Abstract
Depression and related mood disorders constitute an enormous burden on health, quality of life, and the global economy, and women have roughly twice the lifetime risk of men for experiencing depression. Here, we review sex differences in human brain physiology that may be connected to the increased susceptibility of women to major depressive disorder (MDD). Moreover, we summarize decades of preclinical research using animal models for the study of mood dysfunction that uncover some of the potential molecular, cellular, and circuit-level mechanisms that may underlie sex differences and disease etiology. We place particular emphasis on a series of recent studies demonstrating the central contribution of the circuit projecting from ventral hippocampus to nucleus accumbens and how inherent sex differences in the excitability of this circuit may predict and drive depression-related behaviors. The findings covered in this review underscore the continued need for studies using preclinical models and circuit-specific strategies for uncovering molecular and physiological mechanisms that could lead to potential sex-specific diagnosis, prognosis, prevention, and/or treatments for MDD and other mood disorders.
The World Health Organization recently named depression as the number one cause of disability globally (World Health Organization [WHO] 2017), highlighting its significant social and financial burden. Surprisingly, women have roughly twice the lifetime risk of men for experiencing depression (Kessler 2003), but the reasons for this remain unknown. Many genetic and environmental factors, such as inherited traits, early life adversity, and societal inequities, intersect at the level of the individual to produce depressive disorders. One of the most important of these factors is neurophysiology, which itself is influenced by countless external and internal forces, such as hormone status, stress exposure, age, and many others. The neurophysiology of depression is difficult to study in humans, as direct study of the structure and function of neurons and circuits requires invasive or terminal procedures. Accordingly, the field has relied on animal models for the study of depression, which often use stress and behavioral assays to assess depressive-like symptoms. Whereas previous work in animals has been instrumental in defining some basic physiological mechanisms important for depression, the bulk of research has been done in males and as such has only just begun to explore the etiology of sex differences in depression incidence. As our current body of knowledge regarding sex differences in depression is lacking, preclinical studies are needed to investigate neurophysiology, hormonal signaling, and other factors that intersect to produce these differences.
MAJOR DEPRESSIVE DISORDER (MDD) IN MEN AND WOMEN
One of the most striking statistics of major depressive disorder (MDD) is that women are twice as likely to develop the disorder as men (Seedat et al. 2009). Interestingly, when considering sex differences in MDD before puberty, boys are more likely to meet diagnostic criteria than girls (Douglas and Scott 2014). This begins to reverse at puberty, with female prevalence increasing to adulthood levels with each year of age post-puberty (Avenevoli et al. 2015). Depression symptom profiles also differ between men and women: women are more likely to report “atypical” symptoms of increased appetite and sleep, and to experience more fatigue and pain (Marcus et al. 2008).
Sex differences in depression rates may arise in part due to specific biological and environmental risk factors experienced by men and women (Kuehner 2017). Twin studies suggest that MDD carries ∼37% heritability (Sullivan et al. 2000), and genome-wide association studies (GWAS) have uncovered a wide variety of potential heritable genetic loci that can contribute to depression pathogenesis (Flint and Kendler 2014). Hormonal influences can also affect individual susceptibility to MDD, with evidence supporting hormone fluctuation as one factor that increases MDD risk in women (Martel 2013). Differential activation of the HPA axis in men and women has also been implicated in the pathogenesis of MDD, as women experience hypoactivation of hypothalamic-pituitary-adrenal (HPA) responses that, evolutionarily, may protect a fetus from the effects of maternal stress (Kajantie and Phillips 2006). This hypoactivation, however, may deprive women of the possible protective effects of cortisol on depression-related changes to emotional brain circuitry (Het et al. 2012). Many environmental factors such as gender-based violence and early life stress can also affect gender disparities in MDD. While not an exhaustive list, these biological and environmental risk factors, along with many others, underscore the complexity and heterogeneity of mood disorder etiology. Recognition of these factors, taken together with the neurophysiological bases for depression, inform our understanding of individual, sex- and gender-based variations in MDD experience.
