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. 2022 May 26;19(5):e1003953. doi: 10.1371/journal.pmed.1003953

Safety and immunogenicity of heterologous boost immunization with an adenovirus type-5-vectored and protein-subunit-based COVID-19 vaccine (Convidecia/ZF2001): A randomized, observer-blinded, placebo-controlled trial

Pengfei Jin 1,#, Xiling Guo 1,#, Wei Chen 2,#, Shihua Ma 3, Hongxing Pan 1, Lianpan Dai 4, Pan Du 5,6, Lili Wang 3, Lairun Jin 7, Yin Chen 1, Fengjuan Shi 1, Jingxian Liu 1, Xiaoyu Xu 5, Yanan Zhang 2, George F Gao 4, Cancan Chen 2, Jialu Feng 8, Jingxin Li 1,8,9,*, Fengcai Zhu 1,8,9,*
Editor: James G Beeson10
PMCID: PMC9187065  PMID: 35617368

Abstract

Background

Heterologous boost vaccination has been proposed as an option to elicit stronger and broader, or longer-lasting immunity. We assessed the safety and immunogenicity of heterologous immunization with a recombinant adenovirus type-5-vectored Coronavirus Disease 2019 (COVID-19) vaccine (Convidecia, hereafter referred to as CV) and a protein-subunit-based COVID-19 vaccine (ZF2001, hereafter referred to as ZF).

Methods and findings

We conducted a randomized, observer-blinded, placebo-controlled trial, in which healthy adults aged 18 years or older, who have received 1 dose of Convidecia, with no history of Severe Acute Respiratory Syndrome Coronavirus 2 (SARS-CoV-2) infection, were recruited in Jiangsu, China. Sixty participants were randomly assigned (2:1) to receive either 1 dose of ZF2001 or placebo control (trivalent inactivated influenza vaccine (TIV)) administered at 28 days after priming, and received the third injection with ZF2001 at 5 months, referred to as CV/ZF/ZF (D0-D28-M5) and CV/ZF (D0-M5) regimen, respectively. Sixty participants were randomly assigned (2:1) to receive either 1 dose of ZF2001 or TIV administered at 56 days after priming, and received the third injection with ZF2001 at 6 months, referred to as CV/ZF/ZF (D0-D56-M6) and CV/ZF (D0-M6) regimen, respectively. Participants and investigators were masked to the vaccine received but not to the boosting interval. Primary endpoints were the geometric mean titer (GMT) of neutralizing antibodies against wild-type SARS-CoV-2 and 7-day solicited adverse reactions. The primary analysis was done in the intention-to-treat population. Between April 7, 2021 and May 6, 2021, 120 eligible participants were randomly assigned to receive ZF2001/ZF2001 (n = 40) or TIV/ZF2001 (n = 20) 28 days and 5 months post priming, and receive ZF2001/ZF2001 (n = 40) or TIV/ZF2001 (n = 20) 56 days and 6 months post priming. Of them, 7 participants did not receive the third injection with ZF2001. A total of 26 participants (21.7%) reported solicited adverse reactions within 7 days post boost vaccinations, and all the reported adverse reactions were mild, with 13 (32.5%) in CV/ZF/ZF (D0-D28-M5) regimen, 7 (35.0%) in CV/ZF (D0- M5) regimen, 4 (10.0%) in CV/ZF/ZF (D0-D56-M6) regimen, and 2 (10.0%) in CV/ZF (D0-M6) regimen, respectively. At 14 days post first boost, GMTs of neutralizing antibodies in recipients receiving ZF2001 at 28 days and 56 days post priming were 18.7 (95% CI 13.7 to 25.5) and 25.9 (17.0 to 39.3), respectively, with geometric mean ratios of 2.0 (1.2 to 3.5) and 3.4 (1.8 to 6.4) compared to TIV. GMTs at 14 days after second boost of neutralizing antibodies increased to 107.2 (73.7 to 155.8) in CV/ZF/ZF (D0-D28-M5) regimen and 141.2 (83.4 to 238.8) in CV/ZF/ZF (D0-D56-M6) regimen. Two-dose schedules of CV/ZF (D0-M5) and CV/ZF (D0-M6) induced antibody levels comparable with that elicited by 3-dose schedules, with GMTs of 90.5 (45.6, 179.8) and 94.1 (44.0, 200.9), respectively. Study limitations include the absence of vaccine effectiveness in a real-world setting and current lack of immune persistence data.

Conclusions

Heterologous boosting with ZF2001 following primary vaccination with Convidecia is more immunogenic than a single dose of Convidecia and is not associated with safety concerns. These results support flexibility in cooperating viral vectored and recombinant protein vaccines.

Trial registration

Study on Heterologous Prime-boost of Recombinant COVID-19 Vaccine (Ad5 Vector) and RBD-based Protein Subunit Vaccine; ClinicalTrial.gov NCT04833101.


In a randomized controlled trial, Pengfei Jin and colleagues assess the safety and immunogenicity of heterologous immunization with a recombinant adenovirus type-5-vectored COVID-19 vaccine and a protein-subunit-based COVID-19 vaccine.

Author summary

Why was this study done?

  • With the waning of antibodies against Severe Acute Respiratory Syndrome Coronavirus 2 (SARS-CoV-2) coinciding with the emergence of the new variants, the effectiveness of Coronavirus Disease 2019 (COVID-19) vaccines has declined over time, necessitating booster vaccinations.

  • This study was performed to evaluate whether heterologous immunization with a recombinant adenovirus type-5-vectored COVID-19 vaccine (Convidecia) and a protein-subunit-based COVID-19 vaccine (ZF2001) was safe and immunogenic in healthy adults.

What did the researchers do and find?

  • One hundred twenty participants who have received 1 dose of Convidecia were randomly assigned (2:1) to receive either 1 intramuscular dose of ZF2001 or placebo control (trivalent inactivated influenza vaccine (TIV)), administered at either 28 days or 56 days after priming, and received the third injection with ZF2001 at 4 months after second dose.

  • All the reported adverse reactions were mild, and the most common adverse reaction was injection-site pain. Heterologous schedules of ZF2001 following the primary vaccination of Convidecia can induce robust immune responses, particularly with a 5 to 6 months prime-boost interval.

What do these finding mean?

  • These data support the use of heterologous immunization with Convidecia and ZF2001.

Introduction

Coronavirus Disease 2019 (COVID-19), caused by Severe Acute Respiratory Syndrome Coronavirus 2 (SARS-CoV-2), has severely impacted the world in terms of health, society, and economy [1]. The mass vaccination campaigns are fundamental to reducing the burden of disease and the subsequent economic recovery. As of April 7, 2022, 11.4 billion doses have been administered globally, and 64.7% of the world population has received at least 1 dose of a COVID-19 vaccine, but only 14.8% of people in low-income countries have received at least 1 dose [2]. Currently, national regulatory authorities have granted authorizations for more than 15 COVID-19 vaccines, including 4 adenovirus-based vector vaccines: ChAdOx1 nCoV-19 (AstraZeneca), Ad26.COV 2-S (Janssen), rAd26+rAd5 (Gamaleya), and Ad5 nCoV (CanSino, Convidecia).

Compared with mRNA vaccines and protein-subunit-based vaccines containing novel adjuvants against COVID-19 (e.g., BNT162b2, mRNA-1273, NVXCoV2373), adenovirus-vectored vaccines (e.g., ChAdOx1 nCoV-19, Ad26.COV2-S, and Ad5 nCoV) showed a relatively lower immunogenicity and efficacy against symptomatic disease [3,4]. As the waning of antibodies against SARS-CoV-2 coinciding with the emergence of the new variants, the effectiveness of COVID-19 vaccines has declined over time [46], necessitating booster vaccinations. For adenovirus-vectored vaccines, preexisting adenovirus immunity is the biggest obstacle for homologous immunization to overcome. Hence, the Sputnik V vaccine programmer deployed a heterologous prime-boost schedule using Ad26 and Ad5-vectored COVID-19 vaccines, induced robust humoral and cellular responses and showed 91.5% efficacy against COVID-19 [7,8]. Additionally, the occurrence of rare, but severe thrombotic events with thrombocytopenia is another challenge for adenovirus-based vaccines [911]. Based on both the concerns of long-term protective effect and safety, it has been recommended to heterologous immunization with ChAdOx1 nCoV-19 or Ad26.COV 2-S followed by an mRNA vaccine [12,13].

Heterologous regimens have been proposed as an option to elicit stronger and broader, or longer-lasting immunity, which is particularly important for COVID-19 vaccines with moderate vaccine efficacy. The results from clinical trials and real-world studies suggested that heterologous prime-boost vaccination of adenovirus-vectored vaccines (ChAdOx1 nCoV-19 or Ad26.COV 2-S) followed by mRNA vaccines (BNT162b2 or mRNA-1273) induced stronger immune responses, and provided higher effectiveness than homologous ChAdOx1 nCoV-19 vaccination [13,14]. Additionally, the results from Com-COV2 and COV-BOOST trials showed heterologous immunization with ChAdOx1 nCoV-19 and NVXCoV2373 induced both humoral and T-cell immune responses superior to that homologous ChAdOx1 nCoV-19 vaccination [15,16]. Robust data on the safety and immunogenicity of heterologous schedules with different COVID-19 vaccines will help enhance deployment flexibility and improve access to vaccines.

Here, we present the safety and immunogenicity of a heterologous prime-boost vaccination of a recombinant adenovirus type-5-vectored COVID-19 vaccine (Convidecia) followed by a recombinant protein-subunit-based COVID-19 vaccine composed of dimeric receptor-binding domain (RBD) (ZF2001) in healthy adults.

Methods

Study design and participants

This study was designed as a randomized, observer-blinded, placebo-controlled trial to access the safety and immunogenicity of a heterologous prime-boost immunization with Convidecia and ZF2001 in Guanyun County, Jiangsu Province, China. The trial protocol was reviewed and approved by the institutional review board of the Jiangsu Provincial Center of Disease Control and Prevention (approval number: JSJK2021-A005-02) and performed in accordance with the Declaration of Helsinki and Good Clinical Practice. This trial was registered with ClinicalTrials.gov NCT04833101. The study protocol, including the CONSORT checklist, can be found in S1 Study Protocol and S1 CONSORT Checklist.

