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. 2022 Apr 7;15(8):2706. doi: 10.3390/ma15082706

Thermodynamic Restrictions in Linear Viscoelasticity

Angelo Morro 1
Editor: Itzhak Green1
PMCID: PMC9026396  PMID: 35454399

Abstract

The thermodynamic consistency of linear viscoelastic models is investigated. First, the classical Boltzmann law of stress–strain is considered. The kernel (Boltzmann function) is shown to be consistent only if the half-range sine transform is negative definite. The existence of free-energy functionals is shown to place further restrictions. Next, the Boltzmann function is examined in the unbounded power law form. The consistency is found to hold if the stress functional involves the strain history, not the strain–rate history. The stress is next taken to be given by a fractional order derivative of the strain. In addition to the constitutive equations involving strain–rate histories, finding a free-energy functional, consistent with the second law, seems to be an open problem.

Keywords: viscoelasticity, thermodynamic restrictions, strain–rate histories, free energy

MSC: 74D05, 74A20, 74A15, 80A17

1. Introduction

The modelling of materials with memory through functionals on an appropriate set of histories shows interesting questions about the correct assumptions on the constitutive equations. This is the case even for the linear theory of viscoelasticity within the realm of rational thermodynamics.

The classical linear theory traces back to Boltzmann [1,2] and assumes that the stress is determined (linearly) by the present value of the strain and the strain history. The consistency of this model with the second law of thermodynamics is well established. Here, we re-examine the thermodynamic restrictions and find that the kernel (Boltzmann function) is required to have a negative half-range sine transform. Well-known forms of the free-energy functional are shown to be consistent with thermodynamics, only if additional conditions on the kernel hold.

There are models in linear viscoelasticity where the kernel is unbounded [3]. This is particularly the case of kernels in a power law form [4,5,6]. We examine the thermodynamic consistency and show that the power law form is allowed if the exponent of the kernel is within (1,0) and is applied to the strain history.

The modelling of viscoelasticity, as developed by Pipkin [7], involves the strain–rate history rather than the strain history. The strain–rate dependence may be justified as more appropriate to represent the continuity of the stress functional in that small changes in the strain–rate history produce small changes in the stress. In addition, we might think that the viscous character of viscoelasticity is more properly described by the strain–rate history. Mathematical difficulties arise if the strain–rate history is involved along with an unbounded kernel.

The power law form of the kernel is also characteristic of viscoelastic models with derivatives of fractional order. Fractional calculus is a well-established scheme in engineering science, particularly in materials modelling. Despite the extensive literature on the applications of derivatives of fractional order (see, e.g., [8,9,10] and Refs therein), it seems that no definite thermodynamic analysis has been developed so far. Here, the thermodynamic consistency is investigated by requiring the compatibility—with the second law—of a linear dependence of the stress on a fractional derivative of the strain and the existence of a corresponding free-energy functional.

Notation. We consider a solid occupying a time-dependent region ΩE3. Throughout, ρ is the mass density, v is the velocity, T is the symmetric stress tensor, ε is the internal energy, and q is the heat flux. The symbol denotes the gradient operator in Ω, and t is the partial time derivative at a point xΩ, while a superposed dot stands for the total time derivative, f˙=tf+v·f. Cartesian coordinates are used, L is the velocity gradient, Lij=xjvi, and D=symL is the Eulerian rate of deformation. We let R be a reference configuration; the motion χ is a function that maps each point vector XR into a point xΩ. The deformation gradient F is defined by FiK=XKχi and J=detF>0, while R is the gradient in R. The Green–St. Venant strain is E=12(FTF1), where 1 is the unit second-order tensor. If A is a second-order or fourth-order tensor, then the inequality A0 (or A0) means that A is positive (or negative) semi-definite.

2. Linear Viscoelastic Models

Throughout, we follow a Lagrangian formulation. Let TRR be the second Piola stress related to the Cauchy stress T, by

TRR=JF1TFT. (1)

We then take the (linear) Boltzmann law [1] in the form

TRR(t)=G0E(t)+0G(s)E(ts)ds, (2)

where the common dependence on the point XR is understood and not written. Here, G0 and G(s) have values in the space Lin(Sym, Sym) of fourth-order tensors from Sym to Sym. We let

G(s)=G0+0sG(u)du,G=G0+0G(u)du. (3)

We assume G and G are continuous on [0,). Moreover we let G=(G·G)1/2 and assume

0G(s)ds<. (4)

Since we use the Lagrangian formulation the dependence on the position is through the reference position X. Hence, both a superposed dot and t denote the total time derivative, namely the derivative with X fixed.