PRECLINICAL ANIMAL MODELS OF DEPRESSION
Stress, along with other environmental factors, can be very influential on the highly plastic circuitry of the brain. Changes in activity or connectivity in the brain in response to an initial stressful scenario can alter many functional processes (e.g., learning, memory), resulting in an adaptation that better prepares the animal for future stressful events (McEwen 2008). However, when stress is chronic or traumatic, these changes can also coalesce to cause maladaptation to stress with accompanying susceptibility to depression or anxiety. Vulnerability to stress and subsequent maladaptation vary from individual to individual, with some individuals maintaining physiological and psychological function in the face of stress, while others suffer any number of pathologies in response to the same insult. Those that do not experience maladaptive stress response are considered resilient, and those that develop depression or other conditions are susceptible. Critically, differences in stress resilience can be modeled in rodents, and gene expression profiling of resilient and susceptible rodents has revealed that resilience may be an active mechanism (i.e., not simply the “absence” of susceptibility): more genes are differentially regulated in resilient mice compared to nonstressed controls than are regulated in susceptible mice (Krishnan et al. 2007). Two major stress paradigms for the study of depression, chronic social defeat stress (CSDS) and subchronic variable stress (SCVS), are discussed below.
Many life events (e.g., divorce, moving to a new city, illness) represent significant stressors and can precipitate the onset or recurrence of depression (Brown 1993). Life stressors in humans can lead to loss of social rank or loss of control over one's life circumstances (e.g., job loss leading to loss of income). To mimic human social stressors, rodent models have used social subordination as an ethologically relevant stressor that a rodent might face in its natural life. CSDS (Fig. 1, left) uses a resident-intruder paradigm in which the experimental male mouse (intruder) is placed into the home cage of an aggressive male mouse (resident), usually of a different strain (e.g., a smaller C57BL/6 mouse is placed into the home cage of a larger, sexually experienced CD-1 mouse; Fig. 1). Evaluation of susceptibility to CSDS is typically achieved through the social interaction (SI) test (Fig. 1, right), in which the experimental mouse is placed into an arena containing a novel aggressor mouse (social target) in a caged enclosure. Social withdrawal behavior is quantified by calculation of a social interaction ratio: the time spent in the interaction zone when the social target is present over the time spent in the interaction zone when the social target is absent. The time spent in the corners by the experimental mouse is also indicative of social withdrawal, as susceptible mice are more likely to “hide” in the corners; resilient mice are eager to interact with the social target, as this interaction is rewarding.
In addition to exhibiting social withdrawal, susceptible mice also show other depression-like behaviors (Krishnan et al. 2007). Compared to nonstressed controls, susceptible mice show a significant decrease in body weight. They also demonstrate a reduction in sucrose preference, which is a measure of anhedonia (Willner et al. 1992). Both resilient and susceptible mice exhibit anxiety-like behavior, such as elevated corticosterone responses to forced swim test (FST) and decreased open arm time in the elevated plus maze (EPM).
The pharmacological validity of CSDS has been verified by experiments using standard antidepressant treatments (Tsankova et al. 2006; Zachariou et al. 2006). Treatment of susceptible animals with the antidepressants imipramine and fluoxetine reduced social withdrawal behavior caused by CSDS. Importantly, chronic administration was required, as an acute injection with these drugs did not reverse the withdrawal behavior (Zachariou et al. 2006). More recently, the fast-acting antidepressant ketamine has also been shown to reverse CSDS-induced phenotypes, and in this case a single injection was sufficient to reverse susceptibility (Donahue et al. 2014; Brachman et al. 2016).
SUBCHRONIC VARIABLE STRESS (SCVS)
One of the major limitations of CSDS is that it relies on territorial aggression between conspecific adult males and has not classically worked in females (Warren et al. 2020; although see Newman et al. 2019). In contrast, SCVS can be used with both sexes, with only female subjects subsequently susceptible to depression-related behaviors (Hodes et al. 2015; Williams et al. 2020). SCVS comprises 6 d of alternating stressors: foot shock, tail suspension, and restraint (Fig. 2, top). Following stress, mice are then assessed using a variety of assays: sucrose preference, SI, EPM, novelty-suppressed feeding (NSF) test, and splash test (Fig. 2, bottom). Following SCVS, female mice spend less time grooming in the splash test, display increased latency to eat in a novel environment, and have reduced sucrose preference (Hodes et al. 2015). Corticosterone is also only increased in stressed female mice, indicating dysregulation of the HPA axis (Hodes et al. 2015). These behavioral responses to SCVS do not occur in males, making SCVS useful for modeling the increased prevalence of MDD in women.
