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. 2022 Apr 8;12:5912. doi: 10.1038/s41598-022-09877-4

Analytic solution for double optical metasurface beam scanners

Jingru Wang 1, Yuehe Ge 2,, Zhizhang David Chen 2,3, Zhimeng Xu 2, Hai Zhang 1
PMCID: PMC8993816  PMID: 35396493

Abstract

Optical metasurfaces are researched more and more intensively for the possible realization of lightweight and compact optical devices with novel functionalities. In this paper, a new beam-steering system based on double metasurface lenses (metalenses) is proposed and developed. The proposed system is lightweight, small volume, low cost, and easy to integrate. The exact close-form forward and numerical inverse solutions are derived respectively using the generalized Snell’s law of refraction. Given the orientations of the double metalenses, the pointing position can be accurately determined. If the desired pointing position is given, the required metalenses’ orientations can be obtained by applied global optimization algorithms to solve nonlinear equations related to the inverse problem. The relationships of the scan region and blind zone with the system parameters are derived. The method to eliminate the blind zone is given. Comparison with double Risley-prism systems is also conducted. This work provides a new approach to control light beams.

Subject terms: Optics and photonics, Physics

Introduction

Steering light beams is very important and has found many applications in various optical systems, such as laser scanners, laser communications, laser radar, and other optical systems13. The common solutions to control light beams include using arrangements of galvo mirrors or pairs of rotatable Risley prisms. Risley prism systems (RPSs) are simple and low cost while particularly effective in continuously scanning the light beams; they have attracted much attention from researchers116 in the past several decades. Advantages of RPSs include compact size, stability, high precision and resolution, high reliability, etc. Different mathematical models on the forward and inverse formulas416 with different prism configurations have been implemented to provide scan patterns for the control of light beams. All these conventional methods are based on the classic refraction theorem17, namely Snell’s law.

Metamaterials, artificial materials capable of providing extraordinary electromagnetic responses not found in nature, have been the hot research topic18,19 in the past two decades. Especially in the past decade, considerable efforts2023 have been devoted to the study of metasurfaces. Metasurfaces are two-dimensional (2D) metamaterials that feature subwavelength thickness, low loss, and easy fabrication, promising potential new applications. For the three-dimensional (3D) metamaterials, electrically, we are concerned about effective permittivity, permeability, and refractive index. For metasurfaces, we pay more attention to interface reflection and transmission, including their amplitude, phase, and polarization states. Abrupt phase changes can be introduced on ultrathin metasurfaces, leading to anomalous reflections and refractions that can be explained by generalized laws of reflection and refraction or called generalized Snell’s law20. They provide an alternative and efficient way to realize intriguing electromagnetic phenomena and devices, such as photonic spin Hall effect24, planar holograms25, polarization converters21,26, anomalous beam generators20,27, focusing lenses2832. The planar gradient metasurfaces, based on the principle of rotatable Risley prisms, have been exploited for the design of low-profile scanning antennas operating in the microwave and millimeter-wave range3341. Optical metasurfaces based on metallic nanostructures42, dielectric scatters43, and 2D materials such as graphene44 are also implemented to modulate the light beams. The new optical lens built on the metasurface platform, namely metalens, have become recent research hotspots for potential multifunctional applications.

In this paper, we develop a light beam scanner using two metasurface lenses (metalens). We apply gradient phases to metalens to redirect the impinging light beams. We use the generalized law of refraction to derive an accurate analytical relation between the pointing position and the orientations of the double metalens. We derive the inverse solution that allows finding the desired metalens’ orientations at any given pointing position.

The paper is organized as follows: Section 2 derives the exact analytic forward solution of the double-metalens scanner system. It also discusses the scanning accuracy, the scanning range, and the method to eliminate the scan blind zone. Section 3 develops an exact inverse solution. Section 4 concludes.

The proposed metalens scanner

Analysis

The schematic of the proposed double-metalens scanner system under the Cartesian coordinate system is shown in Fig. 1. It consists of two metalenses (GM1 and GM2) arranged along the z-axis, each of which has a planar structure, a subwavelength thickness, and a pre-determined phase gradient (G1 or G2). The two metalenses can rotate around the z-axis independently. The parameters ψ1 and ψ2 represent the counterclockwise rotation angles of GM1 and GM2, respectively, with respect to the z-axis. The distances between the two metalenses and the second metalens and the receiving screen are D1 and D2, respectively. The incident light beam is supposed to be along the –z axis, passes Center O of GM1 and Point M of GM2, respectively, and finally arrives at Point P on the receiving screen. The Point M on GM2 can be positioned with the longitudinal and azimuthal angles (θ, φ) with respect to Center O of GM1. The position of Point P is determined by the coordinates (X, Y) on the receiving screen and the longitudinal and azimuthal angles (Θ, Φ) with respect to Point M of GM2, respectively.