3. Second Law and Free-Energy Functionals

Let θ be the absolute temperature, η be the entropy density per unit mass, qR be the heat flux in R, r be the energy supply, and ρR be the mass density in R. Following the approach of rational thermodynamics, we take the balance of energy in the following form:

ρRε˙=TRR·E˙R·qR+ρRr (5)

and the balance of entropy in the following form:

ρRη˙ρRrθR·qRθ. (6)

We assume, as with the statement of the second law of thermodynamics, that inequality (6) holds for any admissible process; that is, for any set of admissible constitutive equations satisfying the balance equations. By replacing ρRrR·qR from the balance of energy and considering the Helmholtz free energy ψ=εθη, we obtain the second-law inequality in the following form:

ρR(ψ˙+ηθ˙)+TRR·E˙1θqR·Rθ0. (7)

It is worth remarking that here we follow the scheme of continuum mechanics merely because this is the customary framework of viscoelasticity. Thermoviscous properties might be framed within a more general scheme by enlarging the notion of state with appropriate internal variables, as is the common case in extended irreversible thermodynamics [11,12]. Moreover, nonequilibrium properties might be described by means of rate-type equations, as is the case, e.g., in [13]. We also observe that inequality (7) shows that occurrence of flux–force pairs, such as E˙,TRR and Rθ,qR. This is not generally the case, as is shown by balances derived within microscopic statistical approaches [12,14].

As a further simplifying assumption, we let θ be uniform, Rθ=0, so that some properties of the free energy are conserved while accounting for equilibrium thermal processes. Hence, inequality (7) simplifies to

ρR(ψ˙+ηθ˙)+TRR·E˙0. (8)

Furthermore, with reference to the Boltzmann law, let ψ,η,TRR, at time t, be dependent on the present values θ(t),E(t), and the history Et,

ψ(t)=ψ^(θ(t),E(t),Et). (9)

Let t0 be any time and let θ,E be constant at all times subsequent to t0. Formally, given t,t0, with t>t0, consider the static continuation of Et0,

Et(s)={E(t0),s[0,tt0],Et0(s),s(tt0,),

while θ is constant on [t0,t]. Hence, θ˙=0 and E˙=0 on [t0,t]. Consequently, integration of (8) on [t0,t] yields

ψ^(θ(t0),E(t),Et)ψ^(θ(t0),E(t0),Et0)0. (10)

Assume that the functional (9) satisfies

tψ^(Et)ψ^(E), (11)

where E is the constant history Et(s)=E(t0),s[0,), and then

ψ^(E)ψ^(Et0); (12)

for brevity, we omit writing the dependence on the present values θ(t),E(t).

The result,

ψ^(Et)ψ^(E) (13)

means that among the free energies of the histories Et with a given present value, that associated with the constant history has the minimum value. This conclusion holds, irrespective of the linearity of the model.

In light of the dependence on θ,E,Et, inequality (7) becomes

ρR(θψ^+η)θ˙+(TRRρREψ^)·E˙ρRdψ^(Et|E˙t)0,

where dψ^(Et|E˙t) denotes the Fréchet derivative at Et in the direction of E˙t. The linearity and arbitrariness of θ˙ and E˙ imply

η=θψ^,TRR=ρREψ^,dψ^(Et|E˙t)0. (14)

These relations hold for any functional ψ^(θ,E,Et); to save writing we let θ and E stand for θ(t) and E(t).

