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. 2022 May 19;216(3):36. doi: 10.1007/s10711-022-00696-5

Transitivity and homogeneity of orthosets and inner-product spaces over subfields of R

Thomas Vetterlein 1,
PMCID: PMC9119953  PMID: 35607604

Abstract

An orthoset (also called an orthogonality space) is a set X equipped with a symmetric and irreflexive binary relation , called the orthogonality relation. In quantum physics, orthosets play an elementary role. In particular, a Hilbert space gives rise to an orthoset in a canonical way and can be reconstructed from it. We investigate in this paper the question to which extent real Hilbert spaces can be characterised as orthosets possessing suitable types of symmetries. We establish that orthosets fulfilling a transitivity as well as a certain homogeneity property arise from (anisotropic) Hermitian spaces. Moreover, restricting considerations to divisible automorphisms, we narrow down the possibilities to positive definite quadratic spaces over an ordered field. We eventually show that, under the additional requirement that the action of these automorphisms is quasiprimitive, the scalar field embeds into R.

Keywords: Orthoset, Orthogonality space, Real Hilbert space, Homogeneously transitive orthoset, Hermitian space, Divisibly transitive orthoset, Positive definite quadratic space

Introduction

An orthoset is a pair (X,), where X is a set and is a symmetric, irreflexive binary relation on X. Elements e and f such that ef are called orthogonal and orthosets are, accordingly, also referred to as orthogonality spaces. Introduced by David Foulis and his collaborators, orthosets can be seen as an abstract version of the Hilbert space model underlying quantum physics [5, 30]. Indeed, the guiding example is (P(H),), where P(H) is the collection of one-dimensional subspaces of a Hilbert space H and is the usual orthogonality relation. It turns out that the orthoset (P(H),) determines the Hilbert space H up to isomorphism uniquely. There is moreover a close correspondence between the respective automorphism groups.

In the context of the foundations of quantum mechanics, orthosets have been investigated by numerous authors, see, e.g., [3, 10, 13, 18, 25, 26]. To establish conditions under which an orthoset originates from a Hilbert space, one may take advantage of the close relationship with lattice theory. Indeed, with any orthoset (X,) we may associate the complete ortholattice of orthoclosed subsets, denoted by C(X), and the task becomes to ensure that C(X) is isomorphic to the lattice of closed subspaces of a Hilbert space. The lattice-theoretic approach to the foundations of quantum mechanics has in turn a long tradition, going back to Birkhoff and von Neumann’s seminal work [2], and led to lattice-theoretical characterisations of the Hilbert space at least in the infinite-dimensional case, see, e.g., [15, 29].

Also the present paper aims at improving our understanding of the basic quantum-physical model. We take up the goal of describing the Hilbert space on the sole basis of the orthogonality relation. Lattice theory will again play a key role and we should in fact not claim that the approach adopted here differs fundamentally from previous research lines. However, we do wish to note that our point of view is in some respect uncommon. We do not view orthosets, and hence ortholattices, as the central entity around which the remaining structure is built. We rather assign to orthosets the role of underlying sets of transformation groups, the group action being required to respect orthogonality. The elements of the orthosets are not really assigned any specific meaning. What rather matters in our eyes is the notion of “change” represented by the action of a group. The orthogonality relation furthermore prescribes which actions can be combined and might be thought of as expressing the “independence of changes”. Accordingly, the complex Hilbert space is not thought of as arising from a lattice of propositions, but as an entity describing “changes” in accordance with given independence demands.

These considerations have motivated us to explore, not the complex but, the projective real Hilbert space and its groups of simple rotations. The latter are meant to be the groups of rotations of some two-dimensional subspace. We consider the corresponding subgroups of the automorphism group of an orthoset and some simple conditions that we impose on these subgroups are shown to imply that the orthoset arises from an inner-product space.

We remark that, from the intuitive point of view, matters simplify considerably when dealing with the real rather than the complex case. At least in the finite-dimensional case, a real Hilbert space can conveniently be conceived as an n-sphere, opposite points being identified. This certainly helps in finding plausible conditions for its description. In particular, an n-sphere has the intuitively obvious property of allowing continuous transitions of some point to another one, leaving the points orthogonal to the starting and destination points fixed. Although complex Hilbert spaces will not be discussed here, it should be clear that the approach could be suitably extended; at least in principle, all what we need to add is the requirement that the considered symmetries are compatible with a complex structure.

Our ideas are as follows. Let O(X) be the group of symmetries of an orthoset (X,). For each pair of distinct elements e and f of X, we consider the subgroup Gef of O(X) that consists of the automorphisms leaving all elements orthogonal to e and f fixed. We require, first, the transitivity of (X,): some element of Gef should map e to f. We require, second, the homogeneity of (X,): any two subgroups Gef and Gef, where ef and ef, are conjugate via an automorphism mapping e to e. It turns out that these conditions are already sufficient to ensure that there is a Hermitian space H such that (X,) is isomorphic to (P(H),).

In a further step, we consider, instead of the whole group Gef, the set Ref of automorphisms divisible in Gef. Requiring Ref, for any distinct e and f, to be an abelian subgroup of O(X) and making similar assumptions as before, we again have that (X,) is representable by means of a Hermitian space. Now, however, we can say much more: we can show that the scalar division ring is a field (i.e., commutative), endowed with the identity involution, and formally real. In fact, our refined representation theorem is based on positive-definite quadratic spaces over ordered fields.

Inner-product spaces of this kind might resemble to a good extent the Hilbert spaces over R. However, it might be illusory to expect that, in the framework considered here, there are natural conditions ensuring that the scalar field of a quadratic space actually coincides with R. Our concerns relate in particular to the finite-dimensional case. However, we shall consider the following condition, fulfilled in any real Hilbert space H of dimension 3: if U is a non-trivial simple rotation of H, then the conjugates of U generate a subgroup of the orthogonal group that acts on P(H) transitively. In other words, the group generated by the simple rotations acts quasiprimitively on P(H); see, e.g., [23]. Adding this condition, we have that the field of scalars does not contain non-zero infinitesimals and is thus a subfield of R. In a natural sense, H then densely embeds into a real Hilbert space. We note that the quasiprimitivity of a group action is implied by its primitivity, a property that we could have employed alternatively; cf. [27].

The paper consists basically of two parts. The first part, consisting of Sects. 24, is largely preparatory. However, the theorem that we prove in the second half of Sect. 3 has to our knowledge not yet been stated in this way. The second part, consisting of Sects. 57, contains the core results, which we outlined above.

In detail, the paper is organised as follows. Section 2 is devoted to the correspondence between orthosets and ortholattices. We first shortly discuss in which way and under which conditions complete atomistic lattices may be represented by means of a suitable structure on the collection of their atoms, and we then review the case of ortholattices. In Sect. 3, we deal with the correspondence between ortholattices and linear spaces. Again, we first review the case of lattices, then the case of ortholattices. In the latter case, a well-known theorem characterises the lattice of subspaces of an (anisotropic, at least 4-dimensional) Hermitian space as a complete, irreducible, AC ortholattice. We present a modified version of this theorem, because we need a formulation that involves properties of the finite lattice elements only. Finally, it should be noted that the correspondences discussed in Sects. 2 and 3 can not easily be extended to a categorical framework. The situation is more transparent when restricting to automorphisms and in Sect. 4 we recall shortly some relevant facts.

These lengthy preparations are the basis for tackling our actual aim. In Sect. 5, we characterise Hermitian spaces by means of groups acting on orthosets. The relevant orthosets are called homogeneously transitive. We note that we generally assume the orthosets to have rank 4, but otherwise the rank is not presupposed to be finite or to be infinite. In Sect. 6, we refine our results in the sense that we are more specific about the scalar division ring. We show that so-called divisibly transitive orthosets are associated with positive-definite quadratic spaces. Finally, in Sect. 7, we consider what we call the rotation group of a divisibly transitive orthoset (X,). Under the hypothesis that this group acts quasiprimitively on X, we show that (X,) corresponds to a quadratic space over a subfield of the reals.

Atomistic lattices and their atom spaces

A central issue in this paper is the interplay between orthosets on the one hand and inner-product spaces on the other hand. We may say that lattices act as a “mediator” between these two sorts of structures. Indeed, orthosets lead to ortholattices, and ortholattices of a certain kind are associated with inner-product spaces.

In this section, we shall compile basic definitions and facts concerning the former correspondence. In view of the needs of subsequent considerations, we adopt, however, a wider perspective: we start by discussing lattices (without an orthocomplementation) and their atom spaces, and we turn afterwards to ortholattices and their associated orthosets. For any further details, we refer the reader to Maeda and Maeda’s monograph [19].

