Skip to main content
PLOS One logoLink to PLOS One
. 2022 Mar 31;17(3):e0263895. doi: 10.1371/journal.pone.0263895

FOXP3 and CXCR4-positive regulatory T cells in the tumor stroma as indicators of tumor immunity in the conjunctival squamous cell carcinoma microenvironment

Mizuki Tagami 1,2,*, Anna Kakehashi 3, Atsuko Katsuyama-Yoshikawa 2,4, Norihiko Misawa 1, Atsushi Sakai 1, Hideki Wanibuchi 3, Atsushi Azumi 2, Shigeru Honda 1
Editor: Afsheen Raza5
PMCID: PMC8970378  PMID: 35358193

Abstract

Conjunctival squamous cell carcinoma (SCC) is the most common ocular surface neoplasia. The purpose of this retrospective study was to examine the role of regulatory T cell (Treg) activity in tumor immunity and investigate the tumor microenvironment as a new treatment focus in conjunctival SCC. Cancer progression gene array and immunohistochemical analyses of FOXP3 as a Treg marker, CD8 as a tumor-infiltrating lymphocyte marker, and CXCR4 expression on activated Tregs were conducted in a series of 31 conjunctival SCC cases. The objective was to investigate the immunoreactive response in tumor cells and stromal cells in the cancer microenvironment. The stroma ratio in tumor cells was investigated by monitoring α-smooth muscle actine (SMA) expression between carcinoma in situ (Tis) and advanced carcinoma (Tadv) (P<0.01). No significant change in PD-L1 expression was observed in this study (P = 0.15). Staining patterns of FOXP3, CD8, and CXCR4 were examined separately between tumor cells and stromal cells in SCC tumors. Differences in staining of FOXP3 in Tregs and CD8 in tumor-infiltrating lymphocytes in tumor stroma in the Tis group were observed compared with the Tadv group (each P<0.01). In addition, double immunostaining of CXCR4/FOXP3 was correlated with progression-free survival (P = 0.049). Double immunostaining of CXCR4/FOXP3 correlated with American Joint Committee on Cancer T-stage, independent of age or Ki67 index (P<0.01). Our results show that FOXP3 and the CXCR4/FOXP3 axis are important pathologic and prognostic factors of ocular surface neoplasia, including SCC. The tumor microenvironment of conjunctival SCC should be considered in the future development of treatment options.

Introduction

Ocular surface squamous neoplasia (OSSN) includes several diseases, such as conjunctival premalignant dysplasia, carcinoma in situ (Tis), and advanced conjunctival squamous cell carcinoma (Tadv) [1]. The annual incidence of OSSN in the United Kingdom is 0.53 cases/million population/year (conjunctival intraepithelial neoplasia: 0.43 cases/million population/year; SCC: 0.08 cases/million population/year) [2, 3]. In the United States, the incidence of SCC is 5-fold higher among males and whites [4]. However, no large-scale epidemiologic studies have been performed in populations in the Far East. In addition, recent studies have reported associations between findings such as loss of retinoblastoma protein/P16/cyclin D1, strong p53 immunostaining, and ADAM3A overexpression and the molecular pathology of SCC [57]. In recent years, research on factors related to tumor immunity, including programmed cell death 1 (PD-1), programmed cell death ligand 1 (PD-L1), and cytotoxic T lymphocyte–associated protein 4 (CTLA-4) has advanced worldwide to encompass aspects ranging from basic research to clinical indications in head-neck SCC [811]. In skin SCC, the efficacy of Pembrolizumab and Cemiplimab and the potential for first-line treatment have been reported [12, 13]. Recent ophthalmologic-related research demonstrated that PD-L1 is expressed in almost half of conjunctival SCC cases and indicated the potential application of immune checkpoint blockade as a treatment strategy for conjunctival SCC [6, 14]. Other research indicates that a significant number of sebaceous carcinoma cases involve expression of PD-L1 at therapeutic levels with tumor-infiltrating T cells.

Regulatory T cells (Tregs) play a major role in tumor immunity in the tumor microenvironment [1519]. In particular, CD4(+) Tregs expressing the transcription factor forkhead box P3 (FOXP3) are abundant in tumor tissues, where they appear to hinder the induction of effective antitumor immunity [15]. Tregs function in maintaining immunologic self-tolerance by actively suppressing self-reactive lymphocytes, and the gene encoding FOXP3 is a key regulator of Treg development [20]. Freeman et al. reported that a high CD4+ T cell to CD8+ T cell ratio may be an immunologic diagnostic indicator of late-stage dermal SCC development in immune-competent patients [21]. Considerable research attention has focused on the relationship between the role of local tumor-infiltrating lymphocytes (TILs [CD4+ and/or CD8+ T cells]) associated with FOXP3+ Tregs in the tumor microenvironment and the prognosis of SCC patients. Elucidating details regarding the interactions between Tregs in the tumor microenvironment and other molecules is another important area of research. The present study investigated the expression of FOXP3 in tumor tissues from SCC patients in order to assess the molecular association between Tregs and prognosis in East Asian patients with conjunctival SCC.