Figure 1.

Figure 1

Schematic diagram of the proposed beam-steering double-metalens system.

The relationship between the beam direction and the metalenses’ orientations is established based on the generalized Snell’s law20. In the initial state, the phase gradients G1 and G2 are along the x-axis, namely ψ1=ψ2=0. The forward solution is to find out the beam pointing direction or the (X, Y) on the receiving screen with a set of given metalenses’ orientations. Assume ψ1 and ψ2 is known, the exact formulas can be derived using the generalized Snell’s law20. First, let us calculate the beam direction of the first metalens GM1. The schematic for the 2D generalized Snell’s law of refraction is depicted in Fig. 2a. Based on the law, we have

ntsinθt-nisinθi=λ02πdϕdx, 1

where nt and ni are the refractive index of the relative media, λ0 is the wavelength of the incident wave, and dϕdx is the phase gradient G1, along x axis at the initial time.

Figure 2.

Figure 2

(a) 2D and (b) 3D generalized Snell’s law of refraction.

As the beam is incident normally on GM1, the direction of the leaving or transmitted beam can be expressed as:

θ1t=arcsinG1k0+nisinθ1i1ntφ1t=ψ1, 2

where k0=2πλ0 is the wavenumber. The metalenses are extraordinarily thin, and the media are air (or ni=1 and nt=1). The pointing direction (θ, φ) of the beam leaving GM1 can be found as:

θ=θ1t=arcsinG1k0φ=φ1t=ψ1. 3

Next, we derive the beam direction (Θ, Φ) of GM2. From (3), the coordinates of the intersection point M on the second metalens is (D1tanθ1tcosφ1t,D1tanθ1tsinφ1t,-D1).

For the convenience of the derivation, a new coordinate system is set up. It has the origin at Point M and is rotated by an angle ψ1 along the z-axis of the original coordinate system. The relative rotation angle of GM2 in the new system is ψ2-ψ1 because GM2 rotates by an angle of ψ2 with respect to the original system. The rotation matrix on the new coordinates, denoted by (x,y,z), is then given by:

xyz=cosψ2-ψ1-sinψ2-ψ10sinψ2-ψ1cosψ2-ψ10001×xyz-D1. 4

With the phase gradient G2 initially along the x-axis on GM2, corresponding to G2=(G2,0,0)T, the rotated phase gradient vector is given by

G2=Gx,Gy,Gz=G2cosψ2-ψ1,G2sinψ2-ψ1,0. 5

With the 3D generalized Snell’s law, whose schematic is shown in Fig. 2b, the following formula is obtained

cosθ2tsinφ2t=Gyn2tk0n2tsinθ2t-n2isinθ2i=Gxk0. 6

With n2i=n2t=1 and θ2i=θ, θ2t,φ2t can be derived from (6)

θ2t=arcsinG1k0+G2cosψ2-ψ1k0φ2t=arcsinG2sinψ2-ψ1k0cosθ2t. 7

Then by transforming (θ2t,φ2t) into the spherical coordinate (θ2, φ2) on the new coordinate system, we have

θ2=arccoscosθ2tcosφ2tφ2=arcsincosθ2tsinφ2tsinθ2. 8

By rotating the new coordinate system back to its original, we have:

Θ,Φ=θ2,φ2+ψ1. 9

The coordinate (X,Y) of Point P on the receiving screen is obtained by

X=D1tanθcosφ+D2tanΘcosΦY=D1tanθsinφ+D2tanΘsinΦ. 10

The scan blind zone

A scan blind zone occurs when the phase gradients of the two metalenses are identical, leading to the target lost within the scan region. Here an example is given to illustrate and discuss the problem. With G1=G2=4188.8 rad/mm, D1=10mm, D2=20mm, and λ0=500nm (corresponding to k0=0.0126nm-1), the scan region on the receiving screen is calculated and plotted in Fig. 3a. There is a circular blind zone in the center of the circular scan region. Based on the forward solution above, the blind zone is determined by the phase gradient and occurs when the gradients of GM1 and GM2 are identical. Based on the geometrical relationship between the leaving beam of GM1 and the intersection point M, the radius of the blind zone, |O’M|, is:

|OM|=D1tanθ1t=D1tanθ. 11

Figure 3.

Figure 3

The beam scan regions (a) with the blind zone and (b) with the beam blind zone eliminated.

Since the altitude angle θ increases with the phase gradient G1, the blind zone will increase with D1 and G1.

