Abstract
Objective
Characterize and quantify epithelium in multiple etiologies of laryngotracheal stenosis (LTS) to better understand its role in pathogenesis.
Study Design
Controlled in vitro cohort study.
Methods
Endoscopic brush biopsy samples of both normal (non‐scar) and scar were obtained in four patients with idiopathic subglottic stenosis (iSGS) and four patients with iatrogenic LTS (iLTS). mRNA expression of basal, ciliary, and secretory cell markers were evaluated using quantitative PCR. Cricotracheal resection tissue samples (n = 5 per group) were also collected, analyzed using quantitative immunohistochemistry, and compared with rapid autopsy tracheal samples.
Results
Both iSGS and iLTS‐scar epithelium had reduced epithelial thickness compared with non‐scar control epithelium (P = .0009 and P = .0011, respectively). Basal cell gene and protein expression for cytokeratin 14 was increased in iSGS‐scar epithelium compared with iLTS or controls. Immunohistochemical expression of ciliary tubulin alpha 1, but not gene expression, was reduced in both iSGS and iLTS‐scar epithelium compared with controls (P = .0184 and P = .0125, respectively). Both iSGS and iLTS‐scar had reductions in Mucin 5AC gene expression (P = .0007 and P = .0035, respectively), an epithelial goblet cell marker, with reductions in secretory cells histologically (P < .0001).
Conclusions
Compared with non‐scar epithelium, the epithelium within iSGS and iLTS is morphologically abnormal. Although both iSGS and iLTS have reduced epithelial thickness, ciliary cells, and secretory cells, only iSGS had significant increases in pathological basal cell expression. These data suggest that the epithelium in iSGS and iLTS play a common role in the pathogenesis of fibrosis in these two etiologies of laryngotracheal stenosis.
Setting
Tertiary referral center (2017–2020).
Level of Evidence
NA Laryngoscope, 132:2194–2201, 2022
Keywords: Laryngotracheal stenosis, iatrogenic, idiopathic subglottic stenosis, iSGS, iLTS, subglottic stenosis, epithelium
INTRODUCTION
Laryngotracheal stenosis (LTS) is a severe recurrent airway disease that results from scaring of the subglottis, glottis, and/or trachea. Although there are several etiologies of LTS, intubation‐related injury (iatrogenic LTS, iLTS) and idiopathic disease (idiopathic subglottic stenosis [iSGS]) are the most predominant. 1 Although there are established clinical differences in patient demographics, disease severity, and prognosis between these two etiologies, 2 iLTS and iSGS both manifest in a common clinical phenotype of obstructive fibrosis limiting physiologic airflow. 1 , 3 In both cases, patients develop worsening subjective dyspnea secondary to luminal compromise and require procedural intervention to improve ventilation.
The surgical treatment of all types of LTS includes three key principles: excision and/or dilation of scar tissue; restoration of luminal patency; and reconstitution of the innate epithelial barrier. Although open reconstructive treatments such as cricotracheal resection remove disease airway epithelium en bloc with the underlying submucosa scar and cartilage framework, newer endoscopic techniques aimed at isolated mucosa resection and epithelial reconstitution have also been explored. Specifically, the Maddern procedure, which involves endoscopic scar excision and barrier replacement with autologous epithelial substitute (either split‐thickness‐skin‐graft or buccal mucosal grafts), has demonstrated efficacy in reducing scar recurrence. 4 , 5 These surgical approaches contrast with the mainstay surgical treatment, namely endoscopic excision and balloon dilation, which fails to reconstitute the epithelium and may contribute to scar recurrence and the need for serial procedures. 6 The restoration of airway epithelium as a critical component to durable treatment response for LTS suggests that epithelial defects may play a role in the development, maintenance, or progression of airway fibrosis. 7