Materials and methods

Selection of cases and collation of clinicopathologic data

This study was approved by the Institutional Review Boards of Osaka City University and Kobe Kaisei Hospital and adhered to the tenets of the 1964 Declaration of Helsinki. Written informed consent was obtained from all patients before enrollment. We identified 29 patients treated by ophthalmologists (AA, MT) between November 2007 and April 2020 from whom we were able to procure tissue blocks with residual tumors. Demographic information (age at initial diagnosis and at presentation to our institution; sex) and primary tumor features (disease status at presentation [primary or recurrent] and in situ versus invasive disease) were obtained from each patient enrolled. The American Joint Committee on Cancer (AJCC) stage, local recurrence (anatomic site and date), metastases (regional or distant, and date), vital status at last follow-up, cause of death if deceased, type of surgery, and adjuvant therapy were also recorded.

Immunohistochemistry

Immunohistochemical analyses of FOXP3 and CD8 expression were performed on 3-μm-thick formalin-fixed paraffin-embedded (FFPE) tissue sections using the following antibodies: anti-human FOXP3 mouse monoclonal (clone: 236A/E7; #ab20034; Abcam, Cambridge, UK), anti-human CD8 mouse monoclonal (clone: 4B11; NCL-L-cd8-4B11; Leica, Newcastle, UK), anti-human CXCR4 rabbit polyclonal (NB100-74396; Novus, Continental, CO), anti-human α-smooth muscle actine (SMA) mouse monoclonal (clone: 1A4; 412021; Nichirei Bioscience, Tokyo, Japan), anti-human PD-L1 rabbit monoclonal (clone: 28–8; #ab205921; Abcam), anti-Ki67 rabbit monoclonal antibody (clone: SP6; ab16667; Abcam). Elite ABC Rabbit kit and Elite ABC Mouse kit (PK-6101, PK-6102; Vector Laboratories, Burlingame, CA), and ABC-AP Mouse IgG kit (AK-5002; Vector Laboratories). Tissue sections were incubated in ImmPACT DAB (Vector Laboratories) and Alkaline Phosphatase Substrate kit III <VECTOR Blue> (Vector Laboratories) until the desired staining intensity developed. The sections were then counterstained with hematoxylin and mounted; FOXP3/CXCR4 double staining was conducted without counterstain. Positive and negative staining controls for all antibodies were carried out in parallel using tonsillar tissue. Stained sections were viewed under an Olympus BX53+DP74 microscope.

Image analysis

Tissues immunostained for FOXP3, CD8, α-SMA, PD-L1, and CXCR4 were evaluated in a blinded manner by two specialists (MT and AK). The first field for evaluation in each tumor lesion was selected randomly, and subsequently, 10 fields were examined systematically at 400× magnification using a mesh.

FOXP3 and CD8 expression was analyzed visually as the presence or absence and intensity of cell staining, and samples were divided semi-quantitatively into groups based on a score of 0 to 3 (0, none: 0–1 field; 1, weak: 1–5> 1 field; 2, strong: 5–10> 1 field; 3, very strong 10> 1 field).

α-SMA expression was analyzed in the tumor stroma for each group based on a score of 0 to 3 (stromal ratio: stroma/Whole tumor (%):0, none; 1, <30%; 2, 30–50%; 3, >50%).

PD-L1 expression was analyzed to determine the ratio of PD-L1 expression in different cells for all tumor groups based on a score of 0 to 2 (PD-L1 ratio: PD-L1 staining cells/whole tumor (%) (0, none:, <2%:1, 1–10%:2, 10%>:3).

In order to investigate localization in greater detail, the FOXP3 and CD8 staining patterns in tissues were examined separately for tumor (TM) and tumor stroma (ST). For FOXP3/CXCR4 double staining, the number of Tregs co-expressing FOXP3/CXCR4 was determined from four (×40) high-power fields of lymphoid-rich infiltrate within the tumor, according to previously reported methods [22]. Samples were semi-quantitatively divided into groups based on a FOXP3/CXCR4 double staining score in the range 0 to 3 (0, none: 0:1 field; 1, weak: 1–2> 1 field; 2, strong: 3> 1 field) according to the presence or absence and intensity of staining.

Immunofluorescence

The FFPE sections (3 μm) were deparaffinized for fluorescence immunohistochemistry. For heat-induced antigen retrieval, tissue sections were immersed in 0.01 mol/L citrate buffer and treated in a microwave oven at 620 W. The sections were then blocked with 1% bovine serum albumin for 1 h at room temperature. Sections were then incubated with the primary antibody, anti-FOXP3 (1:50) or anti-CXCR4 (1:50), overnight at 4°C, washed with PBS, and incubated with donkey anti-rabbit-Alexa Fluor 488 (1:1000; Thermo Fisher Scientific, Tokyo, Japan), goat anti-mouse-Alexa Fluor 594 (1:1000, #ab150073, Abcam) for 30 min at room temperature and placed on slides using mounting medium with DAPI (Vectashield antifade medium with DAPI: Vector Laboratories).

Gene expression in tumors

The expression of major cancer-associated genes in tumor tissues was compared between patients with Tis and Tadv using NanoString analysis.

