Keywords: hippocampus, sharp wave ripples, temperature, thermal perturbation
Abstract
Biochemical mechanisms are temperature dependent. Brain temperature shows wide variations across brain states, and such changes may explain quantitative changes in network oscillations. Here, we report on the relationship between various hippocampal sharp wave ripple features to brain temperature. Ripple frequency, occurrence rate, and duration correlated with temperature dynamics. By focal manipulation of the brain temperature in the hippocampal CA1 region, we show that ripple frequency can be increased and decreased by local heating and cooling, respectively. Changes of other parameters, such as the rate of sharp wave-ripple complex (SPW-R) and ripple duration were not consistently affected. Our findings suggest that brain temperature in the CA1 region plays a leading role in affecting ripple frequency, whereas other parameters of SPW-Rs may be determined by mechanisms upstream from the CA1 region. These findings illustrate that physiological variations of brain temperature exert important effects on hippocampal circuit operations.
NEW & NOTEWORTHY During physiological conditions, brain temperature fluctuates approximately 3°C between sleep and active waking. Here, we show that features of hippocampal ripples, including the rate of occurrence, peak frequency, and duration are correlated with brain temperature variations. Focal bidirectional manipulation of temperature in the hippocampal CA1 region in awake rodents show that ripple frequency can be altered in the direction expected from the correlational observations, implying that temperature plays a significant role.
INTRODUCTION
Hippocampal-neocortical communication is thought to be essential for different forms of cognitive behaviors, most notable for memory, imagination, and planning (1, 2). A key physiological pattern in this communication during “offline” brain states (3) is the sharp wave-ripple complex (SPW-R; 4). In recent decades, SPW-Rs were the subject of extensive investigation and implicated in a plethora of functions including memory consolidation (5), sleep homeostasis (6), synaptic plasticity (7), and metabolic regulation (8). A particularly interesting debate revolves around the similar versus distinct features of SPW-Rs that occur in the waking resting animal and nonrapid eye movement (nonREM) sleep (9). An attractive feature of SPW-Rs is their time-compressed spike sequences of past waking experience and their potential to affect future behavior (10–13). Although both forward and reverse replays are present during both waking and nonREM sleep, wake and sleep SPW-Rs may have potentially different functions, given that they are embedded in different constellations of network states. In the waking animal, SPW-Rs may serve memory retrieval (9), memory maintenance (14), stabilization of place cells (15), planning of actions and travel paths (12, 16), or a combination of these functions (17, 18). In contrast, SPW-Rs during nonREM sleep may be critical to consolidate long-term memories (19), for homeostatic maintenance (6), and to affect endocrine functions (8).
The macroscopic features of SPW-Rs, such as their incidence, amplitude, duration, and frequency, may also be different in the sleeping and waking animals. The extracellular sharp wave (SPW) is produced by synchronous transmembrane currents in the apical dendrites of CA1 pyramidal cells, which is triggered by the synchronous CA3 inputs targeting the mid-stratum radiatum (20). The CA3 volley also excites CA1 interneurons and their interaction induces a short-lived fast oscillation (the “ripple”; 110–160 Hz) detected in the local field potential (4, 21–23). The ripple frequency is determined mainly by the local interaction of perisomatic interneurons (22) and the synchrony of pyramidal neuron spikes in each ripple wave within the CA1 region (24), but it is not known why ripple frequencies in the waking and sleeping brain are different. One potential explanation is brain temperature. During physiological conditions brain temperature fluctuations range 2.5°C in humans (25) and 3°C in rodents and the strongest determinant of brain temperature is wake-sleep state rather than circadian phase (26). Previous research has already established that neuronal sequences in birds and slow oscillations and sleep spindles in mammals decelerate when temperature decreases (27–36) and that brain temperature regulation may have restorative functions to the brain (26, 37). To test the hypothesis that ripple features can be explained by temperature, we first examined the correlation between fluctuation of brain temperature and various parameters of SPW-Rs. To offer more direct evidence for the importance of brain temperature in regulating ripples, we artificially cooled and warmed local volume of tissue in the dorsal CA1 region. We observed a strong correlation between hippocampal temperature changes and various aspects of SPW-Rs in the sleep-wake cycle and show that local cooling and warming affect ripples.
