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. 2022 May 27;17(5):e0269005. doi: 10.1371/journal.pone.0269005

Clinical utility of inflammatory biomarkers in COVID-19 in direct comparison to other respiratory infections—A prospective cohort study

Maurin Lampart 1, Núria Zellweger 2, Stefano Bassetti 3, Sarah Tschudin-Sutter 4,5, Katharina M Rentsch 6, Martin Siegemund 2,4, Roland Bingisser 7, Stefan Osswald 1, Gabriela M Kuster 1, Raphael Twerenbold 1,8,9,*
Editor: Paola Faverio10
PMCID: PMC9140295  PMID: 35622838

Abstract

Background

Inflammatory biomarkers are associated with severity of coronavirus disease 2019 (COVID-19). However, direct comparisons of their utility in COVID-19 versus other respiratory infections are largely missing.

Objective

We aimed to investigate the prognostic utility of various inflammatory biomarkers in COVID-19 compared to patients with other respiratory infections.

Materials and methods

Patients presenting to the emergency department with symptoms suggestive of COVID-19 were prospectively enrolled. Levels of Interleukin-6 (IL-6), c-reactive protein (CRP), procalcitonin, ferritin, and leukocytes were compared between COVID-19, other viral respiratory infections, and bacterial pneumonia. Primary outcome was the need for hospitalisation, secondary outcome was the composite of intensive care unit (ICU) admission or death at 30 days.

Results

Among 514 patients with confirmed respiratory infections, 191 (37%) were diagnosed with COVID-19, 227 (44%) with another viral respiratory infection (viral controls), and 96 (19%) with bacterial pneumonia (bacterial controls). All inflammatory biomarkers differed significantly between diagnoses and were numerically higher in hospitalized patients, regardless of diagnoses. Discriminative accuracy for hospitalisation was highest for IL-6 and CRP in all three diagnoses (in COVID-19, area under the curve (AUC) for IL-6 0.899 [95%CI 0.850–0.948]; AUC for CRP 0.922 [95%CI 0.879–0.964]). Similarly, IL-6 and CRP ranged among the strongest predictors for ICU admission or death at 30 days in COVID-19 (AUC for IL-6 0.794 [95%CI 0.694–0.894]; AUC for CRP 0.807 [95%CI 0.721–0.893]) and both controls. Predictive values of inflammatory biomarkers were generally higher in COVID-19 than in controls.

Conclusion

In patients with COVID-19 and other respiratory infections, inflammatory biomarkers harbour strong prognostic information, particularly IL-6 and CRP. Their routine use may support early management decisions.

1. Introduction

The current global pandemic with severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) represents a massive burden on healthcare systems worldwide. Many clinical predictors for poor outcome in patients with Coronavirus disease 2019 (COVID-19) have been discovered, including high levels of inflammatory biomarkers such as interleukin-6 (IL-6), c-reactive protein (CRP), ferritin, and procalcitonin (PCT) [114]. However, most of these studies had a retrospective design and lacked an adequate control group to directly compare findings observed in COVID-19 to patients with acute respiratory infections other than COVID-19.

IL-6 is secreted by macrophages as a pro-inflammatory cytokine. It is an important mediator of the acute phase reaction [1517] and plays a major role in the development of cytokine release syndrome (CRS), when dysregulated [1820]. CRS is characterised by a clinical phenotype of systemic inflammation, multi-organ failure and death, caused by an extreme increase in the inflammatory response of multiple cytokines. Triggers of CRS are heterogenic and may be of rheumatologic, oncologic, or infectious origin [18, 19]. CRS is an important cause of poor outcome in COVID-19 [2, 2123]. Less is known about the role of IL-6 in respiratory infections of other cause. However, previous studies show an association of IL-6 with more severe disease [20, 2426]. Normal values of IL-6 are below 10 pg/ml.

CRP is an acute-phase inflammatory protein produced in the liver [27, 28]. Its production is induced primarily but not exclusively by IL-6 [2830]. CRP is an opsonin and therefore binds to the surface of cells. This activates the complement system which leads to phagocytosis by macrophages [28, 31]. CRP is a well-established and broadly used predictor of poor outcome for infections of any origin and therefore used in COVID-19, community acquired pneumonia and viral respiratory infections [10, 3237]. Normal values for CRP are below 5 mg/l.

PCT is a precursor peptide of calcitonin. It is produced by the parafollicular cells of the thyroid and the neuroendocrine cells of the lung tissue. It rises significantly in infections of bacterial origin, and is therefore used as a guide for antibiotic therapy in patients with infections of unknown origin [38]. High PCT levels due to infections, however, are not followed by an increase in calcitonin. Increased levels of PCT in COVID-19 patients have been described and an association with disease severity has also been shown [3, 9, 39, 40]. Normal values for PCT are below 0.1 ng/ml. Bacterial infection is very likely if PCT values exceed 1 ng/ml.

Ferritin is one of the most important storage proteins for iron, but also an acute-phase inflammatory protein that is elevated under various conditions including inflammation, coronary artery disease, and malignancy [41, 42]. Already prior to SARS-CoV-2 pandemics, ferritin has been identified as a predictor of poor-outcome in acute respiratory distress syndrome [43]. Similarly, it is also increased in COVID-19 and correlates with disease severity [9, 44, 45]. Normal values for ferritin are approximately between 20–300 μg/l and differ between men and women. Low levels of ferritin are an indicator of iron deficiency, high levels of ferritin can be a sign of hemochromatosis, malignancy, or infections.

Leukocyte levels often increase during infections due to the release of several molecules, as growth or survival factors, adhesion molecules and various cytokines released during activation of immune system. Most bacterial infections are associated with neutrophilic leukocytosis. Neutrophilia occurs from both upregulated bone marrow production and the release of neutrophils from the endothelium. Generally, most viruses lead to relative lymphocytosis, while only a few viruses causing lymphopenia, such as SARS-CoV-2 [10, 46, 47].The causes for lymphopenia in COVID-19 have not yet been conclusively determined. Possible mechanisms include, but are not limited to, SARS-CoV-2-induced apoptosis of lymphocytes via the angiotensin converting enzyme 2, CRS-induced apoptosis of lymphocytes, and antibody-dependent killing of SARS-CoV-2-infected lymphocytes [48]. The leukopenia is mostly driven by lymphopenia, as SARS-CoV-2 binds to the angiotensin converting enzyme 2 (ACE2), which is located on most lymphocytes [49, 50]. Leukocytosis is defined by an increase in the WBC count of more than 11,000 cells/microL.

We aim to investigate the diagnostic accuracy and prognostic utility of the above-described inflammatory biomarkers (IL-6, CRP, PCT, ferritin, and leukocytes) to predict hospitalisation and outcome in cases with COVID-19 and compare them with cases with respiratory infections other than COVID-19.

2. Materials and methods

2.1. Study design, population, and inclusion criteria

The COronaVIrus surviVAl (COVIVA, ClinicalTrials.gov NCT04366765) is a prospective, observational cohort study including consecutive patients aged minimally 18 years presenting with clinically suspected or confirmed SARS-CoV-2 infection to the emergency department (ED) of the University Hospital Basel, Switzerland, during the first wave of COVID-19 pandemic between 23 March 2020 and 7 June 2020. All patients underwent nasopharyngeal SARS-CoV-2 polymerase chain reaction (PCR) swab tests. Patients were considered SARS-CoV-2 positive if one or multiple SARS-CoV-2 PCR swab tests performed at day of ED presentation or within two weeks prior to or post ED presentation were positive in combination with clinical signs and symptoms. The remainders with only negative SARS-CoV-2 swab test results were considered as controls. All participating patients or their legally authorized representatives consented by signing a local general consent form. This study was conducted according to the principles of the Declaration of Helsinki and approved by the local ethics committee (EKNZ identifier 2020–00566). The authors designed the studies, gathered, and analysed the data according to the STROBE guidelines, vouched for the data and analysis, wrote the paper, and decided to submit it for publication (S1 Table).

2.2. Clinical assessment

All subjects underwent a thorough clinical assessment by the treating physician according to local standard operating procedures. Vital signs such as heart rate, blood pressure, oxygen saturation and respiratory rate were documented in every patient.

2.3. Blood sampling

Blood samples were drawn in both cases and controls at time of ED presentation. CRP, ferritin, and leukocytes without further white blood cell differential were measured in fresh samples as part of clinical routine of the recruiting hospital using Roche analyzers (Roche Diagnostics, Rotkreuz, Switzerland). For research purposes, serum samples were collected and stored at -80°C. IL-6 and PCT was measured in frozen serum samples in a dedicated external laboratory (Roche Diagnostics, Penzberg, Germany). Treating physicians were blinded for IL-6 and PCT, but not the remaining investigational inflammatory biomarkers.

