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. Author manuscript; available in PMC: 2022 May 5.
Published in final edited form as: Transplantation. 2020 May;104(5):1070–1080. doi: 10.1097/TP.0000000000002932

Long-term outcome of allogeneic hematopoietic stem cell transplantation from unrelated donor using tacrolimus/sirolimus-based GVHD prophylaxis: impact of HLA mismatch

Monzr M Al Malki 1, Ketevan Gendzekhadze 2, Dongyun Yang 3, Sally Mokhtari 4, Pablo Parker 1, Chatchada Karanes 1, Joycelynne Palmer 3, David Snyder 1, Stephen J Forman 1, Auayporn Nademanee 1, Ryotaro Nakamura 1
PMCID: PMC9071270  NIHMSID: NIHMS1797146  PMID: 31449184

Abstract

Background:

While Tacrolimus/Sirolimus (T/S)-based graft-versus-host disease (GvHD) prophylaxis has been effective in preventing acute GvHD post hematopoietic cell transplantation (HCT), its efficacy and long-term outcome in matched (MUD) and mismatched unrelated donor (mMUD) setting is not well defined.

Methods:

Herein, we evaluated a consecutive case-series of 482 patients who underwent unrelated donor (URD) HCT (2005 – 2013) with T/S-based GvHD prophylaxis.

Results:

With a median follow-up of 6.2 years (range=2.4–11.3), the 5-year overall survival (OS) and relapse/progression-free survival were 47.5% (95%CI: 43.0–52.0) and 43.6% (95%CI: 39.1–48.1), respectively; and the 5-year cumulative incidence of non relapse mortality (NRM) and relapse were 24.9%, and 31.5%, respectively. In this cohort, mMUD was associated with worse OS (39.0% vs. 50.7% at 5 years, p=0.034), primarily due to greater risk of NRM (33.5% vs. 21.7%, p=0.038). While rates of relapse, acute (II-IV or III-IV) or chronic GvHD (limited or extensive) were not different, death caused by chronic GvHD (20.8% vs. 12.8%, p=0.022) and infection (33.0% vs. 18.1%, p<0.01) were significantly greater in mMUD. In multivariable analysis, high-risk disease (HR= 2.21, 95%CI: 1.16–4.23; p<0.01) and mMUD (HR=1.55, 95%CI:.1.15–2.08; p=0.004) were independent predictive factors for OS.

Conclusions:

T/S-based GvHD prophylaxis is an effective and acceptable GvHD prophylactic regimen. However, survival after mMUD remained poor, possibly related to the severity of chronic GvHD.

INTRODUCTION

Despite the increasing number of volunteer donors available through the registry, around 30–75% of patients do not have a well-matched (8/8 HLA-A, -B, -C, -DRB1) unrelated donor (MUD).1 While in most cases a 7/8 single HLA-mismatched donor is available for such patients, based on previously reported registry studies,24 mismatched unrelated donor (mMUD) allogeneic hematopoietic stem cell transplantation (alloHCT) is associated with inferior transplant outcomes regardless of the intensity of preparative regimen (myeloablative [MAC] or reduced intensity [RIC]) or graft source (bone marrow5 or peripheral blood stem cell [PBSC]).2,6,7 Lower overall survival (OS) rate in these recipients is largely due to the increased risk of graft-versus-host disease (GvHD) and non relapse mortality (NRM). Consequently, there is no currently established standard GvHD prophylaxis for mMUD.

We and others have evaluated a combination of tacrolimus and sirolimus (T/S), and demonstrated that this GvHD prophylactic regimen is associated with reduced incidence/severity of acute GvHD and NRM.815 In a randomized phase III trial conducted by the Blood and Marrow Transplant Clinical Trials Network (BMT CTN), no significant differences were seen in grades II-IV acute GvHD-free survival (GFS), disease-free survival (DFS), or overall survival (OS) when T/S-regimen was compared with tacrolimus/methotrexate (T/MTX) in the context of matched related donor (MRD) transplantation with total body irradiation (TBI)–based conditioning regimen. However, patients treated with T/S were found to have a significantly faster time to engraftment and lower incidence of oral mucositis.8 Similar results were achieved in a smaller single-center phase II randomized study of both MRD and MUD recipients, comparing T/S regimen with T/MTX.14

Currently, and in the absence of large multicenter randomized clinical trials, it is not clear whether T/S-based GvHD prophylaxis could improve the outcomes after MUD or mMUD HCT. In a recent study, Parody and colleagues reported their case series of 159 patients who received alloHCT from 8/8- (n=139) or 7/8-matched donors (n=20) with T/S as GvHD prophylactic regimen and demonstrated similar 3-year OS between the two groups despite the increased rate of grade II-IV acute GvHD in 7/8. The authors concluded that T/S-based regimen is associated with favorable outcomes after alloHCT, with OS of 55–70%, and nonsignificant differences in the overall outcomes irrespective of the presence of any mismatches at obligatory loci.16 However, this study was limited by its small sample size and inclusion of both MRD and MUD recipients.

