Skip to main content
PLOS ONE logoLink to PLOS ONE
. 2022 May 5;17(5):e0267344. doi: 10.1371/journal.pone.0267344

Household water and food insecurity negatively impacts self-reported physical and mental health in the Vietnamese Mekong Delta

Thuy Ngoc Vuong 1,2, Chinh Van Dang 2, Simon Toze 3, Paul Jagals 4, Danielle Gallegos 1,5,‡,*, Michelle L Gatton 6,
Editor: Alison Parker7
PMCID: PMC9071150  PMID: 35511953

Abstract

Introduction

Household food insecurity and inadequate water, sanitation, and hygiene (WASH) contribute to ill health. However, the interactions between household food insecurity, WASH and health have been rarely assessed concurrently. This study investigated compounded impacts of household food insecurity and WASH on self-reported physical and mental health of adults in the Vietnamese Mekong Delta.

Materials and methods

This cross-sectional survey interviewed 552 households in one northern and one southern province of the Vietnamese Mekong Delta. The survey incorporated previously validated tools such as the Short Form 12-item Health Survey, Household Food Insecurity Assessment Scale, and the Access and Behavioural Outcome Indicators for Water, Sanitation, and Hygiene. Physical and mental health were quantified using the physical health composite score (PCS) and mental health composite score (MCS), respectively. These measures were the dependent variables of interest for this study.

Results

Statistical analysis revealed that household food insecurity and using <50 litres of water per person per day (pppd) were independently associated with lower PCS (p<0.05), after adjusting for socio-economic confounders. Household food insecurity and lack of food availability, using <50 litres of water pppd, and the use of untreated drinking water were associated with lower MCS (p<0.05), with water usage being an effect modifier of the relationship between household food insecurity and MCS. The results indicate that being food insecure and having limited potable quality water had a compounding effect on MCS, compared to being individually either food insecure or having limited water.

Conclusion

This study is one of only a few that have established a link between potable water availability, food insecurity and poorer physical and mental health. The results also indicate a need to validate national data with fine-scale investigations in less populous regions to evaluate national initiatives with local populations that may be at higher risk. Adopting joint dual-action policies for interventions that simultaneously address water and food insecurity should result in larger improvements in health, particularly mental health, compared to targeting either food or water insecurity in isolation.

Introduction

Ensuring adequate access to safe and healthy food as well as water, sanitation and hygiene (WASH) are priority global health and development goals due to their sustained and substantial contribution to reduced morbidity and mortality [1, 2]. It is estimated that globally more than 800 million people have limited access to adequate safe, nutritious food [3]; more than 785 million people do not have access to a basic drinking water service [4]; two billion people do not have basic sanitation facilities [5]; and one in four persons do not have access to a handwashing facility with soap and water [2].

Inadequate WASH and food insecurity has been linked to poorer physical health [6]. Increasingly however, using untreated drinking water in low- and middle-income countries (LMICS) has been found to impact mental health by increasing depression and anxiety [7, 8]. There is also evidence that individuals living in food-insecure households are at higher risk of compromised mental health [911]. Consequently, food insecurity and inadequate WASH may interact to compound the detrimental impact on physical and mental health. However, our understanding of the interaction between inadequate WASH and food insecurity on people’s health, particularly their mental health, is limited [12]. The interactions between food availability and access, WASH and health have rarely been assessed concurrently [6] especially not in the VMD.

The Vietnamese Mekong Delta (VMD), where this research was conducted, is a rural area and leading producer and exporter of agricultural products particularly rice, fruits, and aquaculture (fish and shrimp) [13]. This region is experiencing increasing compromised food and potable water security due to climate change, impacts of technical agricultural and economic developments, and poor infrastructure [1416]. The VMD is experiencing prolonged periods of drought interspersed with flooding events. Saltwater intrusion into fresh groundwater due to over-extraction has also led to shortages of fresh water for food production and daily household use especially during the dry season [16]. Scarcity of clean water is further worsened by a shortage of adequate wastewater treatment facilities in the region, leading to untreated wastewater from both domestic and industrial sources being directly discharged into rivers and canals [17]. Food and water supplies have been further compromised by water pollution that results from overuse of agricultural chemicals and fertilizers in farming and industrial activities, soil salinisation and high natural concentrations of aluminium in soils in the region [14, 16, 18]. Food insecurity is also amplified by population migration to urban areas, thus reducing the labour force for agricultural activities and limiting production and subsequently incomes [16].

In terms of sanitation, Vietnam has improved the national coverage of basic sanitation facilities for the population, from 52% in 2000 to 84% in 2017 [19]. However, data on basic sanitation facilities at a finer scale shows that access to basic sanitation facilities in rural areas (78%) [19], ethnic minority groups (61%) as well as those living with poverty (41%), remains lower when compared to their urban (94%) or wealthier counterparts (98%) [20]. Over half (55%) of households in the VMD use unimproved sanitation facilities and the most common sanitation facility type are hanging toilets consisting of simple toilet structures suspended over a body of water that release excreta directly into water bodies [21]. Only 13% of the rural population in Vietnam have been documented to wash their hands with soap at critical moments and this rate is even lower among ethnic minority groups [19]. There is little information on handwashing with soap, particularly in the VMD. The lack of access to clean and safe water, coupled with poor sanitation and hygiene practices may contribute to high rates of diarrhea, pneumonia, and parasitic infections resulting in subsequent undernutrition, especially in children [22].

This study therefore aimed to determine the relationships between food and the availability of sufficient water of appropriate quality for potable consumption purposes (termed “domestic potable water security” in this study) along with inadequate WASH on the surveyed physical and mental health of rural households in one northern and one southern region of the VMD. The working hypothesis was that the interactions between food insecurity and inadequate WASH influenced the physical and mental health of primary food preparers (PFP) and by inference, their households, independent of socio-economic factors.

Materials and methods

Study area and population

The VMD has a population of more than 17 million people with one major city, Can Tho, and 12 provinces [18]. The VMD can be divided into three agricultural regions: north (rice and freshwater aquaculture), central (rice, freshwater and marine aquaculture), and south (marine aquaculture as a result of limited fresh water supply coupled with increased saline intrusions) [18]. This study was conducted in 2018 in two rural provinces, one located in the northern region, and the other in the southern region of the VMD. Primary food preparers from 552 randomly households, 226 in each province participated in the study. All selected households participated in the study and provided a full complement of data.

Ethics approval

Ethics approval for this study was obtained from the Queensland University of Technology Human Research Ethics Committee, Australia (QUT UHREC 1700000907) and the Institute of Public Health of Ho Chi Minh City, Vietnam (122/TB-VYTCC). Households who agreed to take part in the study after being provided the information about the study provided written consent. Participants who were unable to read and write were informed verbally by the interviewer and provided verbal consent in the presence of a member of the communal health staff as a witness. Each household was paid cash compensation for their participation of VND 50,000 (approximately $2 USD).

Inclusivity in global research

Additional information regarding the ethical, cultural, and scientific considerations specific to inclusivity in global research is included in the S1 Checklist.