Reconstructing lattices from their atom spaces

A lattice L is called atomistic if any element is the join of atoms. For an atomistic lattice L, the collection of atoms of L will be denoted by A(L), called the atom space of L.

Let L be a complete atomistic lattice. The question seems natural whether A(L) can be equipped with a suitable structure that allows us to reconstruct L. Sending each aL to ω(a)={pA(L):pa}, we get an order embedding of L in the powerset of A(L). To answer our question, we should find a way of characterising the image of ω.

A possibility is to define a closure operation on A(L); see, e.g., [7]. For AA(L), let A={pA(L):pA} and call AA(L) supclosed if A is closed w.r.t. , that is, if A=A. Ordered by set-theoretic inclusion, the collection C(A(L)) of supclosed subsets of A(L) is a complete lattice: for AιC(A(L)), ιI, we have that ιAι is the infimum in C(A(L)) and (ιAι) is the supremum. This lattice is isomorphic to L. Indeed, we easily confirm that ω establishes an isomorphism between L and C(A(L)).

In general, this observation will not help us to reduce L to a simpler structure. But we may check to which extent the finitary version of can describe L. For AA(L), let A-={qA(L):qp1pkfor somep1,,pkA}. A set closed w.r.t. - is called a subspace of L and we denote the complete lattice of subspaces by S(A(L)); cf., e.g., [19, (15.1)].

A complete lattice L is called compactly atomistic if L is atomistic and, for any atoms r and pι, ιI, such that rιIpι, there is a finite subset I0I such that rιI0pι. It is immediate that in this case, the two closure operations on A(L) coincide, that is, =-. Recall furthermore that an element a of a lattice L is finite if a is either the bottom element or the join of finitely many atoms. The set of finite elements of L is denoted by F(L). Clearly, F(L) is a join-subsemilattice of L.

Lemma 1

Let L be a complete atomistic lattice.

  • (i)

    The complete lattice S(A(L)) is compactly atomistic. Furthermore, C(A(L)) is a subposet of S(A(L)). In both lattices, the infima are given by set-theoretic intersection. The finite elements of both lattices coincide: the atoms are the singletons {p}, pA(L), and the finite elements are those of the form {pA(L):pa}, aF(L). The finite suprema of finite elements coincide in both lattices.

    Consequently, the map
    ω:LS(A(L)),a{pA(L):pa} 1
    is an order embedding preserving arbitrary meets. Restricted to the finite elements, ω establishes an isomorphism between the join-semilattices F(L) and F(S(A(L))).
  • (ii)

    Assume that L is compactly atomistic. Then S(A(L))=C(A(L)) and ω:LS(A(L)) is an isomorphism.

Proof

Cf. [19, (15.5)].

Under the assumption of compact atomisticity, a lattice L can thus be described by means of its atom space A(L) equipped with the closure operator -. In the general case, we may describe in this way at least the finite part of L.

We shall now go one step further and replace the closure operator -, the finitary version of , with its binary version. For any p1,p2A(L), let p1p2={qA(L):qp1p2}. A set P equipped with a map :P×PP(P) can be made into a closure space in the obvious way: for AP we let A be the smallest superset of A such that p1,p2A implies p1p2A. A set closed w.r.t. is called linear and the complete lattice of linear sets is denoted by L(P).

A lattice is called modular if, for each pair a and b, we have

(ca)b=c(ab)for anycb. 2

It turns out that if an atomistic lattice L is modular, then -= and hence S(A(L))=L(A(L)), that is, the subspaces of A(L) coincide with the linear subsets of A(L) [19, (15.2)]. To characterise the operation , we are led to the following classical notion.

Definition 1

A projective space is a non-empty set P together with a map :P×PP(P) such that, for any e,f,g,hP, the following conditions hold.

  1. e,fef, and ee={e}.

  2. If g,hef and gh, then gh=ef.

  3. e(fg)=(ef)g.

Here, we understand that is pointwise extended to subsets, that is, for eP and AP, we put eA={ef:fA} and similarly for Ae.

Proposition 1

Let L be a compactly atomistic, modular lattice. Then A(L), equipped with the map :A(L)×A(L)P(A(L)),(p1,p2){q:qp1p2}, is a projective space. Moreover, ω:LL(A(L)),a{pA(L):pa} is an isomorphism of lattices.

Conversely, let (P,) be a projective space. Then L(P) is a compactly atomistic, modular lattice. The map PA(L(P)),e{e} is an isomorphism of projective spaces.

Proof

See [19, (16.5),(16.3)].

Reconstructing ortholattices from their associated orthosets

Let us contrast these familiar facts with the case that we deal with an atomistic lattice that comes equipped with an orthogonality relation. An orthocomplementation on a bounded lattice L is an order-reversing involution that maps each element a to a complement of a. Equipped with , L is called an ortholattice. Furthermore, L is in this case called an orthomodular lattice, or an OML for short, if ab implies that there is a ca such that b=ac [4, 17].

It turns out that to equip the atom space of a complete atomistic ortholattice with a structure determining the ortholattice is straightforward. Instead of projective spaces, we use the following notion, which is of an entirely different nature [5, 30].

Definition 2

An orthoset (or an orthogonality space) is a non-empty set X equipped with a symmetric, irreflexive binary relation , called the orthogonality relation.

For a subset A of an orthoset X, we let A={eX:effor allfA} be the orthocomplement of A. The map sending any AX to A is a closure operation and we call sets that are closed w.r.t. orthoclosed. The complete lattice of orthoclosed subsets of X is denoted C(X) and makes C(X) into an ortholattice. Again, the infima in C(X) are given by the set-theoretic intersection, and for orthoclosed subsets Aι, ιI, we have that ιAι=(ιAι).

Let L be a complete atomistic ortholattice. Elements a and b of L are called orthogonal if ab; we write ab in this case. Obviously, A(L) equipped with the orthogonality relation inherited from L is an orthoset. Moreover, we readily check that =. That is, the complete lattice of orthoclosed subsets of A(L) coincides with the complete lattice of supclosed subsets of A(L). Hence it makes sense to denote both lattices by C(A(L)) and we have that ω:LC(A(L)),a{pA(L):pa} is a lattice isomorphism. We conclude that, without any additional assumptions on L, the orthogonality relation on A(L) is suitable to describe L.

We have the following correspondence between ortholattices and orthosets. We call an orthoset (X,) point-closed [25] if every singleton is closed, that is, {e}={e} for any eX. We note that this property is equivalent to strong irredundancy [21]: for any e,fX, {e}{f} implies e=f. An isomorphism between orthosets is meant to be a bijection preserving the orthogonality relation in both directions.

Proposition 2

Let L be a complete atomistic ortholattice. Then (A(L),) is a point-closed orthoset. Moreover, ω:LC(A(L)),a{pA(L):pa} is an isomorphism of ortholattices.

Conversely, let (X,) be a point-closed orthoset. Then C(X) is a complete atomistic ortholattice. The map XA(C(X)),e{e} is an isomorphism of orthosets.

Proof

We already know that ω:LC(A(L)) is an isomorphism of lattices. To see that ω preserves the orthocomplementation, let aL. We have ω(a)={pA(L):pa}={qA(L):qpfor allpA(L)such thatpa}={qA(L):qa}=ω(a).

The assertions of the second paragraph are clear.

Atomistic lattices and linear spaces

We now turn to the second afore-mentioned issue: the correspondence between lattices and linear spaces. Again, we begin by mentioning the case of linear spaces (without predefined orthogonality relation) and we discuss then in some detail the case of inner-product spaces. The basic reference is again [19]; see also [22].

In addition to preparatory material, the present section contains a representation theorem for Hermitian spaces by means of its associated ortholattice, differing from the common version in that it is based on properties of the finite part of the lattice only.

Reconstructing linear spaces from their subspace lattices

We use the shortcut sfield to refer to a skew field (i.e., to a division ring). Let H be a linear space over some sfield. We generally assume linear spaces not to have less than three dimensions but we do allow the case of infinite dimensions. We denote by L(H) the set of subspaces of H, partially ordered by set-theoretic inclusion. Then L(H) is a complete lattice.

Assuming a dimension 4, we may characterise H by means of L(H). The key properties of the lattice happen to occur in Proposition 1, which describes those atomistic lattices that are determined by the relation between triples of atoms according to which the first one is below the join of the other two. There is little to add: the reducibility of the lattice as well as lengths 3 are to be excluded. For the difficult half of the subsequent fundamental theorem, see, e.g., [1, Ch. VII] or [19, (33.6)].