METHODS
Subjects and Surgery
Rats (adult male Long–Evans, 250–450 g, 3–6 mo old) were kept in a vivarium on a 12-h light/dark cycle and were housed 2 per cage before surgery and individually after it. All experiments were approved by the Institutional Animal Care and Use Committee at New York University Medical Center.
Animals were anesthetized with isoflurane anesthesia and craniotomies were performed under stereotaxic guidance. A custom designed, 3-D printed base (38, Supplemental Fig. S1A) was attached to the skull with metabond, serving as a base for the probe implants and protection. A 12 cm by 12 cm sheet of copper mesh (Dexmet Corporation, Wallingford, CT) had been attached to the base with dental cement (Pearson Dental, Sylmar, CA) before surgery, from which a protecting cap was formed later (38). Rats (Supplemental Table S1) were implanted with either silicon probes or tungsten wire triplets (50 µm diameter) to record local field potential (LFP) and spikes from the CA1 pyramidal layer. The tip of the cooling device was implanted at antero-posterior (AP): −2.5 mm, medial-lateral axis (ML): 2.5 mm, and lowered 2.5 mm below the brain surface, after which it was attached to the skull and base. Silicon probes (NeuroNexus, Ann-Arbor, MI and Cambridge Neurotech, Cambridge, UK) were implanted in the dorsal hippocampus [antero-posterior (AP) −3.5 mm from Bregma and 2.5 mm from the midline along the medial-lateral axis (ML)]. Silicon probes were mounted on custom-made microdrives to allow their precise vertical movement after implantation (38). Probes were implanted above the target region by attaching the microdrives to the skull with dental cement. Craniotomies were sealed with sterile wax. Stainless steel screws were implanted above the cerebellum, serving as ground and reference, respectively, for electrophysiological recordings. At the end of electrode and cryoprobe implantation, the copper mesh was folded upward, connected to the ground screw, and painted with dental cement. The mesh acts as a Faraday cage, shielding the recordings from environmental electric noise and muscle artifacts, provides structural stability and keep debris away from the probe implants. After postsurgery recovery, probes were moved gradually in 50-µm to 150-µm steps until they reached the CA1 the pyramidal layer. The pyramidal layer of the CA1 region was identified by physiological markers: increased unit activity, strong θ oscillations, and phase reversal of the sharp-wave ripple oscillations (39).
Peltier Cooling Device
A passively cooled peltier device was attached to a silver wire that conducted cooling to the CA1 region of the hippocampus. The hot side of a peltier device (00301-9X30-10RU2, TE Technology, Inc., Traverse City, MI) was attached to a copper heatsink (5 mm × 5 mm, Enzotech MOS-C10 Forged Copper MOSFET Heatsinks) with heat-conductive adhesive (Arctic Silver Thermal Adhesive, Arctic Silver Inc., Visalia, CA). The heatsink was manually expanded and copper mesh was soldered to it to increase the surface to air ratio (surface area). A 15-mm long silver wire (200 µm diameter, 782000, A-M systems, Sequim, WA) was attached to the cold side of the peltier device with heat conductive adhesive. A 5-mm long polyimide tube (EW-95820-05, Cole-Parmer, Vernon Hills, IL) was attached around the silver wire, sealed, and a temperature sensor (223Fu3122-07U015, Semitec USA Corp., Torrance, CA) was attached to the tube. Silver wire (1 mm) was exposed at the tip of the cooling device (Fig. 4A).
Electrophysiological Recordings
Animals were handled daily and accommodated to the experimenter before surgery. After recovery from surgery, the animals were recorded in their home cages and on a set of behavioral mazes. The behavioral sessions typically lasted 40 min, whereas the total recording time ranged from a couple of hours to a full 24-h session.