Survey and data collection

The survey was developed to be collected using electronic tablets and had two components: a structured questionnaire and an observation checklist, both administered by a trained interviewer. The questionnaire was used to collect data from the PFP on socio-economic characteristics and agricultural practices of the household, HFI, household food availability in the previous month, diet diversity, WASH, and self-reported physical and mental health status. The observation checklist was used to collect data on water storage, toilet type and sanitation practices. The survey instrument, observation checklist and survey data underlying the results presented in the study are available from Vuong, Thuy Ngoc; (2021): Household food insecurity data from the Vietnamese Mekong Delta. Queensland University of Technology. (Dataset) https://doi.org/10.25912/RDF_1636522923750. The questionnaire and observation checklist were initially piloted in 50 households to ensure face validity and repeated in 20 households to test reliability.

Self-reported health status

Self-reported health status is a commonly used measure in which respondents rate their own health, as excellent, very good, good, fair, or poor [23]. The Short Form-12 Health Survey (SF-12) [23] was used to assess health status. The SF-12 has been previously validated in LMICS and used in Vietnam [2426] with a recall period of one month. The Cronbach’s α was excellent in this study at 0.94. This instrument covers eight health domains which were scored separately: (i) physical functioning (PF), (ii) physical role (PR), (iii) bodily pain (BP), (iv) general health GH, (v) vitality (VT), (vi) emotional role (ER), (vii) social functioning (SF), and (viii) mental health (MH) [23]. In addition, the physical health composite score (PCS) and mental health composite score (MCS) were calculated by aggregating domain scores as per the recommended procedure [23]. Only the PCS and MCS are reported here. These scores were standardized to a mean of 50 and the standard deviation of 10 according to the US population, with higher scores indicating better health [23].

Socio-economic data, agricultural practices, and self-reported shocks in the previous year

Data were collected on sex, ethnicity, education, occupation, family structure (family size, household head, marital status), household income and expenditure, debts, household assets, land ownership, farming activities, and produce storage for domestic use.

As part of the questionnaire, a Shock Scale between 0 and 9 was created by counting of how many of the following nine nominated events occurred in the previous year, with each event that household experienced being scored 1 [27]: 1) crop loss due to extreme weather; 2) crop loss due to other reason; 3) death of main income earner; 4) death of other income earners; 5) disease or injury of any family member that reduced income; 6) loss of employment of any family member; 7) loss of cattle (due to disease, injury or other); 8) damage to house or any productive assets (theft, fire, river erosion, cyclone etc.); 9) and business failure [27]. Higher scores indicate higher levels of shock.

Household food insecurity, diet diversity, and food availability

The Household Food Insecurity Assessment Scale (HFIAS) (Cronbach’s α = 0.97, excellent), Household Diet Diversity Score (HDDS) (Cronbach’s α = 0.65, moderate), and Home Food Environment Survey (HFES) (Cronbach’s α = 0.90, good) [2830] were used to evaluate food insecurity, diet diversity, and food availability respectively. HFIAS scores ranged from zero to 27, with higher scores indicating more severe food insecurity. HFIAS scores were also dichotomized into food secure (0–1 score) and food insecure (2+ scores) for further analyses [28]. Total scores of diet diversity and availability ranged from 0–12, with higher scores indicating higher diet diversity and food availability.

Potable water security and Water, Sanitation, and Hygiene (WASH)

Potable Water Security and WASH conditions were measured through direct questioning and observation. Direct questions on WASH included access to and use of different sources of water for domestic potable water uses, proxies of water quality such as drinking water treatment and water storage, the estimated volume of water used per person per day (pppd) for domestic potable water uses, types of sanitation facilities, and sharing of those facilities, and hand-washing practices at key moments. The study only considered water used within the house and specifically for drinking and cooking purposes. Other uses within the home such as bathing and washing were not considered except as part of the volume used per person per day for all domestic purposes.

In addition, certain WASH components were observed by trained interviewers using the observation checklist. The observations included condition of household water containers (lid, spigot, and presence of mosquito larvae), sanitation facilities (type, cleanliness of pathway to sanitation facility and inside facilities), and hand-washing facilities (presence of soap and water). The questions and observations about drinking water, sanitation, and proxies for hygiene practices were compiled from several tools that have been used internationally in a range of contexts [31, 32].

Several key variables were created from the data. The source and treatment of the drinking water after collection were combined to produce a ‘drinking water treatment’ variable with three categories: ‘point-of-use treated’ (POUT) (boiled by the participant prior to use) when households use POUT water for drinking in both the rainy and dry seasons, ‘out-side treated’ when bottled or piped (but not boiled) drinking water was used in both the dry and rainy seasons, and ‘untreated’ when households used untreated water from environmental sources such as river/canal water, rainwater and tube-well or drilled well water (but not boiled) for drinking in either the rainy or dry seasons (or both).

Quantity of water used for all potable domestic uses pppd was calculated by dividing the total quantity of water used per household by the total number of people in the house; this was then dichotomized into 50+ litres (as of minimum water quantity needed for each individual domestic use per day) and < 50 litres [33]. The volume of domestic potable water use pppd was used as an indication of the amount of water (regardless of source) available for drinking and cooking uses. The condition of outside water storage containers for households were also observed directly, noting whether their water containers had a lid, a spigot and no mosquito larvae, thus representing proper water storage [34].

Sanitation facilities were categorised as: ‘basic’ when households use flush or pour flush toilets, pit toilets, or composting toilets which they do not share with other households; ‘limited’ when households use flush or pour flush toilets, pit toilets, or composting toilets which they share with other households; ‘unimproved’ when households use hanging toilets; and ‘no facilities’ when households do not have a dedicated toilet [32]. Sanitation facilities were then categorized into improved (basic and limited), unimproved, or no facility. Handwashing facilities were categorized as ‘basic’ when households had handwashing facilities with water and soap available at the time of observation, and ‘limited’ when households had handwashing facilities but lacked either water or soap or both [35]. Finally, PFP were noted as having “handwashing with soap” knowledge if they knew all five critical moments of handwashing with soap (after defecation, after cleaning or toileting a child, before preparing food, before feeding a child, and before eating) [34]. Reliability of the WASH components included in the observation checklist was assessed using Intra-correlation Coefficient (ICC) being rated as excellent for quantity of water used pppd (ICC = 0.93; 95% CI: 0.82–0.97), moderate for water storage (ICC = 0.61; 95% CI: 0.25–0.80) and handwashing facilities (ICC = 0.56; 95% CI: 0.16–0.83), and good for handwashing with soap (ICC = 0.79; 95% CI: 0.46–0.92).

Statistical analysis

Data analyses were conducted using Stata 15.0 [36]. In the study area the large majority of households were Kinh in both provinces, with 99% of Khmer households located in the southern province. Consequently, three population groups were created for analysis: northern province Kinh, southern province Kinh, and Khmer. Bivariate associations between the physical health composite score (PCS) and the mental health composite score (MCS) and population group were tested using ANOVA coupled with Bonferroni post-hoc testing. In multivariate analysis on factors associated with PCS and MCS, each of the PCS and MCS associations was evaluated using general linear models at the first stage. Then, each model was adjusted for the other health outcomes as there is a correlation between PCS and MCS (r = 0.2; p< 0.01). For example, the model examining risk factors of PCS was adjusted for MCS. Independent variables with significant collinearity (VIF >5) were excluded.

