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PLOS One logoLink to PLOS One
. 2022 Jul 1;17(7):e0270713. doi: 10.1371/journal.pone.0270713

An examination of autonomic and facial responses to prototypical facial emotion expressions in psychopathy

Philip Deming 1,2,*, Hedwig Eisenbarth 3, Odile Rodrik 1,2, Shelby S Weaver 1,2, Kent A Kiehl 4,5, Michael Koenigs 1,2
Editor: Stephen Benning6
PMCID: PMC9249219  PMID: 35776725

Abstract

Meta-analyses have found that people high in psychopathy categorize (or “recognize”) others’ prototypical facial emotion expressions with reduced accuracy. However, these have been contested with remaining questions regarding the strength, specificity, and mechanisms of this ability in psychopathy. In addition, few studies have tested holistically whether psychopathy is related to reduced facial mimicry or autonomic arousal in response to others’ dynamic facial expressions. Therefore, the current study presented 6 s videos of a target person making prototypical emotion expressions (anger, fear, disgust, sadness, joy, and neutral) to N = 88 incarcerated adult males while recording facial electromyography, skin conductance response (SCR), and heart rate. Participants identified the emotion category and rated the valence and intensity of the target person’s emotion. Psychopathy was assessed via the Psychopathy Checklist-Revised (PCL-R). We predicted that overall PCL-R scores and scores for the interpersonal/affective traits, in particular, would be related to reduced emotion categorization accuracy, valence ratings, intensity ratings, facial mimicry, SCR amplitude, and cardiac deceleration in response to the prototypical facial emotion expressions. In contrast to our hypotheses, PCL-R scores were unrelated to emotion categorization accuracy, valence ratings, and intensity ratings. Stimuli failed to elicit facial mimicry from the full sample, which does not allow drawing conclusions about the relationship between psychopathy and facial mimicry. However, participants displayed general autonomic arousal responses, but not to prototypical emotion expressions per se. PCL-R scores were also unrelated to SCR and cardiac deceleration. These findings failed to identify aberrant behavioral and physiological responses to prototypical facial emotion expressions in relation to psychopathy.

Introduction

Psychopathy is a personality disorder characterized by a deceitful interpersonal style, callousness, and impulsivity [1]. In particular, a diminished capacity to categorize (or “recognize”) prototypical facial emotion expressions is thought to be associated with the deceitful interpersonal and callous affective features of psychopathy [2]. Indeed, when confronted with a variety of prototypical facial emotion expressions, including the emotion categories of joy, fear, sadness, surprise, and anger, people high in psychopathy display reduced categorization accuracy [24]. However, questions remain regarding the strength, specificity, and mechanisms of facial expression processing in psychopathy. Clarifying the physiological mechanisms that are disrupted during prototypical facial emotion expression processing could have implications for identification and treatment of the disorder.

Facial mimicry has been proposed as one physiological mechanism supporting the process of categorizing or recognizing others’ emotions from facial expressions. Embodied simulation accounts posit that spontaneous mimicry of another’s facial expression evokes neural representations of the correspondent emotion category, providing the perceiver access to approximations of the other’s emotional state [5,6]. Indeed, healthy individuals spontaneously mimic others’ facial expressions [7,8] and categorize others’ prototypical facial emotion expressions less accurately [9] and more slowly [10] when facial mimicry is blocked. Moreover, reduced facial mimicry is associated with low capacity for empathy, a key characteristic of psychopathy [11]. While these findings collectively suggest the possibility of a facial mimicry deficit in psychopathy, such data are lacking. Support for this hypothesis can be found in one study that found reduced mimicry of the zygomaticus major and corrugator supercilii muscles, measured via electromyography (EMG), among juveniles with callous-unemotional traits, thought to be a precursor to psychopathy in adulthood [12]. On the contrary, a study of corrugator supercilii muscle activity among adults high in psychopathy revealed no facial mimicry deficit [13]. Thus, the hypothesis that psychopathy is related to reduced spontaneous facial mimicry has been largely unexplored and merits further investigation of additional facial muscles. In the current study, we measure the activity of four facial muscles involved in prototypical facial emotion expressions to test this hypothesis.

Additionally, autonomic arousal may be diminished when individuals high in psychopathy perceive another’s facial expression. Healthy individuals display autonomic arousal as indexed by skin conductance response (SCR) [14], cardiac deceleration [15], and pupil dilation [16,17] when perceiving another’s prototypical facial emotion expression. Studies investigating the relationship between psychopathy and autonomic arousal in response to prototypical facial emotion expressions have focused on pupil dilation and yielded mixed findings. Two studies found a negative relationship between interpersonal/affective psychopathic traits and pupil response [18,19], and two studies found no relationship between psychopathic traits and pupil response [20,21]. Youth with psychopathic traits have shown reduced SCR to prototypical fear faces but not prototypical anger faces [22]. Moreover, a broader literature has associated psychopathy, particularly the interpersonal/affective psychopathic traits, with reduced autonomic arousal to a variety of emotional stimuli, including witnessing another person receiving electrical shocks [23,24], imagining emotional scenarios [25,26], and perceiving emotional sounds [27] and pictures [28]. However, these findings are also mixed [4,29]. Thus, further research is needed to characterize the relationship between psychopathy and autonomic arousal (e.g., SCR and cardiac deceleration) in response to prototypical facial emotion expressions.

Importantly, there is reason to scrutinize the assumption that any person, irrespective of psychopathy, can accurately “read” emotions from faces. This assumption stemmed from cross-cultural research that claimed to identify universal “basic emotions,” which we call “emotion categories,” that correspond to unique facial configurations, which we refer to as “prototypical emotion expressions” [30]. Accumulating evidence suggests that people do not reliably smile when happy, scowl when angry, or frown when sad [31,32]. There is not a one-to-one mapping between a person’s emotional state and facial configuration. Moreover, facial expressions also appear to convey social information [33] and information about two dimensions of a person’s affect, namely valence and arousal [31,34]. To characterize the callousness of people with psychopathy, a large body of research has examined how they perceive emotion categories from faces [24,35,36], but only one study has examined how they perceive affect from faces [37]. Women high in psychopathy perceived another person’s prototypical joy expressions as less positive (i.e., more neutral in valence), compared to women low in psychopathy. In the current study, we attempted to replicate and extend this finding. The shifting science of how healthy people use facial configurations to express and perceive affect and emotion could lead to new insights into the callous lack of empathy in psychopathy. Identifying aberrant mechanisms in psychopathy could also advance our understanding of how these mechanisms support healthy individuals’ perceptions of affect and emotion in facial expressions.

The current study tested whether psychopathy is associated with alterations in behavioral and physiological responses to prototypical facial emotion expressions. We hypothesized behavioral and physiological alterations in relation to the total construct of psychopathy and to the interpersonal/affective features of psychopathy (e.g., lack of empathy, shallow affect), in particular, but not to the lifestyle/antisocial features of psychopathy (e.g., impulsivity, irresponsibility). Specifically, we predicted that psychopathy would be related to diminished categorization accuracy for all presented prototypical emotion expressions, given prior literature [2,4]. We predicted that psychopathy would be related to more neutral valence ratings of joy (but not negative emotions) and lower intensity ratings of all emotions [37]. We also predicted that psychopathy would be related to reduced mimicry (i.e., EMG activity of four facial muscles), based on previous findings that reduced facial mimicry is associated with low capacity for empathy [11]. Finally, we predicted psychopathy would be related to reduced autonomic arousal (i.e., SCR and cardiac deceleration) in response to others’ prototypical facial emotion expressions.

Materials and methods

Participants

Male incarcerated individuals between the ages of 18 and 55 were recruited from a medium-security correctional facility in Wisconsin. Included participants had no history of psychosis, bipolar disorder, epilepsy or stroke, were not currently using antipsychotic, antianxiety, tricyclic antidepressant, or mood stabilizer medications, had no history of head injury with loss of consciousness >30 minutes, attained >4th grade English reading level and >70 IQ, and had intact audition and vision. Eighty-eight participants met inclusion criteria and completed the current study. All participants provided written informed consent. Participants were informed that their participation was voluntary and would not affect their institutional status. The study was approved by the Health Sciences Institutional Review Board at the University of Wisconsin-Madison (ID 2016–1073).

Assessments

Psychopathy was assessed with the Psychopathy Checklist-Revised (PCL-R) [1]. The twenty items were rated on a 0–2 scale, based on information obtained during a 60–90 minute interview and institutional file review. Scores for PCL-R Factor 1 (interpersonal/affective traits) and Factor 2 (lifestyle/antisocial traits) were derived according to published guidelines [1]. Anxiety was assessed via the Welsh Anxiety Inventory (WAI), a self-report measure with 39 true-false items [38]. IQ was estimated from the Wechsler Adult Intelligence Scale 3rd Ed. [39] vocabulary and matrix reasoning subscales. Lifetime substance use disorder diagnoses (for any substance) were determined using the Structured Clinical Interview for the DSM-IV [40]. See participant characteristics in Table 1.

Table 1. Participant characteristics (N = 88).

