Abstract
Background and purpose
Guillain-Barré-Syndrome (GBS) can follow COVID-19 vaccination, with clinical and paraclinical features still to be precisely assessed. We describe a cohort of patients who developed GBS after vaccination with different types of COVID-19 vaccines.
Methods
Patients with post-COVID-19 vaccination GBS, admitted to the six hospitals that cover the whole Liguria Region, Northwestern Italy, from February 1st to October 30th 2021, were included. Clinical, demographic, and paraclinical data were retrospectively collected.
Results
Among the 13 patients with post-COVID-19 vaccination GBS (9 males; mean age, 64 year), 5 were vaccinated with Oxford-AstraZeneca, 7 with Pfizer-BioNTech, and one with Moderna. Mean time between vaccination and GBS onset was 11.5 days. Ten patients developed GBS after the first vaccination dose, 3 after the second dose. Acute inflammatory demyelinating polyradiculoneuropathy (AIDP) was the predominant GBS variant, mainly characterized by sensory involvement. Bilateral seventh cranial nerve involvement followed AstraZeneca vaccination in two cases. Three patients presented treatment-related fluctuations, and 4 mild symptoms that delayed treatments and negatively affected prognosis. Prognosis was poor (GBS-disability score, ≥3) in 5/13 patients, with a disability rate of 3/13.
Conclusions
Our findings confirm that most post-COVID-19 vaccination GBS belong to the AIDP subtype, and occur after the first vaccine dose. Treatment-related fluctuations, and diagnosis-delaying, mild symptoms at onset are clinical features that affect prognosis and deserve particular consideration.
Keywords: Adverse event, COVID-19, Guillain-Barré syndrome, Peripheral nervous system, Prognosis, SARS-CoV-2, Vaccination
1. Introduction
Guillain-Barré Syndrome (GBS) is a rare immune-mediated disorder of the peripheral nerves and nerve roots, usually presenting with different degrees of weakness, sensory abnormalities and autonomic dysfunction [1]. Infections of the respiratory and gastrointestinal tracts can typically precede GBS, and SARS-CoV-2 has revealed as one of the many infectious agents associated with the disease [2]. COVID-19 vaccination campaign is effective in reducing the risk of severe disease. Efforts in such vaccination, and the hope for a pancoronavirus vaccine, can make pandemic of SARS-CoV-2, its new variants, or any future cousins under control a realistic expectation [3]. The vaccination is also expected to limit SARS-CoV-2 infection long-term sequelae, including those affecting the nervous system. GBS is one of the neurological adverse events that can associate with both SARS-CoV-2 infection and vaccination reviewed in [4]. Large well-designed epidemiologic studies cast doubt upon associations between COVID-19 and GBS [5], and between COVID-19 vaccination and GBS [6]. Frequency of neurological complications after SARS-CoV-2 infection, including GBS, is much higher than after COVID vaccination [7]. However, information on the clinical and paraclinical features of post-COVID-19 vaccine GBS can be useful for optimal management of single cases and for health system-related purposes.
We report on a case-series of 13 patients who developed GBS after being vaccinated with different COVID-19 vaccines, and who were admitted to the hospital network that covers a highly populated region of Northwestern Italy.
2. Patients and methods
2.1. Study design and methods
In Italy, as well as in most countries of the European Union, a mass vaccination campaign against SARS-CoV-2 started in December 2020. Patients with GBS admitted to the six hospitals that cover the whole Liguria region, North-western Italy, from February 1st 2021, to October 30th 2021, were included in this study.
Epidemiologic data about the vaccination campaign in the Liguria Region were obtained [8].
The patients, who fulfilled the diagnostic criteria for GBS [9], were enrolled if the syndrome occurred within six weeks after COVID-19 vaccination [10], and they resulted negative to nasopharyngeal swab PCR tests for COVID-19. Clinical, demographic, and paraclinic data were retrospectively collected.
To properly distinguish acute inflammatory demyelinating polyradiculoneuropathy (AIDP) from acute motor and motor-sensory axonal neuropathy (AMAN-AMSAN), the Hadden criteria [11] were applied on the second electrodiagnostic study [12], when available.