In the original protocol, participants who have received 1 dose of Convidecia were randomly assigned (2:1) to receive either 1 intramuscular dose of ZF2001 or placebo control (trivalent inactivated influenza vaccine (TIV)), administered at either 28 days or 56 days after priming. We made a protocol change to add an additional boost vaccination with ZF2001 at 4 months after first boost dose to further boost the immune responses for all the participants. Four permutations of prime-boost schedule were investigated, including receiving ZF2001/ZF2001 at 28 days and 5 months after priming with Convidecia (referred to as CV/ZF/ZF (D0-D28-M5)), receiving ZF2001 at 5 months after priming (referred to as CV/ZF (D0-M5)), receiving ZF2001/ZF2001 at 56 days and 6 months after priming (referred to as CV/ZF/ZF (D0-D56-M6)), and receiving ZF2001 at 6 months after priming (referred to as CV/ZF (D0-M6)) (Fig 1A).

Fig 1. Study design and trial profile.

Fig 1

(A) Immunization schedule and serum collection in 4 prime-boost regimens. CV/ZF/ZF (D0-D28-M5) refers to receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5 (day 150); CV/ZF (D0-M5) refers to receiving Convidecia/TIV/ZF2001 at day 0, day 28, and month 5 (day 150); CV/ZF/ZF (D0-D56-M6) refers to receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6 (day 180); and CV/ZF (D0-M6) refers to receiving Convidecia/TIV/ZF2001 at day 0, day 56, and month 6 (day 180). For CV/ZF/ZF (D0-D28-M5) and CV/ZF (D0-M5) regimen, blood samples were collected at day 28 (28 days post priming, before first boost), day 42 (14 days post first boost), day 56 (28 days post first boost), and day 164 (14 days post second boost). For CV/ZF/ZF (D0-D56-M6) and CV/ZF (D0-M6) regimen, blood samples were collected at day 28 (28 days post priming), day 56 (before first boost), day 70 (14 days post first boost), day 84 (28 days post first boost), and day 184 (14 days post second boost). (B) Trial profile. Seven participants discontinued follow up after vaccination. The reasons for dropout are withdrawn consents for participation. TIV, trivalent inactivated influenza vaccine.

Participants were healthy adults aged 18 years and above who have received a prime Convidecia vaccination within 28 days before the screening visit. Volunteers with a previous clinical or virologic COVID-19 diagnosis or SARS-CoV-2 infection, diagnosis of an immunocompromising or immunodeficiency disorder, or those who have received immunosuppressive therapy were excluded. Women with positive urine pregnancy test were also excluded from this study. Full details of the inclusion and exclusion criteria could be found in the Supporting information material (S1 Text). All participants provided written informed consent before enrollment.

Vaccines

Convidecia and ZF2001 have been authorized for conditional license or emergency use against COVID-19 in China and other countries, and manufactured by CanSino Biologics and Anhui Zhifei Longcom Biopharmaceutical, respectively. ZF2001 encodes the SARS-CoV-2 receptor-binding domain (RBD) antigen (residues 319 to 537, accession number YP_009724390), with 2 copies in tandem repeat dimeric form, and was manufactured in the CHOZN CHO K1 cell line as a liquid formulation containing 25 μg per 0.5 ml in a vial, with aluminium hydroxide as the adjuvant [17]. The control influenza vaccine is produced by Dalian Aleph Biomedical. Administration is via 0.5 ml intramuscular injection into the upper arm for both ZF2001 and TIV.

Randomization and masking

The randomization lists were generated by an independent statistician using SAS (version 9·4). Participants were stratified by age (18 to 59 years and ≥60 years), and then randomly assigned (2:1) to vaccine group receiving ZF2001 and “placebo” group receiving a TIV either 28 days or 56 days apart. Randomization was done by random block size of 6. Influenza vaccine was used as a placebo comparator rather than a saline placebo to maintain masking of participants and ensure that all participants obtain some benefit.

We masked participants, investigators, laboratory staff, and outcome assessors to the allocation of treatment groups, but not the prime-boost intervals. Personnel who prepared and administered vaccination were aware of group allocation, but they were not otherwise involved in other trial procedures or data collection, and were instructed not to reveal the identity of the study vaccines to the participants and other investigators.

Procedures

We recruited participants from a population cohort receiving Convidecia, in which participants had no history of SARS-CoV-2 infection before priming with Convidecia, confirmed by SARS-CoV-2 IgM/immunoglobulin G (IgG) antibodies rapid test kit (Vazyme, Nanjing, China). Eligible participants were randomly assigned to receive 1 shot of ZF2001 or TIV in a ratio of 2:1 at 28 days or 56 days after the prime vaccination. Four months after receiving the first boost dose, all the participants were administrated with an additional dose of ZF2001. Participants were monitored for 30 minutes post each vaccination for any immediate adverse reactions and instructed to record solicited adverse events up to day 7 and unsolicited adverse events up to day 28 after each dose on paper diary cards. Serious adverse events self-reported by participants were documented throughout the study. Adverse events were graded as mild (grade 1), moderate (grade 2), severe (grade 3), or life-threatening (grade 4) according to the scale issued by the China State Food and Drug Administration (version 2019). Safety data within 28 days after priming with Convidecia were collected in the same manner as the boost vaccination. If a participant developed fever accompanied by respiratory symptoms, he/she was instructed to seek medical attention and notify study staff. For the suspected COVID-19, the participant had a nasal/throat swab taken for PCR test.

Blood samples were taken on day 28 (referred to as baseline), day 42, day 56, day 164, after priming in CV/ZF/ZF (D0-D28-M5) and CV/ ZF (D0-M5) regimens, and on day 28 (referred to as baseline), day 56, day 70, day 84, day 194, after priming in CV/ZF/ZF (D0-D56-M6) and CV/ ZF (D0-M6) regimens (Fig 1A). A microneutralization assay with 50% tissue culture infectious dose of 100 in each well (100 TCID50) was used to measure live virus neutralizing antibodies. IgG binding antibody concentrations against RBD and spike protein were detected by an indirect enzyme-linked immunosorbent assay (ELISA) (Vazyme Biotech). The World Health Organization (WHO) international standard for anti-SARS-CoV-2 immunoglobulin (NIBSC code 20/136) was used side by side as reference with the serum samples measured in this study for calibration and harmonization of the serological assays [18]. The WHO reference serum (1,000 IU/ml) is equivalent to neutralizing antibody titer of 1:320 against wild-type SARS-CoV-2. Seroconversion was defined as at least a 4-fold increase in the antibody titers at different time points after priming compared to the baseline level (on day 28 post priming).

Peripheral blood mononuclear cells (PBMCs) were collected at 28 days post prime dose and 14 days post each boost dose, and for the determination of T cells producing interferon (IFN) γ. IFN-γ responses to spike glycoprotein were evaluated using enzyme-linked immunospot (ELISpot) (Mabtech, Stockholm, Sweden) and were expressed as spot-forming units (SFUs) per million PBMCs. An ad hoc analysis was conducted, comparing the wild-type virus neutralizing antibodies to a sample serum panel from 40 participants receiving homologous immunization of Convidecia following a 0 to 56 days regimen and 20 participants receiving homologous prime-boost vaccination of Convidecia with a 0 to 6 months regimen in previous trials [19,20]. Details of assays are included in the Supporting information (S2 Text).

Outcomes

The primary outcomes were the occurrence of solicited local or systemic adverse reactions within 7 days post vaccination and neutralizing antibody titers against wild-type SARS-CoV-2 at day 14 after each boost vaccination. Safety secondary outcomes include unsolicited adverse events for 28 days after immunization and serious adverse events collected throughout the study. Immunological secondary outcomes include the binding IgG concentration against SARS-CoV-2-specific RBD and spike protein at day 14 after each boost vaccination, and neutralization antibody titers against wild-type SARS-CoV-2 and binding IgG concentration at day 28 post prime dose, at day 28 post first boost dose and at month 6 post second boost dose.

The exploratory outcomes were neutralizing antibodies against the Delta variant B.1.617.2 at 28 days post prime dose and 14 days post second boost dose, and cellular responses measured by IFN γ ELISpot in peripheral blood at 28 days post prime dose and 14 days post each boost dose.

Statistical analyses

We assumed that the geometric mean titer (GMT) of neutralizing antibodies was about 1:20 at baseline (28 days after 1 dose of prime vaccination with Convidecia). After the second dose, GMT in the vaccine group was expected to reach 1:60 at day 14 post boost vaccination, while that in the control group remained unchanged. Assuming a standard deviation (SD) of 4, 40, and 20 participants receiving vaccine and placebo control in each regimen group, respectively, was estimated to provide 81.6% power for declaring the superiority.

Participants who received at least 1 dose of vaccine were included in the safety analysis. The primary immunogenicity analysis was done in the intention-to-treat population, including all participants who were injected and donated blood samples for antibody tests post boost vaccination. Subgroup analyses were performed according to the age for neutralizing antibodies against wild-type SARS-CoV-2. We assessed the number and proportion of participants with adverse reactions post vaccination. The antibodies against SARS-CoV-2 were presented as GMTs, geometric mean fold increases (GMFIs), and seroconversion with 95% confidence intervals (CIs), and the cellular responses were shown as the average number of positive cells per PBMCs. We used the χ2 test or Fisher’s exact test to analyze categorical data, and t test to analyze the log-transformed antibody titers. Normal distribution of the data was tested using Kolmogorov–Smirnov test. For nonnormal distributed data, Wilcoxon rank-sum test was used. The correlation between concentrations of log-transformed neutralizing antibodies and binding antibody was analyzed using Spearman’s correlation with 95% CIs. Hypothesis testing was 2-sided with an α value of 0.05. Statistical analyses were done by a statistician using SAS (version 9·4) or GraphPad Prism 8.0.1.

