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. 2021 Dec 21;61(6):e202114577. doi: 10.1002/anie.202114577

Enantioselective Synthesis of Dithia[5]helicenes and their Postsynthetic Functionalization to Access Dithia[9]helicenes

Valentina Pelliccioli 1,2, Thierry Hartung 1, Martin Simon 1, Christopher Golz 1, Emanuela Licandro 2, Silvia Cauteruccio 2,, Manuel Alcarazo 1,
PMCID: PMC9302117  PMID: 34874602

Abstract

A highly enantioselective synthesis of 5,13‐disubstituted dibenzo[d,d′]benzo[1,2‐b:4,3‐b′]dithiophenes is reported. Key for the successful assembly of these helical architectures is the last two successive Au‐catalyzed intramolecular alkyne hydroarylation events. Specifically, the second cyclization is the enantiodetermining step of the whole process and provides the desired helicenes with excellent ee values when a TADDOL‐derived 1,2,3‐(triazolium)phosphonite moiety (TADDOL: α,α,α′,α′‐tetraaryl‐1,3‐dioxolane‐4,5‐dimethanol) is employed as an ancillary ligand. The absolute stereochemistry of the newly prepared structures has been determined by X‐ray crystallography to be P; the optical properties of these heterohelicenes are also reported. A three‐step procedure was subsequently developed that allows the transformation of the initially obtained dithia[5]helicenes into dithia[9]helicenes without erosion of the enantiopurity.

Keywords: Asymmetric catalysis, Alkyne hydroarylation, Au-catalysis, Dithia[5]helicenes, π-Extension


The use of a chiral Au catalyst bearing an α‐cationic phosphonite as an ancillary ligand and two successive alkyne hydroarylation events allows the assembly of dithia[5]helicenes with excellent enantioselectivity. Moreover, regioselective postsynthetic bromination of the dithia[5]helicene products generates starting materials for the efficient preparation of even more π‐expanded systems, such as dithia[9]helicenes.

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Even though the chemistry of helicenes and related chiral π‐conjugated structures has attracted much attention during the last few years, and a number of synthetic strategies have been developed for their preparation, [1] there are still specific limitations associated with the practical assembly of these architectures. Few procedures are able to deliver the desired helicenes on a multigram scale, [2] and several still rely on the traditional photocyclodehydrogenation of stilbenes, which benefits from the intrinsic preference of this reaction to deliver helical regioisomers.[ 3 , 4 ] In addition, synthetic routes built around highly enantioselective catalytic processes are still scarce and often have limited functional group tolerance. [5] This explains why very often racemic syntheses followed by the separation of the enantiomers are employed. Furthermore, the postsynthetic C−H functionalization of already‐assembled helical structures remains a challenge in terms of regioselectivity. Useful late‐stage manipulations are only efficient at particularly reactive positions of (hetero)helicenes or in the presence of directing groups. [6] This often forces the placement of the required functionalities at an early stage of the helicene synthesis and their transport throughout the entire sequence, either as such or in a protected form.

Considering the postfunctionalization aspect, thia[n]helicenes are arguably the most versatile structures among the helicenes, because the sulfur atom embedded in the helix offers a suitable manifold for their further diversification by directing subsequent C−H functionalizations [7] or enabling the transformation of the original thiahelicene into other (hetero)helicene architecture by employing one of the aromatic metamorphosis procedures developed by Yorimitsu et al. [8] Unfortunately, catalytic asymmetric routes for the synthesis of thiahelicenes are yet to be developed.[ 9 , 10 , 11 ]

During the last few years we have demonstrated the validity of the Au‐catalyzed alkyne hydroarylation approach [12] for the highly enantioselective assembly of [4]‐, [5]‐, and [6]carbohelicenes, [13] as well as other chiral structures. [14] This was possible only after the development of a series of chiral α‐cationic phosphonite ancillary ligands derived from privileged TADDOL and BINOL platforms, which simultaneously induce enhanced reactivity to the catalyst and are able to create the appropriate chiral pocket around the linear AuI center. [15]

Given the electronic similarities between thiophene and benzene, we hypothesized that an extension of these synthetic strategies to the enantioselective synthesis of thiahelicenes should be possible. [16] Herein, we report the practical realization of this objective through the enantioselective synthesis of dithia[5]helicenes of general formula 1. We also illustrate with a series of examples the subsequent manipulation of the initially obtained dithia[5]helicenes, either by S‐oxidation or through regioselective electrophilic bromination. Finally, the dibromo derivatives thus obtained are used to expand the π‐system of dithia[5]helicenes into dithia[9]helicenes through a Suzuki coupling/ Scholl cyclodehydrogenation sequence (Scheme 1).