2.4. Follow-up

Patients were followed-up by telephone or in written form by research physicians or study nurses thirty days after discharge. Information about current health, hospitalisations and adverse events was collected using a predefined questionnaire. Records of hospitals and primary care physicians, as well as national death registries, were screened for additional information, if applicable.

2.5. Outcomes

The primary outcome was defined as the need for hospitalisation at time of ED presentation. The secondary outcome was defined as the composite of intensive care unit (ICU) admission or all-cause death at 30 days. For additional analyses, disease severity was categorized into four groups (outpatients, normal ward survivors, ICU survivors, and decedents at 30 days).

2.6. Adjudication of final diagnosis

The adjudication of the final diagnosis that led to the index ED presentation and the clinical suspicion of COVID-19 was performed in each patient by a pool of five trained physicians, who reviewed all medical data available (e.g., chest x-ray, routine laboratory parameters) including 30-day post-discharge follow-up information and chose from a predefined list of diagnoses what best fit each patient. Each adjudication was primarily assigned by one physician per patient, only. However, all uncertain cases were discussed collectively within the adjudicating team and final decision was made in the consensus by majority vote. Predefined main categories included but were not limited to COVID-19, non-SARS-CoV-2 infections (e.g., other respiratory, gastrointestinal, urogenital), cardiovascular disease (acute coronary syndrome, rhythm disorder, congestive heart failure, pulmonary embolism), other pulmonary non-infectious disease (e.g., lung tumor, asthma, chronic obstructive pulmonary disease) and neurologic disease (e.g., stroke, seizure). For this analysis, we only used respiratory infections other than COVID-19 as controls. All cases with viral respiratory infections other than COVID-19 served as viral controls, cases with pneumonia served as bacterial controls. The distinction between bacterial pneumonia and viral respiratory infection was primarily based on clinical examination (e.g., rales, fever, tachypnoea) and particularly radiological findings (e.g., lobar or interstitial pneumonic infiltrates in the x-ray or CT scan of the lungs). No specific pathogen distinction to identify the underlying bacterium or virus (e.g., bacterium isolation on sputum sample, urinary antigen positivity for pneumococcus or legionella, virus isolation on multiplex PCR) was systematically performed as part of clinical routine and was therefore largely missing.

2.7. Statistical analysis

In the present analysis, cases with COVID-19 were compared with the two control groups: First, with viral controls (cases with respiratory infections other than COVID-19) and second, with bacterial controls (cases with bacterial pneumonia). Data are expressed as medians and interquartile range (IQR) for continuous variables, and as numbers and percentages (%) for categorical variables. Missing values were not imputed. All variables were compared by Mann-Whitney-U test for continuous variables with binary outcomes, Kruskal-Wallis test for continuous variables with multiple outcomes, and Pearson’s χ2 or Fisher’s exact test for categorical variables, as appropriate. Levels of inflammatory biomarkers were displayed using boxplots and compared between groups according to the primary and secondary outcomes as well as disease severity. We assessed the discriminative performance by the receiver operating characteristic curve (ROC) and the area under the curve (AUC) for the primary and secondary outcomes. A value of 0.5 indicates no predictive ability, a value of 0.8 is considered good, and 1.0 is perfect. We performed logistic regression analysis for the primary outcome and Cox proportional regression analysis for the secondary outcome in a univariable and a multivariable approach. For multivariable analysis we performed a stepwise backwards selection. To achieve a normal distribution, we used log transformation on all inflammatory biomarkers for all regression analysis. For the secondary outcome in COVID-19, we performed event curve analysis, using a Kaplan Meier estimator, using the median for the respective biomarker in COVID-19 as cut-off value. For comparison of event rates, we used the log-rank test and the hazard ratio (HR). P-values smaller than 0.05 were considered significant. No correction for multiple testing was applied. Statistical analysis was performed using R software package, version 4.0.5, and IBM SPSS Statistics for Windows, version 27.0 (IBM Corp., Armonk, NY, USA).

3. Results

3.1. Baseline characteristics

Overall, 1202 cases presenting with symptoms suggesting COVID-19 were screened and 1086 were enrolled in this study from 23 March 2020 to 7 June 2020. Follow-up at 30 days after discharge was completed in 1081 cases. COVID-19 was confirmed in 191 (37%) cases and 323 cases were diagnosed with an acute respiratory infection of other cause, of which 227 (44%) were of viral (viral controls), and 96 (19%) of bacterial origin (bacterial controls, Fig 1). The baseline demographic and clinical characteristics of COVID-19 cases and both controls are shown in Table 1. Bacterial controls were significantly older than COVID-19 patients (72 years [IQR 58–80] vs. 57 years [IQR 44–69], p<0.001), whereas viral controls were significantly younger (52 years [IQR 35–64] vs. 57 years [IQR 44–69], p = 0.004). Therefore, bacterial controls had in general equal or more comorbidities than COVID-19 patients. Numbers of missing values for the displayed variables are depicted in S2 Table.

Fig 1. Flow chart.

Fig 1

ED = emergency department, COVID-19 = coronavirus disease 2019, PCR = polymerase chain reaction.

Table 1. Baseline characteristics in COVID-19 and controls.

Measures COVID-19 Viral controls p-value a Bacterial controls p-value b
n = 191 n = 227 n = 96
Demographics          
    Age—years 57 [44–69] 52 [35–64] 0.004 72 [58–80] <0.001
    Female 84 (44) 105 (46) 0.641 37 (39) 0.379
Comorbidities—no (%)          
    Cardiac diseasec 38 (20) 51 (22) 0.522 41 (43) <0.001
    • Valvular cardiopathy 8 (4) 9 (4) 0.908 7 (7) 0.265
    • Coronary artery disease 21 (11) 26 (11) 0.882 17 (18) 0.113
    • Prior myocardial infarction 9 (5) 12 (5) 0.789 10 (10) 0.067
    • Atrial fibrillation 9 (5) 10 (4) 0.881 23 (24) <0.001
    Hypertension 81 (42) 87 (38) 0.396 55 (57) 0.170
    Overweight 74 (39) 69 (30) 0.073 22 (23) 0.007
    Diabetes 36 (19) 27 (12) 0.088 24 (25) 0.152
    Ever smoker 58 (30) 105 (46) 0.001 54 (56) <0.001
    Pneumopathyd 37 (19) 88 (39) <0.001 39 (41) <0.001
    • Asthma 25 (13) 41 (18) 0.165 13 (14) 0.915
    • COPD 9 (5) 37 (16) <0.001 21 (22) <0.001
    Hepatopathy 14 (7) 23 (10) 0.315 14 (15) 0.051
    CKD 26 (14) 14 (6) 0.010 25 (26) 0.009
    Stroke 10 (5) 9 (4) 0.534 10 (10) 0.104
    Cancer 17 (9) 12 (5) 0.147 18 (19) 0.016
    Immunodeficiency 11 (6) 11 (5) 0.677 14 (15) 0.012
Symptoms at ED—(%)          
    Symptom duration before ED—days 7 [3–11] 5 [2–10] 0.067 3 [2–7] <0.001
    Cough 126 (66) 182 (80) 0.001 60 (63) 0.562
    Dyspnea 81 (42) 136 (60) <0.001 49 (51) 0.166
Vital signs at ED          
    Systolic BP—mmHg 135 [122–148.5] 142 [126–156] 0.004 132 [120–152] 0.667
    Diastolic BP—mmHg 82 [71–90] 82 [74–89] 0.412 80 [70–86] 0.112
    Heart rate—/min 89 [80–103] 88 [76–101] 0.298 95 [80–110] 0.053
    Blood oxygen saturation—% 97 [94–98] 97 [96–98] 0.001 95 [92–97] <0.001
    Respiratory rate—/min 20 [16–24] 18 [15–21] 0.001 22 [19–27] <0.001
    Temperature - °C 37.1 [36.8–38.0] 36.9 [36.5–37.3] <0.001 37.4 [36.9–38.3] 0.027
Laboratory parameters at ED          
    IL-6—pg/ml 20.77 [4.56–46.48] 4.61 [2.09–16.51] <0.001 80.90 [34.38–278.59] <0.001
    CRP—mg/l 28.9 [2.6–73.4] 3.3 [0.9–15.0] <0.001 73.3 [14.6–134.1] <0.001
    PCT—ng/ml 0.046 [0.024–0.116] 0.030 [0.014–0.056] <0.001 0.149 [0.052–0.481] <0.001
    Ferritin - μg/l 387 [164–823] 137 [76–238] <0.001 266 [153–435] 0.008
    Leukocytes—G/l 6.27 [4.95–8.34] 8.34 [6.85–10.70] <0.001 10.89 [8.65–14.55] <0.001

a p-value for comparison of COVID-19 with viral controls

b p-value for comparison of COVID-19 with bacterial controls

c cardiac disease includes valvular cardiopathy, coronary artery disease, prior myocardial infarction, and atrial fibrillation

d pneumopathy includes asthma and COPD.

