Abstract
Objective:
Clinical practice guidelines (CPGs) exist to present recommendations and policies aimed at optimizing the oral health of children and adolescents born with cleft lip and/or palate. The aim of this review is to identify and assess the scope, quality, adequacy, and consistency of CPGs related to oral health in children and adolescents with clefts, along with reporting any differences and shortcomings.
Methods:
A systematic review of the literature of CPGs following Preferred Reporting Items for Systematic Reviews guidelines was conducted. Assessment of selected CPGs was performed using the Appraisal of Guidelines for Research & Evaluation II methodological quality instrument.
Results:
Only 7 CPGs fulfilled the criteria. Of these, 4 were from the American Cleft Palate-Craniofacial Association, and 1 each from the American Academy of Pediatrics, the Academy of Breastfeeding Medicine, and the American Academy of Pediatric Dentistry. The lowest overall mean scores were in the domain “Rigor of Development” (mean 29.58%, SD 17.11), revealing lower quality in methodology of the guideline. The domain “Clarity of Presentation” (mean 73.80%, SD 7.87) revealed the best score.
Conclusions:
Our review results reveal a lack of integrated high-quality CPGs that can be used as universal guidelines by health workers in a range of disciplines for improving oral health in children and adolescents with cleft problems.
Keywords: cleft, children, guideline, oral health, systematic review
Introduction
Congenital anomalies, defined as abnormalities of structure, function, or metabolism that are present at birth, are a major public health concern due to their life-threatening nature or potential to result in disability or death. Worldwide, it is estimated that 303 000 newborn infants die within 4 weeks of birth every year due to congenital anomalies. Clefting of the lip with or without palate is the most common congenital craniofacial anomaly, with the global prevalence estimated at 1 in 700 live births (World Health Organization, 2006), and it is estimated that a child with a cleft is born somewhere in the world approximately every 2 minutes (Mossey & Little, 2002). The prevalence of cleft lip and/or palate (CL/P) differs according to gender, ethnicity, and socioeconomic status (Messer et al., 2010). Boys are more affected with CL/P than are girls, with a reported ratio of 2:1, while females have a slightly higher risk for cleft palate only (Conway et al., 2015). Literature reports the presence of 3 different types of cleft based on their location: cleft palate (CP), cleft lip with cleft palate (CLP), and cleft lip (CL). A cleft of the lip and/or palate has serious consequences, affecting feeding, speech, and hearing. As well as appearance, it negatively affects an individual’s self-esteem, social skills, behavior, and quality of life (Turner et al., 1998; Hunt et al., 2005; Adeyemo et al., 2016). Studies have reported that children with CLP often display fear of toothbrushing due to limited access of cleft areas, making oral hygiene difficult. The scarring of tissue in the cleft region after surgical repair, crowded dentition, and reduced oral clearance by saliva and tongue accelerate the incidence of Early Childhood Caries (ECC) in children with CLP. A meta-analysis by Worth and colleagues, published in 2017, found a higher prevalence rate of dental caries in children with clefts when compared with noncleft children in both the primary and permanent dentition.
Clinical practice guidelines (CPGs) are developed systematically to assist clinicians and patients to make the correct decisions on health care for each clinical circumstance (Dahllöf et al., 1989). Although they are not a substitute for advice from physicians or other health care professionals or providers, they do identify and provide general recommendations. If issued by an organization such as the National Health Service (the United Kingdom) and American Academy of Pediatric Dentistry (AAPD), these guidelines help to define the role of specific diagnostic and treatment approaches to the management of a disease or problem. Such guidelines provide evidence-based recommendations from robust systematic reviews and vigilant detailed analysis of the published medical literature. However, these guidelines are not protocols that must be followed but rather are intended to assist health care professionals and providers in treatment modalities (Hasslöf & Twetman, 2007). Many countries produce national guidelines, updated at various intervals, and often the content tends to differ with context (eg, country and guideline developer/sponsor). The level of evidence underpinning recommendation statements and details of the recommendations also differs across guidelines and organizations (Clinical practice guidelines we can trust, 2011; Worth et al., 2017). Finally, despite the fact that the rehabilitative approach is often consistent clinically, the preventive approaches that are most significant in terms of oral health care are less apparent. The concrete evidence of ECC being a preventable disease is highly critical for children with clefts. However, there is a consistent failure of the dental profession to implement this preventive agenda effectively.
From the clinician’s perspective, having multiple guidelines that are inconsistent due to differences in assessments of evidence or scope may be confusing. The oral care for children with CLP is critical to reducing the caries burden in those who are already undergoing various treatments for the correction of an orofacial cleft. Therefore, this review is essential to provide clarity and overall consistency of the oral health promotion and treatment approach for patients with CLP. Hence, the primary objective of this review is to identify and systematically assess the methodological quality, scope, and consistency of the existing CPGs on oral health in children with CLP. Secondary objectives of this review are to appraise the available guidelines and organize them according to various groups (guidelines for oral health professionals [OHPs], nonoral health care professionals [NOHPs], and parents and caregivers) and to report any differences and shortcomings.
Methods
The protocol for this systematic review was registered in PROSPERO in March 2020 (acknowledgment ref no.: 172258). This systematic review follows the PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-analyses) guidelines (https://www.nccih.nih.gov/health/providers/clinicalpractice). The checklist is given as supplementary material in Appendix 1.
Search Strategy
The authors searched PubMed, EMBASE, CINAHL, the Cochrane Library, and ProQuest. Guideline-focused databases/repositories and other sources searched were Web of Science, National Guidelines Clearinghouse, BMJ Best Practice, Trip Database, National Institute for Health and Care Excellence, Scottish Intercollegiate Guidelines Network, and World Health Organization, FDI, Smile Train, American Cleft Palate-Craniofacial Association (ACPA), and American Orthodontic Society. Hand searching was conducted across The Cleft Palate-Craniofacial Journal, Plastic and Reconstructive Surgery, Journal of Orthodontics, Journal of Oral and Maxillofacial Surgery, Indian Journal of Plastic Surgery, Clinical Genetics, and Journal of Cranio-Maxillofacial Surgery. This search was limited to the past 20 years. For the identification of studies included or considered for this review, no restrictions were placed on the language of publication when the electronic databases were searched. Searches were carried out independently by both reviewers until February 28, 2020. Eligible guidelines on oral health care in children with CLP were shortlisted. The search strategy was designed based on medical subject headings, terms (policy, guidelines, recommendations, oral health, CL, CP), and Boolean operators in the abovementioned databases. Search strategies used in PubMed are detailed in Appendix 2.