The ciliated pseudostratified columnar epithelium of the subglottis and trachea constitutes a mechanical barrier against pathogens and noxious pollutants, and generates glycoproteins/mucus to neutralize antigens and to facilitate their clearance. 8 These complex functions require a number of specialized cell types including basal cells, secretory cells (goblet or mucus‐producing cells and club cells), and ciliated cells for normal, healthy epithelial function (Fig. 1). 9 Recent findings in alternate pulmonary pathologies have placed central importance on airway epithelial barrier function in the pathogenesis of chronic airway disease. For example, ciliary dysfunction contributes to the pathophysiology of primarily ciliary dyskinesis (PCD), 10 as well as chronic obstructive pulmonary disease (COPD), by reducing mucociliary clearance. 11 , 12 , 13 Alternatively, in idiopathic pulmonary fibrosis (IPF), epithelial apoptosis with disruption of the basement membrane secondary to chronic inflammation is a hallmark histologic characteristic. In animal models of IPF, genetic defects in the epithelial barrier are associated with accelerated fibrosis, driven by pathologic lung fibroblasts. 14 , 15
The durable clinical outcomes of LTS treatments that restore the epithelial barrier, as well as the involvement of dysfunctional cilia in PCD, COPD, and IPF, suggests that dysfunctional airway epithelial cell types may be a component of LTS pathogenesis. In this study, we sought to characterize the epithelial morphology of two major LTS etiologies (iSGS and iLTS). We hypothesized that LTS airway epithelial morphology is phenotypically different than normal, non‐scar epithelium. Further, we hypothesized that patients who develop their injury following prolonged endotracheal intubation would have less ciliated cells than iSGS patients. Our results enhance our understanding of epithelium in LTS scar, provide insight into LTS disease pathogenesis, and may promote innovative new therapies.
METHODS
Epithelial Brush Biopsies and Tissue Section Samples
Endoscopic brush biopsy samples were taken from eight patients, four with iLTS and four with iSGS following informed consent in accordance with the Johns Hopkins University Institutional Review Board (NA_00078310), which approved all associated procedures. Brush biopsy samples were specifically obtained from both scar and normal tracheal epithelium. For histological analyses, five separate patients with iLTS and five patients with iSGS underwent cricotracheal resection as part of their treatment plan. Normal controls for histologic analysis were rapidly processed autopsy (RPA) specimens processed within 24 hours of death. 16 Rapid autopsy tissue samples were excluded from PCR analysis due to concerns of RNA degradations postmortem. Rapid autopsy samples of normal tracheal epithelium were also obtained in accordance with Johns Hopkins University Institutional Review Board (IRB 00250531) and used as non‐scar control specimens.
Rt‐PCR
Brush biopsies of scar and non‐scar epithelium (normal) were obtained from patients with iSGS (n = 4) and iLTS (n = 4) who underwent endoscopic excision and dilation surgery. Brush samples were separate from tissue samples, were mechanically homogenized using metallic microbeads in RLT buffer, and subsequently purified after serial centrifugation and filtration steps using the RNeasy Mini Spin Column as specified in the RNeasy Minikit (Qiagen, Valencia, California), as previously described. 17 RNA was quantified with a NanoDrop 2000 spectrophotometer (Thermo Scientific, Waltham, Massachusetts) converted into cDNA using the iScript cDNA Synthesis Kit (Bio‐Rad, Hercules, CA) as per the manufacturer's recommendations. Gene primers (Integrated DNA technologies, Coralville, Iowa) used included Cytokeratin‐14 (CK14), Cytokeratin‐5 (CK5), Tumor Protein P63 (TP63), Mucin 5AC (MUC5AC), Clara cell secreting protein (CCSP), Tubulin alpha 1A (TUBA1A), and Calmodulin 1 (CALM1) (see Supporting Information, Table S1). Gene expression was assessed using quantitative real‐time polymerase chain reaction (qPCR) with a StepOnePlus Real‐Time PCR system (Life Technologies, Carlsbad, California) and Power SYBR Green Mastermix (Life Technologies). Each reaction well underwent 40 cycles of a denaturation step at 95°C for 15 seconds, followed by annealing and extension at 60°C for 60 seconds. The cycle threshold (CT) for gene product detection was normalized against the reference gene GADPH and then compared with normal controls (∆∆CT). Gene expression is presented as relative fold change (2−∆∆CT) and therefore normal controls are normalized to a gene expression of 1. All samples were repeated in triplicate.
