Abstract
Background:
Hurricane Harvey facilitated exposure to various toxic substances and floodwater throughout the greater Houston metropolitan area. Although disparities exist in this exposure and vulnerable populations can bear a disproportionate impact, no research has integrated disparities in exposure to toxic incidents following Hurricane Harvey.
Objective:
The objective of this study was to analyze the relationship between flooding, socioeconomic status (SES), and toxic site incidents.
Methods:
Data on toxic site locations, reported releases, and flood water depths during Hurricane Harvey in the greater Houston area were compiled from multiple sources. A multivariable logistic regression was performed to predict the odds of a toxic site release by flooding at the site, SES and racial composition of the census tract.
Results:
83 out of 1403 toxic sites (5.9%) had reported releases during Hurricane Harvey. The proportion of toxic sites with reported incidents across increasing SES index quintiles were 8.35, 7.67, 5.14, 4.55, and 0.51, respectively. The odds of an incident was higher in the lowest SES quintiles areas (OR=17.26, 95%CI: 2.39–124.84) compared to the highest quintile. Flooding was similar at toxic sites with and without incidents, and was distributed similarly and highest at toxic sites among lower SES quintiles.
Significance:
Despite similar flooding across toxic sites during Hurricane Harvey, areas with lower SES were more likely to have a toxic release during the storm, even accounting for number of toxic sites. Improving quality of maintenance, safety protocols, number of storm-resilient facilities may minimize this disproportionate exposure and its subsequent adverse outcomes among socioeconomically vulnerable populations.
Keywords: Environmental justice, chemical exposure, flooding, socioeconomic disparities
Introduction
Hurricane Harvey made landfall in August 2017 and resulted in record setting flooding, rainfall and high winds across the greater Houston metropolitan area. Outages at power and electricity transmission plants disrupted critical infrastructure1 and hundreds of thousands of individuals lost power in homes2. Defined by its extensive industry, manufacturing, and oil and gas refineries, the greater Houston metropolitan area experienced numerous potential environmental health risks as a result of Hurricane Harvey3,4. Numerous Environmental Protection Agency (EPA) Superfund sites are located in the area, some of which were flooded and potentially contaminated the flood waters in their surroundings5. During the storm, confirmed incidents of toxic substances from chemical, waste, and petroleum facilities were disseminated into both floodwaters and outdoor air3,6. These substances included carcinogens, such as butadiene and benzene, as well as volatile organic compounds and sulfur dioxide. Further, anecdotal exposure to mold and sewage bacteria in flooded streets was reported7,8.
In studying environmental exposures, an environmental justice lens has been employed to determine if specific disadvantaged populations bear a disproportionate impact of exposure9–11. In past natural disasters, research findings have suggested that racial/ethnic minorities and lower-income populations are more likely to live in close proximity to environmental hazards and that this is likely to result in a disproportionate impact of the exposure in these populations11–13. After Hurricane Katrina, study results identified that Black and low-income residents of New Orleans were exposed to a disproportionate amount of flooding, displacement from their homes, and long-term mental health concerns14–17, especially in children18,19. These disparities in exposure translate into inequities in the health effects of the storm, with vulnerable populations bearing a disproportionate effect20. In addition to the short- and long-term mental health effects, these populations were exposed to poor outdoor air quality and mold19,21, as well as lack of access to clean drinking water and exposure to contaminated water22.