SEX DIFFERENCES IN STRESS RESPONSES
It is clear from the female-specific susceptibility in the SCVS paradigm that sex differences in stress response exist. These differences may account for the disproportionate number of women diagnosed with depression compared to men. Studies of stress responses in animal models of depression have revealed myriad sex differences, including differences in cellular and hormonal responses, brain circuits, synaptic and intrinsic plasticity, cognition, and emotional processing.
The HPA axis is a central component of stress responses and a key player in the pathophysiology of anxiety and depression. Corticotropin-releasing factor (CRF) initiates the HPA response. Neurons in the paraventricular nucleus of the hypothalamus (PVN) release CRF in response to stress, which reaches the pituitary and stimulates the release of adrenocorticotropic hormone (ACTH) into the systemic circulation, stimulating glucocorticoid release from the adrenal glands (Fig. 3); the PVN receives negative feedback regulation from the hippocampus (HPC) and other limbic structures (Herman et al. 2005). CRF also acts at the level of individual neurons via CRF receptors (Owens and Nemeroff 1991) and is released from the emotion-regulating limbic regions such as the bed nucleus of the stria terminalis (BNST) and central nucleus of the amygdala (CeA) (Walker et al. 2003) and can act throughout the brain as a neuromodulator. Indeed, CRF is elevated in cerebrospinal fluid of depressed humans (Nemeroff et al. 1984) and antidepressants decrease these levels (De Bellis et al. 1993; Heuser et al. 1998). CRF1 receptor expression is also disturbed in many areas of the brain in depressed patients, including an increase in PVN (Wang et al. 2008) and possible compensatory decreases in cortical regions (Merali et al. 2004). Generally, HPA axis hormones (e.g., corticosterone) are elevated in female rodents compared to males at baseline (Kitay 1961). Female rodents, when stressed, release more ACTH and corticosterone than males and elevated levels also persist longer (Heinsbroek et al. 1991; Seale et al. 2004). These sex differences in rodents appear to reflect increased activation of the HPA system by CRF in females. PVN expression of CRF is elevated in females at baseline, particularly when estrogen levels are high (i.e., proestrus stage). Furthermore, stress increases CRF in female rodents only (Desbonnet et al. 2008; Iwasaki-Sekino et al. 2009). Epigenetic regulation of CRF is sexually dimorphic, with elevated methylation of Crf globally in the brain of female rats, but only in BNST and CeA in male rats (Sterrenburg et al. 2011). Particularly interesting is the differential expression of CRF1 receptors in the CA1 region of the hippocampus, an area of the brain central to emotional integration and regulation of behavioral responses to stress. Female rats, especially with elevated estrogen levels, have elevated CRF1 receptor expression on pyramidal cells of the CA1 region (McAlinn et al. 2018); however, males have higher CRF1 receptor expression on inhibitory interneurons in the dentate gyrus (DG). The same study demonstrated that CRF1 receptor expression increases in CA1 pyramidal cells in male and female rodents following chronic immobilization stress, but male levels do not even reach the female baseline expression level. Collectively, these studies indicate that increased CRF signaling in females can differentially influence the HPA axis and central neuromodulation, contributing to observed sex differences in stress outcomes (Bangasser and Valentino 2012).
A variety of brain circuits are implicated in mediating sex differences in stress responses. The connection between the medial prefrontal cortex (mPFC) and amygdala is of particular interest, as the amygdala regulates responses to negative and traumatic stimuli (Hendler et al. 2003) and the mPFC regulates a wide range of functions including cognition and affect (Lieberman et al. 2019). Together, these brain regions play a significant role in behavioral responses to emotionally relevant contexts (Maren and Quirk 2004). Indeed, mood disorders including MDD correlate with overactivity in the amygdala (Drevets 2003) as well as decreased mPFC activity (Pizzagalli et al. 2004). Moreover, chronic restraint stress in rodents causes restructuring and reorganization of dendrites in pyramidal cells of mPFC, which is posited to decrease the region's ability to suppress HPA activation (Radley et al. 2004). Chronic stress also causes hyperexcitability (Rosenkranz et al. 2010) and increased dendritic arborization (Vyas et al. 2002) in rat basolateral amygdala (BLA) neurons. Finally, BLA-projecting mPFC neurons increase in dendritic arborization in response to stress only in estrogen-treated, ovariectomized female rats (Shansky et al. 2010), suggesting that the response of this circuit to stress may be dependent on sex hormones.