Selection Criteria
Criteria for considering studies for this review
Guidelines, Policy, or Clinical Practice Guidance documents with recommendations for oral health care in children with CLP that were produced in any language by national or international organizations or registered professional bodies catering to cleft care were included.
Types of participants
Any guidelines or documents produced globally with recommendations for oral health in children with CLP and younger than 18 years of age were considered for inclusion.
Types of outcome measures
The primary outcome assessed was evaluation of the available guidelines/policies or recommendations on the oral health of children with CLP and the identification of methodological quality, scope, consistency, and lacunae between and among existing guidelines. Efforts were made to assess the quality of the existing guidelines on oral health for children with CLP. Secondary outcomes were to identify the general recommendations about oral health and categorize them across groups of dentistry. The goal was to thus categorize the identified guidelines into 3 groups, namely, OHPs, NOHPs, and parents and caregivers.
Data Collection and Analysis
Selection of studies
Two review authors, Ankita Saikia (A.S.) and Muthu Murugan (M.S.), independently scanned the title and abstract of every record retrieved. All documents that appeared to meet the selection criteria, as well as those that could not be adequately assessed from the information given, were retrieved and investigated as full text. Any disagreements in inclusion and exclusion were resolved by discussion between the reviewers, and if required, arbitration with other experienced review authors was sought. Those studies that did not meet the inclusion criteria were recorded in the “excluded studies” section of the review, and the reasons for exclusion are summarized in Figure 1.
Figure 1.

PRISMA flowchart.
Appraisal, scoring, and data analysis of guidelines
To assess the quality and reporting of practice guidelines, the reviewers used the AGREE II (Appraisal of Guidelines, Research, and Evaluation) instrument (Hurdowar et al., 2007). This tool was exclusively designed to assess the quality and reporting of practice guidelines. The AGREE II tool has 23 items under 6 domains: “Scope and Purpose (items 1-3),” “Stakeholder Involvement (items 4-6),” “Rigor of Development (items 7-14),” “Clarity of Presentation (15-17),” “Applicability (items 18-21),” and “Editorial Independence (item 22-23).” Each of the 23 items is scored on a 7-point agreement scale ranging from 1 (strongly disagree) to 7 (strongly agree).
The maximum possible score obtained by each domain is calculated by using the following formula:
For example, the maximum possible score for the “Scope and Purpose” domain is calculated as follows:
The minimum possible score for each domain is obtained by the following formula:
For example, the minimum possible score for the “Scope and Purpose” domain is calculated as follows:
Using the abovementioned method, the scores for each of the 6 AGREE II domains were calculated independently for the 4 assessors.
To calculate the “obtained score” for each domain, all the 4 assessors’s scores were added for that particular domain. For example, the scores for domain “Scope and Purpose” given by 4 assessors are 20, 33, 43, and 50, respectively. The overall obtained score for the Scope and Purpose domain is 20 + 33 + 43 + 50 = 146.
We obtained the overall domain score by using the following formula:
Each guideline was independently rated by 4 assessors (A.S., M.S., L.R., P.M.). All 4 assessors had independently performed the AGREE II assessment for the included guidelines using the AGREE assessment tool after completion of the AGREE II online tutorials (www.agreetrust.org) and user’s manual training (Hurdowar et al., 2007). The scoring was given independently and anonymously by all authors.
For measurement of the reliability among assessors, an intraclass correlation coefficient (ICC) was calculated. Tabulation and analyses were performed with Microsoft Excel, version 15, and SPSS Statistics, version 21 (Hurdowar et al., 2007).
Interpreting domain scores
Domain scores identified the strengths and limitations of the guidelines. The AGREE tool from the AGREE Trust was adopted to compare methodological quality between and among guidelines. The evaluators determined the quality thresholds for each domain as >70% for high-quality guidelines, from 40% to >70% as moderate, and less than 40% as poor-quality guidelines, as described in the AGREE II user’s manual (Hurdowar et al., 2007).
Synthesis of guideline recommendations
Each guideline was evaluated for its methodological quality, scope, and consistency, and a textual descriptive synthesis was used. The guidelines were categorized into 3 categories and discussed as guidelines for OHPs, NOHPs, and parents and caregivers.
Results
Selection of the Guidelines
In total, 732 citations were screened, after which 28 articles were reviewed. Seven unique CPGs that were published by various national and international organizations were included (American Cleft Palate-Craniofacial Association, 1993; American Cleft Palate-Craniofacial Association Commission on Approval of Teams, 2016; Moher et al., 2009; Brouwers et al., 2010; Rohde et al., 2013; Lewis et al., 2017; Neonatal cleft lip and palate: instructions for newborn nurseries, 2017; American Academy of Pediatric Dentistry, 2019). Twenty-one review articles were excluded, since they were non-CPGs and lacked information on oral health within the guidelines (Lambadusuriya et al., 1988; Mendoza, 2009; Crawley et al., 2010; Reilly et al., 2013; Shkoukani et al., 2013; Kumar et al., 2014; Ness et al., 2015; Sell et al., 2015; American Cleft Palate-Craniofacial Association Commission on Approval of Teams, 2016; Crerand et al., 2017; Al-Namankany & Alhubaishi, 2018; Hlongwa & Rispel, 2018; Chung et al., 2019;). The PRISMA flowchart is shown in Figure 1. The 7 CPGs included were scored based on the AGREE II instrument.
