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PLOS ONE logoLink to PLOS ONE
. 2022 Jun 9;17(6):e0269340. doi: 10.1371/journal.pone.0269340

A systematic review of substance use and substance use disorder research in Kenya

Florence Jaguga 1,*, Sarah Kanana Kiburi 2, Eunice Temet 3, Julius Barasa 4, Serah Karanja 5, Lizz Kinyua 6, Edith Kamaru Kwobah 1
Editor: Judith I Tsui7
PMCID: PMC9186181  PMID: 35679248

Abstract

Objectives

The burden of substance use in Kenya is significant. The objective of this study was to systematically summarize existing literature on substance use in Kenya, identify research gaps, and provide directions for future research.

Methods

This systematic review was conducted in line with the PRISMA guidelines. We conducted a search of 5 bibliographic databases (PubMed, PsychINFO, Web of Science, Cumulative Index of Nursing and Allied Professionals (CINAHL) and Cochrane Library) from inception until 20 August 2020. In addition, we searched all the volumes of the official journal of the National Authority for the Campaign Against Alcohol & Drug Abuse (the African Journal of Alcohol and Drug Abuse). The results of eligible studies have been summarized descriptively and organized by three broad categories including: studies evaluating the epidemiology of substance use, studies evaluating interventions and programs, and qualitative studies exploring various themes on substance use other than interventions. The quality of the included studies was assessed with the Quality Assessment Tool for Studies with Diverse Designs.

Results

Of the 185 studies that were eligible for inclusion, 144 investigated the epidemiology of substance use, 23 qualitatively explored various substance use related themes, and 18 evaluated substance use interventions and programs. Key evidence gaps emerged. Few studies had explored the epidemiology of hallucinogen, prescription medication, ecstasy, injecting drug use, and emerging substance use. Vulnerable populations such as pregnant women, and persons with physical disability had been under-represented within the epidemiological and qualitative work. No intervention study had been conducted among children and adolescents. Most interventions had focused on alcohol to the exclusion of other prevalent substances such as tobacco and cannabis. Little had been done to evaluate digital and population-level interventions.

Conclusion

The results of this systematic review provide important directions for future substance use research in Kenya.

Systematic review registration

PROSPERO: CRD42020203717.

Introduction

Globally, substance use is associated with significant morbidity and mortality. In the 2017 Global Burden of Disease (GBD) study, substance use disorders (SUDs) were the second leading cause of disability among the mental disorders with 31,052,000 (25%) Years Lived with Disability (YLD) attributed to them [1]. In 2016, harmful alcohol use resulted in 3 million deaths (5.3% of all deaths) worldwide and 132.6 (5.1%) million disability-adjusted life years (DALYs) [2]. Tobacco use, the leading cause of preventable death, kills more than 8 million people worldwide annually [3]. Alcohol and tobacco use are leading risk factors for non-communicable diseases for example cardiovascular disease, cancer, and liver disease [3, 4]. Even though the prevalence rate of opioid use is small compared to that of tobacco and alcohol use, opioid use disorder contributes to 76% of all deaths from SUDs [4]. Other psychoactive substances such as cannabis and amphetamines are associated with mental health consequences including increased risk of suicidality, depression, anxiety and psychosis [5, 6]. In addition to the effect on health, substance use is associated with significant socio-economic costs arising from its impact on health and criminal justice systems [7].

Low- and middle-income countries (LMICs) bear the burden of substance use. Over 80% of the 1.3 billion tobacco users worldwide live in LMICs [3]. In 2016, the alcohol-attributable disease burden was highest in LMICs compared to upper-middle-income and high-income countries (HICs) [2]. In Kenya, a nationwide survey conducted in 2017 reported that over 10% of Kenyans between the ages of 15 to 65 years had a SUD [8]. In another survey, 20% of primary school children had ever used at least one substance in their lifetime [9]. Moreover, Kenya has the third highest total DALYs (54,000) from alcohol use disorders (AUD) in Africa [4] Unfortunately, empirical work on substance use in LMICs is limited [10, 11]. In a global mapping of SUD research, majority of the work had been conducted in upper-middle income and HICs (HICs) [11]. In a study whose aim was to document the existing work on mental health in Botswana, only 7 studies had focused on substance use [10]. Information upon which policy and interventions could be developed is therefore lacking in low-and-middle income settings.

Since the early 1980s, scholars in Kenya began engaging in research to document the burden and patterns of substance use [12]. In 2001 the National Authority for the Campaign Against Alcohol and Drug Abuse (NACADA) was established in response to the rising cases of harmful substance use in the country particularly among the youth. The mandate of the Authority was to educate the public on the harms associated with substance use [13]. In addition to prevention work, NACADA contributes to research by conducting general population prevalence surveys every 5 years and recently launched its journal, the African Journal of Alcohol and Drug Abuse (AJADA) [14]. The amount of empirical work done on substance use in Kenya has expanded since these early years but has not been systematically summarized. The evidence gaps therefore remain unclear.

In order to guide future research efforts and adequately address the substance use scourge in Kenya, there is need to document the scope and breadth of available scientific literature. The aim of this systematic review is therefore: (i) to describe the characteristics of research studies conducted on substance use and SUD in Kenya; (ii) to assess the methodological quality of the studies; (iii) to identify areas where there is limited research evidence and; (iv) to make recommendations for future research. This paper is in line the Vision 2030 [15], Kenya’s national development policy framework, which directs that the government implements substance use treatment and prevention projects and programs, and target 3.5 of the Sustainable Development Goals (SDGs) which requires that countries strengthen the treatment and prevention for SUDs [16].

Materials and methods

Protocol and registration

In conducting this systematic review we adhered to the recommendations from the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement [17]. A 27-item PRISMA checklist is available as an additional file to this protocol (S1 Checklist). Our protocol was registered in the International Prospective Register of Systematic Reviews (PROSPERO): CRD42020203717.

Search strategy

A search was carried out in five electronic databases on 20th August 2020: PubMed, PsychINFO, Web of Science, Cumulative Index of Nursing and Allied Professionals (CINAHL) and Cochrane Library. The full search strategy can be found in S1 File and takes the following form: (terms for substance use) and (terms for substance use outcomes of interest) and (terms for region). The searches spanned the period from inception to date. No filter was applied. A manual search was done in Volumes 1, 2 and 3 (all published volumes by the time of the search) of the recently launched AJADA journal by NACADA, and additional articles identified.

[14, 18, 19].

Study selection

Following the initial search, all articles were loaded onto Mendeley reference manager where initial duplicate screening and removal was done. After duplicate removal, the articles were loaded onto Rayyan, a soft-ware for screening and selecting studies during the conduct of systematic reviews [20]. The abstract and titles of retrieved articles were independently screened by two authors based on a set of pre-determined eligibility criteria. A second screening of full text articles was also done independently by two authors and resulted in an 88.7% agreement. Disagreements during each stage of the screening were resolved through discussion and consensus.

Inclusion criteria

Since we sought to map existing literature on the subject, our inclusion criteria were broad. We included articles on substance use if (i) the sample or part of the sample was from Kenya, (ii) they were original research articles, (iii) they had a substance use or SUD exposure, (iv) they had a substance use or SUD related outcome such as prevalence, pattern of use, prevention and treatment, and (iv) they were published in English or had an English translation available. We included studies conducted among all age groups and studies that used all designs including quantitative, qualitative and mixed methods.

Exclusion criteria

Studies were excluded if: (i) they were cross-national and did not report country specific results (ii) they did not report substance use or SUD as an exposure, and did not have substance use or SUD related outcomes or as part of the outcomes, (iii) they were review articles, dissertations, conference presentations or abstracts, commentaries or editorials, (iv) and the full text articles were not available.

Data extraction

We prepared 3 data extraction forms based on three emerging categories of studies i.e.:

  • Studies reporting on the epidemiology of substance use or SUD

  • Studies evaluating substance use or SUD interventions and programs

  • Studies qualitatively exploring various themes on substance use or SUD (but not evaluating interventions or programs)

The forms were piloted by F.J. and S.K. and adjustments made to the content. Data extraction was then done using the final form by all authors and double checked by F.J. for completeness and accuracy. Discrepancies were resolved by discussion with S.K. and E.T. until consensus was achieved. The following data was extracted for each study category:

  1. Studies reporting on the epidemiology of substance use or SUD: study design, study population characteristics, study setting, sample size, age and gender distribution, substance(s) assessed, standardized tool or criteria used, main findings (prevalence, risk factors, other key findings).

  2. Studies evaluating substance use or SUD interventions and programs: study design, study objective, sample size, name of the intervention or program, person delivering intervention, outcomes and measures, and main findings.

  3. Studies qualitatively exploring various aspects of substance use or SUD other than programs and interventions: study objective, methods of data collection, study setting, study population, age and gender distribution, theoretical framework used, and main findings.

Data synthesis

The results have been summarized descriptively and organized by the three categories above. Within each category, a general description of the study characteristics has been provided followed by a narrative synthesis of findings organized by sub-themes inductively derived from the data. The sub-themes within each category are as follows:

  • Studies reporting on the epidemiology of substance use or SUD: Epidemiology of alcohol use, epidemiology of tobacco use, epidemiology of khat use, epidemiology of cannabis use, epidemiology of opioid and cocaine use, epidemiology of other substance use (sedatives, inhalants, hallucinogens, prescription medication, emerging drugs, ecstasy).

  • Studies evaluating substance use or SUD interventions and programs: Individual level interventions (Individual-level interventions for harmful alcohol use, individual-level interventions for khat use, individual level intervention for substance use in general); Programs (Methadone programs, needle-syringe programs, tobacco cessation programs, out-patient SUD treatment programs); Population-level interventions: Population-level tobacco interventions, population-level alcohol interventions.

  • Studies qualitatively exploring various aspects of substance use or SUD other than programs and interventions: Injecting drug use and heroin use, alcohol use, substance use among youth and adolescents, other topics.

Quality assessment of the studies

Quality assessment was conducted by S.K. using the Quality Assessment Tool for Studies with Diverse Designs (QATSDD) [21]. F.J. & J.B. double checked the scores for completeness and accuracy. Any disagreements were discussed and resolved by consensus. We had initially planned to use the National Institute of Health (NIH) set of quality assessment tools but due to the diverse nature of study designs, the authors agreed to use the QATSDD tool. The QATSDD is a 16-item tool for both qualitative and quantitative studies. Each item is scored on a 4-point scale (0–3), with a total of 14 criteria for each study design and 16 for studies with mixed methods. Scoring relies on guidance notes provided as well as judgment and expertise from the reviewers. The criteria used are: (i) theoretical framework; (ii) statement of aims or objectives; (iii) description of research setting; (iv) sample size consideration; (v) representative sample of target group (vi) data collection procedure description; (vii) rationale for choice of data collection tool(s); (viii) detailed recruitment data; (ix) statistical assessment of reliability and validity of measurement tools (quantitative only); (x) fit between research question and method of data collection (quantitative only); (xi) fit between research question and format and content data collection (qualitative only); (xii) fit between research question and method of analysis; (xiii) justification of analytical method; (xiv) assessment of reliability of analytical process (qualitative only); (xv) user involvement in design and (xvi) discussion on strengths and limitations[21]. Scores are awarded for each criterion as follows: 0 = no mention at all; 1 = very brief description; 2 = moderate description; and 3 = complete description. The scores of each criterion are then summed up with a maximum score of 48 for mixed methods studies and 42 for studies using either qualitative only or quantitative only designs. For ease of interpretation, the scores were converted to percentages and classified as low (<50%), medium (50%–80%) or high (>80%) quality of evidence [22].

Results

Search results

The search from the five electronic databases yielded 1535 results: 950 from PubMed, 173 from PsychINFO, 210 from web of science, 123 from CINAHL and 79 from Cochrane library. Thirteen additional studies were identified through a manual search of the AJADA journals (Volumes 1, 2 and 3). Studies were assessed for duplicates and 1154 articles remained after removal of duplicates. The 1154 studies underwent an initial screening based on abstracts and titles, and 946 articles were excluded. A second screen of full text articles was done for the 208 studies that were potentially eligible for the review. Twenty three studies were excluded as follows: 21 did not meet the eligibility criteria and 2 had duplicated results. A total of 185 studies were found to meet the inclusion criteria and were included in the review (Fig 1).

Fig 1. PRISMA flow chart.

Fig 1

General characteristics of the studies

Of the 185 studies included in this review, 144 (77.8%) investigated the epidemiology of substance use or SUD, 18 (9.7%) evaluated substance use or SUD interventions and programs, and 23 (12.4%) were qualitative studies exploring perceptions on various substance use or SUD topics other than interventions and programs (Table 4). The studies were published between 1982 and 2020. The number of studies published has gradually increased in number over the years, particularly in the past decade. Fig 2 shows the publication trends for substance use research in Kenya.

Fig 2. Line graph showing publication trends for substance use research in Kenya.

Fig 2

Quality assessment

The QATSDD scores ranged from 28.6% [23] to 92.9% [24]. Only 14 studies [12, 23, 2536] (all quantitative) had scores of less than 50%. Of these, the main items driving low quality were: no mention of user involvement in study design (n = 14) [12, 23, 2536], no explicit mention of a theoretical framework (n = 10) [12, 23, 2528, 30, 33, 35, 36] and a lack of a statistical assessment of reliability and validity of measurement tools (n = 10) [12, 23, 25, 28, 3033, 35, 36] Table 1.

Table 1. Quality assessment.