We call a lattice L irreducible if L is not isomorphic to the direct product of two lattices with at least two elements.

Theorem 1

Let H be a linear space. Then L(H) is an irreducible, compactly atomistic, modular lattice.

Conversely, let L be an irreducible, compactly atomistic, modular lattice of length 4. Then there is a linear space H such that L is isomorphic to L(H).

Reconstructing Hermitian spaces from their subspace ortholattices

We shall next see how the picture changes for linear spaces that are endowed with an orthogonality relation.

Let H be a linear space. We denote by [u1,,uk] the linear span of non-zero vectors u1,,ukH. For any subspace E of H, we write Inline graphic and we define Inline graphic, the set of one-dimensional subspaces of E.

Let be a binary relation on P(H). We call (P(H),) an orthogeometry if (P(H),) is an orthoset with the following properties: (OG1) [w][u],[v] implies [w][x] for any Inline graphic, and (OG2) for any distinct [u],[v] there is a Inline graphic such that [w][u].

We may regard in this case alternatively as a relation on H itself: for u,vH, let uv if one of u or v is 0 or otherwise [u][v]. Note moreover that, by (OG1), any orthoclosed subset of P(H) is of the form P(E) for some subspace E of H. We call E in this case orthoclosed as well and we denote the ortholattice of all orthoclosed subspaces of H by C(H).

The notion of an orthogeometry was introduced, with a regularity assumption instead of irreflexivity, by Faure and Frölicher [9, Chapter 14.1]. A relation making P(H) into an orthogeometry in our sense was simply called an “orthogonality” in [8].

Lemma 2

Let H be a linear space over the sfield K and let (P(H),) be an orthogeometry.

  • (i)

    Let U be a finite-dimensional subspace of H. Then any set of mutually orthogonal non-zero vectors in U can be extended to an orthogonal basis of U.

  • (ii)

    For any [u]P(H) and any two-dimensional subspace U, there is a Inline graphic such that [v][u].

  • (iii)

    (P(H),) is point-closed.

  • (iv)

    For any [u]P(H), {vH:vu} is a hyperplane of H.

Proof

Ad (i): Note first that, by (OG1) and the irreflexivity of , any set of mutually orthogonal vectors is linearly independent.

Assume that, for some k1, there are pairwise orthogonal non-zero vectors u1,,ukU and that there is an vU not in [u1,,uk]. By (OG2), there is an v1u1 in Inline graphic; we then have [u1,v]=[u1,v1]. Similarly, there is an v2u2 in Inline graphic; we then have v2u1,u2 and [u1,u2,v]=[u1,u2,v1]=[u1,u2,v2]. Continuing in a same manner, we conclude that there is an vk such that [u1,,uk,v]=[u1,,uk,vk] and vku1,,uk. As U is of finite dimension, the assertion follows.

Ad (ii): If uU, the claim holds by (OG2). Assume that uU. Then U+[u] is 3-dimensional. By part (i), U+[u] possesses an orthogonal basis {u,v1,v2}. In view of (OG1), any Inline graphic fulfils the requirements.

Ad (iii): Let Inline graphic. Clearly, [u]{[u]}. Assume that v is linearly independent from u and [v]{[u]}. By (OG2), there is a non-zero vector wu in [u,v]. But then [w]{[u]} and, by (OG1), [w]{[u]}, in contradiction to irreflexivitiy.

Ad (iv): By (OG1) and irreflexivitiy, {vH:vu} is a proper subspace of H. Moreover, by part (ii), {[u]}P(U) for any two-dimensional subspace U.

Orthogeometries give rise to inner products. The key result originates from [2] and deals with the finite-dimensional case. For the generalisation to infinite dimensions, which we state below, see [9].

A -sfield is an sfield K equipped with an involutorial antiautomorphism :KK. Let H be a (left) linear space over the -sfield K. By a Hermitian form on H, we mean a map ·,·:H×HK such that, for any u,v,wH and α,βK, we have

αu+βv,w=αu,w+βv,w,w,αu+βv=w,uα+w,vβ,u,v=v,u,u,u=0impliesu=0.

Endowed with a Hermitian form, we call H a Hermitian space. Note that, by the last condition which is not commonly assumed, we require a Hermitian space always to be anisotropic. If the -sfield K is commutative and the involution is the identity, we call H a quadratic space. In this case, we also assume K to be of characteristic 2.

Let H be a Hermitian space. For [u],[v]P(H), we define [u][v] if u,v=0. It is not difficult to check that (P(H),) is an orthogeometry, and we call the orthogonality relation induced by ·,·.

Theorem 2

Let H be a linear space over an sfield K and let H be of dimension 3. Let be such that (P(H),) is an orthogeometry. Then there is an involutorial antiautomorphism on K and a Hermitian form ·,· based on such that ·,· induces .

We now turn to the characterisation of Hermitian spaces by the ortholattice of their closed subspaces.

A lattice L with 0 is said to fulfil the covering property if, for any aL and any atom pL such that pa, a is covered by ap. If this property holds only when a is finite, we say that L fulfils the finite covering property. An atomistic lattice with the covering property is called AC.

Moreover, the irreducibility of ortholattices is understood in the expected way: an ortholattice is irreducible if it is not isomorphic to the direct product of two ortholattices with distinct bottom and top elements. We note that the irreducibility of an ortholattice is equivalent to the irreducibility of its lattice reduct.

From Theorems 1 and 2, a lattice-theoretic characterisation of Hermitian spaces can be proved [19, (34.5)].

Theorem 3

Let H be a Hermitian space. Then C(H) is a complete, irreducible AC ortholattice.

Conversely, let L be a complete, irreducible AC ortholattice of length 4. Then there is a Hermitian space H such that L is isomorphic to C(H).

The remainder of this section is devoted to the presentation of a modified version of Theorem 3. The idea is to characterise the ortholattice by sole reference to the finite elements.

With any element u of an ortholattice L, we associate the sublattice

u={aL:au}.

Assume that we can make u into an ortholattice whose orthogonality relation coincides with the one inherited from L. Then the orthocomplementation is

u:uu,aau.

Indeed, let be an orthocomplementation on u such that, for a,bu, we have that ab if and only if ab. Then, for any au, aa implies aau, and aua implies aua.

We readily check that u, equipped with u, is an ortholattice if and only if u is involutive if and only if (u,u) is a modular pair [19, (29.10)]. Below, however, we will encounter a stronger condition, which actually ensures that u is even an OML.

Lemma 3

Let L be an ortholattice and uL. Then the sublattice u, endowed with u, is an OML if and only if, for any abu there is a ca such that ac=b.

Proof

The “only if” part is clear by the definition of orthomodularity. To see the “if” part, assume that the latter indicated condition holds. It suffices to show that u, equipped with u, is an ortholattice.

For any au, we have that aau=u. Indeed, choosing bu such that ba and ab=u, we get u=aba(au)=aauu.

Furthermore, for any a,bu such that ab and ab=u, we have that b=au. Indeed, in this case bau=au and hence au=br for some rb. It follows u=aau=abr=ur and hence r=0.

We conclude that auu=a for any au and it follows that u is indeed an ortholattice.

We remark that the following lemma is shown on the basis of arguments analogous to those used for Lemma 2(i).

Lemma 4

Let L be an atomistic ortholattice such that, for any distinct atoms p and q, there is an atom rp such that pq=pr. Then the following holds.

  • (i)

    An element a of L is finite if and only if a is the join of finitely many mutually orthogonal atoms.

  • (ii)

    Let a be a finite element and p an atom of L not below a. Then there is a qa such that ap=aq.

  • (iii)

    For any finite elements a and b such that ab, there is a finite element ca such that b=ac.

Proof

The following claim implies both parts of the lemma:

() Let p1,,pk, k0, be mutually orthogonal atoms and let q not below their join. Then there is an atom rp1,,pk such that p1pkq=p1pkr.

Proof of (): If k=0, the assertion is trivial; assume that k1. By assumption, there is an atom q1p1 such that p1q=p1q1. Similarly, there is an atom q2p2 such that p2q1=p2q2. Then q2p1,p2 and p1p2q=p1p2q1=p1p2q2. Arguing repeatedly in a similar way, we see that there is an atom r=qk with the desired property.

Lemma 5

Let L be an atomistic lattice with the finite covering property. Then F(L) consists of the elements of finite height and is an ideal of L.