In this study, we sought to assess the efficacy of T/S-based GvHD prophylactic regimen after alloHCT in the unrelated donor setting, and evaluated clinical variables associated with transplant outcome. We also explored the impact of individual HLA locus mismatch on transplant outcomes. To our knowledge this is the largest single-center analyses describing the outcome of patients undergoing HCT from MUD/mMUD with T/S-based GvHD prophylaxis with a long follow-up duration.

METHODS

Study Population

This study includes patients who underwent their first URD HCT at the City of Hope National Medical Center between 2005 and 2013 for malignant hematological disease. Myeloablative conditioning regimen (MAC) was defined as a single dose total body irradiation (TBI) > 500 cGy or > 800 cGy in fractionated doses, busulfan with dose of > 9 mg/kg, or melphalan with dose of > 150 mg/m2. Graft source was PBSC for all patients. Diseases included acute myeloid or lymphoid leukemia (AML or ALL), chronic myeloid leukemia (CML), other leukemia (chronic myelomonocytic leukemia, acute leukemia bi-phenotypic and undifferentiated, and polymorphocytic leukemia), myeloproliferative neoplasm (MPN), myelodysplastic syndrome (MDS), multiple myeloma (MM), Hodgkin’s (HL) and non-Hodgkin’s lymphoma (NHL). Disease Risk Index (DRI) was based on what has been described by Armand et al.17 Research was approved and conducted under the supervision and approval of Institutional Review Board (IRB) at the City of Hope.

GvHD Prophylaxis and Supportive Care

GvHD prophylaxis was administered according to previously published reports.9,12,13,15 Briefly, 12 mg (loading dose) of sirolimus was administered by mouth, 3 days prior to alloHCT (day −3), followed by 4 mg daily, with subsequent dose adjustments to maintain blood levels between 3 and 10 ng/mL. Tacrolimus was initially administered intravenously (IV) at the dose of 0.02 mg/kg per day, starting on day −3, then switched to an equivalent oral dose when oral intake was adequate after engraftment and before hospital discharge (approximately 3 to 4 weeks post HCT), to maintain target blood levels of 5 to 10 ng/mL. T/S were given for at least 6 months after transplantation unless there was a toxicity warranting discontinuation. Additional MTX was administered at a dose of 5 mg/m2 on days +1, +3, and +6 when the risk of GvHD was considered high (i.e. <10/10 MUD). The study cohort also included patients who received antithymocyte globulin (ATG) on a previously reported clinical trial13 or off-protocol at a dose of 0.5 mg/kg on day −3, 1.5 mg/kg on day −2, and 2.5 mg/kg on day −1. Other supportive care including infection prophylaxis were provided according to the City of Hope HCT Standard of Procedures (COH SOPs).

HLA Typing and Analysis

Patient and donor HLA high resolution typing (allele at 4 digits) included a combination of the following testing methods: sequence-based typing (SBT), sequence-specific primers (SSP) and sequence –specific oligonucleotide (SSO). HLA allele or antigen mismatch included both graft-versus-host and host-versus-graft directions. Alleles from HLA “G” groups were considered identical for this paper.

Outcome Definitions

OS was defined as time from HCT to death from any cause, or censored on the last known to be alive. Engraftment was defined as achieving an absolute neutrophil count of 500/mL for 3 consecutive days. NRM was defined as death from causes not related to disease relapse/progression, and relapse/progression was considered as a competing risk. NRM was censored at time of last follow-up if patients were alive and remained relapse/progression free. DFS and relapse were defined per CIBMTR criteria,7 NRM was considered a competing risk event for relapse. DFS and relapse were censored at time of last follow-up when they remained alive and free of relapse/progression. Grades II-IV and III-IV acute GvHD were defined by the Glucksberg scale,18 and chronic GvHD was defined as limited or extensive chronic GvHD according to the Seattle criteria.19 Relapse and NRM were considered as competing risk events for engraftment and GVHD. GvHD-free and relapse-free survival was defined as survival without disease relapse, acute GvHD grades III-IV and extensive chronic GvHD.

Statistical Analysis

The differences in the baseline patient and donor characteristics, conditioning regimen intensity, and GvHD prophylaxis regimen by HLA match type were showed in contingency tables and tested using two-sample Wilcoxon and chi-square tests whenever appropriate. OS and DFS by HLA match type were examined using Kaplan-Meier curves and log-rank test in the univariate analysis and Cox proportional hazards model in the multivariable analyses. NRM, relapse, engraftment, acute and chronic GvHD by HLA match type were assessed using cumulative incidence curves and Gray test in the univariate analysis and the proportional sub-distribution hazards model (Fine and Gray) for competing risks in the multivariable analysis. The stepwise backward selection procedure was used with variables having a univariable P value <0.20 being considered first. Forward selection was then applied for other variables in the multivariable regression models. The final multivariable regression models were constructed by keeping variables having a multivariable P value <0.10. The assumptions of proportionality for both Cox regression and Fine and Gray models were checked by corresponding tests and plots of the scaled Schoenfeld residuals or the cumulative sums of residuals whenever appropriate.20 No violations were found.

All tests were 2-sided at a significance level of 0.05. SAS 9.4 (SAS Institute, Cary, NC) was used to perform the analyses.

