ABSTRACT
We show that a previously described Klebsiella pneumoniae variant that is resistant to ceftazidime-avibactam plus meropenem-vaborbactam, has a ramR plus ompK36 mutation, and produces the V239G variant KPC-3 (V240G per the standard numbering system) exhibits resistance to ceftazidime-avibactam plus aztreonam and imipenem-relebactam but not cefepime-taniborbactam. The V239G variant does not generate collateral β-lactam susceptibility like many KPC-3 variants associated with ceftazidime-avibactam resistance. Additional mutation of ompK35 and production of the OXA-48-like carbapenemase OXA-232 were required to confer cefepime-taniborbactam resistance.
KEYWORDS: KPC, carbapenemase
TEXT
Aztreonam-avibactam (AZT/AVI) is a β-lactam–β-lactamase inhibitor combination currently in clinical trials which has activity against Enterobacterales producing metallocarbapenemases and those with AZT-hydrolyzing enzymes, such as plasmid-mediated AmpCs (pAmpCs), extended-spectrum β-lactamases (ESBLs), and the serine carbapenemase KPC. All these enzymes are increasingly carried in Klebsiella pneumoniae, and yet few studies have been performed to consider mechanisms of AZT/AVI resistance in this species. It was recently reported that among 8,787 Enterobacterales isolates, 17 were AZT/AVI resistant. Of these, three Klebsiella spp. were identified. Production of the pAmpC DHA-1 plus acrA efflux pump gene overexpression and mutation of ompK35 or ompK36 porins were identified in two resistant isolates. The other produced the ESBL PER-2 and carried an ompK35 loss-of-function mutation (1). In one in vitro study, selecting AZT/AVI resistance identified mutations in the pAmpC CMY-16 in a K. pneumoniae strain (2). AVI is currently in clinical use partnered with ceftazidime (CAZ/AVI), and here, mutations in KPC are known to confer resistance. However, such mutations tend to reduce hydrolytic activity to β-lactams other than CAZ, including carbapenems and AZT (3–6). Accordingly, it is conceivable that such mutant KPC enzymes might not confer AZT/AVI resistance.
Another recently licensed β-lactam–β-lactamase inhibitor combination is imipenem-relebactam (IMI/REL). Unlike AZT/AVI, this combination does not have efficacy against isolates producing metallocarbapenemases but is generally efficacious against Enterobacterales producing pAmpC, KPC, and ESBLs (7). Again, analysis of clinical isolates shows that IMI/REL resistance in K. pneumoniae is rare, but resistant isolates have mutations in or reduced expression of ompK35 and/or ompK36 porin genes and/or increased acrA efflux pump gene expression, alongside ESBL production (8). Similar impacts of porin and efflux pump production on IMI/REL susceptibility have been seen in in vitro studies using KPC-producing isolates (9).
Given seeming overlaps between AZT/AVI and IMI/REL resistance mechanisms in K. pneumoniae, we set out to dissect the mechanisms contributing to resistance to each in K. pneumoniae using a bank of clinical isolates and targeted recombinants having fully defined genotypes. Table 1 reports MICs (determined using CLSI broth microdilution methods [10, 11]) of AZT/AVI and IMI/REL against a collection of clinical isolates which have been described (12) and whose β-lactam resistance genotypes have been characterized (13). All isolates, whether producing carbapenemases of class A (KPC-3), B (NDM-1), or D (OXA-232) were AZT/AVI susceptible, but the NDM-1/OXA-232 producer KP4 was, as expected, IMI/REL resistant, as was the OXA-232 producer KP11, though with a lower MIC (Table 1). Notably, KP4 and KP11 have ramR mutations (12), which lead to overproduction of the AcrAB-TolC efflux pump, and reduced production of the OmpK35 porin in K. pneumoniae (14). Nonetheless, a ramR mutant clinical isolate producing KPC-3, KP30, was susceptible to both AZT/AVI and IMI/REL (Table 1), so we conclude that modulating production of these permeability-associated proteins is not sufficient to confer resistance to either β-lactam–β-lactamase inhibitor combination in a KPC-3-positive background.
TABLE 1.
