Abstract
Neuronal ceroid lipofuscinosis type 7 (CLN7) disease is a lysosomal storage disease caused by mutations in the facilitator superfamily domain containing 8 (MFSD8) gene, which encodes a membrane-bound lysosomal protein, MFSD8. To test the effectiveness and safety of adeno-associated viral (AAV) gene therapy, an in vitro study demonstrated that AAV2/MFSD8 dose dependently rescued lysosomal function in fibroblasts from a CLN7 patient. An in vivo efficacy study using intrathecal administration of AAV9/MFSD8 to Mfsd8– /– mice at P7–P10 or P120 with high or low dose led to clear age- and dose-dependent effects. A high dose of AAV9/MFSD8 at P7–P10 resulted in widespread MFSD8 mRNA expression, tendency of amelioration of subunit c of mitochondrial ATP synthase accumulation and glial fibrillary acidic protein immunoreactivity, normalization of impaired behaviors, doubled median life span, and extended normal body weight gain. In vivo safety studies in rodents concluded that intrathecal administration of AAV9/MFSD8 was safe and well tolerated. In summary, these results demonstrated that the AAV9/MFSD8 vector is both effective and safe in preclinical models.
Keywords: Neuroscience
Keywords: Gene therapy, Genetic diseases, Neurodegeneration
Introduction
The variant late infantile neuronal ceroid lipofuscinosis type 7 (vLINCL7 or CLN7) disease is a lysosomal storage disease (LSD) caused by a mutation in the gene named major facilitator superfamily domain containing 8 (MFSD8). The MFSD8 gene encodes a 518–amino acid polytopic lysosomal transmembrane protein with 12 membrane-spanning domains (1). Since the initial identification of a mutation in the gene in 2007, a total of 38 different MFSD8 mutations and 2 sequence variations have been reported in populations throughout the world (2). The types of mutations include missense, splice site, nonsense, frame shift, and sequence deletion or insertion. The autosomal recessive condition in children is inherited from healthy, carrier parents, each contributing a defective allele.
Although the genetic mutations in the MFSD8 gene resulting in CLN7 disease are well documented and the MFSD8 protein is a member of the major facilitator superfamily (MFS), the function, nature of metabolite(s) transported by MFSD8 protein (3), and therefore disease mechanisms of this progressive neurodegenerative disease are unknown. Histopathology indicates there is progressive loss in neuronal cells in the cerebral cortex layer V, complete loss of the granule cell layer in the cerebellum, age-dependent progressive losses in cerebellar Purkinje cells, and degeneration of photoreceptors in the retina (4). Loss of vision from progressive degeneration of the retina and neuroinflammation in the cerebellar and cerebral cortical regions of human patients are key features of the disease. Defective lysosomal function and dysregulation of autophagy have been suggested as potential contributors to the neurodegenerative mechanism of CLN7 disease (5, 6).
Pathobiology of CLN7 disease is not completely understood. Human MFSD8 mRNA is ubiquitously expressed in the CNS, heart, placenta, liver, skeletal muscle, and pancreas (1). Mfsd8 mRNA is expressed throughout the rat brain, with increased levels in the granular layer of the cerebellum and pyramidal layers of the hippocampus (4). The protein is localized to lysosomal membranes (4, 5, 7, 8). MFS proteins are solute transporters and a conserved family function for the MFSD8 protein, and its localization suggests its conserved putative function as a transporter in the lysosomal membrane. Dysfunction of the MFSD8 protein results in the accumulation of lysosomal storage material or autofluorescent ceroid lipopigments in neuronal and peripheral tissues, an important feature of CLN7 disease (4, 5, 9). CLN7 patients with mutations in the MFSD8 gene were shown to exhibit massive accumulation of subunit c of mitochondrial ATP synthase (SCMAS) in the brain and peripheral organs (10). The ultrastructure of the neuronal storage material in CLN7 patients consists of rectilinear complexes and fingerprint profiles (1, 11, 12). There is elevated expression of lysosomal proteins, including CTSD, CTSB, and CTSZ, in the CLN7 storage phenotype due to enhanced transcription (6). The buildup of storage material in CLN7 disease is thought to lead to the destabilization and increased permeability of the lysosomal membrane, potentially resulting in apoptosis and neurodegeneration (13, 14). A common finding in LSD is a generalized neuroinflammatory response to neuronal storage, as seen by astrogliosis marker glial fibrillary acidic protein (GFAP) staining (5).
The incidence and prevalence of CLN7 disease are unknown, although more than 70 cases have been identified in people around the world (https://medlineplus.gov/genetics/condition/cln7-disease/#frequency). The clinical presentation of CLN7 disease can vary from a mild, late-onset presentation with nonsyndromic visual deficits to a severe, early onset version that manifests as neurological signs with progressive deterioration in intellectual and motor capabilities, seizures, muscle spasms, and visual deficits, culminating in premature death (1, 11, 12, 15–24). Although a recent paper reported some amelioration of CLN7 disease phenotypes by tamoxifen in cellular and murine models (25), there is no approved treatment for patients suffering from CLN7 disease. Management of the condition is limited to symptomatic intervention to treat seizures, dystonia, anxiety, sleep disorders, and spasms (26). Surgery may be required in patients with difficulty swallowing (19). Since all aspects of CLN7 disease stem from the loss of MFSD8 gene function, MFSD8 gene–replacement therapy represents a reasonable and promising approach to providing a meaningful and long-term therapeutic benefit for this patient population. Nevertheless, there have been, to our knowledge, no publications describing preclinical gene therapy (GT) studies for CLN7 disease.
Over the last two decades, there have been numerous viral vector–based GT approaches tested for other disorders. Collective evidence has shown that GT can be clinically therapeutic and well tolerated, resulting in therapies for rare inherited diseases and, in some cases, resolving the majority of symptoms (27). Recombinant adeno-associated viral vector type 9 (AAV9) has particularly been shown to be a safe and efficacious neurotropic vector for delivering transgenes to the CNS (28). These recombinant AAV vectors are nonpathogenic, nonreplicating, and transduce both dividing and nondividing cells. Importantly, they are incapable of coding viral proteins and are primarily nonintegrating, making them an ideal vector for gene delivery to the CNS (29). AAV9 mediates broad gene transfer across the entire CNS in a way that translates from mice to larger animal models (28–38). Furthermore, AAV9 can be purified in large quantities at high concentrations for potential use in delivering a functional copy of a gene to cells with aberrant, disease-causing mutations directly to the CNS using intrathecal (i.t.) administration (28–38). AAV9 is also the vector utilized in US FDA–approved GT by an i.v. route, Zolgensma, for infants with spinal muscular atrophy (SMA). The AAV9 vector is also being used for ongoing GT clinical trials, including an AAV9 vector for giant axonal neuropathy (GAN) that was developed by our group and is being used in the first human i.t.-administered AAV trial at the US NIH Clinical Center (30).