Proof

See [19, Section 8].

Lemma 6

Any AC ortholattice of finite length is modular.

Proof

This follows from [19, (27.6)].

Lemma 7

Let L be an atomistic ortholattice with the finite covering property and such that, for any distinct atoms p and q, there is an atom rp such that pq=pr. Then F(L) is a modular sublattice of L.

Proof

By Lemma 5, F(L) is an ideal, in particular a sublattice, of L.

Let u be a finite element of L. Then u is an AC lattice of finite length. Let abu. By Lemma 4(iii), there is a ca such that ac=b. By Lemma 3, it follows that u is an OML. By Lemma 6, u is even modular.

Let a,bF(L). Then the pair ab fulfils the modularity condition (2) in (ab) and consequently also in F(L). We conclude that F(L) is modular.

We are now ready to show a version of Theorem 3 that refers to finite elements only.

Theorem 4

Let L be a complete atomistic ortholattice with the following properties:

  1. L fulfils the finite covering property;

  2. for any distinct atoms p and q, there is an atom rp such that pq=pr;

  3. for any orthogonal atoms p and q there is a third atom below pq;

  4. L is of height 4.

Then there is a -sfield K and a Hermitian space H over K such that L is isomorphic to the ortholattice C(H).

Proof

Recall from Sect. 2 that S(A(L)) is the complete lattice of subspaces of the atom space A(L). By Lemma 1, S(A(L)) is compactly atomistic. We claim that S(A(L)) fulfils the covering property. Indeed, let PQP{p} for some P,QS(A(L)) and pA(L). Choosing qQ\P, we have that qr1rkp for some r1,,rkP, and since q(r1rk)=0, it follows from (H1) that pr1rkq and thus Q=P{p}.

By Lemma 7, (H1) and (H2) imply that F(L) is a modular sublattice of L. Furthermore, by Lemma 1, ω:F(L)F(S(A(L))),a{pA(L):pa} is an isomorphism of join-semilattices. As ω also preserves meets, it is actually an isomorphism of lattices. We conclude that also F(S(A(L))) is a modular sublattice of S(A(L)). By [19, (14.1)], it follows that S(A(L)) is modular.

Finally, assume that S(A(L)) is reducible. By [19, (16.6)], there are two distinct atoms below whose join there is no further atom. That is, there are distinct atoms p,qL such that there is no third atom below pq. If p and q are not orthogonal, this contradicts (H2), otherwise this contradicts (H3). We conclude that S(A(L)) is irreducible.

We summarise that S(A(L)) is an irreducible, compactly atomistic, modular lattice. As L can be order-embedded into S(A(L)), (H4) implies that the length of S(A(L)) is at least 4. By Theorem 1, there is a linear space H over an sfield K such that S(A(L)) is isomorphic to the lattice L(H) of subspaces of H. Moreover, there is an order embedding φ:LL(H), which establishes an isomorphism between the respective sublattices F(L) and F(L(H)).

In particular, φ induces a bijection between the atom space A(L) and the set of one-dimensional subspaces P(H). Under this correspondence, we can make P(H) into an orthoset. In fact, (P(H),) is then even an orthogeometry: (OG1) obviously holds and (OG2) follows from (H2).

We conclude that, by Theorem 2, there is an involutorial antiautomorphism  of K and a Hermitian form ·,· on H based on that induces the orthogonality relation on P(H). As (A(L),) is isomorphic to (P(H),), we have that C(A(L)) is isomorphic to C(P(H)). But by Proposition 2, L is isomorphic to C(A(L)), and we may naturally identify C(P(H)) with C(H). We have hence shown that L is isomorphic to C(H).

Automorphisms of orthosets, ortholattices, and Hermitian spaces

The ultimate goal of this paper is to characterise inner-product spaces by means of symmetries of their associated orthosets. We have discussed so far the correlation between orthosets, ortholattices, and Hermitian spaces, but we have not considered the question whether these correspondences can be extended to include the respective structure-preserving maps. We insert a short section to make up for this omission, providing some basic definitions and recalling background facts. We will focus exclusively on automorphisms.

There is an obvious correspondence between the automorphism group of a complete atomistic ortholattice and the automorphism group of its associated orthoset.

An automorphism of an orthoset (X,) is meant to be an isomorphism of X to itself, that is, a bijection φ:XX such that, for any e,fX, ef if and only if φ(e)φ(f). The group of automorphisms of (X,) will be denoted by O(X).

Proposition 3

Let L be a complete atomistic ortholattice. The automorphisms of L and the corresponding orthoset (A(L),) are in a natural one-to-one correspondence.

Proof

Any automorphism of L restricts to an orthogonality-preserving bijection of A(L). Conversely, any orthogonality-preserving bijection of A(L) extends to an automorphism of L.

For a Hermitian space H, the correspondence between the automorphisms of (P(H),) and those of H is described by a suitable version of Wigner’s Theorem; see, e.g., [20].

A linear automorphism U of a Hermitian space H is called unitary if U preserves the Hermitian form. The group of unitary operators on H is denoted by U(H) and we write I for its identity. We moreover denote the centre of the scalar -sfield K by Z(K) and we let U(K)={εK:εε=1} be the set of unit elements of K.

Theorem 5

Let H be a Hermitian space over the -sfield K of dimension 3. For any unitary operator U, the map

P(U):P(H)P(H),[x][U(x)] 3

is an automorphism of (P(H),). The map P:U(H)O(P(H)) is a homomorphism, whose kernel is {εI:εZ(K)U(K)}.

Conversely, let φ be an automorphism of (P(H),) and assume that there is an at least two-dimensional subspace S of H such that φ([x])=[x] for any Inline graphic. Then there is a unique unitary operator U on H such that φ=P(U) and U|S is the identity.

Let (X,) be an orthoset. We shall be interested in groups of automorphisms of (X,) that act so-to-say minimally, that is, we shall deal with groups keeping everything orthogonal to some element and its image fixed. For any AX, we define

O(X,A)={φO(X):φ(e)=efor anyeA}.

For a Hermitian space H, we may observe that O(P(H),P(S)) can be conveniently be described by a subgroup of U(H), provided that SC(H) is such that S is of dimension 2. Indeed, in this case, we let

U(H,S)={UU(H):U|S=idS}, 4

and we have, by Theorem 5, that P:U(H,S)O(P(H),P(S)) is an isomorphism of groups.

Assume now that H is a quadratic space, that is, K is a (commutative) field and the identity. In this case, the unitary operators are commonly called orthogonal and the unitary group, now called the orthogonal group, is denoted by O(H). For some subspace S of H, also the group defined in (4) is likewise denoted by O(H,S).

Let UO(H) be such that, for some finite-dimensional subspace S, U|S is the identity. Then S is an invariant subspace and U|S is an orthogonal operator on S. Furthermore, the determinant of U|S, which is 1 or -1, does not depend on S. Indeed, if S~ is a further finite-dimensional subspace such that U|S~ is the identity, then detU|S~=detU|S+S~=detU|S. Hence it makes sense to define SO(H) as the subgroup consisting of all UO(H) such that, for some finite-dimensional subspace S of H, U|S is the identity and U|S has determinant 1. If H is finite-dimensional, this is the usual special orthogonal group.

We define SO(H,S)=SO(H)O(H,S). If S is two-dimensional, we call the elements of SO(H,S) simple rotations. We claim that SO(H) is generated by the simple rotations. Indeed, O(H) is generated by the orthogonal reflections along a hyperplane; see, e.g., [12, Theorem 6.6]. Hence every element of SO(H) is the product of an even number of such reflections. But the product of two reflections along hyperplanes is a simple rotation and thus the claim follows.

Homogeneous transitivity

We now turn to the main concern of this paper: we consider orthosets that possess, in a certain sense, a rich set of symmetries and we investigate their relationship to inner-product spaces.

For any pair of distinct elements e and f of X we consider the subgroup of O(X)

Gef=O(X,{e,f})={φO(X):φ(x)=xfor allxe,f}.

Intuitively, we shall understand Gef as consisting of those automorphisms that move the element e to an element in the direction of f, in a way that the elements orthogonal to the “base point” e and the “destination point” f are kept fixed.

Our guiding example is the following.

Example 1

Let H be real Hilbert space of dimension 4. Obviously, H is a quadratic space. Let (P(H),) be the orthoset associated with H. Let Inline graphic be linearly independent, such that [u] and [v] are distinct elements of P(H). Then, according to our remarks after Theorem 5, we have an isomorphism P:O(H,[u,v])G[u][v]. That is, G[u][v] can be identified with the group of orthogonal operators on H that possess the invariant subspace [u,v] and keep its orthogonal complement elementwise fixed.