Continuous variables were compared using the Mann-Whitney-U test, and categorical variables using the Pearson χ2 test or Fisher’s exact test, as appropriate. Values are numbers (percentages) or median [interquartile range]; COVID-19 = coronavirus disease 2019, COPD = chronic obstructive pulmonary disease, CKD = chronic kidney disease, ED = emergency department, BP = blood pressure, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin.

3.2. Inflammatory biomarkers in COVID-19 cases and controls

As displayed in Fig 2, median levels of inflammatory biomarkers differed significantly between COVID-19 patients and both control groups. In bacterial controls, IL-6, CRP, and PCT were higher (IL-6 80.90 pg/ml [IQR 34.38–278.59], CRP 73.3 mg/l [IQR 14.6–134.1], PCT 0.149 ng/ml [IQR 0.052–0.481]), than in COVID-19 (IL-6 20.77 pg/ml [IQR 4.56–46.48], CRP 28.9 mg/l [IQR 2.6–73.4], PCT 0.046 ng/ml [IQR 0.024–0.116]) with p-values <0.001 for all comparisons. However, they were lower in viral controls (IL-6 4.61 pg/ml [IQR 2.09–16.51], CRP mg/l 3.3 [IQR 0.9–15.0], PCT 0.030 ng/ml [IQR 0.014–0.056]), than in COVID-19 with p-values again <0.001 for all comparisons. Ferritin levels were highest in COVID-19 cases compared to viral controls (387 μg/l [IQR 164–823] vs. 137 μg/l [IQR 76–238], p<0.001) and bacterial controls (387 μg/l [IQR 164–823] vs. 266 μg/l [IQR 153–435], p = 0.008). Leukocytes were lowest in COVID-19 cases compared to viral controls (6.27 G/l [IQR 4.95–8.34] vs. 8.34 G/l [IQR 6.85–10.70], p<0.001) and bacterial controls (6.27 G/l [IQR 4.95–8.34] vs. 10.89 G/l [IQR 8.65–14.55], p<0.001). All five investigational inflammatory biomarkers correlated with the severity of the disease in COVID-19 but, at least partly, also in patients with other respiratory infections (S1 Fig).

Fig 2. Distribution of inflammatory biomarkers in COVID-19 and controls at ED presentation.

Fig 2

P-values were calculated using the Mann-Whitney-U test; COVID-19 = coronavirus disease 2019, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin, ED = emergency department.

3.3. Utility of inflammatory biomarkers to predict need for hospitalisation

Table 2 shows baseline characteristics of COVID-19 cases and controls, stratified by subsequent hospitalisation after ED presentation. Age, cardiac disease, and higher respiratory rate were identified as risk factors, regardless of the final diagnosis. In contrast, cough and dyspnea could not be identified as clear risk factors. As displayed in Fig 3, all inflammatory biomarkers in COVID-19 patients were significantly higher in hospitalised patients than in non-hospitalised patients, e.g., CRP 59.3 mg/l (IQR 31.5–126.9) vs. 2.3 mg/l (IQR 0.9–11.1), p<0.001. In both control groups, inflammatory biomarkers were numerically higher in hospitalised patients than in non-hospitalised patients with significant differences in both groups for IL-6 and CRP. E.g., in viral controls, CRP was 13.9 mg/l (IQR 3.1–49.8) vs. 2.3 mg/l (IQR 0.7–9.4), p<0.001, whereas in bacterial controls CRP was 85.3 mg/l (IQR 24.0–142.2) vs. 15.1 mg/l (IQR 5.4–46.6), p = 0.011. Fig 4 displays the ROC for the outcome hospitalisation for inflammatory biomarkers in all three groups. IL-6 and CRP had the largest AUC regardless of the diagnosis. In COVID-19, IL-6 and CRP showed very high discriminative utility with an AUC of 0.899 (95%CI 0.850–0.948) for IL-6 and 0.922 (95%CI 0.879–0.946) for CRP, respectively. Similarly, in the logistic regression model for the primary outcome of hospitalisation after ED presentation for all inflammatory biomarkers, displayed in Table 3, IL-6 and CRP showed the highest predictive value in univariable analyses (IL-6 OR 31.836 [95%CI, 11.310–89.609], p<0.001, CRP OR 14.528 [95%CI, 6.602–31.971], p<0.001) for COVID-19. Additionally, in the multivariable model with all inflammatory biomarkers combined, at least one of these two biomarkers remained an independent predictor regardless of the diagnosis.

Table 2. Baseline characteristics in hospitalised and non-hospitalised cases in COVID-19 and controls.

Measures COVID-19 p-value Viral controls p-value Bacterial controls p-value
n = 191 n = 227 n = 96
No hospitalisation Hospitalisation No hospitalisation Hospitalisation No hospitalisation Hospitalisation
n = 76 n = 115 n = 169 n = 58 n = 13 n = 83
Demographics                  
    Age—years 46 [36–57] 62 [52–75] <0.001 48 [34–61] 65 [52–75] <0.001 65 [37–69] 73 [59–80] 0.027
    Female 40 (53) 44 (38) 0.050 82 (49) 23 (40) 0.243 3 (23) 34 (41) 0.218
Comorbidities—no (%)                
    Cardiac diseasea 6 (8) 32 (28) 0.001 23 (14) 28 (48) <0.001 2 (15) 39 (47) 0.032
    • Valvular cardiopathy 0 (0) 8 (7) 0.019 3 (2) 6 (10) 0.004 0 (0) 7 (8) 0.277
    • Coronary artery disease 2 (3) 19 (17) 0.003 10 (6) 16 (28) <0.001 0 (0) 17 (20) 0.072
    • Prior myocardial infarction 1 (1) 8 (7) 0.072 5 (3) 7 (12) 0.007 0 (0) 10 (12) 0.186
    • Atrial fibrillation 1 (1) 8 (7) 0.072 4 (2) 6 (10) 0.011 1 (8) 22 (27) 0.139
    Hypertension 15 (20) 66 (57) <0.001 56 (33) 31 (53) 0.006 5 (38) 50 (60) 0.140
    Overweight 12 (16) 62 (54) <0.001 43 (25) 26 (45) 0.006 3 (23) 19 (23) 0.988
    Diabetes 3 (4) 31 (27) <0.001 13 (8) 14 (24) 0.001 3 (23) 21 (25) 0.863
    Ever smoker 19 (25) 39 (34) 0.190 65 (38) 40 (69) <0.001 8 (62) 46 (55) 0.679
    Pneumopathyb 14 (18) 23 (20) 0.787 55 (33) 33 (57) 0.001 6 (46) 33 (40) 0.662
    • Asthma 13 (17) 12 (10) 0.181 35 (21) 6 (10) 0.077 4 (31) 9 (11) 0.051
    • COPD 0 (0) 9 (8) 0.012 15 (9) 22 (38) <0.001 1 (8) 20 (24) 0.183
    Hepatopathy 5 (7) 9 (8) 0.746 11 (7) 12 (21) 0.002 2 (15) 12 (14) 0.930
    CKD 0 (0) 26 (23) <0.001 6 (4) 8 (14) 0.005 1 (8) 24 (29) 0.105
    Stroke 2 (3) 8 (7) 0.189 2 (1) 7 (12) <0.001 0 (0) 10 (12) 0.186
    Cancer 4 (5) 13 (11) 0.151 5 (3) 7 (12) 0.007 2 (15) 16 (19) 0.738
    Immunodeficiency 3 (4) 8 (7) 0.382 8 (5) 3 (5) 0.893 1 (8) 13 (16) 0.449
Symptoms at ED—(%)                  
    Symptom duration before ED—days 7 [2–12] 7 [3–10] 0.569 5 [2–10] 4 [2–10] 0.724 6 [4–10] 3 [2–7] 0.017
    Cough 50 (66) 76 (66) 0.966 137 (81) 45 (78) 0.566 12 (92) 48 (58) 0.017
    Dyspnea 31 (41) 50 (43) 0.713 96 (57) 40 (69) 0.103 3 (23) 46 (55) 0.030
Vital signs at ED                  
    Systolic BP—mmHg 135 [123–151] 134 [120–148] 0.645 142 [127–155] 140 [120–160] 0.939 127 [119–143] 133 [120–153] 0.516
    Diastolic BP—mmHg 83 [74–90] 80 [70–90] 0.127 82 [74–89] 82 [71–89] 0.801 79 [74–94] 80 [68–86] 0.516
    Heart rate—/min 87 [80–100] 90 [80–105] 0.201 86 [75–100] 92 [78–102] 0.142 94 [84–100] 98 [77–110] 0.825
    Blood oxygen saturation—% 98 [97–99] 95 [93–97] <0.001 98 [97–98] 96 [94–98] <0.001 96 [95–99] 95 [92–97] 0.077
    Respiratory rate—/min 17 [15–21] 23 [16–25] <0.001 17 [15–20] 20 [16–25] <0.001 17 [15–20] 24 [20–28] <0.001
    Temperature - °C 37.0 [36.6–37.4] 37.3 [36.8–38.2] 0.003 36.8 [36.5–37.2] 37.0 [36.6–37.9] 0.041 37.1 [36.7–38.1] 37.4 [37.0–38.5] 0.143
Laboratory parameters at ED                
    IL-6—pg/ml 4.34 [2.09–10.74] 40.90 [20.92–64.17] <0.001 3.10 [1.81–9.67] 21.93 [9.86–82.68] <0.001 28.34 [6.47–125.04] 94.83 [35.26–356.17] 0.022
    CRP—mg/l 2.3 [0.9–11.1] 59.3 [31.5–126.9] <0.001 2.3 [0.7–9.4] 13.9 [3.1–49.8] <0.001 15.1 [5.4–46.6] 85.3 [24.0–142.2] 0.011
    PCT—ng/ml 0.026 [0.013–0.045] 0.082 [0.042–0.193] <0.001 0.028 [0.014–0.047] 0.048 [0.015–0.102] 0.006 0.066 [0.037–0.101] 0.170 [0.052–0.671] 0.085
    Ferritin - μg/l 193 [95–361] 672 [324–1258] <0.001 126 [78–226] 165 [64–301] 0.240 177 [124–293] 275 [156–477] 0.198
    Leukocytes—G/l 5.83 [4.59–7.15] 6.67 [5.25–8.93] 0.012 8.21 [6.61–10.38] 9.16 [7.12–12.29] 0.006 9.62 [8.56–11.32] 11.14 [8.73–14.73] 0.349