Animal models for the study of depression have also highlighted sex differences in locus coeruleus (LC) norepinephrine (NE) circuitry (Bangasser and Valentino 2014). Dendritic architecture of LC neurons in female rats is more complex than in males, with female LC dendrites receiving significantly more synaptic input (Bangasser et al. 2011). Moreover, tonic and phasic firing patterns are linked to changes in arousal, and, while not significantly different at baseline, female LC neuron firing increases to a greater degree than male following swim stress in rats (Curtis et al. 2006). Taken together, these findings identify the LC NE circuitry as a key substrate in the mediation of sex differences in arousal, which may contribute to differences in male and female stress response and development of psychiatric disorders such as MDD. Together, data from humans and rodent models suggest widespread sex differences in stress-responsiveness throughout the brain that could contribute to the sex disparity in MDD. However, some of the most striking differences have been observed in the limbic structures, including HPC and nucleus accumbens (NAc).
HIPPOCAMPUS SEX DIFFERENCES IN STRESS AND DEPRESSION
The HPC is a central substrate in the pathophysiology of a wide range of mood disorders including MDD (Mervaala et al. 2000; Frodl et al. 2002; MacQueen et al. 2003), bipolar disorder (Beyer and Krishnan 2002), and posttraumatic stress disorder (PTSD) (Bremner et al. 1995). Many studies have identified varying degrees of hippocampal atrophy in patients with MDD (Sheline et al. 1996), with an inverse correlation between depression duration and hippocampus volume (Sheline et al. 1999). This atrophy is likely due to decreased neurogenesis in the DG (Malberg et al. 2000), as well as shrinking and retraction of dendrites and possible loss of glial support (Rajkowska 2000), and these stress-induced processes are often reversed by antidepressant treatment (Czeh et al. 2001). HPC abnormalities in MDD also extend to sex differences. For instance, women that do not respond to the antidepressant fluoxetine have smaller hippocampal volumes than those that do respond, an effect not observed in men (Vakili et al. 2000).
Preclinical models have revealed sex differences in female hippocampal function. CA1 dendritic spine density fluctuates with changes in estrogen levels: spine density decreases in late proestrus to estrus, then returns to early proestrus levels over a period of days (Woolley et al. 1990). These effects of estradiol on CA1 spine density are dependent upon glutamate neurotransmission via NMDA receptors (NMDARs), as density did not fluctuate when rats were treated with competitive NMDAR antagonists (Woolley and McEwen 1994). CA1 spine dynamics in response to stress are sexually dimorphic as male rat CA1 spine density increased following tail shock stress while female CA1 spine density decreased following the same stressor (Shors et al. 2001), and these opposite effects of stress on CA1 spine density are also NMDAR-dependent (Shors et al. 2004).
NUCLEUS ACCUMBENS SEX DIFFERENCES IN STRESS AND DEPRESSION
The NAc is a key substrate in the expression of depression-related behaviors in mouse models (Perrotti et al. 2004; Zachariou et al. 2006; Wilkinson et al. 2009; Vialou et al. 2010), and structural sex differences are apparent in the NAc. For example, distal dendritic spine density in NAc medium spiny neurons (MSNs) is higher in female rats (Forlano and Woolley 2010), indicating that excitatory synaptic connections in the NAc likely differ between the sexes. Indeed, there is sex-dependent variability in the morphology and distribution of dendritic spine synapses in NAc (Wissman et al. 2012).
Stress has sex-specific effects on glutamatergic inputs onto NAc (Brancato et al. 2017), which are implicated in the development of mood disorders (Russo and Nestler 2013; Thompson et al. 2015). Glutamatergic nerve terminals were reduced in the NAc of female but not male mice exposed to SCVS, but there were no post-stress sex differences in PSD95, nor sex differences in MSN spine density or morphology. This suggests sex differences in presynaptic glutamate neurotransmission in the NAc shell, supporting aberrations in excitatory signaling in this brain region as potential mediators of disparities in MDD prevalence in men and women. Excitatory neurotransmission to NAc comes from many regions, including amygdala, PFC, and ventral HPC (vHPC).
