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. 2022 Mar 5;24(6):173–184. doi: 10.1007/s11906-022-01181-w

Obstructive Sleep Apnea and Hypertension: Updates to a Critical Relationship

John Brown 1, Farshid Yazdi 2,, Mona Jodari-Karimi 1, Jonathan G Owen 3, Efrain Reisin 2
PMCID: PMC8897114  PMID: 35246797

Abstract

Purpose of Review

Obstructive sleep apnea (OSA) is an underdiagnosed illness linked to essential hypertension (HTN), resistant hypertension (r-HTN), and cardiovascular disease (CVD). This review provides updates on the epidemiology, pathophysiology, and treatments of OSA-associated HTN.

Recent Findings

Mild sleep apnea increases the risk for HTN. Eighty-nine percent of young patients aged 18–35 with HTN not attributed to secondary causes have underlying OSA. Home sleep studies are noninferior to formal polysomnography for OSA diagnosis. Nocturnal oxygen desaturation rate is positively correlated with HTN severity. Gut microbiome neo-colonization in response to high-fat diet cravings in patients with OSA alters immune function and worsens HTN. Carbonic anhydrase inhibitors and probiotics show newfound potential for OSA-associated HTN treatment. OSA recognition improves hospital outcomes after a STEMI. Hypoxia-inducible factor (HIF) transcription increases in a dose-dependent manner to hypoxia, and HIFs are strongly linked to cancer growth.

Summary

OSA and HTN are comorbid conditions with adversely connected pathophysiology including sympathetic hyperactivity, gut dysbiosis, proinflammation, endothelial damage, rostral fluid shifts, pharyngeal collapse, intravascular fluid retention, nocturnal energy expenditure, and metabolic derangements. The dose–response effect of OSA on HTN severity challenges blood pressure (BP) control, so those with refractory HTN should be screened for OSA.

Keywords: Obstructive sleep apnea (OSA), Apnea–hypopnea index (AHI), Sleep-disordered breathing (SDB), Hypertension, Resistant hypertension, Gut dysbiosis

Introduction

OSA is a respiratory condition in which pharyngeal airway collapse causes brief, episodic reductions in intrathoracic airflow while sleeping. This results in cyclical oxygen desaturation, reflexive sympathetic hyperactivity, frequent microarousals, poor sleep quality, and daytime drowsiness [1]. The soporific effects of OSA decrease quality of life and increase the risk of daytime and workplace accidents. Chronic daytime fatigue results in cravings for energy-dense foods, thus increasing the risk for obesity, dyslipidemia, diabetes, and metabolic syndrome [1]. Patients with OSA are at higher risk for depression, cognitive delay, and mood lability [2]. OSA is associated with numerous cardiovascular derangements, including coronary artery disease, stroke, arrhythmias, peripheral artery disease, heart failure, and HTN [3, 4]. Many patients who suffer from OSA are not timely screened and treated, resulting in early onset of preventable cardiovascular disease (CVD) [4]. The critical relationship between OSA and HTN is discussed in this review.

Diagnosis

The diagnosis and severity of OSA are based on the apnea–hypopnea index (AHI), which reports the number of apneic and/or hypopneic events during one hour of sleep [5••]. Apneic events obstruct > 90% of intrathoracic airflow, whereas hypopneic events obstruct > 30–90% of intrathoracic airflow [6]. Both types of events last at least 10 s and result in oxygen desaturation of 3% or greater [6]. Mild OSA causes an AHI of 5–14 events/h; moderate OSA causes 15–29 events/h; and severe OSA causes > 30 events/h [7].

OSA should be suspected in patients with daytime somnolence, poor sleep habits, partner complaints of snoring, obesity, poor quality of life, or failure to achieve BP goals despite antihypertensive medication compliance. Leading risk factors for OSA are obesity, male sex, and old age. Obesity confers the greatest risk, and OSA prevalence is the highest among those with BMI > 35 kg/m2 [8]. Obesity is also recognized as a strong risk factor for HTN. The effects of OSA on HTN are similar to those of obesity on HTN, independently of one another; each increase in either BMI by 1 kg/m2 or AHI by 1 event/h similarly affects BP [9•]. It has been reported that the female sex steroids progesterone and estrogen increase ventilatory drive, thus reducing the risk for OSA in women compared to men [10]. The aging process reduces carotid chemoreceptor sensitivity, decreases lung function efficiency, and dysregulates respiratory neuronal circuits [10]. Other chronic medical conditions that increase OSA risk include end-stage renal disease (ESRD), congestive heart failure (CHF), chronic lung disease, and craniofacial abnormalities. In the setting of these risk factors, clinical screening identifies patients who should be formally tested for OSA.