Immunohistochemistry and Cell Counting
Tissue section specimens from patients with iSGS (n = 5) and iLTS (n = 5) were compared with non‐scar trachea derived from rapid autopsy (RPA) tracheal specimens. These RPA tracheal specimens were selected based on patients with no prior evidence of tracheostomy, prolonged intubation, or history of radiation to the head and neck. Additional demographics are outlined in Table I. Specimens were fixed in 10% formalin for a minimum of 24 hours and subsequently embedded in paraffin. Formalin‐fixed, paraffin‐embedded (FFPE) tissue blocks were sectioned in 5 μm cuts in axis with tracheal rings (anatomically axial cuts) so as to provide circumferential evaluation of the tracheal epithelium. Prior to staining, slides were deparaffinized and rehydrated using xylene/ethanol. To recover antigenicity, a heat‐induced epitope retrieval procedure using a sodium citrate buffer (10 mM Sodium Citrate, 0.05% Tween 20, pH 6.0) and a steamer was performed. To avoid acquiring false‐positive staining, slides were washed with 1ml PBS and subsequently incubated for 30 minutes in DMEM with 10% FBS to block unspecific binding sites. Finally, individual slides were incubated using simultaneous immunofluorescence staining and left overnight. Slides were stained for DAPI, Anti‐Cytokeratin 14 (CK14, clone LL002, Thermo Scientific, Fremont, CA, USA), and either anti‐acetylated α‐tubulin (clone 6‐11B‐1, Santa Cruz Biotechnology, Santa Cruz, CA, USA) or Anti‐Muc5ac.a (#BS‐7166R, Bioss Inc, USA). For each CK14 stained slide, the number of cells with positive staining for CK14 was measured on 40× (high‐powered field) magnification and normalized to total number of cells present in the epithelium at that magnification. Measurements were taken in triplicate at three different high‐powered epithelial locations. Due to a range of total cell counts (59‐299), these were normalized to the total number of epithelial cells as a percentage and subsequently averaged per sample. Similarly, the number of positive cells staining for TUBA was also measured and normalized to the total number of most apical cells. These were also performed in triplicate, as described above. A total of three specimens of each group was used for this portion of the analysis.
TABLE I.
Brush Biopsy | Tissue Section | ||||||
---|---|---|---|---|---|---|---|
Enrollment | iLTS (n = 4) | iSGS (n = 4) | iLTS (n = 5) | iSGS (n = 5) | RPA (n = 5) | ||
Mean age (range) | 51 (23–81) | 50 (39–60) | P = .93 | 48 (20–79) | 51 (31–86) | 51 (33–67) | P = .97 |
Sex, female (%) | 2 (50%) | 4 (100%) | P = .10 | 3 (60%) | 5 (100%) | 2 (40%) | P = .12 |
BMI (range) | 32.2 | 40.6 | P = .03 * | 26.3 | 25 | 20.2 | P = .12 |
Cotton–Meyer grade | 2.8 | 1.8 | P = .25 | 2.6 | 2.4 | — | P = .58 |
1 | 1 | 1 | 0 | 0 | — | ||
2 | 1 | 3 | 2 | 3 | — | ||
3 | 0 | 0 | 3 | 2 | — | ||
4 | 2 | 0 | 0 | 0 | — | ||
Tobacco use, n | |||||||
Current | 0 | 0 | 0 | 0 | 1 | ||
Former | 2 | 0 | 2 | 0 | 0 | ||
Never | 4 | 4 | 3 | 5 | 4 | ||
History of intubation | 4 | 1 | 5 | 1 | 1 | ||
Tracheostomy | 4 | 0 | P = .03 * | 1 | 1 | 0 | P = .58 |
Comorbidities | |||||||
Asthma | 0 | 0 | 1 | 0 | 0 | ||