Measure M (SD) Range
PCL-R Total 23.8 (7.7) 6.7–34.7
PCL-R Factor 1 9.1 (3.0) 0.0–15.0
PCL-R Factor 2 (n = 81) 12.6 (4.6) 1.3–20.0
Age (Years) 38.4 (7.6) 20.0–55.0
Welsh Anxiety (n = 81) 12.0 (9.6) 0.0–39.0
IQ 98.6 (11.8) 74.0–124.0
Measure %
Race/Ethnicity (White) 44.3
Substance Use Disorder 80.7

Note. PCL-R = Psychopathy Checklist-Revised [1].

Prototypical facial expression task

Participants viewed videos from the Amsterdam Dynamic Facial Expression Set, a validated stimulus set featuring actors making prototypical facial displays of emotion [41]. See Fig 1 for examples of stimuli and the trial time course. Each 6 s video consisted of a forward-facing white actor (whom we call the “target person”) displaying a prototypical neutral facial expression at stimulus onset, beginning to form a prototypical emotion expression 1–2 s after stimulus onset, reaching the peak of the expression 3–4 s after stimulus onset, and maintaining the expression until stimulus offset. Videos from 10 target persons (five female) were presented, with each target person posing five prototypical emotion expressions (anger, disgust, fear, sadness, joy) and one neutral expression, resulting in 60 total trials.

Fig 1. Prototypical facial expression task.

Fig 1

A) Examples of each prototypical facial expression of emotion from the Amsterdam Dynamic Facial Expression Set, captured at the peak of each expression (about 3–4 s after stimulus onset). B) Time course of an example video. The target person transitioned from a neutral facial display to an emotional expression around 1–2 s after stimulus onset. C) Time course of a single trial. A fixation cross was followed by the stimulus, then by response screens for emotion categorization, valence rating, and intensity rating of the target person’s facial emotion expression.

Following each video, participants responded to three questions. First, participants identified which emotion the target person felt from one of six options (“Anger”, “Disgust”, “Fear”, “Joy”, “Sadness”, or “No Emotion”). Next, participants rated the valence of the target person’s emotion on a seven-point Likert scale (-3 to 3, with anchors at -3 for “very bad”, 0 for “neutral”, and 3 for “very good”) and the intensity of the target person’s emotion on a seven-point Likert scale (0 to 6, with anchors at 0 for “not at all intense” and 6 for “very intense”). Rating screens were self-timed (M = 3.8 s per rating screen, SD = 0.9). Participants selected responses using the computer keyboard with their right hand. A 1 s fixation cross was displayed before each stimulus onset. Participants were instructed to watch the videos and respond to the questions after each video. No instructions regarding mimicry were given.

Physiological data acquisition

The BIOPAC MP160 (BIOPAC Systems Inc., Goleta, CA, USA) physiological monitoring system was used to acquire EMG, skin conductance, and heart rate at a sampling rate of 2,000 Hz. Four pairs of Ag/AgCl EMG electrodes (4 mm recording diameter, filled with BIOPAC electrode gel, GEL100) were attached over four facial muscles on the right side of the face according to published guidelines [42,43]: corrugator supercilii (brow lowerer), levator labii superioris (nose wrinkler), zygomaticus major (lip corner puller), and depressor anguli oris (lip corner depressor). Each muscle site was first cleaned with rubbing alcohol and BIOPAC abrasive gel to ensure electrode impedance was <25 kΩ. Skin conductance was acquired via two Ag/AgCl electrodes (11 mm recording diameter, filled with BIOPAC isotonic electrode paste, GEL101A) on the thenar/hypothenar surface of the left hand. Heart rate was monitored via pulse plethysmography attached to the tip of the left index finger.

Participants’ eye gaze to different regions of the target person’s face were measured with an eye-tracking device. However, calibration issues due to eyeglasses, participant movement, and limitations in controlling the lighting in the prison setting led to poor data quality for many participants. Details about eye-tracking are presented in the supporting information (S1 File).

Physiological data processing

EMG data from each muscle were processed and analyzed independently using the ‘biosignalEMG’ package in R [44]. Filters (60 Hz notch, 10 Hz high pass, and 500 Hz low pass) were applied to EMG time series according to published guidelines [45]. A 60 Hz notch filter was applied because a fast Fourier transform showed a peak at 60 Hz due to electrical noise. EMG signals were then integrated with 200 ms time constant and z-scored within subjects. Facial mimicry was operationalized as the average z-score 2–5 s after stimulus onset (the time window recommended by reviewers), given that the target person began making a prototypical facial expression 1–2 s after stimulus onset and reached the peak 3–4 s after stimulus onset. According to prior work, the EMG response to a target person’s facial expression can be detected within 1 s [8]. To control for baseline EMG activity, average z-scores 500 ms before stimulus onset were subtracted from average z-scores 2–5 s after stimulus onset. Participants were instructed after the task to deliberately move each muscle to ensure that each muscle’s activity was measured. Data from deliberate muscle movements are in the supporting information (S1 File).

Skin conductance data was processed in MATLAB [46] using the PsPM toolbox (github.com/bachlab/pspm). Stimulus-evoked SCR amplitude was estimated via dynamic causal modeling, which allows SCR onset to vary within a specified time window (i.e., stimulus presentation), with a canonical SCR function two trials at a time. For each trial, SCRs were modeled separately during the 6 s stimulus presentation and the self-timed rating screen presentation, to account for SCRs possibly resulting from physical motion during rating screen presentation (i.e., button presses). Prior to dynamic causal modeling, artifacts were identified visually and replaced with interpolated values for 25 participants, and a standard high pass filter (cut-off frequency = 0.0159 Hz) was applied. SCR amplitudes were square root-transformed.

Cardiac deceleration was quantified in R [47] as the maximum heart rate reduction 2–5 s after stimulus onset, the window capturing the beginning and peak of the target person’s prototypical facial expression. This method for quantifying cardiac deceleration has been described previously [48,49]. Heart beats were identified and inter-beat intervals (IBIs) computed using an in-house heart beat detection package. IBIs were then converted to heart rate in beats per minute and averaged into 500 ms bins. Baseline heart rate, the average heart rate 500 ms before stimulus onset, was subtracted from each time series. Finally, cardiac deceleration was calculated as the maximum heart rate reduction 2–5 s after onset of each trial.

Multiple imputations

In total, 33 out of 88 participants (37.5%) had incomplete data. We therefore imputed missing data to avoid potential bias in the analyses. Ten imputed data sets were derived from a bootstrapped expectation maximization algorithm [the ’amelia’ package in R; 50]. All independent and dependent variables were included in the multiple imputation algorithm. Statistical inference was made based on analyses pooled across the ten imputed data sets (using the ‘mitml’ package in R). The imputed data allowed for the inclusion of participants who were missing data for the following reasons: participant failed to complete the WAI (n = 7), omitted items prevented calculation of PCL-R Factor 2 score (n = 7), facial hair prevented EMG measurement of depressor activity (n = 22), artifactual noise prevented observation of SCRs (n = 1) and heartbeats (n = 1), and irregular heartbeat prevented observation of reliable stimulus-evoked cardiac deceleration (n = 1).

Data analysis

We first tested responses to the task across participants. All models were first collapsed across emotion categories (anger, disgust, fear, sadness, and joy), then separate models were run for each emotion category. To determine whether participants performed the emotion categorization task more accurately than chance, one-sample t-tests were computed with μ = .167. For the other dependent variables, we contrasted responses to prototypical facial emotion expressions with responses to neutral trials (as recommended by reviewers), in which the target person’s facial muscles did not move, to control for general responses to faces. Linear mixed effects models with expression (i.e., prototypical expression vs. neutral) as a within-subjects factor examined participants’ valence ratings, intensity ratings, facial mimicry, SCR, and cardiac deceleration. Unexpectedly, these models did not reveal greater facial mimicry or autonomic arousal to prototypical emotion expressions relative to neutral trials. We therefore ran additional general linear models without contrasting against neutral trials as manipulation checks.

Next, we tested the relationship between psychopathy and responses to the task. General linear models tested the relationship between PCL-R Total scores and emotion categorization accuracy. For the other dependent variables, PCL-R Total scores were added to the linear mixed effects models as a between-subjects factor. The interaction between PCL-R Total scores and expression (i.e., prototypical vs. neutral) was the effect of interest. We repeated this process to test relationships with PCL-R Factor 1 and Factor 2, with each model controlling for the other factor. For each dependent variable, Bonferroni-Holm correction was applied to the emotion category-specific tests to ensure pFWE < .050. The number of emotion category-specific tests for facial mimicry was minimized by testing only the muscle(s) critical to each prototypical emotion expression [51]: corrugator for anger, levator for disgust, corrugator and zygomaticus for fear, depressor for sadness, and zygomaticus for joy. See supporting information (S1 File) for details.

Covariates of age, race (a dichotomous variable coded white or non-white), and WAI anxiety scores were mean-centered and included in all models for the following reasons. Aging is known to affect SCR [52], as well as heart rate response to affective stimuli [53]. People appear to mimic facial expressions of emotion to a greater extent when the other person is of the same race or in-group [54,55]. Lastly, anxiety has been found to affect SCR [56] and facial EMG response [57,58] to affective stimuli.

According to power analyses, the above tests had 80% power to detect a small effect size [0.02 < f2 < 0.15; 59].