Degree of disability was assessed by the GBS Disability Score (GBS-DS) [13], and muscle strength measured by the Medical Research Council Muscle Score (MRC-MS) [14] on 12 muscles at the first neurological examination (T0), and at the last neurological evaluation (T1). GBS-DS ≥ 3 were considered predictors of poor prognosis. Treatment-related fluctuations of symptoms were also considered [15], and, if necessary, adequately treated (Table 2).
Table 2.
Pt # | Subtype | CSF Ly (cells/mm3)* | CSF proteins (g/L)^ | Therapy | TRF | TRF therapies | T1 (days from T0) | MRC-MS (T0 vs T1) | GBS-DS (T0 vs T1) |
---|---|---|---|---|---|---|---|---|---|
1 | AIDP | 15 | 1.67 | IVIg | None | NA | 60 | 43; 49 | 4; 1 |
2 | AMSAN | 2 | 1.63 | IVIg | Yes | None | 60 | 41; 48 | 4; 2 |
3 | AIDP | 3 | 2.92 | IVIg | None | NA | 60 | 51; 46 | 4; 2 |
4 | AMSAN | 0 | 1.20 | IVIg | None | NA | 16 | 35; 20 | 4; 6 |
5 | AIDP | 4 | 0.52 | PEX | Yes | PEX, IVIg | 90 | 42; 14 | 3; 6 |
6 | AIDP | 38 | 1.27 | IVIg | None | NA | 66 | 44; 56 | 4; 3 |
7 | AIDP | 0 | 0.41 | IVIg | Yes | IVIg | 113 | 46; 55 | 4; 3 |
8 | AIDP | 1 | 0.29 | IVIg | None | NA | 36 | 50; 60 | 3; 1 |
9 | AIDP | 1 | 0.80 | IVIg | None | NA | 30 | 54; 60 | 3; 1 |
10 | AIDP | NP | NP | IVIg | None | NA | 60 | 54; 54 | 2; 2 |
11 | AIDP | 3 | 1.83 | IVIg | None | NA | 60 | 60; 60 | 3; 3 |
12 | AIDP | 0 | 0.37 | None | None | NA | 60 | 58; 58 | 1; 1 |
13 | AIDP | 2 | 0.39 | None | None | NA | 30 | 58; 58 | 2; 2 |
Pt, patient; CSF, cerebrospinal fluid; Ly, lymphomonocytes; *reference range, < 5; ^reference range, < 0.52; AIDP, acute inflammatory demyelinating polyneuropathy; AMSAN, acute motor-sensory axonal neuropathy; GBS-DS, GBS-disability score; IVIg, intravenous immunoglobulins; MRC, medical research council muscle score; NP, lumbar puncture not performed; NA, not applicable; PEX, plasma exchange; T0, first neurological evaluation; T1, last follow-up neurological evaluation; TRF, treatment-related fluctuations.
Laboratory tests included extensive microbiological and autoimmune screening, complete cerebrospinal fluid (CSF) analysis, including the search for oligoclonal IgG bands, serum ganglioside antibody determinations with both ELISA (GM1, GQ1b, GD1b IgG and IgM; Bühlmann, Switzerland) and immunoblot (GM1/2/3/4, GD1a/b, GD2/3, GT1a/b, GQ1b, and sulfatides IgG and IgM; Alifax, Italy). Recent infections were excluded by testing for: Cytomegalovirus, Herpes simplex virus-1/2, Haemophilus influenzae and Mycoplasma pneumoniae IgM, Campylobacter jejuni IgM/IgA, Epstein-Barr virus capsid antigen (VCA) IgM.
Finally, using the IGOS registry [16] and medical and electronic records from the Liguria Region's hospitals discharge data (ICD-9 code, 357.0), we also gathered information on the GBS cases unrelated to COVID-19 vaccine that occurred in the same timeframe considered by this study.
2.2. Ethics
The study was approved by the local Ethics Committees, and all subjects gave their consent to use anonymized data.
3. Results
In the period covered by this study, 1,115,509 inhabitants (72.7% of the Ligurian population) received a first dose of COVID-19 vaccine, 1,062,010 a second dose, and 37,457 a booster dose. The percentages of the first doses and second doses, subdivided by type of vaccine, were, respectively: Janssen 2.93% (no second dose), Moderna 12.99 and 13.42%, Pfizer 68.15 and 72.88%, and AstraZeneca 15.93 and 13.70%.