Geospatial analyses have emerged as a central tool to study environmental exposures23, and have been utilized after Hurricane Harvey to assess flood exposure and sources of environmental pollution10,11,,24–26. One study emphasized that rainfall and flooding spread millions of gallons of hazardous chemicals throughout the Houston area and that parks and recreational spaces were at risk of contamination27. Hispanic, Black and other racial/ethnic minority households experienced more extensive flooding than white households, and lower SES households faced more extensive flooding than higher SES households24. Similarly, another study reported that non-Hispanic Black and socioeconomically deprived residents faced a higher burden of flood exposure, suggesting that racial, ethnic, and socioeconomic disparities were present in exposure and burden of the storm10. Additionally, research has reported that flooding was greater in areas with higher proportions of disabled residents, and that those with ambulatory and cognitive disabilities were more likely to reside in areas with the highest proportion of flooding in their neighborhood25. Disparities in flood exposure may be the basis for disparities in flood impacts, health outcomes, and post-disaster needs. For example, residents engaged in cleanup efforts in homes and water-damaged areas were also exposed to mold7,8, and this burden could be unequally distributed. Additionally, Hurricane Harvey also served as a mechanism to redistribute pre-existing environmental contaminants in the area, such as polycyclic aromatic hydrocarbons28 thus further modifying the individual risk of exposure. Despite the research studying disparities in flooding following Hurricane Harvey using an environmental justice context, research has not integrated the toxic releases that were prevalent in this heavily industrialized area. The objective of the this analysis was thus threefold: 1) to study the distribution of toxic sites and reported incidents at toxic sites during Hurricane Harvey, 2) examine the relationship between socioeconomic status and incidents at toxic sites, 3) determine if flooding was associated with SES and/or toxic site locations and incident locations. We hypothesized that the incidents at toxic sites occurred disproportionately among socioeconomically vulnerable populations, and that lower SES areas experienced increased flooding. The conceptual framework at the basis of this analysis and the interplay between toxic site abundance, socioeconomic status, flooding, and the toxic incidents occurring in an area are displayed in Figure 1.
Figure 1:

Conceptual model of the interplay of toxic site abundance, socioeconomic status, flooding, and the toxic incidents occurring in an area.
Methods
Toxic Sites
The location of toxic sites and of those with reported incidents during Hurricane Harvey in the greater Houston area were retrieved from the Sierra Club Environmental organization website6. This dataset provided the facility name and location (latitude/longitude coordinates), type of facility (chemical, petroleum, wastewater treatment plant, etc.), as well as a description of the known incident(s) that occurred at that site. Data was sourced from the EPA Toxic Release Inventory, the Energy Information Administration, the US Coast Guard National Response Center, the Texas Commission on Environmental Quality, and the Railroad Commission of Texas. This data provided the frequency of total toxic sites and the number of toxic sites with incidents according to type of facility.
Flooding
Floodwater depth and extent information were obtained from the Federal Emergency Management Agency (FEMA) Harvey Flood Depth Grids product29. This product utilized Triangulated Irregular Network interpolation from high water marks, inspection data, and elevation data to create a 3-meter horizontal resolution water depth above ground product for Hurricane Harvey. This product was downloaded and imported into our licensed copy of ArcGIS (version 10.7.1; ESRI, Redlands, CA) for analyses. The flood height at each toxic site location was extracted in ArcGIS and log transformed
Socioeconomic Status Index
An index of socioeconomic parameters was created from census tract level data downloaded from 2013–2017 American Community Survey (ACS) 5-year estimates modified from Yost et al. 200130. Specifically, census tract level data on Median household income, Median House Value, Median Gross Rent, Percent Below 150% Poverty, Education Index, Working Class, and Percent Unemployed was downloaded and each variable was ranked, standardized, and applied factor loadings according to Yu et al. 201431. A linear combination was then created to obtain a socioeconomic status index score assigned to each census tract, according to SES score = (Median household income*0.191) + (Median home value*0.166) + (Median gross rent*0.169) + (Percent Below 150% Poverty*-0.179) + (Education Index*0.185) + (Working Class*-0.190) + (Percent Unemployed*-0.111). Census tracts were classified into quintiles of this SES score, with a score of 1 corresponding to the lowest SES quintile (i.e. lowest resourced) and a score of 5 representing the highest SES quintile. In addition to the elements included in the Yost et al. 2001 index, the racial composition of each census tract was also obtained from the 2013–2017 ACS 5-year estimates and included in the analysis.