We will require our orthoset (X,) to be transitive in the sense that, for any ef, Gef actually contains an automorphism that maps e to f. Furthermore, we will postulate the homogeneity of (X,), in the sense that the subgroups Gef, ef, of O(X) are pairwise conjugate via an automorphism that preserves the “base points”. We recall that a subgroup G1 of O(X) is said to be conjugate to a further subgroup G2 via some τO(X) if G1=τ-1G2τ.

Definition 3

We call an orthoset (X,) homogeneously transitive if, for any distinct e,fX, the following holds:

  1. There is a φGef such that φ(e)=f.

  2. For any further distinct elements e and f, Gef is conjugate to Gef via an automorphism that maps e to e.

Let us check that our main example belongs to this kind of orthosets.

Example 2

Let again H be a real Hilbert space of dimension 4. We claim that (P(H),) is a homogeneously transitive orthoset. Let Inline graphic be linearly independent. By the isomorphism P:O(H,[u,v])G[u][v], it is clear that (HT1) holds. Let Inline graphic be a further pair of linearly independent vectors. Then there is an orthogonal operator U that maps [u] to [u] and [u,v] to [u,v]. Conjugating G[u][v] via P(U) thus gives G[u][v]. Hence (P(H),) fulfils also (HT2).

As the next example shows, there are homogeneously transitive orthosets of a completely different kind.

Example 3

For any set X, (X,) is an orthoset. We readily check that (X,) is homogeneously transitive.

Note that, for an orthoset of the form (X,) as indicated in Example 3, C(X) is the Boolean algebra of all subsets of X. Hence we will call such orthosets Boolean. Boolean orthosets are certainly not what we are interested in. But we will show that the only remaining homogeneously transitive orthosets are those arising from Hermitian spaces in the same manner as indicated in Example 2.

Let us now fix a homogeneously transitive orthoset (X,) and let us assume that (X,) is not Boolean. By a -set, we mean a subset of X consisting of mutually orthogonal elements. The rank of X is the smallest cardinal number λ such that any -set is of cardinality λ. We assume X to have a rank of at least 4. Our aim is to verify that Theorem 4 applies to C(X), the ortholattice associated with (X,).

In [28], we have established conditions equivalent to the representability of (X,) by means of a Hermitian space in the case when (X,) has a finite rank. Our first lemma shows that (X,) fulfils these conditions.

Lemma 8

(X,) has the following properties.

  1. For any distinct elements e and f, there is a e¯e such that {e,f}={e,e¯}.

  2. For any orthogonal elements e and f, there is a third element g{e,f}.

Proof

Ad (L1): Let g,hX an arbitrary pair of orthogonal elements. As we assume (X,) to have a rank of at least 4, such a pair exists. By (HT2), there is an automorphism τ of (X,) such that τ(g)=e and Ggh=τ-1Gefτ. Then τGgh(g)=Gef(τ(g))=Gef(e). By (HT1), there is a φGgh such that φ(g)=h. Then e=τ(g)τ(h)=τφ(g)=τφτ-1(e). Then ψ=τφτ-1Gef and e¯=ψ(e)=τ(h)e.

Assume xe,f. Then x=ψ(x)ψ(e)=e¯. Hence {e,f}{e,e¯}. Conversely, assume xe,e¯. Then τ-1(x)g,h. By (HT1), there is a χGef such that χ(e)=f. Then τ-1χτGgh. We conclude τ-1(x)=τ-1χτ(τ-1(x))τ-1χτ(g)=τ-1χ(e)=τ-1(f), that is, xf. Hence also {e,e¯}{e,f}. The assertion follows.

Ad (L2): Let e and f be distinct elements of X such that e⊥̸f’. As we assume not to coincide with , such a pair exists. By (HT2), there is an automorphism τ such that τ(e)=e and Gef=τ-1Gefτ. By (HT1), there is a φGef such that φ(e)=f. Then τ-1φτGef and g=τ-1(f)=τ-1φτ(e)Gef(e). From ge it would follow fe, and from g=e it would follow e=φ(e)=f, both a contradiction. Hence g is an element of Gef(e) distinct from e and f. We furthermore have that Gef(e){e,f}. Hence g{e,f}.

The next lemma, together with Proposition 2, implies that we may identify (X,) with the orthoset associated with C(X).

Lemma 9

(X,) is point-closed. Consequently, C(X) is a complete atomistic ortholattice, the atoms being {e}, eX.

Proof

To show that {e}={e} for any eX, we may argue as in case of in [28, Lemma 3.2]; the proof applies also without the assumption of a finite rank.

We now turn to the verification of conditions (H1)–(H4) of Theorem 4.

Lemma 10

C(X) fulfils (H2), (H3), and (H4).

Proof

By property (L1) in Lemma 8, (H2) holds.

From property (L2) in Lemma 8, we conclude that below the join of two orthogonal atoms of C(X) there is a third atom. This means that C(X) fulfils (H3).

As we have assumed (X,) to be of rank 4, C(X) contains at least 4 mutually orthogonal elements and hence a 5-element chain. We conclude that also (H4) holds in C(X).

It remains to check (H1), the finite covering property. Some preparatory steps are necessary.

Lemma 11

Let e1,,ek and f1,,fk be pairwise orthogonal elements of X, respectively. Then there is an automorphism φ of X such that φ(e1)=f1,φ(ek)=fk and φ(x)=x for any xe1,,ek,f1,,fk.

Proof

We proceed by induction over k. For k=1, the assertion holds by (HT1). Let k2 and assume the assertion holds for any two sets of k-1 mutually orthogonal elements. Let e1,,ek and f1,,fk be pairwise orthogonal, respectively. We have to show that, for some automorphism φ, φ(e1)=f1,,φ(ek)=fk and φ(x)=x for any xe1,,ek,f1,,fk.

By (HT1), there is a φ such that φ(e1)=f1 and φ(x)=x for any xe1,f1. Then φ(e2),,φ(ek) and f2,,fk are pairwise orthogonal, respectively. By assumption there is an automorphism φ~ such that φ~(φ(e2))=f2,,φ~(φ(ek))=fk and φ~(x)=x for xφ(e2),,φ(ek),f2,,fk. Then φ~φ fulfils the requirements. Indeed, we have φ~(φ(e1))=φ~(f1)=f1, and xe1,,ek,f1,,fk implies x=φ(x)φ(e2),φ(ek) and hence φ~(φ(x))=φ~(x)=x.

Lemma 12

Let e1,,ek, k1, be mutually orthogonal elements of X, let A={e1,,ek}, and let QA be a -set. Then Q contains at most k elements. Moreover, A=Q if and only if Q contains exactly k elements.

Proof

Let f1,,fk be mutually orthogonal elements of A. We shall show that A={f1,,fk}. Both assertions will then follow.

Let B={f1,,fk}. By Lemma 11, there is an automorphism φ of X such that φ(e1)=f1,,φ(ek)=fk and φ(x)=x for xA. By Proposition 2, φ induces an automorphism of C(X). Hence φ(A)=A implies φ(A)=A, and we have BA=φ(A)=φ({e1}{ek})={f1}{fk}=B, that is, A=B as asserted.

Lemma 13

C(X) has the finite covering property, that is, C(X) fulfils (H1).

Proof

Note first that, as C(X) is an atomistic ortholattice fulfilling (H2), Lemma 4 applies.

Let AC(X) (as a lattice element) be finite, let eA, and let BC(X) be such that ABA{e}. By Lemma 4(ii), there is an fA such that A{e}=A{f}. Furthermore, let gB\A. Again by Lemma 4(ii), there is an hA such that A{g}=A{h}. By Lemma 4(i), there is a finite -set Q such that A=Q. Then (Q{h})=A{h}=A{g}BA{e}=A{f}=(Q{f}). By Lemma 12 it follows (Q{h})=(Q{f}) and hence B=A{e}.

We arrive at the main result of this section.

Theorem 6

Let (X,) be a homogeneously transitive orthoset of rank 4. Then either (X,) is Boolean or else there is a Hermitian space H, possessing a unit vector in each one-dimensional subspace, such that (X,) is isomorphic to (P(H),).

Proof

Assume that (X,) is not Boolean. Then, because of Lemmas 9, 10, and 13, Theorem 4 is applicable: (X,) is isomorphic to (P(H),) for some Hermitian space H.