RESULTS

Patient Characteristics

In this retrospective study, approved by City of Hope Institutional Review Board, we evaluated a consecutive case series of 482 patients who underwent alloHCT using PBSC as graft source from 2005 to 2013. Of these, 131 patients were transplanted with a mMUD (mismatch in HLA allele or antigen) and the remaining 351 patients received transplantation from an 8/8 MUD (HLA-A, -B, -C, -DRB1). Patient and transplant characteristics are shown in Table 1. In summary, MUD recipients were older (median age of 54 vs. 45; p<0.001), more likely to be conditioned with RIC regimen (61.3% vs. 45.8%; p=0.002), had poorer performance status (24.8% vs. 13.7% with KPS of 70–80%; p=0.027), and more likely to have a CMV seronegative donor (59.5% vs. 45.0%, p=0.026). All patients in both groups received PBSC as graft source and T/S-based regimen for GvHD prophylaxis. Of the MUD HCT recipients, 20.8% received additional GvHD prophylaxis (i.e. MTX, ATG or both) compared to 73.3% in the mMUD group (p<0.001).

Table 1:

Patient, Disease and Transplant Characteristics

8/8 Match or HLA-DQ Mismatch MUD (N=351) ≤7/8 at A, B, C, DR or Multiple Mismatch MMUD (N=131) Total (N=482) P value

Age at HSCT, years <0.001
 Median 54 45 52
 Interquartile range 43, 61 32, 57 39, 61
 Range (18–73) (18–71) (18–73)
 <50 131 (37.3%) 76 (58%) 207 (42.9%) <0.001
 50–59 107 (30.5%) 29 (22.1%) 136 (28.2%)
 60+ 113 (32.2%) 26 (19.8%) 139 (28.8%)
Recipient sex 0.063
 Male 181 (51.6%) 80 (61.1%) 261 (54.1%)
 Female 170 (48.4%) 51 (38.9%) 221 (45.9%)
Year of HCT 0.19
 2005 5 (1.4%) 2 (1.5%) 7 (1.5%)
 2006 23 (6.6%) 8 (6.1%) 31 (6.4%)
 2007 35 (10%) 14 (10.7%) 49 (10.2%)
 2008 40 (11.4%) 17 (13%) 57 (11.8%)
 2009 53 (15.1%) 23 (17.6%) 76 (15.8%)
 2010 43 (12.3%) 23 (17.6%) 66 (13.7%)
 2011 61 (17.4%) 10 (7.6%) 71 (14.7%)
 2012 57 (16.2%) 16 (12.2%) 73 (15.1%)
 2013 34 (9.7%) 18 (13.7%) 52 (10.8%)
Female donor to male recipient 0.068
 Yes 44 (12.5%) 25 (19.1%) 69 (14.3%)
 No 307 (87.5%) 106 (80.9%) 413 (85.7%)
Diagnosis 0.82
 Acute Myeloid Leukemia 164 (46.7%) 53 (40.5%) 217 (45%)
 Acute Lymphocytic Leukemia 50 (14.2%) 24 (18.3%) 74 (15.4%)
 Chronic Myeloid Leukemia 11 (3.1%) 5 (3.8%) 16 (3.3%)
 Chronic Lymphocytic Leukemia 9 (2.6%) 3 (2.3%) 12 (2.5%)
 Leukemia, Other 12 (3.4%) 5 (3.8%) 17 (3.5%)
 Myelodysplastic Syndrome 38 (10.8%) 10 (7.6%) 48 (10%)
 Myeloproliferative Disorder 16 (4.6%) 5 (3.8%) 21 (4.4%)
 Non-Hodgkin Lymphoma 45 (12.8%) 23 (17.6%) 68 (14.1%)
 Hodgkin Lymphoma 3 (0.9%) 1 (0.8%) 4 (0.8%)
 Multiple Myeloma 3 (0.9%) 2 (1.5%) 5 (1%)
Disease risk index 0.91
 Low Risk 16 (4.6%) 6 (4.6%) 22 (4.6%)
 Intermediate Risk 191 (54.4%) 75 (57.3%) 266 (55.2%)
 High Risk 122 (34.8%) 41 (31.3%) 163 (33.8%)
 Very High 22 (6.3%) 9 (6.9%) 31 (6.4%)
Conditioning intensity 0.002
 Reduced Intensity 215 (61.3%) 60 (45.8%) 275 (57.1%)
 Myeloablative 136 (38.7%) 71 (54.2%) 207 (42.9%)
GVHD prophylaxis <0.001
 Tacrolimus, Sirolimus 278 (79.2%) 35 (26.7%) 313 (64.9%)
 Tacrolimus, Sirolimus, +MTX 49 (14%) 77 (58.8%) 126 (26.1%)
 Tacrolimus, Sirolimus, +ATG 24 (6.8%) 19 (14.5%) 43 (8.9%)
Stem cell source -
 Peripheral blood stem cells 351 (100%) 131 (100%) 482 (100%)
ABO blood group compatibility 0.96
 ABO compatible 162 (46.2%) 62 (47.3%) 224 (46.5%)
 Minor mismatch (donor is O) 71 (20.2%) 27 (20.6%) 98 (20.3%)
 Major mismatch (recipient is O) 80 (22.8%) 27 (20.6%) 107 (22.2%)
 Bidirectional (none are O) 38 (10.8%) 15 (11.5%) 53 (11%)
Donor/Recipient CMV serostatus 0.026
 D−/R− 44 (12.5%) 10 (7.6%) 54 (11.2%)
 D−/R+ 165 (47%) 49 (37.4%) 214 (44.4%)
 D+/R− 30 (8.5%) 12 (9.2%) 42 (8.7%)
 D+/R+ 112 (31.9%) 60 (45.8%) 172 (35.7%)
DQB1 0.10
 1 22 (6.3%) 14 (10.7%) 36 (7.5%)
 2 329 (93.7%) 117 (89.3%) 446 (92.5%)
Karnofsky performance status % 0.027
 90–100 198 (56.4%) 88 (67.2%) 286 (59.3%)
 70–80 87 (24.8%) 18 (13.7%) 105 (21.8%)
 Unknown 66 (18.8%) 25 (19.1%) 91 (18.9%)
HCT comorbidity index 0.94
 0 157 (44.7%) 56 (42.7%) 213 (44.2%)
 1–2 79 (22.5%) 30 (22.9%) 109 (22.6%)
 >2 49 (14%) 21 (16%) 70 (14.5%)
 Unknown 66 (18.8%) 24 (18.3%) 90 (18.7%)