Analysis
The absolute frequency of total toxic sites and number of sites with incidents were computed according to SES quintiles, and mapped using ArcGIS. To account for the fact that the distribution of toxic sites among SES quintiles may not be uniform, and that more toxic sites could exist in lower SES areas, a ratio of the number of toxic site incidents per the number of retoxic sites was computed according to different SES quintiles. Wilcoxon rank-sum tests were performed to assess differences in flood heights between toxic sites with incidents and without incidents. A 1-mile buffer around toxic sites was created in ArcGIS and the number of census tracts that fell within this area was summed to provide a measure of potential risk of exposure to a toxic site incident, similar to Chakraborty et al 201123. A multivariable logistic regression was proposed to predict the odds of incident occurrence at a toxic site by SES quintiles, the flood height at the toxic site, and the racial composition at the census tract level as predictors. The presence of spatial autocorrelation was tested using Moran’s I (p < 0.0006) and a Gaussian spatial covariant structure was incorporated into the logistic model to account for such autocorrelation. All analyses were performed in SAS v9.4 and ArcGIS v10.7.1.
Results
Facility Distribution and SES
The majority of toxic sites recorded in the dataset were wastewater facilities (n = 808; 7.6%), followed by chemical facilities (n = 238; 17.0%), and Oil & Gas Waste Facilities (n = 99; 7.06%). The distribution of Oil & Gas Waste Facilities, Petroleum & Natural Gas Facilities, and Petroleum Bulk Terminals were most abundant in lower SES quintiles. Specifically, the lowest two SES quintiles contained 52.5%, 57.5%, 59.6%, 66.7 % of Oil & Gas Waste Facilities, Petroleum & Natural Gas Facilities, Petroleum Bulk Terminals, and Superfund sites, while the top two SES quintiles contained 20.2%, 19.7%, 16.6%, and 25.0%, respectively (Figure 2). The majority of incidents at toxic sites during Hurricane Harvey (n = 83) occurred in Petroleum & Natural Gas Facilities (n = 29; 34.9%), followed by Chemical Facilities (n = 29; 34.9%), and Superfund Sites (n = 13; 16.0%).
Figure 2:

Distribution of Toxic Facility Type according to Socioeconomic Status Index
Note: A score of 1 corresponds to the lowest SES quintile and a score of 5 represents the highest SES quintile. The black bar represents the median SES index quintile for each facility type.
SES and Toxic Site Incidents
When we overlaid the location of toxic sites with incidents overlaid on the SES quintiles -level (Figure 3), we observed that toxic site incidents seemed to occur in areas of lower SES. Lower SES quintiles had the largest ratio of incidents per toxic site locations, with the trend decreasing with increasing SES; SES quintile 1: 8.35 incidents per 100 toxic site locations, SES quintile 2: 7.67 incidents per 100 toxic site locations, SES quintile 3: 5.14 incidents per 100 toxic site locations; SES quintile 4: 4.55 incidents per 100 toxic site locations SES quintile 5: 0.51 incidents per 100 toxic site locations (Figure 4).
Figure 3:

Distribution of incidents at toxic sites, overlaid on quintiles of socioeconomic status
Note: A score of 1 corresponds to the lowest SES quintile and a score of 5 represents the highest SES quintile. Each point represents a toxic site incident location.
Figure 4:

Toxic Site incident per toxic site abundance according to quintiles of socioeconomic status index
Note: A score of 1 corresponds to the lowest SES quintile and a score of 5 represents the highest SES quintile.
An additional analysis was performed to assess if there was a particular component of the SES index that was driving this trend using Wilcoxon rank-sum tests to compare these variables in census tracts with toxic site incidents compared to those without incidents (Table 1). In census tracts with toxic site incidents, median household income, median home value, median gross rent, education index, and the percentage of the population in the working class were statistically significantly lower, while the percentage of the population living < 150% poverty and the percent unemployed were statistically significantly higher. The proportion of white only residents in census tracts with toxic site incidents was higher compared to those without incidents (p = 0.0060).