Genes examined included EGFR, HIF1A, ICAM1, IL-6, CXCR-4, MAPK1, MMP2, MMP9, NFKB1, NOTCH1, ROCK1, ROCK2, TGFB1, TNF, VEGFA, and WNT5A. Archival formalin-fixed paraffin-embedded tumor tissues were retrieved and manually macrodissected. Total mRNA was isolated using a Qiagen miRNeasy kit (Qiagen, Valencia, CA, USA) according to the manufacturer’s instructions. Isolated RNA was quantified using a NanoDrop system (Thermo Scientific, Wilmington, DE, USA) and regarded as adequate if a sample contained a minimum of 400 ng. The samples were subsequently analyzed using an nCounter PanCancer Progression Panel (NanoString, Seattle, WA, USA) according to the manufacturer’s instructions. NanoString data were processed using the R statistical programming environment (v3.4.2). Considering counts obtained for positive control probe sets, raw NanoString counts for each gene were subjected to technical factorial normalization, which was carried out by subtracting the mean count plus two standard deviations from the CodeSet inherent negative controls. Subsequently, biological normalization using the included mRNA reference genes was performed. Additionally, all counts with P>0.05 by one-sided t-test versus negative controls plus two standard deviations were interpreted as not expressed over basal noise.

Statistical analyses

Clinical and histopathologic characteristics were summarized using descriptive statistics. Correlations between immunohistochemical, demographic, and clinicopathologic factor data were assessed using the Wilcoxon rank sum and Fisher’s exact tests. Analysis of covariance was used to analyze the relationship between T-stage of tumors and FOXP3/CXCR4-positive Tregs. With respect to regression analyses, an explanatory variable that roughly divided the number of cases by 15 was considered appropriate [23]. Progression-free survival (PFS) was defined as the time from surgery to disease recurrence or death from any cause. Cox regression modeling was used to evaluate correlations between clinicopathologic and immunohistochemical features and survival outcomes. Statistical analyses were performed using SPSS Statistics software, version 22 (IBM Japan, Tokyo, Japan). P<0.05 was considered indicative of statistical significance.

Results

Clinicopathologic findings of our cohort are summarized in Table 1. All 31 patients (100%) were East Asian and included 17 men and 14 women, with a mean age at presentation of 77.9 years. Sixteen patients (51%) had invasive SCC, and 15 (49%) had an in situ tumor. Primary orbital exenteration was necessary for local disease control in three patients (9%), and two patients (6%) underwent additional orbital exenteration. Nine patients (29%) underwent adjuvant therapy, most commonly additional local surgery. Topical chemotherapy and radiation therapy were performed in one patient in the adjuvant therapy group. One patient in the adjuvant therapy group died with disease 11 months after diagnosis of regional and lung metastases; another patient was alive without disease at 50 months after diagnosis of regional metastases. Three patients (9%) died, two due to conjunctival SCC (described above). Nine patients (31%) experienced local recurrence after curative surgery (Table 1).

Table 1. Clinicopathologic findings of 31 cases of conjunctival squamous cell carcinoma.

All (N = 31)
n (%)
Age, years
Mean (range) 77.9 (63–98)
Sex
Male 17 (54)
Female 14 (46)
Follow-up duration after primary Surgery Months (range) 28.2 (6–135)
T-stage (AJCC)
Tis 15 (49)
T1 4 (12)
T2 3 (10)
T3 7 (23)
T4 2 (6)
Primary surgery type
Local excision 28
Orbital exenteration 3
Adjuvant therapy
No 22 (70)
Yes 9 (30)
Additional excision 7
Topical chemotherapy 1
Radiation therapy 1
Immunohistochemical markers
Ki67 labeling index [22]
≥50% 7 (22)
<50% 24 (78)
Outcome
Orbital exenteration
Yes 5 (16)
No 26 (84)
Local recurrence after curative therapy
Yes 7 (22)
No 24 (78)
Metastasis
Distant 0 (0)
Regional + Distant 2 (6)
Regional 1 (3)
None 27 (91)
Vital status at last follow-up
Deceased 3 (10)
Alive 28 (90)
Cause of death
Conjunctival SCC (metastasis) 2 (75)
Other 1 (25)

Scores for FOXP3 TM staining were 0.46±0.56 in the Tis group and 2.13±2.07 in the advanced carcinoma Tadv group (P<0.01). Scores for FOXP3 ST staining were 1.0±0.93 in the Tis group and 2.60±2.57 in the Tadv group (P<0.01) (Table 2). Scores for CD8 TM staining were 0.86±0.69 in the Tis group and 0.60±0.64 in the Tadv group (P = 0.35). Scores for CD8 ST staining were 1.26±1.28 in the Tis group and 2.0±0.40 in the Tadv group (P<0.01) (Fig 1 and Table 2).

Table 2. FOXP3 and CD8 staining patterns in the tumor and tumor stroma.

FOXP3
Tumor
FOXP3
Tumor stroma
CD8
Tumor
CD8
Tumor stroma
Tis
n = 15
0.46±0.56 1.0±0.93 0.86±0.69 1.26±1.28
Tadv
n = 16
2.13±2.07 2.60±2.57 0.60±0.64 2.0±0.40
P <0.01* <0.01* 0.35 <0.01*

Tis, carcinoma in situ; Tadv, advanced carcinoma.

*Un-paired t-test.