Results

The socio-economic characteristics of the participants were compared to those reported for greater Vietnam and the entire VMD in the Vietnam Household Living Standard Survey published in 2018 (Table 1) [37]. The surveyed households in this current study were more disadvantaged when compared to the overall VMD and Vietnamese population, with a higher proportion of PFP never having gone to school, or with a primary school education, and a lower average monthly household income. Females were over-represented in those surveyed (81.5% of sample), as expected due to surveying PFP. All those who agreed to participate, completed all parts of the relevant surveys with no withdrawals at any stage of the study.

Table 1. Selected socio-economic characteristics, water and sanitation, of the study sample compared with the national and regional population.

Characteristics PFP in current study % VMD population % α Vietnamese population %α
Ethnicity
    Kinh (majority ethnic group) 80.0 92.0 86.0 a
    Khmer 20.0 6.4 1.5 a
    Others (Muong, Hoa, Cham,     H’mong…) 0.0 1.6 12.5 a
Sex
    Male 18.5 49.0 b 49.0
    Female 81.5 51.0 b 51.0
Marital status
    Never married 5.1 NA 24.6
    Married 82.6 NA 65.8
    Divorced/widowed/separated 12.3 NA 9.6
Educational level
    Never gone to school 13.2 6.3 5.2
    Primary school (grades 1 to 5) 42.2 31.2 31.9
    Secondary school (grades 6 to 9) 29.7 19.7 28.3
    High school and above 14.9 19.4 34.6
Main drinking water sources
    Piped water 22.1 44.4 43.4
    Well water 4.0 23.7 36.2
    Rainwater 26.1 19.1 9.4
    Purchased water 32.8 0.1c 0.2 c
    River/canal water 15.0 NA NA
    Filtered spring water 0.0 0.2 4.7
    Other 0.0 12.2 5.8
Sanitation facilities
    Improved toilets 72.6 77.6 d 92.0 d
    Hanging toilets 20.1 20.9 4.2
    Other 7.3 1.5 3.8
Average monthly household income (VND’000) 3,004 3,585 3,873
Average monthly food expenditure (VND’000) 2,200 995 e 1,118 e
Average household size (persons) 4.0 3.6 3.7

α Most data were extracted from the 2018 Vietnam Household Living Standard Survey. Data were from other sources are indicated as indicated below.

a: Data were sourced from https://worldpopulationreview.com/countries/vietnam-population/ (Accessed on 23 June 2020).

b: Source: Cosslett, T. L., & Cosslett, P. D. (2014). Water Resources and Food Security in the Vietnam Mekong Delta (Vol. 44): Springer International Publishing.

c: Purchased water is bottled water of unknown quality purchased for drinking and cooking purposes.

d: Flush toilet with septic tank, sewage pipes and double vault compost latrines.

e: Eating, drinking & smoking.

NA = Not available.

Just over one-third (34.4%, 190/552) of surveyed households were food insecure in the last month. On average, each household had 10 (± 1.8, range: 3–12) food groups available in the past month and consumed 6 (± 1.7, range: 2–11) different food groups on the previous day.

Overall, 32.8% of households used (purchased) bottled water as their primary source of drinking and cooking water, followed by rainwater (26.5%), piped water (22.1%) and creek/lake/stream/pond water (15.0%) (S1 Table). However, there were considerable differences in drinking water sources between the northern and southern provinces, most notably the dominance of rainwater in the southern province and the use of creek/lake/stream/pond water in the northern province but not the southern province (S1 Table). The majority (65.8%) of households undertook some sort of treatment of the water prior to consumption, with boiling being the predominant treatment method.

Differences in WASH variables were compared between the three population groups (Table 2). Kinh households in the southern province were significantly more likely to use untreated drinking water compared to either their northern province Kinh counterparts, or the Khmer (p<0.0001). For the remainder of the WASH components, there were no significant differences between Kinh households in the northern and southern provinces. In contrast, Khmer households were more likely to not own sanitation facilities (p = 0.003) and have limited handwashing facilities (p = 0.044) and knowledge of handwashing with soap (p = 0.001), compared to their southern province Kinh counterparts. There was also a trend for Khmer to be more likely to use <50 litres of water pppd (p = 0.058) for domestic potable uses and have improper water storage (p = 0.07), however these differences failed to reach statistical significance.

Table 2. Differences in WASH components by population groups.

Total NP Kinh SP Kinh Khmer RRR (95% CI) RRR (95% CI)
n % % % (ref) % NP Kinh vs. SP Kinh Khmer vs. SP Kinh
Drinking water treatment a
    Point of used treated (POUT) 340 61.6 66.2 53.0 63.3 ref ref
    Out-side treated 148 26.8 32.0 20.2 23.9 1.3 (0.8–2.1) 1.0 (0.5–1.8)
Untreated 64 11.6 1.8 26.8 12.8 0.1 (0.0–0.1) ** 0.4 (0.2–0.8) **
Quantity of water used pppd
    50+ litres 436 79.0 82.2 79.8 69.7 ref Ref
    <50 litres 116 21.0 17.8 20.2 30.3 0.9 (0.5–1.4) 1.7 (1.0–3.0)
Water storage b
    Proper 196 35.5 40.0 35.1 24.8 ref Ref
    Improper 356 64.5 60.0 64.9 75.2 0.8 (0.5–1.2) 1.6 (1.0–2.8)
Sanitation facilities c
    Improved 401 72.6 77.8 71.4 61.5 ref Ref
    Unimproved 111 20.1 18.2 22.6 21.1 0.7 (0.5–1.2) 1.1 (0.6–2.0)
    No facility 40 7.3 4.0 5.9 17.4 0.6 (0.3–1.5) 3.4 (1.5–7.7)**
Handwashing facility d
    Basic 273 49.5 53.8 50.0 37.6 ref Ref
    Limited 279 50.5 46.2 50.0 62.4 0.9 (0.6–1.3) 1.7 (1.0–2.7)*
Handwashing with soap knowledge e
    Yes 112 20.3 25.1 21.4 6.4 ref Ref
    No 440 79.7 74.9 78.6 93.6 0.8 (0.5–1.3) 4.0 (1.7–9.3)**

NP, Northern Province; SP, Southern Province; ref, reference; RRR, relative risk ratio; CI, confidence interval; POUT (point of use treated).

*significant at p < .05

**significant at p < .01.

a POUT: Households use boiled water for drinking in both rainy and dry seasons; Out-side treated: Households use unboiled out-side treated water for drinking in both rainy and dry seasons; Untreated: Households use unboiled, untreated water for drinking in rainy or dry season or in both seasons.

b Proper: Households have an outside water container which had a lid/cover, a spigot and no larvae; Improper: Households have an outside water container which don’t comply with at least one criterion.

c Basic: Households use flush or pour flush toilets, pit toilets, composting toilets and do not share with other households; Limited: Households use flush or pour flush toilets, pit toilets, composting toilets and share with other households; Unimproved: Households use hanging toilets.

d There were no households which did not have a handwashing facility in the sample; Basic: Households had handwashing facilities with water and soap available at the time of observation; Limited: Households have handwashing facilities but lacked either water or soap or both.

e Yes: Primary food preparers know all the five critical moments of handwashing with soap including after defecation, after cleaning a child or after toilet, before preparing food, before feeding a child, and before eating.