Characteristics of the Included Guidelines
The general characteristics of the included guidelines—such as title, year of publication, name of the publishing organization, target users, guideline reviewers, search strategy adopted, and level of evidence—are provided in Table 1. Of the 7 guidelines, 4 were from the ACPA on “Parameters for evaluation and treatment of patients with cleft lip/palate or other craniofacial differences,” “Standards for approval of cleft-palate and craniofacial teams,” “Replacing a missing tooth,” and “Neonatal Cleft Lip and Palate: Instructions for newborn nurseries.” These guidelines are intended for all 3 categories of providers, OHPs, NOHPs, and parents and caregivers. One guideline was from the American Academy of Pediatrics (AAP) on “The primary care pediatrician and care of children with cleft lip and/or cleft palate.” One guideline was from the Academy of Breastfeeding Medicine (ABM) on “Clinical protocol – Guidelines for breastfeeding infants with cleft lip, cleft palate, or cleft lip and cleft palate.” These 2 guidelines were intended for pediatricians (NOHPs). The last guideline was from the AAPD on “Policy on management of patients with cleft lip/palate and other craniofacial anomalies.” This is intended for pediatric dentists and general dentists (American Cleft Palate-Craniofacial Association, 1993, 2016; Moher et al., 2009; Brouwers et al., 2010; Rohde et al., 2013; Lewis et al., 2017; American Academy of Pediatric Dentistry, 2019).
Table 1.
Characteristics of the Included Guidelines.
| Guideline organization/society/ | Guideline name | Year of publication | Target users | Guideline writers | Guideline review process | Search strategy for evidence | Level of evidence included |
|---|---|---|---|---|---|---|---|
| AAPD | Policy on management of patients with cleft lip/palate and other craniofacial anomalies | 2019 | Pediatric dentists and General dentists | Not specified | Guideline development group | Not mentioned | Not specified |
| AAP | The primary care pediatrician and care of children with cleft lip and/or cleft palate | 2017 | Clinicians rendering pediatric care | Not specified | Reviewed by AAP Board | Not mentioned | Not specified |
| ACPA | Parameters for evaluation and treatment of patients with cleft lip/palate or other craniofacial anomalies | 2018 | NDHCP, dentists, and parents and caretakers | ACPA committee | Peer review/ACPA committee | Not mentioned | Not specified |
| ACPA | Standards for approval of cleft-palate and craniofacial teams | 2019 | NDHCP, dentists, and parents and caretakers | ACPA committee | Not specified | Not mentioned | Not specified |
| ACPA | Replacing of missing tooth | NA | NDHCP, dentists, and parents and caretakers | ACPA committee | Not specified | Not mentioned | Not specified |
| ACPA | Neonatal cleft lip and palate: Instructions for newborn nurseries | NA | NDHCP, dentists, and parents and caretakers | ACPA committee | Not specified | Not mentioned | Not specified |
| ABM | ABM clinical protocol # 18: Guidelines for breastfeeding infants with cleft lip, cleft palate, or cleft lip and cleft palate—Revised 2013 | 2013 | NDHCP, parents and caretakers | Multidisciplinary | Not specified | Not mentioned | Not specified |
Abbreviations: AAP, American Academy of Pediatrics; AAPD, American Academy of Pediatric Dentistry; ABM, Academy of Breastfeeding Medicine; ACPA, American Cleft Palate-Craniofacial Association; NA, not applicable; NDHCP, non dental health care personnel.
Methodological Quality
The AGREE II domain scores for each guideline (n = 7) are given in Table 2. The calculated mean score for the domain “Scope and Purpose” was 69.63%. A mean score of 46.81% was calculated for “Stakeholder Involvement,” while “Rigor of Development” accounted for nearly 29.58%. “Clarity of Presentation,” “Applicability,” and “Editorial Independence” were reported as 73.80%, 35.17%, and 32.14%, respectively.
Table 2.
Domain Scores (%) for the 7 Guidelines According to the AGREE II Instrument.
| Guidelines | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Domain | Description | AAPD Guideline | AAP | ACPA Parameters | ACPA Standards | ACPA Replacing | ACPA Neonatal | ABM | Mean | SD |
| I | Scope and Purpose | 61.1 | 79.16 | 77.77 | 73.61 | 54.16 | 58.33 | 83.33 | 69.63 | 11.55 |
| II | Stakeholder Involvement | 30.5 | 62.5 | 73.61 | 48.61 | 23.61 | 33.33 | 55.55 | 46.81 | 18.39 |
| III | Rigor of Development | 18.22 | 39.97 | 48.43 | 19.79 | 16.66 | 10.93 | 53.12 | 29.58 | 17.11 |
| IV | Clarity of Presentation | 68.05 | 80.55 | 79.16 | 70.83 | 70.83 | 62.5 | 84.72 | 73.80 | 7.87 |
| V | Applicability | 11.9 | 46.87 | 40.62 | 37.5 | 30.20 | 31.25 | 47.91 | 35.17 | 12.35 |
| VI | Editorial Independence | 16.7 | 81.25 | 41.66 | 20.83 | 12.5 | 14.58 | 37.5 | 32.14 | 24.47 |
| Mean | 34.41 | 65.05 | 60.21 | 45.19 | 34.66 | 35.15 | 60.36 | |||
Abbreviations: AGREE II, Appraisal of Guidelines for Research & Evaluation II; AAP, American Academy of Pediatrics; ABM, Academy of Breastfeeding Medicine; ACPA, American Cleft Palate-Craniofacial Association
The ICC was used to assess the agreement among the 4 assessors. The ICC values showed a fair agreement for the ACPA (Parameters), ABM (Breastfeeding), and ACPA (Neonatal), with ICC values ranging between 0.62 and 0.7. The ICC values for the remaining 4 CPGs (AAPD, AAP, ACPA [Missing Tooth], and ACPA [Standards]) ranged from 0.75 to 0.82, indicating good agreement (see Table 3). All 7 guidelines were assessed independently by 4 reviewers (A.S., M.S., O.O., P.M.), and their recommendations regarding guideline use were graded as “yes,” “yes with modifications,” and “no.” In evaluations regarding whether the guideline would be recommended by the reviewers, 2 of the guidelines (Replacing a missing tooth and Neonatal Cleft Lip and Palate: Instructions for newborn nurseries) were assessed to be “Not recommended by 2 of the examiners.” All remaining guidelines were scored either “Yes” (would be recommended as is) or “Recommended with modifications” by all 4 reviewers. The results of these assessments are given in Table 4.
