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Canadian Respiratory Journal logoLink to Canadian Respiratory Journal
. 2022 Jun 9;2022:3982335. doi: 10.1155/2022/3982335

Genetic Variants Associated with Chronic Obstructive Pulmonary Disease Risk: Cumulative Epidemiological Evidence from Meta-Analyses and Genome-Wide Association Studies

Caiyang Liu 1, Ran Ran 2, Xiaoliang Li 1, Gaohua Liu 1, Xiaoyang Xie 1, Ji Li 1,
PMCID: PMC9203202  PMID: 35721789

Abstract

Background

Last two decades, many association studies on genetic variants and chronic obstructive pulmonary disease (COPD) risk have been published. But results from different studies are inconsistent. Therefore, we performed this article to systematically evaluate results from previous meta-analyses and genome-wide association studies (GWASs). Material and Methods. Firstly, we retrieved meta-analyses in PubMed, Embase, and China National Knowledge Infrastructure and GWASs in PubMed and GWAS catalog on or before April 7th, 2022. Then, data were extracted and screened. Finally, two main methods—Venice criteria and false-positive report probability test—were used to evaluate significant associations.

Results

As a result, eighty-eight meta-analyses and 5 GWASs were deemed eligible for inclusion. Fifty variants in 26 genes obtained from meta-analyses were significantly associated with COPD risk. Cumulative epidemiological evidence of an association was graded as strong for 10 variants in 8 genes (GSTM1, CHRNA, ADAM33, SP-D, TNF-α, VDBP, HMOX1, and HHIP), moderate for 6 variants in 5 genes (PI, GSTM1, ADAM33, TNF-α, and VDBP), and weak for 40 variants in 23 genes. Five variants in 4 genes showed convincing evidence of no association with COPD risk in meta-analyses. Additionally, 29 SNPs identified in GWASs were proved to be noteworthy based on the FPRP test.

Conclusion

In summary, more than half (52.38%) of genetic variants reported in previous meta-analyses showed no association with COPD risk. However, 13 variants in 9 genes had moderate to strong evidence for an association. This article can serve as a useful reference for further studies.

1. Background

Chronic obstructive pulmonary disease (COPD) is a chronic inflammatory disease with progressive limitation of airflow [1]. According to the latest WHO prediction that COPD will become the third leading cause of death worldwide by 2030, COPD remains a huge health threat and high burden on health care resources to human beings [2]. Smoking and air pollution are widely believed to be the main risk factors of COPD, but only 15–20% of smokers develop this pathology and many COPD cases cannot be explained by environmental risk factors alone [3, 4], suggesting that other factors such as genetic variations may contribute to the development of COPD as well [5]. Moreover, different clinical presentation and severity of COPD between different races and the familial clustering pattern can be seen in COPD cases, indicating substantial evidence of genetic variations to COPD [6, 7]. As early as 2009, Smolonska et al. [8] conducted meta-analyses about 20 polymorphisms in 12 genes and demonstrated that three polymorphisms in TGF-β1 (rs2241712, rs1982073, and rs6957) were significant with COPD risk in the “diverse populations.” Another three polymorphisms were reported significantly only in Asians (IL1RN rs2234663, TNF-α rs1800629, and GSTP1 rs1695). One year later, Castaldi et al. [9] added three more loci (GSTM1 null variant, TGF-β1 rs1800470, and SOD3 rs1799896) related to COPD risk. Follow-up studies reported some other polymorphisms that mainly focused on IL, MMP, ADRB2, CHRNA, ADAM33, VDBP, SP-A/B/D, and COX2.

Last two decades, a surge of studies investigating genetic polymorphisms and COPD risk have been published, including genome-wide association studies (GWASs), candidate-gene association studies, and meta-analyses. Covering the whole genome, GWASs detect millions of single nucleotide polymorphisms (SNPs) and are a powerful and efficient tool for identifying the association between genetic variants and complex diseases [10]. On the contrary, most of the candidate-gene association studies are underpowered to detect moderate-sized genetic effects. In addition, systematically integrating data from individual studies, meta-analyses have an advantage of developing a single conclusion with greater statistical power [11]. Despite the prominence and growing number of results from GWASs, candidate-gene association studies are still one of the main methods to identify common COPD susceptibility alleles. Some of these associations reported in candidate-gene association studies may be true associations; however, inconsistent results from different studies suggest the possibility of false-positive associations. Even results from meta-analyses cannot be replicated in follow-up studies, indicating that these associations lack robustness. Guidelines for assessing the cumulative epidemiological evidence of genetic associations, known as the Venice criteria, were proposed by the Human Genome Epidemiology Network (HuGENet) in 2008 [12]. These guidelines help evaluate gene-disease associations [13]. However, as far as we know, there is still no such integrative and updated evaluation for all the reported polymorphisms associated with COPD in current literature.

Therefore, we collected evidence from meta-analyses and GWASs to conduct an integrative assessment of the gene-COPD associations based on the Venice criteria and false-positive report probability (FPRP) test, thus providing a synopsis of our current understanding of the genetic basis of COPD risk.

2. Materials and Methods

2.1. Study Eligibility and Literature Search

A systematic strategy was used to identify all relevant publications. Firstly, we searched PubMed, Embase, and China National Knowledge Infrastructure (CNKI) using the terms “COPD or chronic obstructive pulmonary disease,” “genetic or genetic association or single nucleotide polymorphism or SNP or polymorphism or genotype or variant or mutation or susceptibility,” and “meta-analysis or systematic review or literature review” for meta-analyses. We searched PubMed using the terms “COPD or chronic obstructive pulmonary disease” and “GWAS or genome-wide association study” as well as checking the GWAS catalog for GWASs on or before April 7th, 2022. Secondly, after manually screening the title and abstract, all references cited in relevant studies were also reviewed to identify additional studies. Inclusion criteria for meta-analyses were as follows: data were published in a peer-reviewed journal; studies used a cross-sectional, case-control, or cohort design; the association was about the etiology of COPD; and necessary information was provided for the FPRP test or/and Venice criteria. GWASs were eligible for inclusion if they met the following criteria: the association was directly about the etiology of COPD; P value <5 × 10−8; and both discovery and replication phases were reported. We removed duplicated and unrelated articles by screening the title and abstract or reading the full-text if necessary. Literature search and studies screening were done by Liu and Ran together. Any disagreement was resolved by consensus.