In this study, we utilized an approach similar to that of GAN GT to evaluate the efficacy and safety of MFSD8 gene transfer in vitro in fibroblasts from a CLN7 patient as well as in KO mouse models to investigate whether this would show a potential benefit to pediatric patients suffering from CLN7 disease. To inform the relative risks associated with this approach, we conducted a dose-ranging, 1-year non–good laboratory practice (non-GLP) toxicology study in WT C57BL/6J mice by i.t. administration and performed a comprehensive histopathological assessment at termination. We further conducted a dose-ranging, 3-month GLP toxicology study in WT Sprague Dawley rats by i.t. administration. Here, we present all collected preclinical data in rodents to support clinical evaluation of i.t.-administered AAV9/MFSD8 as a potential GT for CLN7 patients. This AAV9-based GT strategy can be broadly applied to correct other loss-of-function mutations that lead to CNS disorders.
Results
AAV2/MFSD8 vector rescues lysosomal function in primary fibroblasts from a CLN7 patient.
To determine whether AAV-mediated expression of WT MFSD8 could rescue the function of the lysosomal system in fibroblasts from a CLN7 patient, we created a self-complementary (sc) AAV2/MFSD8 vector, which is packaged with an expression cassette comprising a mutant AAV2 inverted terminal repeat (ITR) with the D element deleted (ΔITR), the low-expressing JeT promoter (30, 39), the human MFSD8 codon-optimized coding sequence (hMFSD8opt), simian virus 40 polyadenylation (SV40pA) signal, and WT AAV2 ITR (Figure 1A).
Peripheral tissue biopsies taken from human CLN7 patients show accumulation of storage material typical of the disease in the lysosomal compartments, indicating a compromised function (19, 21). There is also elevated expression of lysosomal cathepsins such as CTSB in the CLN7 storage phenotype (6). Since the precise function of CLN7 in the lysosome is not known, a functional lysosomal assay (40, 41) that measures lysosomal β-glucocerebrosidase (GCase) was used as a surrogate to measure lysosomal function in patient fibroblast cell cultures. Consistent with our previous report (42), there was a significant reduction in lysosomal GCase activity compared with that of a healthy age-matched individual (Figure 1B), suggesting that CLN7 deficiency compromises general lysosomal function.
As an initial proof-of-concept for human MFSD8 GT, AAV2/MFSD8 efficacy at improving lysosomal function in cultured fibroblasts from a CLN7 patient was tested. These assays used an AAV2 vector to deliver the MFSD8 expression cassette to assess the function of the hMFSD8opt transgene expression, as these cells are not readily transduced by AAV9. An AAV2 vector carrying the gigaxonin (GAN) transgene driven by the JeT promoter was used as a negative control. In addition to the JeT promoter, a stronger UsP promoter was used to test for a potential additional benefit from higher MFSD8 transgene expression. Note that the JeT and UsP promoters are identical, except UsP contains an intron that boosts expression. The AAV2/JeT-MFSD8 titers tested consisted of 1 × 103, 1 × 104, 1 × 105, and 5 × 105 vector genomes (vg)/cell. The AAV2/JeT-GAN and the AAV2/UsP-MFSD8 titers used consisted of 1 × 105 vg/cell.
The enzymatic activity in the fibroblasts transduced with AAV2/JeT-GAN was considered the baseline to which activity in test cohorts was compared. There was a dose-dependent increase in the lysosomal function with AAV2/JeT-MFSD8 titers of 1 × 104 and 1 × 105 vg/cell (Figure 1, C and D). There was about a 2-fold increase in lysosomal and total GCase activity at the 1 × 105 vg/cell multiplicity of infection (MOI). At the highest MOI of 5 × 105 vg/cell, there was no significant improvement in lysosomal GCase activity (Figure 1, C and D). Although toxicity from increased hMFSD8opt expression or high AAV doses is a possibility, a general cell-staining assay that measures total cell volume did not demonstrate any significant changes compared with other conditions tested (Supplemental Figure 1, A and B; supplemental material available online with this article; https://doi.org/10.1172/JCI146286DS1). The fold changes in enzymatic activity with the JeT promoter–driven MFSD8 at the 1×105 vg/cell MOI and the stronger UsP promoter at the 1×105 vg/cell MOI were similar (Figure 1, C and D), suggesting that there is no additional benefit to rescuing lysosomal function by using the stronger promoter at this dose. Similar patterns were seen in total and lysosomal CTSB activity (Supplemental Figure 1, E and F).
Further evaluations were performed at a fixed titer of 1 × 105 vg/cell to compare the JeT promoter and UsP promoter in terms of their relative abilities to drive expression of MFSD8 mRNA and protein as well as to confirm the lysosome rescue results. While both promoters drove similar levels of MFSD8 mRNA expression, the UsP promoter drove more MFSD8 protein expression compared with the JeT promoter, suggesting that there is a saturating level of transcript/protein above which additional rescue is not achieved (Figure 1, E and F, and Supplemental Figure 1G). In terms of rescuing lysosomal function, the data from 2 additional independent experiments showed increased GCase enzymatic activity with AAV2/JeT-MFSD8 treatment relative to AAV2/JeT-GAN (Supplemental Figure 1, C and D). However, as originally assessed, the 1 × 105 vg/cell dose with a stronger UsP promoter did not result in a significant increase in total and lysosomal GCase activity above that seen with the JeT promoter at the same titer (Supplemental Figure 1, C and D). Taken together, the data from Figure 1 and Supplemental Figure 1 indicate JeT-driven MFSD8 expression at the vector dose of 1 × 105 vg/cell rescues the lysosomal function in fibroblasts from a CLN7 patient, and there is no observed additional benefit to overexpressing MFSD8 with a stronger promoter.