Regarding health status, the overall mean PCS and MCS for primary food preparers were 42.9 (±9.0) and 47.3 (±10.1), respectively. Primary food preparers belonging to the Khmer minority group had a mean MCS of 44.0 (±11.7) which was significantly lower than for PFP in Kinh households in the northern (47.8±9.0) or southern (48.4±10.2) provinces (p<0.0001). There was no significant difference in mean PCS between population groups (p = 0.3) (Fig 1).

Fig 1. PCS and MCS of primary food preparers by population group.

Fig 1

PCS and associated factors

HFI and quantity of water used (pppd) were separately associated with lower PCS after adjustment for other variables (Table 3). The estimated marginal mean PCS of PFP who lived in food insecure households was 2.94 points lower than those who lived in food secure households (95% CI: 1.31–4.57; p<0.0001). The estimated marginal mean PCS of PFP who lived in households using less than 50 litres pppd was 1.78 points lower than those who lived in households using 50 litres and above for domestic potable purposes after adjusting for other factors (95% CI: 0.14–3.42; p = 0.034).

Table 3. Factors associated with PCS in multivariable general linear model.

Estimated Marginal Mean PCS (95% CI) p value
Age of primary food preparers (ref: 18–44 years)
    45–65 years -4.53 (-5.91, -3.14,) <0.0001
    ≥ 65 years -8.38 (-10.62, -6.14,) <0.0001
Family structure (ref: Typical family)
    Only couple -2.82 (-5.27, -0.37,) 0.024
    Widowed/single living with others -2.83 (-5.13, -0.53) 0.016
    Widowed/single alone -4.70 (-8.08, -1.32) 0.006
Engaging in farming (ref: No)
    Yes 2.05 (0.51, 3.59) 0.009
Quantity of water pppd (ref: 50+ litres)
    < 50 litres -1.78 (-3.42, -0.14) 0.034
Household food insecurity (ref: Food secure)
    Food insecure -2.94 (-4.57, -1.31) <0.0001
Shock score -1.24 (-2.08, -0.42) 0.003

PCS, physical composite health score; CI, confidence interval; ref, reference; MCS, mental composite score; pppd, per person per day.

Only factors with significant differences with p<0.05 or 0.01 are reported.

Variables included in the PCS model: HFI, age, occupation, income sources, income sufficiency, monthly household expenditure, saving, ability to access markets, food source, engaging in farming, number of people in the household, shock score, MCS, household diet diversity and food availability scores, drinking water treatment, quantity of water used pppd, water storage, sanitation facilities, handwashing facilities, and handwashing with soap knowledge.

MCS and associated factors

The use of untreated water for potable uses, HFI, insufficient food availability and using <50 litres of water pppd for domestic purposes were all associated with lower MCS (Table 4). There was a significant interaction between HFI and quantity of water used pppd (p = 0.002). For households that were food secure, the quantity of water used domestically did not significantly influence the MCS (p>0.05). For food insecure households that used 50+ litres of water pppd for domestic uses, the MCS was predicted to be 2.99 points lower (95% CI: 1.07–4.92; p = 0.002) than the MCS in food secure households using 50+ litres of water pppd. When the food insecure households used <50 litres of water pppd, then the MCS was predicted to decrease a further 5.95 points (95% CI: 2.18–9.73; p = 0.002).

Table 4. Factors associated with MCS in multivariable general linear model.

Variables Difference in Estimated Marginal Mean MCS (95% CI) p values
Monthly household income (VND) (ref: ≥ 6 million)
    3–5 million -3.02 (-4.74, -1.30) 0.001
    < 3 million -4.19 (-6.11, -2.27) <0.0001
Drinking water treatment (ref: Point of use treated)
    Out-side treated -1.59 (-3.21, 0.02) 0.053
    Untreated -3.26 (-6.11, -0.42) 0.025
Household food insecurity (ref: Food secure)
    Food insecure -2.99 (-4.92, -1.07) 0.002
Food availability score 0.95 (0.41, 1.49) 0.001
HFI*quantity of water used pppd -5.95 (-9.73, -2.18) 0.002

MCS, mental composite score; CI, confidence interval; VND, Vietnamese dong; Ref, reference; HFI, household food insecurity; pppd, per person per day.

Only factors with significant differences with p<0.05 or 0.01 are reported.

Variables included in the MCS model: population group, monthly household income, HFI, PCS, household diet diversity and food availability scores, drinking water treatment, quantity of water used pppd.

Discussion

The results from this study indicate that household food insecurity and limited quantity of potable domestic water use or the use of untreated (unboiled) drinking water were associated with poorer physical and mental health, as experienced by the primary food preparer using self-reported measures. Specifically, the study found that HFI and using <50 litres of water for domestic use pppd were independently associated with lower PCS. With regards to mental health, HFI, lack of food availability, using <50 litres of water pppd, and the use of untreated drinking water lowered the MCS of adult primary food preparers living in rural areas of the VMD. Other WASH conditions such as sanitation and hygienic factors were not significantly associated with PCS or MCS of those surveyed in the VMD.

At the time of this study, it was one of only a few published studies demonstrating a negative interaction between HFI, and access to appropriate quantities of potable quality water used pppd and the mental health of adults living in a lower-middle income country. The results from this study undertaken in Vietnam adds to the recent data from other lower-middle income countries [38, 39]. This finding is important for global health policy, which currently predominantly considers water and food as independent factors which undermine health status [6]. The finding of this study therefore supports the need for a connected systems science approach to addressing food and water insecurity concurrently to improve health status for people since mitigating either food or water insecurity independently could be insufficient [6].

Water security has been defined as “the capacity of a population to safeguard sustainable access to adequate quantities of acceptable quality water for sustaining livelihoods, human well-being, and socio-economic development, for ensuring protection against water-borne pollution and water-related disasters, and for preserving ecosystems in a climate of peace and political stability” [40]. In this study we focused on potable uses of water in the home only with consideration of the four dimensions of water security: availability (safe water is available for use that is of sufficient volume to meet household needs), access (having economic, physical and social access to a safe drinking water source), utilisation (water quality or safety) and stability (stable over time irrespective of seasonal and civic changes). In this way, potable water security can be characterised similarly to household food security, indicating that potable water security is an under-conceptualised and probably under-researched dimension of food security, and that pathways linking water insecurity to poor health are likely similar to those linked to household food insecurity [6]. In the VMD, many households rely on water sources that can be compromised. In general, the quality of the three main water sources (surface water, groundwater, and rainwater) in the VMD is increasingly threatened by a number of factors. The surface water and groundwater are largely contaminated by overuse of agricultural chemicals and fertilizers in farming and industrial activities, salinity intrusion and aluminium soils [17]. The threat to the quality of these water sources is further worsened because there is a shortage of wastewater treatment plants in the region [17], meaning wastewater from both domestic use and industrial parks is directly discharged into rivers and canals. Thus, surface water and groundwater are largely polluted. Over 50% of the households surveyed in our study boiled water prior to consumption irrespective of the original source of the water. It was for this reason that we captured this behaviour in the final classification of drinking water source. We acknowledge that behavioural adherence to correctly treat water by boiling is not always correctly adhered to. However, we saw boiling water before consumption as less of a problem than using a classification based on the original water source, which then may or may not be subsequently boiled. In addition, bottled water was not considered as treated potable water in this study as bottled water is purchased in the VMD at relatively low cost but tends to have poor water quality due to inadequate management [41]. Specifically, authorities that are responsible for managing quality of bottled water lack the resources to adequately supervise and control companies which produce this water source [41].