Mixed Methods studies
Author, year 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Total/48 Percentage of total
Kamenderi et al., 2020 [37] 1 3 3 3 3 3 2 3 2 3 3 3 2 0 0 1 35 72.9
Mackenzie et al., 2009 [38] 1 3 1 3 3 3 3 3 2 3 3 3 3 0 0 0 34 70.8
Mutai et al., 2020 [39] 3 3 3 2 3 3 2 3 1 3 3 3 1 0 0 1 34 70.8
Papas et al., 2010 [40] 2 3 3 2 3 3 3 3 2 3 3 3 3 3 1 2 42 87.5
Qualitative studies
Author, Year 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Total/42 Percentage of total
Bazzi et al., 2019 [41] 3 3 2 1 2 2 1 2 NA NA 3 2 2 3 0 2 28 66.7
Beckerleg 2004 [42] 0 2 3 3 2 1 2 2 NA NA 3 3 1 1 0 0 23 54.8
Ezard et al., 2011 [43] 2 3 2 2 3 3 2 3 NA NA 3 3 3 3 1 0 33 78.6
Guise et al., 2015 [44] 2 3 3 3 3 3 3 3 NA NA 3 3 3 3 0 2 37 88.1
Guise et al., 2019 [45] 3 3 2 2 2 2 1 2 NA NA 3 3 2 3 0 1 29 69.0
Kibicho & Campbell, 2019 [46] 2 3 3 3 2 3 3 3 NA NA 3 3 2 2 0 3 35 83.3
Mburu et al., 2018 [47] 1 3 3 2 3 2 3 3 NA NA 3 3 2 3 0 2 33 78.6
Mburu et al., 2019 [48] 3 2 3 3 3 2 2 2 NA NA 3 3 3 3 0 3 35 83.3
Mburu et al., 2020 [49] 1 2 3 3 3 3 2 3 NA NA 3 3 3 3 0 2 34 81.0
Mburu et al., 2019 [50] 3 3 3 3 3 3 2 3 NA NA 3 NA 3 3 0 3 35 83.3
Mburu, 2018[51] 3 3 3 3 3 3 3 3 NA NA 3 NA 3 3 0 3 36 85.7
Mital et al., 2016 [52] 1 3 3 3 2 3 2 2 NA NA 3 3 3 3 0 2 33 78.6
Muturi, 2014 [53] 2 3 1 3 3 2 2 2 NA NA 3 3 3 3 0 3 33 78.6
Muturi, 2015 [54] 3 3 1 3 3 2 2 2 NA NA 3 3 3 3 0 0 31 73.8
Muturi et al., 2016 [55] 3 3 1 3 3 2 2 2 NA NA 3 3 3 3 0 2 33 78.6
Ndimbii et al., 2015 [56] 1 1 2 3 3 2 1 2 NA NA 3 3 3 3 0 0 27 64.3
Ndimbii et al., 2018 [57] 1 3 2 3 3 3 3 3 NA NA 3 3 2 3 2 3 37 88.1
Njue et al., 2009 [58] 0 2 2 3 2 2 1 2 NA NA 3 3 2 2 2 2 28 66.7
Njue et al., 2011 [59] 0 3 2 3 3 3 2 2 NA NA 3 3 2 2 2 0 30 71.4
Othieno et al., 2012 [60] 2 2 3 2 2 3 1 2 NA NA 3 3 1 2 0 2 27 64.3
Rhodes et al., 2015 [61] 3 2 3 3 3 3 1 3 NA NA 3 3 3 3 0 0 33 78.6
Rhodes, 2018 [62] 2 2 3 3 3 2 1 2 NA NA 3 3 3 3 0 0 30 71.4
Ssewanyana et al., 2018 [63] 3 3 3 3 3 3 2 3 NA NA 3 3 3 3 0 3 38 90.5
Syvertsen et al., 2016 [64] 0 2 2 2 3 1 0 1 NA NA 3 3 2 2 0 1 22 52.3
Syvertsen et al., 2019 [65] 0 2 1 1 3 1 1 1 NA NA 3 3 3 3 0 1 23 54.8
Velloza et al., 2015 [66] 3 3 3 3 3 3 2 3 NA NA 3 3 3 3 0 3 38 90.5
Yotebieng et al., 2016 [67] 1 3 3 3 3 3 2 3 NA NA 3 3 3 3 0 2 35 83.3
Quantitative studies
First author, Year 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Total/42 Percentage of total
Aden et al., 2006 [23] 0 3 3 0 1 2 0 3 0 0 NA 0 0 NA 0 0 12 28.6
Akiyama et al., 2019 [68] 1 3 2 3 3 2 1 2 1 3 NA 3 3 NA 0 3 30 71.4
Anundo, 2019 [69] 3 3 3 2 2 3 3 2 2 3 NA 3 1 NA 0 0 30 71.4
Asiki et al., 2018 [70] 3 3 3 1 3 3 3 3 3 3 NA 3 3 NA 2 2 38 90.5
Astrom et al., 2004 [71] 0 3 3 3 3 2 3 1 1 3 NA 2 0 NA 0 0 24 57.1
Atwoli et al., 2011 [72] 1 3 3 3 3 3 3 3 1 3 NA 3 2 NA 0 2 33 78.6
Ayah et al., 2013 [73] 1 3 3 3 3 3 3 3 1 3 NA 3 2 NA 0 3 34 81.0
Ayaya et al., 2002 [74] 1 3 3 2 2 3 2 3 1 3 NA 3 2 NA 0 2 30 71.4
Balogun et al., 2014 [75] 2 3 2 1 3 1 1 1 1 3 NA 3 3 NA 0 3 27 64.3
Beckerlerg et al., 2006 [76] 0 3 3 2 3 3 1 3 2 3 NA 3 1 NA 0 0 27 64.3
Bengston et al., 2014 [77] 1 3 3 2 2 2 3 2 2 3 NA 3 2 NA 0 3 31 73.8
Budambula et al., 2018 [78] 1 3 1 3 3 3 2 2 2 3 NA 3 3 NA 3 3 35 83.3
Cagle et al., 2018 [79] 1 3 3 0 2 2 2 2 2 3 NA 2 2 NA 0 2 26 61.9
Chersich et al., 2014 [80] 3 3 3 2 2 3 3 3 2 3 NA 3 3 NA 0 3 36 85.7
Christensen et al., 2009 [81] 0 3 3 2 3 3 3 3 2 3 NA 3 3 NA 0 0 31 73.8
Cleland et al. 2007 [82] 0 3 3 0 0 3 3 3 0 3 NA 3 3 NA 0 3 27 64.2
De Menil et al., 2014 [83] 1 3 3 1 2 2 2 1 1 3 NA 2 1 NA 0 2 24 57.1
Deveau Dhadphale, 2010 [84] 1 2 3 2 3 2 1 3 1 3 NA 3 1 NA 0 0 25 59.5
Dhadphale et al., 1982 [12] 0 2 1 1 2 1 0 1 0 3 NA 3 0 NA 0 0 14 33.3
Dhadphale, 1997 [27] 0 3 1 1 2 1 1 1 2 3 NA 3 0 NA 0 0 18 42.9
Embleton, 2012 [85] 3 3 3 3 2 3 3 3 2 3 NA 3 3 NA 0 3 37 88.1
Embleton et al., 2013[86] 2 3 3 3 2 3 3 3 2 3 NA 3 3 NA 0 3 36 85.7
Embleton et al., 2017 [87] 1 3 3 3 2 3 3 3 2 3 NA 3 3 NA 0 3 35 83.3
Gathecha et al., 2018 [88] 2 3 2 2 3 3 3 3 2 3 NA 3 3 NA 0 3 35 83.3
Gichuki et al., 2015 [89] 3 3 3 3 2 3 3 3 3 3 NA 3 2 NA 1 2 37 88.1
Gitatui et al., 2019 [24] 2 3 3 3 2 3 3 3 3 3 NA 3 3 NA 3 2 39 92.9
Giusto et al., 2020 [90] 3 3 3 2 3 3 3 2 3 3 NA 3 3 NA 1 3 38 90.5
Goldblatt et al., 2015 [91] 2 3 3 2 2 3 3 3 3 3 NA 3 3 NA 1 3 37 88.1
Goodman et al., 2017 [92] 2 3 3 3 3 3 3 3 2 3 NA 3 3 NA 0 3 37 88.1
Hall et al., 1993 [93] 1 2 3 2 3 2 3 2 2 3 NA 3 3 NA 0 0 29 69.0
Harder et al., 2019 [94] 3 3 3 3 3 3 3 3 2 3 NA 3 3 NA 0 3 38 90.5
Haregu et al., 2019 [95] 1 3 3 3 3 3 2 3 2 3 NA 3 3 NA 0 2 34 81.0
Hulzebosch et al., 2015 [96] 1 3 3 2 3 3 2 3 2 3 NA 3 3 NA 0 3 34 81.0
Jenkins et al., 2017 [97] 1 3 3 2 2 3 3 3 2 3 NA 3 3 NA 0 2 33 78.6
Joshi et al., 2015 [98] 1 2 3 3 2 3 3 3 2 3 NA 3 3 NA 0 3 34 81.0
Kaai et al., 2019 [99] 1 2 2 2 3 2 2 2 1 3 NA 3 3 NA 0 2 28 66.7
Kaduka et al., 2017 [100] 0 3 3 3 3 2 2 1 2 3 NA 3 2 NA 0 0 27 64.3
Kamau et al., 2017 [101] 0 3 3 2 2 2 3 3 2 3 NA 3 2 NA 0 2 30 71.4
Kamenderi, 2019 [102] 1 3 2 3 3 1 1 2 1 3 NA 3 3 NA 0 0 26 61.9
Kamenderi et al., 2019 [103] 1 3 3 3 3 3 1 3 1 3 NA 3 2 NA 0 0 29 69.0
Kamenderi et al., 2019 [104] 1 3 3 3 3 3 2 3 2 3 NA 3 2 NA 0 1 32 76.2
Kamotho et al., 2004[105] 1 3 2 2 2 2 2 2 1 2 NA 3 2 NA 0 2 26 61.9
Kanyanya et al., 2007 [31] 2 3 3 1 3 1 0 1 0 3 NA 3 0 NA 0 0 20 47.6
Kaplan et al., 1990 [106] 1 2 3 2 3 2 1 2 0 3 NA 3 0 NA 0 1 23 54.8
Kendagor et al., 2018 [107] 2 3 3 2 3 2 3 2 2 3 NA 3 3 NA 0 2 33 78.6
Khasakhala et al., 2013 [108] 1 3 3 3 2 3 3 3 2 3 NA 3 3 NA 0 2 34 81.0
Khasakhala et al., 2013 [109] 1 2 3 3 2 3 3 3 2 3 NA 3 3 NA 0 2 33 78.6
Kiburi et al., 2018 [110] 1 3 3 2 2 2 3 2 2 3 NA 3 3 NA 0 2 31 73.8
Kimando et al., 2017 [111] 1 2 3 2 2 2 2 2 1 3 NA 3 3 NA 0 0 26 61.9
Kimani et al., 2019 [112] 1 3 3 3 2 2 1 2 0 3 NA 3 3 NA 0 2 28 66.7
Kimbui et al., 2018[113] 3 3 3 2 3 3 3 3 2 3 NA 3 3 NA 0 2 36 85.7
Kinoti et al., 2011 [114] 1 3 3 1 2 2 2 2 1 3 NA 3 0 NA 0 2 25 59.5
Kinyanjui & Atwoli, 2013 [115] 0 3 3 2 3 3 3 3 2 3 NA 3 2 NA 0 2 32 76.2
Kisilu et al., 2019 [29] 1 3 1 2 2 1 1 1 1 2 NA 3 1 NA 0 0 19 45.2
Komu et al., 2009[116] 0 3 2 2 2 1 1 1 0 3 NA 3 1 NA 0 2 21 50.0
Korhonen et al., 2018 [117] 1 2 3 1 3 3 3 3 2 3 NA 3 3 NA 0 3 33 78.6
Kunzweiler et al., 2017 [118] 0 3 3 2 0 3 0 3 0 3 NA 3 3 NA 0 3 26 61.9
Kunzweiler et al., 2018 [119] 2 3 3 3 3 3 3 3 2 3 NA 3 3 NA 0 3 37 88.1
Kuria et al., 2012 [120] 1 3 3 2 2 3 3 3 1 3 NA 3 2 NA 0 2 31 73.8
Kurth et al., 2015 [121] 1 3 3 2 3 3 3 3 1 3 NA 3 3 NA 0 2 33 78.6
Kurui & Ogoncho, 2019 [122] 1 3 3 3 2 2 1 2 0 3 NA 3 1 NA 0 0 24 57.1
Kurui & Ogoncho, 2020 [123] 1 3 2 2 3 1 1 1 1 3 NA 3 1 NA 0 0 22 52.4
Kwamanga et al., 2001 [124] 0 3 3 3 3 2 1 2 0 3 NA 3 1 NA 3 0 27 64.3
Kwamanga et al., 2003 [125] 1 3 3 2 3 2 1 2 0 2 NA 3 1 NA 0 0 23 54.8
Kwobah et al., 2017 [126] 0 3 3 3 3 3 3 3 2 3 NA 3 2 NA 0 2 33 78.6
L’Engle et al., 2014 [127] 1 3 3 3 3 3 3 3 2 3 NA 3 3 NA 0 0 33 78.6
Lo et al., 2013 [128] 1 3 3 3 3 3 1 3 1 3 NA 3 2 NA 0 3 32 76.2
Luchters et al., 2011 [129] 1 3 3 2 3 3 3 2 2 3 NA 3 3 NA 0 2 33 78.6
Lukandu et al., 2015 [130] 1 3 1 1 3 3 1 3 0 3 NA 3 1 NA 0 0 23 54.8
Macigo et al., 2006 [32] 1 3 1 1 2 2 0 2 0 3 NA 3 1 NA 0 1 20 47.6
Magati et al., 2018 [131] 0 3 2 3 3 1 1 1 0 3 NA 3 3 NA 0 0 23 54.8
Maina et al., 2015 [132] 1 3 3 3 2 2 3 2 2 3 NA 3 2 NA 0 2 31 73.8
Mannik et al., 2018 [133] 0 2 3 2 3 2 1 2 2 3 NA 3 2 NA 0 3 28 66.7
Maru et al., 2003 [30] 0 3 3 2 3 1 0 1 0 3 NA 3 0 NA 0 0 19 45.2
Mburu et al., 2018 [134] 2 2 2 2 2 1 1 1 1 3 NA 3 3 NA 0 2 25 59.5
Medley et al., 2014 [135] 1 2 1 2 3 3 2 2 1 3 NA 3 3 NA 0 2 28 66.7
Menach et al., 2012 [136] 1 3 3 2 2 3 2 2 1 3 NA 3 1 NA 0 1 27 64.3
Menya et al., 2019 [137] 1 2 3 2 3 3 1 3 0 3 NA 3 3 NA 0 3 30 71.4
Micheni et al., 2015 [33] 0 2 1 1 3 1 0 1 0 3 NA 3 3 NA 0 2 20 47.6
Mkuu et al., 2018 [138] 1 3 2 3 3 2 2 2 1 3 NA 3 3 NA 0 2 30 71.4
Mohammed et al., 2018 [139] 0 3 3 3 3 2 2 2 2 3 NA 3 3 NA 0 3 32 76.2
Mokaya et al., 2016 [140] 1 3 3 3 3 3 3 3 1 2 NA 3 3 NA 0 0 31 73.8
Moscoe et al., 2019 [141] 1 2 2 3 2 2 1 2 1 3 NA 3 3 NA 0 3 28 66.7
Mundan et al., 2013 [142] 1 2 3 2 2 2 2 2 1 3 NA 3 3 NA 0 3 29 69.0
Mungai & Midigo, 2019 [143] 1 3 3 2 3 1 1 1 0 3 NA 3 0 NA 0 0 21 50.0
Muraguri et al., 2015 [144] 0 3 2 2 3 2 0 1 0 3 NA 3 0 NA 0 2 21 50.0
Muriungi & Ndetei, 2013[145] 3 3 3 3 3 3 3 3 1 3 NA 3 3 NA 0 2 36 85.7
Muthumbi et al., 2017 [146] 1 2 2 2 3 2 0 2 0 3 NA 3 3 NA 0 3 26 61.9
Mutiso et al., 2019 [147] 3 3 3 3 3 3 3 3 2 3 NA 3 3 NA 0 3 38 90.5
Muture et al., 2011 [148] 1 3 2 2 3 2 1 2 0 3 NA 3 3 NA 0 1 26 61.9
Mwangi et al., 2019[149] 2 3 3 3 3 3 3 3 1 3 NA 3 3 NA 0 3 36 85.7
Nall et al., 2019 [150] 2 3 1 3 3 2 2 2 1 3 NA 3 3 NA 0 3 31 73.8
Ndegwa & Waiyaki, 2020 [151] 2 3 3 3 2 3 2 2 1 3 NA 3 1 NA 0 0 28 66.7
Ndetei et al., 2008 [28] 0 3 3 0 3 1 1 1 0 3 NA 3 0 NA 0 0 18 42.9
Ndetei et al., 2008 [152] 1 1 3 1 2 1 2 1 1 3 NA 3 3 NA 0 0 22 52.4
Ndetei et al., 2009 [153] 0 3 3 2 3 2 1 2 1 3 NA 3 1 NA 0 0 24 57.1
Ndetei et al., 2009 [154] 0 3 3 2 3 2 1 2 0 3 NA 3 2 NA 0 0 24 57.1
Ndetei et al., 2010 [34] 1 2 1 2 2 1 2 1 1 3 NA 3 1 NA 0 0 20 47.6
Ndetei et al., 2012 [155] 0 3 3 0 0 3 3 3 0 3 NA 3 3 NA 0 3 27 64.2
Ndugwa et al., 2011 [156] 3 3 3 3 3 3 3 2 2 3 NA 3 3 NA 0 3 37 88.1
Ng’ang’a et al., 2018 [157] 1 3 3 3 2 3 3 2 2 3 NA 3 3 NA 0 2 33 78.6
Ngaruyia et al., 2018 [158] 1 3 3 3 3 3 3 3 2 3 NA 3 3 NA 0 2 35 83.3
Nguchu et al., 2009 [159] 0 3 3 2 2 3 2 3 2 3 NA 3 1 NA 0 1 28 66.7
Ngure et al., 2019 [160] 1 3 2 3 3 2 2 2 2 3 NA 3 1 NA 0 0 27 64.3
Nielsen et al., 1989 [161] 0 3 1 1 2 2 3 2 3 3 NA 3 1 NA 0 0 24 57.1
Njoroge et al., 2017 [162] 0 2 2 2 3 2 1 2 0 3 NA 3 3 NA 0 0 23 54.8
Njuguna et al., 2013 [25] 0 1 3 1 2 1 0 1 0 3 NA 3 0 NA 0 1 16 38.1
Ogwell et al., 2003 [163] 0 3 3 3 3 3 1 3 0 3 NA 3 3 NA 0 2 30 71.4
Okal et al., 2013 [164] 0 1 2 3 3 3 1 3 0 3 NA 3 1 NA 0 3 26 61.9
Olack et al., 2015 [165] 1 3 3 2 2 2 3 2 1 3 NA 3 2 NA 0 3 30 71.4
Ominde et al., 2019 [35] 0 3 2 2 2 2 1 1 0 3 NA 3 1 NA 0 0 20 47.6
Omolo & Dhadphale, 1987 [36] 0 3 3 2 2 2 0 2 0 3 NA 3 0 NA 0 0 20 47.6
Ongeri et al., 2019 [166] 1 3 3 3 3 3 3 3 2 3 NA 3 3 NA 0 2 35 83.3
Onsomu et al., 2015[167] 1 2 2 3 3 3 2 2 2 3 NA 3 3 NA 0 2 31 73.8
Othieno et al., 2000 [168] 0 3 2 2 3 2 1 2 1 3 NA 3 1 NA 0 0 23 54.8
Othieno et al., 2014[169] 1 3 3 3 2 2 1 2 1 3 NA 3 3 NA 0 2 29 69.0
Othieno et al., 2015a[170] 1 3 3 3 2 2 1 2 1 3 NA 3 3 NA 0 2 29 69.0
Othieno et al., 2015b [171] 1 3 3 2 3 2 2 2 2 3 NA 3 3 NA 0 2 31 73.8
Owuor et al., 2019 [172] 3 3 3 3 3 3 3 2 3 3 NA 3 2 NA 1 1 36 85.7
Oyaro et al., 2018 [173] 0 3 3 2 3 3 1 2 1 3 NA 3 1 NA 0 0 25 59.5
Pack et al., 2014 [174] 1 3 3 2 3 3 2 2 2 3 NA 3 2 NA 0 3 32 76.2
Papas et al., 2011 [175] 2 3 3 2 3 3 3 3 2 3 NA 3 3 NA 1 2 36 85.7
Papas et al., 2016[176] 1 3 3 2 2 3 3 3 2 3 NA 3 3 NA 0 2 33 78.6
Papas et al., 2017 [177] 2 3 3 3 2 3 3 3 3 3 NA 3 3 NA 3 3 40 95.2
Parcesepe et al., 2016 [178] 1 3 3 2 3 3 3 3 2 3 NA 3 3 NA 0 2 34 81.0
Patel et al., 2013 [179] 1 3 2 2 3 1 1 1 0 3 NA 3 1 NA 0 0 21 50.0
Peltzer et al., 2009 [180] 1 3 2 2 3 3 3 2 2 3 NA 3 3 NA 0 3 33 78.6
Peltzer et al., 2011 [181] 1 3 1 2 3 3 1 2 1 3 NA 3 3 NA 0 2 28 66.7
Pengpid & Peltzer, 2019 [182] 0 3 2 2 3 3 3 2 2 3 NA 3 3 NA 0 2 31 73.8
Perl et al., 2015 [183] 1 2 1 2 3 2 1 2 0 3 NA 3 3 NA 0 3 26 61.9
Ploubidis, 2013 [184] 3 3 3 2 3 2 1 2 0 3 NA 3 3 NA 0 3 31 73.8
Roth et al., 2017 [185] 1 2 3 2 3 2 1 2 0 3 NA 3 2 NA 0 2 26 61.9
Rudatsikira et al., 2007 [186] 0 2 2 2 3 2 1 2 0 3 NA 3 3 NA 0 2 25 59.5
Sanders et al., 2007 [187] 0 2 2 3 3 2 1 2 0 3 NA 3 3 NA 0 3 27 64.3
Saunders et al., 1993 [188] 1 3 2 2 3 3 2 3 2 3 NA 3 3 NA 0 0 30 71.4
Secor et al., 2015 [189] 2 3 2 2 3 3 2 2 2 3 NA 3 2 NA 0 2 31 73.8
Syvertsen et al., 2015 [190] 0 3 3 0 0 3 0 2 0 3 NA 3 3 NA 0 3 23 54.8
Shaffer et al., 2004 [191] 0 2 3 2 3 2 2 2 1 3 NA 3 1 NA 0 1 25 59.5
Takahashi et al., 2017 [192] 0 3 3 3 3 3 3 3 3 3 NA 3 3 NA 0 3 36 85.7
Takahashi et al., 2018 [193] 2 3 3 3 2 3 2 3 1 3 NA 3 3 NA 0 2 33 78.6
Tang et al., 2018 [194] 1 3 2 1 3 2 1 2 3 0 NA 3 2 NA 0 3 26 61.9
Tegang et al., 2010[195] 0 3 3 2 3 3 2 2 3 2 NA 3 3 NA 0 1 30 71.4
Thuo et al., 2008 [26] 0 3 2 1 2 1 1 1 3 0 NA 3 0 NA 0 0 17 40.5
Tsuei et al., 2017 [196] 0 3 2 2 2 2 1 2 3 0 NA 3 3 NA 0 2 25 59.5
Tun et al., 2015 [197] 1 2 3 2 2 3 2 3 3 1 NA 3 2 NA 0 3 30 71.4
Wekesah et al., 2018 [198] 1 2 3 2 2 2 2 2 3 1 NA 3 3 NA 0 2 28 66.7
Were et al., 2014 [199] 1 3 2 2 3 2 1 2 3 1 NA 3 1 NA 0 1 25 59.5
White et al., 2016 [200] 1 2 3 2 2 2 2 2 3 1 NA 3 2 NA 0 3 28 66.7
Widmann et al., 2014 [201] 1 3 3 2 3 3 3 3 3 3 NA 3 3 NA 2 3 38 90.5
Widmann et al., 2017 [202] 2 3 3 2 3 3 3 2 3 3 NA 3 3 NA 2 3 38 90.5
Wilson et al., 2016 [203] 1 2 1 3 3 3 3 2 3 3 NA 3 3 NA 3 3 36 85.7
Winston et al., 2015 [204] 1 3 2 3 2 3 2 2 3 2 NA 3 3 NA 0 3 32 76.2
Winter et al., 2020 [205] 2 3 3 2 2 3 3 2 3 1 NA 3 3 NA 1 3 34 81.0
Woldu et al., 2019 [206] 1 3 3 3 2 3 3 3 2 3 NA 3 3 NA 3 3 38 90.5

Studies examining the epidemiology of substance use or SUD

General description of epidemiological studies

One hundred and forty-four studies examined the prevalence and or risk factors for various substances. The studies were published between 1982 and 2020. The four main study designs used were cross-sectional (n = 126), cohort (n = 5), case-control (n = 10), and mixed methods (n = 2). One study used a combination of the multiplier method, Wisdom of the Crowds (WOTC) method, and a published literature review to document the size of key populations [164]. The sample size for this category of studies ranged from 42 [130] to 72292 [128].

The studies were conducted in diverse settings including the community (n = 72), hospitals (n = 40), institutions of learning (n = 24), streets (n = 5), prisons and courts (n = 3), charitable institutions (n = 1), methadone maintenance therapy (MMT) clinics (n = 1), and in needle-syringe program (NSP) sites (n = 1). Of the studies conducted within the community, 12 were conducted in informal settlements. The study populations were similarly diverse as follows: general population adults & adolescents (n = 39), persons with NCDs (n = 11), primary and secondary school students (n = 15), people who inject drugs (PWID) (n = 11), general patients (n = 5), men who have sex with men (MSM) (n = 8), university and college students (n = 9), commercial sex workers (n = 7), psychiatric patients (n = 6), orphans and street connected children and youth (n = 6), people living with HIV (PLHIV) (n = 6), healthcare workers (n = 3), law offenders (n = 3), military (n = 1), and teachers (n = 1). Only one study was conducted among pregnant women [131].

