Abstract
In this article, we present an innovative MRI‐based method for Alzheimer disease (AD) detection and mild cognitive impairment (MCI) prognostic, using lifespan trajectories of brain structures. After a full screening of the most discriminant structures between AD and normal aging based on MRI volumetric analysis of 3,032 subjects, we propose a novel Hippocampal‐Amygdalo‐Ventricular Atrophy score (HAVAs) based on normative lifespan models and AD lifespan models. During a validation on three external datasets on 1,039 subjects, our approach showed very accurate detection (AUC ≥ 94%) of patients with AD compared to control subjects and accurate discrimination (AUC = 78%) between progressive MCI and stable MCI (during a 3‐year follow‐up). Compared to normative modeling, classical machine learning methods and recent state‐of‐the‐art deep learning methods, our method demonstrated better classification performance. Moreover, HAVAs simplicity makes it fully understandable and thus well‐suited for clinical practice or future pharmaceutical trials.
In this article, we present an innovative MRI‐based method for Alzheimer disease (AD) detection and mild cognitive impairment (MCI) prognostic, using lifespan trajectories of brain structures. Compared to normative modeling and recent state‐of‐the‐art deep learning methods, our method demonstrated better classification performance. Moreover, it simplicity makes it fully understandable and thus well‐suited for clinical practice or future pharmaceutical trials.
1. INTRODUCTION
Finding early and specific biomarkers of Alzheimer disease (AD) clinical syndrome is of major interest to accelerate the development of new therapies. Among the potential structural biomarkers proposed for AD, neurodegeneration estimated using magnetic resonance imaging (MRI) is still a good candidate (Frisoni, Fox, Jack, Scheltens, & Thompson, 2010; Jack et al., 2016). From simple volume‐based approaches to advanced deep learning strategies, the development of new biomarkers able to detect anatomical alterations caused by AD has been the subject of much attention over the past decades (Feng & Ding, 2020; Leandrou, Petroudi, Kyriacou, Reyes‐Aldasoro, & Pattichis, 2018; Rathore, Habes, Iftikhar, Shacklett, & Davatzikos, 2017).
Nowadays, two main strategies are used to detect neurodegeneration caused by AD using MRI: normative modeling for abnormality detection (Marquand et al., 2019; Wolfers et al., 2020) and classification‐based approaches (Coupé et al., 2015; Wen et al., 2020).
On the one hand, normative modeling based only on cognitively normal (CN) subjects can be used to detect abnormality and therefore to distinguish AD patients from CN subjects. As explained in Marquand et al. (2019), normative lifespan modeling is similar to growth charts used in pediatric medicine to detect abnormal child development in terms of height or weight related to the age's subject. Indeed, such charts can be used to detect outliers considered as pathological. For AD detection, volume or thickness of key structures as a function of age is usually used. The main advantages of normative modeling are to robustly capture the heterogeneity of normal anatomy and to provide an easily interpretable distance between an individual and the normative range. Normative modeling is the approach used in most of the available software for quantitative brain analysis (in open access such as volBrain [Manjón & Coupé, 2016] or for commercial use as in Neuroquant [Ross et al., 2013], Qscore [Cavedo et al., 2020] or Qreport [Pemberton et al., 2021]). The added‐value in terms of diagnosis accuracy has been shown for several pathologies including AD (Cavedo et al., 2020; Hedderich et al., 2018; Pemberton et al., 2021; Ross et al., 2013). Due to its simplicity and easy understanding, normative modeling is the closest strategy to clinical practice with several CE‐marked and FDA‐approved software packages.
On the other hand, a classifier can be trained using features extracted from the two groups—one composed of CN subjects and another one composed of AD patients. The used features can be handcrafted as usually done in machine learning (ML) (Rathore et al., 2017) or automatically learned using deep learning (DL) (Jo, Nho, & Saykin, 2019). At the end of the training, a decision boundary is available to discriminate features of CN subjects from features of AD patients. Such a strategy is supposed to be more accurate than normative modeling since patients are used in addition to CN subjects during training. Consequently, the developed method is pathology specific. Moreover, by using advanced methods such as DL, a specific signature of a given pathology can be automatically and efficiently learned. However, such approaches suffers from a lack of generalization usually related to overfitting on the training database (Bron et al., 2021; Wen et al., 2020). Moreover, with the advent of DL methods, interpretation of the results and explanation of the underlying decision‐making process is far from being straightforward (Jo et al., 2019).
In this article, we present an alternative framework combining advantages of both strategies: an easy interpretation and an accurate classification. To this end, we propose a novel method able to detect patients with AD using both normal and pathological lifespan models. First introduced in Coupé, Manjón, Lanuza, and Catheline (2019), lifespan modeling of AD provides an useful and easily interpretable tool to capture the heterogeneity of AD signature. Moreover, by using multiple models (i.e., an AD model in addition to a CN model), the decision boundary is pathology specific and thus produces a more accurate detection of AD patients compared to usual normative modeling. Finally, we also propose an innovative framework to extract the most discriminant structures between both groups based on a fully automatic multiscale brain segmentation pipeline. Applied to AD, this framework led us to propose a novel Hippocampal‐Amygdalo‐Ventricular Atrophy score (HAVAs) based on multiple lifespan models.