Fig 1. FOXP3 and CD8 expression in conjunctival SCC tumor tissue.

Fig 1

(a) Strong FOXP3 staining in tumor and tumor stroma in invasive case(score: 3) (scale bar: 50 μm). (b) Strong CD8 staining in the tumor stroma in invasive case (score: 3) (scale bar: 100 μm). (c) Weak FOXP3 staining in carcinoma in situ case(score: 1) (scale bar: 50 μm). (d) Weak CD8 staining in tumor stroma in carcinoma in situ case (score: 3) (scale bar: 100 μm). Red arrow in (b) denotes FOXP3-positive lymphocyte. TM: Tumor; ST: Tumor stroma.

In the evaluation of the stroma ratio in tumor tissue based on α-SMA expression, scores were 1.13±0.35 in the Tis group and 1.81±0.83 in the Tadv group (P<0.01) (Fig 2). There was no significant change in PD-L1 expression in our study (P = 0.15).

Fig 2. α-SMA expression for stromal scoring in tumor tissue.

Fig 2

(a) Score: 1 (scale bar: 100 μm). (b) Score: 3 (scale bar: 100 μm). (c) Tumor (TM) and tumor stroma (ST) were examined by immunofluorescence using specific antibodies (FOXP3, CXCR4, and DAPI). Scale bar: 20 μm. (d) A higher proportion of Tadv cancers expressed a high stromal score (score: 1.81) compared with Tis cancers (score: 1.12) (P<0.01).

Expression of EGFR, HIF1A, ICAM1, IL-6, CXCR4, MAPK1, MMP2, MMP9, NFKB1, NOTCH1, ROCK1, ROCK2, TGFB1, TNF, VEGFA, and WNT5A was compared between the Tis and Tadv groups according to AJCC T grading (n = 4 in each group) (Table 3). Expression of mRNA for CXCR4, HIF-1α, IL-6, NFKB1, and ROCK1 differed significantly (P<0.05) between the Tis and Tadv groups. We have already published some of these results [24]. the multiple correction test was also performed by the Benjamini-Yekutieli method, however in that case were no significant difference (P <0.05).

Table 3. Gene expression–associated cancer progression between Tis and Tadv.

Log2 fold-change Std error (log2) Lower confidence limit (log2) Upper confidence limit (log2) P-value probe ID
CXCR4-mRNA [22] 3.93 0.668 2.62 5.24 <0.01 * NM_003467.2:1335
EGFR-mRNA −0.51 0.32 −1.14 0.116 0.162 NM_201282.1:360
HIF1A-mRNA [22] 1.62 0.413 0.813 2.43 <0.01 * NM_001530.2:1985
ICAM1-mRNA 1.11 0.693 −0.248 2.47 0.16 NM_000201.2:2253
IL6-mRNA [22] 4.03 1.1 1.88 6.19 0.0145 * NM_000600.1:220
MAPK1-mRNA −0.84 0.472 −1.76 0.0856 0.126 NM_138957.2:430
MMP2-mRNA 1.89 0.939 0.044 3.73 0.0916 NM_004530.2:2360
MMP9-mRNA 2.85 1.17 0.549 5.15 0.0513 NM_004994.2:1530
NFKB1-mRNA [22] 2.32 0.344 −3 −1.65 <0.01 * NM_003998.2:1675
NOTCH1-mRNA 0.219 0.493 −0.746 1.18 0.672 NM_017617.3:735
ROCK1-mRNA [22] 0.731 0.273 0.196 1.27 0.0367 * NM_005406.1:2660
STAT3-mRNA 0.834 0.385 0.0799 1.59 0.0733 NM_139276.2:4535
ROCK2-mRNA 0.503 0.264 −0.0152 1.02 0.106 NM_004850.3:3140
TGFBI-mRNA −0.495 0.977 −2.41 1.42 0.631 NM_000358.2:2030
TNFSF10-mRNA 0.00102 0.724 −1.42 1.42 0.999 NM_003810.2:115
VEGFA-mRNA −0.375 0.731 −1.81 1.06 0.626 NM_001025366.1:1325
WNT5A-mRNA −1.68 0.697 −3.04 −0.31 0.0529 NM_003392.3:475

Tis, carcinoma in situ (n = 4); Tadv, advanced carcinoma (n = 4).

*Un-paired t-test (P<0.05). Statistically significant differences are underlined.

Double CXCR4/FOXP3 immunostaining was performed to evaluate CXCR4-positive Treg infiltration in whole samples. A higher proportion of Tadv tumors expressed CXCR (score: 1.68) compared with Tis tumors (score: 0.13) (P<0.01) (Fig 3). Analysis of covariance indicated that double CXCR4/FOXP3 immunostaining was also correlated with T-stage, independent of age and Ki67 index (P<0.01).

Fig 3. Double CXCR4/FOXP3 immunostaining to evaluate CXCR4-positive Treg infiltration in whole tissue samples.

Fig 3

(Left upper) Black arrows: double staining, nuclear (blue: FOXP3), and cytoplasm and cell membrane (brown: CXCR4) (scale bar: 20 μm). (Left lower) A higher proportion of Tadv cancers expressed CXCR (score: 1.43) compared with Tis cancers (score: 0.26) (P<0.01). (Right) Double CXCR4/FOXP3 staining in Tregs was examined by immunofluorescence using specific antibodies. Scale bar = 20 μm.