By Lemma 11 and Theorem 5, there is, for any vectors Inline graphic, a unitary operator mapping [u] to [v]. It follows that if there is a unit vector in H, all one-dimensional subspaces contain a unit vector. To ensure the existence of a unit vector, we “rescale” the Hermitian form if necessary; see, e.g., [15].

We note that, although we cannot say much about the scalar -sfields of Hermitian spaces that represent homogeneously transitive orthosets according to Theorem 6, it is also clear that not all -sfields are eligible.

Remark 1

Let H be an at least two-dimensional Hermitian space over a -sfield K such that each one-dimensional subspace contains a unit vector. Then K has characteristic 0; see [16] or [27, Lemma 25].

We conclude the section with some further elementary observations on homogeneously transitive orthosets that might be found interesting. In the proofs we could at some places make use of Theorem 6, but we prefer to provide direct arguments.

Given an orthoset (X,), consider the Gef-orbit of an element eX:

Gef(e)={φ(e):φGef}.

Then we have that Gef(e) and {e,f} are orthogonal subsets of X. Moreover, Gef acts transitively on the former one and the latter consists of fixed points of Gef. In general, f need not be in the orbit of e; to ensure that fGef(e) is the effect of condition (HT1). Under the assumption of homogeneous transitivity, the pair (Gef(e),{e,f}) is actually a decomposition of X into two constituents, in the sense that each of these sets is the orthocomplement of the other one.

Lemma 14

Let (X,) be a homogeneously transitive orthoset and let ef.

  • (i)

    Gef(e)={e,f}. In particular, Gef acts transitively on {e,f}.

  • (ii)

    {e,f} is the set of fixed points of Gef.

  • (iii)

    Let ef. Then Gef=Gef if and only if Gef(e)=Gef(e) if and only if {e,f}={e,f}.

Proof

Ad (i): Clearly, Gef(e){e,f}. To show the reverse inclusion, let g{e,f} be distinct from e. As C(X) has the finite covering property, we have {e,f}={e,g}. Furthermore, {e,f}={e,g} implies Gef=Geg, and hence, by (HT1), we have gGef(e).

Ad (ii): Clearly, any x{e,f} is a fixed point of Gef. Assume that x{e,f} is a further fixed point. By part (i), x{e,f}. By virtue of (H2), there is an x¯e,f such that {e,f,x}={e,f,x¯}. By Lemma 7, F(C(X)) is a modular sublattice of C(X) and we conclude that there is a g such that {x,x¯}{e,f}={g}. As any φGef extends to an automorphism of C(X), it follows φ({g})=φ({x,x¯})φ({e,f})={x,x¯}{e,f}={g}. But g{e,f} and by part (i), {e,f} does not contain any fixed point.

Part (iii) follows from parts (i) and (ii).

We note next that we may formulate the conditions for orthosets to arise from Hermitian spaces in a slightly modified way. This version avoids the need of excluding the case of Boolean orthosets.

Proposition 4

An orthoset (X,) is homogeneously transitive and non-Boolean if and only if, for any distinct e,fX, the following conditions hold:

  1. There are φ,ψGef such that φ(e)=f and ψ(e)e,f.

  2. There is an e¯e such that Gee¯=Gef.

Proof

Let (X,) be homogeneously transitive and not Boolean. Let ef. By Lemma 8, {e,f} contains at least three elements, among which is there is an e¯e. Hence (HT1’) and (HT2’) follow from Lemma 14.

Conversely, assume that the orthoset (X,) fulfils (HT1’) and (HT2’). Clearly, (HT1) then holds. Furthermore, (X,) is not Boolean. Indeed, otherwise Gef would contain, for any distinct e,fX, just two elements, namely, the identity and the map interchanging e and f, whereas (HT1’) implies the existence of a third map.

We claim that (X,) fulfils condition (L1) in Lemma 8. Let ef. By (HT2’), there is a ge such that Gef=Geg. We shall show that {e,f}={e,g}. Indeed, let xe,f. By (HT1’), there is φGeg=Gef such that φ(e)=g. Then x=φ(x)φ(e)=g and it follows {e,f}{e,g}. We argue similarly, the roles of f and g being interchanged, to see that also {e,g}{e,f}.

Let now ef and ef. By (L1), there is an e¯e and a e¯e such that {e,f}={e,e¯} and {e,f}={e,e¯}. By virtue of (HT1), Lemma 11 holds for (X,). Hence there is an automorphism τ such that τ(e)=e and τ(e¯)=e¯. Then τ({e,f})={e,f}. It follows τ-1φτ(x)=x for any φGef and xe,f, that is, τ-1GefτGef. Similarly, we have τGefτ-1Gef and we conclude Gef=τ-1Gefτ. (HT2) is proved.

Finally, we provide a further reformulation, which emphasises to some extent the role of the orbits. We might observe in this case a resemblance with the axioms of projective geometry in Definition 1. Indeed, condition (HT1”) can be considered as similar to the requirement (PS1), according to which every line contains the two points by which it is spanned. Furthermore, condition (HT2”) may be seen as a weakened form of (PS2), according to which any two points lie on a unique line. Remarkably, (PS3) or some other variant of the Pasch axiom does not occur.

Proposition 5

An orthoset (X,) is homogeneously transitive and non-Boolean if and only if the following conditions hold:

  1. For any distinct e,fX, Gef(e) contains at least three elements, among which are f as well as some ge.

  2. For any eX and any f,ge, if gGef(e) then fGeg(e).

Proof

Let (X,) be homogeneously transitive and not Boolean. Again, for ef, Lemma 8 implies that {e,f} contains a third elements as well as an element orthogonal to e. Hence (HT1”) follows from Lemma 14. Furthermore, by Lemma 13, C(X) has the finite covering property. Hence (HT2”) follows from Lemma 14 as well.

Conversely, assume that (HT1”) and (HT2”) hold. We will derive (HT1’) and (HT2’), so that the Proposition will follow by Theorem 4.

(HT1’) is obvious. Let ef. By (HT1”), there is an e¯Gef(e) such that e¯e. Then {e,f}{e,e¯}. By (HT2”), also fGee¯(e) holds, which means that {e,e¯}{e,f}. From {e,f}={e,e¯} it follows that Gef=Gee¯. (HT2’) follows.

Divisible transitivity

We any pair ef of distinct elements of an orthoset we have associated the group Gef of automorphisms that keep the elements orthogonal to e and f fixed. Intuitively, we have viewed Gef as describing transitions from e into the direction determined by f. The present section is based on the idea to add the requirement that these transitions may proceed in a continuous manner. We will, however, not deal with topologies, we rather propose a divisibility condition.

For distinct elements e and f of an orthoset (X,), let us consider the following collection of automorphisms:

Ref={φGef:for anyk1there is aψGefsuch thatφ=ψk}={φO(X):for anyk1there is aψO(X)such thatψ(x)=xfor allxe,fandψk=φ}.

We shall require Ref to be a subgroup, subjected to similar conditions as Gef in case of homogeneous transitivity. Our above intuitive ideas furthermore motivate us to require Ref to be abelian: assuming that φ0Ref is an automorphism mapping e to f and, for any i0, φi+1 is a square root of φi in Ref, we intend to view the subgroup generated by these maps, which is abelian, as “dense” in Ref.

Definition 4

We call an orthoset (X,) divisibly transitive if, for any distinct e,fX, the following holds:

  • (DT0)

    Ref is an abelian subgroup of O(X).

  • (DT1)

    There is a φRef such that φ(e)=f.

  • (DT2)

    For any further distinct elements e,fX, Ref is conjugate to Ref via an automorphism that maps e to e.

Example 4

For a real Hilbert space H of dimension 4, (P(H),) is a divisibly transitive orthoset. Indeed, let Inline graphic be linearly independent and recall from Example 2 the isomorphism P:O(H,[u,v])G[u][v]. As R[u][v] consists of those elements of G[u][v] that possess, for each k1, a k-th root in G[u][v], the isomorphism restricts to P:SO(H,[u,v])R[u][v]. That is, R[u][v] corresponds to those operators which, restricted to [u,v], are (proper) rotations of the plane spanned by u and v. (DT0) and (DT1) are hence clear and (DT2) holds by a similar argument as in Example 2.

We have the following, provisional representation for divisibly transitive orthosets.

Lemma 15

Let (X,) be a divisibly transitive orthoset of rank 4. Then there is Hermitian space H over some -sfield K, possessing a unit vector in each one-dimensional subspace, such that (X,) is isomorphic to (P(H),).