a cardiac disease includes valvular cardiopathy, coronary artery disease, prior myocardial infarction, and atrial fibrillation

b pneumopathy includes asthma and COPD.

p-values for comparison of clinical characteristics regarding hospitalisation after ED visit, continuous variables were calculated using the Mann-Whitney-U test, and categorical variables using the Pearson χ2 test or Fisher’s exact test, as appropriate. Values are numbers (percentages) or median [interquartile range]

COVID-19 = coronavirus disease 2019, COPD = chronic obstructive pulmonary disease, CKD = chronic kidney disease, ED = emergency department, BP = blood pressure, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin.

Fig 3. Distribution of inflammatory biomarkers in COVID-19 and controls regarding the primary outcome.

Fig 3

Primary outcome was the need for hospitalisation at ED presentation; P-values were calculated using the Mann-Whitney-U test; COVID-19 = coronavirus disease 2019, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin, ED = emergency department.

Fig 4. Discriminative performance of inflammatory biomarkers regarding the primary outcome in COVID-19 and controls.

Fig 4

ROC for the primary outcome of hospitalisation at ED presentation in COVID-19 and controls; ROC = receiver operating characteristic curves, COVID-19 = coronavirus disease 2019, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin, ED = emergency department.

Table 3. Binary logistic regression model for the outcome of hospitalisation.

Measures COVID-19 Viral controls Bacterial controls
n = 191 n = 227 n = 96
Univariable Multivariable Univariable Multivariable Univariable Multivariable
OR (95% CI) p-value OR (95% CI) p-value OR (95% CI) p-value OR (95% CI) p-value OR (95% CI) p-value OR (95% CI) p-value
IL-6 31.836 (11.31–89.609) <0.001 3.931 (0.877–17.627) 0.074 5.432 (3.004–9.822) <0.001 5.432 (3.004–9.822) <0.001 4.170 (1.348–12.902) 0.013 4.170 (1.348–12.902) 0.013
CRP 14.528 (6.602–31.971) <0.001 6.763 (2.261–20.227) <0.001 3.229 (1.978–5.271) <0.001 -   2.628 (1.003–6.885) 0.049 -  
PCT 25.841 (7.697–86.753) <0.001 -   2.153 (1.226–3.784) 0.008 -   3.183 (0.921–11.008) 0.067 -  
Ferritin 12.043 (4.709–30.796) <0.001 -   0.989 (0.455–2.151) 0.978 -   1.286 (0.316–5.231) 0.726 -  
Leukocytes 5.984 (0.978–36.611) 0.053 -   17.835 (1.605–198.189) 0.019 -   1.168 (0.085–16.007) 0.907 -  

p-values for comparison of OR were calculated using Fisher’s exact test

values were logarithmized to approach a normal distribution, values for the multivariable model were selected using a backwards selection process

OR = odds ratio, CI = confidence interval, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin.

3.4. Utility of inflammatory biomarkers to predict ICU admission or death at 30 days

Distribution of inflammatory parameters according to the secondary composite outcome of ICU admission or death at 30 days is displayed in Fig 5. In COVID-19 patients with a secondary outcome, all investigated inflammatory biomarkers were significantly higher compared to event-free survivors, e.g., CRP 112.1 mg/l (IQR 47.6–162.0) vs. 15.1 mg/l (IQR 1.6–46.5), p<0.001 (S3 Table). In controls, IL-6 and CRP were the only biomarkers to systematically show significant differences between patients with and without secondary outcomes. Of note, ferritin did not differ between patients with and without secondary outcomes in both control groups. Fig 6 displays the ROC for the secondary composite outcome. IL-6 and CRP showed good discrimination in COVID-19, with an AUC of 0.794 (95%CI, 0.694–0.894) for IL-6 and 0.807 (95%CI, 0.721–0.893) for CRP. Fig 7 shows the event curve for IL-6 and CRP in COVID-19 for the secondary outcome. Incidence of the secondary outcome was 23% in COVID-19 patients with high IL-6 levels (above the median of 20.77 pg/ml) vs. 5% in patients with low IL-6 levels (log-rank p = 0.002, HR 4.62 [95%CI, 1.55–13.73], p = 0.006). Patients with high CRP levels (above the median of 28.9 mg/l) show an event rate of 37% vs. 5% in patients with low CRP levels, (log-rank p<0.001, HR 7.88 [95%CI, 3.08–20.18], p<0.001). Table 4 shows Cox regression analysis of the secondary composite outcome of ICU admission or death at 30 days for all inflammatory biomarkers. In COVID-19, IL-6 and CRP showed the highest prognostic value in the univariable model. In the multivariable model with all inflammatory biomarkers combined, at least one of these two biomarkers remained in the final model as an independent predictor regardless of the diagnosis.

Fig 5. Distribution of inflammatory biomarkers in COVID-19 and controls regarding secondary outcome.

Fig 5

Secondary outcome was the composite of ICU admission or death at 30 days; P-values were calculated using the Mann-Whitney-U test; COVID-19 = coronavirus disease 2019, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin, ICU = intensive care unit.

Fig 6. Discriminative performance of inflammatory biomarkers regarding the secondary outcome in COVID-19 and controls.

Fig 6

ROC for the secondary outcome of ICU admission or death at 30 days; ROC = receiver operating characteristic curves, COVID-19 = coronavirus disease 2019, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin, ICU = intensive care unit.

Fig 7. Event curves of COVID-19 cases for the secondary outcome stratified by IL-6 and CRP.

Fig 7

Event curves for the secondary outcome of the composite of ICU-admission or death at 30 days. The respective medians served as cut-off values for IL-6 (left) and CRP (right). Numbers at risk are displayed at the bottom of the figure; P-values were calculated using the log-rank test; IL-6 = interleukin-6, COVID-19 = coronavirus disease 2019, CRP = c-reactive protein, HR = hazard ratio.

Table 4. Cox regression model for the outcome of the composite endpoint.