AAV9/MFSD8 GT in KO mice rescues GCase activity, induces MFSD8 mRNA expression, and confers trends of decreased SCMAS accumulation and GFAP immunoreactivity.
To determine whether the AAV9/MFSD8 vector rescues the phenotypes in Mfsd8–/– (KO) mice, groups with equal numbers of male and female KO mice were injected i.t. at P7–P10 (presymptomatic cohorts) or P120 (early symptomatic cohorts) with a single high (5 × 1011 vg/mouse) or low (1.25 × 1011 vg/mouse) dose of AAV9/MFSD8 vector (Figure 2A). At 4.5 months of age, 3 males and 3 females from each dose or control group treated at P7–P10 were taken down to evaluate GCase activity (Figure 2B), vector biodistribution (Figure 2C), MFSD8 mRNA expression (Figure 3), and early histological signs (Figure 4, Figure 5, and Supplemental Figures 2 and 3) of treatment efficacy. Compared with WT or Het control mice, there was significantly reduced GCase activity in brain lysates of KO mice receiving vehicle treatment (KO-Veh), which was fully rescued by the low (KO-Low) or high (KO-High) dose of AAV9/MFSD8 vector (Figure 2B). The i.t. delivery of AAV9/MFSD8 vector resulted in a dose-dependent increase of MFSD8 vector DNA across the CNS (brain and spinal cord) and peripheral organs (heart, lung, liver, kidney, spleen, gonad, and triceps). The MFSD8 vector DNA was concentrated closest to the injection site in the spinal cord and detected at lower levels in multiple brain regions. In the peripheral organs, similar high amounts of MFSD8 DNA persisted in heart, lung, and liver and to a lesser extent in kidney, spleen, gonad, and triceps (Figure 2C). Animals receiving either the low or high dose of AAV9/MFSD8 vector had detectable levels of transgene hMFSD8opt mRNA in all tissues and brain regions assessed (Figure 3). The KO-High group had significantly higher mRNA levels than the KO-Veh group.
In CLN7 disease, there is progressive neurodegeneration accompanied by neuroinflammation evidenced by astrocytosis and microgliosis (43). Histopathology of CLN7 tissue shows similar changes in the brain tissue of patients (4) and in mouse models (6). IHC with GFAP and ionized calcium binding adaptor molecule 1 (Iba1) antibodies identify pronounced astrogliosis and microgliosis, respectively, in CLN7-deficient mice (6). SCMAS and sphingolipid activator proteins (saposins A and D) are components of the autofluorescent storage material retained in the lysosomes of neuronal tissue in LSDs (5, 6, 24).
IHC with primary antibody against SCMAS was used to assay the accumulation in neuronal tissue isolated from the mice at the age of 4.5 months. The increase in SCMAS can be observed as higher amounts of brown stain in these tissue sections (Figure 4A). Accumulation of SCMAS was evident in KO-Veh animals compared with Het controls in the cortex, hippocampus, and spinal cord, but not in the cerebellum (Figure 4B). The low dose of AAV9/MFSD8 had minimal effect on SCMAS staining in these same tissue regions. It should be noted that in the cerebellum and hippocampus, variable and sometimes high background staining made the automated image analysis inconsistent at times, which may explain the apparent increase of SCMAS upon low-dose treatment in the cerebellum. Our opinion, given qualitatively and without being blind to treatment or genotype, is that there is not an increase in SCMAS staining in the cerebellum. In contrast, the high dose of AAV9/MFSD8 showed trends of reduced SCMAS accumulation by up to 50.2% in the brain and spinal cord of KO mice, although the differences compared with that of vehicle-injected KO mice were not statistically significant (Figure 4B and Supplemental Table 1).
GFAP immunoreactivity was significantly increased in the cortex of KO-Veh group mice compared with Het controls at the age of 4.5 months, and the high dose of AAV9/MFSD8 tended to reduce GFAP immunoreactivity by 38.8% in the cortex of KO mice (Figure 5 and Supplemental Table 1). Similar trends of increased GFAP immunoreactivity were observed in the hippocampus, cerebellum, and spinal cord of the KO-Veh group, which showed consistent trends of reduction upon treatment with AAV9/MFSD8, but none of the differences were statistically significant (Figure 5 and Supplemental Table 1).
Cluster of differentiation 68 (CD68) immunoreactivity is an alternative marker to Iba1 for microglia, but this was not significantly increased in any brain region analyzed in any group compared with KO-Veh at the age of 4.5 months (Supplemental Figure 2 and Supplemental Table 1). NeuN+, total cell numbers, and the NeuN+/total cell ratio were not significantly changed in any brain region analyzed in any group compared with KO-Veh at the age of 4.5 months (Supplemental Figure 3 and Supplemental Table 1). Taken together, these data suggest that the AAV9/MFSD8 GT is effective at slowing or preventing histological signs of disease progression, but that these effects are dose dependent and require a high dose to be effective.
AAV9/MFSD8 GT improves survival rate, extends median life span, and maintains normal body weight longer in KO mice.
There is increased mortality in KO mice along with associated behavioral deficits (6). We found that KO-Veh animals started experiencing mortality after 2 months of age, and survival drastically decreased between 6 and 11 months of age (Figure 6A). AAV9/MFSD8 administration had a significant effect on survival in both an age-dependent and dose-dependent manner, with the early treatment and high-dose group showing a larger increase in survival, whereas the late-treatment and low-dose groups showed moderately increased survival (Figure 6A). The i.t. high dose of AAV9/MFSD8 at P7–P10 resulted in a greater than doubling of median life span (16.8 months versus 7.8 months in KO-Veh mice; Figure 6A). There was no survival benefit when KO mice were treated at 6 months of age with the high i.t. dose (Supplemental Figure 4), further supporting that CLN7 needs to be treated early for treatment to be effective. There was a notable drop in body weight (BW) as KO mice approached median survival age across all dose cohorts (Figure 6, B–E). All KO-Veh mice lost BW rapidly from approximately 6 months of age, whereas AAV9/MFSD8-treated KO mice showed an age- and dose-dependent maintenance of normal BW for a longer time. No neurologic symptoms or general malaise related to the treatment was observed. These results suggest that AAV9/MFSD8 GT is effective and safe in this preclinical disease model.
AAV9/MFSD8 GT restores impaired behavioral phenotypes in KO mice.