2. MATERIAL AND METHOD
2.1. Dataset description
2.1.1. Training dataset
Our training dataset was composed of 3,032 T1‐weighted (T1w) MRI from seven open access databases (Table 1). This dataset was composed of 2,655 CN subjects (CN) and 377 patients with AD. As explained in the following, CN subjects younger than 55y (N = 1874) were used to estimate both CN and AD lifespan trajectories.
TABLE 1.
Dataset | Group | N = 3,032 | Gender | Age in years |
---|---|---|---|---|
C‐MIND | CN | 236 | F = 129/M = 107 | 8.44 (0.74–18.86) |
NDAR | CN | 382 | F = 174/M = 208 | 12.39 (1.08–49.92) |
ABIDE | CN | 492 | F = 84/M = 408 | 17.53 (6.50–52.20) |
ICBM | CN | 294 | F = 142/M = 152 | 33.75 (18–80) |
IXI | CN | 549 | F = 307/M = 242 | 48.76 (20.0–86.2) |
OASIS | CN | 298 | F = 187/M = 111 | 45.34 (18–94) |
ADNI | CN | 404 | F = 203/M = 201 | 74.81 (60–90) |
OASIS | AD | 45 | F = 29/M = 16 | 77.04 (63–96) |
ADNI | AD | 332 | F = 151/M = 181 | 75.13 (55–91) |
Note: This table provides the name of the databases, the group, the number of considered subjects, the gender proportion, and the average age with the interval in brackets.
2.1.2. Testing dataset
To validate our model, we built a testing dataset based on two open access databases (AIBL and MIRIAD) to perform AD versus CN diagnosis task. Therefore, we validated the generalization capacity of our method and its robustness to domain shift. In addition, we used subjects with mild cognitive impairment (MCI) from ADNI to estimate the capability of our models on prognosis task (Table 2). Consequently, we validated the generalization of our models to unseen related tasks. As in Wen et al. (2020), the MCI group was split into stable MCI (sMCI) over 3 years and progressive MCI (pMCI) who will convert to AD within 36 months following the baseline visit. Finally, we used the ClinicaDL software (https://github.com/aramis-lab/clinicadl) (Wen et al., 2020) to define the groups of AD and CN groups in AIBL, and the pMCI and sMCI groups in ADNI. Therefore, we used the same selection criteria.
TABLE 2.
Dataset | Group | N = 1,039 | Gender | Age in years |
---|---|---|---|---|
AIBL | CN | 467 | F = 277/M = 190 | 73.4 (60.5–92.4) |
MIRIAD | CN | 23 | F = 11/M = 12 | 69.7 (58.0–85.7) |
ADNI | sMCI | 255 | F = 100/M = 155 | 72.3 (55–89.5) |
AIBL | AD | 82 | F = 47/M = 36 | 74.8 (55.5–93.4) |
MIRIAD | AD | 46 | F = 27/M = 19 | 69.3 (55.6–85.8) |
ADNI | pMCI | 235 | F = 103/M = 132 | 74.0 (55–88.0) |
Note: This table provides the name of the databases, the group, the number of considered subjects, the gender proportion, and the average age with the interval in brackets.
2.1.3. Sensitivity analysis
Finally, in order to test the consistency of our findings, we changed training and testing datasets: AIBL, OASIS, and MIRIAD databases were used for training and ADNI was used for testing.
2.2. Image processing
All the considered images were processed using AssemblyNet software (https://github.com/volBrain/AssemblyNet) (Coupé et al., 2020). Based on collective artificial intelligence, AssemblyNet is able to produce fine‐grained segmentation of the whole brain in 15 min. The AssemblyNet preprocessing pipeline was based on several steps: image denoising (Manjón, Coupé, Martí‐Bonmatí, Collins, & Robles, 2010), inhomogeneity correction (Tustison et al., 2010), affine registration to the MNI space, automatic quality control (QC) (Denis de Senneville, Manjón, & Coupé, 2020), a second inhomogeneity correction in the MNI space (Ashburner & Friston, 2005) and a final intensity standardization step (Manjón & Coupé, 2016).
After preprocessing, the brain was segmented into several structures using 250 DL models (see Coupé et al., 2020 for details). All the segmentations were based on the Neuromorphometrics protocol which comprises 132 structures (Klein & Tourville, 2012). In this protocol, the segmentation of the subcortical structures follows the “general segmentation protocol” as defined by the MGH Center for Morphometric Analysis (http://neuromorphometrics.com/Seg/). Moreover, the segmentation of the cortical structures follows the “BrainCOLOR protocol” (http://neuromorphometrics.com/ParcellationProtocol_2010-04-05.PDF) These structures are combined to create tissue segmentations (gray matter [GM], white matter [WM], and cerebrospinal fluid [CSF]), regional tissue segmentations (cortical GM, subcortical GM, ventricular CSF, and external CSF), and lobar segmentations (temporal, limbic, insular, parietal and frontal)—Figure 1.
Finally, we performed a QC procedure to carefully select subjects included in our training dataset. For all the training subjects detected as failure by the automatic QC RegQCNet (Denis de Senneville et al., 2020), a visual assessment was performed by individually checking the input images and the segmentations produced by AssemblyNet using a 3D viewer. If the failure was confirmed by our expert, the subject was removed from training dataset.