2.2. Data Extraction

Two reviewers, Liu and Ran, extracted data separately and then exchanged and cross-checked. Any disagreement was resolved by consensus. We collected the following data from meta-analyses: PMID, gene name, genetic variant, first author, publication year, comparison model, ethnicity, OR and 95% CI, adjustment for smoking (Yes/No), I2, the number of studies, cases and controls, minor allele frequency (MAF) in controls, P value of Egger's test and P value of the Q test, and the number of test alleles or genotypes. We collected the following data from GWASs: PMID, gene name, genetic variant, first author, publication year, risk allele, ethnicity, OR and 95% CI, risk allele frequency, P value, and the number of cases and controls. Caucasian and Asian were the two major ethnicities reported. We defined ethnicity as “diverse populations” if a combination of two or more ethnicities were reported. We extracted significant results of subgroup analysis stratified by ethnicity. Cigarette smoking is the major environmental risk factor for COPD and may influence the distribution of genetic polymorphisms [14]; therefore, results after adjusted for smoking were extracted as well. Except several variants (e.g., PIMZ and TGF-β1 rs2241718), all other were investigated exclusively by one meta-analysis, most of the variants were widely investigated. We extracted data from them all, but only one meta-analysis was chosen for further assessment considering publication year, comparison model, sample size, between-study heterogeneity, and study design altogether. Because there was a considerable overlap among these studies, to avoid the variant nomenclature confusion from different articles, we used the uniform identifiers (“rs” number) of variants in the dbSNP. For the variants without any “rs” number, we used the common nomenclature (e.g., GSTT1 null/present and SERPINA3 Ala9Thr). Associations were considered statistically significant if the reported P value was less than 0.05 or if the 95% CI excluded 1.0. Most of the meta-analyses provided multiple results under different genetic models; in order to avoid selection bias, we used the allelic model as the unified model. When data under allelic model were not available, then other models were used. Statistical analyses were performed with Stata, version 12.0, using the original data provided in meta-analyses if there was no sufficient information for the Venice criteria.

2.3. Evaluation of Cumulative Evidence

For statistically significant associations from meta-analyses, we applied the Venice criteria to grade the credibility of cumulative epidemiological evidence. Three aspects were assigned to the Venice criteria: the amount of evidence, replication of association, and protection from bias. For each of the three aspects, three levels (A, B, or C) were assigned, based on which credibility was defined as strong, moderate, or weak. Amount of evidence was determined by the sum of test alleles or genotypes among cases and controls: A (n > 1000), B (100 < n < 1000), and C (n < 100). We did not apply this criterion for rare variants with frequency less than 1% since an A grade was unlikely to obtain [15]. The replication of association was determined depending on between-study heterogeneity: A (I2 < 25%), B (25% < I2 < 50%), and C (I2 > 50%). Protection from bias should take various potential sources of bias into consideration. A grade of A was assigned when there was no demonstrable bias or the bias would unlikely invalidate the association. A grade of B was assigned when there was no sufficient information for identifying evidence although there was no obvious bias. A grade of C was assigned when the bias was evident or/and was likely to explain the presence of association. Furthermore, if any of the following situations occurred, a grade of C was assigned: the sensitivity analysis indicated that the significant results can be substantially changed; the magnitude of the association was low (e.g., OR < 1.15 and OR > 0.87 for risk effect and protective effect, respectively) unless the association had been replicated prospectively by GWASs or several studies with no evidence of publication bias; and obvious publication bias (Egger's test P value <0.05). Cumulative epidemiological evidence was categorized as strong if all grades were A and weak if any grade was C. All of the rest combinations were categorized as moderate. If the data were insufficient, then associations were not evaluated (n = 6).

An approach developed by Wacholder et al. [16] was also used to calculate the FPRP for all the significant associations. The FPRP was determined by three parameters: the observed P value, the statistical power, and the prior probability. We used the prior probability of 0.01 and preset the FPRP noteworthiness value at 0.2 in our study. FPRP values and statistical power were calculated by the excel spreadsheet offered by Wacholder et al. We considered the association noteworthy if the calculated FPRP value was less than 0.2, indicating a true association. FPRP < 0.05, 0.05 < FPRP < 0.2, and FPRP > 0.2 were considered strong, moderate, and weak evidence of true association, respectively. We upgraded cumulative epidemiological evidence from moderate to strong, from weak to moderate, if evidence based on the FPRP was strong. We downgraded cumulative epidemiological evidence from strong to moderate, from moderate to weak, if evidence based on the FPRP was weak [17].

3. Results

3.1. Overall Characteristics

A total of 88 meta-analyses met the eligibility criteria (Figure 1), reporting 86 variants in 40 genes. One hundred and fourteen associations (66 significant associations and 48 nonsignificant associations) were addressed between these variants and the risk of COPD. Except 9 associations, results were obtained based on at least three original studies. The included meta-analyses had a mean of 1822 cases (range 120–10466) and 4848 controls (range 100–95336). Publication time ranged from 2004 to 2019, and most of them (n = 77, 92.8%) were published since 2010. More detailed information was presented in the tables.

Figure 1.

Figure 1

Selection of studies.

A total of 36 GWASs were included for full-text assessment (Figure 1), but most of them were excluded for not/not directly about the etiology of COPD. The P value of 3 GWASs did not meet the threshold of 5 × 10−8 [1820], and in another 4 GWASs there was a lack of replication phases [2124]. At last, 5 GWASs met the criteria for inclusion and reported 32 SNPs in or near 25 genes [2529].