Table 1, Table 2 summarize clinical, demographic, and paraclinical features of the 13 patients with post-COVID-19 vaccination GBS (9 males; mean age at onset, 64.1 years; age range, 18–89; 11 with AIDP, 2 with AMSAN). Five patients were vaccinated with ChAdOx1 nCov-19 (Oxford-AstraZeneca), 7 with BNT162b2 (Pfizer-BioNTech), and one with mRNA1273 (Moderna). None of them reported infectious episodes during the month before the onset of GBS symptoms and recent infections that more commonly precede GBS were reasonably excluded by negative serology results.
Table 1.
Pt # | Sex, Age (yrs) | Comorbidity | Vaccine type | AEFI | Vaccine to onset (days) | Onset to hospital (days) | Onset to therapy (days) | Back pain | Deep tendon reflexes | Sensory symptoms | Ataxia | Cranial nerves | Dys-autonomia | Respiratory failure |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1 | M, 68 | None | OAZ 1st dose |
Muscle pain | 12 | 20 | 21 | Yes | Areflexia, UL & LL | Distal paresthesia, LL | No | Bifacial paresis | No | No |
2 | F, 71 | Diabetes, hypertension | PBT 1st dose |
Asthenia | 10 | 12 | 19 | Yes | Hypo-reflexia, UL & LL | Distal paresthesia, UL & LL | No | 3rd & 6th paresis | No | No |
3 | F, 40 | None | PBT 2nd dose |
Muscle pain | 4 | 4 | 5 | No | Areflexia, LL | None | No | 7th & 9th paresis | No | No |
4 | M, 89 | Atrial fibrillation, chronic ischemic heart disease | Mod 1st dose |
None | 15 | 13 | 19 | Yes | Areflexia, UL & LL | Paresthesia, hands & tongue | No | None | Unstable blood pressure | Yes |
5 | M, 65 | Psoriasis | OAZ 1st dose |
Headache | 15 | 1 | 5 | No | Hypo-reflexia, UL & LL | Distal paresthesia, LL | No | Bifacial paresis | No | Yes |
6 | M, 80 | Atrial fibrillation, hypertension | PBT 2nd dose |
None | 21 | 7 | 8 | No | Areflexia, LL | Distal paresthesia LL | No | None | No | No |
7 | F, 69 | None | OAZ 1st dose |
None | 17 | 4 | 8 | Yes | Hypo-reflexia, UL & LL | Distal paresthesia, UL & LL | No | None | No | No |
8 | M, 18 | Type 1 diabetes | PBT 1st dose |
None | 12 | 2 | 4 | No | Hypo-reflexia, UL; areflexia, LL | Distal paresthesia, LL | No | None | No | No |
9 | M, 57 | Hypertension, obesity | PBT 1st dose |
Fever | 5 | 19 | 20 | No | Areflexia, LL & UL | None | Yes | None | No | No |
10 | M, 64 | None | OAZ 1st dose |
Abdomino-pelvic rash | 15 | 90 | 120 | No | Areflexia, LL | Distal paresthesia, LL | No | None | No | No |
11 | M, 88 | Type 2 diabetes, chronic ischemic heart disease | PBT 2nd dose |
None | 15 | 75 | 90 | No | Hypo-reflexia, LL & UL | Distal paresthesia, LL | Yes | None | No | No |
12 | F, 73 | None | OAZ 1st dose |
None | 5 | 90 | NA | No | Hypo-reflexia, UL; areflexi, LL | Distal paresthesia, UL & LL | No | None | No | No |
13 | M, 51 | None | PBT 1st dose |
None | 4 | 60 | NA | No | Hypo-reflexia, UL; areflexia, LL | Distal paresthesia, UL & LL | Yes | None | No | No |
Pt, patient; yrs., years; F, female; M, male; OAZ, Oxford-Astra-Zeneca; PBT, Pfizer-BioNTech; Mod, Moderna; AEFI, Adverse events following immunization; UL, upper limbs; LL, lower limbs; NA, not applicable (no therapy).