COPD | 0 | 0 | 1 | 0 | 0 | ||
T2DM | 1 | 1 | 1 | 0 | 1 | ||
Depression | 2 | 1 | 1 | 1 | 3 | ||
GERD | 1 | 1 | 0 | 3 | 1 | ||
Hemiplegia | 1 | 0 | 0 | 0 | 0 | ||
Hypertension | 3 | 3 | 0 | 1 | 0 | ||
OSA | 2 | 0 | 0 | 0 | 0 | ||
Solid tumor | 1 | 0 | 0 | 0 | 5 | ||
Inflammatory tissue disease | 0 | 0 | 0 | 0 | 0 | ||
Steroids | 0 | 0 | 0 | 1 | 2 | ||
Radiation | 0 | 0 | 0 | 0 | 0 | ||
CCI (range) | 4 (2–7) | 1.3 (0–2) | P =0.058 | 1.8 (0–5) | 1.8 (0–5) | 8.4 (2–13) | P = .005 * |
Level of stenosis | |||||||
Posterior glottis | 1 | 0 | 0 | 0 | — | ||
Subglottic | 2 | 4 | 2 | 4 | — | ||
Tracheal | 4 | 0 | 3 | 2 | — | ||
Glottic | 1 | 0 | 0 | 0 | — | ||
Multilevel | 3 | 0 | 1 | 1 | — |
CCI = Charlson Comorbidity Index; COPD = chronic obstructive pulmonary disease; GERD = gastroesophageal reflux disease; OSA = obstructive sleep apnea; T2DM = diabetes mellitus type 2.
Significance statement for bold P < 0.05.
Standard hematoxylin–eosin (H&E) staining of tissue section specimens were utilized for cell counting and epithelial thickness, given a limited supply. Only areas of intact epithelium were evaluated to avoid capture of slide processing artifacts, and to reduce inherent observer bias between groups. Epithelial thickness was measured from basement membrane to cell surface (excluding cilia). The number of secretory cells (by counting vacuolated cells) within intact epithelium were counted at 40× magnification and normalized to total cell number per slice. Measurements were taken in triplicate at three different high‐powered fields and averaged per sample.
Statistical Analysis
Multiple groups were compared using an analysis of variance (ANOVA) with a Bonferroni correction for multiple comparisons. Categorical patient demographic data were compared with a Fisher exact test. Continuous patient demographics were compared with a Mann–Whitney test. Significance criterion for all analyses was set at P < .05. Data analysis was performed using Prism software (version 8.4.3, GraphPad Software Inc., CA, USA).
RESULTS
Experimental Cohort
Patient demographics can be seen in Table I. For endoscopic tissue samples, there were no significant differences in age, sex, or Cotton–Meyer grade between iLTS and iSGS. Patients with iLTS were more likely to have a history of tracheostomy (P = .03) and a high BMI (P = .03). For tissue section derived from patients who underwent cricotracheal resection, there were no differences in age, sex, or BMI. Rapid autopsy samples expectedly had greater Charlson comorbidity index (CCI) scores than the experimental arms (P = .005).
Epithelial Thickness is Reduced in iLTS‐Scar and iSGS‐Scar Compared with Non‐Scar Controls
H&E staining of tissue section specimens shows epithelial thickness in iLTS (n = 5) and iSGS (n = 5) compared with control (Rapid autopsy specimens, n = 5) epithelium (Fig. 2A). Quantitative assessment showed a reduction in iLTS‐scar epithelium (mean of 71.7 μm, mean difference of 46.97 μm, P = .0011, 95% CI: 21.06–72.87) and iSGS‐scar epithelium (mean of 70.3 μM, mean difference of 48.37 μm, P = .0009, 95% CI: 22.47–74.27) compared with non‐scar RPA controls (mean of 118.7 μm) (Fig. 2B).