The Cox regression model was used to examine the relationship between long-term prognosis (including orbital exenteration and PFS) and clinicopathologic status, FOXP3 and CD8 staining pattern, and double CXCR4/FOXP3 staining. Univariate Cox regression analyses revealed significant correlations between double CXCR4/FOXP3 staining and PFS (hazard ratio [HR]: 3.11; P = 0.032) (Table 4). Local recurrence, distant metastasis rate, and overall survival rate were not significantly correlated. In addition, FOXP3 and CD8 staining pattern and double CXCR4/FOXP3 staining were not significantly correlated with final orbital exenteration.

Table 4. Relationship between progression-free survival and various clinicopathologic and molecular factors.

Univariate analysis
Variable N = 31 HR 95% CI P
Age Mean 77.9 years 1.305 0.904–1.882 0.155
Sex Male 17, Female 14 3.294 0.339–32.035 0.304
T-stage (AJCC) Tis: 15, >T1: 16 3.428 0.356–33.031 0.287
Ki67 index (%) Average: 30.58% 1.017 0.987–1.049 0.266
Double CXCR4/FOXP3 Tis: 0.13 T >1: 1.68 3.112 1.003–8.782 0.032*

AJCC, American Joint Committee on Cancer; CI, confidence interval; HR, hazard ratio.

Statistically significant association is underlined.

*Cox proportional hazard model.

Discussion

To the best of our knowledge, this is one of the first studies to investigate immunity in the tumor microenvironment in conjunctival SCC and evaluate the prognostic significance of TILs expressing FOXP3, CD8, and CXCR4/FOXP3 comparing the Tis and Tadv groups.

In addition, evaluation of the stroma using α-SMA and the expression of PD-L1 were also investigated in SCC and have been previously reported in other regions [25, 26].

In this study, we found a clear difference in expression of FOXP3 between the Tis and Tadv groups in TM and ST. Expression of CD8 was also significantly different in the ST group. Stromal ratios in tumor cells based on α-SMA expression differed significantly between the Tis and Tadv groups. α-SMA expression was high in the stroma of tumor tissue of patients with advanced stage. However, there was no significant difference in PD-L1 expression in our study.

In addition, CXCR4/FOXP3 double staining in Treg was carried out to confirm the TIL balance in the tumor microenvironment. There was a significant difference between the Tis and Tadv groups. Increased expression of CXCR4 in the Tadv group was also confirmed by both immunohistochemical analysis and our previous analysis of mRNA expression [24].

Recent research has shown that immune dysregulation, polyendocrinopathy, enteropathy, and X-linked syndrome are caused by mutations in FOXP3, indicating that this is the master gene of Tregs [20]. The primary mediator cells in the tumor microenvironment are Tregs, and many studies have investigated FOXP3 expression and the CD8 or other lymphocyte marker ratios in TILs as Treg markers [15, 22]. In ophthalmologic research, some studies have reported that Tregs play a role in protecting tissues from autoimmune diseases, such as dry eye or graft versus host disease after bone marrow transplantation, as well as ocular malignant neoplasms [27, 28]. However, some studies in the field of systemic oncology have reported that Tregs block TILs in the tumor microenvironment, thus promoting tumor progression. Therefore, local suppression of Tregs in the tumor is considered a new axis of targeted treatment, and a number of studies examining this possibility are underway [1719].

Our study is the first to examine the expression of FOXP3, CD8, and CXCR4/FOXP3 in conjunction with tumor progression and prognosis in patients with conjunctival SCC. This is a new finding regarding tumor escape from immunity, which was also shown in our case of conjunctival SCC. In addition, double immunostaining of CXCR4 and FOXP3 in conjunctival SCC indicated that these factors may play cooperative molecular roles. When a tumor progresses, the ratio of FOXP3 to CD8 expression shifts toward FOXP3. This is consistent with previous studies of SCC tumors in other areas and suggests that the change in the FOXP3/CD8 ratio might affect tumor growth by enabling tumor cells to evade attack by TILs in the tumor microenvironment [810]. In addition. our results also show that double staining of CXCR4 / FOXP3 is significantly associated with PFS in the COX hazard model. However, due to the low number of cases and the low incidence of events, multivariate analysis has not been performed and confounding factors cannot be ruled out.

In order to investigate the mechanism by which tumor cells induce Tregs, we comprehensively examined the expression of genes thought to play a major role in tumor growth. We found that inflammation- and ischemia-related factors such as IL-6 and HIF-1α were overexpressed. Previous studies have reported that these factors induce Tregs to proliferate and aggregate into tumors [2931]. Furthermore, vascular endothelial growth factor (VEGF)-associated ischemia has been shown to inhibit dendritic cell maturation via the NF-κB pathway, which would diminish the presentation of cancer cell antigens and promote the growth of cancer cells in the ocular microenvironment [32]. Indeed, in our study, expression of NF-κB was significantly lower in the Tadv group than the Tis group, although this was evaluated only at the mRNA level.