2.3. Volume normalization
To compensate for the inter‐subject variability, we normalized all the structure volumes using the intracranial cavity volume (ICV) (Manjón et al., 2014). Moreover, in order to be able to combine several structures with different sizes, we performed z‐score normalization of all the normalized volumes (in percentage of ICV). To do that, we first estimated the mean and the SD for each structures using all the CN subjects over the entire lifespan. Then, for a given structures, we applied the same z‐score normalization to all the subjects (i.e., CN, AD, and MCI). Therefore, by using z‐score of normalized volumes in % of ICV, we compensated for both inter‐subject and inter‐structure variabilities. In the following, all the volumes are expressed as z‐scores of normalized volumes.
2.4. Lifespan model estimation
To create our lifespan models, we estimated normal and pathological trajectories of structure volumes across the entire lifespan. To this end, for each considered structure, models were estimated on two different groups to generate CN and AD trajectories. For CN trajectories, we used the N = 2,655 subjects from 9 months to 94y of the training dataset as done in Coupé et al. (2017). For the AD trajectories, we used N = 2,251 subjects. As done in Coupé et al. (2019), we mixed AD patients with young CN. More precisely, we used 377 AD patients (from 55y to 96y) and all the CN younger than 55y available in the training dataset (i.e., 1874 subjects) assuming that neurodegeneration is a slow and progressive process.
To estimate the volume trajectories, we considered several low order polynomial models:
- Linear model
- Quadratic model
- Cubic model
As in Coupé et al. (2017, 2019), a polynomial model was considered as a potential candidate only when simultaneously F‐statistic based on ANOVA (i.e., model vs. constant model) was found significant (p < .05) and when all its coefficients were also significant using T‐statistic (p < .05). Afterwards, to select the most relevant model between these potential candidates, we used the Bayesian Information Criterion (Schwarz, 1978). In addition, we estimated the distance between both AD and CN models as the Euclidean distance between trajectories. Finally, we estimated the confidence interval for each model at 95% and the lifetime period for which the two models diverged significantly (i.e., when confidence intervals do not overlap).
2.5. Classification using volume trajectories
Once the AD and CN lifespan trajectories were estimated for each structure using the training dataset, we used them to perform subject classification. To classify each subject of the testing dataset, we simply estimated the closest lifespan trajectory in terms of Euclidean distance to assign the class of the subject under study.
Moreover, in order to provide easily interpretable nonbinary scores to the user about the probability of the subject's status (and to be able to estimate area under curve), we proposed new scores of being an AD patient (respectively a CN subject) based on the distance to the models. This score was built to ensure that when AD score is higher than 50%, the closest model is the AD model. Moreover, we ensured that an AD score of 50% (i.e., CN score of 50%) is obtained for an equal distance between both models. To define these scores, we used the following approach.
First, for GM and WM structures, we defined a score to be CN (respectively to be AD) based on the distance to CN model (respectively to AD model) taking into account structure atrophy:
where is the cumulative distribution function of the standard normal distribution of mean and SD In our case, we used to take into account the increasing distance between the both models during aging.
For CSF structures, we adapted the estimation taking into account structure enlargement caused by AD (Nestor et al., 2008) as follows:
Finally, these scores were normalized to obtain the final scores. This normalization enables to get the sum of both scores equal to 1.
Consequently, the proposed HAVAs (i.e., the S AD score) reflects the probability for the subject under study to be a patient with AD (or a pMCI subject). The classification performance of the proposed method was validated using several metrics: balanced accuracy (BACC), specificity (SPE), sensibility (SEN) and area under the curve (AUC) based on HAVAs.
2.6. Comparison with state‐of‐the‐art methods
In this study, we compared the proposed multimodel HAVAs with normative model‐based strategy (i.e., using only CN model), state‐of‐the‐art deep learning methods and classical machine learning methods.
First, as usually done in normative modeling (Marquand et al., 2019) or in automatic quantitative software (Pemberton et al., 2021), we used as threshold to detect abnormal values when using normative model‐based methods. To ensure that this threshold was suitable for our analysis, we tested multiple thresholds and we confirmed that was the best one. We decided to evaluate lifespan normative approach using hippocampus (considered as the state‐of‐the‐art biomarker [Frisoni et al., 2010]), amygdala (also known to be a good candidate [Coupé et al., 2019]), inferior lateral ventricle (main part of lateral ventricle impacted by AD [Bartos, Gregus, Ibrahim, & Tintěra, 2019]) and the combination of the three as done for the proposed HAVAs (called Normative HAV model in the following).
Second, as shown in Wen et al. (2020), most of the proposed deep learning methods suffer from data leakage resulting in biased reported performances. In addition, most of the published studies used the same dataset for training and testing that produce over‐optimistic performance of the methods (Bron et al., 2021; Wen et al., 2020). Consequently, we decided to report the score of the well‐evaluated methods proposed in Wen et al. (2020) as state‐of‐the‐art deep learning methods since the training was well‐designed and that the proposed methods were well‐validated on external datasets. We selected a ROI‐based convolutional neural network (CNN) focused on hippocampal area, one subject‐based CNN method using the entire image and one patch‐based CNN processing the whole image patch by patch. These three strategies are a good representation of current deep learning frameworks for AD detection and prognosis. We used the ClinicaDL software proposed in Wen et al. (2020) to create the testing databases. Consequently, the selection criteria were similar although the number of subjects per cases were not exactly the same.