The onset of GBS symptoms occurred in 10 patients after the first vaccine dose, and in 3 after the second dose of Pfizer-BioNTech vaccine. GBS apart, only common and mild adverse events following immunization were reported (Table 1).
The mean time between vaccination and GBS onset was 11.5 days (range, 4–21). All the patients but one with a pure ataxic form developed the classic sensorimotor form of GBS, with cranial nerve involvement in 4, and ataxia in 2 (Table 2). Only one patient developed autonomic dysfunction. Notably, four patients were hospitalized >45 days (mean time, 79 days; range, 60–90) after the onset of symptoms, which were particularly mild (#10–13, Table 1). They suffered from distal paresthesia of lower limbs with balance disturbances starting an average of 9 days after vaccination, and progressively worsening over a month, with heavy motor disability (Table 2). Their polyneuropathy was demyelinating. Clinical pictures subsequently improved progressively without therapy, and stabilized, but the patients did not fully recover. This led to late therapeutic attempts with IVIg in two of them, without clinical improvements. In these patients, the temporal correlation with the vaccine, the achievement of the nadir during the first 4 weeks from the onset of symptoms, the spontaneously improving disease course, the failure of the late therapeutic attempt with IVIg, and the lack of subsequent relapses led us to achieve a final diagnosis of GBS, and to exclude acute CIDP.
CSF findings were characterized by high total protein concentrations in 7 patients. In two of them, lymphomonocyte counts were above the reference value (Table 2). Extensive microbiological analysis, which included serology for HIV and Borrelia burgdorferi, namely the two infectious agents typically associated with pleocytosis in GBS, was negative. Alternative causes of pleocytosis in the two patients were excluded with dorso-lumbar MRI too. Ganglioside antibodies were negative.
As for disease severity, Table 2 reports the MRC-MSs and GBS-DSs calculated at baseline and follow-ups, assessed after a mean time of 57 days (range, 16–113). Poor prognosis (GBS-DS ≥ 3) occurred in 5/13 (38.4%) of the patients, with mortality rate of 15.4% (2/13), and disability rate of 23,1% (3/13).
Ten patients were treated with intravenous immunoglobulins (IVIg; 0.4 g/kg for 5 days). Infusions were stopped in one at the fourth day due to pulmonary thromboembolism. One patient underwent plasma-exchange, whereas two patients improved without treatment. After initial post-therapy improvements, GBS worsened in three patients over two months after onset (treatment-related fluctuation) [15]. Therefore, one patient was treated with a further course of IVIg, one with plasma-exchange followed by IVIg, and one improved without therapy (Table 2). Re-treatments were unsuccessful, as one patient died, and another did not substantially improve.
Finally, Table 3 shows the features of the 17 GBS cases unrelated to COVID-19 vaccine that occurred during the same period covered by this study. By comparing the two groups, there was no difference in age at onset, gender prevalence, prognosis, and mortality rate (Table 4 ). Conversely, in the COVID-19 vaccine-unrelated GBS patients, the antecedent infectious events (p = 0.001), and the AMSAN-AMAN subtype (p = 0.025) were more frequent.
Table 3.