If ψ^ is independent of Et, then TRR=ρREψ^ is the standard relation characterizing hyperelasticity. In such a case, it is often assumed that the reference configuration is natural ([15], §48.2.3) in that Eψ^=0 and

ETRR=E2ψ^0 (15)

at E=0. The requirement (15) is viewed as the convexity condition and allows for the invertibility of TRR(E). A property of E2ψ^ is related to wave propagation. If we look for jump discontinuities a=[[nu]], in the direction n, by the equation of motion ρRu¨=R·(FTRR), at F=1, then we find that

a·A(n)a=ρRU2|a|2 (16)

where U is the speed and A(n) is the acoustic tensor, A(n)=nE2ψ^n. To guarantee wave propagation the tensor E2ψ^ is assumed to be strongly elliptic ([16], ch. 11),

(an)·E2ψ^(an)>0 (17)

for all a,n. In the linear case, ETRR=G0 Lin(Sym, Sym) and G0>0 satisfies the propagation condition (17).

We now go back to linear viscoelasticity and specify TRR in the Boltzmann form (2). By (14) we find

ρREψ^=G0E+0G(s)Et(s)ds,

whence, if G0=G0T,

ρRψ^(θ,E,Et)=ρRψ0(θ)+12E·G0E+E·0G(s)Et(s)ds+ρRψ˜(θ,Et), (18)

where G0 and G possibly are parameterized by the temperature θ. The functional ψ˜ is subject to two conditions. First, by (14)3, we have

0ρRdψ^(Et|E˙t)=E·0G(s)E˙t(s)ds+ρRdψ˜(Et|E˙t). (19)

Secondly, by (13) it follows that

E(t)·0G(s)[Et(s)E(t)]ds+ψ˜(θ,Et)ψ˜(θ,E)0. (20)

Inequalities (19) and (20) are necessary conditions on the free energy for the validity of the Boltzmann law (2).

Consider the functional

ρRψG=ρRψ0(θ)+12E·GE120[E(t)Et(s)]·G(s)[E(t)Et(s)]ds (21)

and investigate the consistency with the requirements (19) and (20). We first observe that ρRψG is in the form (18). Splitting the dependence on E(t) and that on Et we have

ρRψG=ρRψ0(θ)+12E·GE12E·0G(s)dsE+E·0G(s)Et(s)ds120Et(s)·G(s)Et(s)ds. (22)

Since 0G(s)ds=GG0, it follows that ψG has the form (18) with

ρRψ˜(θ,Et)=120Et(s)·G(s)Et(s)ds. (23)

At constant histories, namely when Et(s)=E(t)s0, we have

ρRψG=ρRψ0(θ)+12E·GE. (24)

Hence, it follows that ψG has a minimum value at constant histories if—and only if— the following holds

0[E(t)Et(s)]·G(s)[E(t)Et(s)]ds0 (25)

where

G(s)0s[0,). (26)

Now, assuming G=GT we have

ρRdψG(Et|E˙t)=0E˙t(s)·G(s)[E(t)E(ts)]ds. (27)

Observe that E˙t(s)=sE(ts)=s[E(t)E(ts)]. Moreover, letting

E(t,s):=E(t)E(ts)

we have

s{E(t,s)·G(s)E(t,s)}=2s{E(t,s)}·G(s)E(t,s)+E(t,s)·G(s)E(t,s).

Hence, an integration by parts yields the following:

ρRdψG=12E(t,s)·G(s)E(t,s)0120E(t,s)·G(s)E(t,s)ds.

Since G()=0 and E(t,0)=0, the boundary terms (at s=0,) vanish. Hence, inequality (14)3 holds for any history Et if—and only if—the following holds:

G(s)0s[0,). (28)

Thus, the conditions (26) and (28) are necessary and sufficient for the consistency of the free-energy functional ψG.

The functional ψG for the free energy traces back to Volterra [17,18]. The thermodynamic consistency of ψG has been investigated by Graffi [19,20].

The results (26) and (28) have been obtained in the literature through various approaches; see, e.g., [21], where scalar-valued relaxation functions are considered. It is worth emphasizing that these restrictions follow up on the selection of a (nonunique) free-energy functional, as is the case also for the next example.

As with the previous scheme, let G0G>0. A further free-energy functional satisfying (18) is

ρRψD(θ,E,Et)=ρRψ0(θ)+12E·GE+Ψ(E,Et), (29)

where

Ψ(E,Et)=120G(s)[E(t)Et(s)]ds·(G0G)10G(s)[E(t)Et(s)]ds. (30)

To verify the thermodynamic consistency of the functional (29), we first observe that the minimum property of ψD at constant histories is apparent. Next, we note that

ρRψD(θ,E,Et)=ρRψ0(θ)+12E·GE12E·(GG0)+E·0G(s)Et(s)ds+120G(s)Et(s)ds·(G0G)10G(s)Et(s)ds.