Results

Study participants

Between April 7, 2021 and May 6, 2021, a total of 120 adults over 18 years of age who had received a primary dose of Convidecia were enrolled, among whom 60 were randomly assigned (2:1) to receive a dose of ZF2001 (n = 40) or placebo control (TIV, n = 20) at 28 days after priming, and 60 were randomly assigned (2:1) to receive a dose of ZF2001 (n = 40) or TIV (n = 20) at 56 days after priming. A total of 113 (94.2%) participants received the third injection with ZF2001, with 40 receiving CV/ZF/ZF (D0-D28-M5) regimen, 19 receiving CV/ZF (D0-M5) regimen, 36 receiving CV/ZF/ZF (D0-D56-M5) regimen, and 18 receiving CV/ZF (D0-M6) regimen (Fig 1B). The mean age was 54.0 years (SD 15.0) for the whole study cohort, with 57 (47.5%) female participants. Baseline characteristics of the participants were similar across the 4 regimens (Table 1).

Table 1. Baseline characteristics of the participants by vaccination schedules.

CV/ZF/ZF (D0-D28-M5) regimen CV/ZF (D0-M5) regimen CV/ZF/ZF (D0-D56-M6) regimen CV/ZF (D0-M6) regimen
N 40 20 40 20
Age, years 54.6 (15.0) 51.9 (16.8) 54.2 (14.5) 51.6 (15.0)
Age group
18–59 years 20 (50%) 10 (50%) 20 (50%) 10 (50%)
≥60 years 20 (50%) 10 (50%) 20 (50%) 10 (50%)
Sex
Female 19 (48%) 9 (45%) 20 (50%) 9 (45%)
Male 21 (53%) 11 (55%) 20 (50%) 11 (55%)
Body mass index (kg/m2) 25.7 (3.3) 26.0 (2.9) 24.7 (2.8) 25.5 (2.3)
Underlying diseases
Yes 7 (18%) 4 (20%) 4 (10%) 2 (10%)
No 33 (82%) 16 (80%) 36 (90%) 18 (90%)

Data are number of participants (%) or mean (SD). CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6.

Safety

A total of 26 participants (21.7%) reported solicited adverse reactions within 7 days post boost vaccination, with 13 (32.5%) in CV/ZF/ZF (D0-D28-M5) regimen, 7 (35.0%) in CV/ZF (D0-M5) regimen, 4 (10.0%) in CV/ZF/ZF (D0-D56-M6) regimen, and 2 (10.0%) in CV/ZF (D0-M6) regimen, respectively (Table 2). All the reported adverse reactions post boost vaccination were mild, and the most common adverse reaction was injection-site pain (20.0%, 24/120). The incidence of injection-site pain was higher in CV/ZF/ZF (D0-D28-M5) regimen than that in CV/ZF/ZF (D0-D56-M6) regimen (32.5% versus 7.5%, p = 0.005).

Table 2. Adverse reactions occurred within 7 days and unsolicited adverse events within 28 days post vaccination.

Prime dose (N = 120) First and second boost dose (N = 120)
CV/ZF/ZF (D0-D28-M5) (N = 40) CV/ZF (D0-M5) (N = 20) CV/ZF/ZF (D0-D56-M6) (N = 40) CV/ZF (D0-M6) (N = 20)
Adverse reactions within 7 days post vaccination
Total 21 (17.5) 13 (32.5) 7 (35.0) 4 (10.0) 2 (10.0)
Injection-site adverse reactions within 7 days post vaccination
Total 9 (7.5) 13 (32.5) 7 (35.0) 3 (7.5) 2 (10.0)
Pain 9 (7.5) 13 (32.5)* 6 (30.0) 3 (7.5)* 2 (10.0)
Redness 0 (0.0) 0 (0.0) 1 (5.0) 0 (0.0) 0 (0.0)
Swelling 1 (0.8) 1 (2.5) 0 (0.0) 0 (0.0) 0 (0.0)
Induration 0 (0.0) 1 (2.5) 0 (0.0) 0 (0.0) 0 (0.0)
Systemic adverse reactions within 7 days post vaccination
Total 15 (12.5) 1 (2.5) 0 (0.0) 1 (2.5) 0 (0.0)
Fever 10 (8.3) 0 (0.0) 0 (0.0) 1 (2.5) 0 (0.0)
    Grade 3 2 (1.7) 0 (0.0) 0 (0.0) 0 (0.0) 0 (0.0)
Fatigue 4 (3.3) 0 (0.0) 0 (0.0) 0 (0.0) 0 (0.0)
Headache 2 (1.7) 0 (0.0) 0 (0.0) 0 (0.0) 0 (0.0)
Muscle pain 1 (0.8) 0 (0.0) 0 (0.0) 0 (0.0) 0 (0.0)
Cough 2 (1.7) 1 (2.5) 0 (0.0) 0 (0.0) 0 (0.0)
Unsolicited adverse events within 28 days post vaccination
Total 7 (5.8) 2 (5.0) 1 (5.0) 1 (2.5) 2 (10.0)

Data are n (%): n = the number of participants, % = proportion of participants; N = the number of participants included in the safety analysis.

*There was significant difference for the incidence of injection-site pain between CV/ZF/ZF (D0-D28-M5) regimen and CV/ZF/ZF (D0-D56-M6) regimen (p = 0.005). CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at of day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6.

Adverse reactions occurring within 7 days after prime immunization with Convidecia were reported by 17.5% (21/120) of the total participants, with injection-site pain (7.5%), fever (8.3%), and fatigue (3.3%) as the most commonly reported symptoms (Table 2). Two participants had grade 3 fever (axilla temperature ≥38.5°C) after prime vaccination. No serious adverse events and COVID-19 cases were reported throughout the trial.

Immunogenicity

Neutralizing antibody responses against wild-type SARS-CoV-2

The neutralization responses were detectable in 50.8% (61/120) of the participants at 28 days post prime vaccination with Convidecia, with GMT of 8.3 (95% CI 7.0 to 9.7). At 14 days post first boost, GMT of wild-type virus neutralizing antibodies in recipients receiving ZF2001 at 28 days and 56 days post priming was 18.7 (95% CI 13.7 to 25.5) and 25.9 (17.0 to 39.3), respectively, with geometric mean ratios of 2.0 (95% CI 1.2 to 3.5) and 3.4 (1.8 to 6.4) compared to TIV. ZF2001 given as the second boost dose induced comparable neutralizing antibodies to wild-type SARS-CoV-2 in 4 prime-boost regimens, with GMTs at 14 days post boost of 107.2 (73.7 to 155.8) in CV/ZF/ZF (D0-D28-M5) regimen, 90.5 (45.6 to 179.8) in CV/ZF (D0-M5) regimen, 141.2 (83.4 to 238.8) in CV/ZF/ZF (D0-D56-M6) regimen, and 94.1 (44.0 to 200.9) in CV/ZF (D0-M6) regimen, respectively (Fig 2A and 2B and Table C in S1 Data). The GMFIs ranged from 8.9 (95% CI 4.8 to 16.7) in CV/ZF (D0-M6) regimen to 17.3 (11.1 to 26.9) CV/ZF/ZF (D0-D56-M6) regimen when compared to baseline (28 days post prime) (Fig 2C and Table C in S1 Data).

Fig 2. Neutralizing antibodies against wild-type SARS-CoV-2 after prime and boost dose.

Fig 2

(A and B) GMTs of neutralizing antibodies to wild-type SARS-CoV-2 28 days after prime dose, 14 days after first and second boost dose (C) GMFI of neutralizing antibodies to wild-type SARS-CoV-2 14 days after first and second boost, compared to baseline (28 days post prime). (D) Seroconversion rate (%) of neutralizing antibodies to wild-type SARS-CoV-2 14 days after first and second boost. Seroconversion was defined as at least a 4-fold increase in the antibody titers at different time points after boost compared to baseline (28 days post prime). The WHO reference (1,000 IU/ ml) is equivalent to a neutralizing antibody titer of 1:320 against wild-type SARS-CoV-2. Cutoff (1:8) refers to the detection limit. Up arrow represents the boost immunization. Horizontal bars show geometric mean or mean and error bars show 95% CI. **P < 0.05, ****P < 0.001. CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6. CI, confidence interval; GMFI, geometric mean fold increase; GMT, geometric mean titer; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2; WHO, World Health Organization.

At 14 days post the second boost, the seroconversion of neutralizing antibody titers were observed in 90.0% (36/40) of the participants in CV/ZF/ZF (D0-D28-M5), 89.5% (17/19) in CV/ZF (D0-M5), 91.7% (33/36) in CV/ZF/ZF (D0-D56-M6), and 83.3% (15/18) in CV/ZF (D0-M6) regimen, respectively (Fig 2D and Table C in S1 Data). Homologous immunization with Convidecia at “0 to 56 days” regimen and “0 to 6 months” regimen induced neutralizing antibodies with the GMTs of 32.0 (95% CI 23.7 to 43.0) and 123.6 (82.8, 184.5) at 28 days post boost dose, respectively, which were equivalent to those induced by heterologous boost immunization with ZF2001 (S1 Fig). Neutralizing antibodies 14 days after boost dose were numerically higher in participants aged 18 to 59 years than in those over 60 years across 4 regimens, but no significant difference were found between age subgroups due to small sample size (Fig 3 and Table D in S1 Data).

Fig 3. Neutralizing antibodies to wild-type SARS-CoV-2 after prime and boost dose according to age.

Fig 3

Data presented are neutralizing antibodies to wild-type SARS-CoV-2 28 days after prime dose, 14 days after first and second boost according to age (18–59 years and ≥60 years) in each regimen. Cutoff (1:8) refers to the detection limit. Horizontal bars show geometric mean titer and error bars show 95% CI. Up arrow represents the boost immunization. CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6. CI, confidence interval; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2.