Finally, since (Wen et al., 2020) demonstrated that classical machine learning methods (i.e., SVM) can perform similarly and sometimes better than deep learning methods, we decided to include two classical classifiers in our comparison. First, we used the nonlinear SVM with RBF kernel of Matlab with default parameters. Second, we used the logistic regression with LASSO regularization of Matlab with default parameters. The z‐score of normalized volumes were used as input features.
3. RESULTS
3.1. Detection of the most discriminant structures
First, we selected all the multiscale brain areas (i.e., tissues, regional tissues, lobes, and structures) for which CN and AD models significantly diverged (i.e., confidence intervals stop overlapping at some point across lifespan). Thanks to this analysis, we obtained 33 areas. Using these 33 selected areas, we performed a screening to detect the most discriminant ones in terms of classification accuracy on the training ADNI dataset in order not to use testing data during method development. This analysis showed that amygdala, hippocampus, and inferior lateral ventricle were the most discriminant structures for AD vs. CN classification (Table 3). These three structures obtained AUC > 80% and thus were selected to build our AD‐specific hybrid lifespan models.
TABLE 3.
BACC | SPE | SEN | AUC | |
---|---|---|---|---|
WM | 61 | 53 | 69 | 69 |
CSF | 66 | 60 | 71 | 73 |
External CSF | 59 | 53 | 64 | 64 |
Ventricular CSF | 68 | 72 | 64 | 71 |
Inf. Lat. Vent | 75 | 85 | 64 | 82 |
Lat. Vent | 68 | 70 | 65 | 71 |
GM | 66 | 64 | 68 | 70 |
Subcortical GM | 70 | 66 | 73 | 75 |
Amygdala | 82 | 85 | 79 | 88 |
Hippocampus | 80 | 78 | 81 | 87 |
Accumbens area | 59 | 52 | 66 | 64 |
Putamen | 57 | 53 | 60 | 61 |
Thalamus | 56 | 55 | 58 | 62 |
Pallidum | 55 | 55 | 55 | 58 |
Caudate | 57 | 52 | 62 | 61 |
Cortical GM | 61 | 59 | 63 | 69 |
Temporal lobe | 71 | 71 | 71 | 78 |
Middle temporal gyrus | 66 | 66 | 66 | 63 |
Fusiform gyrus | 63 | 61 | 66 | 72 |
Inferior temporal gyrus | 62 | 60 | 64 | 68 |
Superior temporal gyrus | 60 | 59 | 62 | 65 |
Temporal pole | 61 | 60 | 63 | 67 |
Limbic cortex | 64 | 61 | 67 | 68 |
Entorhinal area | 64 | 64 | 63 | 71 |
Parahippocampal gyrus | 64 | 65 | 63 | 70 |
Anterior cingulate gyrus | 59 | 54 | 64 | 63 |
Insular cortex | 60 | 57 | 63 | 63 |
Anterior insula | 58 | 55 | 61 | 63 |
Posterior insula | 58 | 56 | 59 | 63 |
Parietal lobe | 57 | 53 | 60 | 59 |
Angular gyrus | 59 | 55 | 64 | 63 |
Frontal lobe | n.s | n.s | n.s | n.s |
Middle frontal gyrus | 55 | 52 | 57 | 58 |
Note: The best results are indicated in bold and second best in italic. Finally, “n.s.” means that the divergence of frontal lobe was not significant.
3.2. Combination of the main AD MRI‐based biomarkers
Based on our screening, we decided to combine the volume of hippocampus, amygdala, and inferior lateral ventricle to propose a novel HAVAs. To do that, we simply added hippocampus and amygdala volumes and subtracted the inferior lateral ventricle volume. Indeed, contrary to hippocampus and amygdala showing lower volumes in AD model due to atrophy, inferior lateral ventricle exhibited larger volumes in AD model due to enlargement. As done before, HAVAs is also expressed as a z‐score of normalized volume. As shown in Figure 2, HAVAs exhibited an earlier divergence between CN and AD models (i.e., it can be used on younger subjects) and a larger distance between models (i.e., it is more discriminant) compared to single structure models.
In Table 4, we present the statistical analysis of the estimated lifespan models for the selected structures. First, we can observe that most of the estimated models were quadratic. Only, the inferior lateral ventricle models were cubic. This is in line with previous lifespan studies (Coupé et al., 2017, 2019). Second, all the model statistics were highly significant (p < .0001), excepted for the inferior lateral ventricle model for AD which was only significant (p < .05).
TABLE 4.