Results

Emotion categorization

Participants categorized the prototypical emotion expressions (collapsed across categories) with accuracy better than chance (Table 2), t(87) = 97.90, p < .001. Categorization accuracy was better than chance for all emotion categories: anger t(87) = 40.94, pFWE < .001; disgust, t(87) = 29.47, pFWE < .001; fear, t(87) = 96.26, pFWE < .001; sadness, t(87) = 61.36, pFWE < .001; joy, t(87) = 156.00, pFWE < .001; neutral, t(87) = 43.90, pFWE < .001.

Table 2. Task performance across all participants (N = 88).

Performance Measure All Emotion Categories Emotion Categories
Neutral
Anger Disgust Fear Sadness Joy
Emotion Categorization % 90.4 84.4 80.1 95.7 93.4 98.5 89.9
Valence Rating M -1.0 -1.6 -1.6 -1.9 -1.8 2.0 0.0
SD 0.4 0.6 0.7 0.7 0.6 0.6 0.2
Intensity Rating M 3.5 3.3 3.4 3.9 3.5 3.6 0.4
SD 0.9 1.1 1.0 1.1 1.0 1.3 0.6

Note. Valence ratings were made on a seven-point scale from -3 (very bad) to 3 (very good). Intensity ratings were made on a seven point scale from 0 (not at all intense) to 6 (very intense).

† Responses were collapsed across emotion categories except neutral.

Contrary to predictions, PCL-R Total scores were unrelated to emotion categorization accuracy across emotions, b = -0.08, 95% CI [-0.18, 0.02], F(1, 82.0) = 2.43, p = .123. Nor were PCL-R Total scores related to categorization accuracy for specific emotion categories: anger, b = -0.05, 95% CI [-0.09, 0.00], F(1, 81.2) = 3.96; disgust, b = 0.00, 95% CI [-0.06, 0.06], F(1, 81.8) = 0.00; fear, b = -0.01, 95% CI [-0.03, 0.01], F(1, 81.9) = 0.92; sadness, b = -0.02, 95% CI [-0.05, 0.02], F(1, 81.9) = 0.90; joy, b = -0.01, 95% CI [-0.02, 0.01], F(1, 82.0) = 1.37; and neutral, b = 0.02, 95% CI [-0.03, 0.07], F(1, 81.4) = 0.62; all pFWE > .299.

PCL-R Factor 1 scores were also unrelated to emotion categorization accuracy across emotions, b = -0.20, 95% CI [-0.55, 0.15], F(1, 80.6) = 1.28, p = .261, and for specific emotion categories: anger, b = -0.02, 95% CI [-0.17, 0.13], F(1, 80.5) = 0.07; disgust, b = -0.03, 95% CI [-0.23, 0.18], F(1, 80.9) = 0.07; fear, b = -0.03, 95% CI [-0.11, 0.04], F(1, 81.0) = 0.81; sadness, b = -0.12, 95% CI [-0.24, -0.01], F(1, 80.8) = 4.46; joy, b = 0.00, 95% CI [-0.05, 0.05], F(1, 80.8) = 0.00; and neutral, b = -0.10, 95% CI [-0.25, 0.06], F(1, 80.1) = 1.44; all pFWE > .227. PCL-R Factor 2 scores were similarly unrelated to emotion categorization accuracy across emotions, b = 0.02, 95% CI [-0.22, 0.25], F(1, 79.7) = 0.02, p = .889, and for specific emotion categories: anger, b = -0.05, 95% CI [-0.15, 0.06], F(1, 79.4) = 0.82; disgust, b = 0.02, 95% CI [-0.12, 0.15], F(1, 80.5) = 0.04; fear, b = 0.01, 95% CI [-0.04, 0.06], F(1, 80.8) = 0.16; sadness, b = 0.06, 95% CI [-0.02, 0.14], F(1, 80.4) = 2.25; joy, b = -0.02, 95% CI [-0.05, 0.02], F(1, 80.4) = 0.78; and neutral, b = 0.09, 95% CI [-0.02, 0.20], F(1, 78.1) = 2.26; all pFWE > .653.

Valence ratings

Compared to neutral trials, participants rated the prototypical emotion expressions (collapsed across categories) as significantly more negative (Table 2), b = -0.94, 95% CI [-1.03, -0.85], F(1, 82.1) = 427.12, p < .001. This result was likely driven by the two thirds of trials portraying negative emotion categories (i.e., anger, disgust, fear, and sadness). Participants rated joy trials as more positive than they rated neutral trials, b = 2.05, 95% CI [1.92, 2.18], F(1, 82.0) = 1021.38, pFWE < .001. Participants rated anger, b = -1.61, 95% CI [-1.73, -1.48], F(1, 82.1) = 645.57, pFWE < .001, disgust, b = -1.53, 95% CI [-1.67, -1.38], F(1, 82.1) = 422.55, pFWE < .001, fear, b = -1.84, 95% CI [-1.97, -1.70], F(1, 82.1) = 722.53, pFWE < .001, and sadness trials, b = -1.78, 95% CI [-1.90, -1.66], F(1, 82.1) = 917.24, pFWE < .001, as more negative than they rated neutral trials.

PCL-R Total scores were unrelated to valence ratings of prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = 0.00, 95% CI [-0.01, 0.01], F(1, 80.0) = 0.01, p = .937. Contrary to predictions, PCL-R Total scores were unrelated to valence ratings for joy relative to neutral trials, b = -0.01, 95% CI [-0.03, 0.01], F(1, 82.1) = 1.85, pFWE = .885. PCL-R Total was also unrelated to valence ratings for any other specific emotion relative to neutral trials: anger, b = 0.01, 95% CI [-0.01, 0.02], F(1, 82.1) = 0.30; disgust, b = 0.01, 95% CI [-0.01, 0.03], F(1, 82.1) = 0.65; fear, b = 0.00, 95% CI [-0.02, 0.02], F(1, 82.1) = 0.04; sadness, b = 0.00, 95% CI [-0.01, 0.02], F(1, 82.1) = 0.16; all pFWE > .834.

PCL-R Factor 1 scores were also unrelated to valence ratings of prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = 0.01, 95% CI [-0.03, 0.05], F(1, 77.9) = 0.08, p = .775, and of specific emotion categories relative to neutral trials: anger, b = 0.01, 95% CI [-0.05, 0.07], F(1, 82.0) = 0.08; disgust, b = 0.00, 95% CI [-0.07, 0.07], F(1, 78.0) = 0.00; fear, b = -0.01, 95% CI [-0.07, 0.05], F(1, 78.0) = 0.11; sadness, b = 0.02, 95% CI [-0.03, 0.08], F(1, 77.7) = 0.71; and joy, b = 0.01, 95% CI [-0.05, 0.07], F(1, 77.7) = 0.13; all pFWE > .983. PCL-R Factor 2 scores were similarly unrelated to valence ratings of prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = 0.00, 95% CI [-0.03, 0.02], F(1, 77.6) = 0.10, p = .756, and of specific emotion categories relative to neutral trials: anger, b = 0.00, 95% CI [-0.03, 0.04], F(1, 81.9) = 0.01; disgust, b = 0.01, 95% CI [-0.03, 0.06], F(1, 77.9) = 0.32; fear, b = 0.00, 95% CI [-0.04, 0.04], F(1, 78.0) = 0.00; sadness, b = -0.01, 95% CI [-0.05, 0.02], F(1, 77.2) = 0.42; and joy, b = -0.03, 95% CI [-0.06, 0.01], F(1, 77.3) = 1.95; all pFWE > .834.

Intensity ratings

Participants rated the prototypical emotion expressions (collapsed across categories) as more intense than neutral trials (Table 2), b = 3.11, 95% CI [2.90, 3.33], F(1, 82.0) = 825.30, p < .001. This pattern was consistent for each specific emotion relative to neutral trials: anger, b = 2.88, 95% CI [2.63, 3.12], F(1, 82.0) = 542.38; disgust, b = 2.97, 95% CI [2.72, 3.21], F(1, 82.0) = 587.87; fear, b = 3.47, 95% CI [3.23, 3.72], F(1, 82.0) = 801.23; sadness, b = 3.06, 95% CI [2.83, 3.30], F(1, 82.1) = 697.22; joy, b = 3.18, 95% CI [2.88, 3.47], F(1, 82.1) = 468.07; all pFWE < .001.

Contrary to predictions, PCL-R Total scores were unrelated to intensity ratings of the prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = -0.02, 95% CI [-0.03, 0.01], F(1, 80.1) = 1.86, p = .176. Similarly, PCL-R Total scores were unrelated to intensity ratings for each emotion category relative to neutral trials: anger, b = -0.02, 95% CI [-0.05, 0.02], F(1, 80.0) = 0.97; disgust, b = -0.02, 95% CI [-0.05, 0.01], F(1, 80.1) = 1.56; fear, b = -0.02, 95% CI [-0.05, 0.01], F(1, 80.0) = 1.57; sadness, b = -0.02, 95% CI [-0.05, 0.01], F(1, 80.1) = 1.58; joy, b = -0.02, 95% CI [-0.06, 0.02], F(1, 80.1) = 1.22; all pFWE > .325.