3.2. Significant Associations in Meta-Analyses

As mentioned above, 66 significant associations were identified, including 38 associations obtained from the main meta-analyses and 28 associations obtained from the subgroup meta-analyses [3057]. These associations involved 50 variants in 26 genes. In the main meta-analyses, 43 variants reported ORs higher than 1.0 with a mean value of 1.61 (range 1.14–3.26, median 1.43), while protective effect was found for the other 7 variants with a mean value of 0.70 (range 0.51–0.86, median 0.76). In the subgroup meta-analyses, 16 variants reported ORs higher than 1.0 with a mean value of 1.66 (range 1.14–2.64, median 1.53), while protective effect was found for the other 7 variants, with a mean value of 0.65 (range 0.46–0.79, median 0.63). The average number of included studies in the main meta-analyses was 9, while the median was 6 (range 1–38). The average number of total sample size was 7818, while the median number was 4168 (range 220–49520). Most of the meta-analyses contained diverse ethnicities, while only three reported one specific ethnicity, including one for Caucasians and two for Asians.

The Venice criteria and FPRP test were used to evaluate the epidemiological credibility of the 66 significant associations (Table 1). Firstly, the Venice criteria was applied, as a result grade A was given to 36, 21, and 53 associations for amount of evidence, replication of association, and protection from bias, respectively. Grade B was given to 25, 14, and 2 associations for these three aspects, respectively. Grade C was given to 3, 30, and 5 associations for these three aspects, respectively. It is worth nothing that the amount of evidence was not applied for one variant, PISZ, because of its low frequency (0.12%). As a result, 10, 17, and 33 associations were categorized as strong, moderate, and weak, respectively. We did not evaluate the other 6 associations because of the insufficient information. Secondly, FPRP was applied to test the evidence of true association. As a result, 17, 7, and 42 associations were categorized as strong, moderate, and weak, respectively. Finally, we upgraded cumulative evidence from moderate to strong for GSTM1 null/present in Caucasians, CHRNA rs1051730 in non-Asians, ADAM33 rs612709, SP-D rs721917 in Asians, TNF-α rs1800629 in Asians, and HMOX1 L allele in Asians and from weak to moderate for GSTM1 null/present, GSTM1 null/present in Asians, and TNF-α rs1800629. We downgraded cumulative evidence from strong to moderate for PIMS, ADAM33 rs3918396, and ADAM33 rs3918396 after adjusted for smoking and from moderate to weak for IL-13 rs1800925 in Caucasians, ADAM33 rs2280091 and rs511898, CYP1A1 rs4646903, TNF-α rs1800630, VDBP 1S, COX2 rs20417, IREB2 rs2568494, and ADRB2 rs1042714 in Asians. Altogether, cumulative epidemiological evidence of 13 associations involved 10 variants in 8 genes were considered to be strong, including GSTM1 null/present in Caucasians, CHRNA rs16969968, rs8034191, and rs1051730, CHRNA rs1051730 in non-Asians, ADAM33 rs612709, ADAM33 rs612709 in Caucasians, SP-D rs721917, SP-D rs721917 in Asians, TNF-α rs1800629 in Asians, VDBP 1F, HHIP rs13118928, and HMOX1 L allele in Asians. Eight associations involved 6 variants in 5 genes (PI, GSTM1, ADAM33, TNF-α, and VDBP) and 39 associations involved 40 variants in 23 genes were considered to be moderate and weak evidence, respectively.

Table 1.

Statistically significant variants from meta-analyses, false-positive report probabilities (FPRP), and cumulative epidemiological evidence.