Sixty-nine studies (47.6%) used a standardized diagnostic tool to assess for substance use. The Alcohol Use Disorder Identification Test (AUDIT) (n = 21) and the Alcohol, Smoking & Substance Use Involvement Screening Test (ASSIST) questionnaire (n = 10) were the most frequently used tools. Most papers assessed for alcohol (n = 109) and tobacco use (n = 80). Other substances assessed included khat (n = 34), opioids (n = 21), sedatives (n = 19), cocaine (n = 19), inhalants (n = 16), cannabis (n = 14), hallucinogens (n = 7), prescription medication (n = 4), emerging drugs (n = 1) and ecstasy (n = 1). Most studies (n = 93) assessed for more than one substance.

Epidemiology of alcohol use

One hundred and nine papers assessed for the prevalence and or risk factors for alcohol use. Using the AUDIT, the 12-month prevalence rate for hazardous alcohol use ranged from 2.9% among adults drawn from the community [97] to 64.6% among female sex workers (FSW) [77]. Based on the same tool, the lowest and highest 12-month prevalence rates for harmful alcohol use were both reported among FSWs i.e. 9.3% [80] and 64.0% [174] respectively, while the prevalence of alcohol dependence ranged from 8% among FSWs living with HIV [203] to 33% among MSM who were commercial sex workers [144]. The highest lifetime prevalence rate for alcohol use was reported by Ndegwa & Waiyaki [151]. The authors found that 95.7% of undergraduate students had ever used alcohol.

Alcohol use, was associated with several socio-demographic factors including being male [50, 112, 114, 140, 158, 168, 182, 191], being unemployed [114], being self-employed [97], having a lower socio-economic status (SES) [128], being single or separated, living in larger households [97], having a family member struggling with alcohol use, and alcohol being brewed in the home [143]. Alcohol use was linked to various health factors including glucose intolerance [81], poor cardiovascular risk factor control [111], having a diagnosis of diabetes mellitus [134], hypertension [112, 139], default from tuberculosis (TB) treatment [148], depression [113], psychological Intimate Partner Violence (IPV) [205], tobacco use [182, 205], and increased risk of esophageal cancer [137, 179]. Finally, alcohol use was associated with involvement in Road Traffic Accidents (RTAs) [88], and having injuries [88, 171] and suicidal behavior [109].

Epidemiology of tobacco use

Eighty papers assessed for the prevalence and risk factors for tobacco use. The lifetime prevalence of tobacco use ranged from 23.5% among healthcare workers (HCWs) [140] to 84.3% among psychiatric patients [110]. The highest lifetime prevalence rate for tobacco use was reported by Ndegwa & Waiyaki [151]. The authors found that 95.7% of undergraduate students had ever used tobacco.

Tobacco use was associated with socio-demographic factors such as being male [112, 140, 168] and living in urban areas [163]. Several health factors were linked to tobacco use including hypertension [112], development of oral leukoplakia [32], pneumonia [146], increased odds of laryngeal cancer [136], ischemic stroke [100] and diabetes mellitus [134]. In addition, tobacco use was associated with having had an injury in the last 12 months [171], emotional abuse [110], and psychological IPV [205]. Longer duration of smoking was associated with a diagnosis of diabetes mellitus [73], lower SES [128], and hypertension [98, 142]. Peltzer et al. [181] reported that early smoking initiation among boys was associated with ever drunk from alcohol use, ever used substances, and ever had sex. Among girls, the authors found that early smoking initiation was associated with higher education, ever drunk from alcohol use, parental or guardian tobacco use, and suicide ideation.

Epidemiology of khat use

The epidemiology of khat use was investigated by 34 studies. The lifetime prevalence rate for khat use ranged from 10.7% among general hospital patients [168] to 88% among a community sample [23]. Khat use was associated with being male [114, 168]; unemployment [114]; being employed [25]; younger age (less than 35 years), higher level of income, comorbid alcohol and tobacco use [166] and age at first paid sex of less than 20 years among FSWs [195]. Further, khat use was associated with increased odds of negative health outcomes [130, 146, 166, 201].

Higher odds of reporting psychotic [166, 201], and PTSD (Post-Traumatic Stress Disorder) symptoms [201], having thicker oral epithelium [130], and pneumonia [146], were reported among khat users compared to non-users.

Epidemiology of cannabis use

Fourteen studies evaluated the prevalence of cannabis use. The lifetime prevalence rate of cannabis use ranged from 21.3% among persons with AUD [120] to 64.2% among psychiatric patients [110]. Cannabis use was associated with being male [140, 168], and with childhood exposure to physical abuse [110].

Epidemiology of opioid and cocaine use

Twenty-one studies investigated the prevalence of opioid use. The lifetime prevalence rate of opioid use ranged from 1.1% among PLHIV [132] to 8.2% among psychiatric patients [110].

Nineteen studies assessed for the prevalence of cocaine use. The highest reported prevalence rates were 76.2% among PWID use (current use) [190]; 8.8% among healthcare workers (lifetime use) [140]; and 6.7% among PLHIV (lifetime use) [132].

Epidemiology of IDU

One study assessed the prevalence for IDU. Key population size estimates for PWID use was reported as 6107 for Nairobi [164]. IDU was associated with depression, risky sexual behavior [149], Hepatitis-C Virus (HCV) infection [173], and HIV-HCV co-infection [68].

Epidemiology of other substance use (sedatives, inhalants, hallucinogens and prescription medication, emerging drugs, ecstasy)

The epidemiology of sedative use was investigated by 19 studies, inhalant use by 16 studies, hallucinogen use by 7 studies, prescription medication by 4 studies, and emerging drugs and ecstasy by one study each. The highest lifetime prevalence rate for sedative use was reported as 71.4% among a sample of psychiatric patients [28], while the highest prevalence rate for inhalant use was 67% among children living in the streets [86]. The lifetime prevalence rates for hallucinogen use ranged from 1.4% among university students [160] to 3.7% among psychiatric patients [110]. The highest prevalence rate for the use of prescription medication was reported as 21.2% among PWID [190]. One study each reported on the prevalence of emerging drugs [122] and ecstasy [153]. The studies were both conducted among adolescents and youth. The authors found the lifetime prevalence rates for the two substances to be 11.8% [122] and 4.0% [153] respectively.

Other topics explored by the epidemiology studies

In addition to prevalence and associated factors, the epidemiological studies explored other topics.

Papas et al. [176] explored the agreement between self-reported alcohol use and the biomarker phosphatidyl ethanol and reported a lack of agreement between self-reported alcohol use and the biomarker phosphatidyl ethanol among PLHIV with AUD.

One study investigated the self-efficacy of primary HCWs for SUD management and reported that self-efficacy for SUD management was lower in those practicing in public facilities and among those perceiving a need for AUD training. Higher self-efficacy was associated with attending to a higher proportion of patients with AUD, and the belief that AUD is manageable in outpatient settings [196].

Five studies investigated the reasons for substance use. Common reasons for substance use included leisure, stress and peer pressure among psychiatric patients[28], curiosity, fun, and peer influence among college students [123], peer influence, idleness, easy access, and curiosity among adults in the community [25], and peer pressure, to get drunk, to feel better and to feel warm among street children [74]. Atwoli et al. 2011 [72] reported that most students were introduced to substances by friends.

Kaai et al. [99] conducted a study regarding quit intentions for tobacco use and reported that 28% had tried to quit in the past 12 months, 60.9% had never tried to quit, and only 13.8% had ever heard of smoking cessation medication. Intention to quit smoking was associated with being younger, having tried to quit previously, perceiving that quitting smoking was beneficial to health, worrying about future health consequences of smoking, and being low in nicotine dependence. A complete description of the prevalence studies has been provided in Table 2.