PCL-R Factor 1 scores were also unrelated to intensity ratings of prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = -0.08, 95% CI [-0.18, 0.02], F(1, 77.9) = 2.60, p = .111, and of specific emotion categories relative to neutral trials: anger, b = -0.04, 95% CI [-0.16, 0.07], F(1, 79.7) = 0.57; disgust, b = -0.07, 95% CI [-0.18, 0.04], F(1, 79.6) = 1.60; fear, b = -0.07, 95% CI [-0.18, 0.04], F(1, 80.0) = 1.42; sadness, b = -0.10, 95% CI [-0.20, 0.00], F(1, 79.7) = 3.65; and joy, b = -0.12, 95% CI [-0.25, 0.02], F(1, 79.8) = 3.11; all pFWE > .299. PCL-R Factor 2 scores were similarly unrelated to intensity ratings of prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = 0.02, 95% CI [-0.05, 0.08], F(1, 77.6) = 0.32, p = .572, and of specific emotion categories relative to neutral trials: anger, b = 0.00, 95% CI [-0.07, 0.07], F(1, 79.7) = 0.00; disgust, b = 0.01, 95% CI [-0.06, 0.08], F(1, 79.3) = 0.11; fear, b = 0.01, 95% CI [-0.06, 0.08], F(1, 79.9) = 0.11; sadness, b = 0.04, 95% CI [-0.03, 0.10], F(1, 79.1) = 1.04; and joy, b = 0.03, 95% CI [-0.05, 0.12], F(1, 79.5) = 0.52; all pFWE > .964.

Facial mimicry

Across participants, EMG z-scores failed to demonstrate facial mimicry of prototypical emotion expressions (collapsed across categories) relative to neutral trials (Table 3): corrugator, b = -0.05, 95% CI [-0.14, 0.03], F(1, 82.1) = 1.64; levator, b = 0.01, 95% CI [-0.06, 0.07], F(1, 82.0) = 0.05; zygomaticus, b = 0.00, 95% CI [-0.07, 0.06], F(1, 81.9) = 0.01; depressor b = -0.03, 95% CI [-0.21, 0.16], F(1, 47.8) = 0.07; all p > .204. Similarly, EMG z-scores failed to demonstrate facial mimicry of each emotion category relative to neutral trials: anger corrugator, b = 0.03, 95% CI [-0.06, 0.11], F(1, 82.1) = 0.43; disgust levator, b = 0.17, 95% CI [0.04, 0.29], F(1, 82.0) = 6.69; fear corrugator, b = -0.03, 95% CI [-0.18, 0.12], F(1, 82.0) = 0.14; fear zygomaticus, b = -0.01, 95% CI [-0.09, 0.07], F(1, 81.9) = 0.10; sadness depressor, b = -0.08, 95% CI [-0.26, 0.11], F(1, 73.9) = 0.69; joy zygomaticus, b = 0.04, 95% CI [-0.07, 0.15], F(1, 81.8) = 0.61; all pFWE > .065. As a follow-up analysis, we examined EMG z-scores collapsed across prototypical emotion expressions but not contrasted with neutral trials. Unexpectedly, participants displayed less depressor activity in response to prototypical sadness expressions, b = -0.20, 95% CI [-0.32, -0.06], F(1, 49.7) = 9.52, pFWE = .018. Participants did not display significant facial muscle response to the other prototypical emotion expressions: anger corrugator, b = -0.04, 95% CI [-0.11, 0.04], F(1, 83.0) = 0.86; disgust levator, b = 0.14, 95% CI [0.01, 0.26], F(1, 82.6) = 4.98; fear corrugator, b = -0.09, 95% CI [-0.23, 0.06], F(1, 82.7) = 1.45; fear zygomaticus, b = -0.04, 95% CI [-0.11, 0.03], F(1, 82.9) = 1.07; joy zygomaticus, b = 0.03, 95% CI [-0.08, 0.14], F(1, 80.0) = 0.34; all pFWE > .139.

Table 3. Physiological responses across participants (N = 88).

Physiological Measure All Emotion Categories Emotion Categories
Neutral
Anger Disgust Fear Sadness Joy
Corrugator M -0.11 -0.03 0.00 -0.09 -0.04 -0.41 -0.06
SD 0.33 0.36 0.53 0.68 0.49 0.45 0.28
Levator M -0.03 -0.04 0.13 -0.08 -0.10 -0.06 -0.03
SD 0.23 0.22 0.57 0.31 0.17 0.30 0.23
Zygomaticus M -0.03 -0.03 0.03 -0.04 -0.14 0.02 -0.03
SD 0.25 0.28 0.26 0.34 0.28 0.53 0.22
Depressor (n = 66) M -0.19 -0.29 -0.10 -0.16 -0.19 -0.19 -0.12
SD 0.37 0.62 0.42 0.44 0.55 0.62 0.65
SCR (n = 87) M 0.26 0.26 0.25 0.26 0.25 0.26 0.25
SD 0.19 0.22 0.18 0.22 0.20 0.21 0.20
Cardiac Deceleration (n = 86) M -2.69 -2.65 -2.60 -2.34 -3.14 -2.72 -2.93
SD 1.76 2.21 2.22 1.84 2.45 2.14 2.30

Note.

† Responses were collapsed across emotion categories except neutral.

Contrary to predictions, PCL-R Total scores were unrelated to mimicry of prototypical emotion expressions (collapsed across categories) relative to neutral trials: corrugator, b = 0.00, 95% CI [-0.01, 0.01], F(1, 80.0) = 0.07; levator, b = 0.00, 95% CI [-0.01, 0.01], F(1, 79.8) = 0.46; zygomaticus, b = 0.00, 95% CI [-0.01, 0.00], F(1, 79.7) = 0.81; depressor, b = 0.01, 95% CI [-0.01, 0.03], F(1, 72.1) = 0.71; all p > .370. PCL-R Total scores were also unrelated to mimicry of specific emotion categories relative to neutral trials: anger corrugator, b = 0.00, 95% CI [-0.01, 0.02], F(1, 80.0) = 0.59; disgust levator, b = -0.01, 95% CI [-0.02, 0.01], F(1, 80.0) = 0.46; fear corrugator, b = -0.01, 95% CI [-0.03, 0.01], F(1, 80.0) = 0.43; fear zygomaticus, b = 0.00, 95% CI [-0.01, 0.01], F(1, 80.0) = 0.01; sadness depressor, b = 0.01, 95% CI [-0.01, 0.04], F(1, 76.3) = 1.50; and joy zygomaticus, b = -0.01, 95% CI [-0.02, 0.01], F(1, 79.9) = 1.47; all pFWE > .931.

PCL-R Factor 1 scores were also unrelated to facial mimicry of prototypical emotion expressions (collapsed across categories) relative to neutral trials: corrugator, b = 0.01, 95% CI [-0.03, 0.05], F(1, 78.0) = 0.35, p = .557; levator, b = 0.00, 95% CI [-0.03, 0.03], F(1, 77.9) = 0.05, p = .829; zygomaticus, b = 0.01, 95% CI [-0.01, 0.04], F(1, 77.8) = 0.90, p = .345; depressor, b = 0.00, 95% CI [-0.07, 0.07], F(1, 67.2) = 0.00, p = 996. Nor were PCL-R Factor 1 scores related to facial mimicry of specific emotion categories relative to neutral trials: anger corrugator, b = 0.03, 95% CI [-0.01, 0.06], F(1, 78.0) = 2.07; disgust levator, b = -0.02, 95% CI [-0.08, 0.04], F(1, 77.8) = 0.32; fear corrugator, b = 0.00, 95% CI [-0.07, 0.07], F(1, 78.0) = 0.01; fear zygomaticus, b = 0.03, 95% CI [-0.01, 0.06], F(1, 77.8) = 1.93; sadness depressor, b = 0.00, 95% CI [-0.08, 0.08], F(1, 75.7) = 0.01; and joy zygomaticus, b = -0.02, 95% CI [-0.07, 0.03], F(1, 78.0) = 0.43; all pFWE > .844. PCL-R Factor 2 scores were similarly unrelated to facial mimicry of prototypical emotion expressions (collapsed across categories) relative to neutral trials: corrugator, b = 0.00, 95% CI [-0.03, 0.02], F(1, 77.8) = 0.06, p = .812; levator, b = 0.00, 95% CI [-0.02, 0.02], F(1, 77.8) = 0.09, p = .765; zygomaticus, b = -0.01, 95% CI [-0.03, 0.00], F(1, 77.7) = 2.45, p = .122; depressor, b = 0.02, 95% CI [-0.03, 0.07], F(1, 71.3) = 0.73, p = .395. Nor were PCL-R Factor 2 scores related to facial mimicry of specific emotion categories relative to neutral trials: anger corrugator, b = -0.01, 95% CI [-0.03, 0.02], F(1, 77.9) = 0.43; disgust levator, b = 0.00, 95% CI [-0.04, 0.04], F(1, 77.8) = 0.02; fear corrugator, b = -0.01, 95% CI [-0.06, 0.03], F(1, 78.0) = 0.33; fear zygomaticus, b = -0.02, 95% CI [-0.04, 0.01], F(1, 77.9) = 1.64; sadness depressor, b = 0.03, 95% CI [-0.02, 0.08], F(1, 77.1) = 1.08; and joy zygomaticus, b = 0.00, 95% CI [-0.04, 0.03], F(1, 77.8) = 0.07; all pFWE > .879.