Both potable water insecurity and household food insecurity may be linked to health via biological, nutritional, and psychosocial pathways [40]. For example, household food insecurity is associated with inadequate energy intake and inadequate consumption of essential nutrients and vitamins [42], while water insecurity may force people to use poorer quality water, increasing the risk of diarrhoea from a range of infectious and parasitic infections and preventing adequate absorption of energy and micronutrients [22]. Intestinal parasitic infections can also affect people’s appetite which additionally contributes to undernutrition [43]. Additionally, people living in food insecure households that also have limited access to potable water may experience feelings of uncertainty or stress over how long their food and water of appropriate quality will last, which can generate other negative feelings such as deprivation, anxiety, shame, and helplessness [44, 45].

This study found that the mental health of people living in food insecure households that used less than 50 litres pppd was worse than that of households who were food insecure but were able to use 50 litres and above pppd of appropriate quality water. This finding extends prior work which showed that food and water insecurity independently affects mental health [46, 47]. While it has been reported that food insecurity is independently linked to emotional distress, anxiety, depression and other mental health outcomes [48, 49], this study suggests that mental health may also be further compromised by the interactive effect of food insecurity and other ‘insecurities’ (such as potable water insecurity). There is increasing recognition of the importance of the integrated assessment of multiple insecurities and their interactions to identify the common determinants leading to ill health in order to design double and triple-duty actions to improve human health [38, 50, 51]. Thus, future studies that explore the cumulative and interactive effects of stressors from water, food and other insecurities (energy and income losses) will be important for understanding the influence shared drivers have toward efficient multiple action approaches to improving health.

This study also found that using untreated potable water, assessed as the combination of an unimproved water source and not boiling the water for consumption after collection, was associated with increasingly negative mental health. This finding is also novel for its assessment of measures to assess water quality in relation to health given the lack of research on household water insecurity [6]. Collective findings of this study therefore suggested that the lack of both quantity and quality of water were associated with a decrease in mental health. It should also be noted that although boiling (the most common household water treatment practice in VMD) can disinfect water, it cannot guarantee the removal of chemical contaminants such as arsenic or mercury, which are commonly found in tube-wells or drilled wells in VMD [52]. Therefore, household water treatment models that address not only pathogens and parasites but also chemicals in VMD need to be prioritised to ensure water security and health for people. Additionally, improving access to safe water can have a flow-on effect by improving the opportunities for households to improve food security through ensuring food safety (such as using clean and safe water for food preparation and cooking) or through improved health of the primary food providers [12].

Although the results of this study did not show an accumulative effect of HFI and potable water insecurity on physical health, each of these insecurities was independently associated with lower physical health, which is consistent with previous research [6, 53]. This study also extends beyond prior work for its findings which showed that both HFI and potable water insecurity impacted collectively on both physical health and mental health and on the shocks that household experienced such as crop loss due of extreme weather, loss of employment, and the death of household income earners. This finding demonstrates that physical health will be more likely to be undermined by multiple insecurities such as food insecurity, water insecurity, and personal wellbeing insecurities.

Collective findings of this study demonstrate that both physical and mental health are more likely to be undermined by multiple insecurities particularly potable water, food, and wellbeing insecurity, contributing to a broader understanding of shared drivers of ill-health. This study also employed reliable tools which were carefully piloted for reliability in the VMD context, along with robust statistical analyses to assess the relationships between outcomes and associated factors. The results also highlight the need to validate national data of a country with fine scale investigations in regions away from major population centres, These investigations are needed to evaluate national improvement initiatives and with local populations that may be at higher risk. This can assist governments and aid agencies to further refine assistance that ensures these at-risk populations also benefit from national improvements in food and water access.

However, the study design of this and other previous studies does not make it possible to determine an overall direct cause-and-effect relationship between household food and potable water insecurity and health status. Therefore, future studies should be designed to better ascertain these links, for example, more in-depth epidemiological studies of health associated with both HFI and potable water insecurity. In addition, this study did not examine the extent to which seasonal food and potable water insecurities impact on health, especially mental health. Future studies to fill these gaps and to contribute to the literature are warranted. In addition, the use of self-reporting can create the potential for social desirability bias; however, this was mitigated to some extent by independent observation of WASH components. The use of an interviewer-administered survey may have raised expectations about potential access to resources or conversely limited reporting of hardship to minimise shame. This bias was partially ameliorated by clearly explaining to participants that the findings of the research only served the aims of the study and did not relate to local or national welfare programs.

Conclusions

Our findings demonstrate that potable household water and food insecurity may be independently or jointly associated with poorer physical and mental health in the VMD. This is one of the few studies demonstrating links between potable water and food insecurity with issues of physical and mental health. The results also suggest that the simultaneous development and implementation of joint policies and programs that examine potential problems at a local, downsized scale to resolve these two conditions are warranted to improve health at a finer scale than national level. For instance, joint dual-action interventions could address food and potable water insecurity more effectively for improving the population health since food and water insecurity may have shared common drivers and solutions such as socio-economic (poverty) and environmental factors (in particular increasing impacts of climate change). This study also supports a broader global focus on achieving multiple goals and targets in the Sustainable Development Goals by integrated policies and interventions to offset limited global resources.

Supporting information

S1 Checklist. Checklist for global inclusivity.

(DOCX)

S1 Table. Details of drinking water source (DWS) by population group (n = 552).

(DOCX)

Acknowledgments

We acknowledge support from local commune staff and participants in the study areas. We are also grateful to the staff of the Institute of Public Health (IPH) for their assistance in data collection.

Data Availability

The data underlying the results presented in the study are available from Vuong, Thuy Ngoc; (2021): Household food insecurity data from the Vietnamese Mekong Delta. Queensland University of Technology. (Dataset) https://doi.org/10.25912/RDF_1636522923750

Funding Statement

This study was funded by the Queensland University of Technology (QUT) Institute of Health and Biomedical Innovation (IHBI) and Institute of Public Health, Ho Chi Minh City.