Hence, the form (18) holds with

ρRψ˜=120G(s)Et(s)ds·(G0G)10G(s)Et(s)ds.

Furthermore, we verify the requirement dψD(Et|E˙t)0. Since

ρRdψD(Et|E˙t)=0G(s)E˙t(s)ds·(G0G)10G(s)[E(t)Et(s)]ds

an integration by parts yields

ρRdψD(Et|E˙t)=G(s)[E(t)Et(s)]00G(s)[E(t)Et(s)]ds·(G0G)10G(s)[E(t)Et(s)]ds.

The vanishing of the boundary terms implies that

ρRdψD(Et|E˙t)=0G(s)[E(t)Et(s)]ds·(G0G)10G(s)[E(t)Et(s)]ds.

Consequently, dψD(Et|E˙t)0 for any history Et if—and only if—the following holds:

G(s)(G0G)1G(s)0s[0,). (31)

Remark 1.

It is worth emphasizing that the restrictions (14) hold for possibly nonlinear models. Inequalities for G,G are related to linear models.

4. Restrictions Induced by Periodic Histories

We now examine the restrictions on the Boltzmann function G induced by a particular set of functions of θ and E. Consider functions θ(t) and E(t), such that θ(t+d) and E(t+d) for any time t. Consequently,

Et(s)=Et+d(s)s[0,)

and hence the history Et is periodic, with period d. This in turn implies that

ψ(t+d)=ψ^(θ(t+d),E(t+d),Et+d)=ψ^(θ(t),E(t),Et)=ψ(t),

where ψ^ is also periodic. Moreover, let η=η^(θ) and N be the integral of η^(θ), so that

dN(θ(t))dt=ηθ˙.

Now, N(θ(t)) is periodic too, with period d. Hence, the integration of (8) over t[0,d] results in

0dTRR·E˙dt0; (32)

and the same conclusion follows for any function η(θ,E,Et), if attention is restricted to isothermal processes, then

θ˙0. In view of (32) and (2), we have

0E˙(t)·G0E(t)dt+0dE˙(t)·0G(s)Et(s)dsdt0, (33)

for any periodic functions E with period d. Here, we do not assume the symmetry of G0 and G.

To exploit the inequality (33), we consider harmonic strain tensor functions

E(t)=E1cosωt+E2sinωt,

E1,E2 being arbitrary symmetric tensors; Hence, d=2π/|ω|. Substituting in (33), and integrating, we obtain

ωE2·[GcGcT]E1E1·GsE1E2·GsE2+E2·[G0G0T]E10, (34)

where Gc and Gs are the ω-dependent cosine and sine transforms of G; they are defined on R by

Gc(ω)=0G(u)cosωudu,Gs(ω)=0G(u)sinωudu,ωR.

Let ω. By Riemann’s lemma, it follows that

Gc(ω)0,Gs(ω)0.

Inequality (34) then reduces to

E2·[G0G0T]E10. (35)

First, inequality (35) holds, e.g., for any E2 with E1 and E1, only if E2·[G0G0T]E1=0 for any pair E2,E1. Next, the arbitrariness of E1,E2 implies that G0G0T=0, namely

G0=G0T. (36)

We now let ω0. As we show in a while,

limω0Gs(ω)=0,limω0Gc(ω)=0G(u)du=GG0. (37)

Hence, taking the limit of (34) as ω0 we find

G=GT. (38)

Finally, let E1=E2=E. Inequality (34) reduces to

ωE·Gs(ω)E0

or

ωGs(ω)0. (39)

The requirements (36)–(39) are necessary for the consistency of (2) with the second law of thermodynamics. By having recourse to Fourier series, we can prove that they are also sufficient [2]. We now derive some consequences of (39).

By the inversion formula, we have

G(u)=2π0sinωuGs(ω)dω. (40)

Integration of (40) with respect to u yields

G(u)G0=2π01cosωuωGs(ω)dω. (41)

Inequality (40) then implies

G0G(u)0u[0,). (42)

Inequality (42) means that G(u) has a maximum at u=0 or that the instantaneous elastic modulus G0 is the maximum value of G(u). However, this need not imply that G is monotone, decreasing as we might expect. It follows from (40) that, if Gs(u)=G^g(u) and g is monotone decreasing, then G is negative, and G is monotone decreasing.