Measures COVID-19 Viral controls Bacterial controls
n = 191 n = 227 n = 96
Univariable Multivariable Univariable Multivariable Univariable Multivariable
HR (95% CI) p-value HR (95% CI) p-value HR (95% CI) p-value HR (95% CI) p-value HR (95% CI) p-value HR (95% CI) p-value
IL-6 6.602 (3.113–14.003) <0.001 6.602 (3.113–14.003) <0.001 3.630 (1.602–8.227) 0.002 - - 2.277 (1.200–4.321) 0.012 2.101 (1.042–4.239) 0.038
CRP 5.519 (2.187–13.932) <0.001 - - 7.651 (1.562–37.48) 0.012 7.651 (1.562–37.480) 0.012 2.484 (0.914–6.754) 0.075 3.091 (0.839–11.393) 0.090
PCT 2.796 (1.476–5.297) 0.002 - - 3.445 (1.414–8.394) 0.006 - - 1.862 (1.064–3.258) 0.029 - -
Ferritin 4.397 (1.632–11.845) 0.003 - - 0.927 (0.126–6.811) 0.941 - - 0.558 (0.215–1.449) 0.231 0.290 (0.082–1.022) 0.054
Leukocytes 5.066 (0.834–30.771) 0.078 - - 10.899 (0.027–4377.491) 0.435 - - 0.710 (0.099–5.116) 0.734 - -

p-values for comparison of HR were calculated using the log-rank test

values were logarithmized to approach a normal distribution, values for the multivariable model were selected using a backwards selection process

HR = hazard ratio, CI = confidence interval, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin.

4. Discussion

4.1. Findings

In this observational prospective single-centre cohort study of cases presenting with suspected SARS-CoV-2 infection to the ED of the University Hospital in Basel, Switzerland, we explore and directly compare the predictive value of inflammatory biomarkers between patients with confirmed COVID-19 and patients with respiratory infections from other cause. We report six major findings.

First, levels of inflammatory biomarkers differ significantly between cases with COVID-19, viral controls, and bacterial controls. Bacterial controls have the highest levels of IL-6, CRP, PCT and leukocytes. In contrast, patients with COVID-19 show the highest levels of ferritin and the lowest levels of leukocytes among the three diagnoses. Viral controls have the lowest inflammatory levels of biomarkers overall. This finding corroborates the results from other studies reporting low leukocyte levels in COVID-19 [10, 46, 49, 50]. However, in contrast to most previous studies, our analyses allow to interpret such findings in direct comparison with other respiratory infections. Whether inflammatory reactions in COVID-19 are in general truly more pronounced than in other viral respiratory infections but less than in bacterial pneumonia remains speculative and needs to be addressed in future studies.

Second, inflammatory biomarkers are strongly associated with the severity of the disease for all diagnostic entities, but particularly for COVID-19. This finding is in line with previous observations from earlier studies about COVID-19 [3, 5, 6, 8, 9, 14]. For example, Liu et al. came to similar conclusions, as they found IL-6 and CRP to be independent predictors of disease severity in COVID-19 patients. However, in their study only three biomarkers were compared [3].

Third, levels of inflammatory biomarkers, especially IL-6 and CRP, show high discriminative accuracy to predict the need for hospitalisation in patients with COVID-19. This finding confirms early observations suggesting a predictive value of IL-6 and CRP in patients with COVID-19 [1, 3, 8, 10].

Fourth, when assessed in patients with viral or bacterial respiratory infections, the utility of inflammatory biomarkers to predict the need for hospitalisation is moderate and in general lower than in COVID-19.

Fifth, IL-6 and CRP are the two best performing inflammatory biomarkers to predict ICU admission or death at 30 days in patients with COVID-19. When assessed in a multivariable model, IL-6 provides the best predictive performance out of the investigational five biomarkers. These findings are in line with previous studies investigating the prognostic utility of biomarkers in COVID-19 patients [8, 9].

Last, when assessed in viral controls or bacterial controls, inflammatory biomarkers provide moderate utility in both control groups, however, the performance is lower than in COVID-19. As in COVID-19, IL-6 and CRP show the best predictive utility.

4.2. Strengths and limitations

This study has several strengths and limitations.

One major strength of this study is its prospective design and the consecutive recruitment of unselected cases. To our knowledge, there is still a systematic lack of prospective cohort studies assessing clinical characteristics and laboratory parameters of COVID-19 during the ongoing pandemic. This approach harbours the advantages of minimizing a potential recall bias and allow for more complete data collection.

Similarly, the presence of adequate control groups as provided in this study represent another strength. This allows to directly compare the clinical utility of the investigational inflammatory biomarkers in cases with COVID-19 and in control groups of cases with respiratory infections other than COVID-19 but with similar symptoms recruited at the same time period. Unfortunately, in most studies on COVID-19, clinical signs and biomarkers are exclusively explored in an isolated fashion, focusing only on COVID-19. However, the direct link to comparable clinical settings such as other viral respiratory infections or pneumonia is largely missing. The presence of adequate control groups, however, is mandatory to compare the clinical utility of clinical signs and biomarkers and test whether they are COVID-19-specific or generalizable to all cases presenting to the ED with acute respiratory infections.

There are, however, also several limitations.

First, only 191 cases with COVID-19 and 323 controls were included in this study. Overall, 75 combined events for the secondary outcome were recorded, which was mainly driven by events in COVID-19 patients and bacterial pneumonia. While this allows to assess biomarker signatures in a descriptive fashion, statistical power may be insufficient for extensive multivariable and subgroup analyses.

Second, despite our efforts to differentiate viral from bacterial respiratory infections based on clinical examinations and radiological findings, we cannot guarantee that a small proportion of patients were misclassified due to the missing routine distinction of pathogens.

Third, this study contains numerous comparisons with no a-priori adjustment for multiple testing. Accordingly, p-values must be interpreted with caution. Similarly, due to the rather small sample size, no inter-group adjustment for potential confounders (e.g., age, comorbidities) was applied.

Fourth, despite the prospective study design, some inflammatory biomarkers were still missing in some subjects. This was mostly true for IL-6 and PCT, as these two biomarkers were measured at an external facility and therefore needed an additional blood serum sample stored in the dedicated biobank.

Fifth, despite our efforts to minimize the error of misclassification by carefully analysing available SARS-CoV-2 PCR test results, there is still the possibility of some false negatives in the respective control groups.

Sixth, treating physicians were blinded to the results of IL-6 and PCT, but not CRP, ferritin, and leukocytes, as they were part of the clinical routine panel. Therefore, these biomarkers might have played some role in the management decision at the time of ED triage and could have led to performance bias.

5. Conclusion

In patients with COVID-19 and other respiratory infections, inflammatory biomarkers harbour strong prognostic information, particularly IL-6 and CRP. Their routine use might further improve early management decision.

Supporting information

S1 Fig. Distribution of inflammatory biomarkers in COVID-19 and controls regarding disease severity.

Disease severity is categorized in four categories; outpatients, normal ward, ICU admission, and death at 30 days; P-values were calculated using the Kruskal-Wallis test; COVID-19 = coronavirus disease 2019, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin, ICU = intensive care unit.

(TIF)

S1 Table. STROBE statement.

(DOCX)

S2 Table. Missing values.

(DOCX)

S3 Table. Inflammatory biomarkers regarding the secondary outcome in COVID-19 and controls.

(DOCX)

Acknowledgments

We thank all the physicians and caregivers at the emergency department, ward, and intensive care unit for their help in this study during this difficult time.

Data Availability

In order to allow, facilitate, and accelerate urgently needed clinical studies during the early phase of the COVID-19 pandemic, the responsible ethics committee (Ethics Committee Nordwest- und Zentralschweiz (EKNZ), Hebelstrasse 53, 4056 Basel, Tel. 061 268 13 50, Fax 061 268 13 51, Email: eknz@bs.ch; EKNZ identifier 2020-00566) waived the need for a study-specific informed consent. Instead, they gave permission to include patients in this study based on the signature of an unspecific general consent, which allows to analyze clinical parameters and blood remains that are collected during clinical routine and to contact patients up to 30 days after hospital discharge. However, this general consent does not permit to make patient-level data publicly available, not even in an anonymized fashion, as these are highly sensitive and potentially identifying patient data from a single-center study obtained during a short period of time. However, in case of a request for a scientific collaboration, data sharing could be allowed under the umbrella of a site-by-site data transfer agreement granting adequate data protection and confidentiality. Access to the data is restricted by the review board of the COVIVA Study. Data requests may be directed to Professor Raphael Twerenbold (raphael.twerenbold@usb.ch), or to Gian Völlmin (gian.voellmin@usb.ch), a representative of the data access committee.