Among the genes examined, we were very interested in the expression of CXCR4, as CXCR4 is reportedly associated with tumor growth, and some studies indicated that CXCR4 affects the proliferation and activity of Tregs in the tumor microenvironment [22, 33, 34]. In addition, a relationship between CXCR4 and FOXP3-positive Tregs has been reported [22]. The results of our study also suggest that IL-6 and HIF-1α are associated with CXCR4 and that CXCR4 expression may be associated with an increase in FOXP3-positive Tregs. This means that inflammation is the anti-tumor immune effect of CXCR4-axis Tregs due to ischemia, and to our knowledge, ours is the first report of this association in the area of conjunctival SCC (Fig 4).

Fig 4. Schematic illustration of hypothetical tumor immunity process in conjunctival squamous cell carcinoma.

Fig 4

These findings have important implications in SCC, which is strongly resistant to targeted therapies but could potentially respond to immunotherapies that target Tregs. Furthermore, it is possible that Treg recruitment by CXCR4 in these cancers could be modulated by treatment directed against hypoxia pathway factors, including HIF-1α (Fig 4). Thus, the development of treatment strategies based on reagents directed against Tregs, antibodies that block CXCR4, or inhibitors of HIF-1α and VEGF represents a potentially fruitful area of research.

This study has important limitations. First, regarding FOXP3 and CXCR4 expression in OSSN, changes associated with benign disease and age-related changes in normal tissues may not have been sufficiently investigated. Further studies, including multi-institutional studies and an increase in the number of cases, will be needed in the future.

In gene expression array, the methods was macro-dissection, therefore, in some cases, there might be no distinction between tumor tissue and stroma. For that reason, this difference in genetic expression may be a combination of the tumor and the stroma around the tumor.

In addition, the size of our study cohort was small (N = 31), and the length of follow-up (less than 1 year in some patients) may not have been sufficient for long-term outcome analyses. Therefore, additional studies will be needed to corroborate our findings.

In conclusion, the results of this study indicate that FOXP3 and CXCR4, which are indicators of Treg activity, are potential molecular targets and prognostic factors in the treatment of OSSNs, including SCC. Our findings also suggest that the tumor microenvironment of conjunctival SCC must be considered in the future development of treatment options.

Supporting information

S1 Data

(XLSX)

Acknowledgments

We gratefully acknowledge the technical assistance of the Research Support Platform, Osaka City University Graduate School of Medicine, and the Clinical Laboratory Department of Kobe Kaisei Hospital.

Ethics approval

All procedures performed in studies involving human participants were conducted in accordance with the ethical standards of the Institutional and/or National Research Committee and with the 1964 Declaration of Helsinki and its later amendments or comparable ethical standards. Approval for this study was obtained prior to the start of the study from the institutional review board at Osaka City University, Japan (IRB-4236).

Data Availability

All relevant data are within the manuscript and its Supporting information files.

Funding Statement

The authors received no specific funding for this work.