If GL1(R+), then an integration by parts yields

Gs(ω)=0G(u)sinωudu=G(u)cosωuω0+1ω0G(u)cosωudu.

Hence, we have

ωGs(ω)=G(0)+Gc(ω),

where G(0) stands for G(0+). Consequently,

limωωGs(ω)=G(0). (43)

Equation (43) in turn implies that

G(0)0.

By the same token, we have

Gc(ω)=1ωGs(ω)

and then

limωωGc(ω)=0,Gc(ω)=o(1/ω). (44)

4.1. Proof of (37)

By (3), it follows that for any arbitrarily small ϵ>0 there is u0, such that

u0G(u)du<ϵ. (45)

Inequality (45) implies

u0G(u)sinωuduu0G(u)|sinωu|du<ϵ.

Now, since |sinωu||ωu|, we have

0u0G(u)sinωudu0u0G(u)|sinωu|du|ω|u00u0G(u)du0

as ω0. Consequently, limω0Gs(ω)=0.

Likewise, observe that

Gc(ω)=0G(u)cosωudu=0G(u)(cosωu1)du+0G(u)du=0G(u)(cosωu1)du+GG0.

For any ϵ>0, there is u0, such that

u0G(u)(cosωu1)du2u0G(u)du<ϵ.

Since |cosωu1|(4/π)|ω|u then

0u0G(u)(cosωu1)du(4/π)|ω|u00u0G(u)du0

as ω0.

4.2. Remarks about the Half-Range Sine Transform

It seems reasonable to assume that G(u) enjoys the same tensor properties for any u[0,). Hence, we let

G(u)=G0g(u),G0=G0T>0.

and (2) becomes

TRR(t)=G0{E(t)+0g(u)E(tu)du}.

The restriction to periodic histories implies

gs(ω)=0sinωug(u)du0ω0, (46)

and hence

g(0)0,gs(ω)=O(ω),gc(ω)=o(1/ω). (47)

A free energy satisfies the second law, if g(u)0,g(u)0u>0.

We now show that g(u)0u0gs(ω)0ω0 by means of the following:

Lemma 1.

Let f:R+R+. If f is continuous and monotone decreasing on R+ and f(u)0 as u, then

fs(ω)0ω0.

To prove (Lemma 1) we first observe that, for any ω>0, we can partition R+ into subintervals [2jπ/ω,2(j+1)π/ω], j=0,1,2, For any subinterval, we have

2jπ/ω2(j+1)π/ωf(u)sinωudu=2jπ/ω2(j+1/2)π/ωf(u)sinωudu+2(j+1/2)π/ω2(j+1)π/ωf(u)sinωudu[f(2jπω)f(2(j+1)πω)]0π/ωsinωudu=2ω[f(2jπ/ω)f(2(j+1)πω)]0 (48)

and

2jπ/ω2(j+1)π/ωf(u)sinωuduf(2(j+1/2)πω)[2jπ/ω2(j+1/2)π/ωsinωudu+2(j+1/2)π/ω2(j+1)π/ωsinωudu]=0. (49)

Inequalities (48) and (49) imply

0j=0n12jπ/ω2(j+1)π/ωf(u)sinωudu2ω[f(0)f(2nπ/ω)].

Now, for any u˜R+ let n=u˜/2π/ω and observe that

02nπ/ωu˜f(u)sinωudu2ωf(2nπ/ω).

Consequently, for any u˜>0, we have

00u˜f(u)sinωudu2ωf(0). (50)

For any ω>0, taking the limit of (50) as u˜ we obtain

0fs(ω)2ωf(0),

while, by definition, fs(0)=0. This concludes the proof.

Applying the Lemma to f=g0, we obtain gs(ω)0ω0, and hence (46).

5. Examples of Boltzmann Functions

Prony Series

Perhaps the most widely used form of Boltzmann function is the so-called Prony series, namely a linear superposition of decreasing exponentials,

g(u)=k=1Nckexp(αku),ck<0,αk>0,

where 1/αk may be viewed as the k-th relaxation time. Hence,

g(0)=k=1Nck<0.