Pt # | Sex, Age (years) | Antecedent events | GBS subtype | Therapy | TRF | Cranial Nerves | Ataxia | Dysautonomia | Respiratory failure | Months to last follow-up visit | GSB-DS (T0 vsT1) |
---|---|---|---|---|---|---|---|---|---|---|---|
1 | F, 32 | Influenza vaccination | AIDP | IVIg | No | No | No | No | No | 3 months | 2; 1 |
2 | M, 55 | Campylobacter Jejuni infection | AMAN | PEX, IVIg | No | Bifacial paresis, dysphagia, dysphonia | No | Hypotension | Yes | 6 months | 5; 6 |
3 | M, 57 | None | AIDP | PEX, IVIg, | No | Bifacial paresis | No | No | Yes | 1 month | 5; 6 |
4 | F, 80 | Fever | AIDP | PEX | No | No | Yes | No | No | 14 months | 2; 1 |
5 | F, 28 | CMV infection | normal ENG | IVIg | No | Bifacial paresis, perioral myokymies | No | No | No | 5 months | 1; 1 |
6 | F, 62 | None | AMSAN | PEX | No | Left 3rd nerve paresis, dysphonia, dysphagia | No | Acute urinary retention | Yes | 1 month | 5; 6 |
7 | F,70 | Bronchitis | AMSAN | IVIg | No | No | No | Acute urinary retention | Yes | 12 months | 3; 2 |
8 | M, 58 | None | AIDP | IVIg | No | No | No | No | No | 4 months | 4; 3 |
9 | M, 52 | SARS-CoV-2 | AMAN | PEX, IVIg | No | Bifacial & left 6th nerve paresis | No | No | Yes | 12 months | 5; 3 |
10 | M, 91 | Gastroenteritis | AMAN | IVIg | No | No | No | No | No | 5 months | 4; 1 |
11 | M, 80 | Pneumonia | AMAN | IVIg | No | No | No | No | Yes | NA | 5; NA |
12 | M, 59 | Gastroenteritis | AMSAN | IVIg | No | 5th nerve paresis, dysphagia, dysphonia | No | No | Yes | 5 months | 5; 1 |
13 | M, 74 | SARS-CoV-2 | AMSAN | IVIg | No | No | No | No | No | 10 months | 4; 0 |
14 | M, 75 | None | AIDP | IVIg | Yes | No | Yes | No | No | 2 months | 2; 2 |
15 | M, 86 | Gastroenteritis | AMSAN | IVIg | No | No | No | No | No | 5 months | 4; 0 |
16 | M, 45 | None | AIDP | IVIg | No | Bifacial paresis | Yes | No | No | 2 months | 2; 1 |
17 | M, 74 | None | AIDP | PEX | No | No | Yes | No | No | 3 months | 4; 1 |
AIDP, Acute Inflammatory Demyelinating Polyneuropathy; AMAN, Acute Motor Axonal Neuropathy; AMSAN, Acute Motor and Sensory Axonal Neuropathy; CMV, Cytomegalovirus; ENG, electroneurography; GBS, Guillain-Barré syndrome; GBS-DS, Guillain-Barré Syndrome Disability Score; IVIg, intravenous immunoglobulins; NA, not available; PEX, plasma-exchange; Pt, patient; TRF, treatment related fluctuations; T0, first neurological evaluation; T1, last follow-up neurological evaluation.
Table 4.
Features | COVID-19 vaccine-related GBS |
COVID-19 vaccine-unrelated GBS |
p-value* | |
---|---|---|---|---|
(n = 13) | (n = 17) | |||
Male (%) | 9 (69.2) | 12 (70.6) | 0.936 | |
Mean age at onset (SD) | 64.1 (19.4) | 63.4 (17.8) | 0.922 | |
EDX subtype (%) | AIDP | 11 (84.6) | 7 (41.2) | 0.022 |
AMSAN-AMAN | 2 (15.4) | 9 (52.9) | 0.023 | |
Normal ENoG | 0 | 1 (5.9) | NA | |
Infectious antecedent (%) | 0 | 10 (58.2) | 0.001 | |
Cranial nerves (%) | 4 (30.7) | 7 (41.2) | 0.558 | |
Ataxia (%) | 3 (15.3) | 4 (23.5) | 0.97 | |
Autonomic dysfunction (%) | 1 (7.6) | 3 (17.7) | 0.427 | |
TRF (%) | 3 (23) | 1 (14) | 0.172 | |
Therapy (%) | IVIg | 10 (76.9) | 11 (64.7) | 0.132 |
PEX | 1 (7.6) | 3 (17.6) | ||
IVIg plus PEX | 0 | 3 (17.6) | ||
No therapy | 2 (15.3) | 0 | ||
Mean GBS-DS at the last follow up (SD) | 2.53 (1.71) | 2.18 (2.07) | 0.629 | |
Mortality (%) | 2 (15.4) | 3 (17.6) | 0.869 |
AIDP, Acute Inflammatory Demyelinating Polyneuropathy; AMAN, Acute Motor Axonal Neuropathy; AMSAN, Acute Motor and Sensory Axonal Neuropathy; EDX, electrodiagnostic; ENoG, electroneurography; GBS, Guillain-Barré syndrome; GBS-DS, Guillain Barré Syndrome Disability Score; IVIg, intravenous immunoglobulins; PEX, plasma-exchange; TRF, treatment related fluctuations; *paired t-test.