Scheme 1.

Scheme 1

Enantioselective synthesis of 5,18‐disubstituted dibenzo[d,d′]benzo [1,2‐b:4,3‐b′]dithiophenes and their further transformation into dithia[9]helicenes.

Our studies began with the synthesis of diyne 2a, which was obtained by a Suzuki coupling between known 2,7‐diiodobenzodithiophene 3a and boronic acid 4a (Scheme 2a). [17] Subjecting 2a to the action of the Au complex 5 (5 mol %), which had already been demonstrated to be one of the most efficient catalysts in our arsenal, [13] afforded the desired cyclized product 1a as a yellow solid in 81 % yield (CH2Cl2, −20 °C; 48 h). Gratifyingly, chiral HPLC analysis of that product revealed that the cyclization had occurred with remarkable enantioselectivity (92 % ee). Varying the solvent had little effect, while lowering the reaction temperature to −30 °C dramatically reduced the conversion. Switching to other α‐cationic ligands did not afford better results; therefore, the already described conditions were used as standard ones to survey the scope of the reaction.

Scheme 2.

Scheme 2

a) Synthesis of dithia[5]helicene precursors 2 and 6. Reagents and conditions: i) 3a or 3b (0.18 mmol), 4al (3 equiv), Pd2dba3 (4 mol %), SPhos (8 mol %), and Cs2CO3 (4 equiv), THF/H2O (10 : 1, 0.02 M), 80 °C, 24 h. 2a, 78 %; 2b, 68 %; 2c, 73 %; 2d, 56 %; 2e, 91 %; 2f, 42 %; 2g, 66 %; 2h, 46 %; 2i, 87 %; 2j, 66 %, 2k, 79 %, 2l, 66 %; 2m, 70 %; 6a, 81 %; 6c, 68 %; 6d, 60 %; 6e, 94 %; 6f, 34 %; 6g, 68 %; 6h, 33 %. b) X‐ray structures of 2g and 6a. Anisotropic displacements are shown at the 50 % probability level; the minor disorder of the solvent molecules is removed for clarity. [18]

Convinced by this preliminary result of the potential of our catalyst for the enantioselective synthesis of dithia[5]helicenes, additional diyne precursors 2bm and 6a,ch were prepared and screened (see the Supporting Information and Scheme 2a,b). The cyclization of diynes 2ai and 6a,ch led to 1ai and 1ms, respectively, in acceptable to excellent yields (53–98 %), while maintaining the high enantioselectivities initially observed (85–98 % ee), regardless of the electronic nature of the substituents located at the para‐position of the terminal aromatic rings (Scheme 3). Halogens, ethers, trifluoromethyl, and silyl functionalities are well‐tolerated. The presence of two n‐propyl chains at the outer rim in 1ms (positions 6, and 7) hardly affects the attained ee values (compare 1a/1m, 1c/1n, 1d/1s, 1e/1o, 1f/1p, and 1g/1q). In contrast, substituents located at the meta‐ or ortho‐position of the terminal phenyl rings drastically erode the enantioselectivity of the transformation. Thus, 1j, 1k, and 1t are obtained with low or moderate ee values (45 %, 33 %, and 65 % ee, respectively). Similarly, diyne 2l, decorated with aliphatic n‐butyl groups at both alkyne termini, cyclizes into 1l in good yield but the enantioselectivity of the process is only mediocre (60 % ee). These are the limitations of the current catalyst system, which have not been solved so far by modification of the reaction conditions or the use of another α‐cationic phosphonite ligand.

Scheme 3.

Scheme 3

Substrate scope and limitations. Reagents and conditions: i) 5 (5 mol %), AgSbF6 (5 mol %), CH2Cl2, (0.025 M), −20 °C, 48 h. Yields are of isolated products; ee values were determined by chiral HPLC. [a] Reaction time 96 h; [b] Reaction time 72 h.