Sharp Wave Ripple Detection
A single LFP signal was bandpass filtered in the ripple band (80—240 Hz), and ripples were detected with a fixed minimum amplitude of 48 µV and further fulfilling a duration criterion of 20 ms above 182 µV. Ripple events with a duration >150 ms were excluded to minimize artifacts. The detected events were further manually inspected using NeuroScope2 (40), and noise artifacts and false detected events were removed, typically occurring due to electrical artifacts or scratching artifacts. When possible, a reference channel outside the CA1 was also used to filter out false positive ripple events. The channel used for the ripple detection was visually defined from individual ripples, where the ripple power was deemed highest.
Sharp Wave Ripple Metrics
The ripple peak was defined by the most negative peak of the filtered ripple. The ripple duration was determined by the lowest threshold (18 µV). The ripple rate was calculated within brain states in 30-s wide bins. The ripple peak frequency was determined from the filtered LFP signal in the ripple frequency band (110–180 Hz), and translated into phase by the Hilbert transform. The frequency at the ripple peak was then determined as the instantaneous change in the phase divided by the sample duration (with a Gaussian neighbor event smoothing; SD = 80 events).
Brain Temperature
Brain temperature was measured using either a thermistor or a thermocouple type k and recorded using the Intan system analog amplifier at 20 kHz. Temperature data were downsampled first to 1,250 Hz and to 1 Hz for a subset of the analysis.
Brain State Scoring
Brain state scoring was performed as described in the study by Watson et al. (41). In short, spectrograms were constructed with a 1-s sliding 10-s window fast Fourier transform of 1,250 Hz data at log-spaced frequencies between 1 Hz and 100 Hz. Three types of signals were used to score states: broadband LFP, narrowband θ frequency LFP and electromyogram (EMG). For broadband LFP signal, principal component analysis was applied to the Z-transformed (1–100 Hz) spectrogram. The first principal component in all cases was based on power in the low (32 Hz) frequencies. θ Dominance was taken to be the ratio of the power at 5–10 Hz and 2–16 Hz from the spectrogram. EMG was extracted from the intracranially recorded signals by detecting the zero time lag correlation coefficients (r) between 300 and 600 Hz filtered signals (using a Butterworth filter at 300–600 Hz with filter shoulders spanning to 275–625 Hz) recorded at all sites. Next all states were inspected and curated manually, and corrections were made when discrepancies between automated scoring and user assessment occurred.
QUANTIFICATION AND STATISTICAL ANALYSIS
Electrophysiological recordings were conducted using an Intan recording system: RHD2000 interface board with Intan 64 channel preamplifiers sampled at 20 kHz (Intan Technologies, Los Angeles, CA). See Table 1 for key resources.
Table 1.
Resource | Source | Identifier/Location | Description |
---|---|---|---|
Subjects | |||
Rat: Long–Evans | Charles River | Cat No. Crl:LE 006 | 10 male adults |
Data | |||
Hippocampal data | All authors | https://buzsakilab.com/wp/database/ (42) | Public data share with data from our lab |
Software | |||
CellExplorer, NeuroScope2, and StateExplorer | CellExplorer.org/(40) | Cell-classification pipeline and GUI built in MATLAB | |
MATLAB | MathWorks | https://www.mathworks.com/ | |
Buzcode | Buzsaki Lab | https://github.com/buzsakilab/buzcode | MATLAB analysis tools |
FMA Toolbox | Michaël Zugaro | http://fmatoolbox.sourceforge.net/ | MATLAB toolbox for Freely Moving Animal (FMA) |
Other | |||
Silicon probe (5 × 12, 6 × 10) | NeuroNexus | https://neuronexus.com/ | |
Silicon probe (4 × 16) | Cambridge Neurotech | https://www.cambridgeneurotech.com/ | |
Wire electrodes | California Fine Wire | Tungsten 99.95% (100211), insulated with Heavy Polyimide (HML - Green) | |
Intan RHD2000 | Intan Technologies | https://intantech.com/ | |
Motive tracking system | Optitrack | http://optitrack.com/ | 6 Flex3 camera system |
Statistical Analyses
All statistical analyses were performed with MATLAB functions or custom-made scripts. For rank order calculation, the probability of participation and firing rate correlations, the unit of analysis was single cells. Unless otherwise noted, for all tests, nonparametric two-tailed Wilcoxon rank-sum (equivalent to Mann–Whitney U test), Wilcoxon signed-rank or Kruskal–Wallis one-way analysis of variance were used. Due to experimental design constraints, the experimenter was not blind to the manipulation performed during the experiment.