References

  • 1.FAO, IFAD, UNICEF, et al. The state of food security and nutrition in the world 2018. Building climate resilience for food security and nutrition; 2018. [cited 5 May 2019]. Available from: www.fao.org/3/I9553EN/i9553en.pdf. [Google Scholar]
  • 2.Prüss-Ustün A, Wolf J, Bartram J, Clasen T, Cumming O, Freeman MC, et al. Burden of disease from inadequate water, sanitation and hygiene for selected adverse health outcomes: An updated analysis with a focus on low- and middle-income countries. Int. J. Hyg. Environ. Health 2019;222: 765–777. doi: 10.1016/j.ijheh.2019.05.004 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 3.FAO, IFAD, UNICEF, et al. The State of Food Security and Nutrition in the World 2020. Transforming food systems for affordable healthy diets. Rome, Italy; 2020. [Google Scholar]
  • 4.WHO. Drinking-water: Key facts. 2019; Available from https://www.who.int/news-room/fact-sheets/detail/drinking-water. [Google Scholar]
  • 5.WHO. Sanitation: Key facts. 2021. Available from https://www.who.int/en/news-room/fact-sheets/detail/sanitation. [Google Scholar]
  • 6.Miller JD, Frongillo EA, Weke E, Burger R, Wekesa P, Sheira LA, et al. Household Water and Food Insecurity Are Positively Associated with Poor Mental and Physical Health among Adults Living with HIV in Western Kenya. The J. Nut. 2021;151: 1656–1664. doi: 10.1093/jn/nxab030 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 7.Cooper-Vince CE, Arachy H, Kakuhikire B, Vorechovská D, Mushavi RC, Baguma C, et al. Water insecurity and gendered risk for depression in rural Uganda: A hotspot analysis. BMC Pub. Health 2018;18: 1143–1143. doi: 10.1186/s12889-018-6043-z [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Stevenson EG, Greene LE, Maes KC, Ambelu A, Tefaye YA, Rheingans R, et al. Water insecurity in 3 dimensions: an anthropological perspective on water and women’s psychosocial distress in Ethiopia. Soc. Sci. Med. 2012:75: 392–400. doi: 10.1016/j.socscimed.2012.03.022 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9.Naser IA, Jalil R, Muda WMW, Wan Nik WS, Mohd SHariff Z, Abdullah MR. Association between household food insecurity and nutritional outcomes among children in Northeastern of Peninsular Malaysia. Nutr. Res. Pract. 2014;8: 304–311. doi: 10.4162/nrp.2014.8.3.304 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 10.Hadley C, Patil CL. Food insecurity in rural Tanzania is associated with maternal anxiety and depression. Am. J. Hum. Biol. 2006;18: 359–368. doi: 10.1002/ajhb.20505 [DOI] [PubMed] [Google Scholar]
  • 11.Hadley C, Patil CL. Seasonal changes in household food insecurity and symptoms of anxiety and depression. Am. J. Phys. Anthropol. 2008;135: 225–232. doi: 10.1002/ajpa.20724 [DOI] [PubMed] [Google Scholar]
  • 12.Cumming O, Cairncross S. Can water, sanitation and hygiene help eliminate stunting? Current evidence and policy implications: Water, sanitation and hygiene, and stunting. Matern. Child Nutr. 2016;12: 91–105. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 13.The Vietnamese Government Resolution No.120/NQ-CP on Sustainable Development for the Mekong River Delta to Climate Change Adaptation pp. 1–16 [Office TG, editor] 2017.
  • 14.Chau NDG, Sebesvari Z, Amelung W, Renaud FG. Pesticide pollution of multiple drinking water sources in the Mekong Delta, Vietnam: evidence from two provinces. Environ. Sci. Pollut. Res. 2015;22: 9042–9058. doi: 10.1007/s11356-014-4034-x [DOI] [PubMed] [Google Scholar]
  • 15.Ba N. Household food security in the Mekong Delta. Can Tho University. 2017:53–63. [Google Scholar]
  • 16.Ministry of Natural Resources and Environment & Ministry of Agriculture and Rural Development. Mekong Delta plan: Long-term vision and strategy for a safe, prosperous and sustainable delta (Kế hoạch Đồng bằng sông Cửu Long). 2013 [cited 26 April 2017]. Available from: https://www.mekongdeltaplan.com/.
  • 17.Chau MN. Joint donors’ support to national target program for rural water supply and sanitation phase 3, [2016] [cited 20 August 2019]. Available from: https://www.google.com/search?q=Joint+donors%27+support+to+National+Target+Program+for+rural+water+supply+and+sanitation+Phase+3&oq=Joint+donors%27+support+to+National+Target+Program+for+rural+water+supply+and+sanitation+Phase+3&aqs=chrome..69i57.3887j0j7&sourceid=chrome&ie=UTF-8. [Google Scholar]
  • 18.Cosslett TL, Cosslett PD. Water Resources and Food Security in the Vietnam Mekong Delta. vol. 44: Springer International Publishing; 2014. [Google Scholar]
  • 19.UNICEF. Water, sanitation and hygiene in Viet Nam: Policy brief. Hanoi, 2020. [Google Scholar]
  • 20.Huong LTT, Tuyet-Hanh TT, Minh HV, Ha BTT, Anh NQ, Huong NT, et al. Access to Improved Water Sources and Sanitation in Minority Ethnic People in Vietnam and Some Sociodemographic Associations: A 2019 National Survey. Environ. Health Ins. 2020;14 doi: 10.1177/1178630220946342 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 21.World Bank Understanding Determinants of Access to Hygienic Latrines for Rural Households in Vietnam, 2016.
  • 22.UNICEF Viet Nam. Water, sanitation and hygiene: Clean water, basic toilets and good hygiene practices are essential for the survival and development of children in Viet Nam, [2020] [cited 17 June 2021]. Available from: https://www.unicef.org/vietnam/water-sanitation-and-hygiene. [Google Scholar]
  • 23.Ware J, Kosinski M, Keller SD. A 12-Item Short-Form Health Survey: Construction of scales and preliminary tests of reliability and validity. Med. Care. 1996;34; 220–233. doi: 10.1097/00005650-199603000-00003 [DOI] [PubMed] [Google Scholar]
  • 24.Fong DY, Lam CL, Mak KK, Lai YK, Ho SY, Lam TH, et al. The Short Form-12 Health Survey was a valid instrument in Chinese adolescents. J. Clin. Epidemiol. 2010; 63: 1020–1029. doi: 10.1016/j.jclinepi.2009.11.011 [DOI] [PubMed] [Google Scholar]
  • 25.Chariyalertsak S, Wansom T, Kawichai S, Ruangyuttikarna C, Kemerer VF, Wu AW. Reliability and validity of Thai versions of the MOS-HIV and SF-12 quality of life questionnaires in people living with HIV/AIDS. Health Qual. Life Outcomes. 2011;9: 15. doi: 10.1186/1477-7525-9-15 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 26.Dao-Tran TH. Stressful life events, modifiable lifestyle factors, depressive symptoms, health-related quality of life, and chronic disease among older women in Vietnam and Australia: a cross-cultural comparison. PhD Thesis, Queensland University of Technology. 2017. Available from: https://eprints.qut.edu.au/105851/.