Table 1:
Socioeconomic status index component values in the areas with and without toxic site incidents.
| SES Index Components Mean (SD) | Toxic Site Incident (n=83) | No Toxic Site Incident (n=1356) |
|---|---|---|
| Median Household Income (USD)* | 49672 (16811) | 59689 (24733) |
| Median Home Value (USD)* | 105708 (43945) | 135249 (80248) |
| Median Gross Rent (USD)* | 867.89 (174.21) | 985.20 (310.85) |
| Percent < 150% Poverty* | 32.16 (12.95) | 26.71 (13.10) |
| Education Index* | 1296.77 (89.96) | 1345.71 (97.22) |
| Percent Working Class* | 74.66 (9.35) | 67.87 (12.76) |
| Percent Unemployed* | 8.11 (4.80) | 7.10 (3.94) |
p < 0.01
An additional buffer analysis determined how many census tracts fall within a 1 mile buffer distance around toxic site incidents. On average, each toxic site incident buffer intersected with 3.10 census tracts (standard deviation 1.81). A total of 258 census tracts overlapped with this 1-mile buffer, with at maximum of 10 census tracts overlapping with one toxic site incident. The average number of census tracts within this one mile distance of toxic site incidents (3.30 census tracts) was highest among the lowest SES quintile.
Flooding
Flooding at toxic sites with incidents (average flood height: 3.56±4.81 feet) was similar compared to toxic sites without incidents (3.56±6.99 feet), and this difference was not statistically significant (p = 0.0867). A statistically significant difference was found across all SES quintiles when assessing flood height at the toxic site according to SES quintile (p = 0.0043), with flooding highest in the second lowest quintile of SES (mean: 5.22 ft, standard deviation 8.54 ft) and lowest in the highest SES quintile (mean 2.79 ft, standard deviation 6.82) (Figure 5).
Figure 5:

Distribution of flood height at toxic sites according to quintiles of socioeconomic status
Note: A score of 1 corresponds to the lowest SES quintile and a score of 5 represents the highest SES quintile. p = 0.0043.
Likelihood of a Toxic Site Incident
In assessing the factors associated with an incident at toxic sites (Table 2), increasing SES quintile of the census tract that the toxic site was located in was associated with decreasing likelihood of an incident with the highest two quintiles (SES quintile 4 vs 1; ORadj 15.38, 95% CI 2.11–112.33; SES quintile 5 vs 1; ORadj 17.26, 95% CI 2.39–124.84) positively associated with increased likelihood of a toxic site incident. Log-adjusted flooding at the toxic site location was not statistically significantly associated with the likelihood of an incident at a toxic site (ORadj 1.20, 95% CI0.74–1.94), while increasing proportion of white alone residents was positively associated (ORadj 1.02, 95% CI 1.01–1.04) (Table 2).
Table 2:
Predictors associated with the odds of an incident at a toxic site
| Predicting the Likelihood of an Incident at a Toxic Site (yes vs no) | |
|---|---|
| Reference: SES Index Quintile 5 | Adjusted odds ratio* (95% confidence interval) |
| SES Index Quintile 4 | 0.55 (0.27 – 1.10) |
| SES Index Quintile 3 | 0.57 (0.27 – 1.18) |
| SES Index Quintile 2 | 0.29 (0.13 – 0.65) |
| SES Index Quintile 1 | 0.27 (0.13 – 0.59) |
| Proportion White Race | 1.02 (1.01–1.04) |
| Log+1 transformed Flood Height at Toxic Site | 1.20 (0.74 – 1.94) |
Model was adjusted for quintile of SES status, flooding at the toxic site location, and proportion of White residents in the census tract. Models incorporated random effects using a spatial variance Gaussian structure.
Note: A score of 1 corresponds to the lowest SES quintile and a score of 5 represents the highest SES quintile.
Discussion
This analysis shows that more incidents at toxic sites occurred in low SES areas even after accounting for the fact that there are more toxic sites in lower SES areas. As flooding was not found to be a statistically significant predictor of an incident at a toxic site, the implication is that there are other unmeasured variables that contribute to incidents occurring in lower SES areas. These unmeasured factors could include lower maintenance or upkeep of facilities, gaps in safety measures, encompassing an overall absence of resiliency to natural disasters32.