There are motor deficits, including hind-limb paralysis, tremors, and epilepsies, in the KO mice (6) that correlate with the neurodegenerative manifestation in CLN7 patient populations (23, 24). To determine whether AAV9/MFSD8 GT ameliorates these deficits, mouse cohorts underwent a battery of behavioral testing that included rotarod, open-field, marble-burying, and wire-hang tests (Figure 7). These tests were selected based on known or suspected deficits in the KO mouse model as well as for their ability to be repeated longitudinally. Performance of mice on the rotarod reflects motor coordination capabilities (44). The cohorts were tested for their ability to walk forward without falling on a horizontal rod rotating on its long axis at an accelerating speed. Latency to fall was recorded over multiple trials per mouse. This assay quantifies loss or improvements in the motor-coordination differences between untreated and treated KO mice. The open-field test in mice is a tool to assess novel environment exploration, anxiety-related behavior, and general locomotor activity (45). Performance of the KO mice on these tests had not been previously reported; thus, this testing will serve to assess both the utility of the open-field test for the CLN7-specific phenotype and for potential therapeutic rescue. Additionally, mice were tested for marble burying, a behavioral assay that utilizes the natural digging behavior of mice. Increased digging/marble burying can be observed in multiple models of psychiatric disease (46). Wire hang was also used to test grip strength.
No or minimal behavioral deficits were observed between Het control animals and KO-Veh or KO-AAV9/MFSD8 dosed animals at 2 or 4 months of age (Figure 7). At 6 months of age, behavioral deficits were observed in the KO-Veh group compared with Het controls in multiple assays including rotarod, open field, and marble burying, with deficit rescue observable in the P7–P10 high-dose group. KO-Veh animals performed poorly on the rotarod compared with Het controls, with a significantly shortened latency to fall across 8 trials (Figure 7A). This deficit was ameliorated in the P7–P10 high-dose group, which performed significantly better than the KO-Veh group and was not significantly different from the Het control group. In the open field, KO-Veh animals were hyperactive, traveling a greater total distance during the testing period, and spent significantly more time on the periphery of the testing arena compared with Het controls (Figure 7, B–D). Spending more time in the periphery of the testing arena in KO-Veh animals is indicative of anxiety-like behavior and was normalized in the P7–P10 high-dose group. In marble burying, KO-Veh mice buried significantly fewer marbles than Het controls, as did both KO low-dose groups (Figure 7E). This was an unexpected finding, since mouse models of anxiety and psychiatric disorders show an increase in digging/marble burying; however, studies have also shown that hippocampal lesions can reduce these natural behaviors (47). While there was a trend toward normalization of marble-burying behavior in the high-dose treatment groups, it was not statistically significant. There were no significant differences between any groups in wire-hang performance (Figure 7F) at 6 months of age.
Only 6 KO-Veh animals survived to the 9-month testing, and these animals were unable to stay on the rotarod testing apparatus for more than a few seconds (Figure 7A). All treated animals performed better on the rotarod than KO-Veh animals, with early treatment achieving better benefits. In the open field, there were only significant differences in the total distance traveled (Figure 7, B–D). The P7–P10 and P120 high-dose–treated animals remained hyperactive compared with Het controls and KO-Veh animals.
All KO-Veh animals died by 12 months of age, and only 1 P120 low-dose animal survived to the 12-month testing (Figure 6A). Thus, the behavior tests were mainly performed on other groups, including Het controls, P7–P10 low dose, P7–P10 high dose, and P120 high dose (Figure 7, A–D). The majority of treated animals were able to perform on the rotarod, with only the P7–P10 high-dose group having a latency to fall comparable to that of the Het controls (Figure 7A). In the open field, the P7–P10 treated animals remained hyperactive (Figure 7B).
There were only a few treated KO animals alive by 15 months of age and no animals alive by 18 months of age in other treatment groups. Remaining animals were either Het controls or KOs treated with P7–P10 high dose (Figure 6A). The remaining KO animals treated with P7–P10 high dose were still able to perform well on the rotarod and open field, with performance comparable to that of Het controls (Figure 7, A–D).
Taking these data together, there were notable behavioral deficits starting from 6 months of age in the KO mice, and some deficits seen on the rotarod and open field were completely restored in the P7–P10 high-dose group, with a trend toward improvement in some other treatment groups. All these results indicate positive treatment effects of AAV9/MFSD8 GT in both survival and quality of life.
AAV9/MFSD8 GT is safe and well tolerated in WT mice in a non-GLP study.
To demonstrate the long-term safety of the AAV9/MFSD8 vector, WT C57BL/6J mice were injected i.t. with the AAV9/MFSD8 vector in a non-GLP study (Figure 8A). The mice were randomized to different groups, injected i.t. with 5 μL of vehicle or different doses of AAV9/MFSD8 vectors from University of North Carolina–Vector Core (UNC) or Vigene Biosciences, and monitored up to 1 year following injection for BW, survival, adverse events, and histopathology evaluation. The UNC- and Vigene-produced vectors were retitered in parallel, then evaluated for equivalency by conducting a limited biodistribution analysis after i.v. injection in mice at the same dose. Biodistribution results demonstrated that they were functionally equivalent (Figure 8B). In this non-GLP study, there was no significant difference in BW between groups in male or female mice at any point of assessment and any dose tested (Figure 8, C and D). There were no obvious signs of morbidity in the adult WT mice dosed with AAV9/MFSD8 at doses up to 9.50 × 1011 vg/mouse over the duration of the study. There were 4 unexpected deaths in this study: 1 animal found dead in the control group injected with vehicle with no obvious reason, 1 found dead in the treated group injected with 4.47 × 1011 vg/mouse with no obvious reason, 1 found dead in the treated group injected with 9.50 × 1011 vg/mouse that was most likely caused by overgrooming-induced severe back injury, and 1 euthanized for animal welfare in the treated group injected with 9.50 × 1011 vg/mouse because of overgrooming-induced severe back and leg injury. Therefore, there were no significant differences in survival rates between groups in male or female mice (Figure 8, E and F). At the end of the experiment, the tissues of the 46 surviving mice were sent out for a blinded histopathology evaluation that concluded that none of the microscopic findings were suggestive of adverse effects related to vector administration in these mice (Supplemental Toxicology Report 1, UTSW). Taken together, all these results demonstrate that doses up to 9.50 × 1011 vg/mouse are well tolerated in WT C57BL/6J mice up to 12 months following treatment.