Screening Surveys

Patient surveys used to screen for OSA include the Epworth Sleep Scale, the Berlin questionnaire, and the STOP-BANG questionnaire. The latter has derivatives unique for Arabic and Asian populations [1114]. Popular among them is the STOP-BANG questionnaire, which uses eight questions to gather subjective (snoring, tiredness, observed apnea) and objective (BP, BMI > 35 kg/m2, age > 50 years, neck circumference > 40 cm, male gender) data. The survey’s diagnostic sensitivities in patients with an AHI > 5 events/h, > 15 events/h, and > 30 events/h are 83.6%, 92.9%, and 100%, respectively [11]. Affirmative answers to each of the eight questions receive one point, and a score > 3 merits a formal sleep study [12]. In all patients with OSA, concomitant HTN and adequacy of HTN treatment should be frequently investigated. This is particularly important if STOP-BANG scoring is ≥ 5–8, which is highly correlated with moderate to severe OSA and resistant HTN [12].

Polysomnography

Overnight laboratory polysomnography (PSG) is the diagnostic gold standard for diagnosing OSA [15]. PSG studies analyze positional changes and body movements while sleeping, electroencephalogram (EEG) activity, respiratory rate, quality of breathing, oxygen saturation, BP, chest wall movement, and heart rate. Prescriptions for continuous positive airway pressure (CPAP) machines, a mainstay of OSA treatment, are based on the data acquired during sleep studies. Despite their utility, many temporal, environmental, transportation, and financial factors may deter patients from making it to the sleep center for their study. A recent European assessment of PSG challenges reported that the percentage of referred patients who arrived for their sleep study declined from 92.5% to only 20% before and after the COVID-19 pandemic, respectively [16].

While PSG remains the traditional standard for OSA diagnosis, modern home-based sleep tests (HBST) are increasing in popularity among both prescribers and patients. HBST are more convenient, less invasive and nearly half the cost of PSG and the diagnostic sensitivities between the two tests are statistically equal [15]. Despite this, CPAP prescriptions occur 15% more frequently when based on PSG studies, which confers unnecessary treatment costs and inconveniences to patients who would otherwise not require CPAP therapy based on HBST analysis [15]. Hospital quality improvement initiatives aimed at reducing the risk of CVD and resistant HTN among patients could consider increasing HBST prescriptions in lieu of PSG referrals, increasing the likelihood of study completion.

Oxygen Desaturation Rate

Oxygen desaturation rate (ODR) identifies patients with OSA who are at greatest risk for HTN, and it is a relatively novel datapoint acquired during PSG or HBST. ODR is defined as the change in the percentage of pulse oxyhemoglobin saturation (SpO2) per second after an apneic/hypopneic event [17••]. A 2020 clinical trial including 102 patients with severe OSA identified that fast ODRs correlate with severity of both essential and r-HTN [17••]. The study design defined fast ODR as any value above the average for all 102 participants, whereas slow ODR values were below the overall average. Those with faster ODRs (> 0.37) had higher systolic blood pressure (SBP) while awake and asleep compared to those with slower ODRs (< 0.37) [17••]. The average SBP while awake among those with faster ODRs compared to slower ODRs was 149.9 ± 18.3 mmHg vs. 131.8 ± 15.6 mmHg, and the average SBP while asleep in the same order was 149.6 ± 19.9 mmHg vs. 128.7 ± 15.6 mmHg; both P < 0.001 [17••]. Additionally, fast ODR correlated with higher short-term BP variance (15.0 ± 4.8 vs. 11.6 ± 3.6 mmHg, P < 0.001) and higher prevalence of HTN (74.0% vs. 26.9%, P < 0.001) compared to slow ODR [17••].

Bidirectional and Dose–Response Relationship

OSA and HTN exist in a bidirectional relationship such that the presence of one disease increases the risk of the other [18]. Patients may not be diagnosed with both at the time of clinical assessment, but the discovery of one disease merits the investigation of the other. In a 2018 Taiwanese study assessing the prevalence of OSA in a cohort of 215 patients with preexisting HTN, 81.9% were diagnosed with new onset OSA [4]. A different study using PSG to observe the effects of HTN on sleep characteristics in 304 participants who had no prior diagnosis of OSA found that HTN was associated with decreased sleep efficiency, decreased mean and minimum oxygen saturation during apneic episodes, increased AHI, and increased oxygen desaturation index (ODI), which is defined as the number/hour of apneic events resulting in reductions in oxygen saturation by ≥ 4% from baseline [19]. A 2020 study of 4,500 people with OSA identified that merely mild OSA (AHI = 11–15 events/h) increased the likelihood of having HTN by 78% when compared to control subjects without OSA (OR = 1.779, 95% CI 1.403–2.256) [20••].