Anti-RBD and anti-spike IgG antibody responses

In line with wild-type virus neutralizing antibodies, ZF2001 induced significantly higher anti-RBD IgG and anti-spike IgG 14 days post first boost, compared with TIV (Fig 4). Anti-RBD IgG Geometric mean ratios (GMRs) between ZF2001 and TIV were 5.2 (2.6, 10.4) in “D0-D28” regimen and 9.3 (4.3, 20.4) in “D0-D56” regimen. GMRs for anti-spike IgG were consistent with those of anti-RBD IgG (Table E in S1 Data). The second boost immunization with ZF2001 increased anti-RBD IgG to comparable level, with GMTs at 14 days post boost of 695.6 IU/ml (95% CI 465.9 to 1,038.5) in CV/ZF/ZF (D0-D28-M5) regimen, 514.7 IU/ml (255.9 to 1,035·2) in CV/ZF (D0-M5) regimen, 951.4 IU/ml (594.0 to 1,523.9) in CV/ZF/ZF (D0-D56-M6) regimen, and 534.5 IU/ml (256.7 to 1,112.9) in CV/ZF (D0-M6) regimen, respectively (Fig 4A and 4B, Table E in S1 Data). Compared with anti-RBD IgG, the GMTs of anti-spike IgG were reduced according to point estimates, with the GMTs of 571.9 IU/ml (95% CI 396.9 to 823.9) in CV/ZF/Z F(D0-D28-M5) regimen, 412.9 IU/ml (202.1 to 843.9) in CF/ZF (D0-M5) regimen, 686.1 IU/ml (435.8 to 1,080.4) in CF/ZF/ZF IU/ml (D0-D56-M6) regimen, and 407.3 IU/ml (211.4 to 784.9) in CF/ZF (D0-M6) regimen, respectively (Fig 4C and 4D and Table E in S1 Data).

Fig 4. SARS-CoV-2-specific IgG antibodies after prime and boost dose.

Fig 4

(A and B) GMTs of anti-RBD IgG (A and B) and anti-spike IgG (C and D) 28 days after prime dose, 14 days after first and second boost dose. Horizontal bars show geometric mean concentration and error bars show 95% CI. Up arrow represents the boost immunization. ****P < 0.001. RBD = SARS-CoV-2 receptor-binding domain. IU/ml = International units per milliliter. CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6. CI, confidence interval; IgG, immunoglobulin G; RBD, receptor-binding domain; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2.

Similar patterns of binding antibody responses were observed in age subgroups, and the younger adults had numerically higher humoral responses than did the older adults (S2 and S3 Figs). Strong correlations were found between neutralizing antibodies against wild-type and anti-RBD IgG, and neutralizing antibodies against wild-type and anti-spike IgG at 14 days post second boost dose (Pearson correlation coefficients of 0.87 to 0.92) (S4 Fig).

Neutralizing antibody responses against SARS-CoV-2 variants

Twenty-eight days after prime immunization with Convidecia, the GMT of neutralizing antibody titers to B.1.617.2 variant was 2.8 (95% CI 2.5 to 3.2). Fourteen days post the second boost vaccination, the GMTs of neutralizing antibody titers to B.1.617.2 variant increased to 38.0 (95% CI 26.7 to 54.2) in CV/ZF/ZF (D0-D28-M5) regimen, 29·7 (15.3 to 57.9) in CV/ZF (D0-M5) regimen, 41.9 (27.0 to 65.0) in CV/ZF/ZF (D0-D56-M6) regimen, and 34.6 (18.1 to 65.9) CV/ZF (D0-M6) regimen, respectively (Fig 5C and Table C in S1 Data). Similar with that after prime immunization with Convidecia, the GMRs of neutralizing antibodies against wild-type relative to Delta variant elicited by boost vaccination ranged 2.9 and 3.4 across 4 heterologous regimens (Fig 5A and 5B). In addition, we tested the serum samples for neutralizing antibodies against the Omicron variant in CV/ZF/ZF (D0-D56-M6) regimen. The results showed that 8 (27.6%) of 29 serum samples 14 days post first boost and 21 (70.0%) of 30 serum samples 14 days post second boost were positive for neutralizing antibodies against the Omicron variant (BA.1.1). The second boost vaccination induced higher neutralizing antibodies against Omicron than that elicited by first boost, with the GMT of 8.2 (95% CI 5.2 to 12.8) versus 3.6 (2.4 to 5.5) (p<0.001). The titer of neutralizing antibodies against the Omicron variant was lower than that against the wild-type SARS-CoV-2 by a factor of 7.8 (95% CI 5.4 to 11.2) 14 days post first boost, and 19.7 (13.6 to 28.6) 14 days post second boost (S5 Fig).

Fig 5. Neutralizing antibodies against the Delta variant and specific T-cell responses after prime and boost dose.

Fig 5

(A and B) Geometric mean ratios of neutralizing antibodies against wild-type relative to Delta 28 days post prime dose (A), and 14 days post second boost dose (B). (C) GMTs of neutralizing antibodies to the Delta variant 28 days post prime dose and 14 days post second boost dose. (D) Spot-forming cells with secretion of IFN-γ cytokines per 1 × 106 PBMCs measured by ELISpot 28 days post prime dose, and 14 days post first and second boost dose. The numbers indicate the geometric mean ratios. Cutoff (1:4) refers to the detection limit. Horizontal bars show geometric mean titer (C) and median (D). Error bars show 95% CI in panel (C), and interquartile range in panel (D). CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6. CI, confidence interval; ELISpot, enzyme-linked immunospot; GMT, geometric mean titer; IFN, interferon; PBMC, peripheral blood mononuclear cell.

Vaccine-induced T-cell responses

Ad5-vectored COVID-19 vaccine induced significant specific T-cell responses measured by enzyme-linked immunospot (ELISpot) assay. A median of 20.0 (interquartile range (IQR): 0.0, 57.5) spot-forming cells secreting IFN-γ per 1 × 106 PBMCs was observed at 28 days after prime vaccination, and no further increase was seen post boost immunization with ZF2001 (Fig 5D). The median of IFN-γ spot counts per 106 PBMCs 14 days after first boost was 10.0 (IQR: 0.0, 27.5) in CV/ZF/ZF (D0-D28-M5) regimen, 10.0 (IQR: 0.0, 37.5) in CV/ZF (D0-M5) regimen, 10.0 (IQR: 0.0, 25.0) in CV/ZF/ZF (D0-D56-M6) regimen, and 1.5 (IQR: 0.0, 20.0) in CV/ZF (D0-M6) regimen, respectively. The median of IFN-γ spot counts per 106 PBMCs 14 days after second boost was 30.0 (IQR: 0.0, 65.0) in CV/ZF/ZF (D0-D28-M5) regimen, 20.0 (IQR: 0.0, 60.0) in CV/ZF (D0-M5) regimen, 20.0 (IQR: 10.0, 55.0) in CV/ZF/ZF (D0-D56-M6) regimen, and 10 (IQR: 0.0, 20.0) in CV/ZF (D0-M6) regimen, respectively.

Discussion

Our findings show that heterologous immunization of ZF2001 in individuals primed with Convidecia is not associated with safety concerns in this study. The lower frequency of systemic adverse reactions was reported after boost dose with ZF2001, compared with that after prime dose with Convidecia. Four prime-boost regimens induced robust immune responses, with GMTs of wild-type virus neutralizing antibodies ranged 91 to 141, which is equivalent to range 283 to 441 IU/ml using the WHO international standard. This is comparable to 344 IU/ml in participants primed with Janssen Ad26.COV2-S and then given BNT162b2 [21]. Heterologous immunization of ZF2001 with prime-boost intervals of 28 days or 56 days induced 2.5- and 3.3-fold higher neutralizing antibodies against wild-type SARS-CoV-2 than those induced by a single dose of Convidecia, respectively. In addition, we also found that heterologous vaccinations with Convidecia and ZF2001 at an interval of 5 months or 6 months are more efficient in eliciting neutralizing antibodies, with GMFIs of 8.9 and 10.7 compared to a single dose of Convidecia, respectively.

In the present study, we found that the impact of dose interval on the immune responses was greater than the number of doses, which may relate to memory B cell maturation undergoing during 4 to 6 months [22]. Notably, heterologous vaccination with Convidecia and ZF2001 at an interval of 5 months or 6 months induced higher antibody titers than that elicited by immunization at 28 days or 56 days apart. Additionally, 2-dose schedules with D0-M5 and D0-M6 induced antibody level comparable with that elicited by 3 doses of heterologous immunization with D0-D28-M5 and D0-D56-M6 schedules. Zhao and colleagues [23] also showed that prolonged-interval ZF2001 (receiving 3 doses of ZF2001 at interval of month 0, 1, and 4, M0-M1-M4) induced higher binding and neutralizing antibodies than the short-interval ZF2001 (M0-M1-M2), including against SARS-CoV-2 prototype strain and variants of concern such as Delta and Omicron. These findings support the use of a prolonged booster interval to elicit stronger immune responses in persons who had previously received prime immunization of COVID-19 vaccine.

As we know, preexisting anti-adenovirus immunity is the biggest obstacle for the adenovirus-vectored vaccines to overcome, especially for Ad5 eliciting widespread preexisting immunity in the human population. In the previous Phase IIb trial of Convidecia, the boosting effect of homologous prime-boost regime apart 56 days on immune responses was limited due to high anti-Ad5 antibodies [19]. In order to minimize the negative effect of preexisting anti-Ad5 antibody, heterologous prime-boost regimens and a wider prime-boost interval are necessary to provide enhance of immune responses. Our study indicated that homologous Convidecia vaccination apart 6 months induced comparable antibodies with that elicited by heterologous Convidecia-ZF2001 immunization at an interval of 5 months or 6 months. The impact of dose interval was also observed in other vectored COVID-19 vaccines. There is a better immunogenicity when a second dose of Ad26 is given at 6 months after the first dose of Ad26 compared with 2 months [24]. ChAdOx1 nCoV-19 has also shown that a longer prime-boost interval (≥12 weeks) provided higher protective efficacy than a short interval (>6 weeks) [25].