Gene Variants Year Comparison Ethnicity OR (95% CI) Adjustment for smoking Publication bias/heterogeneity∗∗ I 2 (%) No. of studies Cases/control Maf (%) Number of test alleles or genotypes Venice criteria Power OR of 1.5 FPRP values at prior probability of 0.01 Cumulative epidemiological evidence Reference
PI PIMZ 2004 PIMZ vs PIMM Diverse 2.31 (1.60–3.35) No 0.15/0.002 58.6 16 3653/12340 4.43 822 BCC 0.011 0.081 Weak [30]
PIMZ vs PIMM Diverse 1.61 (0.92–2.81) Yes No/0.15 NA 5 1600/7645 [30]
PI PISZ 2005 PISZ vs PIMM Diverse 3.26 (1.24–8.57) No 0.98/0.23 27.2 6 2404/8999 0.12 42 NBC
0.058 0.966 Weak [31]
PI PIMS 2005 PIMS vs PIMM Diverse 1.19 (1.02–1.38) No 1.0/0.54 0.0 17 3630/13030 7.26 1169 AAA 0.999 0.679 Moderate [31]
PIMS vs PIMM Diverse 1.02 (0.81–1.28) Yes NA/NA NA 5 1526/7859 [31]
GSTM1 Null/present 2018 Null vs present Diverse 1.52 (1.31–1.77) No No/<0.00001 64.0 37 4669/4914 46.99 5018 ACA 0.432 0.000 Moderate [32]
Null vs present Asian 1.59 (1.29–1.96) No No/<0.0001 64.0 23 2374/2630 44.79 2531 ACA 0.293 0.005 Moderate [32]
Null vs present Caucasian 1.27 (1.11–1.44) No No/0.03 49.0 11 1881/1938 49.85 2045 ABA 0.995 0.019 Strong [32]
GSTT1 Null/present 2018 Null vs present Diverse 1.28 (1.09–1.50) No No/0.001 51.0 29 3273/3578 32.36 2338 ACA 0.975 0.188 Weak [32]
Null vs present Asian 1.30 (1.05–1.61) No No/0.002 57.0 18 2025/2253 39.61 1697 ACA 0.905 0.639 Weak [32]
TGF-b1 rs1800470 2011 C vs T Diverse 0.82 (0.70–0.96) No 0.326/0.01 57.6 10 1507/2542 43.14 3533 ACA 0.995 0.575 Weak [33]
C vs T Caucasian 0.77 (0.60–0.98) No No/0.02 65.9 5 840/1788 41.11 2061 ACA 0.879 0.791 Weak [33]
TGF-β1 rs1982073※ 2017 C vs T Caucasian 0.79 (0.64–0.99) No No/0.006 75.7 4 1656/2564 40.72 3348 ACA 0.930 0.812 Weak [34]
IL1RN rs2234663 2019 L vs 2 Diverse 0.56 (0.39–0.80) No 0.02/0.25 30.3 5 322/365 10.11 171 BBC 0.169 0.458 Weak [35]
IL-6 rs1800796 2019 CC + GC vs GG Diverse 2.23 (1.46–3.40) No 0.05/0.38 19.3 3 574/862 26.33 511 BAC 0.033 0.370 Weak [35]
IL-13 rs1800925 2017 C vs T Diverse 1.57 (1.21–2.04) No No/0.015 57.9 9 1477/891 16.27 963 BCA 0.366 0.166 Weak [36]
C vs T Asian 1.88 (1.23–2.87) No 0.268/0.016 67.1 5 555/544 14.71 425 BCA 0.148 0.698 Weak [36]
C vs T Caucasian 1.30 (1.01–1.67) No 0.644/0.314 15.6 4 922/347 18.73 538 BAA 0.869 0.820 Weak [36]
IL-27 rs153109 2016 G vs A Asian 0.51 (0.34–0.74) No NA/NA NA 1 120/100 45.50 NA XXX 0.079 0.329 NA [37]
MMP-9 rs3918242 2017 T vs C Diverse 1.32 (1.02–1.71) No 0.12/<0.001 77.0 13 2295/2539 11.17 1408 ACA 0.833 0.808 Weak [38]
CT + TT vs CC Asian 1.80 (1.04–3.11) No No/<0.001 85.0 8 1101/1147 14.34 645 BCA 0.257 0.931 Weak [38]
MMP-12 rs652438 2014 G vs A Diverse 1.62 (1.08–2.42) No >0.05/0.070 57.5 4 710/1652 10.57 328 BCA 0.354 0.838 Weak [39]
CHRNA rs16969968 2014 C vs T Diverse 1.27 (1.17–1.39) No No/0.655 0.0 3 1996/6463 29.42 4979 AAA 1.000 0.000 Strong [40]
CHRNA rs1051730 2014 T vs C Diverse 1.14 (1.10–1.18) No No/0.318 14.0 9 10466/39054 30.80 30264 AAA§ 1.000 0.000 Strong [40]
T vs C Non-Asian 1.14 (1.10–1.18) No No/0.124 42.2 6 8620/37099 32.32 30088 ABA§ 1.000 0.000 Strong [40]
CHRNA rs8034191 2014 C vs T Diverse 1.29 (1.18–1.41) No No/0.644 0.0 5 2652/2565 24.09 2933 AAA 1.000 0.000 Strong [40]
CHRNA rs6495309 2014 C vs T Diverse 1.26 (1.09–1.45) No Pre/0.109 50.4 4 1977/2131 48.12 3756 ACC 0.993 0.112 Weak [40]
ADAM33 rs3918396 2014 GG + AG vs AA Diverse 1.42 (1.12–1.79) No 0.168/0.89 0.0 6 1422/3034 25.61 3806 AAA 0.679 0.304 Moderate [41]
GG + AG vs AA Asian 1.45 (1.14–1.85) No NA/0.665 0.0 3 642/630 67.38 645 BAX 0.607 0.313 NA [41]
GG + AG vs AA Diverse 1.45 (1.14–1.84) Yes No/0.91 0.0 3 836/848 54.07 1052 AAA 0.610 0.266 Moderate [41]
ADAM33 rs597980 2014 A vs G Caucasian 1.25 (1.05–1.48) No NA/0.158 49.9 2 296/2294 40.87 2148 ABX 0.983 0.492 NA [42]
ADAM33 rs2280091 2014 GG vs AA + AG Diverse 1.76 (1.27–2.43) No 0.483/0.348 10.5 8 2112/3952 13.18 197 BAA 0.166 0.262 Weak [42]
G vs A Asian 2.03 (1.40–2.94) No 0.857/0.006 76.0 4 1130/1135 13.04 798 BCA 0.055 0.245 Weak [42]
ADAM33 rs511898 2019 A vs G Diverse 1.16 (1.04–1.30) No 0.726/0.048 44.5 12 2454/4481 33.17 4763 ABA 1.000 0.514 Weak [51]
ADAM33 rs612709 2014 A vs G Diverse 0.60 (0.52–0.68) No 0.070/0.107 44.7 6 1341/3359 67.61 5345 ABA 0.050 0.000 Strong [42]
A vs G Asian 0.61 (0.42–0.89) No 0.256/0.021 74.1 3 767/763 26.54 664 BCA 0.322 0.760 Weak [42]
A vs G Caucasian 0.64 (0.53–0.77) No 0.324/0.798 0.0 3 574/2596 79.68 4681 AAA 0.333 0.001 Strong [42]
ADAM33 rs2280090※ 2014 A vs G Asian 0.46 (0.33–0.66) No 0.581/0.021 74.1 3 767/763 32.31 763 BCA 0.022 0.101 Weak [42]
CYP1A1 rs4646903 2015 CC vs TT Diverse 1.73 (1.18–2.55) No No/0.34 11.0 5 532/591 23.43 141 BAA 0.236 0.703 Weak [43]
CC vs TT Asian 1.84 (1.11–3.06) No NA/0.65 0.0 2 158/154 35.27 88 CAX 0.216 0.896 NA [43]
CYP1A1 rs1048943 2015 GG vs AA Diverse 3.23 (1.50–6.93) No No/0.16 45.0 3 510/553 9.01 41 CBA 0.024 0.914 Weak [43]
SP-A Common polymorphisms 2013 W vs M Diverse 1.53 (1.14–2.05) No >0.05/0.043 56.5 3 383/369 23.83 828 BCA 0.447 0.493 Weak [44]
SP-D rs721917 2019 T vs C Diverse 1.39 (1.18–1.65) No 0.375/0.901 0.0 5 561/550 45.36 1106 AAA 0.808 0.020 Strong [45]
T vs C Asian 1.44 (1.20–1.73) No 0.457/0.978 0.0 4 499/435 43.56 917 BAA 0.669 0.014 Strong [45]
SP-A/B/D Common polymorphisms 2013 W vs M Asian 1.43 (1.15–1.78) No >0.05/0.001 71.3 4 485/488 27.28 1080 ACA 0.666 0.169 Weak [44]
TNF-α rs1800629 2016 A vs G Diverse 1.56 (1.29–1.89) No No/0.000 70.8 38 3951/5110 10.96 2326 ACA 0.344 0.002 Moderate [46]
A vs G Asian 2.40 (1.98–2.90) No No/0.093 29.8 22 2067/2167 7.63 1011 ABA 0.000 0.000 Strong [46]
A vs G Diverse 1.13 (0.95–1.35) Yes No/0.089 34.9 15 1500/1239 [46]
A vs G Asian 1.26 (0.69–2.30) Yes No/0.063 52.2 6 570/616 [46]
TNF-α rs1800630 2013 A vs C Diverse 0.76 (0.60–0.97) No No/0.158 42.3 4 606/622 16.64 155 BBA 0.854 0.761 Weak [47]
A vs C Asian 0.56 (0.37–0.85) No NA/0.640 0.0 2 202/203 16.50 40 CAX 0.206 0.756 NA [47]
EPHX1 rs1051740 2012 CC vs TT Diverse 1.33 (1.06–1.69) No 0.158/<0.0001 73.0 25 4808/24888 52.59 5186 ACA 0.837 0.699 Weak [48]
CC vs TT Caucasian 1.61 (1.12–2.31) No No/<0.0001 81.0 12 3930/23907 49.91 4343 ACA 0.350 0.733 Weak [48]
EPHX1 rs2234922 2012 Extremely slow vs normal Diverse 1.77 (1.23–2.55) No No/<0.0001 76.0 15 3146/21391 NA 4180 ACA 0.187 0.535 Weak [48]
Slow vs normal Diverse 1.44 (1.13–1.85) No No/<0.00001 74.0 15 4248/28597 NA 12488 ACA 0.625 0.407 Weak [48]
Extremely slow vs normal Caucasian 2.64 (1.30–5.38) No No/<0.0001 85.0 8 2685/20884 NA 3813 ACA 0.060 0.926 Weak [48]
Slow vs normal Caucasian 1.31 (1.01–1.71) No No/0.01 62.0 8 3563/27956 NA 11763 ACA 0.840 0.847 Weak [48]
VDBP 1F 2015 1F vs 1S Diverse 1.47 (1.22–1.77) No No/0.447 0.0 8 809/1407 20.47 1125 AAA 0.584 0.008 Strong [49]
1F vs 1S Asian 1.53 (1.22–1.92) No 0.133/0.935 0.0 5 510/460 30.84 319 BAA 0.432 0.052 Moderate [49]
VDBP 1S 2015 1S vs non 1S Diverse 0.86 (0.77–0.96) No No/0.12 35.0 11 1410/1595 46.14 2578 ABA 1.000 0.416 Weak [50]
1S vs non 1S Asian 0.76 (0.64–0.89) No No/0.23 26.0 7 785/719 31.71 869 BBA 0.948 0.064 Moderate [50]
HHIP rs13118928 2019 G vs A Diverse 1.14 (1.08–1.20) No No/0.930 0.0 7 5157/9768 36.39 10250 AAA§ 1.000 0.000 Strong [57]
COX2 rs20417 2014 C vs G Diverse 1.33 (1.06–1.67) No >0.05/0.209 30.2 6 930/719 17.04 597 BBA 0.850 0.621 Weak [39]
IREB2 rs2568494 2016 AA vs GG + AG Diverse 1.38 (1.09–1.76) No No/0.171 40.1 4 2001/2167 22.70 322 BBA 0.749 0.555 Weak [52]
HMOX1 L allele 2017 L vs S + M Diverse 2.02 (1.31–3.11) No 0.79/0.08 52.0 5 601/547 8.78 287 BCB 0.088 0.612 Weak [53]
L vs S + M Asian 2.23 (1.68–2.95) No No/0.46 0.0 4 471/452 9.29 262 BAB 0.003 0.001 Strong [53]
ACE I/D※ 2018 D vs I Asian 1.63 (1.17–2.27) No No/0.065 54.7 5 380/206 39.86 685 BCA 0.311 0.549 Weak [54]
ADRB2 rs1042714※ 2018 G vs C Asian 1.29 (1.02–1.65) No 0.970/0.34 10.0 4 613/587 11.46 314 BAA 0.885 0.826 Weak [55]
FAM13A rs7671167 2017 CC + CT vs TT Diverse 0.76 (0.62–0.94) No No/0.002 71.0 7 3571/4344 53.96 5892 ACA 0.887 0.560 Weak [56]
CC + CT vs TT Caucasian 0.63 (0.43–0.93) No NA/0.12 59.0 2 607/1009 52.73 1216 ACX 0.388 0.837 NA [56]