Table 2. Studies reporting on the epidemiology of substance use or SUDs.
Author, Year Study design Study population/study setting Sample size Age; gender distribution Substance(s) assessed Standardized tool/criteria used Main findings (prevalence, risk factors, other key findings)
Dhadphale et al. 1982 [12] Cross-sectional Students (Secondary school) 2870 Age range: 14–20 years
Male to female ratio 2:1
Alcohol, tobacco, cannabis None Prevalence of tobacco use 3 or more times a week—16.1%
Prevalence of alcohol use 3 or more times a week—10.3%
Prevalence of cannabis use was 13.5% at a rate of 1 time per month
Omolo & Dhadphale 1987 [36] Cross-sectional General patients (Hospital) 100 Age distribution not reported
Males 50%
Khata None Lifetime prevalence khat use was 29%.
Mild and moderate chewing significantly associated with age < 20 years (p<0.001)
Nielsen et al. 1989 [161] Cross-sectional Outpatients (Hospital) 112 18–65 years
Males 50%
Alcohol DSM-III 30 patients met the criteria for both alcohol abuse and alcohol dependence.
8 patients received a diagnosis of alcohol abuse only and 6 patients received a diagnosis of alcohol dependence only.
39% of the sample exceeded the cut off score for one or both DSM diagnoses
Kaplan et al. 1990 [106] Cross-sectional Adults (Community) Not indicated Age range: 20–40 years
Gender distribution not reported
Tobacco None Highest prevalence lifetime tobacco smoking was by luo community: 63% males and 67% females
Reasons for smoking: positive feelings, to work harder
Hall et al. 1993 [93] Cross-sectional General patients (Hospital) 105 Mean age: 35.4 years
Males 78.1%
Alcohol DSM-III-R/ ICD-I0. Prevalence of weekly alcohol use was 48%
Saunders et al. 1993 [188] Cross-sectional General patients (Hospital) Country specific sample size not reported Country specific demographics not reported Alcohol None Prevalence of alcohol use for Kenya ->40g per day was 43%, and >60g per day was 37%
Dhadphale 1997 [27] Cross-sectional Psychiatric patients (Hospital) 220 Age range: 18–55 years
Males 50.9%
Alcohol MAST and ICD-9 criteria Lifetime prevalence of alcohol use among patients with psychiatry morbidity was 12.7% (and 3.1% of those attending outpatient care)
Othieno et al. 2000 [168] Cross-sectional General patients (Hospital) 150 Modal age group: 20–39 years
Males 50%
Alcohol, tobacco, khat, cannabis, methaqualone DSM IV Criteria Lifetime prevalence: alcohol use (56.7%), tobacco use (32%), khat use (10.7%), cannabis use (5.3%), methaqualone use (0.7%)
Alcohol use (p = 0.000), tobacco use (p = 0.000), khat use (p = 0.045), cannabis use (p = 0.004) associated with being male
Ayaya et al. 2001 [74] Case-control Children living in the streets 191 Mean age: 14.03 (SD2.4)
Gender distribution not reported
Alcohol, tobacco, cannabis, glue, cocaine None Prevalence for drug abuse was 545 per 1000 children.
Specific substance prevalence: tobacco 37.6%; sniffing glue 31.2%; alcohol 18.3%; cannabis 8.3%; and sniffing cocaine 4.6%
Reasons for substance use included peer pressure, to get drunk, to feel better and to feel warm
Kwamanga et al. 2001 [124] Cross-sectional Teachers (School) 800 Median age: 35 years,
Males 74.5%
Tobacco smoking WHO standard self- administered questionnaire 50% of males and 3% of females reported tobacco smoking.
Peer pressure (63%) and advertisements (21%) are major drivers of smoking
Christensen et al. 2009 [81] Cross-sectional Adults (Community) 1179 Mean age: 38.6 years
Males 42%
Alcohol, tobacco None Tobacco use was 6.6% in females and 16.2% in males; Alcohol use was 5.4% in females and 20.9% in males
Daily alcohol use in males associated with glucose intolerance (p<0.01)
Kwamanga et al. 2003 [125] Cross-sectional Students (Secondary school) 5311 Mean age:
16.7 years,
Males 68.1%
Tobacco smoking A WHO standard self- administered questionnaire Prevalence of current smoking was 10.5%. A total of 12.4% of male students and 6.4% of female students were current smokers.
Smoking associated with older age (p<0.001), being in a private school (p<0.001). Reduced odds of stopping smoking with increase in number of tobacco smoked (OR 0.22; 95% CI = 0.19, 0.26; p<0.001)
Maru et al. 2003 [30] Cross-sectional Children and youth (Juvenile court) 90 Age range: 8–18 years
Males 71.1%
Alcohol, khat, tobacco, volatile hydrocarbons, sedatives, cannabis None Overall prevalence of substance use 43.3%. Tobacco 32.2%; volatile hydrocarbons 21.1%; cannabis 8.9%; alcohol 6.7%; khat 5.6%; sedatives 3.3%
Substance use associated with being male (p = 0.0134)
Ogwell et al. 2003 [163] Cross-sectional Pupils (Primary school) 1130 Mean age: 14.1 (SD 0.9) years
Males 52%
Tobacco None Lifetime tobacco use was 31%, lifetime use of smokeless tobacco was 9%, 55% had friends who smoked
Rates of lifetime smoking higher in urban than in suburban students (p<0.005)
Astrom et al. 2004 [71] Cross-sectional Pupils (Primary school) 1130 Mean age: 14.1 (SD 0.9) years
Males 52%
Tobacco None Tobacco smoking; 31% reported ever smoking tobacco
Sources of anti-tobacco messages:
broadcast media (47%), Newspapers and magazines (45%), schoolteachers (32%), health workers (29%)
Kamotho et al. 2004 [105] Cross-sectional Patients undergoing coronary angiography (Hospital) 144 Coronary artery disease (CAD):
Mean age: 54.4 years, male to female ratio -5.5:1;
No CAD: Mean age: 49.8 years, male to female ratio 2.3:1
Alcohol, tobacco smoking, None CAD: Smoking prevalence 15.4%, alcohol 32.7; No CAD: smoking prevalence 13.0%, alcohol 36.9%
There was no difference in prevalence of smoking (p = 0.227) and alcohol use (p = 0.67) between those with CAD and those without
Shaffers et al. 2004 [191] Cross-sectional General patients (Hospital) 299 Mean age: 38 (SD 8) years
Males 55%
alcohol AUDIT Prevalence of hazardous drinking 53.5%, (males 76. %, female 25%),
Being male associated with hazardous drinking (p = 0.01)
Aden et al. 2006 [23] Cross-sectional Adults (Community) 50 Age range: 15–34 years
Males 80%
Khat None Prevalence of khat use was 88%
Beckerleg et al. 2006 [76] Cross- sectional Adults (Community) 496 Age data not given
Males 95%
Heroin None Prevalence of lifetime heroin injection was 15%; current injection was 7%
Average number of years of heroin use was 11.1 years
Macigo et al. 2006 [32] Case-control Adults and adolescents (Community) 226 Age: 15 years and above
Males 100%
Tobacco None Smoking tobacco was associated with development of oral leukoplakia among those who brushed (RR 4.6 95%CI 2.9–5.1 p<0.001) and those who did not brush teeth (RR 7.3 95%CI 3.6–16.3 p<0.001)
Cleland et al. 2007 [82] Cross-sectional PWID use (Community) 106 Mean age (SD): Males 29 [7]; Female 28 [8]
Males 87%
Injection drugs (not specified) None Receptive sharing 26%
Distributive sharing 41%
Kanyanya et al. 2007 [31] Cross-sectional Inmates (Prison) 76 Mean age: 33.5 years
Males 100%
alcohol DSM-IV Criteria 71.1% had lifetime abuse or dependence of alcohol
Rudatsikira et al. 2007 [186] Cross-sectional study Pupils (Primary school) 242 Age: 54.3% aged >15 years
Gender distribution: males 55.7%
Alcohol, tobacco smoking, other drugs (not specified) None Lifetime use: alcohol 10.7%, smoking 10.3%, other drugs 8.4%
Past month use: alcohol 9.1%, smoking 6.0%
The risk factors for having sex among males were: ever smoked (OR = 2.05, 95%CI 1.92, 2.19), currently drinking alcohol (OR = 1.13, 95%CI 1.06, 1.20), ever used drugs (OR = 2.36, 95%CI 2.24, 2.49) and among females ever used drugs (OR = 2.85, 95%CI 2.57, 3.15).
Sanders et al. 2007 [187] Cross-sectional study Men who have Sex with Men Exclusively (MSME) and Men who have Sex with both Men and Women (MSMW)
(Community)
285 Median age (IQR): MSME 27 [2329]; MSMW 28[2335]
all males
Injection drugs (not specified) None Prevalence of IV drug use among MSME was 0.9% and among MSMW was 1.8%
Ndetei et al. 2008 [28] Cross-sectional Psychiatric Patients (Hospital) 691 78% aged between 21–45 years
Males: 63%
Alcohol, opioid, sedatives, khat SCID-I for DSM IV Prevalence substance abuse disorder—34.4%. Alcohol use disorder (52%), opiate use disorder (55.5%), sedative use disorder (71.4%), khat use disorder (58.8%)
Leisure, stress and peer pressure were the most common reasons given for abusing substances
Ndetei et al. 2008 [152] Cross-sectional Adults (Community) 1420 Mean age: 29.2 years
Gender distribution not reported
Alcohol, tobacco, khat, cocaine, heroin, sedatives, opioids, inhalants, phencyclidine, prescription pills, amphetamines None Alcohol use prevalence was 36.3% and cocaine 2.2% (most and least abused substances nationally). Prevalence of other substances not stated.
Reasons for substance use: leisure, stress and peer pressure
Thuo et al. 2008 [26] Cross-sectional Psychiatric Patients (Hospital) 148 Mean age: 31 years
Males nearly two-thirds
Alcohol SCID for DSM IV More males (n = 39) than females (n = 6) were abusing substances (p<0.001);
Significant associations between PDs and substance abuse dependence (p<0.001)
Komu et al. 2009 [116] Cross-sectional Students (University) 281 Age data not given
Males 60.4%
Tobacco smoking None Prevalence of current tobacco smoking was 12.1% and lifetime prevalence was 38%
Ndetei et al. 2009 [153] Cross-sectional Students (Secondary school) 1252 Mean age: 17 years
males 62.5%
Alcohol, tobacco, amphetamines, sedatives, cannabis, hallucinogens, cocaine, methaqualone, ecstasy, heroin, inhalants. School Toolkit by UNODC Lifetime smoking reported by 25,3%, daily smoking reported by 3.9%
Lifetime use: alcohol 19.6%;
heroin 4.0%, amphetamines 18.3%, sedatives 7.0%, cannabis 7.1%, hallucinogen 4.1%, cocaine 4.2%, mandrax 4.0%, ecstasy 4.0%, inhalants 6.6%
Age at first use as low as below 11 years
Ndetei et al. 2009 [154] Cross-sectional Students (Secondary school) 1328 Mean age: 16 years
Males 58.9%
Not specified DUSI-R Prevalence of substance abuse was 33.9% but substances not specified
Substance use associated with psychiatric morbidity, school performance, social competence, peer relations, involvement in recreation, behavior problems (p<0.001 in each case).
Nguchu et al. 2009 [159] Cross-sectional Patients with diabetes (Hospital) 400 Mean age: 63.3 years
Males 60%
Tobacco smoking None Prevalence of tobacco smoking was 8.4%
Peltzer et al. 2009 [180] Cross-sectional Students (School) 2758c 13–15 years
Country specific gender distribution not reported
Alcohol, tobacco, illicit drugs (not specified) Global School-Based Health Survey questionnaire Prevalence tobacco use 17.5%, illicit drug use 9.5%, risky drinking 4.7%
Ndetei et al. 2010 [34] Cross-sectional Students (Secondary school) 343 Mean age: 16.8 years
Males 64.1%
Alcohol, tobacco, cannabis, khat, cocaine, heroin None Alcohol, tobacco, khat and cannabis were the most commonly reported substance of use, with user prevalence rates of
5.2%, 3.8%, 3.2%, and 1.7%, respectively.
Tegang et al. 2010 [195] Cross-sectional FSWs (Community) 297 Median age 25 (IQR 21–29)
All female
Tobacco smoking, khat, alcohol, heroin None Lifetime prevalence:91% for alcohol, 71% for khat, 34% for cannabis, and 6% for heroin, cocaine, glue or petrol.
Lifetime prevalence of at least one substance was 96%, at least two substances 80%
Lifetime use khat associated with age at first paid sex of <20 years (p<0.01); lifetime use tobacco associated with engagement in sex work of >5years (p<0.05); lifetime use heroin/cocaine/ glue/petrol associated with sex with 2 or more partners (p<0.005).
Atwoli et al. 2011 [72] Cross-sectional Students (University) 500 Mean age: 22.9 (SD2.5)
Males 52.2%
Alcohol, tobacco WHO Model Core Questionnaire Alcohol use: lifetime prevalence was 51.9%; Current prevalence was 50.7%; Among those using alcohol, 50.4% used 5 or more drinks per day, on 1 or 2 days and 9.2% used for3 or more days.
Lifetime tobacco smoking was 42.8%; cannabis (2%), cocaine (0.6%).
Tobacco use higher among males compared to females (p < 0.05).
75.1% introduced to substances by a friend
Reasons for use: to relax (62.2%) or relieve stress (60.8%).
Kinoti et al. 2011 [114] Cross-sectional Adults (Community) 217 Mean age: 34.2 years
males 70.5%
Alcohol, khat None Prevalence of use for bottled beer: 64.8%; local brew– 41.6%; khat chewing– 41.6%; cannabis -13.7%
Males significantly more likely to use bottled beer (p<0.01) and local brew (p<0.01) and khat (p<0.01)
Unemployment associated with use of bottled beer (p<0.05) and local brew (p<0.01) and khat (p<0.01)
Luchters et al. 2011 [129] Cross-sectional MSW (Community) 442 Mean age: 24.6 (SD 5.2)
All males
Alcohol and others (Khat, rohypnol, heroin or cocaine) AUDIT Alcohol: overall prevalence of use 70%; 35% of participants who drink had hazardous drinking, 15% harmful drinking and 21% alcohol dependence.
Binge drinking prevalence of 38.9%
Prevalence of other substances (khat 75.5%, cocaine/heroin 7.7%, rohypnol 14.9%)
Alcohol dependence was associated with inconsistent condom use (AOR = 2.5, 95%CI = 1.3–4.6), penile or anal discharge (AOR = 1.9, 95% CI = 1.0–3.8), and two-fold higher odds of sexual violence (AOR = 2.0, 95%CI = 0.9–4.9).
Muture et al. 2011 [148] Case-control Cases were patients on treatment for tuberculosis (Hospital) 1978 cases and 945 controls Mean age/age range: mean 31.2 years for cases and 29.5 years for controls
Males 59.4% in cases and 53% of controls
Alcohol None Alcohol abuse was found to be a predictive factor for defaulting from TB treatment (OR 4.97; CI 1.56–15.9).
Ndugwa et al. 2011 [156] Cross-sectional Adolescents living in an informal settlement (community) 1722 Mean age: 12–19 years
Males 47.2%
Alcohol, tobacco, miraa, glue illicit drugs (not specified) MPBI Lifetime prevalence of alcohol use was 6.0%; tobacco smoking was 2.6%; other illicit drugs (not specified) 6.8%
Peltzer et al. 2011 [181] Cross-sectional Pupils (Primary school) Mean age/range: 13–15 years
Gender distribution: 47.7%
Tobacco smoking GSHS core questionnaire Lifetime smoking prior to age 14 years reported by 15.5% (20.1% boys and 10.9% girls)
early smoking initiation was among boys associated with ever drunk from
alcohol use (OR = 4.73, p = 0.001), ever used drugs (OR = 2.36, p = 0.04) and ever had sex (OR = 1.63, p = 0.04). Among girls,
it was associated with higher education (OR = 5.77, p = 0.001), ever drunk from alcohol use (OR = 4.76, p = 0.002), parental or guardian tobacco use (OR = 2.83, p = 0.001) and suicide ideation (OR = 2.05, p = 0.02)
Embleton et al. 2012 [85] Cross-sectional Children living in the streets 146 Age range: 10–19
Males 78%
Alcohol, glue, tobacco, cannabis, khat, prescription medication, petrol None Lifetime substance use was 74%, current substance use was 62%
Lifetime and current prevalence for specific substances respectively was: glue 67%, 58%; alcohol 47%, 16%; tobacco 45% 21%; khat 33%,7%; cannabis 29%,11%; petrol 24%,5%; and pharmaceuticals 8%,<1%
Factors associated with
having any lifetime drug use were increasing age (adjusted odds ratio [AOR] = 1.47, 95% CI
= 1.15–1.87), having a family member who used alcohol, tobacco, or other drugs (AOR =
3.43, 95% CI = 1.15–10.21), staying in a communally rented shelter (AOR = 3.64, 95% CI = 1.13–11.73), and being street-involved for greater than 2 years (AOR = 3.69, 95% CI = 1.22–11.18).
Kuria et al. 2012 [120] Cross-sectional Persons with alcohol use disorder in an informal settlement (community) 188 Mean age: 31.9 years
Male 91.5%
Alcohol CIDI, ASSIST and AUDIT Tobacco—50% of the participants
Cannabis—21.3%
There was a statistically significant association (P value 0.002) between depression and the level of alcohol dependence at intake. And at 6 months
Menach et al. 2012 [136] Case-control Cases were adults with laryngeal cancer (Hospital) 100 (50 cases, 50 controls) Mean age: 61years in cases and 63years in control group
96% males
Alcohol, tobacco None Being a current smoker increased
laryngeal cancer risk with an odds ratio (OR) of 30.4
(P < 0.0001; 95% CI: 8.2–112.2).
Ndetei et al. 2012 [155] Cross-sectional Psychiatric Patients (Hospital) 691 Schizoaffective disorder:
Mean age 33.1 years; Males 52.2%
Schizophrenia
mean age: 33.5 years; Males:62.9%
Mood disorders:
mean age 33.2 years;
Males: 58.4%
Alcohol, drugs (not specified) SCID-I for DSM IV Comorbidity with alcohol dependence disorder was more common in schizoaffective disorder than with schizophrenia (p = 0.008)
Ayah et al. 2013 [73] Cross-sectional Adults living in informal settlements (community) 2061 Mean age 33.4 years
Males 50.9%
Alcohol, tobacco WHO STEPS survey instrument Tobacco use
Current smoking 13.1% of whom 84.8% were daily smokers.
The mean age of smoking commencement and duration of smoking was 19.7 years and 16.5 years
Respectively
Alcohol use
Lifetime prevalence 30%, of whom 74.9% used in past 12 months and 62.2% in the previous 30 days
Daily use was 19.7% and use 1–6 days per week among 43.4%
Duration of smoking (p = 0.001) and number of pack years(p = 0.049) associated with diagnosis of diabetes
Embleton et al. 2013 [86] Mixed-methods (cross-sectional and qualitative) Children living in the streets 146 Age range: 10–19 years
males 85%
Alcohol, glue, tobacco, khat, cannabis, petrol, prescription medication None Prevalence of substance use was as follows: glue 67%; alcohol 47%; tobaccos 45%; khat 33%; cannabis 29%; petrol 24%; and pharmaceuticals 8%;
khasakala et al. 2013 [108] Cross-sectional Youth attending an out-patient clinic (Hospital) 250 Mean age: 16.92 years
Males 59.1
Alcohol, other substances (not specified) MINI (DSM IV) Any drug use prevalence was 62.4%
Alcohol abuse prevalence was 47.8%
associations between major depressive disorders and any drug abuse (OR = 3.40, 95% CI 2.01 to 5.76, p < 0.001), or alcohol
use (OR = 3.29, 95% CI 1.94 to 5.57, p < 0.001),
khasakala et al. 2013 [109] Cross-sectional Youth and biological parents attending a youth clinic (Hospital) 678 (250 youth, 226 biological mothers, 202 biological fathers) Mean age youth 16.92years
males 59.1% (youth)
Alcohol, other substances (not specified) MINI (DSM IV) Alcohol use—46.8% of youth, 1.2% mothers and 39.2% of fathers
Multiple drug use identified in 9% of youth
Significant statistical association between alcohol abuse (p <0.001), substance abuse (p < 0.001) and suicidal behaviour in youths.
Kinaynjui & Atwoli 2013 [115] Cross-sectional Inmates (Prison) 395 Mean age: 33.3 years
Males 68.6%
Alcohol, tobacco, cannabis, amphetamines, inhalants, sedatives, tranquillizers, cocaine, heroin. WHO Model Core questionnaire Lifetime prevalence of any substance use was 66.1%
Lifetime prevalence: alcohol 65.1%, tobacco use 32.7%, tobacco chewing 22.5% admitted to chewing tobacco, cannabis 21%, amphetamines (9.4%), volatile inhalants (9.1%), sedatives (3.8%), tranquillizers (2.3%), cocaine
(2.3%), and heroin (1.3%).
Substance use associated with male gender (p<0.001), urban residence (p<0.001).
Lo et al. 2013 [128] Cross-sectional Adults (Community) 72292 Modal age group: 18–29 years
males 43.1%
Alcohol, tobacco None Prevalence of ever smoking was 11.2% and of ever drinking, 20.7%.
Percentage of current smokers
rose with the number of drinking days in a month (P < 0.0001). Tobacco and alcohol use increased with decreasing socio-economic status and amongst women in the oldest age group (P < 0.0001).
Mundan et al. 2013 [142] Cross-sectional Military personnel attending a clinic (Hospital) 340 Mean age: hypertensives 45.1(SD 7.7); normotensive 40.8 (SD 7.3)
Males 91.6%
Alcohol, tobacco None Alcohol use in
63% of hypertensive patients and 52.07% of normotensive patients
Smoking prevalence was 11% among those with hypertension and 4.2% among normotensives.
hypertension associated with daily (P < 0.01) and 1–3 times per week (P < 0.05), consumption of alcohol daily
Smoking duration is significantly (P < 0.05) longer among participants with hypertension compared to normotensives.
Njoroge et al. 2017 [162] Cross-sectional study ART-naïve HIV-1 sero-discordant couples attending a clinic (Hospital) 196 (99 HIV-infected and 97 HIV-uninfected) Median age 32 years
Males 50%
Tobacco, smoking None Smoking: prevalence among those HIV positive was 10% current and past was 22%; among those HIV negative was 11% current and 9% past
Njuguna et al. 2013 [25] Cross-sectional Adults (Community) 75 Mean age: 28.3
Males 100%
Khat None Overall prevalence of khat use was 68% Khat use was associated with being employed (OR = 2.8, 95% CI 1.03–7.6)
Reasons for starting to chew khat included peer influence (40.4%), idleness (23.1%), easy access to khat (19.2%), and curiosity (17.3%)
Okal et al. 2013 [164] A combination of ‘multiplier method’, the ‘Wisdom of the Crowds’ (WOTC) method and a published literature review. MSM, PWID, FSWs (Community) Not reported Age and gender distribution data not given Injection drugs (not specified) None Approximately 6107 IDU and (plausibly 5031–10 937) IDU living in Nairobi.
Patel et al. 2013 [179] Case-control Cases were adults with oesophageal cancer (Hospital) 159 cases and 159 controls Mean age for males 56.09 years and females was 54.5 years
Males 57.9%
Alcohol, snuff, tobacco smoking None Smoking, use of snuff and alcohol were associated with increased risk of esophageal cancer (OR = 2.51, 4.74 and 2.64 respectively)
Ploubidis et al. 2013 [184] cross-sectional Adults (Community) 4314 Mean age: 60.8 years
Males 49.2%%
Alcohol, tobacco smoking None Prevalence of alcohol was 17.7% and smoking prevalence was 6.8%
Balogun et al., 2014 [75] cross-sectional Pupils (Primary School) 3666 Age range: 13–15 years
Males 49.1%
Alcohol None Past 30-day alcohol use was 17.9%
Lifetime drunkenness was 22.5%
Past 30-day alcohol use associated with increased odd sleeplessness; Lifetime drunkenness associated with both depression and sleeplessness
Bengston et al., 2014 [77] Cross-sectional FSWs (Community) 818 Age distribution: 30% aged 18–23
All female
Alcohol AUDIT Prevalence of hazardous drinking was 64.6%; harmful drinking was 35.5%
Higher levels alcohol consumption associated with having never tested for HIV (PR 1.60; 95% CI: 1.07, 2.40).
Chersich et al., 2014 [80] Cross-sectional FSWS (Community) 602 Mean age: 25.1 years
Female 100%
Alcohol AUDIT Prevalence of hazardous drinking was 17.3% and harmful drinking was 9.3%
Harmful drinking associated with increased odds sexual (95% CI adjusted odds ratio [AOR] = 1.9–8.9) and physical violence (95% CI AOR = 3.9–18.0); while hazardous drinkers had 3.1-fold higher physical violence (95% CI AOR = 1.7–5.6).
De Menil et al., 2014 [83] Cross-sectional Psychiatric patients (Hospital) 455 Mean age/range: 36.3 years
Gender distribution: males 66.4
Alcohol, other substances (not specified) None Prevalence of alcohol use disorder was 21.2% and other drug use was 10.4%
Joshi et al., 2014 [98] cross-sectional Adults living in informal settlements (Community) 2061 Mean age: 33.4 (SD 11.6) years
Males 50.9%
Alcohol, tobacco WHO STEPS Alcohol use: 30.1% reported lifetime alcohol use; 81% alcohol use in past 12 months; 76.8% reported using alcohol in the past 30 days; harmful use by 52%
Tobacco: 13.1% reported current smoking (84% of whom used daily)
Current smoking (p = 0.018), years of smoking (p = 0.001) associated with having hypertension
Medley et al., 2014 [135] Cross-sectional PLHIV (Hospital) 1156 Mean age: 37.2
Gender distribution not reported
Alcohol None Overall, 14.6% of participants reported alcohol use in the past 6 months; 8.8% were categorized as non-harmful drinkers and 5.9% as harmful/likely dependent drinkers. Binge drinking reported in 5.4%
Othieno et al., 2014 [169] Cross-sectional Students (University) 923 Mean age: age 23 (SD4.0) males 56.9% Alcohol, tobacco None Students who used tobacco (p = 0.0001) and engaged in binge drinking (p = 0.0029) were more likely to be depressed
Pack et al., 2014 [174] Cross-sectional FSW (Community) 619 18 years and older
Female 100%
Alcohol AUDIT
Tool not specified for other drug use
Hazardous alcohol use 36.0%; harmful alcohol use 64.0%; other drug use 34.1%
Were et al., 2014 [199] Cross-sectional PWID (Community) 61 Age range: 29–33 years
Gender distribution: not reported
Brown sugar, rohypnol, khat, tobacco, cocktail, alcohol, injection drugs (heroin, diazepam) None Prevalence of substance use was as follows: 43%, brown sugar 16%, rohypnol 61%, tobacco 61%, khat 26%, cocktail 39%, alcohol 52%; injection drugs heroin 100%, diazepam 18%
Widmann et al., 2014 [201] Case-control Cases were male khat chewers (Community) 48 (cases = 33, controls = 15) Mean age: 34 years for cases, 35.1 for controls
Males 100%
Alcohol, khat, tobacco, tranquilizers MINI Khat chewers experienced more traumatic event types than non-chewers (p = 0.007), more PTSD symptoms than non-chewers (p = 0.002) and more psychotic symptoms (p = 0.044).
Goldblatt et al., 2015 [91] Cross-sectional Children living in the streets 296 Age range: 13-21years
All males
Alcohol, tobacco, khat, glue, fuel None Weekly alcohol use reported by 49%;93% reported weekly tobacco use; and 39% reported weekly Cannabis use; 46% reported lifetime use of glue; 8% reported lifetime inhalation of fuel
Hulzelbosch et al., 2015 [96] Cross-sectional Persons with hypertension in an informal settlement (Community) 440 Age: 35 years and above
males 42%
Alcohol, tobacco, khat, glue, fuel WHO STEPS survey instrument Tobacco use: current 8.4%, former 11.8%
Alcohol use: low 84.8%, moderate 6.8%, high 8.4%
Kurth et al., 2015 [121] Cross-sectional PWID (Community) 1785 Mean age 31.7 years in Coast and 30.4 in Nairobi
Males 82.4–89.0%
Injection drugs (heroin) None 93% injected heroin in the past 30 days.
Lukandu et al., 2015 [130] Case-control Cases were dental patients (Hospital) 42 (34 cases, 8 controls) mean age 28.9 years
all males
Alcohol, khat, tobacco, None Oral epithelium thicker in khat chewers compared non-chewers (p<0.05);
Maina et al., 2015 [132] Cross-sectional PLHIV (Hospital) 200 Modal age group 34–41 years (27.4%)
males 49.7%
Alcohol, tobacco, cocaine, amphetamines, inhalants, sedatives, opioids, hallucinogens, others (not specified) ASSIST, ASI Lifetime prevalence of any substance use was 63.1%; alcohol 94.4%; tobacco 49.7%; cocaine 6.7%; amphetamine type stimulants 19.6%; inhalants 3.4%; sedatives 1.7%; opioids 1.1%; hallucinogens 6.6%; others 4.2%
50.3% wrongly identified the alcohol use vignette problem as stress
Micheni et al., 2015 [33] Cohort MSM and FSW (Community) 1425 Median age was 25 for MSM and 26 for FSW
Males 50.9%
Alcohol, injection drugs (not specified) None Recent alcohol use was associated with reporting of all forms of assault by MSM [(AOR) 1.8, CI 0.9–3.5] and FSW (AOR 4.4, CI 1.41–14.0),
Muraguri et al., 2015 [144] Cross-sectional MSM (Community) 563 MSM who did not sell sex: 30% in the 35 and older age group; MSM who sell sex: 30.8% in the 25–29 age group