A dose–response relation between OSA and HTN has been previously documented [9•, 21, 22]. The most notable study to characterize this dose–response relationship was published by Peppard et al. in 2000 [22]. In that study, 709 patients with OSA were followed for four years to assess the incidence of new onset HTN among them. After correction for BMI, neck/weight circumference, age, sex, and alcohol/tobacco use, severity of OSA positively correlated with incidence of HTN. Compared to controls with an AHI of 0 events/h, odds ratios for mild OSA (AHI = 0.1–4.9 events/h), moderate OSA (AHI = 5.0–14.9 events/h), and severe OSA (AHI ≥ 15 events/h) were 1.42 (95% CI 1.13–1.78), 2.03 (95% CI 1.29–3.17), and 2.89 (95% CI 1.46–5.64), respectively [22]. The most recent data from a 2018 meta-analysis pooling 26 original studies and over 51,000 participants confirmed a dose–response relationship between HTN and mild OSA (OR = 1.184, 95% CI 1.093–1.274, P < 0.05), moderate OSA (OR = 1.316, 95% CI 1.197–1.433, P < 0.05), and severe OSA (OR = 1.561, 95% CI 1.287–1.835, P < 0.05) [21].

Epidemiology

HTN is the leading risk factor for CVD, stroke, disability, and death, and it affects 31% of the worldwide population [23]. Its prevalence among patients with OSA increases to 42% [24]. The Joint National Committee on High Blood Pressure recognized OSA as an identifiable cause of HTN in 2003 [25]. Despite the evident link between OSA and HTN, it has been estimated that 80% of middle-aged men and women with moderate to severe OSA are undiagnosed with the condition [26], which is partially attributed to poor screening and inconvenience of PSG. Prevalence of OSA is estimated to be 9–30% overall, 13–33% in males, 6–19% in females, and up to 90% among elderly men [27]. Though age is a considerable risk factor for OSA, young patients—particularly those with HTN of unknown etiology—remain susceptible. In a cohort of 593 patients aged 18–35 years who were diagnosed with HTN and screened for secondary causes without diagnostic findings, 88.9% of them had OSA [28••].

OSA is the leading cause of r-HTN [29], which is diagnosed when elevated BP persists despite patient compliance with at least three maximally dosed antihypertensive medications. R-HTN occurs in 12–15% of all people diagnosed with HTN [30], and an astounding 70–83% of people with r-HTN also have OSA [31]. R-HTN and OSA have also been studied in the presence of kidney disease. A 2012 study assessing OSA prevalence across various stages of renal function found that sleep apnea occurred in 27%, 41%, and 57% of patients with either a glomerular filtration rate (GFR) > 60 mL/min, chronic kidney disease not on dialysis, or ESRD on dialysis, respectively [32]. A separate study in 2012 identified that the association between r-HTN and OSA is the strongest in patients with ESRD compared to those with either CKD or normal kidney function [33].

Masked HTN (m-HTN) is defined as elevations in BP that are not diagnostic of HTN in the clinical setting despite being observed in the home setting via ambulatory BP monitoring (ABPM) or one-time at-home monitoring. Home BP recordings that meet the criteria for m-HTN are defined as BP ≥ 135/85 mmHg, nighttime BP ≥ 120/70 mmHg, or 24-h average BP ≥ 130/80 mmHg [34]. Even minor elevations in BP observed in the clinic may provide a clue to underlying m-HTN—particularly among patients with OSA. In a 2008 study of 130 newly diagnosed OSA patients, those with OSA were 2.7 times more likely to have m-HTN when clinic recordings identified BP > 125/83 mmHg [35]. Of the 130 patients included in the study, 35.4% had essential HTN, 30% had m-HTN, and 3.1% had white coat HTN. Collectively, 68.5% of those with OSA had some type of HTN [35], which is higher than the ~ 30% prevalence of HTN among the general population.

