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. 2022 Jul 29;5(7):e2224625. doi: 10.1001/jamanetworkopen.2022.24625

Association of Frailty, Age, Socioeconomic Status, and Type of Surgery With Perioperative Outcomes in Patients Undergoing Noncardiac Surgery

Kai Yi Wu 1, Pishoy Gouda 1, Xiaoming Wang 2, Michelle M Graham 1,✉
PMCID: PMC9338404  PMID: 35904785

Abstract

This cohort study examines the association of Hospital Frailty Risk Score classification, demographic characteristics, and type of surgery with risk of mortality among patients undergoing noncardiac surgery.

Introduction

Frailty is associated with poor clinical outcomes and is a consequence of cumulative multisystem decline in function and depletion of homeostatic reserves.1,2 The Hospital Frailty Risk Score (HFRS) screens for frailty using International Classification of Diseases, Ninth Revision (ICD-9) and International Statistical Classification of Diseases and Related Health Problems, Tenth Revision (ICD-10) codes.3 The HFRS has been used to identify patients undergoing noncardiac surgery at high risk for prolonged hospital stay, in-hospital mortality, and 1-year mortality.4 We sought to further explore the association of HFRS classification across subgroups of age, socioeconomic status (SES), and surgery type.

Methods

This cohort study evaluated patients undergoing elective noncardiac surgery between October 1, 2008, and September 30, 2019, in Alberta, Canada.4 Of 798 918 patients undergoing noncardiac surgery, 201 706 were excluded because of a lack of postal codes, income data, preceding surgery in the year before, and undergoing an inpatient minor procedure. Socioeconomic status was calculated using an individual’s postal code to estimate SES from census data.5 Surgical risk level was defined by British United Provident Association operative grade. The HFRS was calculated using 109 ICD-9 and ICD-10 codes associated with frailty in any position, using a 2-year look-back period.3 The primary outcome was in-hospital mortality. Secondary outcomes included 30-day and 1-year mortality. This study complies with the Declaration of Helsinki6 and was approved by the University of Alberta Health Research Ethics Board with a waiver of informed consent because of the minimal risk for participants and deidentified data use. This study followed the STROBE reporting guideline.

Continuous variables were described using mean (SD) and median (IQR). The difference of a continuous variable across HFRS groups was tested using the Kruskal-Wallis rank test. Categorical variables were tabulated using number (percentage), and 2-sided P values were from χ2 tests. P < .05 was considered to be significant. Odds ratios (95% CIs) for mortality outcomes were obtained using multivariable logistic regression adjusted with sex, age, individual components of the Charlson Comorbidity Index, revised cardiac risk index, and surgical risk. Stepwise variable selection procedure was adopted to select important variables (with a default enter and stay criterion of .05). Statistical analysis was performed between March 28, 2021, and June 1, 2022, using SAS software, version 7.1 (SAS Institute Inc) and R software (R Foundation).

Results

The final cohort consisted of 597 212 patients (mean [SD] age, 52.7 [22.4] years; 337 595 [56.5%] female) (Table 1). A total of 5528 in-hospital deaths (0.13%) occurred, with an additional 758 (0.13%) within 30 days of discharge and 8439 (1.43%) within 1 year of discharge. Across all subgroups of age, SES, and surgical risk, higher HFRSs were associated with increased in-hospital mortality (overall high vs low risk score: aOR, 9.34; 95% CI, 8.49-10.28; P < .001), 30-day mortality (overall high vs low risk score: aOR, 4.44; 95% CI, 3.51-5.62; P < .001), and 1-year mortality (overall high vs low risk score: aOR3.62; 95% CI, 3.34-3.92; P < .001) (Table 2).

Table 1. Characteristics of the Patient Population Stratified by HFRSa.