Proof

Note first that (X,) cannot be Boolean. Indeed, in this case Ref, for any ef, would consist of the identity alone, in contradiction to (DT1).

Lemmas 813 and hence Theorem 6 hold also for divisibly transitive orthosets. To show this, we argue on the basis of (DT1) and (DT2) instead of (HT1) and (HT2), respectively.

We note that Lemma 14 possesses also a version for divisibly transitive orthosets.

Lemma 16

Let (X,) be a divisibly transitive orthoset and let ef.

  • (i)

    Ref(e)={e,f}. In particular, Ref acts transitively on {e,f}.

  • (ii)

    {e,f} is the set of fixed points of Ref.

  • (iii)

    Let ef. Then Ref=Ref if and only if Ref(e)=Ref(e) if and only if {e,f}={e,f}.

Proof

Again, we may follow literally the proof of Lemma 14, which contains the analogous statement on homogeneously transitive orthosets.

We furthermore remark that we may formulate the axioms of divisible transitivity in a slightly different way.

Proposition 6

An orthoset (X,) is divisibly transitive if and only if, for any distinct e,fX, (DT0), (DT1), and the following holds:

  • (DT2’)

    There is an e¯e such that Ree¯=Ref.

Proof

If (X,) is divisibly transitive, (X,) fulfils condition (L1) in Lemma 8, and (L1) implies (DT2’).

Conversely, assume (DT0), (DT1), and (DT2’). To show (DT2), we may argue similarly to the second part of the proof of Proposition 4.

Our aim is to refine Lemma 15 and to clarify which type of -sfields are suitable for the representation of divisibly transitive orthosets. For the remainder of this section, let us fix an at least 4-dimensional Hermitian space H over a -sfield K such that (P(H),) is divisibly transitive and each [u]P(H) contains a unit vector.

Let S be a subspace of H. We set

R(H,S)={UU(H,S):for eachk1,there is aVU(H,S)such thatVk=U}.

Furthermore, we will say that a subgroup G of U(H) acts transitively on P(S) if, for any Inline graphic, there is a UG such [U(u)]=[v].

Lemma 17

Let u,vH be linearly independent.

  • (i)

    Then P:R(H,[u,v])R[u][v] is a group isomorphism.

  • (ii)

    R(H,[u,v]) is an abelian subgroup of U(H,[u,v]) that acts transitively on P([u,v]).

Proof

By Theorem 5, P:U(H,[u,v])G[u][v] is a group isomorphism. Moreover, R[u][v] consists of the divisible elements of G[u][v] and hence of the maps P(U) such that UU(H,[u,v]) and for each k1 there is some VU(H,[u,v]) such that Vk=U. Hence R[u][v]={P(U):UR(H,[u,v])}. That is, the isomorphism P:U(H,[u,v])G[u][v] restricts to a bijection P:R(H,[u,v])R[u][v]. But by (DT0), R[u][v] is an abelian subgroup of G[u][v]. It follows that R(H,[u,v]) is an abelian subgroup of U(H,[u,v]) and also P:R(H,[u,v])R[u][v] is a group isomorphism.

By (DT1), it further follows that there is a UR(H,[u,v]) such that P(U)([u])=[U(u)]=[v]. As [u],[v] are arbitrary distinct elements of P([u,v]), we conclude that R(H,[u,v]) acts transitively on P([u,v]).

Lemma 18

H is a quadratic space.

Proof

We have to show that the involution on K is the identity. It will then follow that K is commutative and the lemma will be proved.

Let F be a two-dimensional subspace of H and let {u,v} be an orthonormal basis of F. We denote the vectors of F by their coordinates w.r.t. this basis, in particular we write u=10 and v=01. We will likewise identify the operators UU(H,F) with their restriction to F and write them as 2×2-matrices. Then U=αγβδU(H,F) if and only if αα+ββ=γγ+δδ=1 and αγ+βδ=0.

We proceed by showing a sequence of auxiliary statements. We will frequently use the fact that, by Lemma 17, R(H,F) is an abelian subgroup of U(H,F) acting transitively on P(F).

(a) For any ξK, there is a αγβδR(H,F) such that ξ=β-1α.

Proof of (a): Let αγβδR(H,F) be such that [αβ]=[αγβδ10]=[ξ1]. Then β0 and ξ=β-1α, hence (a) follows.

(b) There is an εU(K) such that ξ=εξε for any ξK.

Proof of (b): Let U1R(H,F) be such that [U110]=[01]. Then U1=0ε1ε20 for some ε1,ε2U(K).

Let ξK. By (a), there is a U=αγβδR(H,F) such that ξ=β-1α. From

0=10,01=U1U10,U1U01=U1U10,UU101=βε1αε2,ε1αε1β=βε1αε1+αε2βε1,

we conclude (β-1α)=-ε1β-1αε2, that is, ξ=-ε1ξε2.

From the case ξ=1 we see that ε2=-ε1. Setting ε=-ε1=ε2, we infer (b).

(c) Any operator in R(H,F) is of the form α-ββα for some α,βK such that αα+ββ=1.

Proof of (c): Let U=αγβδR(H,F) and let U1=0-εε0 be as in the proof of (b). Then

εγεδ=UU110=U1U10=-βεαε

and hence γ=-εβε=-β and δ=εαε=α. This shows (c).

(d) ξ=ξ for any ξK.

Proof of (d): Let U2R(H,F) be such that [U2(10)]=[11]. Then there is a γK such that U2=γ-γγγ. Clearly, γ0.

Let ξK. By (a) and (c), there is a U=α-ββαR(H,F) such that ξ=β-1α. From U2U=UU2 and (c), we get

αγ-βγ=γα-γβ=γα-γβ=αγ-βγ,αγ+βγ=γα+γβ=γα+γβ=αγ+βγ. 5

We conclude 2αγ=2γα and 2βγ=2γβ. Hence γ commutes with α and, because 2γ=γ-1, also with β. Hence γ commutes with ξ and we conclude that γZ(K). From (b), it further follows that γ=γ. It is now clear from (5) that α=α and β=β.

From (b), it follows α=α=εαε, so that we have αε=εα. Similarly we see that βε=εβ. Hence ξ=(β-1α)=εβ-1αε=β-1α=ξ and the proof of (d) is complete.

From the proof of the previous lemma, it is obvious how to characterise the groups R[u][v], where u,vH are linearly independent. We insert the following lemma for later use.

Lemma 19

Let F be a two-dimensional subspace of H. Then R(H,F)=SO(H,F).

Proof

We have seen in the proof of Lemma 18 that R(H,F)SO(H,F).

To show the reverse inclusion, let USO(H,F). Let us fix again an orthonormal basis {u,v} of F and let us identify any operator in O(H,F) with the 2×2-matrix representing its restriction to F. Then U=α-ββα for some α,βK such that α2+β2=1.

By Lemma 17, there is a VR(H,F) such that P(V)([10])=[αβ]. Since U(K)={-1,1}, we have that V=α-ββα=U or V=-αβ-β-α=-U. We have moreover seen in the proof of Lemma 18 that, for some εU(K), R(H,F) contains 0-εε0 and hence also its square -ε200-ε2=-1001. We conclude that UR(H,F).

We shall finally establish that K is a formally real field. For further information on ordering on fields we refer the reader to [24, §1].

Note that, by the next lemma, K is a Pythagorean field.

Lemma 20

For any α,βK there is a γK such that γ2=α2+β2. If in this case γ=0, then α=β=0.

Proof

Let α,βK and assume that not both of them are equal to 0. Let uv be orthogonal unit vectors of H. Then αu+βv is a non-zero vector and by the anisotropy of the Hermitian form we have α2+β2=αu+βv,αu+βv0.

Moreover, [αu+βv] contains a unit vector. Hence there is a γ~K\{0} such that γ~(αu+βv),γ~(αu+βv)=1 and hence α2+β2=(1γ~)2.

Lemma 21

K is formally real. K being equipped with any order, the Hermitian form on H is positive definite.

Proof

By Lemma 20, α12++αk2=0, where k1 and α1,,αkK, implies that α1=αk=0. By [24, Theorem (1.8)], it follows that K is formally real.

Moreover, assume K to be equipped with an order and let Inline graphic. Let vH be a unit vector in [u]. Then we have u=αv for some αK\{0} and it follows u,u=α2>0.

We summarise what we have shown.

Theorem 7

Let (X,) be a divisibly transitive orthoset of rank 4. Then there is an ordered field K and a positive-definite quadratic space H over K, possessing a unit vector in each one-dimensional subspace, such that (X,) is isomorphic to (P(H),).