Mechanisms of Disease

The physiological connections between OSA and HTN are complex and multifactorial. The pathophysiology begins with obstructed airflow into the lungs, which causes transient hypoxia and hypercapnia (Fig. 1). These repetitive blood gas derangements initiate sympathetic overactivity, resulting in nocturnal arousals, fragmented sleep, and spikes in BP [3638]. The initial insult of hypoxia and sympathetic overactivity contributes to numerous mechanistic alterations that worsen HTN (Fig. 1).

Fig. 1.

Fig. 1

The connected pathophysiology of OSA and HTN. The green box is the STOP-BANG criteria. Black arrows represent acute physiological occurrences during apneic sleep. Purple arrows represent long-term physiological changes that result of chronic OSA. These chronic derangements lead to resistant, worsening HTN, which is displayed in the red box

Hypoxia and Sympathetic Nervous Activity

Anoxia is incompatible with life, so the human body is well adapted to recognizing and correcting transient and chronic hypoxia. When attempted inspiration is interrupted by oropharyngeal obstruction, the negative intrathoracic pressure from diaphragmatic contraction is unable to equilibrate with atmospheric air pressure. The persistence of negative intrathoracic pressure establishes a pathological transmural pressure gradient with the intravascular compartment. Vasodilation occurs in response to this pressure gradient, thus lowering intravascular pressure and reducing right atrial filling pressure. Vasodilation stimulates endothelial baroreceptors to transmit general visceral afferent signals to the nucleus tractus solitarius in the ventral medulla. Efferent sympathetic nervous activity (SNA) is then increased, resulting in increased heart rate, renin-angiotensin activation, and increased BP [39].

SNA is closely linked to sleep. Twenty-four-hour urinary catecholamine levels, which are markers of SNA, are elevated in correlation with symptoms of OSA including increased sleep onset latency, decreased sleep time, and decreased sleep efficiency [40]. Although the BP can fluctuate during sleep with OSA, the maximal BP corresponds temporally to the moment just prior to the resolution of the apneic episode, which suggests an association between the two phenomena [41]. In normal sleep physiology, SNA decreases during non-REM sleep compared to daytime SNA [42••]. Because non-REM sleep accounts for 80% of net sleep time, the majority of sleep is appropriately described as restful and restorative with low levels of SNA. Pharyngeal muscle tone, heart rate, and cardiac output are autonomically modulated, and they decrease while sleeping due to reduced SNA without causing symptoms of pharyngeal collapse, bradycardia, or severe hypotension, respectively. In abnormal OSA pathophysiology, nocturnal SNA stimulation during apneic events inhibits HR and cardiac output reduction. Nocturnal HR, therefore, exhibits less variability compared to healthy sleepers. This pathological finding correlates with worsening CVD [42••].

The effects of SNA on BP are well understood. Some antihypertensive agents function by antagonizing adrenergic activity, particularly by blocking beta receptors. SNA preferentially elevates diastolic blood pressure (DPB), whereas elevations in SBP are caused by atherosclerotic, noncompliant arteries. Obesity and apneic events particularly stimulate SNA, thus increasing morning DBP [9•]. In one study using PSG to assess patients who screened positively for OSA, elevations in DBP the morning after PSG could be statistically predicted by two variables, AHI (ß = 0.14, 95% CI 0.04–0.25, P = 0.007) and BMI (ß = 0.21, 95% CI 0.12–0.32, P < 0.001) [9•]. In addition to CVD and worsening HTN, chronic SNA stimulation while sleeping causes patients to experience daytime anxiety with depressive features, significant fatigue and cravings for energy-dense foods, thus overall reducing patient quality of life.

Non-dipping Phenomenon

SBP and DBP reduce by ~ 10 mmHg (about 10–20%) during slumber, but this dipping phenomenon is reversed in those with OSA [35, 43]. The dipping phenomenon occurs when lying recumbent partly because lower leg fluid shifts in the rostral direction, increasing carotid intravascular fluid volume and triggering carotid baroreceptors to reflexively reduce SNA, thus causing a nocturnal “dip” in BP. Patients with OSA have elevated SNA from the obstructed airway, thus antagonizing the natural dipping phenomenon and causing intravascular pressure elevations. Overtime, the chronic HTN leads to sclerotic, noncompliant vasculature, decreased endothelial production of vasodilatory nitric oxide, and insensitive baroreceptors—further inhibiting the reflex dipping phenomenon. [4345]. When carotid artery stenting places chronic pressure upon the relatively insensitive baroreceptors of those with chronic OSA, one study found that 64% of patients converted from a non-dipping BP pattern to a dipping BP pattern one year after the procedure [46]. A 2018 cross-sectional analysis found a significant association between OSA and nocturnal elevations in SBP compared to daytime SBP (non-dipping) (OR = 3.92, 95% CI 1.31–11.78), and the analysis also revealed that increased nocturnal DBP compared to daytime DBP (non-dipping) as well as reduced nocturnal DBP dipping (0–10% reduction compared to daytime DBP) increased the likelihood of OSA by 2.7 and 3.5 times, respectively [47].