RESULTS
Hippocampal Temperature Correlates with Brain States
Brain temperature showed wide fluctuations (∼3°C) across natural behaviors (Fig. 1, A–C). Waking during exercise had the highest mean temperature (36.1 ± 0.42°C, means ± SD), whereas the lowest temperature level was observed during sleep (nonREM 35.5 ± 0.44°C; REM 35.4 ± 0.42°C, means ± SD). The wake-sleep state variation was described quantitatively by the autocorrelogram of the temperature, corresponding to approximately a 90-min cycle (Fig. 1D). The fastest brain temperature changes occurred at the transitions between brain states. The fastest change occurred at the onset of REM sleep (Fig. 1E), with an average temperature increases of >0.3°C within 2 min. After nonREM onset, brain temperature decreased more gradually by > 0.1°C within a few minutes (Fig. 1F), whereas wake onset showed a gradual increase (Fig. 1G). The short transient microarousals of nonREM sleep (41) did not bring about an obvious change in temperature (Fig. 1H). These brain state changes were associated with characteristic changes of the θ-δ ratio (θ range: 5–12 Hz, δ range: 0–4 Hz) and movement (Fig. 1, E–H).
Hippocampal Ripple Metrics Correlate with Brain Temperature in Freely Moving Rats
Next, we characterized various hippocampal ripple metrics with the continuous brain temperature readings. Ripple frequency and the rate of SPW-R events showed large variations both across wake-sleep states as well as within nonREM and awake (Fig. 2, A–F). Within long sleep episodes, a positive relationship between temperature, ripple frequency, and rate of SPW-R occurrence was often visible. We observed a positive correlation between the ripple peak frequency and brain temperature (RnonREM = 0.60 and Rawake = 0.51; n = 15 sessions). A negative correlation was observed between the ripple duration and the brain temperature (RnonREM = −0.48 and Rawake = −0.267; n = 15 sessions). The ripple occurrence rate was correlated with brain temperature yet with larger variance between sessions (RnonREM = 0.19 and Rawake = −0.20; n = 15 sessions). Quantification of these relationships showed a significant difference between nonREM and waking for ripple frequency and rate of SPW-Rs but not for their duration (Fig. 2, G–I). We also calculate the temperature correlations of these same measures, which remained unchanged between nonREM and wake brain states.
Multivariable Linear Regression Model Prediction of Ripple Frequency
To assess the potential contribution of other factors, besides temperature, in describing the ripple frequency, we applied a multivariable linear regression model, taking brain temperature, the power spectrum slope, brain states (awake, nonREM, REM, and micro arousals), SPW-R rate, and the θ-δ ratio, which are changing on a similar timescale. Using a leave-one-out approach, in which we compared the performance of a linear regression model based on all parameters versus a model in which one of the parameters were left out, we found that the brain temperature was the strongest contributor, significantly higher than the other variables as quantified by the root mean squared error (RMSE; Fig. 3A).
To validate that the other measures were not covariating, thus masking a potential hidden contribution to the regression model when leaving out a predictor, we also applied the same analysis using single variables. Again, the best single predictor was the brain temperature, with the lowest RMSE (Fig. 3B).
