedicine@plos.org.

We hope to receive your revised manuscript by Mar 26 2021 11:59PM. Please email us (plosmedicine@plos.org) if you have any questions or concerns.

***Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.***

We ask every co-author listed on the manuscript to fill in a contributing author statement, making sure to declare all competing interests. If any of the co-authors have not filled in the statement, we will remind them to do so when the paper is revised. If all statements are not completed in a timely fashion this could hold up the re-review process. If new competing interests are declared later in the revision process, this may also hold up the submission. Should there be a problem getting one of your co-authors to fill in a statement we will be in contact. YOU MUST NOT ADD OR REMOVE AUTHORS UNLESS YOU HAVE ALERTED THE EDITOR HANDLING THE MANUSCRIPT TO THE CHANGE AND THEY SPECIFICALLY HAVE AGREED TO IT. You can see our competing interests policy here: http://journals.plos.org/plosmedicine/s/competing-interests.

Please use the following link to submit the revised manuscript:

https://www.editorialmanager.com/pmedicine/

Your article can be found in the "Submissions Needing Revision" folder.

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see http://journals.plos.org/plosmedicine/s/submission-guidelines#loc-methods.

Please ensure that the paper adheres to the PLOS Data Availability Policy (see http://journals.plos.org/plosmedicine/s/data-availability), which requires that all data underlying the study's findings be provided in a repository or as Supporting Information. For data residing with a third party, authors are required to provide instructions with contact information for obtaining the data. PLOS journals do not allow statements supported by "data not shown" or "unpublished results." For such statements, authors must provide supporting data or cite public sources that include it.

Please let me know if you have any questions, and we look forward to receiving your revised manuscript.

Sincerely,

Richard Turner, PhD

Senior Editor, PLOS Medicine

rturner@plos.org

-----------------------------------------------------------

Requests from the editors:

Please add a colon followed by a study descriptor (e.g., "...: A before-and-after study") to the title. Please remove the word "large".

As you study the situation in young men in addition to other groups, we suggest amending the title as appropriate.

Please add a few words to your abstract to describe what DREAMS consists of - we suggest early in the "Methods and findings" subsection, along with the program dates.

Please avoid "38% lower" and the like where an aRR is quoted.

Please add a new final sentence to the "Methods and findings" subsection of your abstract, beginning "Study limitations include ..." or similar and quoting 2-3 of the study's main limitations.

You mention an a priori analysis plan in the Methods section. Please attach the plan as a supplementary file if available, referred to in the main text. Please highlight analyses that were not prespecified.

Throughout the text, please format reference call-outs as follows: "... HIV risk [12,13]." (noting the absence of spaces within the square brackets).

In the reference list, please convert all italics into plain text. Where appropriate, please list 6 author names followed by "et al.".

Please adapt the use of punctuation in lists of author names to journal style (i.e., "Surname Initial(s), Surname Initials, ..., et al.").

Please remove information on funding from the end of the text. In the event of publication, this information will appear in the article metadata via entries in the submission form.

Please add a completed checklist for the most appropriate reporting guideline, e.g., STROBE, as a supplementary file, labelled "S1_STROBE_Checklist" or similar and referred to as such in the Methods section. In the checklist, please refer to individual items by section (e.g., "Methods") and paragraph number rather than by line or page numbers, as the latter generally change in the event of publication.

Comments from the reviewers:

*** Reviewer #1:

This is a useful study on the impact of DREAMS on HIV incidence among adolescent girls and young women in two communities in Kenya and South Africa. The statistical methods and analyses are relatively straightforward and mostly adequate. However, there are some major issues needing attention.

1) For the sampling of the cohort in uMkhanyakude, South Africa, the consent rates are generally low (40%-60%); for the Gem data in Kenya, the contact rate and also the HIV results rate are both very low (<50%). For such high missing rates in a population study, what's the likely impact on the true estimate of the trends in reduction of HIV rates? Underestimate or overestimate? This needs to be carefully discussed in the limations. For such a high missing rate, the reliability and believeability of results are subject to scrutiny.