Skin conductance response

Participants did not display greater SCR amplitude in response to prototypical emotion expressions (collapsed across categories) relative to neutral trials (Table 3), b = 0.02, 95% CI [-0.01, 0.04], F(1, 69.4) = 1.21, p = .276. Similarly, SCR amplitude did not differ between each emotion category and neutral trials: anger, b = 0.01, 95% CI [-0.02, 0.05], F(1, 74.0) = 0.40; disgust, b = 0.00, 95% CI [-0.03, 0.03], F(1, 77.4) = 0.05; fear, b = 0.01, 95% CI [-0.02, 0.04], F(1, 76.7) = 0.20; sadness, b = 0.00, 95% CI [-0.03, 0.03], F(1, 76.0) = 0.01; joy, b = 0.01, 95% CI [-0.02, 0.04], F(1, 76.6) = 0.35; all pFWE > .936. As a follow-up analysis, we examined SCR amplitude collapsed across prototypical emotion expressions but not contrasted with neutral trials. As expected, participants displayed significant SCR to the prototypical emotion expressions excluding neutral trials, b = 0.27, 95% CI [0.23, 0.31], F(1, 82.0) = 175.91, p < .001.

Contrary to predictions, PCL-R Total scores were unrelated to SCR amplitude in response to prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = 0.00, 95% CI [0.00, 0.00], F(1, 69.7) = 0.25, p = .616. PCL-R Total scores were unrelated to SCR amplitude for each emotion category relative to neutral trials: anger, b = 0.00, 95% CI [0.00, 0.00], F(1, 71.1) = 0.00; disgust, b = 0.00, 95% CI [0.00, 0.01], F(1, 75.9) = 0.98; fear, b = 0.00, 95% CI [0.00, 0.01], F(1, 72.0) = 0.24; sadness, b = 0.00, 95% CI [0.00, 0.00], F(1, 73.9) = 0.09; joy, b = 0.00, 95% CI [0.00, 0.01], F(1, 74.6) = 0.36; all pFWE > .952.

PCL-R Factor 1 scores were also unrelated to SCR amplitude in response to prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = 0.00, 95% CI [-0.01, 0.01], F(1, 76.0) = 0.00, p = .947, and for specific emotion categories relative to neutral trials: anger, b = 0.00, 95% CI [-0.02, 0.02], F(1, 74.3) = 0.00; disgust, b = 0.01, 95% CI [-0.01, 0.02], F(1, 75.7) = 0.66; fear, b = 0.00, 95% CI [-0.01, 0.01], F(1, 77.0) = 0.00; sadness, b = 0.00, 95% CI [-0.02, 0.01], F(1, 75.2) = 0.10; and joy, b = 0.00, 95% CI [-0.01, 0.02], F(1, 75.6) = 0.03; all pFWE > .990. PCL-R Factor 2 scores were similarly unrelated to SCR amplitude in response to prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = 0.00, 95% CI [-0.01, 0.01], F(1, 68.5) = 0.13, p = .719, and for specific emotion categories relative to neutral trials: anger, b = 0.00, 95% CI [-0.01, 0.01], F(1, 60.9) = 0.03; disgust, b = 0.00, 95% CI [-0.01, 0.01], F(1, 67.8) = 0.01; fear, b = 0.00, 95% CI [-0.01, 0.01], F(1, 72.9) = 0.14; sadness, b = 0.00, 95% CI [-0.01, 0.01], F(1, 68.6) = 0.27; and joy, b = 0.00, 95% CI [-0.01, 0.01], F(1, 66.1) = 0.28; all pFWE > .917.

Cardiac deceleration

Participants did not display greater cardiac deceleration to prototypical emotion expressions collapsed across categories relative to neutral trials (Table 3), b = 0.23, 95% CI [-0.10, 0.56], F(1, 71.7) = 1.92, p = .170. However, participants showed significantly diminished cardiac deceleration in response to prototypical expressions of fear than to neutral trials, b = 0.57, 95% CI [0.17, 0.95], F(1, 73.8) = 8.23, pFWE = .025. Cardiac deceleration did not differ between the other emotion categories and neutral trials: anger, b = 0.30, 95% CI [-0.12, 0.71], F(1, 77.2) = 2.04; disgust, b = 0.31, 95% CI [-0.11, 0.73], F(1, 74.6) = 2.11; sadness, b = -0.20, 95% CI [-0.66, 0.27], F(1, 76.2) = 0.69; joy, b = 0.22, 95% CI [-0.21, 0.64], F(1, 80.0) = 1.00; all pFWE > .407. As a follow-up analysis, we examined cardiac deceleration collapsed across prototypical emotion expressions but not contrasted with neutral trials. As expected, participants displayed significant cardiac deceleration to the prototypical emotion expressions excluding neutral trials, b = -2.67, 95% CI [-3.01, -2.33], F(1, 80.8) = 244.83, p < .001.

Contrary to predictions, PCL-R Total scores were unrelated to cardiac deceleration in response to prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = -0.04, 95% CI [-0.08, 0.01], F(1, 72.9) = 3.08, p = .083. Further, PCL-R Total scores were unrelated to cardiac deceleration for any emotion category relative to neutral trials: anger, b = -0.05, 95% CI [-0.10,0.00], F(1, 76.5) = 3.46; disgust, b = -0.04, 95% CI [-0.10, 0.01], F(1, 70.6) = 2.17; fear, b = -0.03, 95% CI [-0.08, 0.02], F(1, 78.0) = 1.17; sadness, b = -0.06, 95% CI [-0.11, 0.00], F(1, 78.8) = 3.61; joy, b = -0.01, 95% CI [-0.06, 0.05], F(1, 77.2) = 0.03; all pFWE > .267.

PCL-R Factor 1 scores were also unrelated to cardiac deceleration in response to prototypical emotion expressions (collapsed across categories) relative to neutral trials, b = -0.02, 95% CI [-0.17, 0.12], F(1, 79.5) = 0.10, p = .750, and for specific emotion categories relative to neutral trials: anger, b = -0.03, 95% CI [-0.10, 0.29], F(1, 78.3) = 0.11; disgust, b = -0.11, 95% CI [-0.29, 0.08], F(1, 79.9) = 1.32; fear, b = -0.13, 95% CI [-0.30, 0.04], F(1, 79.9) = 2.13; sadness, b = 0.07, 95% CI [-0.14, 0.27], F(1, 79.0) = 0.42; and joy, b = 0.09, 95% CI [-0.10, 0.29], F(1, 79.8) = 0.90; all pFWE > .664. PCL-R Factor 2 scores were similarly unrelated to cardiac deceleration in response to prototypical emotion expressions collapsed across categories relative to neutral trials, b = -0.05, 95% CI [-0.14, 0.05], F(1, 75.6) = 0.98, p = .325, and for specific emotion categories relative to neutral trials: anger, b = -0.06, 95% CI [-0.19, 0.07], F(1, 74.5) = 1.04; disgust, b = 0.00, 95% CI [-0.12, 0.12], F(1, 74.6) = 0.00; fear, b = 0.03, 95% CI [-0.08, 0.14], F(1, 77.6) = 0.26; sadness, b = -0.13, 95% CI [-0.26, 0.01], F(1, 75.7) = 3.44; and joy, b = -0.06, 95% CI [-0.19, .07], F(1, 75.4) = 0.74; all pFWE > .339.

Discussion

This study sought to identify dysfunctional physiological responses to dynamic prototypical facial emotion expressions in psychopathy. Psychopathy was predicted to be related to reduced emotion categorization accuracy, ratings of valence and intensity, facial mimicry and autonomic arousal to prototypical emotion expressions. We hypothesized alterations in relation to the total construct of psychopathy and to the interpersonal/affective features of psychopathy, in particular. The data supported none of these hypotheses. Overall, participants categorized facial emotion expressions more accurately than chance and rated the valence and intensity of the target person’s emotion appropriately. Contrary to our hypotheses, psychopathy was unrelated to emotion categorization accuracy, valence ratings, and intensity ratings. The prototypical facial expression task failed to elicit facial mimicry from the full sample of incarcerated men, which does not allow drawing conclusions about the relationship between psychopathy and facial mimicry. Although participants did not display greater autonomic arousal in response to prototypical emotion expressions relative to neutral trials, they displayed autonomic arousal when neutral trials were excluded from the model. This suggests that the facial stimuli, but not the prototypical emotion expressions per se, elicited autonomic arousal. Psychopathy was unrelated to cardiac deceleration or SCR amplitude. For the sake of transparency, we note that we modified two analytic choices (as described in the Methods section) based on reviewer recommendations. Both our original analyses and the current, reviewer-recommended analyses tested the same hypotheses and yielded similarly null results.

Contrary to two earlier meta-analyses [2,3], in the current study psychopathy was unrelated to emotion categorization accuracy. These meta-analyses found that people high in psychopathy categorize prototypical facial emotion expressions with diminished accuracy. The previous meta-analytic findings were based on data collapsed across emotion categories and when prototypical expressions of fear, sadness, happiness, and surprise were examined separately. We have considered the following explanations for the present null findings. First, a ceiling effect in the current study (90% categorization accuracy for all emotion categories across participants) may possibly have prevented the observation of a deficit in relation to psychopathy. Second, omitting prototypical surprise expressions from the present study’s stimuli might have reduced the observed relationship between psychopathy and emotion categorization accuracy. However, this explanation seems unlikely, given that meta-analyses found categorization deficits for emotion categories that were included in the present study’s stimuli, including fear, sadness, and happiness [2,3]. Third, the origin of the current sample (an incarcerated population) may have influenced the null results. Once again, this explanation seems unlikely, given that the origin of the sample (incarcerated vs. community) does not appear to influence the relationship between psychopathy and emotion categorization accuracy [3]. Therefore, the current study joins other studies that have found no facial emotion categorization deficit in individuals high in psychopathy [4,60,61].