Selected model | F‐statistic | R 2 | p‐Value of the T‐statistic | p‐Value of the F‐statistic based on ANOVA | BIC | |
---|---|---|---|---|---|---|
Hippocampus for CN | Quadratic | 202 | 0.13 |
β0: p < .0001; β1: p < .0001; β2: p < .0001 |
p < .0001 | 7,172 |
Hippocampus for AD | Quadratic | 704 | 0.38 |
β0: p < .0001; β1: p < .0001; β2: p < .0001 |
p < .0001 | 6,346 |
Amygdala for CN | Quadratic | 230 | 0.15 |
β0: p < .0001; β1: p < .0001; β2: p < .0001 |
p < .0001 | 7,120 |
Amygdala for AD | Quadratic | 902 | 0.44 |
β0: p < .0001; β1: p < .0001; β2: p < .0001 |
p < .0001 | 6,598 |
Inf. Lat. Ventricle for CN | Cubic | 685 | 0.44 |
β0: p < .0001; β1: p < .0001; β2: p < .0001; β3: p < .0001 |
p < .0001 | 6,031 |
Inf. Lat. ventricle for AD | Cubic | 725 | 0.65 |
β0: p < .0001; β1: p < .05; β2: p < .05; β3: p < .0001 |
p < .001 | 6,968 |
HAVAs for CN | Quadratic | 483 | 0.27 |
β0: p < .0001; β1: p < .0001; β2: p < .0001 |
p < .0001 | 6,720 |
HAVAs for AD | Quadratic | 483 | 0.66 |
β0: p < .0001; β1: p < .0001; β2: p < .0001 |
p < .0001 | 6,827 |
3.3. Classification based on multiple lifespan models
To evaluate the classification performance of HAVAs on testing datasets, we performed a comparison with the three most discriminant structures. As shown in Table 5, in all the cases, HAVAs outperformed strategies based on a single structure, in terms of BACC and AUC, demonstrating its higher classification performance. In most of the cases, the second best one was the lifespan model of amygdala that confirmed the results previously obtained in Coupé et al. (2019). For diagnostic task (i.e., AD vs. CN), HAVAs obtained 88% of BACC and 94% of AUC on the AIBL database, and 89% of BACC and 96% of AUC on the MIRIAD database. Moreover, while developed using only AD and CN subjects, HAVAs obtained 73% of BACC and 78% of AUC for prognosis task (i.e., discriminating between sMCI and pMCI). These results demonstrate the good generalization capabilities of HAVAs on unseen databases and on unseen tasks.
TABLE 5.
BACC | SPE | SEN | AUC | |
---|---|---|---|---|
AIBL (467 CN/82 AD) | ||||
HAVAs | 88 | 93 | 83 | 94 |
Amygdala | 80 | 85 | 76 | 89 |
Hippocampus | 80 | 78 | 82 | 88 |
Inferior lateral ventricle | 79 | 91 | 67 | 89 |
MIRIAD (23 CN/46 AD) | ||||
HAVAs | 89 | 87 | 91 | 96 |
Amygdala | 88 | 83 | 93 | 95 |
Hippocampus | 74 | 61 | 87 | 87 |
Inferior lateral ventricle | 86 | 87 | 85 | 91 |
ADNI‐MCI (255 sMCI/235 pMCI) | ||||
HAVAs | 73 | 72 | 74 | 78 |
Amygdala | 68 | 69 | 68 | 74 |
Hippocampus | 66 | 56 | 77 | 70 |
Inferior lateral ventricle | 65 | 76 | 54 | 71 |
Note: The best results are indicated in bold and second best in italic.
During our experiments, we also tested several strategies to combine the selected structure volumes. First, we evaluated the hippocampal‐ventricle ratio (HVR)—defined as hippocampus/(inferior lateral ventricle + hippocampus). HVR has recently been proposed as a better alternative than hippocampus volume (Bartos et al., 2019; Schoemaker et al., 2019). During our experiments, we observed a drop of 7% point of BACC for diagnosis on AIBL and for prognosis on ADNI compared to the proposed HAVAs. Consequently, we found similar performance between using HVR or hippocampus z‐score normalized volume. Second, we tried to add the temporal lobe volume (the fourth best structure during our screening) in HAVAs. This reduced by 1% point of BACC the diagnosis performance and kept prognosis similar. Finally, we also evaluated the use of weights to combine HAV volumes (e.g., to give more importance to amygdala than hippocampus). Such strategy provided marginal improvement for diagnosis <1% point and 1% point of improvement for prognosis. However, for a sake of simplicity, we decided not to use weights in our approach.
Figure 3 presents the results of the classification produced by HAVAs on the external datasets. The boundary decision is simply the middle distance between both models. Consequently, false positive are CN subjects (green dots) below orange curve and false negative are AD patients (red dots) above orange curve. Visually, we observed that AD patients exhibited higher variability than CN subjects. Moreover, as expected, most of the MCI were between both models.
3.4. Comparison with state‐of‐the‐art methods
In this section, we compared HAVAs with normative modeling strategy, classical ML and recent DL methods.
First, as shown in Table 6, HAVAs obtained the best results for both diagnostic and prognostic tasks. Compared to the second‐best methods, HAVAs produced an improvement of 3% point for diagnosis and for prognosis. Second, the second‐best methods were the ROI‐based CNN involving mostly the same structures as HAVAs and LASSO using the combination of HAV structures. We also observed using HAV structure combination was the best solution for SVM and normative modeling. Consequently, the proposed HAV combination based on z‐score was beneficial for all the compared strategies (multimodel, normative modeling, SVM, and LASSO). In addition, for all the considered structures, the proposed multimodel strategies outperformed single‐model‐based approaches (i.e., normative modeling). This result shows the interest of using multiple models for classification compared of using a single normative model. Moreover, the normative modeling and machine learning based on HAV combination obtained results similar to CNN‐based methods. These results are in line with the comparisons proposed in Bron et al. (2021 and Wen et al. (2020). Finally, while hippocampus volume is considered a hallmark of AD, normative modeling using hippocampus obtained the worst results (16% point lower than the proposed multimodel HAVAs). For all the considered strategies (multimodel, normative modeling, SVM, and LASSO), amygdala volume provided the best performance when using a single structure. These results are in line with previous studies dedicated to lifespan modeling of AD (Coupé et al., 2019).