MICs of aztreonam or imipenem with or without avibactam or relebactam for K. pneumoniae clinical isolates and derivatives of isolates KP21 and KP47
| Isolate (relevant genotype) | MIC (μg mL−1)a |
|||
|---|---|---|---|---|
| AZT | AZT/AVI | IMI | IMI/REL | |
| KP31 (wild type) | ≤0.5 | ≤0.5 | ≤0.5 | ≤0.5 |
| KP21 (ramR TEM-1) | ≤0.5 | ≤0.5 | ≤0.5 | ≤0.5 |
| KP11 (ramR OXA-232 CTX-M-15 TEM-1) | >128 | ≤0.5 | 4 | 4 |
| KP30 (ramR ompK35 KPC-3 TEM-1) | >128 | 1 | >128 | 1 |
| KP4 (ramR NDM-1 OXA-232 CTX-M-15 TEM-1) | >128 | ≤0.5 | 64 | 16 |
| KP21(ramR) pUBYT | 0.5 | ≤0.5 | 0.5 | ≤0.5 |
| KP21(ramR) pKPC-3 | >128 | 1 | 64 | 2 |
| KP21(ramR) pKPC-3 D178Y | 1 | ≤0.5 | 1 | 0.5 |
| KP21(ramR) pKPC-3 V239G | >128 | 2 | 32 | 2 |
| KP21(ramR) pUBYT pOXA-232 | 0.5 | ≤0.5 | 2 | 1 |
| KP21(ramR) pKPC-3 pOXA-232 | >128 | 2 | 128 | 2 |
| KP21(ramR) pKPC-3 D178Y pOXA-232 | 16 | 2 | 2 | 2 |
| KP21(ramR) pKPC-3 V239G pOXA-232 | >128 | 4 | 32 | 8 |
| KP21(ramR) ompK36 pUBYT | 0.5 | 1 | 2 | 0.5 |
| KP21(ramR) ompK36 pKPC-3 | >128 | 2 | 128 | 2 |
| KP21(ramR) ompK36 pKPC-3 D178Y | 8 | 2 | 1 | 0.5 |
| KP21(ramR) ompK36 pKPC-3 V239G | >128 | 16 | 128 | 4 |
| KP21(ramR) ompK36 pUBYT pOXA-232 | 1 | 1 | 4 | 2 |
| KP21(ramR) ompK36 pKPC-3 pOXA-232 | >128 | 2 | >128 | 32 |
| KP21(ramR) ompK36 pKPC-3 D178Y pOXA-232 | 8 | 4 | 8 | 2 |
| KP21(ramR) ompK36 pKPC-3 V239G pOXA-232 | >128 | 16 | >128 | 32 |
| KP47 ompK36 pUBYT | 0.5 | ≤0.5 | 0.5 | 0.5 |
| KP47 ompK36 pKPC-3 | >128 | 1 | >128 | 8 |
| KP47 ompK36 pKPC-3 D178Y | 16 | 2 | 1 | 0.5 |
| KP47 ompK36 pKPC-3 V239G | >128 | 4 | >128 | 16 |
Shading indicates resistance based on CLSI breakpoints (11).
To investigate the effect of blaKPC-3 mutations known to be associated with CAZ/AVI resistance (15) on AZT/AVI and IMI/REL susceptibility, we utilized K. pneumoniae clinical isolate KP21, which is a ramR mutant and fully susceptible to AZT and IMI (Table 1). We introduced blaKPC-3 on a plasmid (pKPC-3), either wild type or following site-directed mutagenesis, to create the D178Y or V239G amino acid substitution previously associated with CAZ/AVI resistance (15). Here, we use numbering based on the KPC-3 amino acid sequence (16); these substitutions are frequently referred to in the literature as D179Y and V240G using a standardized numbering system for class A β-lactamases (15). The construction of these variant KPC-3 plasmids has been reported previously (17). Reduced MICs of AZT and IMI were observed for KP21 carrying the D178Y variant, compared with KP21 carrying wild-type KPC-3 (Table 1). This phenomenon of reduced spectrum of β-lactamase activity has been described for other blaKPC-3 mutants associated with CAZ/AVI resistance (3–6). However, in a KP21 background, this reduction in activity was seen to a lesser extent when the KPC-3 V239G variant was present (Table 1). This observation fits with previous reports that K. pneumoniae strains carrying the V239G mutant blaKPC-3 remain meropenem resistant, while those carrying the D178Y mutant are meropenem susceptible (15, 17). However, AZT/AVI and IMI/REL MICs were not greatly elevated for KP21 carrying pKPC-3 V239G in comparison with KP21 carrying pKPC-3, and all these KP21 recombinants remained AZT/AVI and IMI/REL susceptible (Table 1). We conclude, therefore, that mutating blaKPC-3 in a way that gives CAZ/AVI resistance is not sufficient to give AZT/AVI or IMI/REL resistance, even in a ramR mutant K. pneumoniae background.