Table 3.
Reliability Assessment: Intraclass Correlation Coefficient (ICC).
| Guidelines | Cronbach α | ICCa | CI (95%) | P value |
|---|---|---|---|---|
| AAPD | .84 | 0.82 | 0.66-0.91 | .001 |
| AAP | .832 | 0.751 | 0.48-0.88 | .001 |
| ACPA parameters | .706 | 0.622 | 0.3-0.82 | .001 |
| ACPA standards | .809 | 0.75 | 0.5-0.88 | .001 |
| ACPA replacing | .828 | 0.768 | 0.53-0.89 | .001 |
| ACPA neonatal | .748 | 0.68 | 0.4-0.8 | .001 |
| ABM | .763 | 0.70 | 0.42-0.85 | .001 |
Abbreviations: AAP, American Academy of Pediatrics; AAPD, American Academy of Pediatric Dentistry; ABM, Academy of Breastfeeding Medicine; ACPA, American Cleft Palate-Craniofacial Association.
a The ICC was used to assess the agreement among the 4 assessors. The ICC values show a fair agreement for ACPA (Parameters), ABM (Breastfeeding), and ACPA (Neonatal). The ICC values for AAPD, AAP, ACPA (Standards), and ACPA (Replacing a missing tooth) show good agreement. All agreements were statistically significant.
Table 4.
Individual Reviewers’ Scores for Recommendations of Guideline Use.
| Would you recommend this guide for use? (3 = yes; 2 = yes with modification; 1 = no) | |||||||
|---|---|---|---|---|---|---|---|
| Guidelines | AAPD guideline | AAP | Replacing missing teeth | Neonatal cleft lip | ABM | Standards | Parameters |
| Reviewer 1 | 2 | 3 | 2 | 2 | 3 | 2 | 3 |
| Reviewer 2 | 2 | 3 | 2 | 3 | 3 | 3 | 2 |
| Reviewer 3 | 2 | 2 | 1 | 1 | 2 | 2 | 2 |
| Reviewer 4 | 2 | 2 | 1 | 1 | 2 | 2 | 2 |
Abbreviations: AAP, American Academy of Pediatrics; AAPD, American Academy of Pediatric Dentistry; ABM, Academy of Breastfeeding Medicine.
Guideline Quality Scores
Overall, we found that the guideline with the highest AGREE II ratings of mean domain score percentage was the AAP guideline on “The primary care pediatrician and care of children with cleft lip and/or cleft palate” and thus recommended by assessors with modifications. The mean scores for each of the domains are given in Table 2. The domain “Rigor of Development” demonstrated the lowest overall score, indicating a low quality in guideline methodology reporting. The domain that was most acceptable for distinctly highlighting the recommendations for treatment was “Clarity of Presentation.” Based on the 70% quality threshold for each domain as per the AGREE II assessment manual, 5 guidelines had 1 or more domains with more than 70% scores. Two guidelines (AAPD, ACPA [neonatal]) did not score 70% in any of the 6 domains.
Discussion
Clinical practice guidelines have a potential role to play in the making of health policy (Crawley et al., 2010). The evolution of CPGs has been significant in addressing topics of health care (eg, screening, diagnosis, and health promotion). It is crucial that methodologies and strategies used in the guideline development process be accurate and validated for successful implementation (Committee to Advise the Public Health Service on Clinical Practice Guidelines, 1990; Grol, 2001; Browman et al., 2003). Thus, the quality assessment of CPGs represents one of the most vital components of health care quality improvement processes. It highlights the vital role of specific tools used to arrive at a meaningful appraisal and conclusion.
Children born with CLP or any other craniofacial anomalies may encounter numerous complex problems of feeding and nutrition. They are susceptible to middle ear infections, which may cause potential hearing deficiencies and difficulty in speaking. Other problems include dentofacial and orthodontic abnormalities and challenges in social adjustment. From birth to maturity, children with CLP undergo multidisciplinary surgical and nonsurgical treatment, with considerable disruption to their lives, and often with adverse psychological consequences to themselves and their families (American Cleft Palate-Craniofacial Association, 1993). Therefore, evidence-based guidance is crucial for the accurate management of children and youth with CLP, reducing its long-term effects. The goal of this review was to examine the quality of existing guidelines on oral health concerning children and adolescents with CLP.
The authors used the AGREE II tool for assessment of all included guidelines. The Appraisal of Guidelines for Research & Evaluation (AGREE) Instrument (Hurdowar et al., 2007) was developed as a tool to assess the variability of guideline quality. This tool evaluates the rigor and transparency in the methods used for the development of guidelines and includes a framework to:
address guideline quality,
provide strategy for guideline development, and
assist in the assessment of information reported in guidelines.
The findings from this review indicate a moderate to low quality of the included CPGs on the oral health of children with clefts, since the overall mean scores were under 50% for 5 of the 6 domains when assessed with the AGREE II tool. Moreover, the scope and breadth of these guidelines varied greatly, which has implications for the clinical use of each CPG.
The majority of the guidelines were developed by organizations in 2 countries with potentially more resources and funding for research: the United States and Australia. Additionally, we could not identify any distinctive guidelines dealing with caries prevention in countries such as Japan, France, China, India, New Zealand, or Russia.
The AAPD’s policy on the “Management of Patients with CLP and other Craniofacial Anomalies” endorses the statements of the ACPA and enumerates a list of recommendations to be followed by all oral health specialists. This guideline scored the lowest in the “Stakeholder Involvement” and “Applicability” domains and also lacked “Rigor of Development” and “Editorial Independence.”
The guideline by the AAP provides a brief background on children with CLP. The AAP also emphasizes multidisciplinary team care, the order of intervention for cleft care, recommendations for the cleft/craniofacial teams, and the importance of primary care by pediatricians. The scores for this CPG were less than optimum in 3 categories, namely, “Rigor of Development,” “Applicability,” and “Stakeholder Involvement.” It had the highest score among all the guidelines for “Editorial Independence” and the second-highest score on “Clarity of Presentation.”