Characteristic HFRS category Overall (N = 597 212) P value
Low risk (<5) (n = 530 477) Medium risk (5-15) (n = 51 182) High risk (>15) (n = 15 553)
Age, y
Mean (SD) 50.6 (21.9) 68.4 (19.3) 75.0 (15.9) 52.7 (22.4) <.001
Median (IQR) 54.0 (37.0-67.0) 72.0 (58.0-83.0) 79.0 (67.0-86.0) 56.0 (38.0-69.0)
Sex
Female 303 124 (57.1) 25 954 (50.7) 8517 (54.8) 337 595 (56.5) <.001
Male 227 353 (42.9) 25 228 (49.3) 7036 (45.2) 259 617 (43.5)
HFRS
Mean (SD) 0.6 (1.1) 8.7 (2.8) 21.2 (5.7) 1.8 (4.2) <.001
Median (IQR) 0.0 (0.0-0.5) 8.1 (6.3-10.8) 19.6 (17.0-23.8) 0.0 (0.0-1.5)
CCI score
Mean (SD) 0.3 (0.6) 1.0 (1.1) 1.5 (1.2) 0.4 (0.7) <.001
Median (IQR) 0.0 (0.0-1.0) 1.0 (0.0-2.0) 1.0 (1.0-2.0) 0.0 (0.0-1.0)
CCI score category
0 396 390 (74.7) 20 205 (39.5) 3509 (22.6) 420 104 (70.3) <.001
1 99 035 (18.7) 16 856 (32.9) 5491 (35.3) 121 382 (20.3)
≥2 35 052 (6.6) 14 121 (27.6) 6553 (42.1) 55 726 (9.3)
No. of admissions in preceding 2 y
1 418 409 (78.9) 18 562 (36.3) 2681 (17.2) 439 652 (73.6) <.001
2 84 189 (15.9) 15 281 (29.9) 3882 (25.0) 103 352 (17.3)
≥3 27 879 (5.3) 17 339 (33.9) 8990 (57.8) 54 208 (9.1%)
RCRI score
0 487 376 (91.9) 29 187 (57.0) 5938 (38.2) 522 501 (87.5) <.001
1 35 221 (6.6) 13 620 (26.6) 4908 (31.6) 53 749 (9.0)
2 1159 (0.2) 1927 (3.8) 1347 (8.7) 4433 (0.7)
≥3 6721 (1.3) 6448 (12.6) 3360 (21.6) 16 529 (2.8)
Surgery risk
Intermediate (BUPA 2) 141 017 (26.6) 15 229 (29.8) 5043 (32.4) 161 289 (27.0) <.001
Major (BUPA 3) 204 739 (38.6) 21 870 (42.7) 7763 (49.9) 234 372 (39.2)
Major plus (BUPA 4) 156 862 (29.6) 11 552 (22.6) 2222 (14.3) 170 636 (28.6)
Complex major (BUPA 5) 27 859 (5.3) 2531 (4.9) 525 (3.4) 30 915 (5.2)

Abbreviations: BUPA, British United Provident Association; CCI, Charlson Comorbidity Index; HFRS, Hospital Frailty Risk Score; RCRI, Revised Cardiac Risk Index.

a

Data are presented as number (percentage) of patients unless otherwise indicated.

Table 2. Association of HFRS, Sex, Age, Surgical Risk, and SES With Mortality.