References

  • 1.Lee GA, Hirst LW: Ocular surface squamous neoplasia. Surv Ophthalmol 1995, 39(6):429–450. doi: 10.1016/s0039-6257(05)80054-2 [DOI] [PubMed] [Google Scholar]
  • 2.Kiire CA, Stewart RMK, Srinivasan S, Heimann H, Kaye SB, Dhillon B: A prospective study of the incidence, associations and outcomes of ocular surface squamous neoplasia in the United Kingdom. Eye (Lond) 2019, 33(2):283–294. doi: 10.1038/s41433-018-0217-x [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 3.McClellan AJ, McClellan AL, Pezon CF, Karp CL, Feuer W, Galor A: Epidemiology of Ocular Surface Squamous Neoplasia in a Veterans Affairs Population. Cornea 2013, 32(10):1354–1358. doi: 10.1097/ICO.0b013e31829e3c80 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 4.Sun EC, Fears TR, Goedert JJ: Epidemiology of squamous cell conjunctival cancer. Cancer Epidemiol Biomarkers Prev 1997, 6(2):73–77. [PubMed] [Google Scholar]
  • 5.Chauhan SK, El Annan J, Ecoiffier T, Goyal S, Zhang Q, Saban DR, et al. : Autoimmunity in Dry Eye Is Due to Resistance of Th17 to Treg Suppression. The Journal of Immunology 2009, 182(3):1247–1252. doi: 10.4049/jimmunol.182.3.1247 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 6.Ştefănescu-Dima A, Mănescu MR, Bălăşoiu AT, Bălăşoiu M, Mocanu CL, Stanca HT, et al. : Behavior pattern of early-stage ocular surface squamous cell carcinoma in non-HIV patients. Rom J Morphol Embryol 2019, 60(2):455–461. [PubMed] [Google Scholar]
  • 7.Vizcaino MA, Tabbarah AZ, Asnaghi L, Maktabi A, Eghrari AO, Srikumaran D, et al. : ADAM3A copy number gains occur in a subset of conjunctival squamous cell carcinoma and its high grade precursors. Hum Pathol 2019, 94:92–97. doi: 10.1016/j.humpath.2019.08.020 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Iwai Y, Ishida M, Tanaka Y, Okazaki T, Honjo T, Minato N: Involvement of PD-L1 on tumor cells in the escape from host immune system and tumor immunotherapy by PD-L1 blockade. Proceedings of the National Academy of Sciences 2002, 99(19):12293–12297. doi: 10.1073/pnas.192461099 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9.Harrington KJ, Ferris RL, Blumenschein G Jr., Colevas AD, Fayette J, Licitra L, et al. : Nivolumab versus standard, single-agent therapy of investigator’s choice in recurrent or metastatic squamous cell carcinoma of the head and neck (CheckMate 141): health-related quality-of-life results from a randomised, phase 3 trial. Lancet Oncol 2017, 18(8):1104–1115. doi: 10.1016/S1470-2045(17)30421-7 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 10.Ferris RL, Blumenschein G Jr., Fayette J, Guigay J, Colevas AD, Licitra L, et al. : Nivolumab for Recurrent Squamous-Cell Carcinoma of the Head and Neck. N Engl J Med 2016, 375(19):1856–1867. doi: 10.1056/NEJMoa1602252 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11.Leach DR, Krummel MF, Allison JP: Enhancement of Antitumor Immunity by CTLA-4 Blockade. Science 1996, 271(5256):1734–1736. doi: 10.1126/science.271.5256.1734 [DOI] [PubMed] [Google Scholar]
  • 12.Migden MR, Chandra S, Rabinowits G, Chen CI, Desai J, Seluzhytsky A, S et al. : CASE (CemiplimAb-rwlc Survivorship and Epidemiology) study in advanced cutaneous squamous cell carcinoma. Future Oncol 2020, 16(4):11–19. doi: 10.2217/fon-2019-0762 [DOI] [PubMed] [Google Scholar]
  • 13.Maubec E, Boubaya M, Petrow P, Beylot-Barry M, Basset-Seguin N, Deschamps L, et al. : Phase II Study of Pembrolizumab As First-Line, Single-Drug Therapy for Patients With Unresectable Cutaneous Squamous Cell Carcinomas. J Clin Oncol 2020, 38(26):3051–3061. doi: 10.1200/JCO.19.03357 [DOI] [PubMed] [Google Scholar]
  • 14.Saliba M, Shaheen M, Hajj RE, Abbas F, Bashir S, Sheikh UN, et al. : PD-L1 expression in sebaceous carcinomas. Cancer Immunol Immunother 2021. doi: 10.1007/s00262-020-02821-3 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 15.Sugiyama D, Nishikawa H, Maeda Y, Nishioka M, Tanemura A, Katayama I, et al. : Anti-CCR4 mAb selectively depletes effector-type FoxP3+CD4+ regulatory T cells, evoking antitumor immune responses in humans. Proc Natl Acad Sci U S A 2013, 110(44):17945–17950. doi: 10.1073/pnas.1316796110 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 16.Serrels A, Lund T, Serrels B, Byron A, McPherson RC, von Kriegsheim A, et al. : Nuclear FAK controls chemokine transcription, Tregs, and evasion of anti-tumor immunity. Cell 2015, 163(1):160–173. doi: 10.1016/j.cell.2015.09.001 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 17.Spranger S, Bao R, Gajewski TF: Melanoma-intrinsic β-catenin signalling prevents anti-tumour immunity. Nature 2015, 523(7559):231–235. doi: 10.1038/nature14404 [DOI] [PubMed] [Google Scholar]
  • 18.Shimizu J, Yamazaki S, Sakaguchi S: Induction of Tumor Immunity by Removing CD25+CD4+ T Cells: A Common Basis Between Tumor Immunity and Autoimmunity. The Journal of Immunology 1999, 163(10):5211–5218. [PubMed] [Google Scholar]
  • 19.Nishikawa H, Sakaguchi S: Regulatory T cells in tumor immunity. Int J Cancer 2010, 127(4):759–767. doi: 10.1002/ijc.25429 [DOI] [PubMed] [Google Scholar]
  • 20.Hori S, Nomura T, Sakaguchi S: Control of Regulatory T Cell Development by the Transcription Factor Foxp3. Science 2003, 299(5609):1057–1061. doi: 10.1126/science.1079490 [DOI] [PubMed] [Google Scholar]
  • 21.Freeman A, Bridge JA, Maruthayanar P, Overgaard NH, Jung JW, Simpson F, et al. : Comparative immune phenotypic analysis of cutaneous Squamous Cell Carcinoma and Intraepidermal Carcinoma in immune-competent individuals: proportional representation of CD8+ T-cells but not FoxP3+ Regulatory T-cells is associated with disease stage. PLoS One 2014, 9(10):e110928. doi: 10.1371/journal.pone.0110928 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.Yan M, Jene N, Byrne D, Millar EKA, O’Toole SA, McNeil CM, et al. : Recruitment of regulatory T cells is correlated with hypoxia-induced CXCR4 expression, and is associated with poor prognosis in basal-like breast cancers. Breast Cancer Res 2011, 13(2):R47. doi: 10.1186/bcr2869 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23.Peduzzi P, Concato J, Kemper E, Holford TR, Feinstein AR: A simulation study of the number of events per variable in logistic regression analysis. J Clin Epidemiol 1996, 49(12):1373–1379. doi: 10.1016/s0895-4356(96)00236-3 [DOI] [PubMed] [Google Scholar]
  • 24.Tagami M, Kakehashi A, Sakai A, Misawa N, Katsuyama-Yoshikawa A, Wanibuchi H, et al. : Expression of thrombospondin-1 in conjunctival squamous cell carcinoma is correlated to the Ki67 index and associated with progression-free survival. Graefes Arch Clin Exp Ophthalmol 2021. [DOI] [PubMed] [Google Scholar]
  • 25.Al-Shibli KI, Donnem T, Al-Saad S, Persson M, Bremnes RM, Busund L-T: Prognostic Effect of Epithelial and Stromal Lymphocyte Infiltration in Non–Small Cell Lung Cancer. Clin Cancer Res 2008, 14(16):5220–5227. doi: 10.1158/1078-0432.CCR-08-0133 [DOI] [PubMed] [Google Scholar]
  • 26.Nagarajan P, El-Hadad C, Gruschkus SK, Ning J, Hudgens CW, Sagiv O, et al. : PD-L1/PD1 Expression, Composition of Tumor-Associated Immune Infiltrate, and HPV Status in Conjunctival Squamous Cell Carcinoma. Invest Ophthalmol Vis Sci 2019, 60(6):2388–2398. doi: 10.1167/iovs.19-26894 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 27.Chauhan S, Sen S, Sharma A, Kashyap S, Tandon R, Pushker N, et al. : Loss of pRB in Conjunctival Squamous Cell Carcinoma: A Predictor of Poor Prognosis. Appl Immunohistochem Mol Morphol 2018, 26(6):e70–e76. doi: 10.1097/PAI.0000000000000592 [DOI] [PubMed] [Google Scholar]
  • 28.Socié G, Ritz J: Current issues in chronic graft-versus-host disease. Blood 2014, 124(3):374–384. doi: 10.1182/blood-2014-01-514752 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 29.Kimura A, Kishimoto T: IL-6: Regulator of Treg/Th17 balance. Eur J Immunol 2010, 40(7):1830–1835. doi: 10.1002/eji.201040391 [DOI] [PubMed] [Google Scholar]
  • 30.Shi LZ, Wang R, Huang G, Vogel P, Neale G, Green DR, et al. : HIF1α–dependent glycolytic pathway orchestrates a metabolic checkpoint for the differentiation of TH17 and Treg cells. J Exp Med 2011, 208(7):1367–1376. doi: 10.1084/jem.20110278 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 31.Gabrilovich DI, Nagaraj S: Myeloid-derived suppressor cells as regulators of the immune system. Nat Rev Immunol 2009, 9(3):162–174. doi: 10.1038/nri2506 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 32.Gabrilovich DI, Chen HL, Girgis KR, Cunningham HT, Meny GM, Nadaf S, et al. : Production of vascular endothelial growth factor by human tumors inhibits the functional maturation of dendritic cells. Nat Med 1996, 2(10):1096–1103. doi: 10.1038/nm1096-1096 [DOI] [PubMed] [Google Scholar]
  • 33.Wang L, Wang Z, Han R, Samanta A, Ge G, Levin LS, et al. : Donor bone-marrow CXCR4+ Foxp3+ T-regulatory cells are essential for costimulation blockade-induced long-term survival of murine limb transplants. Sci Rep 2020, 10(1):9292. doi: 10.1038/s41598-020-66139-x [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 34.Gobert M, Treilleux I, Bendriss-Vermare N, Bachelot T, Goddard-Leon S, Arfi V, et al. : Regulatory T cells recruited through CCL22/CCR4 are selectively activated in lymphoid infiltrates surrounding primary breast tumors and lead to an adverse clinical outcome. Cancer Res 2009, 69(5):2000–2009. doi: 10.1158/0008-5472.CAN-08-2360 [DOI] [PubMed] [Google Scholar]