Sex Steroids

According to the Wisconsin Sleep Cohort Study, men are 2–4 times more likely to have OSA compared to women [48], and progesterone and estrogen may play an important protective role. Sex steroids are neurosteroids that readily cross the blood–brain barrier, where they regulate respiratory function by binding to various receptors including GABAA, NDMA, serotonergic receptors, and neurokinin-1 receptors in the pre-Bötzinger complex [10]. In menstruating women, elevated progesterone levels during the luteal phase are correlated with hyperventilation and hypocapnia [10], thus augmenting the arousal response to transient hypoventilation and hypercapnia associated with apneic episodes. The progesterone-mediated effects on respiratory physiology occur independent of sex. One study found that male rats given synthetic progestin had higher respirations per minute compared to untreated male rats [10]. Estrogen increases the sensitivity of ventilatory centers [10], reducing the hypercapnic threshold at which reflexive hyperventilation occurs. In one study, post-menopausal women with reduced estrogen levels were three times more likely to have OSA compared to pre-menopausal women with higher estrogen levels, and those post-menopausal women taking hormone replacement therapy (HRT) were four times less likely to have OSA compared to those not receiving HRT [49].

The primary source of estrogen and progesterone in women is the gonads (ovaries), whereas in men, only about 20% of estrogen and progesterone are produced in the gonads (testes). The remaining circulating estrogen and progesterone in men are produced via aromatase conversion of testosterone in adipose, brain, skin, and bone tissue [50]. The precursor for this conversion is testosterone. Because the majority of testosterone in men is produced in the gonads (testes), a gonadectomy indirectly will reduce estrogen and progesterone levels, thus altering respiratory function. In an experiment on male rats, respiratory functional response to induced hypoxia was reduced following gonadectomy. The rats were then supplemented with testosterone in a form susceptible to aromatase conversion into estradiol and a form unsusceptible to aromatase activity. Only the form of testosterone susceptible to aromatase conversion into estradiol normalized respiratory functional response to induced hypoxia [51].

Metabolic Derangements and the Gut Microbiome

OSA severity is correlated with metabolic syndrome and BMI [52], both of which share a correlation with HTN. Gut dysbiosis, which occurs commonly in those with metabolic syndrome, is a focus of research in many diseases, including OSA. Chronic OSA increases nocturnal microarousals and energy expenditure, resulting in daytime cravings for energy-dense foods. Many of these palatable foods are high in fat, carbohydrates, and salt content, all of which modulate the gut microbiome. Neo-colonization of colonic bacteria adapts to the dietary habits and chronic hypoxia within the human host. The host immune system upregulates in response to neo-colonization of foreign microbials within the gut, and the immune derangements exacerbate OSA severity [53]. These gut microbiome changes exert an endocrine effect on neurobiological synapses within the brain by way of the gut-brain axis, resulting in altered respiratory drive and mood. A 2019 study on rats analyzed the effects of comorbid OSA and a high-salt diet (HSD), which was used to simulate HTN via osmotic water retention. Lactobacillus rhamnosus (GG) colonies, which are probiotics that benefit the gut microbiome, were significantly reduced in the rats exposed to apnea and HSD [54]. Additionally, blood levels of proinflammatory trimethylamine-oxide and the Th1-related cytokine IFN-γ were significantly increased in the rats exposed to apnea and HSD [54]. OSA and HSD also reduced blood levels of the anti-inflammatory cytokine TGF-β1 [54]. When the experimental rats were replenished with Lactobacillus rhamnosus (GG) colonies, levels of trimethylamine-oxide and the Th-1/Th-2 cytokine imbalance corrected [54].