HFRS category In-hospital mortality 30-d Mortality 1-y Mortality
aOR (95% CI)a P value aOR (95% CI)a P value aOR (95% CI)a P value
Overall
Medium risk vs low risk 7.55 (7.01-8.13) <.001 3.69 (3.09-4.42) <.001 2.72 (2.57-2.88) <.001
High risk vs low risk 9.34 (8.49-10.28) <.001 4.44 (3.51-5.62) <.001 3.62 (3.34-3.92) <.001
Sex
Male
Medium risk vs low risk 6.91 (6.27-7.61) <.001 2.79 (2.21-3.52) <.001 2.49 (2.31-2.69) <.001
High risk vs low risk 8.9 (7.83-10.10) <.001 3.57 (2.61-4.88) <.001 3.31 (2.96-3.69) <.001
Female
Mediate risk vs low risk 8.27 (7.36-9.28) <.001 5.5 (4.15-7.28) <.001 3.01 (2.75-3.28) <.001
High risk vs low risk 9.54 (8.25-11.03) <.001 6.35 (4.44-9.07) <.001 3.98 (3.54-4.47) <.001
Age, y
<65
Medium risk vs low risk 16.45 (14.31-18.92) <.001 8.26 (5.93-11.51) <.001 4.64 (4.12-5.22) <.001
High risk vs low risk 27.83 (22.91-33.81) <.001 9.07 (4.88-16.86) <.001 9.97 (8.33-11.94) <.001
65-69
Medium risk vs low risk 11.28 (8.98-14.16) <.001 8.36 (5.25-13.32) <.001 3.12 (2.62-3.72) <.001
High risk vs low risk 12.82 (9.42-17.45) <.001 10.49 (4.86-22.61) <.001 4.9 (3.75-6.39) <.001
70-74
Medium risk vs low risk 7.22 (5.88-8.86) <.001 6.27 (3.88-10.14) <.001 2.77 (2.36-3.25) <.001
High risk vs low risk 9.01 (6.81-11.92) <.001 15.86 (8.85-28.42) <.001 4.91 (3.9-6.17) <.001
75-79
Medium risk vs low risk 6.24 (5.16-7.54) <.001 3.04 (1.86-4.97) <.001 2.58 (2.24-2.98) <.001
High risk vs low risk 8.66 (6.83-10.98) <.001 5.42 (2.96-9.92) <.001 3.05 (2.47-3.76) <.001
80-84
Medium risk vs low risk 4.48 (3.73-5.38) <.001 3.64 (2.41-5.50) <.001 2.16 (1.89-2.46) <.001
High risk vs low risk 6.03 (4.86-7.48) <.001 4.86 (2.96-7.96) <.001 2.8 (2.36-3.32) <.001
≥85
Medium risk vs low risk 2.37 (2.05-2.74) <.001 1.73 (1.24-2.40) .001 1.39 (1.24-1.57) <.001
High risk vs low risk 2.65 (2.23-3.15) <.001 2.19 (1.50-3.18) <.001 1.51 (1.3-1.74) <.001
Surgery risk
Intermediate
Medium risk vs low risk 10.42 (8.94-12.16) <.001 5.8 (4.22-7.97) <.001 2.93 (2.64-3.25) <.001
High risk vs low risk 14.68 (12.19-17.68) <.001 7.84 (5.31-11.58) <.001 3.76 (3.29-4.31) <.001
Major
Medium risk vs low risk 5.93 (5.19-6.77) <.001 4.79 (3.45-6.65) <.001 2.79 (2.51-3.09) <.001
High risk vs low risk 6.31 (5.38-7.40) <.001 5.03 (3.37-7.51) <.001 3.47 (3.05-3.96) <.001
Major plus
Medium risk vs low risk 7.21 (6.42-8.10) <.001 2.49 (1.78-3.48) <.001 2.26 (2.03-2.52) <.001
High risk vs low risk 10.04 (8.49-11.88) <.001 3.13 (1.85-5.31) <.001 3.27 (2.72-3.94) <.001
Complex
Medium risk vs low risk 10.19 (7.71-13.45) <.001 2.7 (1.34-5.43) .005 2.38 (1.96-2.89) <.001
High risk vs low risk 20.4 (13.49-30.83) <.001 4.81 (1.69-13.66) .003 3.7 (2.68-5.10) <.001
SES quantile, %b
0-10
Medium risk vs low risk 5.66 (4.62-6.93) <.001 2.64 (1.60-4.36) <.001 2.61 (2.22-3.07) <.001
High risk vs low risk 8.24 (6.44-10.55) <.001 3.93 (2.07-7.44) <.001 3.52 (2.82-4.39) <.001
10-30
Medium risk vs low risk 8.92 (7.62-10.45) <.001 4.99 (3.46-7.19) <.001 2.59 (2.30-2.92) <.001
High risk vs low risk 10.55 (8.67-12.84) <.001 7.14 (4.50-11.34) <.001 3.51 (2.98-4.13) <.001
30-50
Medium risk vs low risk 7.85 (6.73-9.15) <.001 3.75 (2.56-5.50) <.001 2.35 (2.08-2.64) <.001
High risk vs low risk 10.05 (8.25-12.25) <.001 3.94 (2.35-6.58) <.001 3.27 (2.76-3.86) <.001
50-70
Medium risk vs low risk 7.1 (5.98-8.43) <.001 3.34 (2.24-4.97) <.001 3.07 (2.70-3.50) <.001
High risk vs low risk 10.21 (8.27-12.61) <.001 4.06 (2.44-6.78) <.001 3.82 (3.18-4.59) <.001
70-90
Medium risk vs low risk 8.83 (7.38-10.58) <.001 6.25 (4.14-9.43) <.001 3.23 (2.8-3.73) <.001
High risk vs low risk 10.68 (8.54-13.36) <.001 10.33 (6.15-17.37) <.001 4.37 (3.60-5.32) <.001
90-100
Medium risk vs low risk 7.72 (5.90-10.1) <.001 12.32 (7.21-21.05) <.001 3.35 (2.73-4.12) <.001
High risk vs low risk 9.04 (6.50-12.58) <.001 15.79 (7.68-32.46) <.001 4.79 (3.65-6.29) <.001

Abbreviations: aOR, adjusted odds ratio; CCI, Charlson Comorbidity Index; HFRS, Hospital Frailty Risk Score; RCRI, Revised Cardiac Risk Index; SES, socioeconomic status.

a

Adjusted for sex, age, individual components of the CCI, RCRI as a categorical variable, and surgical risk as categorical variable.

b

Lowest quantile indicates lowest SES.

Discussion

This study found an association of frailty, as determined by the HFRS, with increased in-hospital, 30-day, and 1-year mortality using a large cohort of patients who underwent elective noncardiac surgery. Across all subgroups of sex, age group, surgical risk, and SES, a higher HFRS was associated with increased mortality. Although previous studies2,7 have found an association of age, sex, SES, and surgical complexity with surgical outcomes, we highlight that frailty as determined by HFRS is also an important consideration across these subgroups. Our study is limited by the reliance on ICD-9 and ICD-10 coding, which has inherent issues with accuracy and depth of coding to accurately define frailty. In addition, interactions between HFRS and other significant factors associated with mortality were not assessed. Implementation of an automated method available in medical records to classify patients’ frailty may allow clinicians and patients to have an informed discussion about the independent risks of increased frailty on postoperative outcomes and requires further investigation.

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