TABLE 6.
BACC on external datasets | AIBL (AD vs. CN) | ADNI (sMCI vs. pMCI) |
---|---|---|
Multimodel HAVAs | 88 | 73 |
ROI‐based CNN (Wen et al., 2020) | 84 | 70 |
LASSO HAV | 85 | 67 |
Subject‐based CNN (Wen et al., 2020) | 83 | 69 |
SVM HAV | 82 | 70 |
LASSO amygdala | 83 | 68 |
Normative HAV model | 81 | 70 |
Patch‐based CNN (Wen et al., 2020) | 81 | 70 |
LASSO hippocampus | 81 | 67 |
Multimodel amygdala | 80 | 68 |
SVM amygdala | 80 | 66 |
Multimodel hippocampus | 79 | 66 |
LASSO inf. lat. vent. | 79 | 66 |
Multimodel inf. lat. vent. | 79 | 65 |
SVM hippocampus | 79 | 64 |
Normative amygdala model | 75 | 63 |
SVM inf. lat. Vent. | 75 | 63 |
Normative inf. lat. vent. model | 71 | 61 |
Normative hippocampus model | 70 | 58 |
Note: BACC is provided for each method for both datasets. For CNN‐based methods, the results published in Wen et al., 2020 are used. For normative modeling, a threshold of 2σ was used to detect abnormal volumes. Finally, for SVM and LASSO, the Matlab version with default parameters is used. The best results are indicated in bold and second best in italics.
3.5. Sensitivity analysis to training domain
Finally, as a sensitivity analysis, in order to evaluate the consistency and the robustness of HAVAs to training domain, we performed an additional experiment using AIBL, OASIS, and MIRIAD databases in the training dataset while removing the AD and CN subjects of the ADNI database from training and used them as testing dataset. First, Table 7 shows the results obtained by HAVAs, amygdala, hippocampus, and inferior lateral ventricles. The obtained results are similar to the results previously obtained on AIBL. This result highlights the robustness of the proposed HAVAs strategy to training domain selection and the good generalization capability of our method.
TABLE 7.
BACC | SPE | SEN | AUC | |
---|---|---|---|---|
ADNI (404 CN/332 AD) | ||||
HAVAs | 87 | 87 | 86 | 93 |
Amygdala | 82 | 81 | 83 | 89 |
Hippocampus | 78 | 71 | 86 | 88 |
Inferior lateral ventricle | 75 | 83 | 66 | 84 |
Note: Comparison of classification performance of HAVAs compared to individual structures using AIBL, OASIS and MIRIAD in the training and the AD and CN subjects ADNI as testing. The best results are indicated in bold and second best in italics.
Moreover, Figure 4 presents the graphical results obtained using HAVAs score in the same condition. As previously, we observed that most of the CN subjects well follow the CN model while most of the AD patients are below the decision bounds and exhibit higher variability. Finally, it is interesting to observe that HAVAs models estimated on AIBL, OASIS, and MIRIAD are very similar to HAVAs models estimated using ADNI (Figure 3). This result highlights the stability of the proposed HAVAs strategy to images used during training.
4. DISCUSSION
In this article, we proposed a novel framework for AD detection based on lifespan modeling of the hippocampal‐amygdalo‐ventricular volume trajectory for both CN and AD. To this end, we first estimated volume trajectories for AD and CN models across the entire lifespan using a large number of subjects. In this study, we analyzed 132 structures, 5 lobes, 4 regional tissues, and 3 tissues. This whole brain analysis, in a multiscale fashion, enabled us to produce a full screening of the diverging brain areas across lifespan between CN and AD. Within the considered brain areas, only 33 showed significantly divergences between AD and CN models. For these 33 brain areas, we estimated the most discriminant lifespan model in terms of classification performance. We found that amygdala, hippocampus, and inferior lateral ventricle were the most discriminant structures. These results obtained using AssemblyNet were in line with recent studies based on other segmentation protocols, software or frameworks (Bartos et al., 2019; Coupé et al., 2019; Mu, Xie, Wen, Weng, & Shuyun, 1999; Pinaya et al., 2021; Qiu, Fennema‐Notestine, Dale, & Miller, 2009). Therefore, we proposed a new AD score based on hippocampal‐amygdalo‐ventricular volume called HAVAs. This score is based on the distances between the volume of the subject under study and the AD and CN lifespan trajectories. During the validation of HAVAs on three external datasets, we showed that our strategy enables accurate detection of subject having AD, or MCI who will convert to AD in the next 3 years (i.e., pMCI). Finally, we demonstrated the competitive performance of the proposed HAVAs compared to usual normative modeling, classical ML and recent DL methods.