The hypothesis that administration of prebiotics and probiotics alleviates OSA-associated HTN continues to be investigated. In a 2018 study on rats exposed to chronic intermittent nocturnal hypoxia, researchers observed that cecal acetate levels (which has a preventive effect on gut inflammation and HTN) were 48% lower in study rats with OSA that were not treated with prebiotics and probiotics. After administration of Hylon VII (prebiotic) and Clostridium butyricum (probiotic), both acetate levels and SBP normalized to match those of the control rats [55]. Hylon VII is a cornstarch resistant to human brush border enzymatic digestion. It therefore provides an available substrate for bacterial fermentation into acetic acid, a short chain fatty acid (SCFA) that improves barrier function and mucosal integrity of the gastroenteric epithelial lining while also reducing activation of neuronal microglia, which are the inflammatory cells of the CNS. The abundance of SCFA-producing bacteria was significantly lower in rats with HTN compared to normotensive rats, and neuronal microglia activation was threefold higher in rats with HTN [55].

Inflammation

Inflammatory mediators are upregulated in OSA secondary to chronic hypoxia, endothelial damage, and gut dysbiosis [44]. A 2015 meta-analysis of 18 independent studies reported that patients with OSA had significantly higher inflammatory markers and carotid-femoral pulse wave velocities (a measure of arterial stiffness) when compared to patients without OSA [44]. Inflammation is upregulated in response to hypoxia-inducible factors (HIF), which are transcribed in the presence of hypoxia [56]. HIFs are strongly associated with cancer progression and metastasis [56]. A 2019 study found that elevated transcription of HIF increases colorectal carcinoma cell growth in a hypoxia dose-dependent manner [56]. OSA-induced endothelial damage, which is also elevated in other types of sclerotic vascular disease, increases TNF-α transcription [57]. OSA is correlated with elevations in other inflammatory mediators, including CRP, IL-6, IL-8, ICAM, selectins, and VCAM [58]. Anti-inflammatory markers TGF-β and component 4-binding alpha protein are reduced in OSA [57].

Hyperaldosteronism

The renin-angiotensin aldosterone system (RAAS) is upregulated secondary to SNA during nocturnal apneic events. Hyperaldosteronism correlates with AHI scores, reduced oxygen saturation, and elevated nocturnal DBP compared to those with normal aldosterone levels in the setting of OSA [59, 60]. Aldosterone functions in the distal nephron tubules to resorb sodium though epithelial sodium channels, which leads to an osmotic hypervolemic state. Aldosterone also acts centrally to increase RAAS, oxidative stress, and sympathetic drive, thus functioning as a positive feedback loop [61]. Intravascular fluid retention widens the transmural pressure gradient that occurs during nocturnal airway obstruction, and it increases lower leg fluid shifts in the rostral direction while recumbent. Studies on hypervolemia correction in patients with OSA and ESRD reveal that accomplishing targeted dry weights during dialysis modalities correlates inversely with OSA severity, and nocturnal peritoneal dialysis (NPD) confers better dry weight optimization compared to hemodialysis [62]. Angiotensin receptor blockers (ARBs) are effective at reducing aldosterone effects in patients with primary hyperaldosteronism, but comorbid OSA challenges this approach. A 2016 study revealed that reduction in aldosterone levels after ARB therapy was stunted in patients with concomitant OSA, but the stunted effect was ameliorated when concomitant CPAP therapy was used with the ARB therapy [63]. This same study found that CPAP therapy together with ARB therapy also reduced sympathetic noradrenaline levels compared to ARB therapy alone [63], indicating that the OSA-induced SNA may cause hyperaldosteronism resistance to ARB therapy. Because OSA confounds hyperaldosteronism, the Endocrine Society released a 2016 update to primary hyperaldosteronism screening that now includes all patients with concomitant HTN and OSA.

Hypercortisolism

Hypercortisolism, OSA, and obesity are interconnected. Obesity, particularly in the setting of OSA, stimulates cortisol production. Adipose tissue generates active cortisol from inactive cortisone using 11β-hydroxysteroid dehydrogenase-1 (11HSD1), which is a bidirectional enzyme that also upregulates glucocorticoid receptors and promotes adipocyte hypertrophy, thus exacerbating weight gain [64]. The location of excess adipose tissue may play a role in cortisol metabolism. Urinary cortisol excretion is higher when adipose tissue is centralized to the abdomen as opposed to the peripheral body [64]. When glucocorticoid production exceeds glucocorticoid receptor availability, these steroid hormones begin binding to mineralocorticoid receptors, thus acting as aldosterone agonists and favoring fluid retention [64].