Apparently, g is a bounded monotone decreasing function on [0,). Moreover, since

0exp(αku)exp(iωu)du=exp{αk+iω)u}αk+iω0=αk+iωαk2+ω2

then

gc(ω)=k=1Nckαkαk2+ω2,gs(ω)=i=1Nckωαk2+ω2.

Accordingly, gc(ω)<0 and

gs(ω)<0ω(0,).

Moreover, gc and gs satisfy (47).

According to the literature (see [4,8] and the Refs therein), it is of interest to consider Boltzmann functions in the following power law form:

g(u)=uβ,β(0,1).

The integral

0uβE(tu)du (51)

is bounded if Et has compact support, i.e., Et(u)=0,ua. The integral (51) is also bounded if Et has a harmonic dependence,

E(tu)=E1cosω(tu)+E2sinω(tu). (52)

In the case of (52),

0uβE(tu)du=Iβ(E1sinωtE2cosωt)+Jβ(E1cosωt+E2sinωt),

where

Iβ=0uβsinωudu,Jβ=0uβcosωudu.

Both Iβ and Jβ are bounded as β(0,1). Instead, if E is constant, then (51) diverges.

6. Viscoelastic Models with Strain–Rate Histories

Based on the observation that the viscoelastic behaviour is a combination of elastic and viscous effects, Pipkin [7] suggested that the strain–rate history should be involved rather than the strain history [22]. Hence the constitutive equation might be written in the form

TRR(t)=G0E(t)+0M(u)E˙(tu)du. (53)

If M(0) is bounded, then an integration by parts and the assumption M()=0 yield

TRR(t)=[G0+M(0)]E(t)+0M(u)E(tu)du. (54)

Indeed, G0+M(0) would be the instantaneous modulus and M the Boltzmann function. In that case, the thermodynamic requirement is

Ms(ω)0ω[0,). (55)

Yet, it seems that the effect of E˙t on the stress TRR is significant if we cannot pass to (54) because M(u) is unbounded as u0+. Suppose that we cannot integrate by parts and observe that in connection with the time-harmonic dependence

E(t)=E1cosωt+E2sinωt

we can repeat the procedure of §4 and require that the functional (53) satisfy

02π/ωTRR(t)·E˙(t)dt0.

This requirement results in

002π/ωdt{(ωE1sinωt+ωE2cosωt)·G0(E1cosωt+E2sinωt)+(ωE1sinωt+ωE2cosωt)·0duM(u)[(ωE1sinω(tu)+ωE2cosω(tu))]}.

where it follows that

E1·(G0TG0)E2+ω[E1·Mc(ω)E1+E2·[Ms(ω)MsT(ω)]E1+E2·Mc(ω)E2]0.

Letting ω, we find again G0=G0T. Now, we let E1=E2, and obtain

ωMc(ω)0ωR. (56)

Inequalities (55) and (56) are consistent in that, integrating by parts with M(0) bounded, we have

ωMc(ω)=ω0M(u)cosωudu=[M(u)sinωu]00M(u)sinωudu=Ms(ω).

If we let M(u)=M0uβ, β(0,1), then M(u)sinωu0 as u0 and

M(u)sinωu=βM0uβsinωuu

is integrable. Hence, ωMc(ω)=Ms(ω) also holds if M(u)uβ.

As we show in the next section, in connection with the general context of models of fractional order, consistency with thermodynamics requires also that there exists a free-energy functional ψ of the form

ψ(E,E˙t)=12E·G0E+E·0M(u)E˙t(u)du+Ψ(E˙t)

with dψ(E,E˙t|E¨t)0. The existence of such a functional is investigated.

7. Viscoelastic Models of Fractional Order

Still with attention to both a power law form of the kernel and dependence of the stress on the strain–rate we may consider the following constitutive equation:

TRR(t)=Mt(tu)βuE(u)du, (57)

M being a dimensional quantity and most likely β(0,1). Differently from (53), we neglect the dependence on the present value E(t). Since we have in mind the standard notation for models with derivatives of fractional order, in this section, u and t denote the (total) time derivative at constant reference position X.