HPC To NAc CONNECTIVITY
The NAc is a key mediator of motivated behaviors and integrates its dopaminergic and glutamatergic inputs to drive motivated behaviors. Ventral tegmental area (VTA) dopaminergic input to the NAc mediates reinforcement of incentive salience (i.e., “wanting”) of a reward (Berridge 2007; Day et al. 2007), while the glutamatergic input to NAc and midbrain dopamine neurons encodes information regarding reward-related environmental stimuli (Stuber et al. 2008). The excitatory input into the NAc allows integration of context and cues with goal-directed behavioral output (Pennartz et al. 2011). Dopamine signaling in the NAc modulates glutamatergic synaptic plasticity to integrate environmental information and prioritize the salience of some cues over others (Sun et al. 2008; Wolf and Ferrario 2010). Dysfunction of this integration leads to perturbations in reward processing that can result in aberrant motivated behavior. For example, an increase in the NAc's drive of motivated behavior may lead to addiction, and a weakening of this drive may lead to anhedonic behaviors such as those found in MDD and other mood disorders.
In rodents, three major glutamatergic projections to the NAc have been clearly demonstrated (Fig. 4): those from BLA, PFC, and vHPC (Britt et al. 2012). Moreover, functional magnetic resonance imaging (fMRI) has uncovered resting-state functional connectivity between the vHPC and NAc in humans (Kahn and Shohamy 2013). Projections from the vHPC are concentrated mainly at the medial NAc shell while projections from the BLA and PFC are mixed between the shell and the core (Britt et al. 2012). Furthermore, retrograde labeling studies indicate that the majority of all cells projecting to the medial shell are located in the vHPC, with fewer also coming from the BLA and PFC and the strength of vHPC inputs is strongest in NAc (Britt et al. 2012). The vHPC-NAc are uniquely able induce a stable depolarized state in NAc MSNs, increasing their likelihood of activity (O'Donnell and Grace 1995). This vHPC-mediated depolarization is necessary for the induction of spike firing by inputs from the PFC, suggesting that vHPC inputs are capable of “gating” the response of the NAc to other excitatory inputs (O'Donnell and Grace 1995).
Bagot et al. made crucial contributions to our understanding of the function of these projections with respect to stress outcomes, demonstrating opposite regulation of vHPC-NAc and mPFC-NAc activity by CSDS (Bagot et al. 2015). Using optogenetics to activate glutamatergic terminals in NAc arising from vHPC or mPFC to NAc, they found that glutamate release from vHPC-NAc projections is reduced in resilient mice, but oppositely, glutamate release from mPFC-NAc projections is increased in resilient mice. They then optically induced long-term depression (LTD) at vHPC-NAc synapses and found that weakening of vHPC-NAc connectivity resulted in an increase in social interaction to levels observed in resilient mice. Critically, LTD induced at mPFC-NAc inputs did not affect social interaction. Conversely, acute optical stimulation of vHPC-NAc projections reduced SI ratio following CSDS and increased immobility in the FST, thus promoting susceptibility to stress. The opposite was found in acute stimulation of mPFC-NAc projections, which increased SI ratio following CSDS in a pro-resilient fashion. This seminal study, while only examining male mice, highlights the importance of glutamatergic inputs to the NAc in regulating susceptibility to stress, and demonstrates that increasing vHPC-NAc activity is pro-depressive in male mice.
More recently, LeGates et al. (2018) demonstrated that vHPC-NAc synapses display activity-dependent plasticity and that their strength directly regulates reward behavior. Optical stimulation of vHPC-NAc synapses was sufficient to induce preference of a stimulation-paired chamber, and interruption of vHPC-NAc plasticity using optical inhibition was sufficient to abolish the preference of a chamber containing the natural reward of a social target. Furthermore, chronic multimodal stress (CMS) was sufficient to weaken vHPC synapses at D1R-MSNs, accompanied by a deficit in long-term potentiation (LTP) induction at these synapses, as well as an abolishment of the preference for a reward-paired chamber mentioned above. The link between stress-induced alterations at vHPC-NAc synapses and MDD was further strengthened by the mitigation of these alterations by the antidepressant fluoxetine. Chronic fluoxetine was sufficient to restore pre-stress sucrose preference levels, as well as the optically induced preference of the light stimulation-paired chamber. Furthermore, chronic fluoxetine rescued the decrease in synaptic strength caused by chronic stress in D1R-MSNs and ameliorated the accompanying deficit in LTP induction. These findings highlight the key role of the connection between HPC and NAc in mediating reward- and stress-related behaviors.