AAV9/MFSD8 GT is safe and well tolerated in WT rats in a GLP study.
To further demonstrate the safety and biodistribution pattern of AAV9/MFSD8 vector, WT Crl:CD(SD) (CD) rats were injected with AAV9/MFSD8 vector in a GLP study (Figure 9A). The animal study was performed by Charles River Laboratories Inc. Male and female CD rats were randomized into cohorts, with 5 males and 5 females per cohort, and dosed by a qualified laboratory technician. At the initiation of dosing, the animals assigned to the study were approximately 56 to 63 days old and injected i.t. once in each animal with a dose of 5 × 1011, 2 × 1012, or 6 × 1012 vg/rat. All animals were monitored up to 90 days following the injection for BW, survival, biodistribution, rotarod performance, and toxicology, including blood chemistry and histopathology. Rats were sacrificed on day 7, 28, or 90 after injection, and tissues were collected for biodistribution and toxicity evaluation. In this GLP rat study, there was no significant difference in BW between groups in male or female rats at any point of assessment and any dose tested (Figure 9B). There were no obvious signs of morbidity or mortality in the adult WT rats dosed with AAV9/MFSD8 at doses up to 6 × 1012 vg/rat over the duration of the study. Total genomic DNA was purified from tissue samples collected at necropsy day 28, using a QIAGEN QIAcube HT. Quantitative PCR (qPCR) was used to determine the quantity of the MFSD8 transgene per diploid rat genome (Figure 9C). Consistent with the results in mice (Figure 2C), i.t. delivery of AAV9/MFSD8 vector resulted in a dose-dependent increase of MFSD8 vector DNA across the CNS (brain and spinal cord) and peripheral organs (heart, lung, liver, kidney, ovary, and testes). The MFSD8 vector DNA was concentrated closest to the injection site in the spinal cord and detected at lower levels in multiple brain regions. In the peripheral organs, similar high amounts of MFSD8 DNA persisted in liver and heart and to a lesser extent in testes, ovary, lung, and kidney. The pattern of CLN7 biodistribution in this study is consistent with that expected from AAV9 and observed in a previous study from our laboratory where a similar vector, scAAV9/JeT-hGANopt-SpA, was injected i.t. into WT rats at a dose of 6.6 × 1011 vg/rat (our unpublished findings). Collectively, i.t. delivery of AAV9/MFSD8 resulted in broad MFSD8 biodistribution across the rat body, which is considered to portray the normal biodistribution pattern expected for an AAV9 vector in rats, with vector biodistribution increasing linearly with dose. Moreover, there was no indication of reduced vector biodistribution compared with that expected, suggesting a lack of vector loss due to cellular toxicity. Clinical pathology revealed a minor immune or inflammatory stimulus, including increases in lymphocyte and leukocyte count, increases in fibrinogen and globulin concentration, and decreases in triglyceride concentration (Supplemental Table 2), which lacked definitive microscopic correlates and were mostly resolved by the end of the observation period. All animals survived to their scheduled terminal necropsies. At the end of the experiment, the tissues of all enrolled rats were sent out for blinded comprehensive histopathology evaluation, which concluded that there were no scAAV9/MFSD8-related macroscopic findings or microscopic changes directly attributable to the administration of the test article, except increased thymus weights in males at the high dose. Microscopically, only minimal and multifocal hemorrhages were seen in the thymus. The increased thymus weights had no clear histopathological correlation and therefore were considered to have unclear toxicological significance (Supplemental Toxicology Report 2, Charles River Laboratories). Taking these data together, administration of the scAAV9/MFSD8 vector up to 6 × 1012 vg/rat resulted in dose-dependent increase of MFSD8 vector DNA across the rat body and was not associated with any mortality, clinical observations, altered rotarod performance, BW, or food-consumption changes, further demonstrating the safety of the AAV9/MFSD8 vector.
Discussion
Recombinant AAV9-mediated GT has been extensively used in preclinical and clinical studies for the treatment of CNS disorders. Efficacy with AAV9 has been demonstrated in numerous preclinical models of CNS disorders and in some clinical studies using an i.t. route of administration. In addition, efficacy with AAV9 has also been demonstrated in multiple Batten diseases, including CLN3, CLN6, and CLN8, using other routes of administration (48–50). Here, we tested the feasibility and efficacy of an AAV9-based strategy to deliver the codon-optimized human MFSD8 gene in fibroblasts from a CLN7 patient in vitro as well as in a CLN7 mouse model to investigate whether this would predict a benefit to pediatric patients with CLN7 disease.
Preclinical in vivo studies were initiated in our laboratory at the UNC Gene Therapy Center and completed at UTSW Medical Center. Administration of AAV9/MFSD8 i.t. in KO mice, a severe mouse model of the human disease, conferred a consistent but nonsignificant trend of decreased accumulation of SCMAS and astrogliosis, major hallmarks of the underlying disease pathology. There were no findings of behavioral deficits at 2 or 4 months of age in KO-Veh animals compared with Het controls; however, there were notable behavioral deficits at 6 months of age. This is consistent with previously published data on this mouse model, in which behavioral deficits were seen starting at 6 months of age (5, 6). Some deficits in rotarod and open field were completely restored in the P7–P10 high-dose group, with a trend toward improvement in some other treatment groups (i.e., lower dose or later age of treatment). The extended life span in all treatment groups demonstrates that AAV9/MFSD8 treatment can be effective at extending life in this animal model of Batten disease. Further, surviving treated animals could still perform similarly to Het controls on a rotarod beyond 9 months of age, suggesting that treatment can protect quality of life in addition to extending survival. Considering both the age- and dose-dependent increase in survival, along with the behavioral phenotypic rescue especially in the P7–P10 high-dose group, it is evident that a high dose at an earlier age provides the largest benefit for survival and quality of life. Previous preclinical studies of CLN6 and CLN8 diseases utilized an i.c.v. route of administration in newborn mice (48, 49). Our preclinical studies have proven the concept of i.t. AAV9/MFSD8 gene replacement as a viable treatment strategy for the treatment of CLN7 disease when it is administered at later postnatal ages that better model intervention ages relevant to human treatment.