While the power law of data may be the physical motivation for assuming constitutive equations of the form (57), we observe that, if β(0,1), then (tu)β is not integrable on (,t]. We then might restrict attention to the set of strain histories with compact support,

F={E(u):E(u)=0asu(,a],E(u)Symasu[a,t]},

a being a suitable reference time (called base point in the literature) or to histories, such that (57) converges. This is the case for time-harmonic histories.

This view leads naturally to the modelling via fractional derivatives. In light of the Caputo fractional derivative [23], for any EF, we let

DtβE(t)=1Γ(1β)t(tu)βuE(u)du

where Γ is the Gamma function,

Γ(1β)=0exp(t)tβdt.

By a change of variable, we have

DtβE(t)=1Γ(1β)0uβtE(tu)du.

Since EF, E(tu)=0 as u>ta. Instead of restricting the set of histories, we may replace the integral on [0,) with the integral on [0,a] [24].

Still, for functions in F, we define the fractional derivative of any order. Let nN and α[n1,n). Let α denote the floor function of α, here α=n1. We define the derivative Dtα in the form

DtαE(t)=1Γ(α+1α)0uα+αtα+1E(tu)du.

For any αN we have α=α and Γ(α+1α)=Γ(1)=1. Consequently,

DtαE(t)=0tα+1E(tu)du=tαE(tu)0=tαE(t).

We let α0. For any αR+N the fractional derivative DtαE(t) is a linear functional of the history tα+1Et. If, instead, αN, then the fractional derivative coincides with the corresponding time derivative.

A simple example of constitutive equation of fractional order might be considered in the following form:

TRR(t)=MDtαE(t), (58)

where M Lin(Sym, Sym). Hence, we have

TRR(t)=1Γ(α+1α)M0uααtα+1E(tu)du.

For formal convenience, let

M˜(u)=1Γ(α+1α)Muαα.

Hence, the constitutive Equation (58) can be written in the form

TRR(t)=0M˜(u)tα+1E(tu)du, (59)

thus ascribing to M˜ the meaning of kernel, parametrized by the order α and possibly the temperature θ. If αN, then (58) becomes

TRR(t)=MtαE(t). (60)

Let α(0,1) and hence α=0. Equation (59) simplifies to

TRR(t)=0M˜(u)tE(tu)du. (61)

Observe tE(tu)=uE(tu) and then, integrating by parts, we find

TRR(t)=0M˜(u)tE(tu)du=M˜(0)E(t)+0M˜(u)E(tu)du. (62)

Equation (62) would be the classical form of the Boltzmann law. However M˜(0) diverges and hence a different approach is in order.

Remark 2.

We may wonder about the thermodynamic consistency of constitutive equations of the form (58) with the second law of thermodynamics. Friedrich [25] considered the stress–strain relation in the form of the generalized Maxwell model

σ(t)+λαDtασ=λβEDtβε,

where σ is the stress, E the spring constant, and ε the strain. It emerged that thermodynamic compatibility holds, or the solution is thermodynamically reasonable [26], if 1βα>0. The consistency with thermodynamics is now investigated in detail.

Fractional Models and Thermodynamic Requirements

Consider models where the constitutive functionals ψ,η,qR, and TRR, at time t, depend on the set of variables θ(t),E(t),tE(t),tα+1Et,Rθ(t). The Clausius–Duhem inequality (7) yields

ρR(θψ+η)tθ+(TRRρREψ)·tEρRtEψ·t2EρRdψ(tα+1Et|tα+2Et)ρRRθψ·Rtθ1θqR·Rθ0, (63)

where dψ(tα+1Et|tα+2Et) is the Fréchet derivative of ψ with respect to tα+1Et along tα+2Et. The linearity and arbitrariness of Rtθ, t2E, tθ imply that

Rθψ=0,tEψ=0,η=θψ. (64)

Since ψ is independent of Rθ, the remaining inequality implies that

(TRRρREψ)·tEρRdψ(tα+1Et|tα+2Et)0. (65)

The heat conduction inequality

qR·Rθ0

is consistent, though non-necessary, if qR depends on tE(t),tα+1Et.