  • 27.Nguyen P, Manohar S, Mai L, et al. Alive & Thrive Baseline Survey Report: Vietnam. Washington, D.C. 2011. [cited 21 June 2021]. Available from: https://healthmarketinnovations.org/sites/default/files/Alive%20and%20Thrive%20Vietnam%20Baseline%20Report%202011.pdf. [Google Scholar]
  • 28.Jennifer C, Swindale A, Bilinsky P. Household food insecurity access scale (HFIAS) for measurement of food access: Indicator guide, version 3. 2007. [cited 18 August 2016]. Available from: https://www.fantaproject.org/sites/default/files/resources/HFIAS_ENG_v3_Aug07.pdf. [Google Scholar]
  • 29.Swindale A, Bilinsky P. Household Dietary Diversity Score (HDDS) for Measurement of Household Food Access: Indicator Guide. Version 2. 2006. [cited 23 December 2016]. Available from: http://www.fantaproject.org/sites/default/files/resources/HDDS_v2_Sep06_0.pdf. [Google Scholar]
  • 30.Nepper MJ, Ludemann M, Chai W. Validation of Instruments to Assess Home Food Environment of Pre-Adolescents: A Pilot Study. J. Nutr. Health Food Sci. 2014; 2:1–9 dx.doi.org/10.15226/jnhfs.2014.00132. [Google Scholar]
  • 31.WHO/UNICEF. Joint Monitoring Programme Core questions on drinking-water and sanitation household surveys. 2006. [cited 22 April 2017]. Available from: https://apps.who.int/iris/handle/10665/43489. [Google Scholar]
  • 32.WHO/UNICEF. Progress on drinking water, sanitation and hygiene: 2017 update and SDG baselines. 2017. [cited 12 November 2018]. Available from: https://www.unicef.org/publications/index_96611.html (accessed 25 April 2017). [Google Scholar]
  • 33.Reed BJ. Minimum water quantity needed for domestic uses. 2013. Available from: www.lboro.ac.uk/wedc. [Google Scholar]
  • 34.USAID. Access and behavioral outcome indicators for water, sanitation, and hygiene (HIP project). 2010. [cited 10 July 2017]. Available from: http://pdf.usaid.gov/pdf_docs/Pnadw489.pdf. [Google Scholar]
  • 35.CARE Vietnam. The options and ownership: Water and sanitation for rural poor in the Mekong Delta project Ca Mau and Soc Trang provinces, Vietnam. 2012. [cited 12 November 2016]. Available from: http://www.careevaluations.org/wp-content/uploads/evaluations/options-and-ownership-water-and-sanitation-for-the-rural-poor-in-the-mekong-delta.pdf. [Google Scholar]
  • 36.StataCorp. Stata release 15. 2019. [cited 19 Jan 2019]. Available from: https://www.stata.com/stata15/. [Google Scholar]
  • 37.GSO Vietnam. Result of the Viet Nam Household Living Standards Survey 2018. Statistical Publishing House: GSO Vietnam. 2019. [Google Scholar]
  • 38.Workman CL, Brewis A, Wutich A, Young S, Stoler J, Kearns J. Understanding Biopsychosocial Health Outcomes of Syndemic Water and Food Insecurity: Applications for Global Health. Am. J. Trop. Med. Hyg. 2021; 104(1): 8–11. doi: 10.4269/ajtmh.20-0513 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 39.Sera L, Young SL, Frongillo EA, Jamaluddine Z, Melgar-Quioñez H, Pérez-Escamilla RP, et al. Perspective: The Importance of Water Security for Ensuring Food Security, Good Nutrition, and Wellbeing. Adv. Nut. 2021; 12(4): 1058–1073. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 40.Bigas H. Water security & the global water agenda: A UN-Water analytical brief. 2013. [cited 20 November 2019]. Available from: https://www.circleofblue.org/wp-content/uploads/2013/03/UNWater_watersecurity_analyticalbrief.pdf. [Google Scholar]
  • 41.Li L, Li CS, Wichelns D. (2016). Assessing household willingness to pay for bottled water in rural areas of the Mekong Delta, Vietnam. Water Resources and Rural Development 7, 36–49. [Google Scholar]
  • 42.Mills J. Cumming O. The impact of water, sanitation and hygiene on key health & social outcomes. DFID Evidence Paper. 2016. Available from: https://www.lshtm.ac.uk/sites/default/files/2017-07/WASHEvidencePaper_HighRes_01.23.17_0.pdf. [Google Scholar]
  • 43.UNICEF, WHO, USAID. Improving nutrition outcomes with better water, sanitation and hygiene: Practical solutions for policies and programmes. 2016. [cited 16 October 2017]. Available from: https://www.who.int/water_sanitation_health/publications/washandnutrition/en/. [Google Scholar]
  • 44.Coates J, Frongillo EA, Rogers BL, Webb P, Wilde PE, Houser R. Commonalities in the experience of household food insecurity across cultures: What are measures missing? J. Nutr. 2006;136: 1438S–1448S. doi: 10.1093/jn/136.5.1438S [DOI] [PubMed] [Google Scholar]
  • 45.Bisung E, Elliott SJ. Psychosocial impacts of the lack of access to water and sanitation in low- and middle-income countries: a scoping review. J. Wat. Health. 2016;15: 17–30. [DOI] [PubMed] [Google Scholar]
  • 46.Weigel MM, Armijos RX, Racines M, Cevallo W, Castro NP. Association of Household Food Insecurity with the Mental and Physical Health of Low-Income Urban Ecuadorian Women with Children. J. Environ. Pub. Health. 2016. doi: 10.1155/2016/5256084 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 47.Workman CL, Ureksoy H. Water insecurity in a syndemic context: Understanding the psycho-emotional stress of water insecurity in Lesotho, Africa. Soc. Sci. Med. 2017;179: 52–60. doi: 10.1016/j.socscimed.2017.02.026 [DOI] [PubMed] [Google Scholar]
  • 48.Birhanu TT, Tadesse AW. Food insecurity and mental distress among mothers in rural Tigray and SNNP regions, Ethiopia. Psych. J. 2019. doi: 10.1155/2019/7458341 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 49.Jones A. Food insecurity and mental health status: A global analysis of 149 countries. American Journal of Prevent. Med. 2017;53: 264–273. doi: 10.1016/j.amepre.2017.04.008 [DOI] [PubMed] [Google Scholar]
  • 50.Brewis A, Piperata B, Thompson A, Wutich A. Localizing resource insecurities: A biocultural perspective on water and wellbeing. Wiley Interdisciplinary Reviews: Water 2020;7: e1440. doi: 10.1002/wat2.1440 [DOI] [Google Scholar]
  • 51.Whittle HJ, Leddy AM, Shieh J, Tien PC, Ofotokun I, Adimora AA, et al. Precarity and health: Theorizing the intersection of multiple material-need insecurities, stigma, and illness among women in the United States. Soc. Sci. Med. 245, 112683. doi: 10.1016/j.socscimed.2019.112683 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 52.Erban LE, Gorelick SM, Zebker HA, Fendorf S. Release of arsenic to deep groundwater in the Mekong Delta, Vietnam, linked to pumping-induced land subsidence. Proc. Natl. Acad. of Sci. USA. 2013;110: 13751–13756. doi: 10.1073/pnas.1300503110 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 53.Ahmadi AR, Heshmat R, Vedadhir A, Spobhani SR, Ahmadi S, Pouraram H. Food insecurity is related to women’s mental and physical health in Babolsar, Iran. Nutr. Food Sci. Res. 2017;4: 3–10. [Google Scholar]