The neutralizing antibodies against the Delta variant elicited by heterologous immunization with Convidecia and ZF2001 decreased about 2.9- to 3.4-fold relative to wild type across the 4 different regimens, and which was similar with that after the prime immunization. Nevertheless, heterologous schedules maintained higher neutralizing antibodies against Delta variant than prime vaccination. In addition, boost vaccination of ZF2001 in individuals primed with Convidecia increased neutralizing antibodies against Omicron and partially restored neutralization of the Omicron variant, but responses were still up to 19-fold decrease compared to wild type. Our results are consistent with those from studies by Servellita and colleagues and GeurtsvanKessel and colleagues and indicate that booster vaccinations are needed to further restore Omicron cross-neutralization by antibodies [26,27]. The use of ZF2001 as a boost does not further increase the cellular immunity responses obtained after the initial dose of Convidecia, which was in line with that reported in a previous trial with ZF2001 booster at interval of 4 to 8 months following 2-dose inactivated vaccines [28]. Compared with protein-subunit-based vaccines containing aluminium adjuvants, those with novel adjuvants could induce stronger immune responses. The results of Com-COV2 study showed that heterologous immunization with ChAdOx1 nCoV-19 vaccine and NVXCoV2373 (a Matrix-M adjuvanted recombinant spike protein vaccine) at an interval of 8 to 12 weeks induced both humoral and T-cell immune responses superior to that elicited by homologous ChAdOx1 nCoV-19 vaccine [15]. The lack of further increase in T-cell responses in our study might be related to the test method, since T cells detected would not continue to increase after reaching a plateau in the ELISpot assay.

Data from the Phase III efficacy trial showed a single dose of Convidecia could provide 57.5% protective efficacy against symptomatic COVID-19 at 28 days or more postvaccination and 91.7% vaccine efficacy against severe disease [29]. The ZF2001 vaccine was shown to be safe and effective against symptomatic and severe-to-critical COVID1-9 for at least 6 months after full vaccination. Three doses (30 days apart) of ZF2001 could provide 75.7% efficacy against symptomatic COVID-19 and 87.6% efficacy against severe-to-critical disease. In addition, vaccine efficacy against Alpha and Delta variants was 88.3% and 76.1%, respectively [30]. Our findings indicate that the heterologous schedule of Convidecia followed by a boost dose of ZF2001 with 5 to 6 months interval increased neutralizing antibodies by 9- to 17-fold, compared with that after an initial dose of Convidecia. Given the established associations between neutralizing antibody titers and vaccine efficacy [3,31], heterologous immunization with Convidecia and ZF2001 5 to 6 months apart are also likely to be highly effective, and could be considered in some circumstances for national vaccine programs.

This study has several limitations. First, the absence of a randomized control group completing the homologous Convidecia scheme. Although we selected 2 extend controls receiving homologous immunization of Convidecia following a 0 to 56 days regimen and 0 to 6 months regimen, which are both comparable with the cohorts receiving heterologous immunization with Convidecia and ZF2001 in baseline characteristics (Table A in S1 Data), there may be some potential bias. As an immunogenicity and reactogenicity study, we do not know whether the immune responses observed in our study will result in better effectiveness, and it is needed to be confirmed in real-world studies. We are unable, at this point, to determine whether higher antibody titers measured at 14 days post boost immunization will result in a more sustained elevation of antibodies, and this will be assessed at 6 months post second boost vaccination. Additionally, we did not collect blood samples before the third dose to assess the true impact of the third dose, and it would explain why there was little difference between 2-dose and 3-dose regimens. Lastly, the sample size of each regimen was relatively small, which limited the statistical power for age subgroup analyses. Findings from this study need to be validated in a large sample size.

In conclusion, our study shows that heterologous schedules of ZF2001 following the primary vaccination of Convidecia are not associated with safety concerns and can induce significant humoral immunity, particularly with a 5 to 6 months prime-boost interval. These results support flexibility in cooperating viral vectored vaccines and recombinant protein vaccine, subject to supply and logistical considerations.

Supporting information

S1 CONSORT checklist. CONSORT 2010 checklist of information to include when reporting a randomised trial.

(DOCX)

S1 Study protocol. Study on heterologous prime-boost immunization of recombinant COVID-19 vaccine (Ad5 vector) and RBD-based protein subunit vaccine (CHO).

(PDF)

S1 Text. The inclusion and exclusion criteria.

(DOC)

S2 Text. Immunogenicity assay method details.

(DOC)

S1 Data

Table A. Baseline characteristics of the participants from external comparators. Table B. Adverse reactions occurred within 7 days and unsolicited adverse events within 28 days post first boost. Table C. Live virus neutralizing antibodies after prime and boost dose. Table D. Wild-type virus neutralizing antibodies after prime and boost dose according to age. Table E. SARS-CoV-2-specific anti-RBD IgG and anti-S IgG antibodies after prime and boost dose.

(DOCX)

S1 Fig. Neutralizing antibodies against wild-type SARS-CoV-2 day 28 after homologous immunization from external cohorts.

Horizontal bars show geometric mean and error bars show 95% CI. The WHO reference (1,000 IU/ ml) is equivalent to a neutralizing antibody titer of 1:320 against wild-type SARS-CoV-2. Cutoff (1:8) refers to the detection limit. CV/CV (D0-D56) = receiving Convidecia/Convidecia at day 0 and day 56. CV/CV (D0-M6) = receiving Convidecia/Convidecia at day 0 and month 6. CI, confidence interval; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2; WHO, World Health Organization.

(TIF)

S2 Fig. SARS-CoV-2-specific anti-RBD IgG antibodies after prime and boost dose according to age.

Data presented are SARS-CoV-2-specific anti-RBD IgG antibodies 28 days after prime dose, 14 days after first and second boost dose according to age (18–59 years and ≥60 years) in each regimen. Horizontal bars show geometric mean titer and error bars show 95% CI. Up arrow represents the boost immunization. RBD = SARS-CoV-2 receptor-binding domain. IU/ml = International units per milliliter. CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6. CI, confidence interval; IgG, immunoglobulin G; RBD, receptor-binding domain; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2.

(TIF)

S3 Fig. SARS-CoV-2-specific anti-S IgG antibodies after prime and boost dose according to age.

Data presented are SARS-CoV-2-specific anti-spike IgG antibodies 28 days after prime dose, 14 days after first and second boost dose according to age (18–59 years and ≥60 years) in each regimen. Horizontal bars show geometric mean titer and error bars show 95% CI. Up arrow represents the boost immunization. S = SARS-CoV-2 spike protein. IU/ml = International units per milliliter. CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6. CI, confidence interval; IgG, immunoglobulin G; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2.

(TIF)

S4 Fig. Correlations between immune responses by vaccination schedules.

Correlations at 14 days post second boost were analyzed between neutralizing antibodies to wide-type SARS-CoV-2 and RBD-specific IgG (A), between neutralizing antibodies to wide-type SARS-CoV-2 and spike-specific IgG (B). Ellipses show the 95% CIs for different vaccine schedules, assuming multivariate normal distributions. Pearson correlation coefficients (95% CIs) are presented for each regimen. CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6. CI, confidence interval; IgG, immunoglobulin G; RBD, receptor-binding domain; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2.

(TIF)

S5 Fig. Neutralizing antibodies against the Omicron variant in CV/ZF/ZF (D0-D56-M6) regimen.

(A) GMTs of neutralizing antibodies against the Omicron variant 14 days post first and second boost. (B) Geometric mean ratios of neutralizing antibodies against wild-type relative to Omicron 14 days post first and second boost. The numbers indicate the geometric mean ratios. Cutoff (1:4) refers to the detection limit. Horizontal bars show geometric mean titer and error bars show 95% CI. CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6. ****P < 0.001. CI, confidence interval; GMT, geometric mean titer.

(TIF)

Acknowledgments

We thank all study participants enrolled in this trial. We gratefully acknowledge the contributions of other members in our study group: Yongmei Shan, Jiabao Ren, Jing Song, Changyhu Wu, Tongzhou Liu, Shijuan Yan, Jiao Lu, Fanlou Kong, Jing Zheng, Jiahua Jiao, Yongzhe Dai, Yueying Wang, Chunmei Xia, Fuqiang Chen, Qiaoqiao Zheng, and Ping Chen.

Abbreviations:

CI

confidence interval

COVID-19

Coronavirus Disease 2019

ELISA

enzyme-linked immunosorbent assay

GMFI

geometric mean fold increase

GMT

geometric mean titer

GMR

geometric mean ratio

IgG

immunoglobulin G

IQR

interquartile range

PBMC

peripheral blood mononuclear cell

RBD

receptor-binding domain

SARS-CoV-2

Severe Acute Respiratory Syndrome Coronavirus 2

SD

standard deviation

SFU

spot-forming unit

TIV

trivalent inactivated influenza vaccine

WHO

World Health Organization

Data Availability

All relevant data are within the manuscript and its Supporting Information files. Individual participant data can be obtained with a request to the Ethics Committee of Jiangsu Provincial Center for Disease Prevention and Control (ec@jscdc.cn).

Funding Statement

The work was funded by National Natural Science Foundation of China [grant number 82173584, JL], Jiangsu Provincial Key Research and Development Program [grant number BE2021738, FZ], and Anhui Zhifei Longcom Biopharmaceutical Co., Ltd.(http://www.zhifeishengwu.com/). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Callam Davidson

23 Feb 2022

Dear Dr Zhu,

Thank you for submitting your manuscript entitled "Safety and immunogenicity of heterologous boost immunization with an adenovirus type-5-vectored and protein-subunit-based COVID-19 vaccine (Convidecia/ZF2001): a randomized, observer-blinded, placebo-controlled trial" for consideration by PLOS Medicine.

Your manuscript has now been evaluated by the PLOS Medicine editorial staff and I am writing to let you know that we would like to send your submission out for external peer review.

However, before we can send your manuscript to reviewers, we need you to complete your submission by providing the metadata that is required for full assessment. To this end, please login to Editorial Manager where you will find the paper in the 'Submissions Needing Revisions' folder on your homepage. Please click 'Revise Submission' from the Action Links and complete all additional questions in the submission questionnaire.