We recently demonstrated using whole-cell patch-clamp electrophysiology and retrograde labeling that vHPC-NAc neurons in female mice are more excitable than those neurons in male mice, and that this excitability difference correlated with the unique female susceptibility to SCVS discussed above (Williams et al. 2020). Furthermore, we found that orchiectomy of male mice elevated vHPC-NAc excitability and that this change was accompanied by an elevated susceptibility SCVS-induced reduction in sucrose preference. Female mice did not have a change in vHPC-NAc activity level when ovariectomized but, when exposed to chronic testosterone, did have reduction in excitability in this circuit and resilience to SCVS-induced reduction in sucrose preference. We were then able to show that the excitability of the circuit directly mediates the observed change in behavioral response to stress using designer receptors exclusively activated by designer drugs (DREADDs). Artificially increasing excitability of vHPC-NAc neurons in male mice caused susceptibility to SCVS, while using the same method to decrease excitability of vHPC-NAc neurons in female mice promoted resilience, as measured by sucrose preference. Most recently, Muir et al. showed that increased vHPC-NAc activity is predictive of anxiety-like behavior in the open field in both sexes and may predict some aspects of stress-induced decreases in social interaction, supporting the causal connection between vHPC-NAc activity and susceptibility to stress-induced behaviors associated with mood disorders (Muir et al. 2020).
All of these studies underscore the importance of the vHPC-NAc circuit as a critical component of behavioral response to stress, and identifies this circuit as uniquely suited to mediate sex-dependent differences in stress responses. Below, hormone signaling in the brain and its effects on stress and depression will be further explored.
HORMONE SIGNALING IN THE BRAIN—EFFECTS ON STRESS RESPONSE AND DEPRESSION
Estrogen signaling in the brain is primarily accomplished via intracellular estrogen receptors (ERs), which, when bound to estrogen, can translocate to the cell nucleus and bind to hormone response elements in target genes to affect their transcription; these events typically occur over hours (Woolley and Schwartzkroin 1998). Intracellular ERs are most densely expressed in the BNST, ventromedial nucleus of the hypothalamus, amygdala, various midbrain structures, and the pituitary (Pfaff and Keiner 1973), and more sparsely expressed in the HPC and cortex (Loy et al. 1988). Progesterone receptors (PRs) are generally expressed in the same pattern as ERs (Kato 1985). In situ hybridization and immunocytochemical studies suggest that most cells in the HPC that express intracellular ERs are interneurons (Pelletier et al. 1988; DonCarlos et al. 1991).
Progesterone, estrogen, and their derivatives can also have nongenomic, traditional cell-signaling effects on neuronal physiology, including on cellular excitability (Schumacher 1990). Progesterone metabolites allosterically bind GABAA receptors in the HPC, causing potentiated chloride conductance and dampened excitability (Majewska 1992). Excitatory postsynaptic potentials (EPSPs) in CA1 pyramidal cells of ovariectomized female rats are prolonged in rats that were “primed” with estrogen injections for 2 d prior to acute slice preparation (Wong and Moss 1992). This group also demonstrated that excitatory postsynaptic currents (EPSCs) were potentiated via the actions of second messenger cascades (e.g., cAMP signaling) (Gu and Moss 1996; Moss et al. 1997). These effects, mediated by cell signaling from hormone receptors on the cell membrane, make ovarian-derived hormones, especially estradiol, interesting potential mediators of sex differences in stress outcomes, particularly in the context of circuit-level excitability.
Estrogens also modulate synaptic plasticity in the hippocampus. LTP is enhanced during proestrus in rats (Warren et al. 1995), and LTP induction in CA1 is facilitated by estradiol treatment in ovariectomized rats (Córdoba Montoya and Carrer 1997). Furthermore, priming of ovariectomized rats with a combined treatment of estrogen and progesterone enhances voltage-gated calcium channel conductances in CA1 pyramidal neurons (Joels and Karst 1995). These studies complement the finding that estradiol has a potent effect on CA1 dendritic spine density (Gould et al. 1990), and, taken together, highlight important effects of estrogens on CA1 excitatory neurotransmission. Whether through transcriptional or cell-signaling mechanisms, ovarian hormones clearly play a role in regulating HPC physiology through modulation of excitability and synaptic transmission.