During our experiments, we showed that models combining several structures (i.e., HAVAs and HAV) outperformed models based on a single structure. This demonstrates the advantage of combining volumes of key structures to improve AD detection. Moreover, our results suggests that methods based on amygdala provide higher accuracy than models based only on hippocampus. The important role of amygdala at the early state of AD has been already observed in the past (Coupé et al., 2019; Poulin, Dautoff, Morris, Barrett, & Dickerson, 2011; Qiu et al., 2009). Finally, we showed that using several models had beneficial impact for improving classification accuracy compared to single‐based model normative approach. We also found that DL methods were in general more accurate than normative modeling approach but not better than usual ML. Recently, it has been suggested that the combination of both could improve the performance by using normative modeling of learned features (Pinaya et al., 2021). We will investigate this strategy in future works.
To conclude, in addition to improving classification performance, the proposed HAVAs strategy has several advantages over recent DL approaches:
First, HAVAs is conceptually very simple to understand since based on the distance to AD or CN trajectories. This aspect enables an easy interpretability of the results in terms of hippocampal‐amygdalo atrophy and concomitant ventricular enlargement. While current DL methods failed to produce relevant explanation on the used features for their decision making (Bron et al., 2021), HAVAs is fully interpretable and thus is well‐suited for clinical practice or pharmaceutical trials. Moreover, the simplicity of HAVAs makes it fast and easy to reimplement. A software package including AssemblyNet pipeline and HAVAs estimation will be made freely available as a downloadable Docker (https://github.com/volBrain/AssemblyNetAD) as well as an online pipeline on the volBrain platform (http://www.volbrain.net/).
Second, HAVAs is based on a very low number of parameters and hyperparameters. The use of low order polynomial models for trajectory results in few learnable parameters per trajectory. Thus, using less than 10 parameters, HAVAs is able to outperform CNN models involving more than 10 million parameters. Moreover, thanks to our volume normalization procedure compensating for inter‐subject and inter‐structure variabilities, no hyper‐parameter is needed to combine hippocampus, amygdala, and inferior lateral ventricle volumes. As shown during our experiments, this enables HAVAs to generalize well by being robust to domain shift and efficient on prognosis task.
AUTHOR CONTRIBUTIONS
Pierrick Coupé developed the idea, the theoretical formalism, performed the analytic calculations, and performed the numerical experiments. Pierrick Coupé, José V. Manjón, and Boris Mansencal conceived and planned the experiments and Boris Mansencal prepared and processed the data. Pierrick Coupé took the lead in writing the manuscript. Thomas Tourdias, Gwenaëlle Catheline, and Vincent Planche aided in interpreting the results and worked on the manuscript. All authors provided critical feedback and helped shape the research, analysis and manuscript. All authors discussed the results and contributed to the final manuscript.
ACKNOWLEDGMENTS
This work benefited from the support of the project DeepvolBrain of the French National Research Agency (ANR‐18‐CE45‐0013). This study was achieved within the context of the Laboratory of Excellence TRAIL ANR‐10‐LABX‐57 for the BigDataBrain project. Moreover, the authors thank the Investments for the future Program IdEx Bordeaux (ANR‐10‐IDEX‐03‐02, HL‐MRI Project), Cluster of excellence CPU, and the CNRS/INSERM for the DeepMultiBrain project. This research was also supported by the Spanish PID2020‐118608RB‐I00 grant from the Ministerio de Ciencia e Innovación. Moreover, this work is based on multiple samples. The authors wish to thank all investigators of these projects who collected these datasets and made them freely accessible. The C‐MIND data used in the preparation of this article were obtained from the C‐MIND Data Repository (accessed in February 2015) created by the C‐MIND study of Normal Brain Development. This is a multisite, longitudinal study of typically developing children from ages newborn through young adulthood conducted by Cincinnati Children's Hospital Medical Center and UCLA and supported by the National Institute of Child Health and Human Development (Contract #s HHSN275200900018C). A listing of the participating sites and a complete listing of the study investigators can be found at https://research.cchmc.org/c‐mind. The NDAR data used in the preparation of this manuscript were obtained from the NIH‐supported National Database for Autism Research (NDAR). NDAR is a collaborative informatics system created by the National Institutes of Health to provide a national resource to support and accelerate research in autism. The NDAR dataset includes data from the NIH Pediatric MRI Data Repository created by the NIH MRI Study of Normal Brain Development. This is a multisite, longitudinal study of typically developing children from ages newborn through young adulthood conducted by the Brain Development Cooperative Group and supported by the National Institute of Child Health and Human Development, the National Institute on Drug Abuse, the National Institute of Mental Health, and the National Institute of Neurological Disorders and Stroke (Contract #s N01‐HD02‐3343, N01‐MH9‐0002, and N01‐NS‐9‐2314, ‐2315, ‐2316, ‐2317, ‐2319, and ‐2320). A listing of the participating sites and a complete listing of the study investigators can be found at http://pediatricmri.nih.gov/nihpd/info/participating_centers.html. The ADNI data used in the preparation of this manuscript were obtained from the Alzheimer's Disease Neuroimaging