Overall outcomes

With a median follow up of 6.2 years (range: 2.4–11.3) for survivors, the probability of 5-year OS and DFS were 47.5%, (95%CI: 43.0–52.0) and 43.6% (95%CI: 39.1–48), respectively. The cumulative incidence of NRM was 24.9% (95%CI: 21.1–28.9) and disease relapse was 31.5% (95%CI: 27.3–35.6) at 5 years. (Figure 1)

Figure 1.

Figure 1.

Overall outcomes at 5 years post-HCT. (a) Overall Survival, (b) Disease-free survival, (c) Non relapse mortality, and (d) Relapse

Outcomes after MUD and mMUD HCT

In our cohort, the probability of 5-year OS was significantly worse in mMUD recipients when compared to MUD (39.0 % vs. 50.7%, p=0.034) (Figure 2a), primarily due to the increased NRM in the mMUD group (at 1 year: 17.6% vs. 13.4%, at 5 years 33.5% vs. 21.7%; p=0.038) (Figure 2b). The cumulative incidence of disease relapse at 5 years was similar between MUD and mMUD groups (29.8% vs. 32.1%; p=0.49) (Figure 2c), and the 5-year DFS was 46.2% in MUD compared with 36.7% in mMUD (p=0.25). (Figure 2d) Interestingly, with T/S-based GvHD prophylaxis, patients receiving transplant from mMUD and MUD had similar rates of grades II-IV (52.7% in mMUD vs. 53.0% in MUD; p=0.91), (Figure S1a) grades III-IV acute GvHD at 100 days (19.1% in mMUD vs. 20.3% in MUD, p=0.81), (Figure S1b), and chronic GvHD at 3 years post alloHCT (68.7% in mMUD vs. 69.5% in MUD, p=0.95). (Figure S1c) However, at 5 years post alloHCT, we observed increased rates of death due to GvHD (20.8% in mMUD vs. 12.8% in MUD, p=0.022), (Figure 3a) and infections (33.0% in mMUD vs. 18.1% in MUD, p<0.001), (Figure 3b) in mMUD group when compared with MUD patients. Lastly, at 1-year post alloHCT, similar rates of GRFS was observed among patients receiving transplant form a matched or mismatched unrelated donor (15% percent in mMUD and 19% in MUD, P= 0.74), data not shown.

Figure 2.

Figure 2.

Transplant outcomes after MUD and mMUD transplant. (a) Overall survival, (b) Non relapse mortality, (c) Relapse, and (d) Disease-free survival.

Figure 3.

Figure 3.

Mortality rates post transplantation in MUD and mMUD transplants. (a) Death due to GvHD, and (b) Death due to infection

To investigate toxicities of this regimen among MUD and mMUD recipients, we also collected selected toxicity endpoints including ICU transfers, need for dialysis, thrombotic microangiopathy requiring plasma exchange, veno occlusive disease treated with defibrotide and did not find any differences between these toxicities among the two cohorts (Table S1).

Univariate and multivariable analyses for factors associated with outcomes.

Tables 2a and 2b summarize the univariate and multivariable analyses of factors for HCT outcomes. Among all factors studied in the univariate analysis, patients with higher disease risk (HR= 2.26, 95%CI: 1.18–4.31; p<0.001) or patients who received transplant from a mMUD (HR= 1.31, 95%CI: 1.02–1.69; p=0.034) had higher risk of mortality. Disease risk was significantly associated with OS in the multivariable Cox regression model (HR=2.21, 95%CI: 1.16–4.23; p<0.001. In the multivariable Cox regression models, mMUD was found to be associated with higher risk of death (HR=1.55, 95%CI: 1.15–2.08, p =0.004) after adjusting for disease risk and GVHD prophylaxis, with mMUD being significantly associated with increased NRM (HR= 2.01, 95%CI: 1.31–3.10, p=0.002) after adjusting for age, female donor to male recipient, and GVHD prophylaxis. GVHD prophylaxis (HR=0.46, 95%CI: 0.24–0.89; p= 0.048), and patient’s age at the time of transplant (HR= 2.04, 95%CI: 1.37–3.03; p=0.001) were also independent factors affecting NRM on multivariable analysis. Age at HCT was found to affect incidence of post transplant relapse in our analysis (Gray test p=0.021), where older patients who were ≥60 years old were less likely to relapse compared to their younger counterparts who were <50 years old (HR=0.54, 95%CI: 0.35–0.82; p=0.014).