NA: not available; No: significant publication bias was not found; present: significant publication bias was found; W vs M: wild allele vs mutant allele. Frequency of minor allele in controls. The grade of C is assigned to protection from bias because the sensitivity analysis indicated that the significant summary OR can be substantially changed. §The grade of A is assigned to protection from bias though the OR is less than 1.15, and the association is replicated by GWAS. Frequency less than 1%, the amount of evidence is not applied considering an A grade is unlikely to obtain. Reported nonsignificantly in the diverse populations, but significant results were reported in the stratified analysis by ethnicity. P value or I2 was calculated according to the original data provided in the article with Stata 12.0 since the article did not present these values. ∗∗P value of Egger's test/test for between-study heterogeneity.

3.3. Significant Associations in GWASs

Thirty-two SNPs were reported in GWASs (Table 2), among which 25 SNPs showed an association with increased COPD risk with a mean OR value of 1.17 (range 1.08–1.36, median 1.15), while protective effect was found for 4 SNPs with a mean OR value of 0.73 (range 0.73–0.74, median 0.73). There were no sufficient data in GWASs for the rest 3 SNPs. Unsurprisingly, based on the FPRP test, all the 29 SNPs were proved to be noteworthy. Given that the Venice criteria was not applicable to GWASs, we did not further evaluate these results. Additionally, we extracted data of another 77 SNPs from the two GWASs excluded for lacking of replication phases. Because the study of Sakornsakolpat et al. [21] is one of the largest COPD GWASs to date (Supplementary Table 1), these data might provide an overview of known and well-established COPD SNPs from GWASs.

Table 2.

Statistically significant variants from GWASs.