A total of seven enantioenriched dithia[5]helicenes were crystallized by slow evaporation of CH2Cl2/CH3CN (1 : 9) solutions, and the yellow crystals obtained submitted to X‐ray diffraction analysis. From that series of independent measurements, the absolute configuration of these helices was unambiguously determined to be P (see Figure 1 for compounds 1f and 1g and the Supporting Information for the other examples). Comparison of the circular dichroism spectra (CD) of all samples permitted the generalization of this assignment to the rest of the structures (see the Supporting Information). No erosion of the enantiopurity was observed after heating a sample of 1a (92 % ee) at 180 °C in 1,2‐dichlorobenzene for 48 h, thus confirming the conformational stability imparted to the architecture by the two aromatic substituents conveniently located at the entrance of the helicene fjord. [19] In addition, the synthetic practicability of the established procedure was demonstrated by the preparation of batches of 1a and 1e on a 150 mg scale.

Figure 1.

Figure 1

Molecular structures of compounds (P)‐1f and (P)‐1g in the solid state. Anisotropic displacements are shown at the 50 % probability level; solvent molecules and hydrogen atoms are omitted for clarity. [18]

The postsynthetic modification of the structures just prepared has also been approached. Treatment of the parent dithia[5]helicenes with excess (10.0 equiv) meta‐chloroperbenzoic acid (m‐CPBA) cleanly delivers the corresponding bis‐sulfones rac‐ 7a and (P) 7e in good yields (Scheme 4). It is of note that methods for the transformation of helicoidal sulfones into other (hetero)helicene architectures are already known. [8] Additionally, treatment of rac‐ 7a with an excess of N‐bromosuccinimide (NBS) (3.0 equiv) resulted in the selective dibromination of both benzylic positions to deliver rac‐ 8a through a Wohl–Ziegler reaction. [20]

Scheme 4.

Scheme 4

Postsynthetic manipulation of dithia[5]helicenes: synthesis of dithia[9]helicenes. Reagents and conditions: i) m‐CPBA (10.0 equiv), CH2Cl2, r.t.; ii) NBS (6.0 equiv), CHCl3, reflux; iii) NBS (3.0 equiv), r.t., CHCl3; iv) NBS (3.0 equiv), CHCl3, r.t.; v) PhB(OH)2 (4.0 equiv), Pd(dppf)Cl2 (10 mol %), KF (4.0 equiv), toluene/MeOH (1 : 1), 70 °C, 9 h; vi) DDQ (5.0 equiv), MeSO3H (0.5 mL), CH2Cl2, 0 °C; vii) FeCl3 (10 equiv), CH2Cl2, r.t. Molecular structures of rac‐ 7a, rac‐ 10a, rac‐ 11a, and (M)‐12 in the solid state. For racemic samples, only the structure of the P enantiomer is shown. Anisotropic displacements are shown at the 50 % probability level; solvent molecules and hydrogen atoms are omitted for clarity. [18]

Next, we aimed to evaluate the directing effect of the thienyl groups embedded in the fully aromatic helices in subsequent substitution steps. The reaction of 1a with 3.0 equiv NBS delivers 9a, in which the twofold bromination of the dithia[5]helicene skeleton has taken place regioselectively in excellent yield at positions 4 and 11. Further treatment of rac9a with an additional 6.0 equivalents of NBS cleanly affords the C2 ‐symmetric tetrabromo derivative rac‐ 10a, again in good yield. These two halogenated compounds open numerous possibilities for downstream functionalization. As an illustrative example, the double Suzuki coupling reaction of 9a with phenylboronic acid provides 11a, which can be subsequently cyclized into 12a through a DDQ‐promoted Scholl cyclodehydrogenation reaction. [21] All attempts to improve the low yield of this double cyclisation failed; however, when excess FeCl3 was employed as the oxidant, the reaction conditions could be optimized to obtain monochlorinated dithia[9]helicene 13a as the main product. [22] The transformation of 1a into 12a and 13a was completed with a racemic sample for optimization purposes and subsequently with an enantioenriched one (92 % ee). No erosion of the enantiopurity has been detected along the sequence. Interestingly, racemic samples of 12a and 13a crystalize as mixtures of enantiopure crystals.