Estrous cycle may directly modulate behavioral responses to stress, including those dependent on the hippocampus. Male and female rodents react differently to stress in HPC-dependent learning tasks such as Morris water maze, with the most robust differences being identified when females are in proestrus (Shors and Leuner 2003). Furthermore, studies of ovariectomized rats have shown that stress enhances performance in the radial arm maze (another HPC-dependent measurement of spatial memory and learning) in animals with estrogen replacement, but not in those without (Bowman et al. 2002). Stress effects on CA1 dendritic spine density also appear to be estrogen-dependent: a single stressor can induce an increase in spine density in male rats but a decrease in female rats in proestrus (Shors et al. 2001), when spine density is usually the highest for females (Woolley et al. 1990).
Estrogen and stress can interact to cause sex differences in other regions as well. For example, the amygdala-dependent process of extinction of a conditioned fear response is impaired in estrogen-treated female rats (Toufexis et al. 2007). There is also evidence that estrogen can enhance stress effects in the mPFC, as proestrus or estrogen-replaced ovariectomized female rats demonstrated more deficiencies in mPFC-dependent working memory tasks (Shansky et al. 2004). Overall, estrogens have a clear effect on stress outcomes and brain function and are likely key mediators of sex differences in depression.
Testosterone has also been implicated in mediating stress outcomes and depression. In humans, hypogonadism leading to lower testosterone levels in men is associated with a higher prevalence of MDD (Shores et al. 2004; Zarrouf et al. 2009), and treatment with testosterone has been shown to alleviate depression symptoms in hypogonadal (Zarrouf et al. 2009) and eugonadal men (Kanayama et al. 2007; Walther et al. 2019). There is also evidence that low-dose testosterone treatment can improve depression scores and augment the effectiveness of traditional depression pharmacotherapies in treatment-resistant women (Miller et al. 2009).
Testosterone is metabolized to a variety of different effectors. For example, 5α-reductase converts testosterone into dihydrotestosterone (DHT), which is a more potent agonist at androgen receptors (ARs) and has a longer half-life than testosterone. DHT can then be converted by aldo-keto reductases to 3α-diol or 3β-diol. The former of these metabolites has a low affinity for AR but acts in the brain as an agonist at the GABAA receptor (Frye et al. 1996), and the latter acts primarily through ERβ in the brain to affect gene transcription (Pak et al. 2005). Like estrogens, androgens can also act through transcriptional and cell-signaling mechanisms. Androgens interact with intracellular receptors and diffuse into the nucleus to affect gene transcription via androgen receptor binding to DNA at hormone response elements (Nestler et al. 2009). Androgens and estrogens, as alluded to above, can also cause more rapid, nongenomic effects through activation of cell membrane-bound receptors (Cato et al. 2002). The rapid effects of androgens in the brain include modulation of neuronal excitability and plasticity. There is evidence that androgens acutely decrease neuronal excitability (Kubli-Garfias et al. 1982), but some studies indicate increased excitability via measurement of field potentials (Smith et al. 2002).
Testosterone has potent effects on anxiety- and depression-related behaviors in animal models. Orchiectomy of adult male rodents, for example, causes an increase in anxiety-like behaviors as assessed by marble burying, EPM and open field (OF) tests (Slob et al. 1981; Frye and Seliga 2001; Fernandez-Guasti and Martinez-Mota 2005), as well as behavioral despair (via FST) following CMS, which was accompanied by a decrease in hippocampal cell proliferation and neurogenesis (Wainwright et al. 2011). Testosterone relieves these anxiety-like behaviors in intact adult male rodents (Bitran et al. 1993) as well as in the orchidectomized adult males of studies cited above. Particularly relevant to the current work, testosterone prevents anhedonia in aged adult male rats exposed to CMS if administered weeks before stress exposure (Herrera-Pérez et al. 2012). Interestingly, this effect was not observed if testosterone was administered following stress exposure, suggesting the necessity of testosterone before and during stress in male resilience. Further, prevention of anhedonia and behavioral despair by testosterone was likely mediated by aromatization to estradiol, as gonadectomized rats treated with DHT (insensitive to aromatase) still exhibited these depressive behaviors, but those treated with estradiol did not (Carrier and Kabbaj 2012a). However, other studies did implicate androgen metabolites in the mediation of stress resilience, as treatment with DHT or 3α-diol in intact adult male rodents decreases behavioral despair in FST (Frye and Walf 2009).