Males 100%
Alcohol, illicit drugs
(not specified)
AUDIT for alcohol use; tool not specified for illicit substances 62.9% of MSM who did not sell sex had used illicit drugs in the past 12 months while those who sold sex were 78.7%. Possible alcohol dependence was 21.4% among those who did not sell sex while those who sold sex were 33%.
Olack et al., 2015 [165] Cross-sectional Adults living in informal settlements (Community) 1528 Mean age: 46.7 years
Males 42%
Alcohol, tobacco smoking WHO STEPS survey questionnaire Prevalence of smoking: Current smokers 8.5% and past Smokers 5.1%;
Alcohol: Ever Consumed was 30.4%; In the past 12 months was 17% and In the past 30 days was 6.5%
Onsomu et al., 2015 [167] Cross-sectional Adult women (Community) 2227 Age range not reported
Females 100%
Alcohol use in husband None 385 of women reported that husband uses alcohol
Othieno et al., 2015 [170] Cross-sectional Students (University) 923 Mean age: age 23 (SD4.0)
Males 56.9%
Alcohol, tobacco None Alcohol use (p<0.001), binge drinking (p<0.01), tobacco use (p<0.001), were significantly associated with increased odds of having multiple sexual partners.
Othieno et al., 2015b [171] Cross-sectional Students (University) 923 Mean age: age 23 (SD4.0)
Males 56.9%
Alcohol, tobacco None Prevalence of binge drinking was 38.85%; Tobacco use prevalence not reported
Binge drinking and tobacco use were significantly associated with injury in the last 12 months (AOR 5.87 and 4.02, p<0.05, respectively)
Secor et al., 2015 [189] Cross-sectional MSM Community) 112 Median age: 26 years
Males 100%
Alcohol, other drugs (not specified) AUDIT, DAST Prevalence of hazardous or harmful alcohol use was 45%; prevalence harmful use of other drugs 59.8%
Alcohol abuse associated with higher PHQ-9 scores (p = 0.02).
Syvertsen et al., 2015 [190] Cross-sectional PWID (Community) 151 Mean age: 28.8 (SD 6.2) years
Males 84%
Alcohol, cannabis, prescription pills, cocaine, heroin None Prevalence of substance use was: Alcohol at 92.4%; cannabis at 67.6%; prescription pills at 21.2%; cocaine injection at 76.2%; Heroin injection at 29.1%
The mean years of injecting was 6.2;
Tun et al., 2015 [197] Cross-sectional PWID (Community) 269 Median age 31 years
Males 92.5%
Injection drugs, cannabis, khat, cocaine, tranquilizers None Past month injecting drug use (white heroin-97%; other 3%); past month use: cannabis -66.5%; Khat- 10.8%; cocaine 3.7%; tranquilizers- 58.0%
HIV infection was associated with having first injected drugs 5 or more years ago (aOR, 4.3, p = 0.002), and ever having practiced receptive syringe sharing (aOR, 6.2; p = 0.001)
Winston et al., 2015 [204] Cross-sectional Children living in the streets 200 Mean age: 16 years
Males 59%
Alcohol and other drugs
(not specified)
None Prevalence of alcohol use was 45.5%; and any drug use was 77.0%
Among females, those with HIV infection more frequently reported
drug use (91.7% vs 56.5%, p = 0.02),
Mokaya et al., 2016 [140] Cross-sectional Health care workers (Hospital) 206 Mean age: 35.3 years (SD 10.1)
Males 36.9%
Alcohol, tobacco, sedatives, cocaine, amphetamine-like stimulants, hallucinogens, inhalants, ASSIST Lifetime use was 35.8% for alcohol, 23.5% for tobacco, 9.3% for sedatives, 8.8% for cocaine, 6.4% for amphetamine-like stimulants, 5.4% for hallucinogens, 3.4% for inhalants, and 3.9% for opioids
Being male associated with lifetime tobacco (p<0.01), alcohol (p<0.01) and cannabis (p<0.01) use.
Papas et al., 2016 [176] Mixed methods PLHIV (Hospital) 127 Median age 37.0 years (IQR 32.0–43.0)
Males 48.2%
Alcohol, kuber, tobacco, cannabis, khat, AUDIT-C Prevalence of substance use was as follows: alcohol: ≥6 drinks per occasion at least monthly in the past year was 51.2%;
Past 30 days other drug use: Tobacco—25.2%; cannabis—3.9%; khat- 8.7%; kuber -10.2%
No agreement between self-reported alcohol use and PETH
White et al., 2016 [200] Cohort FSW (community) 405 Modal age group 40–49 years
All female
Alcohol AUDIT Hazardous/harmful alcohol use significantly associated with a lower likelihood of self-reported sexual abstinence (aRR 0.58; 95% CI 0.45–0.74)
Wilson et al., 2016 [203] Cross-sectional FSWs who are PLHIV
(hospital)
357 Age range: 20–61 years
Females 100%
alcohol AUDIT Any alcohol use was 48.7%;
Among those using 59.1% had drinking behaviour consistent with minimal alcohol use problems, 32.8% moderate problems and 8% had severe alcohol problems or possible alcohol use disorder
Women with severe alcohol problems (adjusted odds ratio 4.39, 1.16–16.61) were significantly more likely to report recent intimate partner violence.
Embleton et al., 2017 [87] Cross-sectional Orphaned and separated children (Community, charitable institutions) 1365 Mean age 13.9 years
Males 52%
Alcohol, drugs (not specified) None Prevalence of alcohol and drug use was 8.9%
Goodman et al., 2017 [92] Cross-sectional Mothers (Community) 1976 Mean age: 38.2 years
Females 100%
Alcohol None 7.95% reported any alcohol consumption and 5% reported weekly alcohol consumption
Physical abuse (OR) = 2; 95% CI: (1–4.2)), emotional neglect (OR = 3.18; 95% CI: (1.47–6.91), and living with someone with a mental illness or depression (OR
= 2.14; 95% CI: (1.05–4.34)) during the first 18 years of life significantly increased the odds of reporting weekly alcohol consumption.
Jenkins et al., 2017 [97] Cross-sectional Adults (Community) 1147 Age range: 18–60 years
Gender distribution: not reported
Alcohol AUDIT Lifetime alcohol use was 14.5% for men and 6.8% for women; Hazardous drinking was 9.5% of men and 2.9% of women.
Risk of hazardous drinking was increased in men (OR 0.3, C.I. = 0.17 to 0.58 p < 0.001), people living in larger households
(OR 1.8, C.I. = 1.09 to 2.97, p = 0.021), people who were single (OR 1.7, C.I. = 0.92 to 3.04, p = 0.093), and those who are self-employed (OR 1.8, C.I. = 1.04 to 2.99, p = 0.036).
Kamau et al., 2017 [101] Cross-sectional Children and adolescents attending a psychiatry out-patient clinic (Hospital) 166 mean age: 13.6 (SD 4.16) years
males 56%
Alcohol, tobacco, stimulants, cocaine KSADS and DSM-IV Criteria Substance use disorder (30.1%) most prevalent presentation.
Prevalence tobacco use -6.0%;
Alcohol abuse & dependence—7.2%; cannabis abuse and dependence—14.5%; Stimulant abuse 1.8%; cocaine dependence 0.6%
Kimando et al., 2017 [111] Cross-sectional Patients with diabetes (Hospital) 385 Mean age 63.3 years
Males 34.5%
Tobacco smoking, alcohol None Tobacco smoking was 23.6%; alcohol prevalence was 26.5%
Alcohol influences cardiovascular risk factor control (p<0.001)
Kunzweiler et al., 2017 [118] Cohort MSM (Community) 711 Median age (IQR): 24[2128] Alcohol AUDIT-C Previously diagnosed HIV-positive and out-of-care status was more likely than HIV-negative status among men who did not report harmful alcohol use (p = 0.28)
Kwobah et al., 2017 [126] Cross-sectional Adults (Community) 420 Median age 34 years, IQR 27–46
Males 48.6%
Alcohol and other substances (not specified) MINI-7 Alcohol/ Substance Use Disorders (11.7%). Other substances were not specified.
Muthumbi et al., 2017 [146] Case-control Cases were patients with pneumonia (Hospital) 281 cases and 1202 controls Among the 281 cases:
63% were male and 23% aged 15–24 years.
Alcohol, tobacco, snuff, khat None Pneumonia associated current smoking (2.19, 95% CI 1.39–3.70),
use of khat (OR 3.44, 95% CI 1.72–7.15), use of snuff (OR 2.67, 95% CI 1.35–5.49)
Papas et al., 2017 [177] Cross-sectional PLHIV with active alcohol use (Hospital) 614 Mean age: Male 40.3, Female 37.5
Male 48.5%
Alcohol AUDIT-C Alcohol use not associated with physical and sexual violence among both men (p = 0.434) and women (p = 0.449)
Roth et al., 2017 [185] Cross-sectional Adult males who use alcohol (community) 220 Mean age: 35.2 years
all males
Alcohol None Drinking alcohol with FSWs associated with ever having commercial sex (p<0.001), fighting with FSWs (p<0.01), being physically hurt by FSWs (p<0.01), physically hurting FSWs (p<0.001), being robbed by FSWs (p<0.001)
Takahashi et al., 2017 [192] Cross-sectional Adults (Community) 478 Mean age: 41(SD 14)
Males: females 41.4%
Alcohol, tobacco AUDIT Alcohol: prevalence of current drinking was 31.7% and hazardous drinking was 28.7%
Tobacco use prevalence was 14.4%
Current (p<0.001) and hazardous alcohol use (p<0.001) associated with being male
Tsuei et al.,2017 [196] Cross-sectional Health care workers (Hospital) 206 Mean age: 35.0 years (SD 10.1)
Males 37.2%
Alcohol, tobacco ASSIST Prevalence moderate risk alcohol use (3.0%); moderate and high risk tobacco use (11.8% and 0.5%) respectively; moderate risk cannabis use (3.4%)
Self-efficacy for SUD was lower in those practicing in public facilities and perceiving a need for AUD training; while higher self-efficacy correlated with a higher proportion of patients with AUD in one’s setting, access to mental health worker support, cannabis use at a moderate risk level, and belief that AUD is manageable in outpatient settings.
Asiki et al., 2018 [70] Cross-sectional Adults living in informal settlements (community) 1942 Mean age of women was 48.3 (SD 5.30), and of men was 48.8(SD 5.6)
Males 45.6%
alcohol, tobacco, CAGE BMI among men negatively associated with current tobacco smoking,
Budambula et al., 2018 [78] Cross-sectional PWID use, non-injecting drug users, non-drug users, with and without HIV (Community) 451 Among PWID (HIV positive): Median age 30.6; Males 45.2%
Among PWID (HIV negative): Median age 26.8; Males 64.1%
Injection drugs, non-injection drugs (not specified) None Occurrence of early age sexual debut, >1 sexual partners, unprotected sex and history of STIs (all p<0.0001) was significantly higher in HIV-infected PWID use than in non-injection drug users and non-drug users
Frequency of bisexuality, homosexuality, sex for police protection, sex for drugs was (all p<0.0001) significantly higher in HIV-infected PWIDs as compared to non-injection drug users and non-drug users
Cagle et al.,2018 [79] Cohort PLHIVV (Hospital) 854 Age: 15 years and above
61% females
Alcohol AUDIT CD4 count increase was associated with alcohol use (p = 0.051) following ART initiation in ART naïve patients
Gathecha et al., 2018 [88] Cross-sectional Adults (community) 4484 Age range 18-69years
Males 60.3%
Alcohol, tobacco WHO STEPS survey questionnaire Smokers (p = 0.001) were significantly more likely to be injured in a road traffic crash. Heavy episodic drinking (p = 0.001) and smoking (p < 0.05) were associated with increased likelihood of occurrence of a violent injury.
Kaduka et al., 2018 [100] Cohort Patients with stroke (Hospital) 691 Median age 60 years
Males 42.4%
Tobacco, cocaine WHO STEPS survey Tobacco smoking risk factor for ischemic stroke (p < 0.001).
Kendagor et al., 2018 [107] Cross-sectional Adults (Community) 4203 Age range: 18–69 years
Males 60%
Alcohol, tobacco WHO STEPS survey questionnaire 12.7% reported heavy episodic drinking,
Respondents who were separated had
three times higher odds of HED compared to married counterparts (OR 2.7, 95% CI 1.3–5.7). Tobacco consumption was associated with higher odds of HED (unadjusted OR 6.9, 95% CI 4.4–10.8)
Kiburi et al., 2018 [110] Cross-sectional Psychiatric in-patients (Hospital) 134 Modal age group 31–40
Males 88.1%
Alcohol, tobacco, opioids, cocaine, amphetamines, inhalants, sedatives, khat ASSIST Lifetime: prevalence tobacco 84.3%, alcohol 91.8%, cannabis 64.2%, cocaine 5.2%, amphetamine 3%, inhalants 5.2%, sedatives 22.4%, hallucinogens 3.7%, opioids 8.2%, khat 55.2%; 90% had poly-substance use
Emotional abuse significantly predicted tobacco (A.O.R = 5.3
(1.2–23.9) and sedative (A.O.R = 4.1 (1.2–14.2) use. Childhood exposure to physical abuse was associated with cannabis use [A.O.R = 2.9 (1.0–7.9)].
Kimbui et al., 2018 [113] Cross-sectional Pregnant adolescents (Hospital) 212 Mean age: 17.3 years
Males 88.1%
alcohol AUDIT 43.9% had used alcohol
Depression was associated with ever use of alcohol (p = 0.038), and alcohol dependence (p = 0.004)
Korhonen et al., 2018 [117] Cross-sectional Gay, bisexual and other MSM (Community) 1476 Median age (IQR 22–29),
Males 100%
Alcohol, other substances (not specified) AUDIT, DAST Prevalence for hazardous alcohol use was 44% and for problematic substance use was 51%
Transactional sex was associated with hazardous alcohol use [adjusted prevalence ratio (aPR) 1.34, 95% confidence interval (CI) 1.12–1.60]. Childhood abuse and recent trauma were associated with hazardous alcohol use (aPR 1.36, 95% CI 1.10–1.68 and aPR 1.60, 95%
CI 1.33–1.93, respectively), and problematic substance use (aPR 1.32, 95% CI 1.09–1.60 and aPR 1.35, 95% CI 1.14–1.59, respectively).
Kunzweiler et al., 2018 [119] Cross-sectional MSM (Community) 711 Median age 24 years
Males 100%
Alcohol, other substances (not specified) AUDIT, DAST Prevalence of harmful alcohol use was 50.1% and prevalence of moderate substance abuse was 23.8%
Depressive symptoms were associated with harmful alcohol use (p<0.01) and moderate substance abuse (p = 0.02)
Magati et al., 2018 [131] Cross-sectional Adults & adolescents (community) 43898 Age range: 15–54 rears
females 70.8%
Tobacco None Overall smoking and smokeless tobacco prevalence rate was 17.3% and 3.10% respectively among men. Lower rates in women with smoking and smokeless tobacco prevalence at 0.18% and 0.93%
Mannik et al., 2018 [133] Cross-sectional Adults (Community) 2865 Median age 50 years
Males 45%
Tobacco None The point prevalence of tobacco use was 22%.
Mburu et al., 2018 [134] Cohort Patients with tuberculosis (Hospital) 347 Median age 31years
Males 71.8%
Alcohol, tobacco None Alcohol use and smoking were associated with DM among TB patients (p<0.200)
Number of cigarettes smoked per day and significant risk factors of developing DM among
TB patients (p = 0.045)
Mkuu et al., 2018 [138] Cross-sectional Adults (Community) 718 Mean age 36.6 years
Males 86%
Alcohol, tobacco smoking AUDIT An average of 2.5 drinking events and 4.3 binge-drinking occasions per month.
37% consumed unrecorded alcohol.
Those who completed primary education or above less likely to report consuming unrecorded alcohol compared to those with incomplete primary education or lower, (OR = 0.22, 95% CI: 0.12–0.43). Compared to poorest and poor respondents, those identifying as middle class or above were less likely to consume unrecorded alcohol (OR = 0.47, 95% CI: 0.29–.78). Current smokers (OR = 2.19, 95% CI: 1.34–3.60) and those with higher binge drinking occasions in the past month (OR = 1.03, 95% CI: 1.004–1.07) were significantly more likely to consume unrecorded alcohol.
Mohammed et al., 2018 [139] Cross-sectional Adults (Community) 4484 Modal age group 18–29 (46%);
Gender distribution: not reported
Alcohol, tobacco WHO STEPS survey questionnaire Prevalence of current tobacco use was 13.4% and harmful alcohol use was 14.4%.
Harmful alcohol use was associated with hypertension (p < 0.001).
Ng’ang’a et al., 2018 [157] Case-control Cases were women screened for cervical cancer (Community) 1180 (194 cases, 986 controls) Age range: 30–49 years
Females 100%
alcohol, tobacco None Those with binge drinking more likely to be screened for cervical cancer
[OR 5.94, 95%CI 1.52–23.15) p = 0.010]
Ngaruiya et al., 2018 [158] Cross-sectional Adults (Community) 4484 Age range: 18–69 years
males 48.7%
Alcohol, tobacco WHO STEPS survey questionnaire Prevalence of tobacco use: current use was 13.5%; Lifetime alcohol use was 43.1%
Men had nearly seven times higher odds of being tobacco users as compared to women (OR 7.63, 95% CI 5.63–10.33). current tobacco use associated with ever use alcohol (p<0.001)
Oyaro et al., 2018 [173] Cross-sectional PWID (Community) 673 Majority between 20–34 years
Males 93%
Injection drugs (not specified) None IDU was positively associated with HCV (aOR = 5.37, 95% CI:2.61–11.06; p < 0.001)
Tang et al., 2018 [194] Cross-sectional Adult men (Community) 12815 Mean age: 30 (SD 10.9)
Males 100%
Tobacco None Trends in tobacco use: the rates declined from 22.9% in 2003 to 18.8% in 2008–2009 and 17% in 2014.
Wekesah et al., 2018 [198] Cross-sectional Adults (community) 4066 Age: 18 years and above
Male: 48.6%
Alcohol, tobacco WHO STEPS survey questionnaire Prevalence of smoking was 10.2% (17.9% males, 2.9% of females)
Prevalence of harmful alcohol use 13.8% (24.5% of males and 3.7% of females)
Akiyama et al., 2019 [68] Cross-sectional PWID and illicit drug use (NSP sites within the community) 2188 Median age (IQR): 32 years (28–36)
Males 91%
Injection drugs, illicit drugs (not specified) None Median (1QR) age at first injection 27 years (24–31), Median (1QR) number of injections per day in the past month: 2 (1–3); Median (1QR) years injecting 3(2–6)
Needle sharing at last injection: receptive (3%); distributive (3%)
More years of injecting and more injections in the past month was associated with increased odds of HIV–HCV co-infection (p>0.0001 in both cases)
Anundo 2019 [69] Cross-sectional Female PWID (Community) 149 Age range: 26–40 years
Females 100%
Alcohol, tobacco, khat, heroin amphetamines, cocaine, hallucinogens, sedatives. ASSIST The substance specific risk scores for frequently used substances were as follows: heroin 38, tobacco 37, alcohol 35, khat 28, rohypnol 1, cocaine 1
Gitatui et al. 2019 [24] Cross-sectional Adults living in informal settlements (Community) 215 Age: above 18 years
Males 80%
Alcohol None Alcohol use reported on average 4.15 ± 2.8 (Mean ± SD) days per week.
Respondents who consumed more than three drinks were more likely (p < 0.05) to be older (OR = 5.8, 95% CI:2.3–14.2 and OR = 2.6, 95% CI: 1.1–6.4), married (OR = 8.3, 95% CI: 3.3–21.1), separated/divorced/widowed
(OR = 2.8, 95% CI: 1.3–6.5), had attained post primary education (OR = 2.1, 05% CI: 1.1–3.8), and of income above 50 USD (OR = 5.8, 95% CI: 2.5–13.8 and OR = 8.8, 95% CI: 3.1–25.5)
Haregu et al. 2019 [95] Cross-sectional Adults living in informal settlements (Community) 5190 Age: 18 years and above
Males 53.8%
Alcohol, tobacco None lifetime alcohol use was 16.4%; lifetime tobacco use 20.3%
Kaai et al. 2019 [99] Cross-sectional Adult smokers (Community) 1103 Age: 18 years and above
males 91.5%
Tobacco None Quit intentions: 28% had tried to quit in past 12 months; 60.9% had never tried to quit, only 13.8% had ever heard of smoking cessation medication
Factors associated with quit intentions: being younger (AOR 3.29 [18–24 years]; AOR 1.98 [25–39 years]), having tried to quit previously (AOR 3.63), perceiving that quitting smoking is beneficial to health (AOR 2.23 [moderately beneficial]; AOR 3.72 [very/extremely beneficial]), worrying about future health consequences of smoking (AOR 3.10 [little/moderately worried]; AOR 4.05 [very worried]), and being low in nicotine dependence (AOR 0.74).
Kamenderi et al. 2019 [102] Cross-sectional Students (Secondary schools) 3908 Age data not stated
males 60%
Alcohol, khat, prescription medication, tobacco, cannabis, inhalants, heroin, cocaine None Lifetime use; alcohol (23.4%), khat (17.0%), prescription medication (16.1%), tobacco (14.5%), cannabis (7.5%), inhalants (2.3%), heroin (1.2%) and cocaine (1.1%);
Kamenderi et al. 2019 [103] Cross-sectional Adolescents and adults (Community) 3362 households Age range: 15–65 years
Gender distribution not reported
Alcohol, tobacco, cocaine, heroin, khat, None Lifetime prevalence of any substance was 62.5%; alcohol use disorder at 10.4%, tobacco use disorder at 6.8%, khat use disorder at 3.1 and heroin use disorder at 0.8%
Kamenderi et al. 2019 [104] Cross-sectional Adults and adolescents (community) 2136 households Mean age/age range: range 15–65
Males 48.8%
Alcohol, tobacco, khat DSM V Criteria Prevalence of multi- substance use was 5.3%;
Multiple substance use disorder pattern was as follows; alcohol and tobacco (2.5%); tobacco and khat (0.8%), alcohol and khat (0.7%); alcohol, tobacco and khat (0.5%); alcohol, tobacco, khat and bhang (0.3%), alcohol, khat and bhang (0.2%), alcohol, tobacco and bhang (0.2%); alcohol and bhang (0.1%).
Predictors of multiple substance use disorder were: setting (more in urban versus rural area) p = 0.004 and gender (more in females) p = 0001
Kimani et al. 2019 [112] Cross-sectional Patients with hypertension (Hospital) 229 Modal age group: <50 years (40.2%)
Males 44.5%
Alcohol, tobacco smoking, None Prevalence of tobacco smoking 8.3% and alcohol use 13.1%
More males reported drinking alcohol and smoking (p<0.001). Higher BPs were observed in smokers and drinkers (p<0.05).
Kisilu et al. 2019 [29] Cross-sectional Persons on MMT (MMT clinics) 388 Age distribution not reported
Males 93%
Alcohol, tobacco, khat, heroin, benzodiazepine, amphetamines, cocaine, barbiturates. None Type of substance first used: Cannabis 35.9%, tobacco 29.1%, alcohol 12%, heroin 11.3%, khat 5.9%, benzodiazepine 3%; glue 1.5%, amphetamines 0.3%, cocaine 0.3% and barbiturates 0.2%.
Kurui & Ogoncho 2019 [122] Cross-sectional Students (College) 303 Mean age: 21.96 years
Males 49.5%
Alcohol, tobacco, khat, heroin, prescription drugs, emerging drugs (shisha, kuber, shashaman, others not specified) None Lifetime use of any substance 52.5%; alcohol 52.5%, Tobacco 12.2%, khat 17.5%, heroin 1.3%, prescription drug 12.5%, emerging drugs 11.2%
Menya et al. 2019 [137] Case-control Patients with esophageal cancer (Hospital) 836 (422cases, 414 controls) Mean age 60 years
Males 65% in cases and 61% in control
Alcohol, tobacco None For the same amount of ethanol intake, drinkers who had 10 percentage points more ethanol consumed as chang’aa had a 16% (95%CI: 7, 27) higher esophageal squamous cell carcinoma risk.
Mungai & Midigo 2019 [143] Cross-sectional Adults (Community) 385 Age range: 18–65 years
Males 62.6%
alcohol AUDIT Alcohol use: 65% had hazardous or harmful drinking
Harmful/hazardous alcohol use associated with having a family member struggling with alcohol use (p<0.001), alcohol being brewed in the home (p<0.001)
Mutiso et al. 2019 [147] Cross-sectional Students (Secondary schools) 471 Mean age was 16.33
Males 46.5%
Substances not specified DUSI-R No significant differences in the mean scores for substance use problems across all the categories, though the lowest scores were reported among those who had not experienced bullying problems
Mwangi et al. 2019 [149] Cross-sectional PWID, women (Community) 306 Mean age 30 years (SD 5.7)
Females 100%
Injecting drugs (not specified) DSM-5 Criteria 88% of participants had severe injecting drug use (IDU)
IDU and depression were related to each other (P < 0.05) and each of them with risky sexual behavior (P < 0.05).
Nall et al. 2019 [150)] Cross-sectional Youth (Community) 651 Mean age: 16.7years
Males 46.5%
Alcohol, tobacco CRAFFT A mean score of 1.39 (SD = 0.81) with 30.4% having a score of two or more on CRAFFT, which is the threshold for intervention
Substance use predicted intent to test for HIV, (OR = 1.41, p = 0.007.)
Ngure et al. 2019 [160] Cross-sectional Students (University) 1438 Age range: 17–33 years
Males 53%
Opioids, alcohol, tobacco, shisha, kuberb, khat, inhalants, amphetamines, cocaine, hallucinogens, sedatives ASSIST Lifetime prevalence of any substance was 48.6% and current prevalence was 37.9%
Lifetime prevalence of tobacco -13%, shisha 17.8%, kuber 4.3%, alcohol 43.2%, 14.2%, cocaine 2.7%, amphetamines 1.7%, inhalants 0.8%, sedatives 0.8%, hallucinogens 1.4%, opioids 1.3%, khat 11.5%, muguka 8.1%
Ominde et al. 2019 [35] Cross-sectional In-patients with stroke (Hospital) 227 Mean age: 68.8(SD 6.8)
Males 37.9%
Alcohol, tobacco None Prevalence for alcohol use was 63% and tobacco use was 48%
Ongeri et al. 2019 [166] Cross-sectional Adults (Community) 831 Mean age: 30 years
Males 47.6%
Khat, tobacco, alcohol, other drugs
(not specified)
ASSIST Khat: lifetime use 44.6%, current use 36.8%
Khat use associated with higher odds of reporting strange experiences (OR, 2.45; 95%CI, 1.13–5.34) and experiencing hallucinations (OR, 2.08; 95% C.I, 1.06–4.08)
Khat use significantly associated with male sex (p < 0.001), younger age (less than 35 years) (p < 0001), higher level of income (p < 0.001) and comorbid alcohol (p = 0.001) and tobacco use (p < 0.001).
Owuor et al. 2019 [172] Cross-sectional Students (University) 404 Mean age: 22.42 (SD 2.45)
Males 54.8%
Alcohol, tobacco, sedatives, others (not specified) ASSIST Lifetime use of at least one substance was 76% and current use was 46.3%.
Pengpid & Peltzer 2019 [182] Cross-sectional Adults (Community) 4469 Median age (38 years)
Males 39.7%
Alcohol WHO STEPS survey questionnaire 12.8% reported past month binge-drinking and 6.7% had
hazardous or harmful alcohol use.
Current tobacco and khat use was 12.8% and 6.8% respectively
Being male (AOR 7.66 [3.92, 14.97]), tobacco use (AOR 6.72 [3.69, 12.2]), and having hypertension (AOR 2.28 [1.49, 3.48]) increased the odds for hazardous or harmful alcohol use.
Woldu et al. 2019 [206] Cross-sectional Adults living in informal settlements (community) 413 18 years and older Alcohol, tobacco, cannabis, khat, cocaine, opioids, sedatives, hallucinogens ASSIST Use of any substance in past three months increased the
odds of having concurrent sexual relationships (aOR 2.46; 95% CI 1.37–4.42, p < .01).
Kamenderi et al. 2020 Mixed methods (cross-sectional and qualitative) Pupils (Primary school) 3307 Age distribution not reported
Males 51.8%
Alcohol None Prevalence of alcohol use was 7.2%
Kurui & Ogoncho 2020 [123] Cross-sectional Students (College) 303 Mean age: 21.96 (SD 0.4) years
Males 49.5%
Alcohol None Prevalence of lifetime alcohol use was 52.5% and current alcohol use was 27.4%
Reasons for using alcohol included curiosity 24.1%, fun 12.2%, peer influence 11.6%; Average use- 1 unit 15.2%, 3–4 units 13.2%
Mutai et al. 2020 [39] Mixed methods (cross-sectional and qualitative) Adults living in informal settlements (community) 200 Modal age group 18–24 (74%)
Males 60%
Alcohol, khat, kuber, heroin, tobacco None Prevalence of substance abuse: Cannabis 60%; alcohol 26.5%; khat 6%; kuber, heroin and tobacco 3% each
Ndegwa & Waiyaki 2020 [151] Cross-sectional Students (University) 407 Age range: 18–41
Males 41.3%
alcohol, tobacco ASSIST Tobacco use was reported by 95.7% (77.9% had low risk, 16.3% moderate risk and 1.5% high risk);
Alcohol was reported by 95.7% (77.2% low risk; (16.0%) moderate risk; (2.5%) high risk:
Winter et al. 2020 [205] Cross-sectional Adults living in an informal settlement (community) 361 Modal age group: 25–44 years (80%)
Female 100%
Alcohol, tobacco None Alcohol prevalence was 21.1%, Tobacco prevalence 7.8%
Recent psychological IPV was associated with alcohol (OR = 2.6, p<0.05) and tobacco use (OR = 3.8, p<0.05)