The ACPA document on “Parameters for Evaluation and Treatment of Patients with CL/P or Other Craniofacial Differences” was developed through a project funded by The Maternal and Child Health Bureau. This document proposed specific recommendations in 3 major areas, namely, interdisciplinary teams, neonatal period and infancy, and longitudinal evaluation and treatment of individuals with CLP. This CPG scored the highest in the “Stakeholder Involvement” domain among all the CPGs evaluated.
The ACPA’s guideline on standards for approval of cleft palate and craniofacial teams emphasized the standards that identify essential characteristics of quality for team composition and functioning to facilitate the improvement of team care. It also emphasized the need to provide accurate information to patients and families/caregivers regarding services provided by those teams that meet specified standards. The recommendations also emphasized the following 6 components as essential to the quality of care provided by interdisciplinary teams, namely, team composition, team management and responsibilities, patient and family caregiver information, cultural competence, psychological and social services, and outcomes assessment. The domain scores of this guideline for “Scope and Purpose” and “Clarity of Presentation” were above 70%.
The ACPA’s CPG on “Replacing a Missing Tooth” addressed the special planning needed to solve the functional and cosmetic problems related to the absence of a tooth in the cleft region. The domain on “Clarity of Presentation” had the maximum score among the 6 domains within the guideline itself. “Rigor of Development” and “Editorial Independence” lacked significance.
The ACPA’s guideline on “Neonatal CLP—Instructions for Newborn Nurseries” provides reassurance to parents that CLP is correctable and introduces the concept of a cleft palate craniofacial team. It also provides instructions for the successful feeding of CLP neonates and infants. It had the lowest AGREE II score on “Rigor of Development” among the 7 CPGs evaluated.
The ABM clinical protocol provides guidelines for “Breastfeeding Infants with CLP.” This guideline had the highest domain scores for “Scope and Purpose” and “Clarity of Presentation” among the 7 guidelines evaluated.
Overall, the guidelines on “ABM—Clinical Protocol #18 Guidelines for Breastfeeding infants with cleft lip, cleft palate or cleft lip and cleft palate” scored the highest in the following domains, namely, “Scope and Purpose,” “Rigor of Development,” “Clarity of Presentation,” and “Applicability.” The objectives and scope were specifically described. This CPG declares that these recommendations were developed to guide breastfeeding mothers and infants. The quality of evidence used for each recommendation was based on the US Preventive Services Task Force Ratings. The authors also recommended with an explicit link to quality evidence. The recommendations were specific and unambiguous, and the key recommendations are easily identifiable. The guideline also provides advice and tools on how to instill the recommendations into practice. In the editorial independence domain of the guideline by “AAP—The primary care paediatrician and care of children with cleft lip and/or cleft palate” had the best scores when compared to other guidelines. The authors of this CPG have indicated absence of external funding and no potential conflict of interest to disclose. “ACPA parameters for evaluation and treatment of patients with cleft lip/palate or other craniofacial anomalies” had the best scores on “Stakeholder Involvement” as the authors have described the target users of the guideline clearly, the view and preferences were sought from 71 experienced professionals in a consensus conference where attendees voted by ballot on resolution distilled by the grant committee from the written records of proceedings. The CPG was also subjected extensively to both widespread and selected peer review followed by subsequent revisions made by the committee in response to reviewer’s comments.
However, the AGREE II score alone should not determine the overall quality of the guideline. It is evident that future guidelines must be written/developed systematically, with considerable weight given to the AGREE II items or domains. It is, therefore, important for professional associations to adopt systematic procedures for guideline development according to known evidence and with the participation of a broad range of stakeholders. As an outcome of this review, we suggest the following guideline-specific shortcomings and future recommendations as described in Table 5.
Table 5.
Shortcomings of Each Guideline and Recommendations for Future Modifications.
| Guidelines | Outcome of the assessment | Reasons for judgments | Suggested strategies for future revision |
|---|---|---|---|
| 1. AAPD | Yes with modifications | This guideline has received overall low scores in Stakeholder Involvement, Rigor of Development, and Editorial Independence. In the Scope and Development domain, specific description of the overall objectives of the guidelines received low scores. Under the applicability domain, the following items received very low scores: availability of supporting tools for application of guidelines, discussion of organizational barriers in applying the recommendations, consideration of potential cost implications of applying the recommendations, and presentation of key review criteria for monitoring and audit purposes. | Scope and Development
|
| 2. AAP | Yes with modifications | This guideline received overall low scores in Rigor of Development domain and Applicability domain. Under the Stakeholder Involvement domain, the item whether or not the patients’ views and preferences have been sought was also reasonably low. | Rigor of Development
|
| 3. ABM | Yes with modifications | This guideline received overall low scores for Rigor of Development domain, Applicability, and Editorial Independence. Under the Stakeholder Involvement domain, item whether or not the patients’ views and preferences have been sought was also scored low. | Stakeholder Involvement
|
| 4. Standards | Yes with modifications | This guideline was overall scored low in Rigor of development, Applicability, and Editorial Independence domains. Under the Stakeholder Involvement domain, item whether or not the patients’ views and preferences have been sought was also low. | Stakeholder Involvement
|
| 5. Parameters | Yes with modifications | This guideline received overall low scores for both Applicability and Editorial Independence domains. Under the Rigor of Development domain, the following items were scored low: Systematic methods were used to search for evidence, criteria for selecting the evidence are clearly described, methods for formulating the recommendations are clearly described, all health benefits, side effects, and risks have been considered in formulating the recommendations and whether the explicit link between the recommendations and the supporting evidence have been stated. | Rigor of Development
|
| 6. Replacing missing teeth | No | This guideline scored overall low scores in all items under the following domains: Scope and Development, Stakeholder Involvement, Rigor of Development, Applicability, and Editorial Independence. Under Clarity of Presentation domain, for item that is key recommendations are easily identifiable was also scored low. | Scope and Development
|
| 7. Neonatal cleft lip | No | This guideline scored overall low scores in all items under the following domains: Rigor of Development, Clarity of presentation, Applicability, and Editorial Independence. Under Stakeholder Involvement domain, the following items: the guideline development group includes individuals from all the relevant professional groups and is patients’ views and preferences have been sought also received low scores. |
Stakeholder Involvement
|
Abbreviations: AAP, American Academy of Pediatrics; AAPD, American Academy of Pediatric Dentistry; ABM, Academy of Breastfeeding Medicine; CPG, clinical practice guideline.