Please re-submit your manuscript within two working days, i.e. by Feb 25 2022 11:59PM.

Login to Editorial Manager here: https://www.editorialmanager.com/pmedicine

Once your full submission is complete, your paper will undergo a series of checks in preparation for peer review. Once your manuscript has passed all checks it will be sent out for review.

Feel free to email us at plosmedicine@plos.org if you have any queries relating to your submission.

Kind regards,

Callam Davidson

Associate Editor

PLOS Medicine

Decision Letter 1

Callam Davidson

25 Mar 2022

Dear Dr. Zhu,

Thank you very much for submitting your manuscript "Safety and immunogenicity of heterologous boost immunization with an adenovirus type-5-vectored and protein-subunit-based COVID-19 vaccine (Convidecia/ZF2001): a randomized, observer-blinded, placebo-controlled trial" (PMEDICINE-D-22-00603R1) for consideration at PLOS Medicine.

Your paper was evaluated by an associate editor and discussed among all the editors here. It was also discussed with an academic editor with relevant expertise, and sent to independent reviewers, including a statistical reviewer. The reviews are appended at the bottom of this email and any accompanying reviewer attachments can be seen via the link below:

[LINK]

In light of these reviews, I am afraid that we will not be able to accept the manuscript for publication in the journal in its current form, but we would like to consider a revised version that addresses the reviewers' and editors' comments. Obviously we cannot make any decision about publication until we have seen the revised manuscript and your response, and we plan to seek re-review by one or more of the reviewers.

In revising the manuscript for further consideration, your revisions should address the specific points made by each reviewer and the editors. Please also check the guidelines for revised papers at http://journals.plos.org/plosmedicine/s/revising-your-manuscript for any that apply to your paper. In your rebuttal letter you should indicate your response to the reviewers' and editors' comments, the changes you have made in the manuscript, and include either an excerpt of the revised text or the location (eg: page and line number) where each change can be found. Please submit a clean version of the paper as the main article file; a version with changes marked should be uploaded as a marked up manuscript.

In addition, we request that you upload any figures associated with your paper as individual TIF or EPS files with 300dpi resolution at resubmission; please read our figure guidelines for more information on our requirements: http://journals.plos.org/plosmedicine/s/figures. While revising your submission, please upload your figure files to the PACE digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at PLOSMedicine@plos.org.

We hope to receive your revised manuscript by Apr 15 2022 11:59PM. Please email us (plosmedicine@plos.org) if you have any questions or concerns.

***Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.***

We ask every co-author listed on the manuscript to fill in a contributing author statement, making sure to declare all competing interests. If any of the co-authors have not filled in the statement, we will remind them to do so when the paper is revised. If all statements are not completed in a timely fashion this could hold up the re-review process. If new competing interests are declared later in the revision process, this may also hold up the submission. Should there be a problem getting one of your co-authors to fill in a statement we will be in contact. YOU MUST NOT ADD OR REMOVE AUTHORS UNLESS YOU HAVE ALERTED THE EDITOR HANDLING THE MANUSCRIPT TO THE CHANGE AND THEY SPECIFICALLY HAVE AGREED TO IT. You can see our competing interests policy here: http://journals.plos.org/plosmedicine/s/competing-interests.

Please use the following link to submit the revised manuscript:

https://www.editorialmanager.com/pmedicine/

Your article can be found in the "Submissions Needing Revision" folder.

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. Additionally, PLOS ONE offers an option to publish peer-reviewed clinical study protocols. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols

Please ensure that the paper adheres to the PLOS Data Availability Policy (see http://journals.plos.org/plosmedicine/s/data-availability), which requires that all data underlying the study's findings be provided in a repository or as Supporting Information. For data residing with a third party, authors are required to provide instructions with contact information for obtaining the data. PLOS journals do not allow statements supported by "data not shown" or "unpublished results." For such statements, authors must provide supporting data or cite public sources that include it.

We look forward to receiving your revised manuscript.

Sincerely,

Callam Davidson,

Associate Editor

PLOS Medicine

plosmedicine.org

-----------------------------------------------------------

Comments from the academic editor:

I think the authors need to include data on omicron responses. Delta is largely irrelevant now, as is the original wuhan variant.

The authors also need to provide a more consistent use of statistics and significance.

Requests from the editor:

The Data Availability Statement (DAS) requires revision: a study author cannot be the contact person for the data. Please direct data requests to a non-author institutional point of contact, such as a data access or ethics committee.

Please report your abstract according to CONSORT for abstracts, following the PLOS Medicine abstract structure (Background, Methods and Findings, Conclusions) http://www.consort-statement.org/extensions?ContentWidgetId=562

Please state that analysis was intention to treat in the Abstract.

At this stage, we ask that you include a short, non-technical Author Summary of your research to make findings accessible to a wide audience that includes both scientists and non-scientists. The Author Summary should immediately follow the Abstract in your revised manuscript. This text is subject to editorial change and should be distinct from the scientific abstract. Please see our author guidelines for more information: https://journals.plos.org/plosmedicine/s/revising-your-manuscript#loc-author-summary.

Please place citations within square brackets throughout the manuscript.

Thanks for providing a CONSORT checklist. When completing the checklist, please use section and paragraph numbers, rather than page numbers.

Please cite your CONSORT checklist in the Methods section (‘This study is reported as per the Consolidated Standards of Reporting Trials (CONSORT) guideline (S1 Checklist)’ or similar).

Similarly, please cite your Protocol/Analysis Plan in the relevant section of the Methods.

In accordance with ICMJE requirements, PLOS Medicine requires prospective, public registration of a data sharing plan (as part of mandatory clinical trials registration) for all clinical trials that began enrollment on or after January 1, 2019.

The description of the exclusion criteria (Lines 137-141) differ slightly from that presented in Supplementary Table 5 and the clinical trial registry (e.g. previous COVID-19 diagnosis). Please explain this discrepancy.

Please define "lost to follow-up" as used in this study. Other reasons for exclusion should be defined.

Please report the significant difference in injection site pain detailed in the legend of Table 2 in the main text.

The text in Figures 2-5 is too small to read, please enlarge.

Consider using a different colour scheme in Figure 2 panels A and B to avoid creating problems for those with red/green colour blindness.

Throughout, where p values are lower than 0.001, please report as P<0.001. Please also consistently report p values to 3 decimal places.

Table S3: I could not see the corresponding asterisk for the footnote anywhere in the table.

Throughout the results, when stating a significant difference, please include the quantitative data and relevant p-value (e.g. line 296).

Table S1 is incorrectly labelled Table 1.

Line 373: Please consider tempering the statement ‘is safe’ to ‘was not associated with safety concerns in this study’, or similar.

Line 437: ‘national vaccine programmes’.

The Author Contributions, Conflict of Interest statement, and Data Availability statements can all be removed from the main text as these are captured as metadata via the Submissions Form.

Comments from the reviewers:

Reviewer #1: Review of

"Safety and immunogenicity of heterologous boost immunization with an 2 adenovirus type-5-vectored and protein-subunit-based COVID-19 vaccine 3 (Convidecia/ZF2001): a randomized, observer-blinded, placebo-controlled trial"

In General

This manuscript describes an heterologous boosting study of an adenovirus-based vaccine (Convidecia) and an adjuvanted protein subunit COVID-19 vaccine (ZF2001). Both vaccins are not used in western world countries, but mainly applicated in China, Ecuador, Malaysia, Pakistan, and Uzbekistan. This makes the manuscript less interesting for western countries, however from a scientific viewpoint and from a world perspective, this manuscript has added value.

Introduction

83 This is correct, but AZ is also an adenovirus based platform and its efficacy was also relatively low. The question is whether it is due to only 1 dose or due to the platform? From my point of view, the adeno platforms induce a lower, but longer lasting immune response.

85 With the waning � As the waning….

88 Please let a native english speaker improve the grammar.

94 Based on the both the concerns of � remove the first "the"

Methods

* A figure showing the set up of the protocol would make it easier to read. Or make a new figure (preferred) or refer to figure 1.

123 This is the first time you use the abbreviation TIV.

121 I read this as 28 or 56 days after priming. Is this correct? Please clearify

129 please consider to rephrase these sentences. If you use the words after priming you can state 1 and 5 months after priming.

131 and further.. I would prefer to put the approval in the beginning of the methods section.

138 Sars-cov infection � was this self-reported or also immunological confirmed?

150 The control influenza vaccine � did I miss something? Influenza vaccine? I have not read about this before? Or do you mean placebo?

157 This is the first time I understand that influenza vaccine is used as placebo. Please clarify this earlier. Please adress in the introduction why an influenza vaccine was used and not a regular placebo.

173 grade is missing an e (2x)

176 Please rephrase using less words and making it more simple to read. Please consider to put this is in the figure I was mentioning earlier.

192 Live virus � which variant? I see you mention it in 194. Please try to write more compressed.

201 Unfortunately I am not a virologist. However, I was told (the SARS-CoV-2 virus strain in Vero-E6 cells) that growing SARS COV on vero changes the virus and would not reflect real world data. Please comment on this and consider to put this consideration in the discussion.

198 Please consider to put the Immunogenicity assay-section in the supplemental file.

242 I am not a statistician. This section seems ok for me. But I hope someone else can check as well.

Results

273 Was the external comparator group also mentioned in the protocol submitted? If not, please replace to the discussion section

284 the adverse events after priming were retrospectively determined? Is this stated clearly in the methods section?

288 38.5℃) after prime vaccination. � But I thought that priming was not part of the protocol?

294 Primary endpoint on immunogenicity is 14 days post boost � but you start with reporting 28 days post priming? Which is actually baseline?

298 In the vaccine group � not clear for me which group you mean. Control group?

* Why was no blood drawn on the days of boosting? I cannot see this data in the figures.

* For the whole manuscript I see some sloppy typing errors. E.g in figure 5A Wide type instead of wilde

305-315 this section does not read very easily. Please try to simplify

317 was this comparison with homologous boosting predefined in the protocol?

322 predefined comparison on age?