Funding Statement

This study was supported by research grants from the Schweizerische Herzstiftung (Swiss heart foundation) (https://www.swissheart.ch, RT), the Cardiovascular Research Institute of Basel (CRIB) (http://www.crib-usb.ch, RT), and Roche Diagnostics (https://diagnostics.roche.com, RT). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Paola Faverio

25 Jan 2022

PONE-D-21-39440Clinical utility of inflammatory biomarkers in COVID-19 in direct comparison to other respiratory infections - A prospective cohort studyPLOS ONE

Dear Dr. Lampart,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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ACADEMIC EDITOR: The study by Lampart and coauthors is overall interesting and informative. However major revisions are required, as suggested by the reviewers, before it can be considered for publication. 

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Academic Editor

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[I have read the journal's policy and the authors of this manuscript have the following competing interests: RT reports research support from the Swiss National Science Foundation (Grant No P300PB_167803), the Swiss Heart Foundation, the Swiss Society of Cardiology, the

Cardiovascular Research Foundation Basel, the University of Basel and the University Hospital Basel and speaker honoraria/consulting honoraria from Abbott, Amgen, Astra Zeneca, Roche, Siemens,

Singulex, and Thermo Scientific BRAHMS. GK reports research support from the Swiss National

Science Foundation (Grant No IZCOZ0_189877) and the Cardiovascular Research Foundation Basel,

that are unrelated to this work, and consultant fees from Janssen. Authors not named

here have disclosed no competing interests.]

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4. Thank you for submitting the above manuscript to PLOS ONE. During our internal evaluation of the manuscript, we found significant text overlap between your submission and the following previously published works, some of which you are an author.

Lampart M, Rüegg M, Jauslin AS, Simon NR, Zellweger N, Eken C, Tschudin-Sutter S, Bassetti S, Rentsch KM, Siegemund M, Bingisser R, Nickel CH, Osswald S, Kuster GM, Twerenbold R. Direct Comparison of Clinical Characteristics, Outcomes, and Risk Prediction in Patients with COVID-19 and Controls—A Prospective Cohort Study. Journal of Clinical Medicine. 2021; 10(12):2672. https://doi.org/10.3390/jcm10122672

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Reviewers' comments:

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Comments to the Author

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Reviewer #1: Yes

Reviewer #2: Yes

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This is an interesting study, one of the first trying to compare inflammatory makers in covid and other respiratory infections. However, some aspects of the study, especially the classification of other respiratory infections, could be better explained.

INTRODUCTION

The immunological mechanisms underlying the increase / decrease of markers are explained in a simplistic way. I suggest expanding the introduction by adding more information (e.g. adding the normal values of the cited markers, explaining for each marker the (presumed) mechanism of increase/decreased both in covid / bacterial and viral infections.

For example, about leukocyte levels:

I suggest adding: “Leukocytosis is defined by an increase in the WBC count of more than 11,000 cells/microL.”

Line 92: “Leukocyte levels often increase during infections due to the activation of the immune

system.” I suggest to better explain the concepts of neutrophilic leukocytosis in bacterial infection and lymphocytosis/lymphopenia in viral infection, so for example:

Leukocyte levels often increase during infections, due to the release of several molecules, as growth or survival factors, adhesion molecules and various cytokines released during activation of immune system. Most bacterial infections are associated with neutrophilic leukocytosis. Neutrophilia occurs from both upregulated bone marrow production and the release of neutrophils from the endothelium. Generally, most viruses lead to relative lymphocytosis, while only a few viruses causing could result in lymphopenia, such as SARS-COV-2.

Line 96-97: “as SARS CoV-2 binds to the angiotensin converting enzyme 2 (ACE2), which is located on most lymphocytes” This sentence is not enough specific to explain the mechanism of lymphopenia. I suggest to better specify the mechanisms of lymphopenia in covid-19 (for example, referring to Jafarzadeh A, et al. Lymphopenia an important immunological abnormality in patients with COVID-19: Possible mechanisms. Scand J Immunol. 2021)

MATERIALS AND METHODS

Line 106: “included unselected patients aged 18 years and older 106 presenting with clinically suspected or confirmed SARS-CoV-2 infection”. Was the enrollment of patients consecutive? Please specify.

Line 126: Why do you choose “leukocytes” and you don’t differentiate between neutrophils and lymphocytes? Please specify.

Line 132-133: Why treating physicians were not blinded for the other markers? Please specify.

Line 158: Please add the reference to S1 (flowchart of the study). Is it possible to move the flowchart of the study from the supplementary material to the main text? the flow chart is well constructed and helps the reader to follow the text.

Line 158-161: How five trained physician differentiate between viral and bacterial pneumonia? Did you use specific criteria (e.g. bacterium isolation on sputum sample, urinary antigen positivity for pneumococcus, virus isolation on multiplex PCR, lobar or interstitial pneumonia on chest x-ray)? Or the decision was only “clinical”? Please specify. This is a crucial point of the study design.

Is it possible to have some information relating to the identification of bacteria or other viruses?

RESULTS

Table 1: were coronary artery disease, prior myocardial infarction, atrial fibrillation and hypertension included in “cardiac disease”? please specify.

In table 1 we can see that some patients have immunodeficiency (even if the cause of immunodeficiency is not specified). Do you think the immunodeficiency could altered the inflammatory response (and therefore consequently also the values of the analyzed markers)? Please explain the choice to include immunodeficiency in the analyses.

Line 233-234. As you described first the hospitalized group, I suggest inverting the example because (e.g., CRP 2.3 mg/l (IQR 0.9-234 11.1) refers to non-hospitalized patients while 59.3 mg/l (IQR 31.5-126.9) refers to hospitalized patient. p<0.001. The same for line 237 and 238.

DISCUSSION

Discussion clearly reports the results without comparing them with other studies. Please add, if possible, more comparison with other studies such as those mentioned in the introduction.

Line 325-327: “This finding suggests that inflammatory reactions in COVID-19 are in general more pronounced than in other viral respiratory infections but less than in bacterial pneumonia”. This conclusion is speculative: the fact that the inflammatory markers are different in the three cases does not mean that the inflammatory mechanism in covid 19 is less pronounced. Please rephrase.

Line 383: please add to the limit session also the risk of misclassification of bacterial and viral pneumoniae (the method of diagnosis is not clear).

Reviewer #2: Thank you for the opportunity to review this article

The work of Lampart et al. is interesting and analyzed the role of inflammatory factors in COVID-19 and other respiratory infections. The article outlines some clinically important aspects.

I have some observations:

In Materials and methods, line 106: “…infection to the ED of….” What does ED mean? Please put it in full

In Materials and Methods how were other viral and bacterial infections (viral and bacterial controls) diagnosed? Please specify diagnostic methods and viral and bacterial diagnosis.

The bacterial control was significantly older and with more comorbidities than the others group. In the Author’s opinion, could this have contributed to the higher values of the inflammatory indices?

**********

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Reviewer #1: No

Reviewer #2: No

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PLoS One. 2022 May 27;17(5):e0269005. doi: 10.1371/journal.pone.0269005.r002

Author response to Decision Letter 0


25 Mar 2022

Academic Editor

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

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Answer: We have carefully checked the style requirements for PLOS One and named the tables and figures accordingly.

2. Thank you for stating the following in the Competing Interests section:

[I have read the journal's policy and the authors of this manuscript have the following competing interests: RT reports research support from the Swiss National Science Foundation (Grant No P300PB_167803), the Swiss Heart Foundation, the Swiss Society of Cardiology, the Cardiovascular Research Foundation Basel, the University of Basel and the University Hospital Basel and speaker honoraria/consulting honoraria from Abbott, Amgen, Astra Zeneca, Roche, Siemens, Singulex, and Thermo Scientific BRAHMS. GK reports research support from the Swiss National Science Foundation (Grant No IZCOZ0_189877) and the Cardiovascular Research Foundation Basel, that are unrelated to this work, and consultant fees from Janssen. Authors not named here have disclosed no competing interests.]

Please confirm that this does not alter your adherence to all PLOS ONE policies on sharing data and materials, by including the following statement: "This does not alter our adherence to PLOS ONE policies on sharing data and materials.” (as detailed online in our guide for authors http://journals.plos.org/plosone/s/competing-interests). If there are restrictions on sharing of data and/or materials, please state these. Please note that we cannot proceed with consideration of your article until this information has been declared.

Please include your updated Competing Interests statement in your cover letter; we will change the online submission form on your behalf.

Answer: We have added the mentioned statement in the Competing Interests section in our revised cover letter.

3. We note that you have indicated that data from this study are available upon request. PLOS only allows data to be available upon request if there are legal or ethical restrictions on sharing data publicly. For information on unacceptable data access restrictions, please see http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions.