Some researchers have contested the idea that even healthy individuals can “read” others’ emotions from facial muscle configurations, or that prototypical facial emotion expressions reliably correspond to a given emotional state [31,32]. People’s perceptions of emotion based on facial configuration depend on context [6264] and vary across cultures [65]. Additionally, facial expressions appear to convey information about a person’s experience of valence (i.e., pleasantness) and arousal [i.e., energetic activation; 31,34]. Thus, participants also rated the valence and intensity (but not arousal) of the other person’s emotion. Psychopathy was unrelated to valence or intensity ratings of the other person’s emotion. Only one previous study employed a similar method and observed that women high in psychopathy judged prototypical joy faces to be less positive, but observed no differences in valence ratings for other emotion categories [37]. This previous study also found that women high in psychopathy rated a variety of prototypical facial emotion expressions as less emotionally arousing to themselves. Notably, neither the previous study nor the current study gathered ratings of the other person’s state of arousal (ranging from energized to calm). Further research could help to clarify whether individuals high in psychopathy judge facial expressions to be more neutral in terms of valence and arousal.

Unexpectedly, the stimuli failed to elicit facial mimicry from participants, even those low in psychopathy. The null relationship between psychopathy and facial mimicry should therefore be interpreted with this caveat. This null relationship across participants was unexpected, given that we replicated the EMG data analysis steps of a prior study that observed spontaneous facial mimicry in a non-incarcerated sample [66]. We elaborate on the missing facial mimicry in the full sample in the limitations paragraph at the end of this section. Only two prior studies have examined the relationship between psychopathic traits and spontaneous mimicry of dynamic prototypical facial emotion expressions. One found evidence of reduced zygomaticus mimicry of prototypical joy expressions and reduced corrugator mimicry of prototypical anger and sadness expressions among juveniles with callous-unemotional traits [12]. However, a study of incarcerated adult men found no relationship between psychopathy and corrugator mimicry of prototypical anger and sadness expressions [13]. Interestingly, psychopathy in adulthood has been related to reduced contagious yawning [67,68], another process of reproducing another’s bodily state that may be related to facial mimicry [69]. Related studies examining the ability to produce prototypical facial expressions have yielded mixed evidence for abnormalities in facial muscle activity in psychopathy. These studies have found that psychopathy is related to increased use of typical muscles [70], decreased production of appropriate facial expressions to negative static pictures [71], impairments in deliberate mimicry and production of facial expressions that were attributable to deficits in general mental ability [72], and no deficit making or inhibiting appropriate facial expressions [73]. Thus, the few existing studies have found inconsistent evidence that the ability to mimic or produce prototypical facial emotion expressions is impaired in psychopathy. Future directions in this field should therefore investigate potential moderators, such as motivational factors [74].

The data failed to provide support for the hypothesis that psychopathy is related to reduced sympathetic arousal to facial expressions. Psychopathy has previously been linked to reduced SCR during tasks, especially to negative stimuli [75]. To our knowledge, this is the first study of psychopathy to derive SCR amplitude using dynamic causal modeling, a method that allows for inference about sympathetic arousal, rather than just skin conductance [76]. This method has been shown to outperform peak detection methods (which were used by prior studies of psychopathy) when predicting healthy individuals’ sympathetic arousal to emotional stimuli [77]. The divergence in SCR findings (which were not significant in the current study and significant in prior studies of psychopathy) could possibly have resulted from differences in SCR amplitude estimation (dynamic causal modeling in the current study and peak detection in prior studies). Dynamic causal modeling would allow future studies of psychopathy to draw more direct inferences about sympathetic arousal to other socioemotional stimuli. Alternatively, heterogeneity among individuals high in psychopathy might help to explain the present null findings regarding sympathetic arousal. Future studies might examine whether two subtypes of psychopathy, distinguished by low versus high levels of trait negative affect and anxiety [7882], display different patterns of sympathetic arousal to socioemotional stimuli such as faces. Though the current sample of individuals high in psychopathy (PCL-R ≥ 30) was too small to test the hypothesis (n = 30), prior work has reported reduced sympathetic arousal to socioemotional stimuli specifically among individuals high in psychopathy with low levels of negative affect and anxiety [23,24].

Several limitations need to be considered for the interpretation of the current data. The lack of facial mimicry exhibited by the current sample presents a clear limitation to drawing conclusions about mimicry in psychopathy. It is possible that facial mimicry is less pronounced among incarcerated samples than community samples. In general, incarcerated samples differ from community samples along dimensions that may affect mimicry in response to white faces, including having higher prevalence of mental illness [83] and traumatic brain injury [84], greater proportion of racial and ethnic minority groups [85], and lower socioeconomic status [86]. However, Künecke and colleagues found no facial mimicry differences between incarcerated and non-incarcerated individuals [13]. Future studies might alter the methods of the current study to measure facial mimicry more sensitively. For example, the current study measured participants’ facial muscle activity via EMG because it is a perceiver-independent measure of muscle contractions that may not be visible to the naked eye [87]. However, the four sets of electrodes attached to participants’ faces may have obtruded spontaneous mimicry; most facial mimicry studies have used only one or two sets of electrodes [7,88]. Although, we can note that prior studies have observed facial mimicry with four sets of electrodes [66]. Future studies might use lightweight printed electrodes to reduce the likelihood of obtruding spontaneous facial muscle activity [89]. The EMG impedance threshold, which was higher than some published guidelines [90], is another methodological limitation of the study. Although we were able to detect deliberate facial muscle movements (see S1 File), high EMG impedance could have prevented detection of more subtle muscle movements. Furthermore, though dynamic stimuli elicit more mimicry than static stimuli [11,91], the videos of posed, prototypical expressions may have engendered less mimicry than genuine expressions would have. This explanation seems unlikely, however, given previous studies’ findings of comparable facial mimicry of genuine and posed facial expressions [7,92]. Future studies of facial mimicry in psychopathy may benefit from recruiting non-incarcerated samples, which consistently display spontaneous mimicry [7,66,91].

Although the measurement of SCR and cardiac deceleration allows for the estimation of activity in the sympathetic nervous system and parasympathetic nervous system, respectively [77,93], more direct measures of sympathetic and parasympathetic activity could be used in future studies. Heart rate, in particular, from which cardiac deceleration was calculated, is affected by both sympathetic and parasympathetic activity. Additionally, heart rate measured from the finger by pulse plethysmography is also influenced by artery diameter [94]. Thus, the observed cardiac deceleration in the current study may have been influenced by a variety of factors. Future studies might derive purer estimations of sympathetic (e.g., pre-ejection period) and parasympathetic activity (e.g., respiratory sinus arrhythmia) via electrocardiography, impedance cardiography, and respiration belt [95]. Research examining these measures of autonomic activity in adults with psychopathy as they respond to socioemotional stimuli is currently lacking [although see 96].

Conclusions

The current study constituted a novel attempt to identify disrupted physiological mechanisms contributing to impaired processing of others’ prototypical dynamic facial expressions of emotion associated with psychopathy. The results failed to identify aberrant behavioral and physiological responses to prototypical facial emotion expressions in psychopathy.

Supporting information

S1 Fig. Average time series for the four deliberate muscle movements across participants.

(TIF)

S1 Table. Zero order correlations among continuous independent variables and dependent variables.

(DOCX)

S1 File. Supplemental analyses.

(DOCX)

Acknowledgments

We thank the many individuals at the Wisconsin Department of Corrections who made this research possible, and are especially indebted to Deputy Warden Tom Nickel, Warden Randy Hepp, and Dr. Kevin Kallas. We also thank Andrew Langbehn, Louis Monette, Nicole Huth, Erica Gelman, and Mateo Vargas-Nunez for their efforts toward this study.

Data Availability

The data are available through the figshare repository at the following DOI: 10.6084/m9.figshare.20089352.

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Edelyn Verona

23 Feb 2022

PONE-D-21-38079An examination of autonomic and facial responses to prototypical facial emotion expressions in psychopathyPLOS ONE

Dear Dr. Deming,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has some merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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ACADEMIC EDITOR:

I was able to obtain two reviews from colleagues knowledgeable in the areas of psychopathy, emotion, and/or psychophysiology. I reviewed the paper independent of the reviewers. There was broad agreement that the paper had clear themes and focus, and that the experimental methods were fairly rigorous. There was evidence of transparency in the reporting of methods and results, although as noted by Reviewer 1, pre-registration was not included. The reviewers and I noted several limitations regarding the analyses, results, and interpretation of the findings that may be addressed in a greatly revised version of the paper. This is no guarantee of publication though, given the substantial weaknesses noted.

The physiological data reduction choices need more justification. Different baseline windows were used across EMG and cardiac deceleration, and it is unclear why that is. Reviewer 1 made relevant comments in this regard and provided several other suggestions for you to seriously consider.