Local Temperature Manipulation of the Hippocampus
In a further attempt to disentangle the hypothesized temperature effect on ripples from potential hidden factors, we varied the local temperature in the hippocampus. We built a device that allowed for focal cooling and heating in freely moving rats (32, 35, 43). The temperature manipulation probe consists of a silver wire (260 µm in diameter), air isolation, and a polyimide tube (Fig. 4A). The back end of the silver wire was coiled at the cold plate of a peltier device (1.2 mm by 1.9 mm), with an added passive copper heatsink. Cooling and heating were achieved by directing current through the peltier device. A small temperature sensor (thermistor; 280 µm in diameter) was attached at the tip of the cooling probe for continuous monitoring of the local brain temperature. The cooling probe was implanted in the CA1 region together with a silicon probe 1 mm apart (Fig. 4, A–D). By reversing the current, we were able to induce both local heating and cooling within the same recording session (Fig. 4, E–G). Local temperature manipulation did not affect the sleep-wave cycle or within-sleep state changes (Supplemental Fig. S1 and S2). Local cooling (Δtemp = −2.8°C) significantly lowered the ripple frequency on the ipsilateral side by ∼1.7 Hz (n = 12 sessions, P = 0.034, Wilcoxon signed rank test), whereas heating (Δtemp = 3.7°C) increased ripple frequency by 1.5 Hz (Fig. 4H; n = 12 sessions, P = 0.012, Wilcoxon signed rank test). Ripple duration and the occurrence of ripple rates was not consistently affected by the local manipulation of the temperature (Fig. 4, I and J). Although heating increased ripple duration, cooling had no effect (Fig. 4I; n = 12 cooling sessions, P = 0.016; n = 12 heating sessions; P = 0.077). In contrast, cooling had no effect on SPW-R rate, whereas heating had a small, although significant increase (Fig. 4J; n = 12 cooling sessions, P = 0.30; n = 12 heating sessions; P = 0.027). Identical temperature manipulation of the contralateral hippocampus was without an effect (Supplemental Fig. S3; n = 5 cooling sessions, P = 0.99, n = 8 heating sessions, P = 0.52, two-sample Kolmogorov–Smirnov test).
DISCUSSION
We found a correlation between physiological brain temperature variations and the frequency of hippocampal ripples. In addition, we replicated the temperature effect by local cooling and heating the hippocampal CA1 region. The decrease and increase in ripple frequency upon cooling and heating, respectively, suggest that brain temperature is the main mechanism responsible for the ripple frequency differences between sleeping and waking animals. In contrast to changes in ripple frequency, the rate of occurrence of SPW-Rs and ripple duration were only marginally affected by local temperature perturbation, suggesting that the control mechanisms of these parameters reside upstream from the CA1 region.
The effect of ambient temperature on the nervous system and behavior is strong in cold-blooded animals (34). In homoiotherm birds and mammals, although body and brain temperature are homeostatically regulated, there is still a systematic and consistent variation in brain temperature, corresponding to ∼3°C in birds, rodents, and humans (32, 44, 45) and even much larger changes are present in hibernating animals (46). During sustained nonREM sleep, temperature on the neocortical surface of mice decreases by ∼2°C (47), and recent work indicates that a specific hypothalamic circuitry exists to deliberately cool the brain and simultaneously induce nonREM sleep (48, 49). Our findings confirm previous observations in the rodent regarding the behavior and brain-state dependence of temperature variation (30, 33, 50, 51).