Studies in mice and NHPs using an AAV9 vector carrying the reporter gene GFP have demonstrated that widespread distribution of the transgene across the spinal cord, dorsal root ganglia (DRG), and brain are achievable after a single i.t. injection of the vector (34, 51). Compared with an i.v. route of administration, the i.t. route favorably directs a greater percentage of vector biodistribution to the CNS (34–38, 51–53). Notably, AAV9 does distribute to peripheral organs following an i.t. injection, but to a considerably lesser extent compared with following an i.v. route. The i.t. approach is scalable to humans, avoids anti-AAV9–neutralizing antibodies in the blood, and reduces the risk of transgene overexpression in peripheral organs. Biodistribution of AAV9/MFSD8 in rats and qualitative mRNA expression analysis in KO mouse models following i.t. AAV9/MFSD8 administration suggest that the distribution and expression of transgene is comparable to what has been observed with other past i.t. studies, including those with AAV9/GAN, which used the same JeT promoter (30). A limitation of our approach is that we would not expect meaningful biodistribution of the AAV9 vector to photoreceptors in the eye by the i.t. route. Although we did not investigate the potential for vision rescue, we would not expect this treatment approach to prevent photoreceptor degeneration and eventual vision loss. As we did not directly compare the i.t. route to an i.v. administration in this study, we cannot speculate whether additional biodistribution to peripheral organs could have led to additional treatment benefits. Combining the i.t. dose with an ocular GT, a combined i.v. administration, optimized vector administration approaches, and/or an improved capsid all represent avenues to increasing treatment efficacy. Conversely, we must consider that the lack of complete rescue of the mouse model at the high dose and early intervention we used may indicate the edge of AAV9’s ability to fully rescue a disorder when delivering a gene that acts in a cell-autonomous manner unless further steps are taken to improve the gene-transfer technology.
The non-GLP toxicology studies were conducted on juvenile WT mice, showing that the AAV9/MFSD8 vector does not affect BW or body condition over a 1-year period of longitudinal monitoring. Further, a comprehensive blinded histopathology assessment did not find any evidence of toxicity due to AAV9/MFSD8 at 1 year after injection. Collectively, i.t. AAV9/MFSD8 doses up to 9.50 × 1011 vg/mouse were deemed safe and well tolerated in WT mice. There were no toxicities observed in either the in-life portion of the study or after microscopic examination of major tissues. If scaled to humans by cerebrospinal fluid (CSF) volume (assuming 35 μL CSF volume in mice and 140 mL CSF volume in humans), the mouse dose of 9.5 × 1011 vg in 5 μL would translate to a human dose of 3.8 × 1015 vg in a volume of 20 mL. This highest dose injected in the mice is a 3.8-fold higher titer than the highest dose proposed for humans (1 × 1015 total vg), in twice the volume proposed for humans. Thus, the maximum tolerated dose in mice up to 1 year after injection provides a further safety margin above what is proposed in humans.
The pivotal GLP toxicology study was conducted in normal juvenile rats by Charles River Laboratories. This GLP rat toxicology study found no significant test article–related effects on study parameters, with the exception of increased thymus weights in males at the high dose, suggesting AAV9/MFSD8 was overall well tolerated with the i.t. doses up to 6 × 1012 vg/rat in WT rats. If scaled to humans by CSF volume (assuming 250 μL CSF volume in rat and 140 mL CSF volume in humans), the rat dose of 6 × 1012 vg in 60 μL would translate to a human dose of 3.4 × 1015 vg in a volume of 33.6 mL. This highest dose injected in the rats is a 3.4-fold higher titer than the highest dose proposed in humans, in over 3 times the volume proposed in humans. Thus, the maximum tolerated dose in rats up to 3 months after injection provides a further safety margin above what is proposed in humans. Based on the mouse and rat studies combined, we report a no-observed-adverse-effect level (NOAEL) for i.t. AAV9/MFSD8 as 3.8 × 1015 vg (scaled human dose), although it could be higher considering that higher doses were not tested.
An identified risk of inflammatory damage to DRG is an emerging safety concern of CNS-directed AAV GT that has been reported from recent nonclinical studies in NHPs as well as piglets (54–56). In a study assessing i.t. administration of AAV across over 200 NHPs assessed in one center, minimal to mild DRG histopathology was a consistent finding across most animals, independent of the transgene (55). However, that same study noted minimal correlations to any adverse behavioral symptoms or physiological biomarkers such as altered nerve conduction. In a follow-up report, incorporation of an miRNA-binding site specific to DRG resolved this histopathology, suggesting that high transgene expression was driving the toxicity in DRG (56). Considering this putative link between transgene overexpression and DRG toxicity, there is value in our initial in vitro experiment comparing promoters, in which we concluded that the minimal synthetic JeT promoter was sufficient to rescue cellular phenotypes with no additional value in overexpressing MFSD8 (Figure 1). We performed a long-term safety study in mice and a short-term safety study in rats; however, a notable limitation of rodent models is that they have not been demonstrated to model the DRG toxicity that has been observed in pigs and NHPs. However, our group has observed DRG histopathology in rats following i.t. administration of an unrelated AAV9 vector and transgene in another GLP safety study, suggesting that rats may be capable of modeling this DRG histopathology (data not shown). Nonetheless, after careful examination, there was no sign of DRG toxicity in the mouse and rat safety studies for AAV9/MFSD8.
In conclusion, the results achieved in these studies demonstrate that AAV9/MFSD8 is both effective and well tolerated in preclinical models, providing strong proof-of-concept evidence that AAV9/MFSD8 GT should be considered for human translation. The results presented herein and as supplemental information represent the pivotal nonclinical safety and efficacy data that supported the approval of FDA investigational new drug (IND) application 19766 and subsequent initiation of a phase I clinical trial to evaluate AAV9/CLN7 in patients with CLN7 Batten disease. Since the CSF volume of humans is relatively static after 3 years of age (57) whereas CNS cells degenerate as CLN7 disease deteriorates, we suggest a final target dose of 1 × 1015 vg total vg in 10 mL in CLN7 patients more than 3 years old. Higher doses could be considered and may be justified from our preclinical data, if the vector could be concentrated above 1 × 1014 vg/mL or if a higher injection volume could be utilized. Our data also emphasize the value of intervening as early in the disease course as possible to maximize treatment benefit. If patients 3 years old or younger were treated, it might be appropriate to scale doses lower to account for reduced brain and CSF volume. It is worth noting that while CLN7 is an LSD, MFSD8 is a membrane-bound protein, and this disease is not thought to benefit from cross correction. Thus, the conclusions from this study may translate to other AAV9-based gene replacement strategies for related neurological disorders involving genes with cell-autonomous effects.