Gene Expression of Basal Cell Markers Cytokeratin 14 (CK14) and 5 (CK5) are Increased in iSGS‐Scar Epithelium
Brush biopsies of iSGS‐scar showed a 34‐fold (n = 4, P = .027) increased expression of CK14 compared with control epithelium (n = 4) and a 30‐fold increase compared with iLTS (n = 4, P = .049) (Fig. 3A). CK5 was also elevated in iSGS‐scar brush biopsies compared with non‐scar epithelial (7.1×, P = .034) and iLTS‐scar (5.1×, P = .033). TP63 expression was not different in control epithelium compared with iSGS or iLTS‐scar derived epithelium, yet there was a 2.8‐fold reduction in iLTS‐scar compared with iSGS‐scar epithelium (P = .028, Fig. 3A). Morphologic observations included atypical basal cells in scar samples. In some areas, they were hyperplastic and more densely stacked than normal controls. Quantitative analysis of IHC staining (Fig. 3B,C) revealed a greater percentage of CK14 positive basal cells in iSGS‐scar (54% positive per hpf, mean difference 49.1%, n = 3, P = .02, 95% CI: 9.7%–89%) compared with control epithelium (5% positive per hpf, n = 3). There was no difference with iLTS.
Protein Expression of Cilia, But Not Gene Expression, is Diminished in Both iLTS and iSGS Relative to Control Epithelium
There were no significant differences in ciliated cell gene expression (TUBA1A or CALM1) between LTS and RPA control brush biopsy samples (Fig. 4A). Quantitative immunohistochemical staining (Fig. 4B) for TUBA1A, a ciliary marker, showed a significant decrease expression in both iLTS (19.5%, mean difference 61%, n = 3, P = .0125, 95% CI: 17%–105%) and iSGS (24.5%, mean difference 56%, n = 3, P = .0184, 95% CI: 12%–100%) compared with RPA controls (80.5%, n = 3). Immunohistochemistry also demonstrated irregular cilia present in iLTS‐scar epithelium as compared with iSGS‐scar or normal epithelium (Fig. 4C). Merged representative immunohistochemical staining demonstrated changes in epithelium morphology in iSGS and iLTS‐scar epithelium compared with non‐scar epithelium (Fig. 5).
Mucous Producing Goblet Cells are Reduced in Both iLTS and iSGS‐Scar Epithelium
iLTS‐scar (2.85‐fold decrease, n = 4, P = .0035) and iSGS‐scar (5.6‐fold decrease, n = 4, P = .0007) had a significant reduction in MUC5AC gene expression compared with control epithelium (n = 4) (Fig. 6A). Similarly, CCSP gene expression was decreased in iLTS (33.4‐fold decrease, n = 4, P < .0001) and iSGS‐scar (5.3‐fold decrease, P < .0002) compared with control epithelium. Further, both iSGS‐scar (1.8%, mean difference of 6.1%, n = 5, P < .0001, 95% CI: 4.1%–9.9%) and iLTS‐scar epithelium (1.3%, mean difference of 7.5%, n = 5, P < .0001, 95% CI: 4.6%–10.4%) had significantly reduced populations of secretory cells, compared with normal (5.5%, n = 5, P < .0001), control epithelium (Fig. 6B). Representative immunohistochemical staining for MUC5AC demonstrated diminished goblet cell expression in iLTS and iSGS epithelium compared with non‐scar epithelium (Fig. 6C).
DISCUSSION
This is the first study to characterize the epithelium overlying scar in different clinical etiologies of LTS as well as comparing diseased with normal subglottic epithelium. In our data, we observed noticeable differences in multiple epithelial cell types between iSGS‐scar, iLTS‐scar, and non‐scar control epithelium. Compared with non‐scar controls, both iSGS‐scar and iLTS‐scar epithelium had reduced overall epithelial thickness, a reduced number of ciliated cells, and a reduced number of secretory cells, demonstrating abnormal epithelium in both LTS etiologies.