Strengths and Limitations
This review illustrates several strengths. A comprehensive search of CLP organizations and other globally recognized associations was conducted by reviewers to identify CPGs eligible for this review. For increasing the reliability of the appraisals, 4 trained assessors from different countries participated to evaluate the quality of included guidelines. We did not limit the search to only the English language, even though we did not find any CPGs for oral health of individuals with CLP in any other language. Additionally, the AGREE II tool was used for quality assessment, thus establishing the validity and reliability of the guideline (Davis & Taylor-Vaisey, 1997; Hurdowar et al., 2007). The limitation was the overall ICC agreement, which was in the range of good to fair among the 4 assessors, which is statistically acceptable.
Clinical and Research Implications and the Future
The conducting of a systematic review of practice guidelines is an extensive process that aims to create guidelines and recommendations in the form of syncretic postulates based on the best and most current evidence-based clinical outcomes to establish universal recommendations/protocols. This review has direct implications for the delivery of oral health care to individuals with CLP. The burdens of living with CLP and its comorbidities must be dealt with by these children and their families. Rigorous methods must be used to develop CPGs that are clear, consistent, and reported with transparency for the end users. It is essential that the multidisciplinary team delivering care for these individuals have adequate guidance for managing patients with CLP. New practice guidelines must focus on the issues of dental caries in children with CLP. It is vital that guidelines recommend early interventions and prevention strategies.
Generally, guidelines are provided for a particular group of people, such as pediatricians, dentists, and gynecologists. However, in the case of CLP guidelines, a wider team of specialty health care providers must be addressed. This is unique in terms of multidisciplinary care and needs to be considered in the development of guidelines for OHPs, NOHPs, and parents and caregivers. With the involvement of relevant stakeholders and facilitators discussing limitations for the successful implementation of guideline recommendations—including parent representatives, experts, social workers, and so on during guideline development and reporting (such as the search strategy used, systematic reviews consulted)—significant improvements can be made to the quality of CPGs.
There is a need for further improvement of core components such as “Scope and Purpose,” “Stakeholder Involvement,” and “Rigor of Development” for each selected guideline. Dimensions such as “Editorial Independence” also need to be fully described in future guidelines. Practical guidelines aim to provide a valuable aid for those making complex clinical decisions and, when rigorously developed, have the potential to enhance those decisions as well as health care quality. Almost all appraisers recommended 5 guidelines with/without modifications that can improve the guideline quality and methodology, thus making more impactful contributions to the oral health care of children and adolescents with clefts. These recommendations focus on integrating interventions such as the timing of cleft surgeries, orthodontic procedures, breastfeeding protocols, prenatal and postnatal recommendations, reconstructive surgeries, replacement of missing teeth, and management of neonatal teeth. However, there is little information on oral health with regard to the management of and preventive strategies for dental caries in children and adolescents with clefts. We further recommend the development of a new integrated guideline involving all key stakeholders and the use of quality validated appraisal tools. Future guidelines must frame recommendations for all 3 categories—OHPs, NOHPs, and parents/caregivers—to provide the best and most comprehensive management for children and adolescents with clefts.
The application of the Reporting Items for practice Guidelines in HealThcare statement in the CPG development process—which is endorsed by the Enhancing the QUAlity and Transparency Of health Research, Network for enhancing the quality of reporting published research and improvements in reporting—can lead to a higher quality of oral health guidelines for CLP individuals, primarily in areas like “Rigor of Development” and “Editorial Independence.” Countries with limited resources for guideline development can utilize the Adaptation of Clinical Practice Guidelines approach, which involves updating and adapting existing high-quality guidelines to local settings. It is important that countries and institutions not use a de novo approach for the development of CPGs (Grimshaw & Russell, 1993).
Conclusions
Overall, the 7 included CPGs on aspects related to oral health were rated as being of moderate to low quality. Areas requiring significant improvements are “Rigor of Development,” “Editorial Independence,” and “Applicability.” It may be useful for stakeholders and interested organizations to work collaboratively with representatives of different specialties delivering care to individuals with CLP in developing and agreeing to these guidelines. The limited scope of the existing guidelines, with minimal or no recommendations with regard to dental caries prevention in children with CLP, indicates the need for new guidelines. An additional benefit of our recommendation for guidelines is that they could be applied to all vulnerable populations with greater susceptibility to caries, such as those in areas of deprivation or low socioeconomic status. The unique situation of guidelines on oral health for individuals with CLP involves multiple stakeholders, OHPs, NOHPs, and parents and caregivers.
Acknowledgments
The authors thank “Smile Train” for funding and encouraging this project.
Appendix 1.
PRISMA checklist.
| Section/topic | # | Checklist item | Reported on page # |
|---|---|---|---|
| Title | |||
| Title | 1 | Identify the report as a systematic review or meta-analysis or both. | Yes |
| Abstract | |||
| Structured summary | 2 | Provide a structured summary including, as applicable: background; objectives; data sources; study eligibility criteria, participants, and interventions; study appraisal and synthesis methods; results; limitations; conclusions and implications of key findings; systematic review registration number. | Yes |
| Introduction | |||
| Rationale | 3 | Describe the rationale for the review in the context of what is already known. | Yes |
| Objectives | 4 | Provide an explicit statement of questions being addressed with reference to participants, interventions, comparisons, outcomes, and study design (PICOS). | Yes |
| Methods | |||
| Protocol and registration | 5 | Indicate if a review protocol exists, if and where it can be accessed (eg, web address), and, if available, provide registration information including registration number. | Yes |
| Eligibility criteria | 6 | Specify study characteristics (eg, PICOS, length of follow-up) and report characteristics (eg, years considered, language, publication status) used as criteria for eligibility, giving rationale. | Yes |
| Information sources | 7 | Describe all information sources (eg, databases with dates of coverage, contact with study authors to identify additional studies) in the search and date last searched. | Yes |
| Search | 8 | Present full electronic search strategy for at least one database, including any limits used, such that it could be repeated. | Yes |
| Study selection | 9 | State the process for selecting studies (ie, screening, eligibility, included in systematic review, and, if applicable, included in the meta-analysis). | Yes |
| Data collection process | 10 | Describe method of data extraction from reports (eg , piloted forms, independently, in duplicate) and any processes for obtaining and confirming data from investigators. | Yes |
| Data items | 11 | List and define all variables for which data were sought (eg, PICOS, funding sources) and any assumptions and simplifications made. | Yes |
| Risk of bias in individual studies | 12 | Describe methods used for assessing risk of bias of individual studies (including specification of whether this was done at the study or outcome level), and how this information is to be used in any data synthesis. | Yes |
| Summary measures | 13 | State the principal summary measures (eg, risk ratio, difference in means). | NA |
| Synthesis of results | 14 | Describe the methods of handling data and combining results of studies, if done, including measures of consistency ( eg , I2) for each meta-analysis. | NA |
Appendix 2.