Methods
Plasmid design and development.
We designed and developed the JeT-hMFSD8opt-SV40pA plasmid (Figure 1A) containing the transgene of a human MFSD8 codon-optimized construct (hMFSD8opt). The transgene consists of a human MFSD8 codon-optimized DNA coding sequence of 1557 bp between a 164 bp JeT promoter (30, 39) and a 123 bp SV40pA polyadenylation signal. The JeT promoter and SV40pA are utilized for their small sizes, allowing for packaging into an scAAV vector as well as mediating the minimal amount of expression needed.
scAAV2/MFSD8 and scAAV9/MFSD8 vector preparation.
The established plasmid was packaged into scAAV2 and scAAV9 vectors (58) which are 10 to 100 times more efficient at transduction compared with traditional single-stranded AAV (ssAAV) vectors (59, 60). The scAAV2 vector was produced at the UNC Vector Core. For the cAAV9 vector, 3 lots of vectors were produced by either the UNC Vector Core or Vigene Biosciences Inc. Both research-grade vectors by 2 vendors showed equivalent in vivo biodistribution patterns, indicating similar biopotency (Figure 8B). Vigene also produced a toxicology lot of AAV9/MFSD8 that was used in the cohorts of KO mice to assess efficacy of the GT and in WT rats to assess safety of the GT in the GLP toxicology study. The AAV2 vectors and the research-grade AAV9 vector made at UNC were titered by qPCR and confirmed by silver stain (61). The vectors produced at Vigene underwent quality control release testing. The quality control summaries of the scAAV9/MFSD8 vectors are included in the Supplemental Information.
In vitro CLN7 patient fibroblast culture and treatment.
An assay to measure lysosomal function in patient fibroblasts was developed previously (40, 41, 62). The fibroblasts were obtained from peripheral tissue biopsies of a human CLN7 patient with compound mutations of c.1102G→C (p.Asp368His) and i6SVA insertion (42) that were treated with the AAV2 vectors at the indicated MOIs for 5 days and loaded with cascade blue dextran at 1 mg/mL (D-1976, Life Technologies) for 1 day before the measurement of enzyme activity. All enzymatic assays were performed with n = 4 to 6 separate culture wells and in 2 to 3 different passages of fibroblasts. The slight difference in n number between total and lysosomal activity is due to occasional cell attachment/clumping issues on the bafA1-treated side, leading to exclusion of those samples.
Mfsd8–/– (KO) mice.
Two different KO mouse models (tm1a and tm1d alleles) were generated and characterized by S. Storch’s laboratory (University of Hamburg, Hamburg, Germany) (5, 6). The phenotype of the tm1a allele is much milder than the typical human disease, while the phenotype of the tm1d allele is comparable to the human CLN7 clinical presentation. Therefore, the tm1d allele mouse model was used in our preclinical studies. The tm1d-KO mice were generated by targeted deletion of exon 2 in the Mfsd8 gene, which recapitulates key features of human CLN7 disease (6). tm1d-KO mice were identified by toe tattooing at P7–P10 and then randomized into treatment groups based on the ID numbers assigned to them at genotyping.
Efficacy study plan in KO mice.
The experimental design for the in vivo efficacy study is summarized in Figure 2A. In brief, equal numbers of male and female KO mice were injected i.t. at P7–P10 (presymptomatic cohorts) or P120 (early symptomatic cohorts). For i.t., 5 μL of high (5 × 1011 vg/mouse) or low (1.25 × 1011 vg/mouse) dose of scAAV9/MFSD8 vector was administrated via lumber puncture. All mice were weighed weekly up to 4 weeks of age and monthly thereafter, as well as observed for overt signs of adverse effects at the times of weighing. The survival rate was calculated, and cause of mortality was investigated by a veterinary staff whenever possible. Behavioral testing was performed blindly on all study cohorts at 2, 4, 6, 9, 12, 15, and 18 months of age. At 4.5 months of age, 3 males and 3 females from each cohort treated at P7–P10 were sacrificed to evaluate GCase activity, vector biodistribution, MFSD8 mRNA expression by RNAscope, and early histological signs of treatment efficacy by IHC. All remaining mice were maintained to evaluate long-term survival, behavioral phenotypes, and safety until they required humane euthanasia or reached 24 months of age, the planned end point of the experiment.
Tissue preparation for GCase activity, vector biodistribution, RNAscope, and IHC staining.
At necropsy, animals were deeply anesthetized via an i.p. injection of a 2.5% avertin solution in normal saline. Animals were perfused for 5 minutes with 1× PBS containing 1 U/mL heparin. The right halves of tissues were harvested for GCase activity in brain lysates (40, 41) and vector biodistribution in all tissues collected (63). The left halves of tissues were harvested and fixed in 10% neutral-buffered formalin (NBF) for 24 hours and transferred to 70% ethanol. Tissues were then processed, embedded in paraffin, and cut into 5 μm sections. Separate sections were used for RNAscope to detect MFSD8 mRNA or IHC to stain for SCMAS, GFAP (64), CD68, and NeuN.
Image analysis.
All stained slides with 1 section for each animal were digitized with a ScanScope slide scanner (Aperio Technologies). Scanned slides were viewed with the ImageScope software package (version 10.0, Aperio Technologies) and analyzed using custom analysis settings in HALO Image Analysis Platform (Halo2.2, Indica Labs). A region of interest (ROI) was hand drawn on each image to allow for analysis by tissue region. Within the brain, regions were drawn around the whole brain, cortex, hippocampus, cerebellum, subcortex, and brain stem. For spinal cord samples, the entire tissue area was analyzed. A threshold for each stain was set using positive and negative control images, and the same analysis settings were applied for every image of the same stain. Percentages of area staining for each marker of interest were recorded for each tissue and ROI. Fiji ImageJ (NIH) software was used to count NeuN+ cells and hematoxylin-stained nuclei. Total cells (NeuN+ cells plus hematoxylin-stained nuclei) and the NeuN+/total cells ratio were calculated. Analysis was done with the observer blinded to the treatment group of each sample.