We extend these previous findings by quantifying the relationship between brain temperature and both SPW-R occurrence, duration, and ripple frequency. The hippocampal SPW-R is a complex pattern of two independent but coupled events. The extracellular sharp wave (SPW) is produced by large transmembrane currents in the apical dendrites of CA1 pyramidal cell, which are triggered by the synchronous CA3 input targeting the mid stratum radiatum (20). The CA3 volley also excites CA1 interneurons to protract the rate of pyramidal neuron recruitment and their interaction induces a short-lived fast oscillation (110–160 Hz) detected in the local field potential (LFP) as a “ripple” (4, 21–23). The two mechanisms can be dissociated by separate perturbations of the CA1 and CA3 regions (52–54). In our experiments, physiological decrease of brain temperature during nonREM sleep was correlated with both the rate of SPW-Rs and ripple frequency, presumably because both the CA1 region and regions upstream to it were cooled. In contrast, artificial manipulation of local CA1 temperature affected ripple frequency but had an inconsistent effect on SPW-R rate. We assume that the minor change of SPW-R rate with temperature increase was due to increasing the temperature also in the CA3 region. This is consistent with previous observations that although the spatial temperature gradient is steep, nevertheless it can have a detectable effect a few millimeters from the probe (32, 35). The same manipulation of the contralateral CA1 region was without an effect, further supporting the role of local CA1 mechanisms for controlling ripple frequency (22). The difference between ripple frequency in the waking and sleeping rat was ∼5 Hz (9). In contrast, perturbation of local CA1 temperature brought about only 2–4 Hz shifts. Thus, one may suggest that other factors than cooling play an important role in decreasing ripple frequency during nonREM sleep. However, axons of fast firing CA1 basket cells, the presumed substrate of ripple frequency generation (22, 55), reach the entire fimbio-subicular extent of CA1 and up to 1 mm along the long axis (56). Thus, many cell bodies of basket cells residing outside the effectively cooled local patch could have counteracted the frequency decrease brought about by the locally cooled neurons. The primacy of temperature control of ripple frequency is further supported by our statistical analyses, which showed that the best single predictor of ripple frequency was temperature, rather than power spectrum slope, brain state, global firing rate, or θ-δ ratio of LFP.
How does temperature affect ripple frequency? The key determinant of ripple frequency is the fast-reacting GABAA receptors on the dendrites of basket cells (22). Previous work in vitro has demonstrated that cooling the brain slice by only 2°, the time constant of inhibitory postsynaptic currents in the hippocampus increased by about the same extent as induced by GABAA receptor blockers and general anesthetics at sedative doses (57). Conversely, drugs affecting brain temperature may exert an effect on circuit operations and behavior mediated by direct temperature changes. Auxiliary mechanisms could involve the expression of the cold-inducible RNA-binding protein (CIRBP) and RNA-binding motif protein 3 genes (58). However, the proteins encoded by these genes are likely required for structural remodeling and their involvement in the fast communication among interneurons has yet to be uncovered. In summary, the physiological changes of brain temperature between waking and nonREM sleep appears to be the major mechanism for altering the frequency of hippocampal ripples.
DATA AVAILABILITY
The dataset is publicly available from our data bank (42) via our website: https://buzsakilab.com/wp/projects/entry/66407/.
SUPPLEMENTAL DATA
GRANTS
This work was supported by the National Institutes of Health (NIH) Grants U19 NS107616 and R01MH122391, the Independent Research Fund Denmark, and Lundbeckfonden Denmark.
DISCLOSURES
No conflicts of interest, financial or otherwise, are declared by the authors.
AUTHOR CONTRIBUTIONS
P.C.P., M.V., and G.B. conceived and designed research; M.V. and P.C.P. performed experiments; P.P. analyzed data; P.C.P., M.V., and G.B. interpreted results of experiments; P.C.P. and M.V. prepared figures; G.B., P.C.P., and M.V. drafted manuscript; G.B., P.C.P., and M.V. edited and revised manuscript; P.C.P., M.V., and G.B. approved final version of manuscript.
ENDNOTE
At the request of the authors, readers are herein alerted to the fact that additional materials related to this manuscript may be found at https://buzsakilab.com/wp/projects/entry/66407/. These materials are not a part of this manuscript and have not undergone peer review by the American Physiological Society (APS). APS and the journal editors take no responsibility for these materials, for the website address, or for any links to or from it.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
The dataset is publicly available from our data bank (42) via our website: https://buzsakilab.com/wp/projects/entry/66407/.
At the request of the authors, readers are herein alerted to the fact that additional materials related to this manuscript may be found at https://buzsakilab.com/wp/projects/entry/66407/. These materials are not a part of this manuscript and have not undergone peer review by the American Physiological Society (APS). APS and the journal editors take no responsibility for these materials, for the website address, or for any links to or from it.