Gene Variants Risk allele Year Ethnicity OR (95% CI) RAF P value Cases/controls Power OR of 1.5 FPRP values at prior probability of 0.01/0.001 Ref.
CHRNA 3/5 rs8034191 C 2009 Caucasian NA 0.26 1.48E − 10 1818 2567 [25]
CHRNA 3/5 rs1051730 T 2009 Caucasian NA 0.27 5.74E − 10 1818 2567 [25]
FAM13A rs1903003 C 2010 Caucasian NA 0.43 9.47E − 11 4552 4582 [26]
RAB4B-EGLN2 rs7937 C 2012 Caucasian 0.73 (0.63–0.83) 0.44 2.88E − 09 3499 1922 0.917 0.000/0.002 [27]
MIA-RAB4B rs2604894 A 2012 Caucasian 0.74 (0.65–0.84) 0.44 3.41E − 08 3499 1922 0.947 0.000/0.003 [27]
FAM13A rs7671167 C 2012 Caucasian 0.73 (0.66–0.81) 0.49 2.22E − 09 3499 1922 0.956 0.000/0.000 [27]
FAM13A rs1964516 C 2012 Caucasian 0.73 (0.66–0.81) 0.49 1.88E − 09 3499 1922 0.956 0.000/0.000 [27]
CHRNA3 rs12914385 T 2014 Diverse 1.28 (1.20–1.36) 0.31 6.38E − 14 6633 5704 1.000 0.000/0.000 [28]
FAM13A rs4416442 C 2014 Diverse 1.28 (1.20–1.36) 0.45 1.12E − 14 6633 5704 1.000 0.000/0.000 [28]
MMP12 rs626750 G 2014 Diverse 1.36 (1.23–1.51) 0.80 5.35E − 09 3497 5704 0.967 0.000/0.000 [28]
HHIP rs13141641 T 2017 Diverse 1.22 (1.19–1.26) 0.59 9.10E − 41 24754 57684 1.000 0.000/0.000 [29]
CHRNA5 rs17486278 C 2017 Diverse 1.18 (1.15–1.22) 0.35 1.77E − 28 24754 57684 1.000 0.000/0.000 [29]
HTR4 rs7733088 G 2017 Diverse 1.18 (1.14–1.21) 0.60 5.33E − 26 24754 57684 1.000 0.000/0.000 [29]
ADGRG6 rs9399401 T 2017 Diverse 1.15 (1.12–1.19) 0.72 1.81E − 19 24754 57684 1.000 0.000/0.000 [29]
THSD4 rs1441358 G 2017 Diverse 1.13 (1.10–1.16) 0.33 8.22E − 16 24754 57684 1.000 0.000/0.000 [29]
FAM13A rs6837671 G 2017 Diverse 1.12 (1.09–1.15) 0.41 7.48E − 15 24754 57684 1.000 0.000/0.000 [29]
GSTCD rs11727735 A 2017 Diverse 1.26 (1.18–1.33) 0.94 3.84E − 14 24754 57684 1.000 0.000/0.000 [29]
RIN3 rs754388 C 2017 Diverse 1.15 (1.11–1.20) 0.82 4.96E − 14 24754 57684 1.000 0.000/0.000 [29]
ADAM19 rs113897301 A 2017 Diverse 1.16 (1.12–1.21) 0.17 1.58E − 13 24754 57684 1.000 0.000/0.000 [29]
TET2 rs2047409 A 2017 Diverse 1.12 (1.08–1.15) 0.62 2.46E − 13 24754 57684 1.000 0.000/0.000 [29]
EEFSEC rs2955083 A 2017 Diverse 1.18 (1.13–1.24) 0.88 4.16E − 13 24754 57684 1.000 0.000/0.000 [29]
CFDP1 rs7186831 A 2017 Diverse 1.12 (1.08–1.16) 0.43 1.12E − 11 24754 57684 1.000 0.000/0.000 [29]
TGFB2 rs10429950 T 2017 Diverse 1.11 (1.07–1.14) 0.73 1.66E − 10 24754 57684 1.000 0.000/0.000 [29]
AGER rs2070600 C 2017 Diverse 1.24 (1.16–1.32) 0.95 5.94E − 10 24754 57684 1.000 0.000/0.000 [29]
ARMC2 rs2806356 C 2017 Diverse 1.12 (1.08–1.16) 0.18 8.34E − 10 24754 57684 1.000 0.000/0.000 [29]
PID1 rs16825267 C 2017 Diverse 1.19 (1.12–1.25) 0.93 1.68E − 09 24754 57684 1.000 0.000/0.000 [29]
DSP rs2076295 T 2017 Diverse 1.09 (1.06–1.12) 0.55 3.97E − 09 24754 57684 1.000 0.000/0.000 [29]
MTCL1 rs647097 C 2017 Diverse 1.10 (1.06–1.13) 0.27 6.14E − 09 24754 57684 1.000 0.000/0.000 [29]
RARB rs1529672 C 2017 Diverse 1.11 (1.07–1.15) 0.83 2.47E − 08 24754 57684 1.000 0.003/0.026 [29]
SFTPD rs721917 G 2017 Diverse 1.08 (1.05–1.11) 0.42 2.49E − 08 24754 57684 1.000 0.000/0.000 [29]
CYP2A6 rs12459249 C 2017 Diverse 1.10 (1.06–1.14) 0.66 3.42E − 08 24754 57684 1.000 0.000/0.000 [29]
CCDC101 rs17707300 C 2017 Diverse 1.10 (1.06–1.13) 0.37 NA 24754 57684 1.000 0.000/0.000 [29]

NA: not available. Risk allele frequency from the dbSNP. The P values are all less than 5.00E − 08.