Behavioral tests.
Animals were assessed in a battery of behavioral tests repeated at 2, 4, 6, 9, 12, 15, and 18 months of age. Rotarod and open-field tests were performed at 2 to 18 months of age, while marble-burying and wire-hang tests were performed at 2 to 6 months of age. All behavioral tests were conducted by personnel blind to the genotype and treatment of the mice.
Non-GLP safety study in WT BL/6J mice.
The non-GLP studies presented in Figure 8A were designed to identify any long-term safety issues of the experimental therapy. The mice were randomized to different groups and injected i.t. with 5 μL of vehicle or different doses of AAV9/MFSD8 vectors. Two lots of research-grade AAV9/MFSD8 vectors were made by the UNC Vector Core or Vigene, and both were used in parallel safety studies. Mice were monitored following the treatment, and appropriate supportive or therapeutic interventions were offered. A detailed necropsy was performed to investigate the reason or reasons for the ailments. Terminal tissue samples including brain, heart, liver, lung, gonad, spleen, kidney, eyeball, sciatic nerve, cervical spinal cord, and lumbar spinal cord at 12 months following the treatment were collected for histopathological assessment. The final histopathological evaluation on collected tissue samples was performed and reported by Mary Wight-Carter (Supplemental Information).
Safety study in WT CD rats in a GLP study.
This animal study was performed by Charles River Laboratories. Male and female CD rats were randomized into cohorts, with 5 males and 5 females per cohort, and dosed as shown in Figure 9A. At the initiation of dosing, the animals assigned to study were approximately 56 to 63 days old and weighed between 165 g and 328 g. AAV9/MFSD8 vector was injected i.t. once in each animal by a qualified laboratory technician, in a volume of 20 or 60 μL at a final dose of 5 × 1011, 2 × 1012, or 6 × 1012 vg/rat. All animals were monitored up to 90 days following the injection. Rats were sacrificed on day 7, 28, or 90 after injection, and tissues were collected for biodistribution and toxicity evaluation. For biodistribution, total genomic DNA was purified from tissue samples collected at necropsy day 28, using a QIAGEN QIAcube HT. qPCR was used to determine the quantity of the MFSD8 transgene per diploid rat genome. Details of this study are provided in Charles River Laboratories’ final report, provided as supplemental material.
Statistics.
All quantitative data in this paper were presented as mean ± SEM, analyzed, and graphed using GraphPad Prism Software (version 9.2.0). A ROUT test was used first to remove any outlier. Only 2 outliers were excluded from calculation based on the ROUT test (Supplemental Table 1). Data were then tested for normal distribution (Shapiro-Wilk normality test) and homogeneity of variance (Brown-Forsythe test). Data sets that passed these 2 tests were analyzed using Student’s 2-tailed, unpaired t test for 2-group comparison or 1-way ANOVA for equal or more than 3-group comparison with Dunnett’s correction for relevant pairwise comparisons. Data sets that did not pass tests for normality or homogeneity of variance were analyzed using the Mann-Whitney U test for 2-group comparison or the Kruskal-Wallis test with Dunn’s correction for relevant pairwise comparisons. For survival analysis, data shown in the Kaplan-Meier survival curve were compared with the log-rank (Mantel-Cox) test. Two-way ANOVA with repeated measures was used for BW analyses. P < 0.05 was considered significant for all statistical analyses.
For more detailed information, refer to Supplemental Methods.
Study approval.
All studies on mice were approved by the IACUC of the UNC at Chapel Hill or the UTSW Medical Center. The in-life GLP toxicity study was performed at Charles River Laboratory and was approved by their IACUC. CLN7 fibroblast patient consent information has been described previously (42)
Author contributions
XC and SJG designed the experiments. XC, FCS, and SJG coordinated studies with collaborators and core facilities and wrote the manuscript. XC, TD, YH, FCS, NRB, and JRM performed the experiments. XC, TD, and FCS analyzed all data and prepared all figures for the manuscript. YH, NRB, and JRM helped prepare the manuscript. SJG oversaw all activities related to the project and acquired all funding for the work.
Supplementary Material
Acknowledgments
This study was supported primarily by funding from Mila’s Miracle Foundation, with additional funding from the Batten Hope Foundation to SJG. We thank Jackson Laboratories for providing the initial mouse breeders and UNC and Vigene Biosciences for producing the vectors used in these studies. We thank Shari Birnbaum and her team at the UTSW Phenotypic Core Facility for performing all the behavioral tests. We acknowledge Mary Wight-Carter and her team at the UTSW Diagnostic Laboratory for their toxicity evaluation and histopathological safety report. IND application 19766 to initiate a phase I intrathecal gene transfer trial for AAV9/MFSD8 was approved by the FDA in December 2020, and the trial is currently enrolling CLN7 patients at Children’s Health in Dallas, Texas, USA, in collaboration with the UTSW Medical Center (ClinicalTrials.gov NCT04737460).
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Footnotes
Conflict of interest: XC received a consulting fee from Neurogene Inc. SJG received patent royalties for intellectual property (IP) licensed to Asklepios Biophama (patent 9636370, AAV vectors targeted to oligodendrocytes), and he received consulting and royalty income from Neurogene Inc. (patent application 17/267251, Optimized CLN7 genes and expression cassettes and their use). UTSW Medical Center may benefit from the potential commercialization of the technology described in this manuscript.
Copyright: © 2022, Chen et al. This is an open access article published under the terms of the Creative Commons Attribution 4.0 International License.
Reference information: J Clin Invest. 2022;132(5):e146286.https://doi.org/10.1172/JCI146286.
See the related Commentary at CLN7 gene therapy: hope for an ultra-rare condition.
Contributor Information
Xin Chen, Email: Xin.Chen@UTSouthwestern.edu.
Thomas Dong, Email: Thomas.Dong@UTSouthwestern.edu.
Yuhui Hu, Email: Yuhui.Hu@UTSouthwestern.edu.
Frances C. Shaffo, Email: frances.shaffo@gmail.com.
Nandkishore R. Belur, Email: nandkishore.belur@northwestern.edu.
Joseph R. Mazzulli, Email: jmazzulli@northwestern.edu.
Steven J. Gray, Email: steven.gray@utsouthwestern.edu.
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