I’m having trouble understanding the rationale for not comparing the emotional faces to neutral faces when analyzing valence and intensity rating, as well as physio responses. These comparisons account for between subject variance in general arousal or response tendencies, to get at unique effects of emotional stimuli on response modalities. In some cases in your paper, only descriptive statistics are reported to conclude whether there was sufficient activity or evidence of mimicry. More common analyses involve testing within-subject effects of face category (with specific contrasts of the emotional vs. neutral facets) to examine basic effects, and then including psychopathy scores as between subject factor moderating effects of face category. The absence of these comparisons clouds the potential contribution or meaning of the data.

Reviewer 2 makes important points about the reporting of results and ambiguousness in interpretation. I agree that in general, if you are using NHST, you should stick to the p values you determine. The interpretation of trend level p values is problematic, and when you report results both with and without outliers, it is unclear which results we should rely on and what is the rationale for the choice. What were the planned analyses in terms of outlier and covariate inclusion criteria? This can help determine which results are primary in your interpretation. Please also include effect size estimates to understand the impact and potential meaningfulness of the results. If effects are small, indicate whether this size of effects can still provide important information and how.

Neither reviewer (and I agree) found the exploratory analyses particularly compelling or meaningful, especially due to the inconsistent manner of the groupings and small sample sizes. Instead, it would have been more straightforward and consistent with theory to examine factor or facet level relationships with mimicry and autonomic arousal to emotion faces. The primary focus of the paper on total psychopathy, despite persistent evidence of differential relationships between specific psychopathic traits and emotional functioning is confusing. As noted by Reviewer 2, there are choices in hypotheses and analyses that are not consistent with prior work or theory. This should be noted explicitly.

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Please submit your revised manuscript by Apr 09 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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PLOS ONE

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Partly

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

Reviewer #2: I Don't Know

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3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: Yes

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4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This intriguing study provides a multimodal test of the impact of facial expressions on those with psychopathic traits, going beyond mere facial mimicry to examine autonomic functioning in addition. However, the critical subgrouping did not proceed in the way the authors analyzed their data, making it challenging to understand the contribution of this work to the psychopathy literature. Further aspects of the data reduction bear scrutiny to understand the panoply of surprising null results.

INTRODUCTION

The introduction does a nice job of setting up the rationale for the study. However, I couldn’t find the link to the registration that would allow me to verify which analyses were confirmatory and which were exploratory. What is the link to that registration?

Also, to what extent are PCL-R factors differentially associated with facial recognition deficits?

METHOD

Why were seven participants missing Welsh anxiety data? Were the profiles uninterpretable for some reason? If so, the specific validity scales for those exclusions should be given. Or were the data just missing? In either case, if the MPQ data were valid for those participants, some kind of imputation procedure should be used to impute these scores. Otherwise, the participants analyzed in the covariate analyses are not the same as those in the whole sample (eliminating almost 10% of the whole-sample participants), which distorts the meaning of the covariate analyses relative to those in the whole sample.

What were the PEM, NEM, and CON scores on the MPQ to be placed in Table 1? T scores would be preferable to report for such analyses to make the interpretation easier, as in the IQ measure.

The term “Caucasian” should be deprecated in referring to White people, as that particular term has a long (and long-criticized) history implying racial superiority of individuals so labeled: https://www.ncbi.nlm.nih.gov/pmc/articles/PMC1444385/pdf/bmjcred00490-0048.pdf

A 25 kΩ impedance is relatively high compared to published guidelines; why was such a high level of impedance considered acceptable in this study?

Why was a 60 Hz notch filter used in this dataset? Was there evidence of line noise? Using a 60 Hz filter without line noise can introduce noise and ripples into the data that would not otherwise exist.

If the facial stimulus started changing 1 s after the face’s onset and reached peak expression at 3 s – 4 s, why was not the EMG scoring window from 2 s – 5 s to account for the cited 1 s delay in EMG onset once an expression is evident and the stimulus parameters described above? Or was this procedure meant just to examine psychopathy’s relationship to any facial stimulus (given the ramp-up in the supplementary figure) rather than mimicry specifically?

The SCR data analysis was clever. I assume the canonical function was estimated for the entire 6 s of stimulus presentation? How long was the ratings presentation?

For the cardiac deceleration data, would it not make sense to have a similar analytical window as the EMG data proposed above? That way, decelerations not due to a particular facial expression would be excluded. Or were the researchers interested only in the deceleration to human faces, irrespective of their portrayed emotional expression?

I liked the authors’ justification for choosing only target muscles for investigating particular target emotions, as those analytical decisions follow well from the theoretical literature. In-text citations would help defend those even more strongly outside of the supplementary materials.

Were covariates centered in the analyses involving them? Not doing so can eliminate main effects of interest.

From the authors’ exploratory analyses described in the introduction, it seems that the Welsh anxiety x PCL-R total score interaction should have been entered – or was it, and I just misunderstood the terms in the statistical model?

The clustering approach described in the supplementary analyses does not identify specific subtypes of individuals with psychopathy. Instead, it will divide the overall sample into two groups across all levels of the PCL-R.. Also, it appears that two participants were excluded from the high psychopathy group (n = 30) when the subtype analyses were conducted (n = 28); why were they missing? I assume these were the two participants for whom MPQ data were not available.

Finally, k means cluster analyses do not have strong stopping rules; model-based cluster analyses would be preferable to examine whether two groups or more are optimal in these data with the ability to quantify the probability of each participant’s membership in each cluster.

It may be preferable to describe the subtype variables as reference-coded coded rather than dummy variables to prevent potentially ableist interpretations of the language. The notion of “reference coding” also makes it clearer that a specific group is the reference to which all others are being compared.

RESULTS

In general, p values should be reported to at least 3 decimal places.

What was the critical value of Cook’s distance that was used to identify outliers?

What were the effect sizes for the various F statistics that were computed?

The lack of significant results in the EMG analyses may result from the covariates being uncentered and the suboptimal windows used to score data.

The subtype analyses appear inappropriate given that the subtypes were created across all participants in the dataset, yet only those in the high psychopathy were divided this way. It would be more appropriate to maintain the splits across intermediate and low groups as well.

DISCUSSION

Could the lack of surprise faces have been one reason for the lack of psychopathy-related results compared to previous meta-analyses?

I was surprised that no mention of the characteristics of the two groups of participants were discussed anywhere in the text. Was it only NEM on which they differed, or did they differ on other MPQ variables? And were the domains of the MPQ used or the primary trait scales?

Reviewer #2: This manuscript reports results from a study examining the relationship between psychopathic traits (as measured by PCL-R) and autonomic and facial mimicry responses to dynamic facial emotion expressions, in addition to emotion categorization accuracy and valance and intensity judgments. The idea for the study and the methodological design was impressive and would constitute an addition to the scant and inconsistent literature in this area. It appears that the authors largely found null results, at least for the analyses described in the manuscript, with the exception of significant results for the exploratory analyses where participants with high scores on the PCL-R (greater than or equal to 30) were divided into “high-NA” and “low-NA” subgroups through cluster analysis of the MPQ-BF scales. The methodology and study design are a strength of the manuscript, and the null results are interesting and worthwhile of discussion on their own. I commend the authors for clearly delineating between the a priori and post-hoc/exploratory analyses that they conducted. Unfortunately, the authors’ discussion of their results, particularly the questionable conclusions drawn from the data and insufficient justification provided for the chosen exploratory follow-up analyses, was a significant weakness of the manuscript. Based on the way that the statistical results are interpreted and described in the manuscript, it is not suitable for publication in its present form, as it does not meet criteria for publication (particularly, Criterion 4: “Conclusions are presented in an appropriate fashion and are supported by the data”). The merit of the study methodology is important, and should the authors revise the document to reflect the feedback below, the manuscript might be suitable for publication and constitute a valuable addition to the published literature in this area.

Major Concerns

(1) Questionable interpretation of statistical results.

a. In the abstract, discussion, and conclusion, the statistical results appear to be inappropriately described/interpreted.

b. For example, in the abstract, references are made to “trend level” results and a conclusion is stated that: “These findings provide marginal evidence for reduced intensity ratings of and sympathetic arousal to prototypical facial emotion expressions in high psychopathy individuals.” This is a generous interpretation of the findings at best, and verges on questionable practices at worst.

1. The findings for reduced intensity ratings did not survive removal of outliers. Per Figure 2, it is notable that one outlier on the very low end of psychopathy scores had an averaged intensity rating of 6 out of 6 across emotions. The results of this analysis with outliers included are reported as significant, and then reported as “trend level” once the outliers were removed and the p-value became greater than 0.05. If it is meaningful to include the results with outliers not removed, then the authors will need to explain the potential impact of the extreme outliers (particularly the one described on the low end of psychopathy scores) on the results.

2. The findings for reduced SCR were not significant when covariates were included. In the Data Analysis section (lines 189-195), it specifically states that the covariates of age and anxiety have been found to impact SCR, hence the inclusion of those variables as covariates. If the results of the analysis without covariates is meaningful, the authors need to provide an explanation of the impact that including vs. excluding those covariates may have had on the results.

2) Insufficient justification for follow-up exploratory analyses.

a. First, justification will need to be provided for the choice to conduct exploratory follow-up analyses on the “trend level” results in the first place. Why not just describe the null results as null results and leave it there? Null results are still meaningful and important, particularly when the study methods appear rigorous.

b. Second, justification will need to be provided for the choice of exploratory follow-up analyses. Specifically, why look at low and high NA? Beyond the fact that such subtyping has been completed in prior studies, why is this particular break-down supported by theory and expected to be related to SCR and emotion intensity ratings?