The UV/Vis absorption and emission spectra for selected examples (compounds 1e, 1g, 1o, 12a and 13a) were recorded in CH2Cl2 (10−5 M) and are shown in Figure 2. The substitution pattern of the fully aromatic dithia[5]helicenes seems to have little influence on the UV/Vis spectra, which are quite similar in shape and display absorption bands up to λ=402 nm; the emission spectra are also similar and characterized by small Stokes shifts, with maxima between λ=421 and 436 nm. However, oxidation of (M)‐1e to (M)‐7e using m‐CPBA results in the emission maximum being substantially red‐shifted by about 80 nm, which is a clear indication of a significant perturbation of the original electronic structure. The fluorescence quantum yields are all low, but they slightly increase from Φ=0.02 in 1e to 0.06 in 1g, or 0.04 in 7e (Table 1, entries 1–4). Previous reports on related structures describe a qualitatively identical behavior upon disruption of the π‐conjugation by S‐oxidation, [23] or by the introduction of electron‐withdrawing substituents at the thiahelicene skeleton, which creates a push–pull character in the structure. [24] As a consequence of the increased π‐extension in dithia[9]helicenes 12a and 13a, these compounds also show absorption maxima in the λ=410–440 nm region.

Figure 2.

Figure 2

Normalized UV/Vis absorption (continuous line) and fluorescence spectra (dotted line) of 1e, 1g, 1o, 7e, 12a, and 13a in CH2Cl2 (10−5 M) at room temperature.

Table 1.

Photophysical properties.

Entry

Compound

λ abs [nm]

logε

λ em [nm][a]

Φ f [nm][b]

1

1e

268 292 318 388

4.69 4.66 4.59 4.27

436

0.02

2

1g

267 305 383 402

4.75 4.67 4.32 4.36

421

0.06

3

1o

268 297 319 389

4.78 4.73 4.67 4.34

430

0.03

4

7e

291 356

4.81 4.41

513

0.04

5

12a

285 356 413 434

4.93 4.53 4.18 4.28

394 452

0.02

6

13a

286 359 416 437

4.83 4.41 4.13 4.18

404 459

0.01

[a] Excited at λ=310 nm. [b] Excited at λ=265 nm and using 9,10‐diphenylanthracene in cyclohexane as a standard.

In summary, we report herein the first highly enantioselective synthesis of dithiahelicenes, which is achieved through a double Au‐catalyzed intramolecular hydroarylation of appropriately constructed alkynes. The use of TADDOL‐derived α‐cationic phosphonite ancillary ligands proved to be essential to provide the appropriate chiral environment around the catalytically active Au center. Single‐crystal X‐ray analyses unambiguously determined the connectivity of the new structures obtained and established their absolute configuration to be P. Moreover, the regioselective postsynthetic bromination of the initially obtained dithia[5]helicene allows π‐extension of that structure into dithia[9]helicenes in a short reaction sequence without loss of enantiopurity.

Conflict of interest

The authors declare no conflict of interest.

Supporting information

As a service to our authors and readers, this journal provides supporting information supplied by the authors. Such materials are peer reviewed and may be re‐organized for online delivery, but are not copy‐edited or typeset. Technical support issues arising from supporting information (other than missing files) should be addressed to the authors.

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Acknowledgements

Financial support from the Deutsche Forschungsgemeinschaft (INST 186/1352‐1 and INST 186/1237‐1) is gratefully acknowledged. We also thank P. Redero for the preparation of compounds 6h and 1r. Open Access funding enabled and organized by Projekt DEAL.

V. Pelliccioli, T. Hartung, M. Simon, C. Golz, E. Licandro, S. Cauteruccio, M. Alcarazo, Angew. Chem. Int. Ed. 2022, 61, e202114577.

Contributor Information

Dr. Silvia Cauteruccio, Email: Silvia.Cauteruccio@unimi.it.

Prof. Dr. Manuel Alcarazo, Email: manuel.alcarazo@chemie.uni-goettingen.de.

Data Availability Statement

The data that support the findings of this study are available in the Supporting Information of this article.

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Data Availability Statement

The data that support the findings of this study are available in the Supporting Information of this article.


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