Initiative (ADNI) (National Institutes of Health Grant U01 AG024904). The ADNI is funded by the National Institute on Aging and the National Institute of Biomedical Imaging and Bioengineering and through generous contributions from the following: Abbott, AstraZeneca AB, Bayer Schering Pharma AG, Bristol‐Myers Squibb, Eisai Global Clinical Development, Elan Corporation, Genentech, GE Healthcare, GlaxoSmithKline, Innogenetics NV, Johnson & Johnson, Eli Lilly and Co., Medpace, Inc., Merck and Co., Inc., Novartis AG, Pfizer Inc., F. Hoffmann‐La Roche, Schering‐Plough, Synarc Inc., as well as nonprofit partners, the Alzheimer's Association and Alzheimer's Drug Discovery Foundation, with participation from the U.S. Food and Drug Administration. Private sector contributions to the ADNI are facilitated by the Foundation for the National Institutes of Health (www.fnih.org). The grantee organization is the Northern California Institute for Research and Education, and the study was coordinated by the Alzheimer's Disease Cooperative Study at the University of California, San Diego. ADNI data are disseminated by the Laboratory for NeuroImaging at the University of California, Los Angeles. This research was also supported by NIH grants P30AG010129, K01 AG030514 and the Dana Foundation. The OASIS data used in the preparation of this manuscript were obtained from the OASIS project funded by grants P50 AG05681, P01 AG03991, R01 AG021910, P50 MH071616, U24 RR021382, R01 MH56584. See http://www.oasis‐brains.org/ for more details. The AIBL data used in the preparation of this manuscript were obtained from the AIBL study of aging funded by the Common‐wealth Scientific Industrial Research Organization (CSIRO; a publicly funded government research organization), Science Industry Endowment Fund, National Health and Medical Research Council of Australia (project grant 1011689), Alzheimer Association, Alzheimer Drug Discovery Foundation, and an anonymous foundation. See www.aibl.csiro.au for further details. The ICBM data used in the preparation of this manuscript were supported by Human Brain Project grant PO1MHO52176‐11 (ICBM, P.I. Dr John Mazziotta) and Canadian Institutes of Health Research grant MOP‐34996. The IXI data used in the preparation of this manuscript were supported by the U.K. Engineering and Physical Sciences Research Council (EPSRC) GR/S21533/02—http://www.brain‐development.org/. The ABIDE data used in the preparation of this manuscript were supported by ABIDE funding resources listed at http://fcon_1000.projects.nitrc.org/indi/abide/. ABIDE primary support for the work by Adriana Di Martino was provided by the NIMH (K23MH087770) and the Leon Levy Foundation. Primary support for the work by Michael P. Milham and the INDI team was provided by gifts from Joseph P. Healy and the Stavros Niarchos Foundation to the Child Mind Institute, as well as by an NIMH award to MPM (R03MH096321). http://fcon_1000.projects.nitrc.org/indi/abide/. Data used in the preparation of this article were obtained from the MIRIAD database. The MIRIAD investigators did not participate in analysis or writing of this report. The MIRIAD dataset is made available through the support of the UK Alzheimer's Society (Grant RF116). The original data collection was funded through an unrestricted educational grant from GlaxoSmithKline (Grant 6GKC). This manuscript reflects the views of the authors and may not reflect the opinions or views of the database providers.
Coupé, P. , Manjón, J. V. , Mansencal, B. , Tourdias, T. , Catheline, G. , & Planche, V. (2022). Hippocampal‐amygdalo‐ventricular atrophy score: Alzheimer disease detection using normative and pathological lifespan models. Human Brain Mapping, 43(10), 3270–3282. 10.1002/hbm.25850
Funding information UK Alzheimer's Society, Grant/Award Number: RF116; GlaxoSmithKline, Grant/Award Number: 6GKC; Leon Levy Foundation; NIMH, Grant/Award Numbers: R03MH096321, K23MH087770; ABIDE; U.K. Engineering and Physical Sciences Research Council, Grant/Award Number: GR/S21533/02; Canadian Institutes of Health Research, Grant/Award Number: MOP‐34996; Human Brain Project, Grant/Award Number: PO1MHO52176‐11; Alzheimer Drug Discovery Foundation; Alzheimer Association; National Health and Medical Research Council of Australia, Grant/Award Number: 1011689; Science Industry Endowment Fund; Common‐wealth Scientific Industrial Research Organization; OASIS Brains Datasets, Grant/Award Numbers: P50 AG05681, P01 AG03991, R01 AG021910, P50 MH071616, U24 RR021382, R01 MH56584; NIH, Grant/Award Numbers: K01 AG030514, P30AG010129; National Institute of Biomedical Imaging and Bioengineering; National Institute on Aging; National Institutes of Health, Grant/Award Number: U01 AG024904; National Institute of Neurological Disorders and Stroke; National Institute of Mental Health; National Institute on Drug Abuse; National Institute of Child Health and Human Development, Grant/Award Number: HHSN275200900018C; Ministerio de Ciencia e Innovación, Grant/Award Number: PID2020‐118608RB‐I00; French National Research Agency, Grant/Award Number: ANR‐18‐CE45‐0013
DATA AVAILABILITY STATEMENT
All the used MRI were from open access database and thus can be downloaded from the database provider website. AssemblyNet is freely available at https://github.com/volBrain/AssemblyNet. HAVAs will be made available through our online platform www.volbrain.net and as part of AssemblyNet‐AD at https://github.com/volBrain/AssemblyNetAD.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Data Availability Statement
All the used MRI were from open access database and thus can be downloaded from the database provider website. AssemblyNet is freely available at https://github.com/volBrain/AssemblyNet. HAVAs will be made available through our online platform www.volbrain.net and as part of AssemblyNet‐AD at https://github.com/volBrain/AssemblyNetAD.