4. Discussion
We outlined the clinical features of thirteen post-COVID-19 vaccination GBS patients admitted to the hospital network of the Liguria Region, an area of about 1.5 million inhabitants, over a period that covers the mass vaccination campaign for COVID-19 in Italy.
The patients were mostly male, with mean age at onset older than that reported in other case series [4], but in Italy the vaccination campaign for young people started later, in the second half of 2021. The demyelinating type of GBS (AIDP) was more frequent than the axonal form, as previously reported [17,18], with the exception of the case series by Kim and colleagues [19], characterized by patients with a primary axonal subtype. A peculiarity of post-COVID-19 GBS is the common cranial nerve involvement [18,20,21], which occurred in 4/13 of our patients. Two of them, vaccinated with AstraZeneca vaccine, showed bilateral facial paresis, a finding already associated with this type of vaccine [17,18,20].
A particularly interesting feature of our case series is the predominance of sensory disturbances, which were overt in 11/13 patients, and only electrophysiologically documentable in the other two patients (#3 and #9). This is noteworthy also because we did not find AMAN cases, which, conversely, were the most frequent within a series of COVID-19 vaccine-unrelated GBS that we documented as occurring in the Liguria Region over the timeframe considered in this study. A higher frequency of antecedent infectious events characterized this GBS variant too (Table 4). A high frequency of sensory-predominant GBS forms has been also reported by Min and colleagues, who described 13/15 patients with sensory symptoms, with the remaining two showing electrophysiologically documented sensory involvement [4].
In 5/13 (~40%) of our cases, GBS prognosis was poor. In comparison with the literature data (3–7% [1]), our mortality rate (2/13) was higher, but overestimation is more than likely. On the contrary, our percentage of patients with residual disability was superimposable to what expected [1]. Prognosis was initially good in 8/13 patients. However, in 4 of them post-vaccination GBS started with symptoms so mild that led to late diagnosis, late therapy, and, eventually, uncomplete recovery. The recognition of this insidious onset is thus important to start early treatments and favor complete recovery.
As an element of distinction, already described in only one case series of post-COVID-19 vaccination GBS [19], three patients showed early deterioration after initial improvements, or plateau phases (treatment-related fluctuation). This phenomenon suggests that in a part of post-COVID-19 vaccination GBS patients the immunologic mechanisms underlying disease activity could be less responsive to the effects of immunotherapy, thus requiring additional treatment. We found no difference in prognosis and mortality rate, when comparing the features of two groups with either COVID-19 vaccine related vs unrelated GBS that occurred in the Liguria Region during the same timeframe.
The study has some limitations. First, the observational retrospective nature of the study, and the relatively small sample size hinder in-depth analysis and definite conclusions. Second, previous data on GBS epidemiology in the Liguria Region were available for the lockdown period only (from February 15th to May 3rd 2020) [22], so it was impossible to assess whether, over an equivalent period, GBS cases increased following both COVID-19 vaccination, and SARS-CoV-2 infection. Third, in the Liguria Region the administration of Pfizer was prevalent over the other types of vaccines, so if one type (especially conventional vs mRNA-based vaccines) was more frequently involved in inducing GBS cannot be assessed.
5. Conclusions
Our findings on post-COVID-19 vaccination GBS confirm that most cases belong to the AIDP subtype and occur after the first vaccine dose, and that AstraZeneca-associated bilateral seventh cranial nerve involvement is not an uncommon manifestation. Particular features include a very high frequency of sensory involvement, and clinical manifestations, such as treatment-related fluctuations, and insidious diagnosis-delaying, mild symptoms at onset, that adversely affect prognosis and deserve prompt recognition. Overall, our data contribute to fill a gap in the current literature on post-COVID-19 vaccine adverse events.
Declaration of Competing Interest
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
Acknowledgements
This work was supported by the Italian Ministry of Health (Rete delle Neuroscienze e della Neuroriabilitazione), and ‘Fondi per la Ricerca Corrente, 2020’ to the IRCCS Ospedale Policlinico San Martino.
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