In your revised cover letter, please address the following prompts:

a) If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially identifying or sensitive patient information) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent.

b) If there are no restrictions, please upload the minimal anonymized data set necessary to replicate your study findings as either Supporting Information files or to a stable, public repository and provide us with the relevant URLs, DOIs, or accession numbers. Please see http://www.bmj.com/content/340/bmj.c181.long for guidelines on how to de-identify and prepare clinical data for publication. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories.

We will update your Data Availability statement on your behalf to reflect the information you provide.

Answer: Thank you for the opportunity to better explain the legal conditions of this COVID-19 study, which differ from "regular" studies. In order to allow, facilitate and accelerate urgently needed clinical studies during the early phase of the COVID-19 pandemic, the responsible ethics committee (Ethics Committee Nordwest- und Zentralschweiz (EKNZ), Hebelstrasse 53, 4056 Basel, Tel. 061 268 13 50, Fax 061 268 13 51, Email: eknz@bs.ch; EKNZ identifier 2020-00566) waived the need for a study-specific informed consent. Instead, they gave permission to include patients in this study based on the signature of an unspecific general consent, which allows to analyse clinical parameters and blood remains that are collected during clinical routine and to contact patients up to 30 days after hospital discharge. However, this general consent does not permit to make patient-level data publicly available, not even in an anonymised fashion, as these are highly sensitive and potentially identifying patient data from a single-centre study obtained during a short period of time. However, in case of a request for a scientific collaboration, data sharing could be allowed under the umbrella of a site-by-site data transfer agreement granting adequate data protection and confidentiality. We now state:

"Access to the data is restricted by the review board of the COVIVA Study. Data requests may be directed to Professor Raphael Twerenbold (raphael.twerenbold@usb.ch), or to Gian Völlmin (gian.voellmin@usb.ch) as non-author representative of the data access committee."

4. Thank you for submitting the above manuscript to PLOS ONE. During our internal evaluation of the manuscript, we found significant text overlap between your submission and the following previously published works, some of which you are an author.

Lampart M, Rüegg M, Jauslin AS, Simon NR, Zellweger N, Eken C, Tschudin-Sutter S, Bassetti S, Rentsch KM, Siegemund M, Bingisser R, Nickel CH, Osswald S, Kuster GM, Twerenbold R. Direct Comparison of Clinical Characteristics, Outcomes, and Risk Prediction in Patients with COVID-19 and Controls—A Prospective Cohort Study. Journal of Clinical Medicine. 2021; 10(12):2672. https://doi.org/10.3390/jcm10122672

We would like to make you aware that copying extracts from previous publications, especially outside the methods section, word-for-word is unacceptable. In addition, the reproduction of text from published reports has implications for the copyright that may apply to the publications.

Please revise the manuscript to rephrase the duplicated text, cite your sources, and provide details as to how the current manuscript advances on previous work. Please note that further consideration is dependent on the submission of a manuscript that addresses these concerns about the overlap in text with published work.

We will carefully review your manuscript upon resubmission, so please ensure that your revision is thorough.

Answer: We have carefully rewritten the manuscript to minimize overlap with earlier publications. However, as already pointed out by the editor, some overlap in the methods section is inevitable and may persist. Please let us know if the present version does not fit your expectations.

Reviewer #1

This is an interesting study, one of the first trying to compare inflammatory makers in covid and other respiratory infections. However, some aspects of the study, especially the classification of other respiratory infections, could be better explained.

INTRODUCTION

1. The immunological mechanisms underlying the increase / decrease of markers are explained in a simplistic way. I suggest expanding the introduction by adding more information (e.g., adding the normal values of the cited markers, explaining for each marker the (presumed) mechanism of increase/decreased both in covid / bacterial and viral infections.

For example, about leukocyte levels:

I suggest adding: “Leukocytosis is defined by an increase in the WBC count of more than 11,000 cells/microL.”

Line 92: “Leukocyte levels often increase during infections due to the activation of the immune system.”

I suggest to better explain the concepts of neutrophilic leukocytosis in bacterial infection and lymphocytosis/lymphopenia in viral infection, so for example:

Leukocyte levels often increase during infections, due to the release of several molecules, as growth or survival factors, adhesion molecules and various cytokines released during activation of immune system. Most bacterial infections are associated with neutrophilic leukocytosis. Neutrophilia occurs from both upregulated bone marrow production and the release of neutrophils from the endothelium. Generally, most viruses lead to relative lymphocytosis, while only a few viruses causing lymphopenia, such as SARS-COV-2.

Answer: Thank you for your excellent comment. We have now integrated your valuable suggestions into the Introduction. Additionally, we expanded the Introduction to add more information about each inflammatory biomarker.

2. Line 96-97: “as SARS CoV-2 binds to the angiotensin converting enzyme 2 (ACE2), which is located on most lymphocytes” This sentence is not enough specific to explain the mechanism of lymphopenia.

I suggest to better specify the mechanisms of lymphopenia in covid-19 (for example, referring to Jafarzadeh A, et al. Lymphopenia an important immunological abnormality in patients with COVID-19: Possible mechanisms. Scand J Immunol. 2021)

Answer: Thank you for your excellent comment. We have now specified the mechanisms that could lead to lymphopenia and included the outstanding work you suggested.

“The causes for lymphopenia in COVID-19 have not yet been conclusively determined. Possible mechanisms include, but are not limited to, SARS-CoV-2-induced apoptosis of lymphocytes via the angiotensin converting enzyme 2, CRS-induced apoptosis of lymphocytes, and antibody-dependent killing of SARS-CoV-2-infected lymphocytes”

Page 6, Line 110-114

MATERIALS AND METHODS

3. Line 106: “included unselected patients aged 18 years and older 106 presenting with clinically suspected or confirmed SARS-CoV-2 infection”. Was the enrolment of patients consecutive? Please specify.

Answer: Indeed, the recruitment of the patients in this study was consecutive. Following the suggestion of this reviewer, we now describe this important characteristic more specifically in the study design section.

“The COronaVIrus surviVAl (COVIVA, ClinicalTrials.gov NCT04366765) is a prospective, observational cohort study including consecutive patients aged minimally 18 years presenting with clinically suspected or confirmed SARS-CoV-2 infection to the emergency department (ED) of the University Hospital Basel, Switzerland, during the first wave of COVID-19 pandemic between 23 March 2020 and 7 June 2020.”

Page 7, Line 124-128

4. Line 126: Why do you choose “leukocytes” and you don’t differentiate between neutrophils and lymphocytes? Please specify.

Answer: Thank you for this important comment. Unfortunately, lymphocyte counts, and particularly neutrophil counts are not available in our dataset, as they were not part of the routine laboratory panel in the ED of the recruiting centre. Therefore, we cannot further differentiate between leukocytes. We now mention the lack of white blood cell differential in the methods section.

“Blood samples were drawn in both cases and controls at time of ED presentation. CRP, ferritin, and leukocytes without further white blood cell differential were measured in fresh samples as part of clinical routine of the recruiting hospital”.

Page 8, Line 146-148

5. Line 132-133: Why treating physicians were not blinded for the other markers? Please specify.

Answer: Thank you very much for this important remark which gives us the opportunity to better describe the standard operating procedures in the recruiting ED.

As state of the art to assess patients with dyspnoea and other symptoms suggestive of COVID-19, the treating physicians were dependent on established inflammatory laboratory parameters. These included in our setting the routine measurement of leukocytes as well as CRP. The blinding of these parameters would have potentially harmed the patients and negatively impacted patient management. In addition, due to its potential to predict the risk of acute respiratory distress syndrome, ferritin was added to the standard inflammation panel upon request of the intensive care physicians of the recruiting centre. In contrast, treating physicians were blinded for PCT and IL-6 as these inflammatory biomarkers were measured subsequently from blood samples stored in the dedicated biobank.

6. Line 158: Please add the reference to S1 (flowchart of the study). Is it possible to move the flowchart of the study from the supplementary material to the main text? the flow chart is well constructed and helps the reader to follow the text.

Answer: Thank you very much for this kind remark. We have now included the flow chart as Figure 1 in the main text. We adjusted the following figure numbers accordingly.

7. Line 158-161: How did the five trained physicians differentiate between viral and bacterial pneumonia? Did you use specific criteria (e.g., bacterium isolation on sputum sample, urinary antigen positivity for pneumococcus, virus isolation on multiplex PCR, lobar or interstitial pneumonia on chest x-ray)? Or the decision was only “clinical”? Please specify. This is a crucial point of the study design.

Is it possible to have some information relating to the identification of bacteria or other viruses?