Hypercortisolism downregulates vasodilators, including prostacyclin, kallikrein-kinins, and nitric oxide. Conversely, calcium mobilization and myofilament calcium sensitivity in cardiac myocytes are upregulated, resulting in long-term cardiac remodeling and elevated risk for acute coronary syndromes (ACS) [64]. In the general population of people without OSA, the most likely time for any person to suffer from an acute myocardial infarction is between 6 a.m. and 11 a.m., which is the time when cortisol levels are the highest (in the morning) [65]. Only 7% of people without OSA have myocardial infarctions between the hours of midnight and 6 a.m. (P = 0.01), whereas 32% of people with OSA will experience ACS during these nocturnal hours due to pathologically elevated cortisol levels that occur in OSA (P = 0.01) [66].

Cardiac Remodeling

Concentric hypertrophy is significantly associated with OSA. The odds ratio of concentric left ventricular hypertrophy in those with OSA compared to those without OSA is 1.62 (95% CI 1.27–2.07, P < 0.0001) [67••]. Left ventricular mass, wall thickness, and right ventricular area increase as oxygen desaturation worsens [68]. Interestingly, moderate sleep apnea (AHI = 15–30 events/h) has a lower hazard ratio than mild sleep apnea (AHI = 5–15 events/h) with regard to cardiovascular disease [69], highlighting the protective effect that “ischemic conditioning” plays on cardiovascular fitness [70]. When the left anterior descending artery was occluded in an experiment on rats exposed to chronic intermittent hypoxia (CIH) compared to control rats, the rats exposed to CIH rats had smaller myocardial infarct size and less tachyarrhythmias [71]. The “ischemic conditioning” effect is due to neovascularization of collateral vessels in response to cardiomyocyte ischemia. Another study in rats found that after ACS, capillary density was increased by 60% in the peri-infarct zone and VEGF was increased by 134% [72].

Elevated Carbonic Anhydrase Activity

Carbonic anhydrase compensates for respiratory acidosis secondary to apnea-related hypercapnia by upregulating resorption of bicarbonate in the proximal nephron. Arterial bicarbonate concentration is positively correlated with OSA severity independent of HTN [73, 74]. In one 2020 study on patients with OSA, AHI reductions correlated with reductions in venous bicarbonate concentrations (r = 0.66, P = 0.013) [75]. Carbonic anhydrase inhibitors perpetuate respiratory acidosis during apneic events by eliminating the compensatory ability for the kidneys to reabsorb bicarbonate. The lingering acidemia stimulates respiratory drive to breathe off the excess carbon dioxide, thus correcting the apneic episode and hypercarbia. A 2020 study on participants with OSA found that acetazolamide (a carbonic anhydrase inhibitor which also functions as a weak vasodilator via calcium-activated potassium channels) reduces AHI and BP with or without concomitant CPAP therapy [75]. This identifies carbonic anhydrase inhibitors as a potential frontline treatment for OSA and associated HTN.

Treatment

The treatment of OSA-associated HTN includes continuous positive airway pressure (CPAP), weight loss (with reported efficacy matching that of CPAP) [35], diuretics [76], renal sympathetic denervation [77], carotid artery stenting [46], maxillomandibular advancement devices, hypoglossal nerve stimulation [78], surgical operation for restricted airways or tonsillar enlargement, and dialysis in those patients with ESRD and hypervolemia. While antihypertensive drugs are important in BP control for all patients with HTN, those in whom OSA is the sole contributor to HTN might benefit from alternative interventions focused on correcting nocturnal apneic episodes. Nevertheless, antihypertensive agents, particularly ACE inhibitors, show favorable efficacy in patients with OSA-associated HTN [79, 80].

CPAP

CPAP delivers continuous, positively pressurized air into the distal alveoli of the respiratory tree, which maintains alveolar patency. CPAP reduces arterial stiffness, reduces HTN, and improves vascular inflammation in those with OSA [81, 82•]. The variable reductions in SBP and DBP range from − 2 to − 9 mmHg and − 2 to − 7 mmHg, respectively [35, 42••, 62, 8386]. A reduction in SBP of 2–3 mmHg is associated with a 4–8% mortality reduction [42••]. Those prescribed CPAP for OSA are 2.4 times more likely to have a nocturnal non-dipping BP pattern when compared to those not receiving CPAP therapy for OSA (aOR: 2.4, 95% CI 1.2–5.1, P = 0.02) [87]. This study also found a significant correlation between CPAP usage and reductions in 24-h MAP, SBP, and DBP [87]. Best results for quality of life improvements and optimal reductions in blood pressure occur when CPAP usage exceeds 4 h per night [88, 89]. Despite the reported utility of CPAP for OSA, 39–50% of patients prescribed nocturnal CPAP for OSA are noncompliant with usage [42••]. One study reported that 63% of patients prescribed CPAP reported feeling claustrophobic while using the machine [90]. When patients are not adherent to their CPAP prescriptions, there are increased incidence adverse outcomes, including cerebrovascular events (HR: 3.1, 95% CI 1.07–15.1, P = 0.041) and hypertensive crises (HR: 5.1, 95% CI 2.2–11.6, P = 0.006) [91].