Decision Letter 0

Afsheen Raza

31 Jan 2022

FOXP3 and CXCR4-positive regulatory T cells in the tumor stroma as indicators of tumor immunity in the conjunctival squamous cell carcinoma microenvironment Short titile: Regulatory T cells in conjunctival squamous cell carcinoma

PONE-D-21-21699

Dear Dr. Tagami,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Afsheen Raza, PhD

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors performed cancer progression gene array and immunohistochemical analyses of FOXP3 as a Treg marker, CD8 as a tumor-infiltrating lymphocyte marker, and CXCR4 expression on activated Tregs in a series of 31 conjunctival SCC cases in order to investigate the immunoreactive response in tumor cells and stromal cells in the cancer microenvironment. The stroma ratio in tumor cells was investigated by monitoring α- smooth muscle actine (SMA) expression between carcinoma in situ (Tis) and advanced carcinoma (Tadv) (P<0.01). The authors conclude that no significant change in PD-L1 expression was observed in this study (P=0.15).

The manuscript is well written and data presentation as well as discussion of the results are adequate.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Prof. Satya N Das

Acceptance letter

Afsheen Raza

22 Mar 2022

PONE-D-21-21699

FOXP3 and CXCR4-positive regulatory T cells in the tumor stroma as indicators of tumor immunity in the conjunctival squamous cell carcinoma microenvironment

Dear Dr. Tagami:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Afsheen Raza

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Data

    (XLSX)

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting information files.


    Articles from PLoS ONE are provided here courtesy of PLOS

    RESOURCES