akhat (catha edulis) is a plant with stimulant properties and is listed by WHO as a psychoactive substance. Its use is common in East Africa

bkuber is a type of smokeless tobacco product.

Studies evaluating substance use or SUD programs and interventions

General description of studies evaluating programs and interventions

A total of eighteen studies evaluated specific interventions or programs for the treatment and prevention of substance use. These were carried out between 2009 and 2020. Eleven studies focused on individual-level interventions, 5 studies evaluated programs, and 2 studies evaluated population-level interventions. The studies used various approaches including randomized control trials (RCT) (n = 7), mixed methods (n = 3), non-concurrent multiple baseline design (n = 1), quasi experimental (n = 1), cross-sectional (n = 2), and qualitative (n = 3). One study employed a combination of qualitative methods and mathematical modeling.

Individual-level interventions

Individual-level interventions for harmful alcohol use. Nine studies evaluated either feasibility, acceptability, and or efficacy for individual-level interventions for harmful alcohol use [38, 40, 90, 94, 127, 141, 175, 178, 193]. All the interventions were tested among adult populations including persons attending a Voluntary Counseling & Testing (VCT) center (38), PLHIV [40, 175], and adult males and females drawn from the community [94, 141] and FSWs [127, 178].

Two studies evaluated a six session CBT intervention for harmful alcohol use among PLHIV. The intervention was reported as feasible, acceptable [40] and efficacious [175] in reducing alcohol consumption among PLHIV. The intervention was delivered by trained lay providers.

Giusto et al [90] evaluated the preliminary efficacy of an intervention aimed at reducing men’s alcohol use and improving family outcomes. The intervention was delivered in 5 sessions by trained lay-providers, and utilized a combination of behavioral activation, motivational interviewing (MI) and gender norm transformative strategies. The intervention showed preliminary efficacy for addressing alcohol use and family related problems.

Five studies evaluated brief interventions that ranged from 1 to 6 sessions and were delivered by primary HCWs, lay providers and specialist mental health professionals [38, 94, 127, 178, 193]. The brief interventions were reported as feasible, acceptable [38], and efficacious in reducing alcohol consumption [94, 127, 178, 193]. The brief interventions additionally resulted in reductions to IPV, participation in sex work [178], and risky sexual behavior [127].

One study evaluated the efficacy of a mobile delivered MI intervention and found that at 1 month, AUDIT-C scores were significantly higher for waiting-list controls compared to those who received the mobile MI [94].

Moscoe at al. [141] found no effect of a prize-linked savings account on alcohol, gambling and transactional sex expenditures among men.

Individual-level interventions for khat use. One study utilized a randomized control trial (RCT) approach to evaluate the effect of a three-session brief intervention for khat use on comorbid psychopathology (depression, PTSD, khat induced psychotic symptoms) and everyday functioning. The intervention was delivered by trained college graduates and was found to result in reduced khat use and increased functioning levels, but had no benefit for comorbidity symptoms (compared to assessments only) [202].

Individual level intervention for any substance use. One study evaluated the efficacy of a four-session psychoeducation intervention using an RCT approach. The study found that the intervention was effective in reducing the severity of symptoms of any substance abuse at 6 months compared to no intervention. The intervention was additionally effective in reducing symptoms for depression, hopelessness, suicidality, and anxiety [145].

Programs

Methadone programs. Two studies utilized qualitative methods to evaluate the perceptions of persons receiving methadone on the benefits of the programs [61, 62]. The methadone programs were perceived as having potential to aid in recovery from opioid use and to reduce HIV transmission among PWID [61, 62].

Needle-syringe programs (NSPs). One paper explored the impact of NSPs programs on needle and syringe sharing among PWID. The study reported that the introduction of NSPs led to significant reductions in needle and syringe sharing [56].

Tobacco cessation programs. One study evaluated HCWs knowledge and practices on tobacco cessation and found that the knowledge and practice on tobacco cessation was inadequate [89].

Out-patient SUD treatment programs. One paper investigated the impact of community based outpatient SUD treatment services and reported a 42% substance use abstinence rate 0–36 months following treatment termination [84].

Population-level interventions

Population-level tobacco interventions. One study evaluated the appropriateness and effectiveness of HIC anti-tobacco adverts in the African context and found the adverts to be effective and appropriate [183].

Population-level alcohol interventions. One paper examined community members’ perspectives on the impact of the government’s public education messages on alcohol abuse and reported that the messages were ineffective and unpersuasive [55].

A complete description of studies investigating programs and interventions is in Table 3.

Table 3. Studies evaluating substance use or SUD interventions and programs.
Author, Year Study design Study objective Sample size Name of intervention/ program Intervention delivered by Outcomes and measures Main Findings
Individual-level interventions for harmful alcohol use:
Mackenzie et al. 2009 [38] Mixed methods Evaluate feasibility of an alcohol screening and brief intervention for adult clients attending HIV VCT centres Intervention group: 456
Comparison group: 602
5–10 minute brief intervention. Trained VCT service providers
  • Acceptability

  • Change in AUDIT scores

  • Proportion of respondents screened for alcohol use and offered feedback

Intervention feasible and acceptable
Papas et al. 2010 [40] Mixed methods Cultural adaptation and pilot testing of CBT for alcohol use among HIV-infected outpatients Focus group 1; 8
Focus group 2; 27
6 sessions of CBT delivered by non-professionals Paraprofessionals
  • Treatment attendance

  • Treatment acceptability, -- Alcohol use assessment using the TLFB method

Culturally adapted CBT was feasible, acceptable, and demonstrated preliminary efficacy
Papas et al. 2011 [175] RCT Efficacy of CBT for HIV-infected outpatients with hazardous/ binge drinking alcohol 75 6 weekly CBT sessions
Control:
Usual care
Paraprofessionals Percent drinking days and mean drinks per drinking days measured using the TLFB method CBT efficacious
Harder et al. 2020 [94] RCT To test the effectiveness of a MI intervention using the mobile phone among adults with
alcohol use problems.
Intervention group: 89
Control group 1: 65
Control group 2: 76
Mobile MI–single session MI delivered via mobile phone call upon enrolment
Control 1: in-person MI
Control 2: delayed mobile MI
Three clinicians with Master’s degree in nursing, doctoral degree in clinical psychology and a medical degree Change in AUDIT-C scores AUDIT-C scores
significantly higher for waiting-list controls after
1 month of no intervention versus mobile MI 1 month after intervention.
no difference between in-person and mobile MI at 1 month
Moscoe et al. 2019 [141] RCT To evaluate the effect of prize-linked savings accounts on men’s expenditure on alcohol use and risky sexual behaviors Intervention:
group: 152
Control group: 148
Intervention:
Reward for saving any amount in the bank
Control:
No reward standard interest
- Whether a
participant saved any money in the bank account during the study period; total amount saved in the bank account; expenditures on alcohol, gambling, and transactional sex.
The intervention did not have a significant effect on alcohol, gambling, and transactional sex expenditures.
Giusto et al. 2020 [90] Non-concurrent multiple baseline design To evaluate the preliminary efficacy of an intervention aimed at reducing men’s alcohol use and improving family outcomes 9 5 session brief intervention combining behavioral activation, MI and gender norm transformative strategies
Control: None
Trained lay counselors Changes in daily alcohol use (TLFB)
Changes in PHQ-9 scores
Changes in family-oriented behavior
Intervention showed preliminary efficacy for addressing alcohol use and family-related problems
L’Engle et al. 2014 [127] RCT Efficacy of a brief intervention for harmful alcohol use for female sex workers Intervention group: 410
Control group: 408
Intervention group:
6 counselling sessions based on WHO Brief Intervention for alcohol use
Control:
6 sessions Nutritional counselling
Trained nurses Difference in AUDIT scores and laboratory STI results between intervention and control groups Intervention efficacious in reducing alcohol use and risky sexual behavior.
Parcesepe et al. 2016 [178] RCT To document the impact of an alcohol harm reduction intervention on IPV and engagement in sex work among FSWs Intervention group: 410
Control group: 408
Intervention:
6 sessions of contextualized WHO Brief Intervention
Control:
6 sessions of non-alcohol related nutrition intervention
Trained nurses Differences in interpersonal violence and engagement in sex work between intervention and control groups Intervention resulted in reduction in IPV, reduction in sexual partners and reduction in participation in sex work
Takahashi et al. 2018 [193] 3-arm quasi experimental To assess the effectiveness of community-based alcohol brief intervention with and without motivational talks by former drinkers, in reducing harmful and hazardous alcohol use Control group: 52
Intervention group 1: 52
Intervention group 2: 57
Intervention 1:
3 sessions brief intervention based on FRAMES model
Intervention 2:
3 sessions BI plus group Motivational talks
Control: general health information on alcohol consumption.
Trained community-health workers Differences in the mean
AUDIT scores between the control group and each of the intervention
groups at 1, 3 and 6 months,
Greater reduction in adjusted mean AUDIT scores in intervention groups compared to controls
Individual-level interventions for khat use
Widmann et al. 2017 [202] RCT To evaluate impact of a brief intervention for khat use on comorbid psychopathology (depression, PTSD, khat induced psychotic symptoms) and everyday functioning Intervention group: 161
Control group: 169
Intervention:
3 sessions Screening and Brief Intervention
Control:
Assessments for comorbidity and SBI after 2 months
Trained college graduates Differences in PHQ-9; Post-traumatic diagnostic Scale, ASSIST and everyday functioning scores Intervention reduced khat use and increased functioning levels but had no benefit for comorbidity symptoms
Individual-level interventions for any substance use
Muriungi & Ndetei 2013 [145] RCT Effectiveness of psycho-education on depression, hopelessness, suicidality, anxiety and substance use among college students Intervention group: 1,181
Control group: 1,926
4 Psycho education sessions
Control:
No intervention
Clinical psychologist Differences in BDI, BHS, BSIS, BAI, ASSIST scores between intervention and control group Psycho-education was effective in reducing the severity of depression symptoms, hopelessness, suicidality, anxiety and risk of substance abuse at 6 months.
Programs
Methadone programs
Rhodes 2018 [62] Qualitative To evaluate perceptions of persons receiving methadone as regards benefits of the methadone programs 30 Methadone programs - Perceptions on the recovery potential of methadone programs Methadone perceived as having recovery potential.
Rhodes et. al 2015 [61] Qualitative methods and mathematical modeling To document the HIV prevention impact of Opioid Substitution Therapy with methadone form the perspective of PWID use 109 Opioid substitution therapy with methadone - Perceptions of PWID on promise of methadone
Projected HIV effects of methadone
Methadone could be an important component of any intervention package aiming to reduce HIV transmission among PWID in Kenya.
Needle syringe programs
Ndimbii et al. 2015 [56] Qualitative To explore the impact of needle and syringe programs on needle and syringe sharing among PWID use 109 Needle and syringe programs - Needle and syringe sharing practices before and after needle
and syringe programs
Introduction of needle and syringe programs led to significant reductions in needle and syringe sharing.
Tobacco cessation programs
Gichuki et al. 2016 [89] Cross-sectional To determine the smoking cessation practices of healthcare providers working in public health facilities; training received and barriers to provision of interventions 400 Smoking cessation practices - Smoking cessation practices; training received; barriers to practice Practice of smoking cessation interventions was sub-optimal; insufficient training was reported as an important barrier
Substance use out-patient programs
Deveau et al. 2010 [84] Cross-sectional Evaluate utilization of out-patient addiction services at 4 community-based clinics 1,847 Addiction out-patient treatment services - Number of clients utilizing services over a 4-year period
Abstinence rates
Number of clients participating in treatment services increased from 35 to 479 over the 4-year period
42% reported abstinence from substance use over a 0-36-month period
Population level-interventions for tobacco use
Perl et al. 2015 [183] Mixed methods An assessment of effectiveness and ease of adaptation of anti-tobacco adverts developed in HICs from the perspective of adult smokers and non-smokers 1078 Radio and TV anti-tobacco adverts - Ratings of effectiveness
and ease of adaptation of anti-tobacco ads
Adverts developed in High Income Countries are viable in tobacco control in Africa
Population level-interventions for alcohol use
Muturi et al. 2016 [55] Qualitative To explore community perspectives on alcohol abuse prevention strategies in rural Kenya 60 Alcohol abuse prevention strategies - Perspectives on alcohol abuse prevention strategies in rural Kenya Rural communities viewed alcohol abuse prevention interventions as ineffective and messages as unpersuasive in changing this high-risk behavior.