328 CV/ZF/ZF � CF? see other groups

333 For me it is confusing that you are now looking at 14 days after second boost!!!!

Try to make it easy for the reader to understand. See also 347…. I thought primary endpoint was 14 days post first boost?

345 remove delta � this section is also about wilde type.

Discussion

375 Do you think that 56 days post priming gives less AE than 28 days post priming?

382 "we founded" � we found

416 "not increases the cellular immunity responses " � Tom y opinion this has to do with the lab method (Elispot). In our analysis we also see a plateau in the elispot, but a clear further grow when looked at t-cells with a different method.

@ What happened with participants that became SARS-cov positive during the trial?

I have not read anything I think

Reviewer #2: Statistical review

This paper reports a randomised trial assessing safety and immunogenicity of heterologous boost vaccination.

Generally the trial is reported well. I have some minor comments.

1. Abstract: Without looking at the main paper, I found it quite hard to follow the different groups in the trial from the abstract. I would recommend emphasising early that there were four groups to help the reader follow the subsequent text.

2. Abstract: as the primary outcome, it might be good to comment on whether there were differences in the adverse reactions between group (or even better, provide the number per group).

3. Abstract: as the trial was powered to detect superiority in GMT of neutralizing antibodies, I would recommend this analysis is summarised in the abstract (preferably with estimated difference, CI and p-value).

4. Randomisation and masking: was stratified block randomisation used?

5. Outcomes: the clinicaltrials.gov page lists some outcomes involving the proportion of patients with at least four-fold increase, which I do not see mentioned in this paper.

6. Results, line 304: it's not clear what these two p-values represent. It would be good to have the estimated difference between arms and CI, either in the text or in a table. Figures 2-4 are good but do not give the differences between arms.

James Wason

Reviewer #3: The manuscript by Jin et al., describes a heterologous boosting strategy for individuals previously vaccinated with one dose of the Adenovirus-vectored vaccine Convidecia, who then received with 1 to 2 doses of the protein subunit vaccine FZ2001. They report the reactogenicity and immunogenicity of the booster doses against ancestral virus and the Delta variant. They show the heterologous primer-boost strategy is safe and well tolerated, and generates a humoral and cellular response.

There are some points that need to be addressed to ensure the manuscript is at the level required for this journal:

Currently there are already a number of commercially available vaccines based on the ancestral Wuhan variant, and numerous reports of heterologous mixing and matching of doses. A current issue in the field is a lack of standardisation across assays to measure neutralising antibody titres. Jin et al., should be commended by addressing this via incorporation of the WHO reference standards, which allow them to report titres in IU/ml. However, despite this there was no real comparison provided to other commercially vaccines which makes it difficult to determine the level of protection this prime-boost strategy would afford, and therefore if it would offer any real benefit compared to other already approved vaccines. In addition, they show that this heterologous prime-boost strategy performs no better (in terms of neutralising antibody titres) than a homologous prime boost with Convidecia at 6 months.

Further analysis to estimate the efficacy of this prime-boost schedule (for example based on the model provided by Khoury et al., Nature Med) would significantly strengthen the manuscript.

Other studies using mRNA-based vaccines have shown that a 3rd dose at 6-months leads to large increases in neutralising antibody titres compared to pre-boost titres. As pre-3rd dose neutralisation titres were not determined, it is difficult to assess the true impact of the 3rd dose. I.e. Had titres for all individuals had fallen to below detectable levels, and could this explain why there was little difference between the 2-dose versus 3-dose regimen. This information would also provide data on the decay rate of antibodies titres over time.

Inclusion of neutralising antibodies against Omicron would also add to the value of the paper.

Minor points:

Line 39, should read Convidecia/ZF2001/ZF2001?

Individuals with a previous diagnosis of SARS-CoV-2 were excluded, however were initial serum samples screened for anti- N or M antibodies to confirm none of the individuals had an asymptomatic infection?

In table 2, it is not clear if the adverse reactions are post first or second boost.

Line 298, "in the vaccine group" should be clarified to state which vaccine.

Further information on the ZF2001 would assist the reader, i.e. how is it produced

Reviewer #4: Huge amount of different studies are going on around the world to research COVID-19 vaccines. Today it is obvious that it is necessary to use booster doses of vaccines, especially in the face of the emergence of new variants of the virus.

The authors conducted the study to investigate the safety and immunogenicity of heterologous immunization prime with Ad5-based vector vaccine and boost with RBD-subunit vaccine. The authors provide detailed description of the current state of COVID-19 vaccines development and administration. The provided Protocol of the trial was changed because investigators decided to add additional boost vaccination with protein-subunit vaccine at 4 months after the first boost dose.

As the study was analyzed, a number of questions and comments arose, which are summarized below:

1. The authors investigated several administration regimens of vaccines. One of these schemes included the injection with Convidecia at day 0, the first boost immunization with ZF2001 and the second boost immunization with ZF2001 at 4 months after. This regimen is referred throughout the manuscript as CV/ZF/ZF (D0-D28-M5). However in the abstract it is referred as Convidecia/Convidecia/ZF2001 (Line 39). It should be corrected.

2. Methods and Findings in Abstract - it is not very clear from the description how many groups of vaccinated people there were and in what regimens the vaccines were administered. The authors abbreviate the names of vaccines, while in one place to two letters (lines 40-41), in another to one (lines 55-56). Abbreviations should be brought to uniformity.

3. Lines 113-114 - Authors should add a description of which antigens are included in the subunit vaccine.

4. Line 123 - it is necessary to decipher the abbreviation TIV (decoding is given only on line 157).

5. Line 173 - «grad 1» and «grad 2» - need correction to «grade 1» and «grade 2».

6. Lines 188-193 - The authors describe the immunological studies. The question arises whether the authors analyzed the presence of antibodies specific to the N protein of the SARS-CoV-2 virus in volunteer's sera before the administration of the subunit vaccine and the influenza vaccine. There is no information about this analysis in the protocol. If this analysis was not performed, this should be stated in the study limitations.

7. Line 194 - The authors indicate that the delta variant was used for exploratory outcomes of neutralizing antibodies. Why weren't the results of the analysis of neutralizing antibodies against the wild-type virus (whose glycoprotein homologous to the vaccine) not used for this purpose?

8. Lines 252-256 - The authors give the criteria by which the statistical analysis was carried out. A number of questions arise. What method was used to evaluate the normality of the data distribution in the sample pools? What method was used to evaluate unpaired samples in the case of non-normal distribution? This information should be added to the description of statistical methods.

9. Lines 206-207 and Figure 2 - The authors describe the procedure for the microneutralization reaction, describing that the sera were titrated in two-fold steps from 1/8 to 1/256 (wild-type variant) and from ¼ to 1/128 (Delta variant). The figure also shows the level of neutralizing antibodies in units (not titers), and there is no information about what level of units corresponds to the presence of virus neutralizing antibodies. At the same time, there is no information in the text of the article on how the titer of virus-neutralizing antibodies was converted into units. This information should be added to the immunogenicity analysis section of the methods. There is also confusion when comparing data: the results of the analysis of virus-neutralizing antibodies against the wyld-type variant are given in units, while neutralizing antibodies against the Delta variant are given in titers. In order to limit misunderstanding, it is necessary to bring the results of the analysis to uniformity: either to titers or to units.

10. Figure 5 - it is necessary to make an explanation in the description what the numbers above the brackets mean (0.35, 0.37, etc.)

11. Line 304 - The authors give p-values, but do not explain which data groups they refer to and by what criterion they were analyzed. Authors should add this information.

12. Figure 2 AB, Figure 3, lines 293-323 - in the description of the results it is indicated that not all volunteers had virus-neutralizing antibodies detected. At the same time, when analyzing the figures, a different impression emerges. There is no information in the figures about the level at which units show the presence of virus-neutralizing antibodies, which can confuse the reader.

13. Lines 321-323 - Was the difference in amount of live virus neutralizing antibodies between different age groups statistically significant?

14. Line 357 - Variant B.1.617 indicated. It should be corrected to B.1.617.2.

15. Lines 367-370 - The results of the analysis of the cellular response given in the text do not correspond to the results presented in Figure 5D. The results presented in this place completely copy the results indicated in lines 364-367. Data should be corrected

16. Lines 438-455 - In the limitations of the study, the authors should also indicate the relatively small sample size in some groups (groups of 10 volunteers - Table 1).

General comments:

1. The authors need to check the correctness of the presentation of the results of the study so that the results described in the text correspond to the results presented in the figures.

2. Authors need to bring the results of the study of neutralizing antibodies to uniformity. It is also necessary to indicate the detection limit of neutralizing antibodies in the figures so that the reader does not have a false opinion about the presence of antibodies in the blood serum of all volunteers.

3. In the figures (or as an additional table in the appendix), it would also be useful to indicate the percentage of volunteers with a detectable level of neutralizing antibodies to both variants of the SARS-CoV-2 virus that were used in the study.

In general, the authors present interesting data on the combination of vaccines based on different technological platforms: a vector vaccine and a subunit vaccine. The article can be accepted for publication after making corrections and eliminating inconsistencies.

Any attachments provided with reviews can be seen via the following link:

[LINK]

Decision Letter 2

Callam Davidson

9 May 2022

Dear Dr. Zhu,

Thank you very much for re-submitting your manuscript "Safety and immunogenicity of heterologous boost immunization with an adenovirus type-5-vectored and protein-subunit-based COVID-19 vaccine (Convidecia/ZF2001): a randomized, observer-blinded, placebo-controlled trial" (PMEDICINE-D-22-00603R2) for review by PLOS Medicine.

I have discussed the paper with my colleagues and the academic editor and it was also seen again by three reviewers. I am pleased to say that provided the remaining editorial and production issues are dealt with we are planning to accept the paper for publication in the journal.

The remaining issues that need to be addressed are listed at the end of this email. Any accompanying reviewer attachments can be seen via the link below. Please take these into account before resubmitting your manuscript:

[LINK]

***Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.***

In revising the manuscript for further consideration here, please ensure you address the specific points made by each reviewer and the editors. In your rebuttal letter you should indicate your response to the reviewers' and editors' comments and the changes you have made in the manuscript. Please submit a clean version of the paper as the main article file. A version with changes marked must also be uploaded as a marked up manuscript file.