Addition of an OXA-232 (class D carbapenemase) plasmid (pOXA-232, as described in our previous work [17]) to KP21 carrying pKPC-3 D178Y or pKPC-3 did not confer IMI/REL resistance (Table 1). This is because, despite the fact that REL does not notably inhibit class D β-lactamases (7), pOXA-232 does not confer IMI resistance, even in the absence of REL in KP21 (Table 1). Hence, if KPC-3 is inhibited by REL, OXA-232 cannot confer IMI resistance in KP21 alone (Table 1). However, importantly, adding pOXA-232 to the KP21 recombinant carrying pKPC-3 V239G conferred IMI/REL (but not AZT/AVI) resistance, showing that even the weakly expressed imipenemase OXA-232 can act in synergy with the partially inhibited KPC-3 V239G variant and together they can confer IMI/REL resistance.
Disruption of the ompK36 porin gene in KP21 (as described previously [17]) conferred AZT/AVI and IMI/REL resistance when the recombinant was carrying pKPC-3 V239G but not when it carried pKPC-3 D178Y or pKPC-3. Addition of pOXA-232 to the KP21 ompK36 recombinants further raised IMI/REL MICs against the pKPC-3 V239G recombinant and conferred IMI/REL resistance by acting in synergy with wild-type KPC-3 in the recombinant carrying pKPC-3 but not pKPC-3 D178Y (Table 1). Using the ramR wild-type isolate KP47, engineered to have an ompK36 mutation, we confirmed that ramR mutation is essential for the AZT/AVI (but not IMI/REL) resistance seen in KP21 ompK36 pKPC-3 V239G (Table 1).
We therefore conclude that three steps—mutation of ramR, mutation of ompK36, and carriage of the V239G variant of blaKPC-3—are sufficient for K. pneumoniae to become resistant to both AZT/AVI and IMI/REL. However, prior to clinical approval of AZT/AVI, this combination is usually created clinically by adding AZT to CAZ/AVI therapy. A checkerboard assay confirmed that the AZT/AVI- and IMI/REL-resistant derivative KP21[ramR] ompK36 pKPC-3 V239G is also resistant to CAZ/AVI plus AZT, with MICs of CAZ (>32 μg mL−1) and AZT (16 μg mL−1) for this recombinant (Fig. 1).
FIG 1.

Checkerboard assays for CAZ and AZT in the presence of AVI against K. pneumoniae KP21[ramR] ompK36 producing KPC-3 V239G. The image represents duplicate assays for an 8-by-8 array of wells in a 96-well plate. All wells contained cation-adjusted Mueller-Hinton broth (CA-MHB) containing avibactam (4 μg mL−1). A serial dilution of aztreonam (AZT, x axis) and ceftazidime (CAZ, y axis) was created from 32 μg mL−1 in each plate, as recorded. All wells were inoculated with a suspension of bacteria, made as per CLSI microtiter MIC guidelines (10), and the plate was incubated at 37°C for 20 h. Growth was recorded by measuring optical density at 600 nm (OD600), and growth above background (broth) is recorded as a yellow block, while absence of growth is recorded as a white block. Growth represented by the red-edged block indicates resistance to both AZT and CAZ.