Table 2a.

The association of patient and transplant characteristics with clinical outcomes in the univariate and multivariate analyses of PFS and OS

PFS Overall Survival
N 5 Yr (95%CI) HR (95%CI) P value* Adjusted HR (95%CI) P value 5 Yr (95%CI) HR (95%CI) P value* Adjusted HR (95%CI) P value

Age at HSCT, yrs
 <50 207 0.423(0.354,0.490) Reference 0.38 Reference 0.25 0.461(0.391,0.529) Reference 0.54 Reference 0.28
 50–59 136 0.403(0.320,0.484) 1.16(0.89,1.53) 1.24(0.94,1.64) 0.453(0.368,0.535) 1.15(0.87,1.52) 1.26(0.94,1.68)
 60+ 139 0.488(0.401,0.569) 0.96(0.73,1.26) 1.01(0.76,1.34) 0.516(0.428,0.597) 1.00(0.75,1.33) 1.07(0.80,1.43)
Recipient sex
 Male 261 0.414(0.353,0.474) Reference 0.21 Reference 0.32 0.459(0.396,0.519) Reference 0.28 Reference 0.44
 Female 221 0.462(0.395,0.527) 0.86(0.69,1.09) 0.89(0.71,1.12) 0.494(0.426,0.559) 0.88(0.69,1.11) 0.91 (0.72,1.15)
Female donor to male recipient 0.35
 Yes 413 0.440(0.391,0.488) Reference Reference 0.479(0.429,0.526) Reference Reference
 No 69 0.414(0.296,0.528) 1.10(0.81,1.50) 0.53 1.14(0.84,1.56) 0.40 0.456(0.334,0.570) 1.15(0.84,1.57) 0.39 1.16(0.85,1.60)
Disease Risk Index
 Low Risk 22 0.633(0.398,0.797) Reference <0.001 Reference <0.001 0.682(0.446,0.834) Reference <0.001 Reference <0.001
 Intermediate Risk 266 0.509(0.447,0.568) 1.45(0.76,2.75) 1.41(0.74,2.69) 0.554(0.491,0.612) 1.26(0.66,2.39) 1.24(0.65,2.36)
 High Risk 163 0.315(0.245,0.388) 2.54(1.33,4.84) 2.47(1.29,4.71) 0.345(0.273,0.419) 2.26(1.18,4.31) 2.21(1.16,4.23)
 Very High 31 0.323(0.169,0.486) 2.11(1.00,4.45) 2.08(0.98,4.39) 0.352(0.191,0.517) 1.83(0.86,3.88) 1.80(0.85,3.83)
Conditioning Intensity
 RIC 275 0.453(0.393,0.511) Reference 0.64 Reference 0.95 0.497(0.436,0.555) Reference 0.51 Reference 0.94
 MAC 207 0.415(0.346,0.482) 1.06(0.84,1.33) 1.01(0.79,1.28) 0.447(0.378,0.514) 1.08(0.85,1.37) 1.01 (0.79,1.29)
GVHD prophylaxis
 Tac/Siro 313 0.431(0.375,0.486) Reference 0.10 Reference 0.078 0.468(0.411,0.523) Reference 0.21 Reference 0.057
 Tac/Siro/+MTX 126 0.408(0.321,0.493) 0.98(0.76,1.27) 0.85(0.63,1.15) 0.455(0.366,0.540) 0.94(0.72,1.23) 0.77(0.56,1.04)
 Tac/Siro/+ATG 43 0.558(0.398,0.691) 0.63(0.41,0.98) 0.60(0.38,0.94) 0.581(0.421,0.712) 0.68(0.44,1.06) 0.61 (0.39,0.97)
ABO blood group compatibility
 Compatible 224 0.453(0.386,0.518) Reference 0.82 Reference 0.57 0.498(0.430,0.562) Reference 0.78 Reference 0.65
 Minor 98 0.407(0.307,0.504) 1.03(0.76,1.40) 1.04(0.77,1.42) 0.457(0.354,0.554) 0.99(0.72,1.36) 1.00(0.73,1.37)
 Major 107 0.401(0.308,0.492) 1.15(0.86,1.54) 1.23(0.92,1.65) 0.438(0.342,0.529) 1.13(0.84,1.52) 1.20(0.89,1.62)
 Bidirectional 53 0.486(0.346,0.613) 1.07(0.73,1.57) 1.03(0.70,1.52) 0.485(0.345,0.612) 1.14(0.78,1.68) 1.10(0.75,1.63)
Donor/Recipient CMV serostatus
 D−/R+ 54 0.386(0.257,0.513) Reference 0.53 Reference 0.42 0.461(0.324,0.587) Reference 0.82 Reference 0.52
 D−/R+ 214 0.426(0.358,0.492) 0.86(0.60,1.25) 0.87(0.60,1.26) 0.459(0.390,0.525) 0.96(0.65,1.40) 0.95(0.65,1.39)
 D+/R− 42 0.493(0.334,0.634) 0.71(0.43,1.20) 0.74(0.44,1.25) 0.493(0.334,0.634) 0.87(0.51,1.48) 0.89(0.52,1.51)
 D+/R+ 172 0.452(0.376,0.524) 0.79(0.54,1.16) 0.74(0.51,1.10) 0.497(0.420,0.570) 0.86(0.58,1.28) 0.79(0.52,1.18)
DQB1_status
 2 446 0.436(0.389,0.482) Reference 0.86 Reference 0.74 0.479(0.431,0.525) Reference 0.87 Reference 0.92
 1 36 0.437(0.272,0.592) 0.96(0.62,1.49) 0.93(0.60,1.44) 0.437(0.272,0.592) 1.04(0.67,1.60) 0.98(0.63,1.52)
Karnofsky performance status %
 90–100 286 0.475(0.415,0.532) Reference 0.20 Reference 0.55 0.502(0.443,0.559) Reference 0.34 Reference 0.63
 70–80 105 0.387(0.292,0.481) 1.21(0.91,1.61) 1.10(0.81,1.48) 0.413(0.316,0.508) 1.15(0.86,1.55) 1.08(0.80,1.46)
HCTCI
 0 213 0.485(0.416,0.551) Reference 0.31 Reference 0.49 0.527(0.457,0.592) Reference 0.10 Reference 0.16
 1–2 109 0.432(0.336,0.524) 1.20(0.88,1.62) 1.15(0.85,1.56) 0.449(0.352,0.541) 1.25(0.92,1.70) 1.23(0.90,1.67)
 >2 70 0.385(0.269,0.500) 1.25(0.89,1.76) 1.19(0.85,1.69) 0.383(0.266,0.498) 1.40(1.00,1.98) 1.36(0.96,1.93)
HLA Match
 MUD 351 0.462(0.409,0.514) Reference 0.25 Reference 0.078 0.507(0.453,0.559) Reference 0.034 Reference 0.004
 mMUD 131 0.367(0.284,0.450) 1.16(0.90,1.49) 1.30(0.97,1.74) 0.390(0.305,0.473) 1.31(1.02,1.69) 1.55(1.15,2.08)
*