3.4. Nonsignificant Associations in Meta-Analyses

Forty-eight statistically nonsignificant associations were reported for 55 variants in 27 genes (Supplementary Table 2) [8, 9, 3437, 39, 42, 44, 45, 47, 54, 55, 5869]. These meta-analyses included a mean of 6 studies (range 1–15) and 5587 participants (range 220–100777). Except 48 statistically nonsignificant associations, 9 significant associations were identified in the stratified analysis by ethnicity [8, 36, 42, 54, 55, 59, 65, 70]. Only 4 associations met the following criteria for further assessment: genetic model must be an allelic model, and significant association was congruously confirmed across studies. However, all of them were graded as weak evidence of association with COPD risk. Additionally, 5 variants (TGF-β1 rs1800469, MMP-1 rs1799750, SERPINE2 rs3795879, and CHRNA rs578776 and rs588765) in 4 genes showed convincing evidence of no association with COPD risk in meta-analyses that included a minimum of 2400 cases and 3000 controls [34, 62, 67, 68].

3.5. Inconsistency among Meta-Analyses

Controversial results were reported for 23 variants in the meta-analyses (Supplementary Table 3) [8, 9, 32, 3436, 38, 41, 42, 4451, 57, 58, 6164, 6997]. Considering all of the factors we mentioned in “Data Extraction” comprehensively, 15 variants were deemed to have a significant association with COPD risk: TNF-α rs1800629 and rs1800630, GSTT1 null/present, MMP9 rs3918242, EPHX1 rs1051740 and rs2234922, IL-13 rs1800925, IL-6 rs1800796, ADAM33 rs2280091, rs511898, and rs612709, SP-D rs721917, VDBP 1F and 1S, and HHIP rs13118928. Eight variants were deemed to have a nonsignificant association with COPD risk: TNF-α rs1800610, TGF-β1 rs2241712, rs1982073, and rs6957, IL1β rs1143627, SOD3 rs1799895, ADAM33 rs528557, and VDBP GC-2. Still, results of seven variants should be prudently interpreted since studies with the similar sample size yielded opposing results, including TNF-α rs1800630, TGF-β1 rs2241712, ADAM33 rs2280091, rs612709, and rs511898, IL-6 rs1800796, and VDBP 1S.

4. Discussion

As far as we know, this study is the only one which aims to give a comprehensive assessment on all the reported genetic variants and COPD susceptibility with systematic methods. We retrieved relevant meta-analyses and GWASs, extracting useful data for further evaluation. The Venice criteria and FPRP test were the two major tools. As a result, 10 variants in 8 genes were graded as strong evidence of association with COPD risk, including: GSTM1 null/present, CHRNA rs16969968, rs8034191, and rs1051730, ADAM33 rs612709, SP-D rs721917, TNF-α rs1800629, VDBP 1F, HMOX1 L allele, and HHIP rs13118928. Six variants in 5 genes and 40 variants in 23 genes were graded as moderate and weak evidence, respectively. In addition, 29 SNPs identified in GWASs were proved to be noteworthy. There were overlaps between the two groups of SNP. Four SNPs (CHRNA rs1051730 and rs8034191, SP-D rs721917, and FAM13A rs7671167) reported in GWASs were also investigated by meta-analyses. Except FAM13A rs7671167, all the other three SNPs were graded as strong evidence, suggesting that methods we used do have the ability to pick out potential SNPs as long as a high-quality meta-analysis was included.

GSTM is a kind of the glutathione S-transferase (GST) cytoplasmic enzymes that metabolize various toxic substances [98]. GSTM1, located on chromosome 1p13.3, is highly expressed in the lung tissue. GSTM1 homozygous deletion leads to the absence of protein expression and production, preventing the detoxification. Previous studies have proven that the null genotype of GSTM1 was related to the increased risk of inflammatory lung diseases, thus taking an important part in COPD development [99]. Our study demonstrated that GSTM1 null genotype showed strong cumulative evidence for an association with COPD risk in Caucasians and moderate cumulative evidence was found in “diverse populations” and Asians. In addition, highly consistent positive results were reported in recent meta-analyses [8, 9, 32, 78, 79]. The association between GSTM1 null genotype and COPD risk was well established.

CHRNA3/5, located on chromosome 15q25, encodes the subunits of alpha-nicotinic acetylcholine receptor (nAChR). Gwilt et al. [100] reported that nAChR might play a role in modifying the inflammatory response to smoking. Moreover, variants in CHRNA3/5 were involved in altering mRNA levels of CHRNA5 in the lung tissue and influencing receptor response to nicotine agonists [101, 102]. Therefore, we can draw a conclusion that these variants may contribute to the development of COPD. Four variants (rs16969968, rs8034191, rs1051730, and rs6495309) in CHRNA3/5 were reported significantly in our study. Except rs6495309, all of them showed strong cumulative evidence for an association with COPD risk. Interestingly, two variants were also identified as susceptibility loci for COPD by GWASs [25]. However, these strong associations were limited to non-Asians because distribution of the minor allele varies extensively between different ethnicities. Hence, we recommend additional studies to confirm the association between these polymorphisms and COPD risk in Asians.

ADAM33, located on chromosome 20p13, is a member of the “a disintegrin and metalloprotease” (ADAM) family and is intricately related to airway hyper-responsiveness and obstruction [103]. Rs612709 in ADAM33 showed protective effect and was rated as strong evidence of association with COPD in both “diverse populations” (OR = 0.60, 95% CI = 0.52−0.68) and Caucasians (OR = 0.64, 95% CI = 0.53−0.77). Another meta-analysis with the similar publication year and data source yet yielded an opposing result (OR = 1.46, 95% CI = 1.14−1.87) [41]. A cognitive error in the minor allele may lead to this conflict (rs612709G>A).

SP-D, also known as SFTPD, is a kind of alveolar surfactant-associated protein (SP) and plays a prominent role in maintenance of lung function and immune regulation [104]. Our study revealed strong evidence for an association between the T allele of rs721917 and COPD risk in both “diverse populations” and Asians based on a total of 1111 and 934 subjects, respectively. Although sample size is relatively small, the high frequency (>40%) of the T allele makes it possible to achieve sufficient statistical power. However, no significant association was reported in Caucasians because data from Caucasians were scarce. Hence, further studies that focus on Caucasians are warranted.