2) Study design. This is a before and after cohort design to exam the impact after introduction of the complex intervention of DREAMS on reducing HIV rates over time. However, how can we be certain that the observed reduction in HIV rates is due to DREAMS only? In other words, we need controls/bench marks to show that the reduction in HIV rates is truely because of DREAMS. Do authors have the national HIV rates for South Afric and Kenya over the same time periods? If they are also in decline (e.g. due to national HIV prevention campaign), then there could be contamination effect that needs to be carefully addressed. Or, the HIV rates over time in the neighbouring areas of these two communities? The observed big reduction in HIV rates in young men in the same period doesn't help the arguement. It means the rates declined without DREAMS for young men. Intuitively one would think the rates in young women might decline anyway without DREAMS in the same period. Then, the quesiton is what is the true impact of DREAMS if any. Without addressing all these questions, one can not confirm the impact of DREAMS with confidence.

*** Reviewer #2:

Thank you for the opportunity to review this manuscript. This is an important and well written manuscript assessing the impact of the DREAMS programme in two sub-Saharan African settings (one in South Africa and one in Kenya) in terms of reducing HIV incidence among young women and men. The piece is strong and utilizes data where serosurveys were available for periods before and after DREAMS implementation. There were many sensitivity analyses/different assessments of time, which could cause concern around multiple hypothesis testing, yet overall the findings were robust: HIV incidence declined over time, but the trend started and did not accelerate during the DREAMS implementation period. There were a few areas that the authors could have provided greater justification for in terms of differences in analytic approach across settings, but overall my largest concern/thought was why didn't the authors use an interrupted time series analysis. It seems like much of what they were trying to do would have been better served by this method? Also, there was a non-insignificant (though understandable) loss to follow-up over time and how those with follow-up incidence data compared to those without within and across time periods was not explored and potentially could be handled to ensure the robustness of the results (for example using inverse probability weighting). Overall, this is important but considerations of these analytic approaches would strengthen the robustness of the findings.

Abstract: ---

Introduction:

The introduction was well written - no comments

Methods:

For the power calculation, it is disorienting (and feels almost deceptive) to give such different power calculations across the two settings. Unless the DREAMS targets were different in each setting (if so this should be clarified), having a 30% reduction and 90% power in one place and 45% reduction and 80% power (or in parentheses 40% reduction & 70% power) is confusing. It seems best to determine the threshold that you think critical- 40% was the DREAMS target so might be logical and be consistent with the difference aimed to detect across settings.

Similarly, why were the number of imputations different (n=100 vs. n=250) across sites? If there is a reason please provide, otherwise it would seem that these should be congruous.

How was LTFU handled? The authors note that individuals were included if they had 2+ visits, but for those that were not out-migrations (and censored temporarily or permanently), how was follow-up handled. Inverse probability weighting to account for whom follow-up data was and was not available may be used here and could be important depending on the extent to which follow-up occurred.

One of the assumptions of Poisson regression is a steady incidence rate within time periods. Was this assumption assessed? Did the authors consider an interrupted-time series as a potential approach to assess changes in trends over time as related to the DREAMS intervention implementation? These types of quasi-experimental designs are increasingly used.

Please provide a justification within the methods for why different age bands were considered in relation to men across the two settings.

RESULTS

Please describe how those with and without follow-up in both sites were different/similar.

Also, why were the participants contacted so much lower in Gem (34%) vs. uMkhanyakude (85%)?

There is no accounting for these issues of contact and follow-up and at least for follow-up methods to account for this (at least in part) could be applied.

Per Table 1b, what happened in 2019 that made only 0.7% of testing results available for those eligible for the HIV incidence cohort?

Table 4 - unclear why comparison groups (categories for which incidence is reported) across years differ by age band.