Based on log-rank test.

Based on the Cox proportional hazards regression model adjusting for disease risk index, GVHD prophylaxis, and HLA match.

Table 2b.

The association of patient and transplant characteristics with clinical outcomes in the univariate and multivariate analyses of relapse and NRM

Relapse NRM
N Cumulative Incidence at 1 Yr (95%CI) P value* HR (95%CI) P value Cumulative Incidence at 5 Yrs (95%CI) P value* HR (95%CI) P value

Age at HSCT, yrs
 <50 207 0.295(0.234,0.358) 0.021 Reference 0.014 0.213(0.159,0.272) 0.013 Reference 0.001
 50–59 136 0.191(0.130,0.262) 0.90(0.62,1.30) 0.258(0.188,0.335) 1.72(1.13,2.62)
 60+ 139 0.158(0.103,0.224) 0.54(0.35,0.82) 0.295(0.220,0.374) 2.04(1.37,3.03)
Recipient sex
 Male 261 0.222(0.174,0.274) 0.51 Reference 0.28 0.252(0.200,0.307) 0.33 Reference 0.61
 Female 221 0.231(0.178,0.288) 0.84(0.61,1.16) 0.247(0.191,0.306) 1.10(0.75,1.62)
Female donor to male recipient
 Yes 413 0.237(0.197,0.279) 0.30 Reference 0.37 0.239(0.198,0.281) 0.043 Reference 0.071
 No 69 0.159(0.084,0.256) 0.80(0.50,1.30) 0.311(0.203,0.424) 1.44(0.97,2.15)
Disease Risk Index
 Low Risk 22 0.0 (no events) 0.002 Reference 0.002 0.273(0.108,0.469) 0.56 Reference 0.66
 Intermediate Risk 266 0.177(0.133,0.225) 3.57(0.93,13.71) 0.223(0.174,0.276) 0.82(0.39,1.70)
 High Risk 163 0.331(0.260,0.404) 5.99(1.56,23.09) 0.279(0.212,0.350) 1.01 (0.48,2.15)
 Very High 31 0.258(0.120,0.421) 5.24(1.23,22.26) 0.290(0.141,0.458) 0.97(0.36,2.57)
Conditioning Intensity
 RIC 275 0.185(0.142,0.234) 0.063 Reference 0.58 0.265(0.214,0.319) 0.12 Reference 0.95
 MAC 207 0.280(0.221,0.343) 1.11(0.76,1.62) 0.228(0.172,0.288) 0.98(0.63,1.53)
GVHD prophylaxis
 Tac/Siro 313 0.236(0.191,0.285) 0.87 Reference 0.69 0.254(0.206,0.304) 0.18 Reference 0.048
 Tac/Siro/–ATG 126 0.206(0.140,0.281) 1.19(0.79,1.79) 0.266(0.191,0.347) 0.72(0.46,1.12)
 Tac/Siro/–ATG 43 0.209(0.102,0.342) 1.10(0.60,2.01) 0.163(0.070,0.289) 0.46(0.24,0.89)
ABO blood group compatibility
 Compatible 224 0.214(0.163,0.270) 0.37 Reference 0.28 0.246(0.191,0.305) 0.65 Reference 0.68
 Minor 98 0.235(0.156,0.323) 1.11(0.72,1.70) 0.267(0.181,0.360) 0.84(0.54,1.31)
 Major 107 0.280(0.199,0.368) 1.37(0.92,2.04) 0.235(0.159,0.319) 0.87(0.56,1.35)
 Bidirectional 53 0.151(0.070,0.261) 0.79(0.44,1.42) 0.265(0.154,0.390) 1.17(0.68,1.99)
Donor/Recipient CMV serostatus
 D−/R− 54 0.241(0.136,0.362) 0.86 Reference 0.67 0.298(0.181,0.424) 0.84 Reference 0.69
 D−/R+ 214 0.243(0.188,0.302) 1.09(0.64,1.85) 0.246(0.189,0.306) 0.75(0.44,1.27)
 D+/R− 42 0.214(0.105,0.349) 1.07(0.51,2.24) 0.216(0.105,0.353) 0.66(0.30,1.46)
 D+/R+ 172 0.203(0.147,0.267) 0.87(0.50,1.51) 0.246(0.184,0.313) 0.75(0.43,1.30)
DQB1_status
 2 446 0.222(0.185,0.262) 0.71 Reference 0.69 0.250(0.211,0.292) 0.51 Reference 0.33
 1 36 0.278(0.143,0.431) 1.13(0.61,2.12) 0.229(0.105,0.382) 0.73(0.39,1.37)
Karnofsky performance status
 90–100 286 0.199(0.155,0.248) 0.053 Reference 0.21 0.261 (0.211,0.314) 0.47 Reference 0.46