The principal distinction between iSGS and iLTS epithelium was in basal cell morphology. Specifically, we found iSGS‐scar epithelium had increased gene expression of CK5 and CK14 compared with iLTS epithelium. These pathologic cytokeratin isoforms are seen in other chronic airway diseases 18 , 19 and demonstrate a diminished capacity for epithelial healing, differentiation, and reductions in tight junction protein expression resulting in abnormal barrier function. 20 , 21 , 22 , 23 , 24 In IPF specifically, pathologic CK5+CK14+ basal cell subtypes are also associated with regions of active fibrotic disease. 25 This is consistent with our findings within iSGS, which demonstrate pathologic CK5+CK14+ basal epithelium overlying areas of subglottic fibrosis. As the progenitor cell type for club, goblet, and ciliated cells, changes in basal cell morphology also impacts global epithelial function. 26 Interestingly, alterations in epithelial tight junction proteins, which provide a physical barrier between epithelial cells, are present in histological lung samples from patients with IPF and is thought to be associated with fibrosis. 22 , 27 Similar dysfunctional epithelium may also exist within iSGS resulting in pathologic healing and subsequent fibrosis.
Comparing and contrasting epithelial morphology between iLTS and iSGS may further our understanding of their respective pathophysiology. In iLTS, the endotracheal tube denudes the epithelium resulting in a limited ability to clear mucus and increasing susceptibility to antigen invasion of the lamina propria. 28 Together this triggers a dysregulated inflammatory cascade, which, in turn, drives fibrosis. 7 , 29 iSGS, in contrast to iLTS, occurs spontaneously. The presence of atypical epithelial cells in iSGS suggests a common pathogenesis with iLTS, wherein the defects in iSGS epithelium may contribute to the underlying fibrosis. The combination of impaired mucociliary clearance with alterations in epithelial cell barrier function may result in an antigen‐induced pro‐inflammatory state akin to that found in iLTS. This alteration may contribute to fibrosis within iSGS lamina propria. Future studies should focus on the interaction between the epithelium and the lamina propria to further elucidate this complex relationship and its role in fibrotic development.
While this study is the first to describe epithelial changes in LTS based on clinical phenotype, there are several limitations. As with many translational studies, our results were limited by a relatively low number of patent samples with heterogeneity typical of human specimens. Due to practical limitations of tissue availability, both non‐scar brush biopsies and RPA tissue sections specimen were utilized as controls in our study. We also noted slight differences in protein and gene expression between surface markers from brush biopsy compared with sampled tissue, which may reflect more global morphological differences. Moreover, it is also unclear if patient comorbidities or postmortem changes may have impacted the epithelium. Despite this, we were able to successfully characterize and quantify distinct features of iSGS and iLTS‐scar epithelium. Although our study did not find differences in ciliary cell gene expression between iLTS and iSGS, this may be secondary to differences in post‐translational modifications that are required for ciliary protein expression on the cell surface. 30 Therefore, using IHC, we were able to directly measure differences in ciliary protein between samples. Future studies to assess ciliary function using ciliary beat frequency or electron microscopy and to assess barrier function using permeability and electrical resistance testing may further characterize the impact of morphological aberrant epithelium in patients with LTS.
CONCLUSIONS
In this study, we found abnormal morphology within multiple epithelial cell types in the two predominant etiologies of LTS. Reductions in epithelial thickness, ciliary cells, and secretory cells were common pathologic features of both iSGS and iLTS, whereas an increased prevalence of CK14+ basal cells was found in iSGS epithelium alone. Impaired mucociliary clearance and diminished barrier function may represent a common pathway in the pro‐inflammatory state seen within LTS and contributes to lamina propria fibrosis.
Supporting information
Acknowledgments
The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health. This study was also financially supported by the Triological Society and American College of Surgeons (Alexander Hillel) and the American Academy of Otolaryngology–Head and Neck Surgery Foundation Resident Research Grant (Ioan Lina).
Editor's Note: This Manuscript was accepted for publication on January 19 2022.
Research reported in this publication was supported by the National Institute on Deafness and Other Communication Disorders of the National Institutes of Health under award numbers 1R01DC018567, R21DC017225, and T32DC000027. Dr. Gelbard is supported by the National Heart Lung and Blood Institute, the National Institutes of Health under award number 1R01HL146401‐01 and the Patient‐Centered Outcomes Research Institute (PCORI) under award number 1409‐22214.
Dr. Hillel receives sponsored research agreement with Medtronic to investigate tracheostomy tube injury to the trachea. The remaining authors have no other funding, financial relationships, or conflicts of interest to disclose.
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