Discussion

The authors' point in the discussion that interventions may not meet the needs of those at highest risk (such as women engaged in sex work or transactional sex) is important and perhaps could be expounded upon.

The authors should mention as a limitation (and ideally attempt to address) the potential impact of LTFU over intervals on their results.

*** Reviewer #3:

Thank you for the opportunity to review this article - it is such important research considering the need to prioritize funding for programming in the post-COVID-19 era.

My feedback is two-fold:

big picture:

* the authors do not touch on this but it is a critical question to evaluating impact/ effectiveness: quality of DREAMS implementation. While there is an acknowledgement of the timing of introducing DREAMS (start and end) and how set up may take time, a point in the discussion on how quality and reach of DREAMS may have shaped the results documented.

* where to next? It would be helpful for authors to reflect on the implications of their really impressive research in two key ways: (1) integrating and enhancing data collection in implementation of large-scale programmes - costs, skills, timelines, (2) methodologies of measuring and evaluating impact in scaled up programming. i.e. should there always be a lagged approach to expecting, documenting and analysing for impact?

detailed questions/ items to clarify:

* power calculations - while it makes sense that they vary by site since data collection designs were different, it is unclear why the SA goal was 90% power to detect 30% while Kenya 80% to detect 45%? This is also a bit confusing because in SA the PY included were then much larger than the power calculation.

* air-time - please give amount and who/ where it was sent to (i.e. young adolescent or their caregiver's phone?)

* p-values, please add these throughout to make it easy to follow your interpretation - some of the narrative around the reported values sometimes speaks about impact and at times does seem close to a non-significant. Could the authors please add all p-values and be clear about significance vs interpretation of trends, even when not significant throughout the manuscript. This is quite important because in page 10 the authors report: "but there was a decline among the 20-24 year olds (aRR=0.69, 95%CI 0.53-2.18), albeit with considerable uncertainty around these estimates." but the discussion then speaks to "There is one exception to this finding: among young women aged 20-24 years in Gem, HIV incidence remained stable prior to DREAMS introduction (at circa 1% between 2010-2015), and declined by 31% during the DREAMS implementation period 2016-2019 but with considerable

uncertainty around this estimate." but as I understand the data, this reduction is non significant and with a wide confidence interval. To help all of us reading the manuscript, it would be helpful to set the parameters for defining reduction and the types of reduction (significant/ certain; uncertain) in the methods.

* in the discussion the authors speak to positive causal impact on related outcomes - but the two references are quite broad and dont clarify methods, etc. Could they include some more detail in the discussion until publications are available with the data?

It is really great to see these findings - all of us in the HIV prevention community have been looking forward to this data and learning from DREAMS.

***

Any attachments provided with reviews can be seen via the following link:

[LINK]

Attachment

Submitted filename: PMEDICINE-D-20-06166-R1.docx

Decision Letter 2

Richard Turner

17 Sep 2021

Dear Dr. Birdthistle,

Thank you very much for re-submitting your manuscript "Evaluating the impact of DREAMS on HIV incidence among adolescent girls and young women: a population-based cohort study in Kenya and South Africa" (PMEDICINE-D-20-06166R2) for consideration at PLOS Medicine. We apologize for the delay in sending you a response.

I have discussed the paper with editorial colleagues and it was also seen again by two reviewers. I am pleased to tell you that, provided the remaining editorial and production issues are fully dealt with, we expect to be able to accept the paper for publication in the journal.

The remaining issues that need to be addressed are listed at the end of this email. Any accompanying reviewer attachments can be seen via the link below. Please take these into account before resubmitting your manuscript:

[LINK]

***Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.***

In revising the manuscript for further consideration here, please ensure you address the specific points made by each reviewer and the editors. In your rebuttal letter you should indicate your response to the reviewers' and editors' comments and the changes you have made in the manuscript. Please submit a clean version of the paper as the main article file. A version with changes marked must also be uploaded as a marked up manuscript file.