Answer: Thank you very much for this important comment. We now describe in more details the distinction between bacterial pneumonia and viral respiratory infections, which was performed based on clinical interpretation.

“The distinction between bacterial pneumonia and viral respiratory infection was primarily based on clinical examination (e.g., rales, fever, tachypnoea) and particularly radiological findings (e.g., lobar or interstitial pneumonic infiltrates in the x-ray or CT scan of the lungs). No specific pathogen distinction to identify the underlying bacterium or virus (e.g., bacterium isolation on sputum sample, urinary antigen positivity for pneumococcus or legionella, virus isolation on multiplex PCR) was systematically performed as part of clinical routine and was therefore largely missing.”

Page 9, Line 182-188

In addition, we now comment on our approach in the limitation section:

“Second, despite our efforts to differentiate viral from bacterial respiratory infections based on clinical examinations and radiological findings, we cannot guarantee that a small proportion of patients were misclassified due to the missing routine distinction of pathogens.”

Page 25, Line 407-410

RESULTS

8. Table 1: were coronary artery disease, prior myocardial infarction, atrial fibrillation and hypertension included in “cardiac disease”? please specify.

Answer: In our study, cardiac disease was defined as the composite of history of coronary artery disease, myocardial infarction, valvular cardiopathy, atrial fibrillation and congestive heart failure. Arterial hypertension was considered separately and did not account for cardiac disease. We now describe in more details in the legend of table 1 and table 2. Similarly, we also make a remark about pneumopathy which consists of COPD and Asthma.

9. In table 1 we can see that some patients have immunodeficiency (even if the cause of immunodeficiency is not specified). Do you think the immunodeficiency could altered the inflammatory response (and therefore consequently also the values of the analysed markers)? Please explain the choice to include immunodeficiency in the analyses.

Answer: We aimed to depict an all-comer analysis in unselected, consecutive patients presenting to the ED. Accordingly, we also included a low number of patients with immunodeficiency, which was mostly explained by the regular intake of oral corticosteroids at time of ED presentation. Unfortunately, the number of affected patients seems by far too low to explore subgroup analyses and draw robust findings.

10. Line 233-234. As you described first the hospitalized group, I suggest inverting the example because (e.g., CRP 2.3 mg/l (IQR 0.9-234.1) refers to non-hospitalized patients while 59.3 mg/l (IQR 31.5-126.9) refers to hospitalized patient. p<0.001. The same for line 237 and 238.

Answer: Thank you for your attentive reading of our work and rightfully commenting about the order of the given values. As suggested by this reviewer, we now have changed the respective sentences to increase clarity.

DISCUSSION

11. Discussion clearly reports the results without comparing them with other studies. Please add, if possible, more comparison with other studies such as those mentioned in the introduction.

Answer: As suggested by the reviewer, we now have compared our results with findings from other studies in more detail.

12. Line 325-327: “This finding suggests that inflammatory reactions in COVID-19 are in general more pronounced than in other viral respiratory infections but less than in bacterial pneumonia”. This conclusion is speculative: the fact that the inflammatory markers are different in the three cases does not mean that the inflammatory mechanism in covid 19 is less pronounced. Please rephrase.

Answer: Thank you very much for your comment. As suggested, we have changed the wording of the respective paragraph and toned down our previous interpretation:

“This finding corroborates the results from other studies reporting low leukocyte levels in COVID-19 (10,45,47,48). However, in contrast to most previous studies, our analyses allow to interpret such findings in direct comparison with other respiratory infections. Whether inflammatory reactions in COVID-19 are in general truly more pronounced than in other viral respiratory infections but less than in bacterial pneumonia remains speculative and needs to be addressed in future studies.”

Page 23, Line 355-361

13. Line 383: please add to the limit session also the risk of misclassification of bacterial and viral pneumoniae (the method of diagnosis is not clear).

Answer: We fully agree with this reviewer and now have added this important aspect to the limitation section.

“Second, despite our efforts to differentiate viral from bacterial respiratory infections based on clinical examinations and radiological findings, we cannot guarantee that a small proportion of patients were misclassified due to the missing routine distinction of pathogens.”

Page 25, Line 407-410

Reviewer #2

Thank you for the opportunity to review this article

The work of Lampart et al. is interesting and analysed the role of inflammatory factors in COVID-19 and other respiratory infections. The article outlines some clinically important aspects.

I have some observations:

1. In Materials and methods, line 106: “…infection to the ED of….” What does ED mean? Please put it in full

Answer: Thank you for noticing, we now define ED as emergency department in the Materials and Methods.

2. In Materials and Methods how were other viral and bacterial infections (viral and bacterial controls) diagnosed? Please specify diagnostic methods and viral and bacterial diagnosis.

Answer: Thank you very much for this important comment. We now describe in more details the distinction between bacterial pneumonia and viral respiratory infections, which was performed based on clinical interpretation.

“The distinction between bacterial pneumonia and viral respiratory infection was primarily based on clinical examination (e.g., rales, fever, tachypnoea) and particularly radiological findings (e.g., lobar or interstitial pneumonic infiltrates in the x-ray or CT scan of the lungs). No specific pathogen distinction to identify the underlying bacterium or virus (e.g., bacterium isolation on sputum sample, urinary antigen positivity for pneumococcus or legionella, virus isolation on multiplex PCR) was systematically performed as part of clinical routine and was therefore largely missing.”

Page 9, Line 182-188

In addition, we now comment on our approach in the limitation section:

“Second, despite our efforts to differentiate viral from bacterial respiratory infections based on clinical examinations and radiological findings, we cannot guarantee that a small proportion of patients were misclassified due to the missing routine distinction of pathogens.”

Page 25, Line 407-410

3. The bacterial control was significantly older and with more comorbidities than the others group. In the Author’s opinion, could this have contributed to the higher values of the inflammatory indices?

Answer: Thank you for this comment. We fully agree that patients with pneumonia are older and more comorbid than patients with COVID-19 and viral respiratory infections. The small size of our dataset unfortunately does not allow to perform extensive analyses including adjustment for potential confounders. Whether the higher age of patients with pneumonia may rather increase or decrease inflammatory response remains therefore unclear. We now list in the limitation section the missing adjustment for potential confounders such as age and comorbidities.

“Similarly, due to the rather small sample size, no inter-group adjustment for potential confounders (e.g., age, comorbidities) was applied.”

Page 26, Line 412-414

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Paola Faverio

13 May 2022

Clinical utility of inflammatory biomarkers in COVID-19 in direct comparison to other respiratory infections - A prospective cohort study

PONE-D-21-39440R1

Dear Dr. Lampart,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Acceptance letter

Paola Faverio

19 May 2022

PONE-D-21-39440R1

Clinical utility of inflammatory biomarkers in COVID-19 in direct comparison to other respiratory infections - A prospective cohort study

Dear Dr. Twerenbold:

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on behalf of

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Distribution of inflammatory biomarkers in COVID-19 and controls regarding disease severity.

    Disease severity is categorized in four categories; outpatients, normal ward, ICU admission, and death at 30 days; P-values were calculated using the Kruskal-Wallis test; COVID-19 = coronavirus disease 2019, IL-6 = interleukin-6, CRP = c-reactive protein, PCT = procalcitonin, ICU = intensive care unit.

    (TIF)

    S1 Table. STROBE statement.

    (DOCX)

    S2 Table. Missing values.

    (DOCX)

    S3 Table. Inflammatory biomarkers regarding the secondary outcome in COVID-19 and controls.

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    In order to allow, facilitate, and accelerate urgently needed clinical studies during the early phase of the COVID-19 pandemic, the responsible ethics committee (Ethics Committee Nordwest- und Zentralschweiz (EKNZ), Hebelstrasse 53, 4056 Basel, Tel. 061 268 13 50, Fax 061 268 13 51, Email: eknz@bs.ch; EKNZ identifier 2020-00566) waived the need for a study-specific informed consent. Instead, they gave permission to include patients in this study based on the signature of an unspecific general consent, which allows to analyze clinical parameters and blood remains that are collected during clinical routine and to contact patients up to 30 days after hospital discharge. However, this general consent does not permit to make patient-level data publicly available, not even in an anonymized fashion, as these are highly sensitive and potentially identifying patient data from a single-center study obtained during a short period of time. However, in case of a request for a scientific collaboration, data sharing could be allowed under the umbrella of a site-by-site data transfer agreement granting adequate data protection and confidentiality. Access to the data is restricted by the review board of the COVIVA Study. Data requests may be directed to Professor Raphael Twerenbold (raphael.twerenbold@usb.ch), or to Gian Völlmin (gian.voellmin@usb.ch), a representative of the data access committee.


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