Increasing the phase gradient G2 of GM2 is a solution to decrease or eliminate the scan blind zone. From (7) and (8), when ψ2-ψ1=180, we have:

θ2=θ2t=arcsinG1k0-G2k0. 12

With the geometrical relationship between the emerging beam of GM2 and the scan point P on the receiving screen, we get:

NP=D2tanθ. 13

Combining (11), (12), and (13), we have the increment of G2:

ΔG=G2-G1=k0sinatanOMD2. 14

Figure 3b plots the scan region without a blind zone, where the increment of G2 is 2187.5 rad/mm, corresponding to an enlarged phase gradient G2= 6376.3 rad/mm.

The scan region

In Fig. 3, not only the blind zone is eliminated, but also the scan region enlarged when the phase gradient G2 increases. Therefore, it is necessary to discuss the impact of phase gradients on the scan region. The maximum X and Y of the scan region on the receiving screen can be obtained when ψ2-ψ1=0. From (10), we have:

Xmax=Ymax=D1tanarcsinG1k0+D2tanarcsinG1k0+G2k0. 15

Next, we show how the scan region varies with the parameters of the double-metalens system. For the convenience of the analysis, the phase gradients of GM1 and GM2 are set to be identical (G=G1=G2). Figure 4 illustrates the relations among (Xmax, Ymax), D1/λ0 , D2, and G/k0. It is obvious that the scan region will increase with D1/λ0 , D2, and G/k0.

Figure 4.

Figure 4

Influence of D1, D2, and G/k0 on the beam scan region defined by (Xmax, Ymax).

Impacts of the distance between metalenses

The distance between metalenses could not be too large. If the two metalenses are placed too far away from each other, the emerging beam from GM1 may propagate beyond the aperture of GM2. For example, if two identical metalenses are taken with aperture D=200mm and G1k0=0.33, the elevation angle θ1t is 19.47 and the maximum distance can be calculated below:

D1max=D/2tanθ1t=282.8mm. 16

In practice, a smaller distance is preferred to reduce the scan blind zone45. However, if the distance between GM1 and GM2 is too close, mutual coupling between metalenses may become unacceptly large. Hence the compromised distance value should be taken in practice, based on the metasurfaces utilized. In addition, the minimum distance is dependent on the specific characteristics of the metelenses, while the maximum distance on the wavelength of the incident beam, the size of the lens aperture, and the phase gradients of the metalenses.

The distance D1 also impacts the beam trajectories12,45 because it affects the scan region. Figure 5 illustrates the differences in trajectories when D2 is constant. It is seen that the impact of D1 can be ignored when D2/D1 ratio is larger than 40.

Figure 5.

Figure 5

Beam trajectories with different D2/D1 ratios (a) ω1=ω2 (b) ω1=3ω2, where ω1 and ω2 are the rotationally angular speed of the two metalens12,45.

Comparison with the paraxial approximation solution of risley-prism systems

In the conventional double Risley-prism systems, the first-order paraxial method8,45 is a typical solution for RPSs with thin prisms that have small deviation angles. However, since the first-order approximation is applied, it only works when the approximation is good enough. Next, comparisons with the first-order method8,45 with RPSs are conducted to demonstrate the accuracy of the proposed method. The mathematical expressions of the first-order method expressions are:

Θ=δ12+δ22+2δ1δ2cosψ1-ψ2Φ=arctanδ1sinψ1+δ2sinψ2δ1cosψ1+δ2cosψ2, 17

where δ1 and δ2 denote the deviation angles by the two prisms, respectively. The relationship between the deviation angle and the phase gradient with the proposed double-metalens scanner system can be obtained from (3):

δ=arcsinGk0. 18

In the comparison, the double-metalens scanner system with two identical metalenses is considered. Let G1k0 and G2k0 be 0.25 and 0.33, respectively, which corresponds to the opening angles of 28.96° and 38.94° of the prisms, respectively, the comparisons are made between the first-order method and the proposed analytic solution. The beam trajectory is acquired by keeping ψ1=90 and varying ψ2 from 0 to 360.

Figure 6 shows the two comparison results. When the phase gradient is small, corresponding to the small opening angle of the prism, the two results are relatively close (see Fig. 6a). When the phase gradient or the opening angle increases, the differences between the two results increase (see Fig. 6b). The reason is that increasing the opening angle of the prism will introduce a larger error due to the first-order approximation8,45 while increasing the phase gradient will not change the accuracy of the proposed analytical solution. An increase of the phase gradient of the metalens or the opening angle of the prism in the two systems leads to the increase of the scanning region. Therefore, the proposed metalens system always gives accurate solutions for any pre-determined scanning region without changing the volume of the system.

Figure 6.

Figure 6

Comparisons for the beam trajectory when ψ1=90 and ψ2 varies from 0 to 360. (a) G/k0=0.25; (b) G/k0=0.33.