Please also check the guidelines for revised papers at http://journals.plos.org/plosmedicine/s/revising-your-manuscript for any that apply to your paper. If you haven't already, we ask that you provide a short, non-technical Author Summary of your research to make findings accessible to a wide audience that includes both scientists and non-scientists. The Author Summary should immediately follow the Abstract in your revised manuscript. This text is subject to editorial change and should be distinct from the scientific abstract.

We hope to receive your revised manuscript within 1 week. Please email us (plosmedicine@plos.org) if you have any questions or concerns.

We ask every co-author listed on the manuscript to fill in a contributing author statement. If any of the co-authors have not filled in the statement, we will remind them to do so when the paper is revised. If all statements are not completed in a timely fashion this could hold up the re-review process. Should there be a problem getting one of your co-authors to fill in a statement we will be in contact. YOU MUST NOT ADD OR REMOVE AUTHORS UNLESS YOU HAVE ALERTED THE EDITOR HANDLING THE MANUSCRIPT TO THE CHANGE AND THEY SPECIFICALLY HAVE AGREED TO IT.

Please ensure that the paper adheres to the PLOS Data Availability Policy (see http://journals.plos.org/plosmedicine/s/data-availability), which requires that all data underlying the study's findings be provided in a repository or as Supporting Information. For data residing with a third party, authors are required to provide instructions with contact information for obtaining the data. PLOS journals do not allow statements supported by "data not shown" or "unpublished results." For such statements, authors must provide supporting data or cite public sources that include it.

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. Additionally, PLOS ONE offers an option to publish peer-reviewed clinical study protocols. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript.

Please note, when your manuscript is accepted, an uncorrected proof of your manuscript will be published online ahead of the final version, unless you've already opted out via the online submission form. If, for any reason, you do not want an earlier version of your manuscript published online or are unsure if you have already indicated as such, please let the journal staff know immediately at plosmedicine@plos.org.

Please let me know if you have any questions, and we look forward to receiving the revised manuscript.

Sincerely,

Richard Turner, PhD

Senior Editor, PLOS Medicine

rturner@plos.org

------------------------------------------------------------

Requests from Editors:

Are you able to add additional information to the data statement to indicate the folder or files in the two repositories that contain the relevant study data?

Early in the "Methods and findings" subsection of your abstract, please add a sentence, say, to describe the nature and dates of the surveillance surveys.

Again in the abstract, prior to quoting the findings on HIV incidence, please quote some relevant numbers from table 1, which might include the range of survey cohort sizes, the range of proportions contacted, and the range of proportions consented.

In the abstract, when comparing numbers for HIV incidence, please convert instances of "from X new infections ... to Y" to "X as compared with ... Y" or similar.

Please make similar changes in the Results section (main text).

Please restructure the "Author summary", as the first two points of the "What do these findings mean?" subsection belong in the previous subsection ("What did the researchers do and find?"). Please aim for 2-4 points in each subsection, overall.

In the Methods section (main text), you mention both an a priori analysis plan and study protocol. Are you able to provide one or both documents as attachments? If so, please refer to these in the text.

We suggest avoiding the apostrophe in "DREAMS' introduction" and similar phrases, which will be difficult to make consistent, instead writing "introduction of DREAMS" and the like.

Throughout the text, please style reference call-outs as follows: "... early 2016 [5,6]." (noting the absence of spaces within the square brackets).

In the reference list, please use the journal name abbreviation "PLoS ONE" consistently.

Noting reference 2 and others, please add abstract numbers to citations of conference presentations, where available.

Please update reference 18: it may be necessary to remove this reference if not available as a preprint or "in press".

Comments from Reviewers:

*** Reviewer #1:

Many thanks authors for their great effort to improve the manuscript. The authors have addressed my comments professionally. I am satisfied with the response and revision. No further issues needing attention.