Diuretics

Diuretic therapy reduces the intravascular hypervolemia observed in OSA-associated HTN. Diuretics reduce extracellular fluid by 10–12% within a few weeks of treatment initiation [76]. In a 2014 study of uncontrolled hypertensives with AHI > 20 events/h, patients received an initial PSG study followed first by seven days of low-dose diuretic therapy (2.5 mg metolazone and 25 mg spironolactone), then seven days of doubled dosages, and finally a repeat PSG study at the end of the trial [92]. On repeat PSG compared to initial testing, AHI decreased from 57.7 ± 33.0 to 48.5 ± 28.2 events/h (P = 0.005) [92]. Net change in lower leg fluid volume reduced from − 418.1 ± 177.5 to − 307.5 ± 161.9 mL (P < 0.001), and overnight change in neck circumference reduced from 1.2 ± 0.6 to 0.7 ± 0.4 cm (P < 0.001) [92]. The study found that higher fluid shifts from the lower legs to the rostrum during recumbency (indicated by greater overnight change in lower leg fluid volume) correlated with higher morning SBP. Reduction in overnight change in leg fluid volume from the initial PSG to the final PSG was positively correlated with the morning change in SBP (r = 0.708, P = 0.002) and DBP (r = 0.512, P = 0.043) [92]. In a different study on spironolactone in participants with r-HTN and OSA with an AHI > 15 events/h, participants received 8 weeks of daily 20–25 mg spironolactone therapy, and AHI reduced from 39.8 ± 19.5 to 22.0 ± 6.8 events/h (P < 0.05) [93]. Weight and ABPM were also significantly reduced [93]. In a third study of eplerenone for OSA management, three months of therapy led to reduced AHI, neck circumference, ABPM, aortic pulse waves, and arterial wall stiffness [94]. AHI decreased from 49.5 events/h (95% CI: 20.1–63.3, P < 0.05) to 28.7 events/h (95% CI: 15.7–40.3, P < 0.05) [94].

Conclusions

OSA can surreptitiously contribute to CVD and HTN in the absence of clinical suspicion and screening. Earlier OSA diagnosis and management confers better outcomes in HTN management, morbidity, and mortality. Diagnostic tests for OSA are expanding, now including HBST and ODR. Recent data shows that shortened sleep duration in those with OSA should merit HTN investigation. A study from 2019 identified that shortened sleep duration of 5–6 h per night in those with OSA increases the odds of having HTN by 45% (OR: 1.45, 95% CI 1.14–1.84), and these odds increase to 80% (OR: 1.80, 95% CI 1.33–2.42) when sleep duration is < 5 h [95]. The most studied treatment option for symptomatic control of OSA is CPAP, though it has variable effects on OSA-associated HTN. HTN in those with OSA is responsive to antihypertensive therapy, diuretic therapy, nocturnal peritoneal or hemodialysis, carbonic anhydrase inhibitors, renal artery denervation, probiotics and weight loss. With multiple screening options for diagnosis and multiple mechanisms to target for treatment, OSA is a manageable disease that warrants clinical consideration, particularly due to its morbid association with HTN and CVD.

The substantial impact of OSA extends beyond the realm of disease. The healthcare market is markedly impacted, too. In 2015, OSA and its related outcomes accounted for $12.4 billion US healthcare dollars among the 5.9 million US adults diagnosed with the sleep disorder [96]. The estimated yearly expenses related to OSA increase to approximately $49.5 billion when the projected ~ 23.5 million Americans undiagnosed with OSA are considered [96]. The authors of a 2015 American Academy of Sleep Medicine report on OSA healthcare costs ranked OSA-associated outcomes by the millions of people affected and by the billions of dollars expensed. Mental health disease (8.7 million people) was most expensive ($7.1 billion), followed by heart disease (3.1 million people; $6.7 billion), diabetes (5.6 million people; $6.4 billion), HTN (14.1 million people; $5.4 billion), asthma/breathing disorders (5.9 million people; $2.6 billion), and insomnia (6.8 million people; $2.1 billion) [96]. Early recognition and treatment of OSA will improve patient outcomes, mitigate healthcare expenses, and alleviate the substantial burden of hypertensive disease.

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References

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