1. Table S2 in the Supplemental Materials shows that SCR amplitude was negatively correlated (r = -.024, p < .05) with both PCL-R Total score and PCL-R Factor 1 (which is interesting, considering the interpersonal/affective factor would be expected to be related to arousal to affective stimuli). Table S7 shows that Factor 1 did not show significant relationships with SCR amplitude, especially when corrected for multiple testing, but what about looking at the facet level (i.e., interpersonal vs. affective vs. impulsive vs. antisocial facets)? The authors need to explain why/how they decided on the high vs. low-NA psychopathy subtyping rather than other potential post-hoc analyses that could have been completed and may have theoretical backing.

2. The authors will also need to explain why they looked at high and low-NA only in the “high psychopathy” group rather than looking at high and low-NA at all levels of psychopathic traits and must discuss the impact that the choice may have had on the results. For example, how can the reader tell whether the findings of reduced SCR in the low-NA high psychopathy group are not related to low-NA more broadly?

i. In drawing conclusions from these findings, it would be helpful for the authors to explain to the reader what the low and high-NA clusters are (as constructs) when anxiety is controlled for as a covariate, particularly when interpreting the results shown in in Table 3 (p. 15).

Minor Concerns

(1) Psychopathy appears to be largely presented as a unitary construct through the reliance on Total PCL-R score and limited discussions of the factor and facet structure. Adding some more discussion about factor/facet-level results (and maybe the relationship between the factors/facets and the high-NA and low-NA subtypes) would improve the paper. From the references, it is clear that the low- and high-NA subtypes have shown associations with aspects of “primary” and “secondary” psychopathy. Adding information like that to the text would help contextualize these subtypes to the reader and would tie it in with the broader literature on psychopathy.

(2) The write-up is light on discussion of theory and appears to rely on “novelty” to support the publication of the study and its findings, which is not a sufficient reason to publish anything. Just because something is new does not necessarily mean that it is worthwhile. On the other hand, the theoretical basis, and the role of this study as a “theory test” to move the field forward would be far more compelling.

a. Regarding theory-based hypotheses, the hypothesis about valence ratings (based on one study done in an all-female sample) is a bit weak, particularly since you have an all-male sample. Obviously don’t change up your hypotheses post-hoc, but it is a point of illustration. You could have made that hypothesis based on theory, and it would have been a stronger one.

(3) Group Ns should be included in all tables/figures consistently.

(4) Where is the power analysis? The group sizes are small, especially for the subgroup analyses with low- and high-NA. The small group size is briefly mentioned as a limitation (p. 21) but mention of statistical power should be presented along with the results (although, see my concern above that the choice to do the exploratory analyses on “trends” in data).

(5) Further, where are the effect sizes? It is laudable that the authors plan to make the data available upon publication, but the reader should not have to run the analyses themselves in order to determine the effect sizes for these “trends.”

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6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

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Reviewer #1: Yes: Stephen D. Benning

Reviewer #2: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

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Decision Letter 1

Hugh Cowley

20 May 2022

PONE-D-21-38079R1An examination of autonomic and facial responses to prototypical facial emotion expressions in psychopathyPLOS ONE

Dear Dr. Deming,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please address the comments raised by the reviewers below. In particular, please address the first comment from Reviewer #2 regarding clarification of any analysis (and associated hypotheses) that have been carried out post-hoc.

Please submit your revised manuscript by Jul 03 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Hugh Cowley

Senior Editor

PLOS ONE

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: (No Response)

Reviewer #2: (No Response)

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2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: I Don't Know

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: In reading over this revision, I am impressed with the authors’ attention to the details of the reviewers’ comments. In all, this work provides an important multimodal assessment of reactivity to facial emotional displays in a sample of incarcerated men using multiple methods of displaying facial expressions and various methods of measuring reactivity. It also then shows how psychopathy is not associated with these forms of reactivity. I have a few remaining clarifying questions for this submission.

Within the introduction, the literature summary on page 4, paragraph 2 made me wonder the degree to which reactivity to facial expressions differs in incarcerated samples relative to non-incarcerated samples broadly speaking. However, this is more a point of curiosity that arises based on the overall null results that might contrast against those obtained in non-incarcerated samples. Wilson et al. (2011) suggests there are no meaningful differences between non-incarcerated and incarcerated samples, whereas Dawes et al. (2012) included only two non-incarcerated samples, making that kind of moderator analysis impossible to perform.

In the method, it would be helpful to add a sentence describing precisely the evidence of 60 Hz line noise that required notch filtering. For example, a diagram of a prototypical trial with visible 60 Hz noise or the output of a fast Fourier transform showing a peak at 60 Hz could be added to the supplemental materials, or a verbal description of either of these results in the method could do the same.

When describing in the discussion that a relatively high impedance is a limitation, it would be important to do more than just state it as such. There should be a sentence or two describing why it is a limitation to the study (e.g., impedances that high may prevent reading the underlying signal; they may also inject noise into the data).

Reviewer #2: This manuscript reports results from a study examining the relationship between psychopathic traits (as measured by PCL-R) and autonomic and facial mimicry responses to dynamic facial emotion expressions, in addition to emotion categorization accuracy and valance and intensity judgments. Despite the null findings for most analyses described in the manuscript, the idea for the study and the methodological design is impressive and will constitute an addition to the scant and inconsistent literature in this area. The methodology and study design are a strength of the manuscript, and the null results are interesting and worthwhile of discussion. The changes made to the manuscript in response to editor and reviewer comments on the initial submission have brought the document into alignment with the criteria for publication. I have provided a few minor revision suggestions for the authors, with the first point (transparency about a priori and post-hoc data analysis decisions) being the most essential to address prior to publication.

1) Since the analyses were changed in response to reviewer/editor feedback, transparency is essential. It will be important to include some mention that the analyses (and thus, associated hypotheses) are post-hoc.

2) The authors use the word “neurotypical” throughout the manuscript (e.g., p. 5, lines 108 and 110), which appears to be a new addition in this revision. It seems that this word is used to refer to individuals who are not high in psychopathic traits; however, “neurotypical” can be interpreted in different ways, so it would be useful to briefly describe what is meant by this word in the authors’ manuscript, in particular.

3) On page 5, lines, 109-111, the authors include the following statement that could use a brief elaboration: “Studying high psychopathy people could also advance our understanding of how neurotypical individuals process facial expressions.” Adding a reason why this is the case would help the reader understand the authors’ reasoning and viewpoint.

4) The use of the phrase “high psychopathy people” (e.g., p. 5, lines 109-110) is a bit odd, and saying “individuals high in psychopathic traits” or some other wording might be better.

5) In the Discussion section (p. 24, lines 519-523), the authors mention that their null findings for facial mimicry (even in those low in psychopathic traits) were unexpected, as a past study in a non-incarcerated sample did find spontaneous facial mimicry. It would be helpful to briefly discuss how differences in incarcerated vs. non-incarcerated samples might play a role in the different results.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Stephen D. Benning

Reviewer #2: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Decision Letter 2

Stephen Benning

16 Jun 2022

An examination of autonomic and facial responses to prototypical facial emotion expressions in psychopathy

PONE-D-21-38079R2

Dear Dr. Deming,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Stephen Benning

Guest Editor

PLOS ONE

Additional Editor Comments (optional):

Before being asked to serve as Guest Academic Editor, I was Reviewer 1 on this paper. Having read through the revisions that the authors submitted in response to the last round of reviews, I am satisfied that this manuscript:

1. Presents the results of original research

2. That have not been published elsewhere

3. With experiments, statistics, and other analyses are performed to a high technical standard and are described in sufficient detail

4. And conclusions are presented in an appropriate fashion and are supported by the data, including important null results for the facial mimicry and psychopathy fields.

5. The article is presented in an intelligible fashion and is written in standard English, and

6. The research meets all applicable standards for the ethics of experimentation and research integrity.

Consistent with journal standards, this acceptance is contingent upon depositing at least the minimal data set in a repository or as supplemental materials (as described here: https://journals.plos.org/plosone/s/data-availability) and either providing the link to that repository or uploading the files with the manuscript so that:

7. The article adheres to appropriate reporting guidelines and community standards for data availability.

Your cover responses indicated that these data would be available via Figshare, so I presume the link there just needs to be revealed. Congratulations on your fine work! The location of the data in Figshare can be given on the title page if other arrangements are not possible.

Acceptance letter

Stephen Benning

24 Jun 2022

PONE-D-21-38079R2

An examination of autonomic and facial responses to prototypical facial emotion expressions in psychopathy

Dear Dr. Deming:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Stephen Benning

Guest Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Average time series for the four deliberate muscle movements across participants.

    (TIF)

    S1 Table. Zero order correlations among continuous independent variables and dependent variables.

    (DOCX)

    S1 File. Supplemental analyses.

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers - PLOS ONE Second Submission.docx

    Attachment

    Submitted filename: Response to Reviewers - PLOS ONE Third Submission.docx

    Data Availability Statement

    The data are available through the figshare repository at the following DOI: 10.6084/m9.figshare.20089352.


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