TNF-α is a pivotal cytokine in inflammation of the lung [105]. Rs1800629 in TNF-α contains a G to A variation, carriers of the A allele are more likely to activate the TNF-α promoter region and lead to overexpression of TNF-α [106]. Highly consistent positive results of association between rs1800629 A allele and COPD risk in Asians but not in Caucasians were reported [8, 46, 7175]. Our study also graded rs1800629 as having strong evidence of association with COPD risk in Asians. Nevertheless, no correlation was found between rs1800629 and COPD risk after adjustment for smoking (OR = 1.13, 95% CI = 0.95−1.35). It seems that other factors may contribute to the risk of COPD in smokers. Expanding studies with a sufficient number of smokers are needed.

Heme oxygenase plays an important role in resisting damage caused by oxidative stress. HMOX1, belongs to the heme oxygenase isoforms, was reported to have the ability of protecting against airway inflammation and emphysema [107, 108]. The L allele (long GT repeat sequence) of HMOX1 was rated as strong evidence of association with 2.23-fold increased risk of COPD based on 923 subjects in Asians. The sample size was relatively small, and the frequency of the L allele was low (9.29%). Additionally, only one meta-analysis was retrieved in our study. Although we used the Venice criteria and FPRP test to evaluate the credibility of an association, a firm conclusion should not be drawn until studies with more subjects can be included in the meta-analysis.

HHIP gene, located on chromosome 4q31, encodes an inhibitory protein for sonic hedgehog. The hedgehog is known to be essential for branching morphogenesis in the developing lung [109]. Zhou et al. [110] demonstrated that HHIP expression at both mRNA and protein levels is reduced in COPD lung tissues. These studies showed that HHIP plays an important role in maintaining the normal lung function. HHIP rs13118928 was firstly reported by Pillai et al. [25] in GWASs but did not reach genome-wide significance levels. However, follow-up studies [98, 111] including ours have proved the association.

VDBP, located on chromosome 4q12-q13, is also known as GC and participates in binding substantial quantities of 25-hydroxyvitamin D and vitamin D [111]. Two mutations (C⟶T and G⟶A) of SNPs (rs4588 and rs7041) in VDBP result in 3 common isoforms (GC1S, GC1F, and GC2) and different protein products. We found strong and moderate evidence of association between GC1F and the risk of COPD in “diverse populations” and Asians, respectively. Among 8 meta-analyses we retrieved, only one meta-analysis reported a significant association with decreased risk of COPD in Caucasians [94]. The association between polymorphisms and COPD risk varied between ethnicities. Reasons may be summarized as follows: different genetic backgrounds, different degrees of environmental exposure, and small sample size results in poor statistical power.

Six variants in 5 genes and 40 variants in 23 genes showed moderate and weak evidence of association with COPD risk in our study, respectively. Among which, two variants (PIMS and ADAM33 rs3918396) and eight variants (IL-13 rs1800925, ADAM33 rs2280091, CYP1A1 rs4646903, TNF-α rs1800630, VDBP 1S, COX2 rs20417, IREB2 rs2568494, and ADRB2 rs1042714) were downgraded from strong to moderate and moderate to weak due to high FPRP values (>0.2), respectively. As we mentioned in “Materials and Methods,” three parameters may influence the calculated FPRP values. We used the prior probability of 0.01 for FPRP calculations; however, the calculated FPRP values might be smaller if a softer prior probability was used (e.g., 0.05) [17]. Therefore, we recommend further investigations on these variants since significant associations may have been excluded.

There was one more variant worth noting, FAM13A rs7671167; this showed weak evidence of association with COPD susceptibility because of the strong heterogeneity between studies. But it was identified by GWASs [27]. Results from GWASs, however, are more statistically significant and convincing. The Venice criteria, undoubtedly, is a useful tool to evaluate the cumulative epidemiological evidence of associations between SNPs and diseases. But sometimes omissions might occur because “weak evidence” was identified as long as a “C” was assigned to any of the three aspects. Results would be more credible if a more high-quality meta-analysis was included or different weights were assigned to the three aspects included in the Venice criteria.

Forty-eight statistically nonsignificant associations were reported for 55 variants in 27 genes. Five variants (TGF-β1 rs1800469, MMP-1 rs1799750, SERPINE2 rs3795879, and CHRNA rs578776 and rs588765) showed no association with COPD risk in meta-analyses including a minimum of 2400 patients and 3000 controls. The MAFs of these variants ranged from 20% to 50%. In other words, these meta-analyses provided greater than 88% power to detect an OR of 1.15 under different genetic models for these variants. In addition, no inconsistency was found among meta-analyses investigating these variants; therefore, we can safely draw a conclusion that these variants are not associated with the risk of COPD. Further studies are unlikely to yield significant results.

Limitations of our study must be addressed. Scopus and Web of Science were not retrieved. Non-English literature except literature in Chinese and gray literature were not included. Although a systematic literature search was done, and some articles were overlooked. Only one meta-analysis was chosen for further evaluation, which might introduce bias to some extent. The latest candidate-gene association studies might be missed. We extracted results from subgroup analyses to address the heterogeneity, but heterogeneity does exist. High heterogeneity influenced the evaluation directly.

5. Conclusions

In summary, combining Venice criteria and FPRP test, cumulative epidemiological evidence of significant associations between genetic variants and COPD risk was evaluated. As a result, 13 variants showed moderate to strong evidence. Our study can provide not only reliable evidence but also helpful clues for further investigations.

Acknowledgments

Part of the suggestion for the discussion and proofreading of English grammar were provided by Dr. Wenzhuo Zhao.

Data Availability

All data generated or analyzed during this study are included in this published article and its supplementary information files.

Conflicts of Interest

The authors declared that no conflicts of interest exist.

Authors' Contributions

Caiyang Liu and Ran Ran contributed equally to this work and thus are co-first authors.

Supplementary Materials

Supplementary Materials

Supplementary Table 1: statistically significant variants from the other two GWASs. Supplementary Table 2: statistically nonsignificant gene-variant COPD overall associations. Supplementary Table 3: conflicting gene-variant COPD overall associations.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplementary Materials

Supplementary Table 1: statistically significant variants from the other two GWASs. Supplementary Table 2: statistically nonsignificant gene-variant COPD overall associations. Supplementary Table 3: conflicting gene-variant COPD overall associations.

Data Availability Statement

All data generated or analyzed during this study are included in this published article and its supplementary information files.


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