Quasiprimitive orthosets

The orthoset arising from a real Hilbert space of dimension 4 is divisibly transitive and we have seen that any divisibly transitive orthoset of rank 4 arises from a positive-definite quadratic space H over an ordered field K. We certainly wonder under which additional, natural conditions on the orthoset (P(H),), K is actually the field of real numbers. A promising way to approach this question, however, seems hard to define and we are actually not convinced that a solution is feasible in the present framework. We will discuss here the related problem of finding reasonable conditions under which K is a subfield of R. We consider to this end a property of orthosets that is once more related to transitivity.

Let (X,) be a divisibly transitive orthoset. We refer to an automorphism contained in a subgroup Ref, where e and f are distinct elements of X, as a simple rotation. The identity map is called the trivial rotation. The subgroup of O(X) generated by all simple rotations will be called the rotation group of (X,), denoted by R(X).

Definition 5

We call an orthoset (X,) quasiprimitive if, for any non-trivial simple rotation ϱ, the normal subgroup of R(X) generated by ϱ acts transitively on X.

That is, we call an orthoset quasiprimitive if the transformation group R(X) has this property; see, e.g., [23]. More explicitly, let ϱτ=τ-1ϱτ be the conjugate of some automorphism ϱ via a further automorphism τ. The quasiprimitivity of (X,) means that, given any simple rotation ϱid and any two points e,fX, there are τ1,,τkR(X) and ε1,,εk{-1,1} such that f=(ϱεk)τk(ϱε1)τ1(e).

Example 5

Let H be a real Hilbert space of dimension 4. By Example 4, (P(H),) is a divisibly transitive orthoset. Moreover, the simple rotations of (P(H),) are exactly the automorphisms induced by simple rotations of H, and R(P(H))={P(U):USO(H)}.

We claim that (P(H),) is quasiprimitive. Let ϱid be a simple rotation of (P(H),) and let [u],[v]P(H) be distinct. Let S be a 3-dimensional subspace of H such that u,vS. SO(S), the special orthogonal group of S, is simple; see, e.g., [12]. Hence the conjugates of any USO(S), distinct from the identity, generate the whole group SO(S) and since SO(S) acts transitively on P(S), some finite product of conjugates of U maps [u] to [v]. We conclude that some finite product of conjugates of ϱ maps [u] to [v].

Let us now fix a positive-definite quadratic space H over an ordered field K such that each one-dimensional subspace contains a unit vector and assume that the orthoset (P(H),) is divisibly transitive.

We may describe the rotation group R(P(H)) as follows.

Proposition 7

The map

P:SO(H)R(P(H))

is a surjective homomorphism.

Proof

For any linearly independent vectors u,vH, the map P:R(H,[u,v])R[u][v] is, by Lemma 17, an isomorphism. By Lemma 19 and our remarks at end of Sect. 4, the subgroups R(H,F), where F is a two-dimensional subspace, generate SO(H). By definition, the subgroups R[u][v] of O(X), where [u],[v]P(H) are distinct, generate R(P(H)). By Theorem 5, P:O(H)O(P(H)) is a homomorphism, hence the assertion follows.

The following definitions and facts are due to Holland [14], for further details see also [27]. We call an element αK infinitesimal if α<1n for all nN\{0}, and we call αK finite if α<n for some nN\{0}. We denote the set of infinitesimal and finite elements by IK and FK, respectively. IK and FK are additive subgroups of K and are closed under multiplication. Furthermore, FK\IK is a multiplicative subgroup of K\{0}, and we have IK·FK=IK and FK+IK=FK.

Likewise, a vector xH is called infinitesimal if so is x,x, and x is called finite if so is x,x. The sets of infinitesimal and finite vectors are denoted by IH and FH, respectively. IH and FH are subgroups of H and we have IK·FH=FK·IH=IH, FK·FH=FH, and FH+IH=FH. Furthermore, x,yIK if x,yFH and at least one of x and y is infinitesimal.

If the only infinitesimal element of K is 0, K is called Archimedean. In this case, K is isomorphic to a subfield of R equipped with the inherited natural order; see, e.g., [11].

For [x],[y]P(H), we put [x][y] if there are non-infinitesimal, finite vectors x[x] and y[y] such that x-yIH.

Lemma 22

  • (i)

    is an equivalence relation, which is the equality if and only if K is Archimedean.

  • (ii)

    For any orthogonal vectors Inline graphic, we have [x][y].

  • (iii)

    The relation is preserved by any orthogonal operator on H. That is, for any UO(H) and [x],[y]P(H), we have [x][y] if and only if U([x])U([y]).

Proof

Ad (i): is clearly reflexive and symmetric. To see that is also transitive, let x,y,y,zFH\IH such that x-y,y-zIH and y=αy for some non-zero αK. Then α2=y,yy,y-1FK\IK and hence αzFH\IH. We conclude that x-αzIH.

If K is Archimedean, xIH implies x,x=0 and hence x=0. Hence is the equality. Conversely, if K is not Archimedean, let αIK\{0} and let u,vH be orthogonal unit vectors. Then [u][u+αv] because u,u+αvFH\IH and αvIH. Hence is not the equality.

Ad (ii): For any finite, non-infinitesimal vectors x[x] and y[y], we have that x-y,x-y=x,x+y,y is not infinitesimal because x,x and y,y are non-infinitesimal and positive. Hence [x][y].

Ad (iii): Assume that [x][y]. This means x-yIH for some x[x] and y[y] such that x,yFH\IH. The image of an infinitesimal vector under an orthogonal operator is obviously infinitesimal as well. Hence it follows U(x)-U(y)IH. Furthermore, U(x)[U(x)]=U([x]) and similarly U(y)U([y]). It is obvious again that U(x),U(y)FH\IH. We conclude U([x])U([y]).

Lemma 23

Assume that K is non-Archimedean. Then there is a USO(H) such that P(U) is distinct from the identity and U(x)-x is infinitesimal for any finite vector x.

Proof

Let u and v be orthogonal unit vectors and let αIK\{0}. Furthermore, let εK+ be such that u=ε(u+αv) is a unit vector. Then ε2=11+α2FK\IK and hence εFK\IK. Moreover, also v=ε(-αu+v) is a unit vector. In fact, u and v are orthogonal unit vectors spanning [u,v]. Moreover, u-u=α2ε21+εu-αεvIH and similarly v-vIH.

Let UO(H) be such that U(u)=u, U(v)=v, and U(w)=w for any wu,v. Then USO(H) because detU|[u,v]=ε2(1+α2)=1. Let xH be finite. Then we have x=x,uu+x,vv+w, where wu,v. It follows U(x)-x=x,u(u-u)+x,v(v-v)IH.

Lemma 24

If (P(H),) is quasiprimitive, then K is Archimedean and hence a subfield of R.

Proof

Let us assume that (P(H),) is quasiprimitive and K is not Archimedean. In accordance with Lemma 23, choose some USO(H) such that P(U) is distinct from the identity and U(x)-xIH for any xFH. Then we have that U([x])[x] for any Inline graphic.

Furthermore, for any further orthogonal operator V, V-1UV has the same properties. Indeed, for any xFH, we have V-1UV(x)-x,V-1UV(x)-x=UV(x)-V(x),UV(x)-V(x)IK, that is, V-1UV(x)-xIH. Again it follows that V-1UV([x])[x] for any Inline graphic.

We conclude that the orbit of any [x]P(H) under the action of conjugates of U is contained in the -class of [x]. The latter is, by Lemma 22(ii), a proper subset of P(H). In view of Proposition 7, it follows that (X,) is not quasiprimitive.

We may summarise the results of this section as follows.

Theorem 8

Let (X,) be an orthoset of rank 4. Assume that (X,) is divisibly transitive and quasiprimitive. Then there is a positive-definite quadratic space H over a subfield of R, possessing a unit vector in each one-dimensional subspace, such that (X,) is isomorphic to (P(H),).

Acknowledgements

The author acknowledges the support by the bilateral Austrian Science Fund (FWF) Project I 4579-N and Czech Science Foundation (GAČR) Project 20-09869L “The many facets of orthomodularity”.

Funding

Open access funding provided by Austrian Science Fund (FWF).

Data Availability

Data sharing is not applicable to this article as no datasets were generated or analysed during the current study.

Declarations

Conflict of interest

The author reports that there are no competing interests to declare.

Footnotes

The original online version of this article was revised: the funding statement is added, “Open access funding provided by Austrian Science Fund (FWF)”

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Change history

9/3/2022

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