Please also check the guidelines for revised papers at http://journals.plos.org/plosmedicine/s/revising-your-manuscript for any that apply to your paper. If you haven't already, we ask that you provide a short, non-technical Author Summary of your research to make findings accessible to a wide audience that includes both scientists and non-scientists. The Author Summary should immediately follow the Abstract in your revised manuscript. This text is subject to editorial change and should be distinct from the scientific abstract.

We hope to receive your revised manuscript within 1 week. Please email us (plosmedicine@plos.org) if you have any questions or concerns.

We ask every co-author listed on the manuscript to fill in a contributing author statement. If any of the co-authors have not filled in the statement, we will remind them to do so when the paper is revised. If all statements are not completed in a timely fashion this could hold up the re-review process. Should there be a problem getting one of your co-authors to fill in a statement we will be in contact. YOU MUST NOT ADD OR REMOVE AUTHORS UNLESS YOU HAVE ALERTED THE EDITOR HANDLING THE MANUSCRIPT TO THE CHANGE AND THEY SPECIFICALLY HAVE AGREED TO IT.

Please ensure that the paper adheres to the PLOS Data Availability Policy (see http://journals.plos.org/plosmedicine/s/data-availability), which requires that all data underlying the study's findings be provided in a repository or as Supporting Information. For data residing with a third party, authors are required to provide instructions with contact information for obtaining the data. PLOS journals do not allow statements supported by "data not shown" or "unpublished results." For such statements, authors must provide supporting data or cite public sources that include it.

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. Additionally, PLOS ONE offers an option to publish peer-reviewed clinical study protocols. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript.

Please note, when your manuscript is accepted, an uncorrected proof of your manuscript will be published online ahead of the final version, unless you've already opted out via the online submission form. If, for any reason, you do not want an earlier version of your manuscript published online or are unsure if you have already indicated as such, please let the journal staff know immediately at plosmedicine@plos.org.

If you have any questions in the meantime, please contact me or the journal staff on plosmedicine@plos.org.  

We look forward to receiving the revised manuscript by May 16 2022 11:59PM.   

Sincerely,

Callam Davidson,

Associate Editor 

PLOS Medicine

plosmedicine.org

------------------------------------------------------------

Requests from Editors:

Your Data Availability Statement notes that individual participant data will be available for request one month after study completion – please can you provide an update on this and update the DAS if necessary?

Line 35: ‘We conducted…’

Lines 37 and 41: ‘Sixty subjects were…’

Line 58: ‘…were 18.7’

Line 63: ‘…induced antibody levels comparable with…’

Line 66: ‘…in a real-world setting…’

Line 68-70, I would propose rephrasing as follows: ‘Heterologous boosting with ZF001 following primary vaccination with Convidecia is more immunogenic than a single dose of Convidecia and is not associated with safety concerns. These results support flexibility in cooperating viral vectored and recombinant protein vaccines.’

Line 111: ‘…coinciding…’

Line 112: ‘…the effectiveness of COVID-19 vaccines has declined over time, necessitating booster vaccinations.’

Line 131: Please either remove ‘in low- and middle-income countries’ or provide further justification for this specific part of the sentence (income levels are not mentioned until this point).

Lines 285-288: Please ensure methods are reported in the past tense (e.g., ‘developed’, ‘was’, ‘had’).

Line 498: ‘…bars…’

Line 712: The original phrasing here is better in my opinion (‘First, the absence of a randomized control group…’)

Line 713: ‘Although we selected two extended controls…’

Line 727: ‘Findings from this study need to be validated…’

Line 736: Please replaces safe with ‘not associated with safety concerns’

Line 740: As with the Author Summary, I feel this line requires further justification at an earlier point in the manuscript (or removal), as low and middle-income countries are not mentioned in any depth until the concluding paragraph.

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Comments from Reviewers:

Reviewer #2: Thank you to the authors for addressing my previous comments well. I have no further issues to raise.

Reviewer #3: The authors have addresses my previous concerns, however, the manuscript still needs editing to improve the grammar/correct typos.

For example:

Line 121, thrombocytopenia is other challenge, should read "thrombocytopenia is another challenge"

Line 208 Personals; should be personnel

The tense needs to be changed in lines 228-231 i.e "if a subject develops" should be if a subject developed etc.

When referring to when the blood samples were taken (lines 232 onwards) it would be helpful to refer back to figure 1 in the text.

Line 265 should say wild-type SARS-CoV-2

Line 506 "As we known" should read as we know

Line 531 ZF2001 as a boost dose not; should read does not

In supplementary text 2 accession numbers/details for the omicron variant are missing.

Reviewer #4: The authors made adjustments according to the comments received. When reviewing the article, one comment remained:

In the background, it is necessary to make a transcript in lines 32 and 33 - Convidencia (CV) and ZF2001 (ZF).

Decision Letter 3

Callam Davidson

12 May 2022

Dear Dr Zhu, 

On behalf of my colleagues and the Academic Editor, Dr James Beeson, I am pleased to inform you that we have agreed to publish your manuscript "Safety and immunogenicity of heterologous boost immunization with an adenovirus type-5-vectored and protein-subunit-based COVID-19 vaccine (Convidecia/ZF2001): a randomized, observer-blinded, placebo-controlled trial" (PMEDICINE-D-22-00603R3) in PLOS Medicine.

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 CONSORT checklist. CONSORT 2010 checklist of information to include when reporting a randomised trial.

    (DOCX)

    S1 Study protocol. Study on heterologous prime-boost immunization of recombinant COVID-19 vaccine (Ad5 vector) and RBD-based protein subunit vaccine (CHO).

    (PDF)

    S1 Text. The inclusion and exclusion criteria.

    (DOC)

    S2 Text. Immunogenicity assay method details.

    (DOC)

    S1 Data

    Table A. Baseline characteristics of the participants from external comparators. Table B. Adverse reactions occurred within 7 days and unsolicited adverse events within 28 days post first boost. Table C. Live virus neutralizing antibodies after prime and boost dose. Table D. Wild-type virus neutralizing antibodies after prime and boost dose according to age. Table E. SARS-CoV-2-specific anti-RBD IgG and anti-S IgG antibodies after prime and boost dose.

    (DOCX)

    S1 Fig. Neutralizing antibodies against wild-type SARS-CoV-2 day 28 after homologous immunization from external cohorts.

    Horizontal bars show geometric mean and error bars show 95% CI. The WHO reference (1,000 IU/ ml) is equivalent to a neutralizing antibody titer of 1:320 against wild-type SARS-CoV-2. Cutoff (1:8) refers to the detection limit. CV/CV (D0-D56) = receiving Convidecia/Convidecia at day 0 and day 56. CV/CV (D0-M6) = receiving Convidecia/Convidecia at day 0 and month 6. CI, confidence interval; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2; WHO, World Health Organization.

    (TIF)

    S2 Fig. SARS-CoV-2-specific anti-RBD IgG antibodies after prime and boost dose according to age.

    Data presented are SARS-CoV-2-specific anti-RBD IgG antibodies 28 days after prime dose, 14 days after first and second boost dose according to age (18–59 years and ≥60 years) in each regimen. Horizontal bars show geometric mean titer and error bars show 95% CI. Up arrow represents the boost immunization. RBD = SARS-CoV-2 receptor-binding domain. IU/ml = International units per milliliter. CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6. CI, confidence interval; IgG, immunoglobulin G; RBD, receptor-binding domain; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2.

    (TIF)

    S3 Fig. SARS-CoV-2-specific anti-S IgG antibodies after prime and boost dose according to age.

    Data presented are SARS-CoV-2-specific anti-spike IgG antibodies 28 days after prime dose, 14 days after first and second boost dose according to age (18–59 years and ≥60 years) in each regimen. Horizontal bars show geometric mean titer and error bars show 95% CI. Up arrow represents the boost immunization. S = SARS-CoV-2 spike protein. IU/ml = International units per milliliter. CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6. CI, confidence interval; IgG, immunoglobulin G; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2.

    (TIF)

    S4 Fig. Correlations between immune responses by vaccination schedules.

    Correlations at 14 days post second boost were analyzed between neutralizing antibodies to wide-type SARS-CoV-2 and RBD-specific IgG (A), between neutralizing antibodies to wide-type SARS-CoV-2 and spike-specific IgG (B). Ellipses show the 95% CIs for different vaccine schedules, assuming multivariate normal distributions. Pearson correlation coefficients (95% CIs) are presented for each regimen. CV/ZF/ZF (D0-D28-M5) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 28, and month 5; CV/ZF (D0-M5) = receiving Convidecia/ZF2001 at day 0 and month 5; CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6; CV/ZF (D0-M6) = receiving Convidecia/ZF2001 at day 0 and month 6. CI, confidence interval; IgG, immunoglobulin G; RBD, receptor-binding domain; SARS-CoV-2, Severe Acute Respiratory Syndrome Coronavirus 2.

    (TIF)

    S5 Fig. Neutralizing antibodies against the Omicron variant in CV/ZF/ZF (D0-D56-M6) regimen.

    (A) GMTs of neutralizing antibodies against the Omicron variant 14 days post first and second boost. (B) Geometric mean ratios of neutralizing antibodies against wild-type relative to Omicron 14 days post first and second boost. The numbers indicate the geometric mean ratios. Cutoff (1:4) refers to the detection limit. Horizontal bars show geometric mean titer and error bars show 95% CI. CV/ZF/ZF (D0-D56-M6) = receiving Convidecia/ZF2001/ZF2001 at day 0, day 56, and month 6. ****P < 0.001. CI, confidence interval; GMT, geometric mean titer.

    (TIF)

    Attachment

    Submitted filename: 0-Response to reviewers-0408.docx

    Attachment

    Submitted filename: 0-Response to reviewers-0509.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files. Individual participant data can be obtained with a request to the Ethics Committee of Jiangsu Provincial Center for Disease Prevention and Control (ec@jscdc.cn).


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