For any given history E*t, we can select a history Et, such that tE(t) is arbitrary, while Eψ(E*t)Eψ(E*t) is as small as we please; this is obtained by letting ψ be continuously differentiable and E*t(u)Et(u)=0 as ua with a arbitrarily small. Hence, it follows

(TRRρREψ)·tE0,dψ(tα+1Et|tα+2Et)0,qR·Rθ0. (66)

If we assume

Eψ=M0E

then we have

TRR=M0E+M1tE,ψ=Ψ(E)+ψ˜(θ,tα+1Et),Ψ(E)=12E·M0E,

where M1 is positive definite. This makes the relation for TRR as a Kelvin–Voigt constitutive model, but leaves TRR free from derivatives of fractional order.

A constitutive equation of fractional order α(n1,n) has the form

TRR(t)=0M˜(u)tnEt(u)du. (67)

By generality and analogy with the linear viscoelasticity we investigate the thermodynamic consistency of the constitutive equation

TRR(t)=M0E+0M˜(u)tnEt(u)du,M0,M˜(u)Sym, (68)

where M˜ is the kernel possibly of the fractional-order form. By (66), it follows

ψ(E,tnEt)=12E·M0E+E·0M˜(u)tnEt(u)du+ψ^(tnEt).

Hence, we look for the free energy in the form

ψ=12E·M0E+E·0M˜(u)tnEt(u)du12μn0tnEt(u)·M˜(u)tnEt(u)du,

μn being a constant introduced for dimensional reasons. The functional ψ is required to satisfy the inequality (66)2,

dψ(tnEt|tn+1Et)0.

Observe that

dψ=E(t)·0M˜(u)tn+1Et(u)duμn0tnEt(u)·M˜(u)tn+1Et(u)du=0[E(t)μntnEt(u)]·M˜(u)tn+1Et(u)du

and that

tn+1Et(u)=tntEt(u)=utnEt(u)=1μnu[E(t)μntnEt(u)].

Consequently, dψ takes the form

dψ=1μn0Q(t,u)·M˜(u)uQ(t,u)du,

where

Q(t,u)=E(t)μntnEt(u).

We have

Q(t,u)·M˜(u)uQ(t,u)=u{12Q(t,u)·M˜(u)Q(t,u)}12Q(t,u)·M˜(u)Q(t,u).

Hence, an integration by parts and the assumption M˜()=0 yield

dψ=12μnQ(t,0)·M˜(0)Q(t,0)12μn0Q(t,u)·M˜(u)Q(t,u)du.

Since M˜(u) is unbounded as u0, we cannot write the limit value M˜(0). In case of M˜ bounded, the negative definiteness of dψ would imply

1μnM˜(0)0,1μnM˜(u)0. (69)

Two aspects are crucial. First, M˜(0) bounded is inherently in contrast with the kernels related to the derivatives of fractional order. Furthermore, if M˜(0) is bounded, then M˜(0),M˜(u) are both positive or negative definite. This contradicts the view that the influence on the stress of previous strains (or strain–rates) is weaker for those strains that occurred long ago.

8. Conclusions

This paper investigates the thermodynamic consistency of three models of linear viscoelasticity. The classical model due to Boltzmann is consistent, only if the Boltzmann function G has a negative half-range sine transform, G0. Moreover, consistent free-energy functionals are subject to the inequality dψ(Et|E˙t)0. This in turn is consistent with the proof that a function G that is decreasing, as is shown by G=(G)0, has a positive sine transform, Gs0.

The model involving G(u) in a power law form, uβ,β(0,1), satisfies the required condition Gs0. If, instead, the stress depends on the strain–rate history E˙t, rather than on Et, then the required consistency condition should be Gc0, and this is satisfied. However, G(u)uβ gives an unbounded response to constant histories.

The idea of the dependence on E˙t traces back to Pipkin [7] and is of interest in connection with the viscoelastic model of fractional order. For definiteness, a viscoelastic-like constitutive equation is considered in the form (68). Both the unboundedness of the kernel and the conditions (69) show that a free-energy functional has still to be determined. For models with derivatives of fractional order, as well as with constitutive equations involving strain–rate histories, finding a free-energy functional consistent with the second law of thermodynamics seems to be an interesting open problem.

Acknowledgments

The research leading to this work has been developed under the auspices of INDAM-GNFM.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

The study did not report any data.

Conflicts of Interest

The author declares no conflict of interest.

Footnotes

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