Studies qualitatively exploring various substance use or SUD topics (other than interventions)

General description of qualitative studies

There were 23 qualitative studies included in our review. The studies were conducted between 2004 and 2020. Data was collected using several approaches including in-depth interviews (IDIs) only (n = 6), focus group discussions (FGDs) only (n = 2), a combination of FGDs and IDIs (n = 10), a combination of observation and individual IDIs (n = 2), a combination of observation, IDIs and FGDs (n = 1), a combination of literature review, observation, IDIs and FGDs (n = 1). One study utilized the participatory research and action approach [60]. The target populations for the qualitative studies included persons using heroin (n = 3), males and females with IDU (n = 11) adolescents and youth (n = 3), FSWs (n = 2), refugees and Internally Displaced Persons (IDPs) (n = 1), and PLHIV (n = 2).

Injecting drug use and heroin use

Thirteen studies explored various themes related to IDU and heroin use with most of them (n = 8) focusing on issues related to women. Three studies explored the drivers of IDU among women and found them to include influence of intimate partners [48, 49], stress of unexpected pregnancies [49], gender inequality, and social suffering [67]. One study found that IDU among women interfered with utilization of antenatal and maternal and child health services [57], while another reported that women who inject drugs linked IDU to amenorrhea hence did not perceive the need for contraception [51].

Mburu et al [47] explored the social contexts of women who inject drugs and found that these women experienced internal and external stigma of being injecting drug users, and external gender-related stigma of being female injecting drug users. Using a socio-ecological approach, Mburu et al [50] reported that IDU during sex work was an important HIV risk behavior. In another study, FSWs reported that they used heroin to boost courage to engage in sex work [65].

Other than IDU and heroin use among women, five studies investigated other themes. One study explored the experiences of injecting heroin users and found that the participants perceived heroin injection as cool [42]. Guise et al. 2015 [44] conducted a study to explore transitions from smoking to injecting and reported that transitions from smoking to IDU were experienced as a process of managing resource constraints, or of curiosity, or search for pleasure. One study explored the experiences of persons on MMT as regards integration of MMT with HIV treatment. The study was guided by the material perspective in sociology theory and Annmarie’s Mol’s analysis of logic of care. Persons on MMT preferred that they have choice over whether to seek care for HIV and MMT in a single, or in separate settings.

Alcohol use

Six studies focused on alcohol use. Three studies explored perceptions of service providers and communities on the effects of alcohol use. Alcohol use was perceived as having a negative impact on sexual and reproductive health [53, 54] and on socio-economic status [43, 46]. One study explored the reasons for alcohol use among PLHIV and found that reasons for alcohol use included stigma and psychological problems, perceived medicinal value, and poverty [60].

Youth and adolescent substance use

Three studies focused on substance use among youth and adolescents. In one study, the adolescents perceived that substance use contributed to risky sexual behavior including unprotected sex, transactional sex, and multiple partner sex [58]. The youth identified porn video shows and local brew dens as places where risky sexual encounters between adolescents occurred [59]. Ssewanyana et al. [63] utilized the socio-ecological model to explore perceptions of adolescents and stakeholders on the factors predisposing and contributing to substance use. Substance use among adolescents was perceived to be common and to be due to several socio-cultural factors e.g. access to disposable income, idleness, academic pressure, low self-esteem etc.

Other topics

Utilizing the syndemic theory, one study explored how substance use, violence and HIV risk affect PrEP (Pre-exposure prophylaxis) acceptability, access and intervention needs among male and female sex workers. The study found that co-occurring substance use, and violence experienced by sex workers posed important barriers to PrEP access [41].

A complete description of included qualitative studies is in Table 4.

Table 4. Studies qualitatively exploring various substance use or SUD related themes.
Author, Year Study objective Methods of data collection; Study setting & study population Age and gender distribution Theoretical frameworks employed Main findings
Injecting drug use and heroin use
Yotebieng et al. 2016 [67] To explore the reproductive health of women of childbearing age who inject drugs and its implications for healthcare IDIs with 17 women who inject drugs Age range 20–35 years Social-ecological theory Gender inequality and social suffering were reported as driving factors of continued use during pregnancy; healthcare interactions reported as biased toward HIV screening over alcohol and drug screening and education.
Beckerleg 2004 [42] To describe the experiences of injecting heroin users A combination of anthropology and ethnographic approaches
IDIs with 40 persons with injecting heroin use
Observation of injecting users in streets and alleys
Age and gender distribution not reported No theoretical framework mentioned Heroin injection was perceived as “cool”; Most users were ill-informed on risk of transmission of HIV through injecting practices.
Guise et al. 2015 [44] To explore accounts of transitions from smoking to injecting to understand the role of individual, social and structural processes The study combined data from two separate studies conducted in Kenya: 1) an in-depth qualitative study of HIV
care access for people who inject drugs (n = 118)
2) an ethnographic study of the political economy of the heroin trade in Kenya (n = 92)
Study 1: Age range: 19–49 years; Male 72%
Study 2: Age distribution not reported; Male 94%
No theoretical framework mentioned Transitions from smoking to IDU are experienced as a process of managing a series of resource constraints or of curiosity or search for pleasure.
Mburu et al. 2018a [51] To explore perspectives of women and stakeholders on the intersection between drug use and contraceptive use IDIs and FGDs with 45 women who inject drugs and 5 stakeholders involved in service provision Age range 19–56 years
Gender distribution of stakeholders not reported
No theoretical framework mentioned Women linked drug use to amenorrhea hence did not perceive need for contraception
Mburu et al. 2018b [47] to explore the needs and social contexts of women who inject drugs in coastal Kenya IDIs and FGDs with 45 women who inject drugs and 5 stakeholders involved in service provision Age range for women & stakeholders 19–56 years
PWID 100% female; gender distribution
of stakeholders not reported
No theoretical framework mentioned Several forms of external and self-stigma are experienced by women with IDU. These included internal and external stigma of being a drug user, external gender-related stigma of being a female injecting drug user and external stigma of being HIV positive among participants living with HIV.
Mburu et al. 2019a [48] To document the role of intimate partners in influencing IDU among women Secondary analysis of a cross sectional qualitative study by Mburu et al 2018 [47]
Original study involved IDIs and FGDs with 45 women who inject drugs and 5 stakeholders involved in service provision
Age range for women & stakeholders 19–56 years
PWID 100% female; gender distribution
of stakeholders not reported
Social-ecological theory Intimate partners wield significant influence, on the initiation and maintenance of drug use by women; this influence is mediated by inequitable economic and gender-power.
Mburu et al. 2020 [49] To explore factors influencing women’s decisions to use drugs during pregnancy Secondary analysis of a cross sectional qualitative study by Mburu et al 2018 [47]
IDIs and FGDs with 45 women who inject drugs and 5 stakeholders involved in service provision
Age range for women & stakeholders 19–56 years
PWID 100% female; gender distribution
of stakeholders not reported
No theoretical framework mentioned Women used drugs to cope with stress of unexpected pregnancies, to manage withdrawals. Intimate partners also played roles in facilitating or limiting substance use.
Mburu et al. 2019b [50] To document HIV risks among women who inject drugs in coastal Kenya Secondary analysis of a cross sectional qualitative study by Mburu et al 2018 [47]
IDIs and FGDs with 45 women who inject drugs and 5 stakeholders involved in service provision
Age range for women & stakeholders 19–56 years
PWID 100% female; gender distribution
of stakeholders not reported
Social-ecological theory IDU during sex work emerged as an important HIV risk behavior
Ndimbii et al. 2018 [57] To explore utilization of reproductive, maternal, neonatal and child health services among women who inject drugs in coastal Kenya IDIs and FGDs with 45 women who inject drugs and 5 stakeholders involved in service provision in two coastal towns. Age range 19–56 years
Gender distribution of stakeholders not reported
No theoretical framework mentioned Drug use interfered with utilization of antenatal and maternal and child health services
Syvertsen et al. 2016 [64] To explore the emergent drug market in Kisumu, western Kenya, from the perspective of PWIDs Ethnographic methods; 29 IDIs; 151 quantitative surveys with community members reporting IDU 151 survey participants: mean age 28.8 years; Male 84%
Qualitative sample: Mean age 26.7 years; Male 55%
No theoretical framework mentioned The drug market in Kisumu is dynamic and chaotic reflecting the fluid and adaptive characteristics typical of new drug markets. The drug market is also hidden, erratic, and expensive
Mital et al. 2016 [52] To describe heroin user’s experiences during a period of heroin shortage Rapid assessment methods:
66 KIIs
and 15 FGDs with heroin users
At least 18 years of age.
Gender distribution not reported
No theoretical framework mentioned During the shortage, there was desperation and uncertainty, prices for heroin increased, purity decreased, and drug substitution and poly-drug use were practiced. Users transitioned from smoking to injection of heroin during the shortage to compensate for the low quality and quantity.
Guise et al. 2019 [45] To explore experiences of service users on integrated HIV care and methadone treatment 30 persons on MMT Mean age: 34 years
Male 70%
Material perspective in sociology and Annemarie Mol’s analysis of logic of care Service users preferred that they have choice over whether to seek care for HIV and MMT in a single setting, or separate settings.
Syvertsen et al. 2019 [65] To explore heroin use among FSWs in Kenya to inform services IDIs with 45 FSWs Age range: 18–37 years
Female 100%
Addiction trajectories concept Women commonly smoked cocktails containing heroin while using alcohol and other drugs prior to sex work. Most women perceived heroin to boost courage to engage in sex work. Sex work reinforced drug use in ways that both managed and created new risks.
Alcohol use
Ezard et al. 2011 [43] To describe the burden and pattern of substance use among refugees and IDPs from the perspective of community members and service providers, and identify available resources and interventions for managing the substance use in this population Rapid assessment and response (RAR)
Literature review;
20 Key informant interviews, 14 FGDs (n = 5–12) and 3 group discussions (n-20-34) with substance users; service providers; sex workers; young people; teachers; PLHIV; post-voluntary counselling and testing groups; health workers; pre-formed community groups
Direct observation at refugee/IDP sites.
Gender distribution not reported
Age range: 17–57 years
No theoretical framework mentioned Use of alcohol within these populations was widespread and was linked to a range of health and socio-economic problems.
Displacement experiences, may make communities vulnerable to substance use and its impact.
Access to health services for this population was limited.
Muturi 2014 [53] To explore the perceived reproductive health risks associated with alcoholism from the perspective of rural communities in Kenya Culture-centred approach that emphasizes community engagement in development of interventions;
IDIs with 12 opinion leaders and 7 FGDs with 60 community members
Opinion leaders:
Age distribution not reported
67% male
Community members:
Age range 25–57 years
50% male
No theoretical framework mentioned Heavy alcohol use has severe consequences on sexual and reproductive health
Muturi 2015 [54] To explore rural communities’ perspectives on the risk factors for HIV infection among women in alcohol discordant relationships 60 participants recruited from community-based organizations participated in 7 FGDs Age range 27–57 years
Males 50%
Protection motivation theory The perceived impact of alcoholism on men’s reproductive health and the unmet sexual and reproductive needs of women in alcohol discordant relationships drive women to engage in risky sexual behaviors.
Kibicho & Campbell 2019 [46] To explore the effect of second-generation alcohol consumption on sexual risk behaviors, alcohol misuse, violence and economic stress factors, and HIV infection risk. 12 FGDs of 80 people from established support groups At least 18 years of age
Male 57.5%
Social-ecological theory and syndemic theory Second-generation alcohol consumption is prevalent and has profound socio-economic and health effects on households.
Velloza et al. 2015 [66] To describe the stages and processes of change utilized by FSWs participating in an alcohol-reduction intervention IDIs with 45 FSWs Age range: 19–48 years
Female 100%
Stages of change model In sessions 1–3, most participants were in the pre-contemplation, contemplation, or preparation stages. In sessions 4–6, most participants were in the action and maintenance stages.
In the pre-contemplation stage, participants reported using environmental re-evaluation, consciousness raising, and dramatic relief techniques. In contemplation/ preparation phase, participants said they used self-reevaluation and self-liberation techniques. In action/maintenance, participants reported using helping relationships, counter-conditioning, reinforcement management, and stimulus control strategies.
Othieno et al. 2012 [60] To explore the factors related to harmful alcohol use and identify interventions aimed at improving adherence to antiretroviral drugs among PLHIV who also use alcohol in a harmful way Participatory Action Research tools; FGDs with 67 PLHIV and also abusing alcohol and 19 community members drawn from support groups working with PLHIV Age and gender distribution not reported No theoretical framework mentioned Reasons for alcohol use included stigma, to gain social acceptance, to deal with psychological problems, perceived medicinal value, and physical addiction and poverty.
Screening and treatment interventions within the community were scarce
Youth and adolescent substance use
Njue et al. 2009 [58] To describe the phenomenon of disco funerals as the setting of risky sexual encounters among youth. IDIs with 150 adolescents drawn from the community;
Observation at 6 disco funerals and 42 places where youth hang-out.
Age range: 15–20 years
Male 50%
No theoretical framework mentioned Drugs and alcohol seemed to facilitate risky unprotected, multiple-partner, coerced, and transactional sex.
Njue et al. 2011 [59] To explore risk situations that can explain the high HIV prevalence among youth in Kisumu town, Kenya IDIs with 150 adolescents; 4 FGDs and 48 observations at places where youth spend their free time.
Age range: 15–20 years
Male 50%
No theoretical framework mentioned Porn video shows and local brew dens were identified as popular events where unprotected multi-partner, concurrent, coerced and transactional sex occurs between adolescents.
Ssewanyana et al. 2018 [63] To explore perceptions of young people and stakeholders on the types of substances used and the predisposing and protective factors 11 FGDs with 85 young people (78 adolescents and 7 young adult community representatives); IDIs with 10 stakeholders Adolescents: aged 10–19 years; 42 males and 36 females
Young adult representatives: aged 22–28 years; 3 males and 4 females
Stakeholders:
Aged 27–51 years; 4 male and 6 females
Social-ecological theory The use of various substances was common among adolescents.
Substance use was due to several interacting social, cultural and community factors e.g. access to disposable income, idleness, academic pressure, low self-esteem, use by close family members etc.
Other topics explored
Bazzi et al. 2019 [41] To explore how substance use, violence and HIV risk shape PrEP acceptability, access and intervention needs among sex workers 73 Female and male sex workers Median age (IQR): Female 28 (18 to 42), Male 25 (19 to 41)
Male 38.4%
Syndemic theory Syndemic substance use and violence experienced by sex workers posed important barriers to PrEP access for sex workers.

Discussion

This is to our knowledge, the first study to summarize empirical work done on substance use and SUDs in Kenya. More than half (77.8%) of the reviewed studies investigated the area of prevalence and risk factors for substance use. Less common were qualitative studies exploring various themes (12.4%) and studies evaluating interventions and programs (9.7%). The first study was conducted in 1982 and since then the number of publications has gradually risen. Most of the research papers (92.4%) were of moderate to high quality. In comparison to two recent scoping reviews conducted in South Africa and Botswana, more research work has been done on substance use in Kenya. Our study found that 185 papers on substance use among Kenyans had been published by the time of the search while Opondo et al. [11] and Tran et al. [10] reported that only 53 and 7 papers focusing on substance use had been published in South Africa (between 1971 and 2017) and in Botswana (between 1983 and 2020) respectively.

Epidemiology of substance use or SUD

Studies investigating the prevalence, and risk factors for substance use dominated the literature. The studies, which were conducted across a broad range of settings and populations, focused on various substances including alcohol, tobacco, cannabis, opioids, cocaine, sedatives, inhalants, hallucinogens, prescription medication, and ecstasy. In addition, a wide range of important health and socio-demographic factors were examined for their association with substance use. Most studies had robust sample sizes and were conducted using diverse designs including cross-sectional, case-control and cohort. The studies showed a significant burden of substance use among both adults and children and adolescents. In addition, substance use increased the odds of negative mental and physical health outcomes consistent with findings documented in global reports [2, 3]. These findings highlight the importance of making the treatment and prevention for substance use and SUDs of high priority in Kenya.

  • Two main evidence gaps were identified within this category: The prevalence and risk factors for substance use among certain vulnerable populations for whom substance use can have severe negative consequences, had not been investigated. For example, no study had included police officers or persons with physical disability, only one study had its participants as pregnant women [113], and only 2 studies had been conducted among HCWs [140, 196].

  • Few studies had explored the epidemiology of hallucinogens, prescription medication, ecstasy, IDU, and emerging substances e.g. synthetic cannabinoids. These substances are a public health threat globally [207, 208] yet their use remains poorly documented in Kenya.

Interventions and programs

Given the significant documented burden of substance use and SUDs in Kenya, it was surprising that few studies had focused on developing and testing treatment and prevention interventions for SUDs. A possible reason for this is limited expertise in the area of intervention development and testing. For example, research capacity in implementation science has been shown to be limited in resource-poor settings such as ours [209].

Of note is that most of the tested interventions had been delivered by lay providers [40, 90, 175] and primary HCWs [38, 127, 178] indicating a recognition of task-shifting as a strategy for filling the mental health human resource gap in Kenya.

Several research gaps were identified within this category.

  • Out of the 11 individual-level interventions tested, nine had targeted harmful alcohol use except one which focused on khat [202] and another that targeted several substances [145]. No studies had evaluated individual-level interventions targeting tobacco and cannabis use, despite the two being the second and third most commonly used substances in Kenya [8]. Further, no individual-level interventions had focused on other important SUDs like opioid, sedative and cocaine use disorders.

  • Few studies had evaluated the impact of substance use population-level interventions [55, 183]. Several cost-effective population-level interventions have been recommended by WHO e.g. mass media education and national toll free quit line services for tobacco use, and brief interventions integrated into all levels of primary care for harmful alcohol use [210]. Such strategies need to be tested for scaling up in Kenya.

  • None of the interventions had been tested among important vulnerable populations for whom local research already shows a significant burden e.g. children and adolescents, the Lesbian Gay Bisexual Transgender & Queer (LGBTQ) community, HCWs, prisoners, refugees, and IDPs. In addition, no interventions had been tested for police officers and pregnant women, and no studies had evaluated interventions to curb workplace substance use.

  • Only one study evaluated digital strategies for delivering substance use interventions [94] yet the feasibility of such strategies has been demonstrated for other mental health disorders in Kenya [211]. Moreover, the time is ripe for adopting such an approach to substance use treatment given the fact that the country currently has a mobile subscriptions penetration of greater than 90% [212].

  • No studies had evaluated the impact of other interventions such as mindfulness and physical exercise. Meta-analytic evidence suggests that such strategies hold promise for reducing the frequency and severity of substance use and craving [213, 214].

Qualitative studies

The qualitative studies focused on a broad range of themes including drivers and impact of substance use, drug markets, patterns of substance use, stigma, and access to treatment. Most of the work however focused on PWID and heroin users. Future qualitative work should explore issues relating to other populations for example persons with other mental disorders, persons with physical disabilities, police officers, and persons using other commonly used substances such as tobacco, khat, and cannabis.

Limitations

The aim of this systematic review was to provide an overview of the existing literature on substance use and SUD research in Kenya. We therefore did not undertake a meta-analysis and detailed synthesis of the findings of studies included in this review. In addition, variability in measurements of substance use outcomes precluded our ability to more comprehensively summarize the study findings. For quality assessment, detailed assessments using design specific tools were not possible given the diverse methodological approaches utilized in the studies. We therefore used a single tool for the quality assessment of all studies. The results of the quality assessment are therefore to be interpreted with caution. Nonetheless this review describes for the first time the breadth of existing literature on substance use and SUDs in Kenya, identifies research gaps, and provides important directions for future research.

Conclusion

The purpose of this systematic review was to map the research that has been undertaken on substance use and SUDs in Kenya. Epidemiological studies dominated the literature and indicated a significant burden of substance use among both adults and adolescents. Our findings indicate that there is a dearth of literature regarding interventions for substance use and we are calling for further research in this area. Specifically, interventions ought to be tested not just for alcohol but for other substances as well, and among important at risk populations. In addition, future research ought to explore the feasibility of delivering substance use interventions using digital means, and the benefit of other interventions such as mindfulness and physical exercise. Future qualitative work should aim at providing in-depth perspectives on substance use among populations excluded from existing literature e.g. police officers, persons using other substances such as tobacco, cannabis and khat, and persons with physical disability.