 70–80 105 0.286(0.202,0.374) 1.30(0.86,1.95) 0.250(0.169,0.339) 0.84(0.53,1.33)
HCT comorbidity index
 0 213 0.216(0.163,0.274) 0.67 Reference 0.84 0.242(0.186,0.301) 0.26 Reference 0.78
 1–2 109 0.257(0.179,0.342) 1.14(0.74,1.75) 0.247(0.168,0.334) 1.04(0.66,1.62)
 >2 70 0.186(0.104,0.285) 1.05(0.64,1.74) 0.325(0.216,0.440) 1.19(0.73,1.93)
HLA Match
 MUD 351 0.234(0.191,0.279) 0.49 Reference 0.31 0.217(0.175,0.262) 0.038 Reference 0.002
 mMUD 131 0.206(0.141,0.279) 0.82(0.57,1.20) 0.335(0.254,0.417) 2.01(1.31,3.10)
*

Based on Gray’s test.

Based on the proportional subdistribution hazards model for competing risks adjusting for age, disease risk index, and HLA match for relapse; for age, female donor to male recipient, GVHD prophylaxis, and HLA match.

Impact of ATG and additional GvHD agent (methotrexate)

Given the heterogeneity of the 3rd agent combined with T/S in some of our patients, we next examined the impact of MUD vs. mMUD in subgroups of patients who received T/S only (n=313), T/S with additional agent (MTX) without ATG (n=126) and T/S with ATG (n=43). (Table 3) Univariate comparison in the subgroups of T/S only, T/S with MTX, and T/S with ATG showed 5-yr OS of 49% vs. 31% (p=0.017), 53% vs. 40% (p=0.23), and 67% vs. 47% (p=0.080), respectively. Thus patients with mMUD remained to have lower OS compared to MUD in each group. Additionally we did not detect any statistically significant interactions from these three different subgroups of T/S-based GVHD prophylaxis on the impact of MUD vs. mMUD regarding OS or other HCT outcomes (PFS, relapse and NRM) (P value for interaction>0.5). (Table 3)

Table 3.

Impact of HLA match (MUD vs MMUD) on overall survival in different type of GVHD prophylaxis

Event/Total 5-Yr (95% CI) Hazard Ratio (95% CI)* P-value*

TS only
HLA Match
 MUD 156/278 0.488 (0.427–0.546) Reference 0.017
 MMUD 25/35 0.314 (0.171–0.468) 1.66 (1.09–2.54)
Adding MTX
HLA Match
 MUD 29/49 0.531 (0.383–0.658) Reference 0.23
 MMUD 49/77 0.404 (0.292–0.513) 1.33 (0.84–2.11)
Adding ATG
HLA Match 0.080
 MUD 11/24 0.667 (0.443–0.817) Reference
 MMUD 12/19 0.474 (0.244–0.673) 2.09 (0.90–4.86)
*

Based on univariate analysis and log-rank test

Individual Locus Mismatch and Patient Outcomes

We next explored whether mismatching at a specific HLA locus impacted URD transplant outcomes. While the number of patients in each HLA locus mismatch group was relatively small (Table 4), mismatches at HLA-B and -C were more common than HLA-A or -DRB1, and HLA DRB1 mismatch was only at the allele level and not the antigen. In multivariable Cox regression analysis, and relative to patients receiving MUD transplant, inferior OS was associated with single allele/antigen mismatch at A and C (HR= 1.76, 95%CI: 1.14–2.73; p=0.011) and (HR= 1.64, 95%CI: 1.09–2.45; p=0.017), and a trend was observed in single allele mismatch at B (HR=1.50, 95% CI: 0.96–2.33; p=0.074).