*** Reviewer #3:

Thank you for this revised manuscript. Overall, this version addresses many of the comments and feedback. However, the reporting of HR throughout remains inconsistent with uncertain language around non-significant results. Could the authors be very clear in the methods (analyses) how they are interpreting results and 95% CI, then use that throughout. Include all p-values (not only some) and then be clear about what is interpreting the "direction" or "magnitude" of a significant or non-significant result. Thank you.

***

Any attachments provided with reviews can be seen via the following link:

[LINK]

Decision Letter 3

Richard Turner

5 Oct 2021

Dear Dr Birdthistle, 

On behalf of my colleagues and the Academic Editor, Dr Newell, I am pleased to inform you that we have agreed to publish your manuscript "Evaluating the impact of DREAMS on HIV incidence among adolescent girls and young women: a population-based cohort study in Kenya and South Africa" (PMEDICINE-D-20-06166R3) in PLOS Medicine.

Before your manuscript can be formally accepted you will need to complete some formatting changes, which you will receive in a follow up email. Please be aware that it may take several days for you to receive this email; during this time no action is required by you. Once you have received these formatting requests, please note that your manuscript will not be scheduled for publication until you have made the required changes.

Prior to final acceptance, where available please add further details to the abstract citations that are included, e.g., references 24 & 25.

In the meantime, please log into Editorial Manager at http://www.editorialmanager.com/pmedicine/, click the "Update My Information" link at the top of the page, and update your user information to ensure an efficient production process. 

PRESS

We frequently collaborate with press offices. If your institution or institutions have a press office, please notify them about your upcoming paper at this point, to enable them to help maximise its impact. If the press office is planning to promote your findings, we would be grateful if they could coordinate with medicinepress@plos.org. If you have not yet opted out of the early version process, we ask that you notify us immediately of any press plans so that we may do so on your behalf.

We also ask that you take this opportunity to read our Embargo Policy regarding the discussion, promotion and media coverage of work that is yet to be published by PLOS. As your manuscript is not yet published, it is bound by the conditions of our Embargo Policy. Please be aware that this policy is in place both to ensure that any press coverage of your article is fully substantiated and to provide a direct link between such coverage and the published work. For full details of our Embargo Policy, please visit http://www.plos.org/about/media-inquiries/embargo-policy/.

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. Additionally, PLOS ONE offers an option to publish peer-reviewed clinical study protocols. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols

Thank you again for submitting to PLOS Medicine. We look forward to publishing your paper. 

Sincerely, 

Richard Turner, PhD 

Senior Editor, PLOS Medicine

rturner@plos.org

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 STROBE Checklist. Strengthening the reporting of observational studies in epidemiology (STROBE) checklist.

    (DOCX)

    S1 Table. Mean age of HIV–negative AGYW who are repeat testers (in the HIV incidence cohort) and those who do not have a repeat test, in uMkhanyakude.

    (DOCX)

    S2 Table. Incidence of HIV infection among AGYW in Gem, by age and DREAMS implementation period: sensitivity analysis without residency gaps.

    (DOCX)

    S3 Table. HIV incidence estimates in young men aged 20–29 years by age group and individual year, 2006–2018 in uMkhanyakude.

    (DOCX)

    S4 Table. Incidence of HIV infection among young men in Gem, by age and DREAMS implementation period: sensitivity analysis without residency gaps.

    (DOCX)

    Attachment

    Submitted filename: PMEDICINE-D-20-06166-R1.docx

    Attachment

    Submitted filename: Response to reviewers_31.03.21.docx

    Attachment

    Submitted filename: Response to reviewers_30.09.21.pdf

    Data Availability Statement

    The datasets used in this study have been deposited in data repositories and will be available upon request. Data from South Africa are available from the AHRI data repository (https://data.ahri.org/index.php/home). Requests for the data from Kenya can be made to the KEMRI Scientific and Ethics Review Unit (SERU), at https://www.kemri.org/seru-overview or by contacting SERU at seru@kemri.org.


    Articles from PLoS Medicine are provided here courtesy of PLOS

    RESOURCES