Search strategy.
Footnotes
Declaration of Conflicting Interests: The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding: The author(s) received no financial support for the research, authorship, and/or publication of this article: This work is supported by Smile Train.
ORCID iDs: Muthu M.S. https://orcid.org/0000-0002-5847-9662
Rachael England https://orcid.org/0000-0002-3516-5740
Sean Taylor https://orcid.org/0000-0002-5031-3588
References
- ADAPTE Collaboration. The ADAPTE Process: Resource Toolkit for Guideline Adaptation. Version 2.0 (Internet). Guideline International Network; Published 2010. Accessed 10 June, 2018. https://g-i-n.net/document-store/working-groups-documents/adaptation/adapte-resource-toolkit-guidelineadaptation-2-0.pdf. [Google Scholar]
- Adeyemo WL, James O, Butali A. Cleft lip and palate: parental experiences of stigma, discrimination, and social/structural inequalities. Ann Maxillofac Surg. 2016;6(2):195–203. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Al-Namankany A, Alhubaishi A. Effects of cleft lip and palate on children’s psychological health: a systematic review. J Taibah Univ Med Sci. 2018;13(4):311–318. [DOI] [PMC free article] [PubMed] [Google Scholar]
- American Academy of Pediatric Dentistry. Policy on the management of patients with cleft lip/palate and other craniofacial anomalies. The Reference Manual of Pediatric Dentistry. American Academy of Pediatric Dentistry; 2019:473–474. [Google Scholar]
- American Cleft Palate-Craniofacial Association Commission on Approval of Teams. Standards for Approval of Cleft Palate and Craniofacial Teams. American Cleft Palate-Craniofacial Association; Published 2016. Accessed January, 2020. https://acpa-cpf.org/wp-content/uploads/2017/06/standards.pdf. [Google Scholar]
- American Cleft Palate-Craniofacial Association. Parameters for the evaluation and treatment of patients with cleft lip/palate or other craniofacial anomalies. Cleft Palate-Craniofac J. 1993;30(suppl 1):S1–S16. [PubMed] [Google Scholar]
- Brouwers MC, Kho ME, Browman GP, Burgers JS, Cluzeau F, Feder G, Fervers B, Graham ID, Grimshaw J, Hanna SE. et al. AGREE II: advancing guideline development, reporting and evaluation in health care. J Clin Epidemiol. 2010;63(12):1308–1311. [DOI] [PubMed] [Google Scholar]
- Brouwers MC, Kho ME, Browman GP, Burgers JS, Cluzeau F, Feder G, Fervers B, Graham ID, Hanna SE, Makarski J. Development of the AGREE II, part 2: assessment of validity of items and tools to support application. Can Med Assoc J. 2010;182(10):E472-E478. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Browman GP, Snider A, Ellis P. Negotiating for change. the healthcare manager as catalyst for evidence-based practice: changing the healthcare environment and sharing experience. Healthc Pap. 2003;3(3):10–22. [DOI] [PubMed] [Google Scholar]
- Chung KY, Sorouri K, Wang L, Suryavanshi T, Fisher D. The impact of social stigma for children with cleft lip and/or palate in low-resource areas: a systematic review. Plast Reconstr Surg Glob Open. 2019;7(10): e2487. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Cleft Lip and Palate. Cleft Lip and Palate: A Guide for Families. Boston Children Hospital. 2012: 1–17.. [Google Scholar]
- Clinical practice guidelines we can trust. In: Graham R, Mancher M, Miller Wolman D, Greenfield S, Steinberg E, eds. Institute of Medicine (US) Committee on Standards for Developing Trustworthy Clinical Practice Guidelines. National Academies Press (US); 2011. [PubMed] [Google Scholar]
- Committee to Advise the Public Health Service on Clinical Practice Guidelines. IoM. Clinical Practice Guidelines: Directions for a New Program. National Academy Press; 1990. [Google Scholar]
- Conway JC, Taub PJ, Kling R, Oberoi K, Doucette J, Jabs EW. Ten-year experience of more than 35,000 orofacial clefts in Africa. BMC Pediatr. 2015;15(1):1–9. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Crawley L, Gist LK, Gregson MK, Hufnagle K, Falzone SP, Smythe NC, Trivelpiece R. Your Baby’s First Year. ACPA Family Resources; 2010. [Google Scholar]
- Crawley L, Gregson MK, Hufnagle K, Falzone SP, Smythe NC, Trivelpiece R. Toddlers and Preschoolers. (1st ed.). Cleft Palate Foundation; 2010. [Google Scholar]
- Crerand CE, Conrad AL, Albert M, Bellucci CC, Heppner CE, Sheikh F, Woodard S, Kapp-Simon KA. The Americleft psychosocial outcomes project: a multicenter approach to advancing psychosocial outcomes for youth with cleft lip and palate. Clin Pract Pediatr Psychol. 2017;5(1):65–76. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Dahllöf G, Ussisoo-Joandi R, Ideberg M, Modéer T. Caries, gingivitis, and dental abnormalities in preschool children with cleft lip and/or palate. Cleft Palate J. 1989;26(3):233–237. [PubMed] [Google Scholar]
- Davis DA, Taylor-Vaisey A. Translating guidelines into practice: a systematic review of theoretic concepts, practice experience and research evidence in the adoption of clinical practice guidelines. Canadian Med Assoc J. 1997;157(4):408–416. [PMC free article] [PubMed] [Google Scholar]