Table 4.

Individual locus mismatch and overall survival

MMUD (N=131) MUD (N=351) Adjusted HR (95%CI) P value

A Mismatch 36 (27.5%) Ref 1.76 (1.14– 2.73) 0.011
B Mismatch 44 (33.6%) Ref 1.50 (0.96–2.33) 0.074
C Mismatch 50 (38.2%) Ref 1.64 (1.09–2.45) 0.017
DRB1 Mismatch 22 (16.8%) Ref 0.95 (0.47–1.91) 0.89

Based on the Cox proportional hazards regression model adjusting for disease risk index and GVHD prophylaxis.

DISCUSSION

Only 25–30% of patients with the indication of HCT have an available HLA-matched sibling donor (MSD).1,21 For the remainder of patients, unrelated donor (URD) alloHCT has become the standard treatment. Availability of a matched unrelated donor (MUD), depending on patients’ racial and ethnic background varies between 20–70% with only 25–30% availability for underrepresented minority (i.e., black Americans, Hispanics, Asians, etc.).1 In such cases, alternative donors such as HLA- mMUD can be an option. Historically, outcome of transplant using mMUD has been less than optimal, mostly due to the increased incidence of GvHD and the subsequent NRM,11,22 T/S-based GvHD prophylaxis regimens has been shown to be at least equally effective to “standard” methotrexate and CNI combination in GvHD prevention, with further beneficial effects including faster time to engraftment and reduced oral mucositis in the setting of both MRD and MUD transplant.8,12 However, to date, there have been no studies specifically evaluating the role of T/S-based GvHD prophylaxis in mMUD HCT. Thus we retrospectively studied consecutive set of 482 patients who underwent URD transplant at our center in the last 10 years during which the T/S-based regimen were implemented as our institutional standard GvHD prophylaxis.

Our results show that the long-term outcome of URD HCT using T/S-based GvHD prophylaxis was overall favorable. However, HLA mismatch remains a significant factor for poor outcome after URD HCT using T/S-based GvHD prophylaxis. In a multivariable model, mMUD was significantly associated with worse OS and increased NRM after adjusting for other clinical variables. Interestingly, there was no significant difference in the incidence or severity of acute or chronic GvHD between MUD and mMUD. Further analysis of mortality causes revealed that inferior survival in mMUD was associated with increased GvHD- and infection-related death. Since our study database used the old grading for chronic GvHD (limited vs. extensive), it is possible that the severity of chronic GvHD was not as well captured as would have been if graded by the 2014 NIH criteria.23

Besides HLA-mismatch, HCT-CI and disease risk were independent risk factors for OS. Older patients with lower performance status and high-risk disease had more relapses, and older patients, with female-to-male donor who had higher risk disease had higher NRM.

Despite the small number of patients in each HLA mismatch group, there was a trend towards worse survival associated with HLA-A or -C mismatch (p= 0.06 and 0.08, respectively); these results were in accordance with what has been reported by the CIBMTR study.3 However, in our study, mismatch at DRB1 did not affect patients’ survival; most likely due to the small number of patients with mismatch at the allele (not at the antigen level) at this locus, as it is our practice to avoid using donors with DRB1 antigen mismatch. Lastly, consistent with published data2,3,24 single DQB1 mismatch did not affect OS in this study.

To our knowledge, our study is the largest single-center analyses describing the outcome of patients undergoing HCT from URD with T/S-based GvHD prophylaxis with a long follow-up duration of over 5 years. Despite of the inherent limitations due to the heterogeneity and the retrospective nature of the study, we demonstrate that the survival outcome after mMUD HCT using T/S-based GVHD prophylaxis is suboptimal even with the intensified immunosuppression with additional MTX or ATG. The lower OS was not directly due to the incidence of acute/chronic GvHD but likely because severity of GvHD was not well captured in the current acute GvHD grading or previous chronic GvHD grading without limited/extensive designation.

In conclusion, HLA-mismatch remains to be a major barrier for successful URD transplant with T/S-based GvHD prophylaxis likely due to chronic GvHD and infection-related late mortality. Novel GvHD prophylaxis agents and immune reconstitution strategies are needed to improve outcomes of mMUD HCT. In addition, our data also provide an important piece of information to the existing literature, which can facilitate further discussions about optimizing the highly complex donor selection processes between mMUD/cord blood/haploidentical HCT for patients without available matched related or unrelated donors.

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ACKNOWLEDGMENTS

Authors thank City of Hope staff and nurses, as well as the patients and their families, without whom this work would not be possible. This study was partially supported by NIH P30 CA033572 (Biostatistics Core).

Footnotes

Conflict of Interest: Authors declare no conflict of interest.

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