Decision Letter 0

Alison Parker

4 Feb 2022

PONE-D-21-39513Household water and food insecurity negatively impacts self-reported physical and mental health in the Vietnamese Mekong DeltaPLOS ONE

Dear Dr. Gallegos,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. You will see that both reviewers have questions about your conceptualisation of water security.   For reviewer 2 this is a major concern, but I think reviewer 1's comments which they say are "for another paper" may help you address these.  

Please submit your revised manuscript by Mar 21 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Alison Parker

Academic Editor

PLOS ONE

Journal Requirements:

1. When submitting your revision, we need you to address these additional requirements. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf 2.  Please include a complete copy of PLOS’ questionnaire on inclusivity in global research in your revised manuscript. Our policy for research in this area aims to improve transparency in the reporting of research performed outside of researchers’ own country or community. The policy applies to researchers who have travelled to a different country to conduct research, research with Indigenous populations or their lands, and research on cultural artefacts. The questionnaire can also be requested at the journal’s discretion for any other submissions, even if these conditions are not met.  Please find more information on the policy and a link to download a blank copy of the questionnaire here: https://journals.plos.org/plosone/s/best-practices-in-research-reporting. Please upload a completed version of your questionnaire as Supporting Information when you resubmit your manuscript. 3. We note that the grant information you provided in the ‘Funding Information’ and ‘Financial Disclosure’ sections do not match.  When you resubmit, please ensure that you provide the correct grant numbers for the awards you received for your study in the ‘Funding Information’ section. 4.  Thank you for stating the following in the Competing Interests/Financial Disclosure * (delete as necessary) section: (We have read the journal's policy and Danielle Gallegos has the following competing interest: she is currently supported by a grant from the Queensland Children's Hospital Foundation provided philanthropically by Woolworths. The remaining authors have declared that no competing interests exist.) We note that you received funding from a commercial source: [Name of Company]Please provide an amended Competing Interests Statement that explicitly states this commercial funder, along with any other relevant declarations relating to employment, consultancy, patents, products in development, marketed products, etc.  Within this Competing Interests Statement, please confirm that this does not alter your adherence to all PLOS ONE policies on sharing data and materials by including the following statement: "This does not alter our adherence to PLOS ONE policies on sharing data and materials.” (as detailed online in our guide for authors http://journals.plos.org/plosone/s/competing-interests).  If there are restrictions on sharing of data and/or materials, please state these. Please note that we cannot proceed with consideration of your article until this information has been declared.  Please include your amended Competing Interests Statement within your cover letter. We will change the online submission form on your behalf.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This is a well-written paper, crystal clear with a logic flow. As I am not familiar with the statistical methods, i am unable to judge whether the methods and related findings are sound. In any case, the presentation of findings is to the point and reader-friendly.

My main remark regards the way in which the definition of 'water security' as meant in its broadest sense (rows 315 - 319) is interpreted in a very narrow meaning to just water for domestic uses and sanitation - for which WHO/UN have made their own indicators, also for monitoring SDG 6.1. For example, water plays a vital, possibly more important role than just drinking water, or all domestic uses, in food security/nutrition and related physical and mental health, including through irrigation of rice and fisheries/salt intrusion in VMD.

Second, can the authors clarify what 'purchased' water is in table 1? What are the water quality problems with that, if any? Is purchased water only for drinking? What about the much higher volumes needed for other domestic uses?

Minor remarks

row 37: been = between?

row 107: further specify whether urban/rural?

table 2: last column: the Khmer are compared with the Kinh of the northern province. Yet, the Khmer live mainly in the southern province. Hence, wouldn't comparison with SP be more relevant here - keeping more factors constant?

row 299: food = food insecurity?

And a suggestion: for the further exploration of pathways through which water security for domestic uses and food security/ nutrition are linked, see, for example, IFPRI, e.g. Claudia Ringler.

Lastly, some philosophical thoughts from a sociological/institutional perspective, not for this paper, but more general. The SDGs already emphasize the multiple linkages between the SDGs. There is quite some qualitative literature about linkages between water for drinking and other domestic uses, and and health, e.g., infant morbidity (with contestations, though). System thinking is promoted. However, cross-sectoral collaboration is notoriously difficult, as also well recognized in the SDGs. The authors' narrow interpretation of the broad concept of 'water security' is another case in point: even within the water sector, the silos between WASH and other (irrigation, water resource management, pollution, climate etc.) are rigid. Yet, evidence shows that in rural areas, water supply systems designed for domestic uses (for healthy absorption of nutrients) are, in reality, often also used for productive uses (for the intake of nutrients). Certainly for rural people with multi-faceted agrarian livelihoods, it is obvious that they need water for both domestic and often a range of productive uses. Hence, the proposed combined water and food security programs are easier said than done.

Reviewer #2: The research is generally rigorous and well described in the manuscript. However, I do have some concerns about some aspects of the paper as per the below comments:

1. The drinking water treatment variable has three categories: point of use, outside treated and untreated. Yet, the untreated category includes a variety of sources with significantly different safety profiles. Within the WHO-UNICEF JMP system for categorise water sources - boreholes/tubewells are an improved source as when properly designed and maintain protect water for most sources of contamination, and hence treatment is often no required. Whereas, surface water is significantly more likely to be contaminated and is very risky when not treated. Hence, I don't think that current categorisation tells you much about the safety of water being consumed and therefore in its current design that particular variable does not tell us much about water security (which is what you are ultimately interested in). This calls into question the results connected to that particular variable in my mind (for example results on L232-3 and others). There are various other more minor concerns I have with that variable such as putting treated piped supply in with bottle water, and also the implication that POT is the highest outcome when we no of the many flaws in POT in terms of behavioural adherence.

2. The discussion about the conceptualisation of water security is also limited and does not engage sufficiently with the extremely deep literature in this area. For example, the HWISE initiative which has mapped out these key components before in many papers, but even more broadly any literature on monitoring water supply within development programs (including grey literature) can already tell you about the various components you mention. I don't really see how you have developed any sort of novel conceptualisation of water security.

3. Relatedly, the links between WASH and food insecurity are well known and articulated normally from a WASH-nutrition perspective. The links between WASH and nutrition were linked to improving child health with the need to protect against infection as well as ensure nourishment to avoid childhood stunting and to support healthy children. Hence, reflecting back on that trend and the evidence base that underpins it would be help enrich your framing of this project.

4. My final comment is about the "so what" of the paper. I thought overall the study seemed rigorous but I was left wondering why assess these interlinkages when we know (or can at least theorise) that they exist. It is a bit like when studying multidimensional poverty - many things are interlinking and correlating but studying that often doesn't really tell us anything useful. Hence, what does the paper really tell us about these relationships? Does it provide more precision or accuracy in how they relate? Are there particular directions of causality that can identified? What are the implications for governments and others who need to help respond to these problems? I say these comments not to suggest the paper is not valuable, but rather to hopefully help you refine and explain the value to readers. Best of luck.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: Yes: Paul Hutchings

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2022 May 5;17(5):e0267344. doi: 10.1371/journal.pone.0267344.r002

Author response to Decision Letter 0


29 Mar 2022

Please note the specific responses to each reviewer is provided in the response to reviewers document appended to this submission. The response to editors is provided in the above statement and in the cover letter

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Alison Parker

7 Apr 2022

Household water and food insecurity negatively impacts self-reported physical and mental health in the Vietnamese Mekong Delta

PONE-D-21-39513R1

Dear Dr. Gallegos,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Alison Parker

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Alison Parker

27 Apr 2022

PONE-D-21-39513R1

Household water and food insecurity negatively impacts self-reported physical and mental health in the Vietnamese Mekong Delta

Dear Dr. Gallegos:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Alison Parker

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Checklist. Checklist for global inclusivity.

    (DOCX)

    S1 Table. Details of drinking water source (DWS) by population group (n = 552).

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    The data underlying the results presented in the study are available from Vuong, Thuy Ngoc; (2021): Household food insecurity data from the Vietnamese Mekong Delta. Queensland University of Technology. (Dataset) https://doi.org/10.25912/RDF_1636522923750


    Articles from PLoS ONE are provided here courtesy of PLOS

    RESOURCES