- Freitas JA, Almeida AL, Soares S, Neves LT, Garib DG, Trindade-Suedam IK, Yaedú RY, Lauris Rde C, Oliveira TM, Pinto JH. Rehabilitative treatment of cleft lip and palate: experience of the hospital for rehabilitation of craniofacial anomalies/USP (HRAC/USP) – part 4: oral rehabilitation. J Appl Oral Sci. 2013;21(3):284–292. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Furr MC, Larkin E, Blakeley R, Albert TW, Tsugawa L, Weber SM. Extending multidisciplinary management of cleft palate to the developing world. J Oral Maxillofac Surg. 2011;69(1):237–241. [DOI] [PubMed] [Google Scholar]
- Grimshaw J, Russell I. Effect of clinical guidelines on medical practice: a systematic review of rigorous evaluations. Lancet. 1993;342(8883):1317–1322. [DOI] [PubMed] [Google Scholar]
- Grol R. Success and failures in the implementation of evidence-based guidelines for clinical practice. Med Care. 2001;39(8 suppl 2):1146–1154. [DOI] [PubMed] [Google Scholar]
- Hasslöf P, Twetman S. Caries prevalence in children with cleft lip and palate? A systematic review of case-control studies. Int J Paediatr Dent. 2007;17(5):313–319. [DOI] [PubMed] [Google Scholar]
- Hlongwa P, Rispel LC. People look and ask lots of questions: caregivers’ perceptions of healthcare provision and support for children born with cleft lip and palate. BMC Public Health. 2018;18(1):506. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Hunt O, Burden D, Hepper P, Johnston C. The psychosocial effects of cleft lip and palate: a systematic review. Eur J Orthod. 2005;27(3):274–285. [DOI] [PubMed] [Google Scholar]
- Hurdowar A, Graham ID, Bayley M, Harrison M, Wood-Dauphinee S, Bhogal S. Quality of stroke rehabilitation clinical practice guidelines. J Eval Clin Pract. 2007;13(4):657–664. [DOI] [PubMed] [Google Scholar]
- Kumar S, Kroon J, Lalloo R. A systematic review of the impact of parental socio-economic status and home environment characteristics on children’s oral health related quality of life. Health Qual Life Outcomes. 2014;12(1):41. doi:10.1186/1477-7525-12-41 [DOI] [PMC free article] [PubMed] [Google Scholar]
- Lambadusuriya SP, Mars M, Ward CM. Sri Lankan cleft lip and palate project: a preliminary report. J R Soc Med. 1988;81(12):705–709. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Lewis CW, Jacob LS, Lehmann CU. AAP Section on Oral Health. The primary care pediatrician and the care of children with cleft lip and/or cleft palate. Pediatrics. 2017;139(5):e20170628. [DOI] [PubMed] [Google Scholar]
- Mendoza RL. Public health policy and medical missions in the Philippines: the case of oral-facial clefting. Asia Pac J Public Health. 2009;21(1):94–103. [DOI] [PubMed] [Google Scholar]
- Messer LC, Luben TJ, Mendola P, Carozza SE, Horel SA, Langlois PH. Urban-rural residence and the occurrence of cleft lip and cleft palate in Texas, 1999–2003. Ann Epidemiol. 2010;20(1):32–39. [DOI] [PubMed] [Google Scholar]
- Moher D, Liberati A, Tetzlaff J, Altman DG; The PRISMA Group. Preferred reporting items for systematic reviews and meta-analyses: the PRISMA statement. PLoS Med. 2009;6(7):e1000097. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Mossey PA, Little J. Chapter 12: epidemiology of oral clefts: an international perspective. In: Wyszynski DF, ed. Cleft lip and Palate. From Origin to Treatment. Oxford University Press; 2002:127–158. [Google Scholar]
- Neonatal cleft lip and palate: instructions for newborn nurseries. American Cleft Palate-Craniofacial Association. Published 2017. Accessed January 2020. https://acpa-cpf.org/wp-content/uploads/2018/05/Tips-for-Hospital-Nurseries-2017.pdf.
- Ness AR, Wills AK, Waylen A, et al. Centralization of cleft care in the UK. Part 6: a tale of two studies. Orthod Craniofac Res. 2015;18(suppl 2):56–62. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Reilly S, Reid J, Skeat J, Cahir P, Mei CH, Bunik M. Academy of breastfeeding medicine clinical protocol #18: guidelines for breastfeeding infants with cleft lip, cleft palate, or cleft lip and palate, revised 2013. Breastfeeding Med. 2013;8(4):349–353. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Rohde A, Worrall L, Le Dorze G. Systematic review of the quality of clinical guidelines for aphasia in stroke management. J Eval Clin Pract. 2013;19(6):994-1003. [DOI] [PubMed] [Google Scholar]
- Sell D, Mildinhall S, Albery L, Wills AK, Sandy JR, Ness AR. The Cleft Care UK Study. Part 4: perceptual speech outcomes. Orthod Craniofac Res. 2015;18(suppl 2):36–46. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Shkoukani MA, Chen M, Vong A. Cleft lip – a comprehensive review. Front Pediatr. 2013;1(1):53. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Turner SR, Rumsey N, Sandy JR. Psychological aspects of cleft lip and palate. Eur J Orthod. 1998;20(4):407–415. [DOI] [PubMed] [Google Scholar]
- World Health Organization. Addressing the Global Challenges of Craniofacial Anomalies. Report of a WHO meeting on International Collaborative Research on Craniofacial Anomalies. WHO; 2006. [Google Scholar]
- World Health Organization. Child causes of death, 2000–2016. Published 2018. Accessed January 26, 2020. https://www.who.int/healthinfo/global_burden_disease/estimates_child_cod_2000_2016/en
- Worth V, Perry R, Ireland T, Wills AK, Sandy J, Ness A. Are people with an orofacial cleft at a higher risk of dental caries? A systematic review and meta-analysis. BDJ. 2017;223(1):37–47. [DOI] [PubMed] [Google Scholar]