The effects of testosterone treatment in female rodents with respect to stress outcomes is even less clear. Testosterone, DHT, or 3α-diol treatment in intact female mice reduces anxiety-like behaviors as assessed by OF and EPM tests (Frye and Lacey 2001) and behavioral despair (FST) (Frye and Walf 2009). In contrast, however, other groups have observed no amelioration of anxiety (EPM) or depression (sucrose preference, NSF) behaviors following administration of testosterone in ovariectomized female rats (Carrier and Kabbaj 2012b). The difference between these observations may lie in the ovariectomy, as the studies demonstrating benefits of testosterone treatment in female animals did not include gonad removal. This could suggest that higher doses of testosterone are needed to induce anxiolytic or antidepressant effects in females, as maintaining the ovaries would accomplish this.
As alluded to above, the protective effects of androgens against stress-induced changes in behavior may in part be mediated through the HPC. Indeed, the volume of the hippocampal formation, its neuronal soma sizes, and extent of dendritic branching increase with androgen treatment in the perinatal period (Isgor and Sengelaub 1998, 2003). Additionally, testosterone enhances hippocampal neurogenesis induced by the antidepressant imipramine (Carrier and Kabbaj 2012b). The protective effects of neonatal androgens are associated with HPC neurogenesis and spine density, as male pups treated with the AR antagonist flutamide demonstrated depressive behaviors in FST and sucrose preference tests that correlated with decreased microtubule-associated protein-2 (MAP-2) labeling in the CA1 and DG and decreased spine density in CA1 (Zhang et al. 2010). Additionally, testosterone in orchidectomized adult male rodents may offer protection against oxidative damage and consequent changes in morphology (Meydan et al. 2010), and its metabolites in intact female adults appear to reduce HPC cell death induced by adrenalectomy (Frye and McCormick 2000). Testosterone and DHT also reverse orchidectomy-induced reduction of spine synapse density in males (independently of ER-mediated effects), while offering partial protection to females with contribution of the aromatization to estrogens (MacLusky et al. 2006). These morphological changes in response to steroid hormones may relate to HPC neuronal excitability. Teyler et al. (1980) observed field potential differences in HPC slices from rat brains in response to treatment with testosterone and estradiol: male rat slices showed increased excitability in response to estradiol but not testosterone, and female rat slices showed increased excitability in response to testosterone in diestrus but decreased excitability in proestrus.
CONCLUDING REMARKS
As described herein, genetics, neural circuits, hormones, and environment likely intersect at the level of the individual to shape behavioral responses to stress and dictate development of mood disorders. The past two decades of preclinical studies suggest that definition of the stress-responsive circuitry may guide future treatments for mood disorders such as depression and anxiety. To achieve this, we must elucidate regulatory mechanisms of these circuits, especially those mechanisms that differ between men and women. However, the mechanisms for differences in circuit physiology cannot yet be fully investigated in humans due to the invasiveness of existing methods; this underscores the continued need for studies using preclinical models and circuit-specific strategies for uncovering molecular and physiological mechanisms that could lead to potential treatments. The studies and findings summarized in this review begin to address the nature of circuit physiology in the context of stress and depression in male and female mice and may open the doors for the investigation of many new avenues for treatment or prevention of mood disorders.
ACKNOWLEDGMENTS
A.J.R. acknowledges support from the National Institutes of Mental Health (MH111604), the National Institutes of Neurological Disease and Stroke (NS085171), the National Institutes of Drug Abuse (DA040621), the National Institutes of Childhood Health and Disease (HD072968), and the Avielle Foundation. M.M.-R. acknowledges support from the National Institutes of Drug Abuse (DA039895).
Footnotes
Editors: Cynthia L. Jordan and S. Marc Breedlove
Additional Perspectives on Sex Differences in Brain and Behavior available at www.cshperspectives.org
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