Failures in the maintenance of infrastructure or in creating appropriate evacuation plans disproportionately influences the poor and racial minorities in the face of natural disasters, as articulated by Nixon33, who discusses how discrimination in neglected communities influences the outcomes of disasters. The effect of such neglect manifested after Hurricane Katrina, where flood levees were poorly maintained in low SES areas, and wealthy and predominately white groups were able to be safer contrasted to poorer and non-white peoples33. An analogous situation is evidence from the findings of this study where lower SES areas not only had more toxic sites, but also had more toxic site releases given widespread flooding during Hurricane Harvey. Additionally, this analysis reports that the count of census tracts within 1 mile of toxic site incidents was highest among lower SES areas, with only one toxic site incident occurring in the highest SES quintile. Thus the advent of Hurricane Harvey shed light on the environmental racism that existed prior to disastrous releases of toxic chemicals.
Structural differences could also exist among facilities. It was reported after Hurricane Harvey that failures in floating roof tanks were responsible for millions of pounds of pollutants released into the atmosphere and into the floodwater through spills34–35. These tanks and their drainage system were not equipped to handle the amount of rainfall that occurred during Hurricane Harvey. It is important to note that there are no state or federal regulations dictating design codes for floating roofs and floating roof drainage systems, instead minimum safety standards exist while following these standards is voluntary.
To our knowledge this is the first study to assess the relationship between socioeconomic status, flooding, and confirmed incidents at toxic exposure sites after a natural disaster in a heavily industrialized area. While prior analyses have utilized geographic information science to study environmental exposures in recreational areas as a result of flooding27, our current work relies on confirmed sources of exposure to emphasize disproportionate chemical exposures in lower SES areas.
This study integrates with recent literature describing Hurricane Harvey flooding; our finding of the equal distribution of flooding across SES quintiles stood in contrast with this and other previous results reporting that flooding from Hurricane Harvey was distributed unequally according to socioeconomic status and ethnicity10,24. One explanation for the difference in results could be the different definition of SES, and the discrepancy in how flooding was calculated, despite flood data originating from the same FEMA product. These studies relied on the proportion of a defined area, either census tracts or a buffer distance from participants, to define flooding within the Woodlands-Sugar Metropolitan Statistical Area. Instead, this present study examined flooding over a larger geographical area. This emphasizes the impact that different geographic areas and units of analysis can have on the interpretation of disparities in flood exposure. Another consideration in determining exposure is the presence of flood water acting as a transporter of certain pollutants. While the raw flooding height is an important component of exposure, the extent and presence of flooding should additionally be incorporated to determine individual exposure, especially in proximity to toxic sites.
One limitation of this analysis is that individual data was not incorporated to determine exposure. Despite having specific toxic site exposure information, widespread sampling measurements were not available throughout the greater Houston area, and the impact on human health could not be specifically addressed. One promising avenue to provide individual exposure information exists in the use of wearables, which have been added to other individual measurements of exposure following Hurricane Harvey, to indicate potential dermal exposure to chemicals36. Additionally, our research group has tested metal concentrations in saliva of a sample of Houston residents to attempt to assess individual exposure from toxic sites.
Conclusions
Disaster preparedness responses need to consider toxic site exposure from an environmental justice perspective and realize that exposure is more likely to occur in lower SES areas both due to the abundance of toxic sites in these areas and the potential for them to be less resilient in hurricane settings. Future environmental justice and disaster preparedness efforts must work to minimize this disproportionate exposure and its subsequent adverse outcomes among socioeconomically vulnerable populations.
Funding
No funding was received for this work.
List of Abbreviations:
- ACS
American Community Survey
- EPA
Environmental Protection Agency
- FEMA
Federal Emergency Management Agency
- SES
Socioeconomic status
Footnotes
Conflicts of Interest
The authors declare that they have no competing interests.
Declaration of Interests: We declare no competing interests.
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