Supporting information

S1 Checklist. PRISMA checklist.

(DOCX)

S1 File. Search terms for PsychINFO.

(PDF)

Abbreviations

ASI

Addiction Severity Index

ASSIST

Alcohol Smoking and Substance Involvement Screening Test

AUD

Alcohol Use Disorder

AUDIT

Alcohol Use Identification Test

AUDIT-C

Alcohol Use Identification Test–Concise

BAI

Beck Anxiety Inventory

BDI

Beck Depression Inventory

BHS

Behavioral Health Screen

BMI

Body Mass index

BSIS

Beck Suicidal Intent Scale

CAD

Coronary Artery Disease

CAGE

Cut, Annoyed, Guilty, Eye-opener

CIDI

Composite International Diagnostic Interview

CINAHL

Cumulative Index of Nursing and Allied Professionals

CRAFFT

Car, Relax, Alone, Forget, Friends, Trouble

DAST

Drug Abuse Screening Test

DSM-III

Diagnostic & Statistical Manual Third Edition

DSM-III R

Diagnostic & Statistical Manual Third Edition Revised

DSM-IV

Diagnostic & Statistical Manual Fourth Edition

DSM-V

Diagnostic & Statistical Manual Fifth Edition

DUSI-R

Drug Use Screening Inventory—Revised

FGD

Focus Group Discussion

FSW

Female Sex Workers

GSHS

Global School-based Health Survey

HCV

Hepatitis C Virus

HCW

Healthcare worker

HIC

High Income Country

HIV

Human Immunodeficiency Virus

ICD

International Classification of Disease

IDI

In-depth Interviews

IDP

Internally Displaced Persons

IPV

Intimate Partner Violence

KIIs

Key Informant Interviews

K-SADS

Kiddie-Schedule for Affective Disorders

LGBTQ

Lesbian, Gay, Bisexual, Transgender, Queer

LMIC

Low and Middle Income Country

MAST

Michigan Alcohol Screening Test

MI

Motivational Interviewing

MINI

Mini International Neuropsychiatric Interview

MMT

Methadone Maintenance Therapy

MPBI

Multiple Problem Behavior Inventory

MSM

Men who have Sex with Men

MSME

Men who have Sex with Men Exclusively

MSMW

Men who have Sex with Men & Women

NIH

National Institute of Health

NSP

Needle Syringe Program

OST

Opioid Substitution Therapy

PLHIV

People Living with HIV

PrEP

Pre-exposure Prophylaxis

PTSD

Post-Traumatic Stress Disorder

PWID

People Who Inject Drugs

QATSDD

Quality Assessment Tool for Studies with Diverse Designs

RCT

Randomized controlled trial

RTAs

Road Traffic Accidents

SCID

Structured Clinical interview for DSM

SES

Socio-economic Status

SSA

Sub-Saharan Africa

TB

Tuberculosis

UNODC

United Nations Office on Drugs and Crime

VCT

Voluntary Counseling & Testing

WOTC

Wisdom of the Crowds

Data Availability

All relevant data are within the paper and its Supporting information files.

Funding Statement

The author(s) received no specific funding for this work.

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PONE-D-22-00681A systematic review of substance use and substance use disorder research in KenyaPLOS ONE

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- Tsuei, S.HT., Clair, V., Mutiso, V. et al. Factors Influencing Lay and Professional Health Workers’ Self-efficacy in Identification and Intervention for Alcohol, Tobacco, and Other Substance Use Disorders in Kenya. Int J Ment Health Addiction 15, 766–781 (2017). https://doi.org/10.1007/s11469-017-9775-6

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Reviewer #1: Yes

Reviewer #2: Partly

**********

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Reviewer #1: N/A

Reviewer #2: N/A

**********

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #2: Yes

**********

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Reviewer #1: This manuscript adds value in an under-research area by summarizing main learnings from substance use and substance use disorder research in Kenya. Major revisions are needed though for the article to be presented as a scientifically- acceptable piece. These revision include punctuation, grammar errors (eg: inappropriate use of upper case letter on line 84- 86), and overall flow of some sentences such as line 31, line 39, line 50, line 58, line 69, line 83, line 87- 91, line 104, line 172, line 175 to list a few.

In addition to these revision, below are proposed consideration:

- In the abstract, please specify the start date used in the search strategy.

- Line 53- tobacco kills 8million people where? Worldwide? On a specific continent? Please specify

-Line 57- you mentioned one consequence so far ie death which others are you referring to here?

- Line 104- inception of what?

-Line 111 who checked the duplicates? Was the software used for this or did the authors do it? It's a bit unclear

-Line 124-125: Were mixed methods studies included as well? The way this is phrased it sounds like "all designs" refers more to qualitative and quantitative studies

-Avoid over using "/" in sentences. If need be list item a "or" b throughout the manuscript. Eg: substance use or SUDs

-Line 182- 183- did you mean that 13 additional studies were identified? Please consider reviewing and rephrasing your sentences to improve clarity

-Line 185- Is "These" referring to the studies? If yes, can you be a bit more explicit?

-Line 238- are you referring to MSM who are commercial sex workers? Please use appropriate languages throughout the manuscript

- For the result presentation, it might be helpful to have as part of the main manuscript (not supplemental information) a summary table of the final literature reviewed including information on the title of the article, authors, methods, findings and gap from the articles that were included in the review instead of having long references throughout the result section.

- Line 313 Lay healthcare providers might be more appropriate same for line 314 for primary healthcare workers not primary care workers

-Line 331-332 that last sentence seems incomplete, please consider reviewing it

-Line 371- 372- What are estimates then on what has been done elsewhere in SSA? Is this conclusion based mainly on the 2 scoping work from SA and Bostwana? How about other SSA countries including countries neighboring Kenya like Uganda, Tanzania, etc?

How do you define a lot?

-Line 392- Emerging substances like which ones?

- Line 404- Was the study specifically assessing feasibility? If that was not the case, making such claim is misleading

-

Reviewer #2: This systematic review highlights several gaps in licit and illicit substance use (SU) and substance use disorder (SUD) literature within Kenya, with the goal of summarizing research within three broad domains: (1) epidemiologic studies, (2) intervention and/or programs and (3) qualitative studies. The authors apply sound methods, with attention to details around decision-making processes when including articles in their review. The attention to target study populations (e.g., community, hospitals, prisons, etc.) is extremely valuable and calls for additional studies within specific populations. In addition, the authors make the case that their review is needed in order to address Kenya’s Vision 2030 and moves towards accomplishing SDG’s. I commend the authors for completing this large undertaking and offer feedback to strengthen and improve their paper.

Major Edits

• There is an absolute need for SU and SUD systematic review; however, this paper may have limited applications in its current state. In the introduction, the authors state this paper will “guide future research efforts”; however, most SUD researchers work with one substance or one category of substances. It would be helpful within the key findings sections to expand on SU categories, which are discussed briefly in the introduction (e.g., tobacco, alcohol, opioids, cannabis, and stimulants.) Another option may be to reformat the paragraphs according to SU categories and discuss the current epidemiologic, interventions/programs, and qualitative studies.

• In your criteria, you do not mention whether you included studies conducted out of methadone clinics or harm reduction sites (i.e., drop-in centres, NSPs), specifically. However, when I look over the publications, several were conducted within these sites. Please clarify whether these terms were part of your search categories and include them on Page 11, lines 215-217.

• Throughout the descriptions and key findings sections, there should be more syntheses of the data instead of frequencies, which are already conveyed in your tables. For example, under the epidemiology section of SU/SUD, you say that 47% of the studies used evidence-based diagnostic tools, but this should be followed by the key findings of those studies (i.e., X-X% of participants indicated hazardous or harmful alcohol consumption, and X-X% of participants indicated alcohol dependence.) This is just one example, but all of the key finding’s sections should provide more data syntheses.

• As it stands, the key findings and other findings sections are a little difficult to follow and are heavily focused on alcohol and tobacco use. For example, in the epidemiologic key findings section the paragraphs are organized as follows: (1) youth and substance use, (2) adults and tobacco use, (3) adults and alcohol use, and (4) two case control studies. Again, this may have a better flow if the authors organized the key findings by SU categories (e.g., tobacco, alcohol, opioids, cannabis, and stimulants.) By structuring the paragraphs by SU categories, the reader is able to quickly decipher where there are gaps in the literature. Alternatively, the authors may want to consider narrowing the scope of their paper by solely focusing on alcohol and tobacco use, which seem to be the main focus throughout the paper.

• In the qualitative study key findings section, most of the studies apply frameworks and/or theories to their analysis (e.g., stages of change, risk environment framework), which should be synthesized and included as a column in Additional File 5/Qualitative Studies.

Minor Edits

• Please review the PLOS ONE Guidelines on formatting references and edit references.

• Page 11 (line 220) “People with injecting drug use” should be “people (or persons) who inject drugs.”

• Page 11 (line 221) “Men who have Sex with Men” should not contain capital letters.

• Page 11 (lines 218-225) This section does not sum up to the total studies in the epidemiology section n=144.

• Page 11 (line 210-213) Please be consistent in how you mention the study designs with corresponding references. This was completed in the interventions and programs section, but not for the epidemiological studies.

• Page 15 (lines 299-303) Conversely, please indicate in the programs and intervention section, how may studies were included in each of the study designs.

• Page 12 (line 229) typo, please change to “opioids (n=21)”

• In the findings section, please define “hospital,” and whether this includes methadone clinics.

• Page 20 (line 398) “Substance use” should be “substance use disorder.”

• Page 21 (line 423-424) “Mental disorders” should be “mental health disorders.”

• Additional File 3/Epidemiological Studies: The SU category should not include how people consume their drugs (“injection drugs”), which is only seen a few times, but what drugs categories were examined. Please be more specific than “illicit drugs.”

• Additional File 4/Interventions and Program: Please review the sample sizes for each study, particularly for those with “not reported.”

**********

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Reviewer #2: No

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Attachment

Submitted filename: PONE-D-22-00681.pdf

PLoS One. 2022 Jun 9;17(6):e0269340. doi: 10.1371/journal.pone.0269340.r002

Author response to Decision Letter 0


12 May 2022

Reviewer #1: This manuscript adds value in an under-research area by summarizing main learnings from substance use and substance use disorder research in Kenya. Major revisions are needed though for the article to be presented as a scientifically- acceptable piece. These revision include punctuation, grammar errors (eg: inappropriate use of upper case letter on line 84- 86), and overall flow of some sentences such as line 31, line 39, line 50, line 58, line 69, line 83, line 87- 91, line 104, line 172, line 175 to list a few.

We thank the reviewer for this comment. We have thoroughly proof read the paper and made corrections to grammar and punctuation.

- In the abstract, please specify the start date used in the search strategy.

We have specified that the search was conducted from inception (line 27).

- Line 53- tobacco kills 8million people where? Worldwide? On a specific continent? Please specify

We have clarified that it is worldwide (line 58)

-Line 57- you mentioned one consequence so far ie death which others are you referring to here?

The paragraph has been revised to include health consequences of alcohol, tobacco and other substances (line 58-63)

- Line 104- inception of what?

Inception means from the earliest available study. This term is commonly used in systematic review searches when no date limits have been set

-Line 111 who checked the duplicates? Was the software used for this or did the authors do it? It's a bit unclear

The Mendeley Reference manager was used to identify and remove duplicates. This has been clarified on line 116-117.

-Line 124-125: Were mixed methods studies included as well? The way this is phrased it sounds like "all designs" refers more to qualitative and quantitative studies

Yes, we included studies with qualitative, quantitative and mixed methods designs. This has now been clarified (line 133).

-Avoid over using "/" in sentences. If need be list item a "or" b throughout the manuscript. Eg: substance use or SUDs

This has been corrected throughout the manuscript

-Line 182- 183- did you mean that 13 additional studies were identified? Please consider reviewing and rephrasing your sentences to improve clarity

The sentence has been reviewed to improve clarity (line 208)

-Line 185- Is "These" referring to the studies? If yes, can you be a bit more explicit?

We have reworded the sentence to make it more explicit (line 210)

-Line 238- are you referring to MSM who are commercial sex workers? Please use appropriate languages throughout the manuscript

The authors are referring to MSM who were commercial sex workers. We have corrected this (line 273).

- For the result presentation, it might be helpful to have as part of the main manuscript (not supplemental information) a summary table of the final literature reviewed including information on the title of the article, authors, methods, findings and gap from the articles that were included in the review instead of having long references throughout the result section.

We have included the tables within the main manuscript (line 367, 439, 504)

- Line 313 Lay healthcare providers might be more appropriate same for line 314 for primary healthcare workers not primary care workers

This has been corrected line 388, 391, 395, 551, 552

-Line 331-332 that last sentence seems incomplete, please consider reviewing it

This sentence has been revised (line 428-430)

-Line 371- 372- What are estimates then on what has been done elsewhere in SSA? Is this conclusion based mainly on the 2 scoping work from SA and Bostwana? How about other SSA countries including countries neighboring Kenya like Uganda, Tanzania, etc?

We have reworded the paragraph to show that we are comparing our findings with available scoping reviews (line 513-520)

How do you define a lot? We have revised this sentence and used the word “more…” (line 515)

-Line 392- Emerging substances like which ones?

An example has been given (line 541)

- Line 404- Was the study specifically assessing feasibility? If that was not the case, making such claim is misleading

This line has been deleted (line 554).

-

Reviewer #2: This systematic review highlights several gaps in licit and illicit substance use (SU) and substance use disorder (SUD) literature within Kenya, with the goal of summarizing research within three broad domains: (1) epidemiologic studies, (2) intervention and/or programs and (3) qualitative studies. The authors apply sound methods, with attention to details around decision-making processes when including articles in their review. The attention to target study populations (e.g., community, hospitals, prisons, etc.) is extremely valuable and calls for additional studies within specific populations. In addition, the authors make the case that their review is needed in order to address Kenya’s Vision 2030 and moves towards accomplishing SDG’s. I commend the authors for completing this large undertaking and offer feedback to strengthen and improve their paper.

We thank the reviewer for their comments.

Major Edits

• There is an absolute need for SU and SUD systematic review; however, this paper may have limited applications in its current state. In the introduction, the authors state this paper will “guide future research efforts”; however, most SUD researchers work with one substance or one category of substances. It would be helpful within the key findings sections to expand on SU categories, which are discussed briefly in the introduction (e.g., tobacco, alcohol, opioids, cannabis, and stimulants.) Another option may be to reformat the paragraphs according to SU categories and discuss the current epidemiologic, interventions/programs, and qualitative studies.

We acknowledge this comment. We have organized the key findings sections by substance use categories and expanded on the findings (line 162, 266-366, 373-439, 446-503).

• In your criteria, you do not mention whether you included studies conducted out of methadone clinics or harm reduction sites (i.e., drop-in centres, NSPs), specifically. However, when I look over the publications, several were conducted within these sites. Please clarify whether these terms were part of your search categories and include them on Page 11, lines 215-217.

NSP sites has been included in the general characteristics of epidemiological studies (line 248)

• Throughout the descriptions and key findings sections, there should be more syntheses of the data instead of frequencies, which are already conveyed in your tables. For example, under the epidemiology section of SU/SUD, you say that 47% of the studies used evidence-based diagnostic tools, but this should be followed by the key findings of those studies (i.e., X-X% of participants indicated hazardous or harmful alcohol consumption, and X-X% of participants indicated alcohol dependence.) This is just one example, but all of the key finding’s sections should provide more data syntheses.

• We have now provided more synthesis of data in the results section

(line 266-366, 373-439, 446-503).

• As it stands, the key findings and other findings sections are a little difficult to follow and are heavily focused on alcohol and tobacco use. For example, in the epidemiologic key findings section the paragraphs are organized as follows: (1) youth and substance use, (2) adults and tobacco use, (3) adults and alcohol use, and (4) two case control studies. Again, this may have a better flow if the authors organized the key findings by SU categories (e.g., tobacco, alcohol, opioids, cannabis, and stimulants.) By structuring the paragraphs by SU categories, the reader is able to quickly decipher where there are gaps in the literature. Alternatively, the authors may want to consider narrowing the scope of their paper by solely focusing on alcohol and tobacco use, which seem to be the main focus throughout the paper.

We acknowledge this comment. We have organized the key findings sections by substance use categories and expanded on the findings (line 162, 266-366, 373-439, 446-503).

• In the qualitative study key findings section, most of the studies apply frameworks and/or theories to their analysis (e.g., stages of change, risk environment framework), which should be synthesized and included as a column in Additional File 5/Qualitative Studies.

We have incorporated the theoretical frameworks into the results section (line 468,478, 492, 499), and added a column presenting information on theoretical frameworks to the table 4 (line 505).

Minor Edits

• Please review the PLOS ONE Guidelines on formatting references and edit references.

The references have been edited in line with PLOS one guidelines

• Page 11 (line 220) “People with injecting drug use” should be “people (or persons) who inject drugs.”

This has been corrected (line 251)

• Page 11 (line 221) “Men who have Sex with Men” should not contain capital letters.

This has been corrected (line 252)

• Page 11 (lines 218-225) This section does not sum up to the total studies in the epidemiology section n=144.

Yes. This is true because some populations overlapped e.g. some studies were conducted among general population adults with NCDs.

• Page 11 (line 210-213) Please be consistent in how you mention the study designs with corresponding references. This was completed in the interventions and programs section, but not for the epidemiological studies.

We have now deleted references in the general description section for the intervention studies (line 375-378) and qualitative studies (448-457) to ensure uniformity

• Page 15 (lines 299-303) Conversely, please indicate in the programs and intervention section, how may studies were included in each of the study designs.

This has been indicated. Line 386-389

• Page 12 (line 229) typo, please change to “opioids (n=21)”

This has been corrected. Line 261

• In the findings section, please define “hospital,” and whether this includes methadone clinics.

We have separated out studies done within hospitals and those done within methadone clinics (line 247; Kisilu et al. 2019 on table 2 line 367)

• Page 20 (line 398) “Substance use” should be “substance use disorder.”

This has been corrected. Line 551

• Page 21 (line 423-424) “Mental disorders” should be “mental health disorders.”

This has been corrected. Line 578

• Additional File 3/Epidemiological Studies: The SU category should not include how people consume their drugs (“injection drugs”), which is only seen a few times, but what drugs categories were examined. Please be more specific than “illicit drugs.”

The studies described the substances as just IDU and illicit substances, and did not provide descriptions of the specific substances assessed for. We have included the phrase ‘not specified’ next to the term illicit drugs and IDU for clarity. (Table 2 line 367)

• Additional File 4/Interventions and Program: Please review the sample sizes for each study, particularly for those with “not reported.”

These were reviewed and appropriate sample sizes reported (table 3 line 443)

Editors’ comments

2. We noticed you have some minor occurrence of overlapping text with the following previous publication(s), which needs to be addressed:

- Tsuei, S.HT., Clair, V., Mutiso, V. et al. Factors Influencing Lay and Professional Health Workers’ Self-efficacy in Identification and Intervention for Alcohol, Tobacco, and Other Substance Use Disorders in Kenya. Int J Ment Health Addiction 15, 766–781 (2017). https://doi.org/10.1007/s11469-017-9775-6

The text that needs to be addressed involves lines 279-283 in your submission.

We have addressed this (line 349-354)

About data availability. All analyzed data has been included in the main manuscript and in the supporting information files 1 and 2. (line 1264)

Decision Letter 1

Judith I Tsui

19 May 2022

A systematic review of substance use and substance use disorder research in Kenya

PONE-D-22-00681R1

Dear Dr. JAGUGA,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Judith I Tsui

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Judith I Tsui

26 May 2022

PONE-D-22-00681R1

A systematic review of substance use and substance use disorder research in Kenya

Dear Dr. Jaguga:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Judith I Tsui

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Checklist. PRISMA checklist.

    (DOCX)

    S1 File. Search terms for PsychINFO.

    (PDF)

    Attachment

    Submitted filename: PONE-D-22-00681.pdf

    Data Availability Statement

    All relevant data are within the paper and its Supporting information files.


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