Inverse solution and target tracking performance for double-metalens systems

Inverse solution

The inverse solution is to find out the orientation angles of the metalenses for a given pointing position on the receiving screen. It is especially significant in practical applications such as target tracking. Following the exact derivation of the forward solution of the new double-metalens system, an exact inverse solution is found as follows.

Equation (8) can be rewritten in the following form when substituting (9) into (8):

cosθ=cosθ2tcosφ2tsinθ=cosθ2tsinφ2tsinφ-ψ1. 19

Then (19) can be further derived as:

tanθ2t=tanθsinφ-ψ1, 20
cos2θ2t=1-sin2θcos2φ-ψ1. 21

Let A=G1k0 and B=G2k0, the new expressions of (7) are:

sinθ2t=A+Bcosψ2-ψ1, 22
sinφ2tcosθ2t=Bsinψ2-ψ1. 23

Substituting (21) into (22), we get:

sinθcosφ-ψ1=A+Bcosψ2-ψ1. 24

Solving (8), (9), and (23) simultaneously, we have:

sinθsinφ-ψ1=Bsinψ2-ψ1. 25

The orientations ψ1 and ψ2 can be obtained by solving (10), (24), and (25) through optimization algorithms, for example, genetic algorithm, particle swarm optimization algorithm, differential evolution algorithm, etc. However, they usually converge slowly. For example, with a random initial value, the differential evolution algorithm will take thousands of iterations to converge and find a correct solution for the inverse problem, whereas the other two algorithms need more iterations and times. In this work, we used the MATLAB function vpasolve to get the optimized solutions, which is more efficient for the solution.

Target tracking performance

An asteroid target trajectory is applied to validate the performance of the target tracking using the proposed inverse solution; the expression of the asteroid is:

X=100cos3θY=100sin3θ,0θ2π. 26

The MATLAB function vpasolve is used for the solution. This function can be used to find all the numerical solutions of algebraic equations with a random starting point. The fitness function or the algebraic equation finding the target trajectory is the sum of the absolute value of (10), (24), and (25).

With A=B=0.33, D1=20mm, and D2=200mm, the trajectory and the inverse solutions to ψ1 and ψ2 are plotted in Fig. 7a,b, respectively. Substituting the orientations obtained from the inverse solution into the analytic forward solution, we found that the errors are less than 1 μm.

Figure 7.

Figure 7

(a) The given asteroid target trajectory, (b) the inverse solutions to the orientations of GM1 and GM2.

Discussion and conclusions

The optical metalens is currently an important under-explored topic. There are two kinds of metalenses: metallic plasmonic one and all-dielectric one. The latter is free from ohmic losses, leading to a much higher efficiency of operation. The beam-steering systems-based metalenses are lightweight, compact, and easy to be integrated because the volumes of metalenses do not vary much with the change of phase gradients.

The exact forward and inverse solutions for beam-steering systems with double metalenses are successfully derived based on the generalized Snell’s law of refraction in this paper, where the forward one is in close form while the inverse one should be obtained by the numerical method. The relationships among the scan region, the blind zone, the beam trajectory, and system parameters are derived or discussed. The approach to eliminating the scan blind zone is presented and numerically demonstrated. Comparison of the new system with the conventional Risley-prism systems is carried out, demonstrating that the proposed method can give effective and accurate results.

There are some limitations with the current double-metalens beam-steering systems. Due to the dispersions of metalenses and the refraction, they are more applicable to monochromatic light beams. The optimization algorithms to solve the inverse solution converge slowly. More efficient methods are needed for practical applications.

Although the Risley-prism beam-steerable approach has inspired the mechanically beam-steerable antennas15,16,3341 with gradient metasurface in the microwave and millimeter-wave range, the solutions are only applicable to radiation beams with the infinity. The blind zone concept does not exist in antenna works15,16,3341. In the optical range, the distances between the light source and the beam trajectories are finite. One has to consider the distance between the two metasurfaces and that between the second metasurface (GM2 in Fig. 1) and the target trajectory screen. The forward and inverse solutions15,16,3341 in the microwave and millimeter-wave range cannot be directly applied to find the optical beam trajectory.

Acknowledgements

This work was supported in part from the National Science Foundation of China (NSFC) (62071187, 62071125), and in part from the Natural Science Foundation of Fujian Province (2018J01805, 2021J01581, 2021J01288).

Author contributions

J.R.W. and Y.H.G. derived the theoretical solutions; Y.H.G. conceived the idea; J.R.W. did the theoretical calculations; Z.M.X. and H.Z. analyzed the results; J.R.W. and Y.H.G prepared all figures; J.R.W., Y.H.G. and Z.Z.C. wrote the manuscript with the help of Z.M.X. and H.Z.; All authors reviewed the manuscript; Y.H.G. supervised the project.

Competing interests

The authors declare no competing interests.

Footnotes

Publisher's note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

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