We showed previously that this combination of ramR and ompK36 mutation coupled with acquisition of pKPC-3 V239G also gives resistance to CAZ/AVI and another licensed β-lactam–β-lactamase inhibitor combination, meropenem-vaborbactam (17). Finally, therefore, we tested cefepime-taniborbactam, a combination in late-stage clinical trials (18). Notably, in the KP21[ramR] ompK36 background, pKPC-3 D178Y supported lower cefepime MICs than pKPC-3 and pKPC-3 V239G (Table 2), as seen for the other β-lactams (Table 1), and this was also true for cefepime-taniborbactam MICs (Table 2). In contrast, pKPC-3 V239G supported the same cefepime-taniborbactam MIC as pKPC-3 in KP21[ramR] ompK36, 8 μg mL−1, which is one doubling dilution below the cefepime resistance breakpoint (11) (Table 2). Further addition of pOXA-232 elevated cefepime MICs against the KP21[ramR] ompK36 pKPC-3 D178Y recombinant (Table 2), as expected since OXA enzymes are known to hydrolyze cefepime (19). Even without OXA-232, cefepime MICs for KP21[ramR] ompK36 pKPC-3 KPC-3 and pKPC-3 V239G were >256 μg mL−1, so any additional effect of OXA-232 could not be measured. Nonetheless, cefepime-taniborbactam MICs remained at ≤8 μg mL−1 for all KP21[ramR] ompK36 recombinants, indicating successful inhibition of OXA-232 (Table 2). However, additional insertional inactivation of the porin gene ompK35 (performed as described previously [17]) pushed the cefepime-taniborbactam MIC for the KP21[ramR] ompK36 recombinant carrying pOXA-232 and pKPC-3 V239G (but not pKPC-3 or pKPC-3 D178Y) to 16 μg mL−1, which is classed as cefepime resistant (Table 2).
TABLE 2.
MICs of cefepime/taniborbactam against derivatives of K. pneumoniae clinical isolate KP21
| Isolate | MIC (μg mL−1)a |
|
|---|---|---|
| Cefepime | Cefepime/taniborbactam | |
| KP21(ramR) ompK36 pUBYT | 8 | 1 |
| KP21(ramR) ompK36 pKPC-3 | >256 | 8 |
| KP21(ramR) ompK36 pKPC-3 D178Y | 16 | 2 |
| KP21(ramR) ompK36 pKPC-3 V239G | >256 | 8 |
| KP21(ramR) ompK36 pUBYT pOXA-232 | 8 | 1 |
| KP21(ramR) ompK36 pKPC-3 pOXA-232 | >256 | 8 |
| KP21(ramR) ompK36 pKPC-3 D178Y pOXA-232 | 64 | 1 |
| KP21(ramR) ompK36 pKPC-3 V239G pOXA-232 | >256 | 8 |
| KP21(ramR) ompK36 ompK35 pUBYT | 8 | 1 |
| KP21(ramR) ompK36 ompK35 pKPC-3 | >256 | 8 |
| KP21(ramR) ompK36 ompK35 pKPC-3 D178Y | 16 | 2 |
| KP21(ramR) ompK36 ompK35 pKPC-3 V239G | >256 | 8 |
| KP21(ramR) ompK36 ompK35 pUBYT pOXA-232 | 8 | 2 |
| KP21(ramR) ompK36 ompK35 pKPC-3 pOXA-232 | >256 | 8 |
| KP21(ramR) ompK36 ompK35 pKPC-3 D178Y pOXA-232 | 64 | 2 |
| KP21(ramR) ompK36 ompK35 pKPC-3 V239G pOXA-232 | >256 | 16 |
Shading indicates resistance based on CLSI breakpoints (11).
We conclude, therefore, that while three events (ramR, ompK36, and blaKPC-3 V239G) are sufficient to cause CAZ/AVI/AZT, IMI/REL and, as previously shown, meropenem-vaborbactam resistance in K. pneumoniae, additional events are required to give cefepime-taniborbactam resistance. Furthermore, while many blaKPC-3 mutations leading to CAZ/AVI resistance do come with the collateral effect of increased susceptibility to carbapenems, late-generation cephalosporins, and AZT, KPC-3 V239G does not suffer from this effect to the same degree. This explains why KPC-3 V239G, rather than KPC-3 D178Y, which does suffer from collateral increased susceptibility, is able to confer resistance to multiple β-lactam–β-lactamase inhibitor combinations, provided that their accumulation is slowed. The biochemical basis of the observation that KPC-3 V239G does not behave like KPC-3 D178Y, which has an activity biased toward ceftazidime (20), requires clarification. Nonetheless, the emergence of this blaKPC-3 V239G variant should be watched with caution.
ACKNOWLEDGMENTS
This work was funded by grant MR/S004769/1 to M.B.A. from the Antimicrobial Resistance Cross Council Initiative supported by the seven United Kingdom research councils and the National Institute for Health Research. N.S. received a postgraduate scholarship from the University of Bristol.
We declare no conflicts of interest.
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