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Journal of the West African College of Surgeons logoLink to Journal of the West African College of Surgeons
. 2022 Jul 12;11(2):7–13. doi: 10.4103/jwas.jwas_66_21

Orthodontic Treatment Needs of Adolescents in North-Western Nigeria Using the Index of Orthodontic Treatment Needs

T E Adeyemi 1, E A Aikins 2,, T A Yemitan 3
PMCID: PMC9380789  PMID: 35983256

Abstract

Introduction:

Orthodontic treatment planning within a public health system needs information on the need for orthodontic treatment within the population. It is imperative to have epidemiological data from which the need for orthodontic care in any region can be estimated. The present study, therefore, aimed to determine the orthodontic treatment need of adolescents in North-Western Nigeria.

Materials and Methods:

A descriptive cross-sectional study was conducted of 200, 12–15-year-old schoolchildren in Northern Nigeria using the Dental Health Component (DHC) and Aesthetic Component (AC) of the Index of Orthodontic Treatment Need (IOTN). A structured interview and clinical examination were used to assess the subjects. Descriptive statistics and χ2 tests were used for data analysis with statistical significance set at P < 0.05.

Results:

There were 19.5% with definite need (DHC 4 or 5) for orthodontic treatment and 15.5% borderline need (DHC 3). The AC scores demonstrated that 1% of the studied subjects had a definite need (AC 8–10) for orthodontic treatment and 24% borderline need (AC 5–7). A statistically significant relationship between AC and DHC of IOTN among the study population (P < 0.05) was observed.

Conclusion:

Using the DHC of the IOTN, the proportion of subjects estimated to have great and very great treatment needs (grades 4 and 5) was 19.5%. However, only 1% of individuals were in need (grades 8–10) of orthodontic treatment according to the AC. Awareness about orthodontic treatment should be a part of public health planning for this region.

Keywords: Adolescents, IOTN, Nigeria, orthodontic treatment need, orthodontics

Introduction

Majority of orthodontic patients are children and adolescents; therefore, information on the orthodontic treatment need among this demography allows convenient national budget planning. Orthodontic treatment is important because malocclusion has been linked not only to aesthetic concerns but also to functional limitations and psychological impact.[1] Information about the prevalence of malocclusion and need for orthodontic treatment allows for public health planning and informed national funds allocations.[2]

Several indices have been developed to grade orthodontic treatment need in order to manage increased demand for orthodontic treatment globally.[3,4] These indices have also been used in prioritizing the orthodontic treatment need of prospective patients.[5] One of such indices, namely, the Index of Orthodontic Treatment Need (IOTN), was developed by Brook and Shaw and has two separate components, the Aesthetic Component (AC) and Dental Health Component (DHC), which rank an individual’s malocclusion according to aesthetics and dental health.[3,6] The IOTN is a valid tool for determining the need for orthodontic treatment in different countries and populations.[7,8,9,10,11]

Kano is the capital of Kano State situated in the North-Western geopolitical zone of Nigeria. Kano is the second largest city in the country with an estimated population of 371,243 based on the 2006 national census.[12] Kano is known to be a commercial as well as an agricultural city with most residents belonging to the Hausa ethnic group. Orthodontic treatment in this locality is paid out of pocket and largely considered to be unaffordable; there is also a shortage of orthodontists.[13]

There has been very little information on the orthodontic treatment need status of North-Western Nigeria. A search of literature revealed only one epidemiological study which compared orthodontic treatment need among adolescents from North-Western Nigeria to adolescents from two other major ethnic groups in Nigeria.[14] Since no previous attempt has been made to quantitatively assess the orthodontic treatment needs in the region using the IOTN, it is necessary to have epidemiological data to estimate need for orthodontic care in this region. The objective of this study was therefore to determine the need for orthodontic treatment using the IOTN and also to investigate whether age, gender, ethnicity, and religion have any relationship with this need in 12–15-year-old schoolchildren residing in Kano, North-Western Nigeria.

Materials and Methods

Ethics and consent

Ethical approval was obtained from the Kano State Ministry of Health (NHREC/17/03/2018). Consent was obtained from the parents/guardians of the participants while the participants gave assent for the study.

Study design

This is a descriptive cross-sectional study among secondary school students in Northern Nigeria.

Study location

The research was conducted at Faggae Local Government Area (LGA) of Kano State, North-Western Nigeria.

Study population

Participants were 200 adolescents aged 12–15 years attending secondary schools at Faggae LGA of Kano State in February 2020.

Inclusion criteria

Healthy Nigerian adolescents of both sexes aged 12–15 years who were willing to participate in the study were included with consent form signed by parents and assented to by participants.

Exclusion criteria

Individuals who had undergone orthodontic treatment and those with a history of jaw fracture were excluded.

Sample size determination

The sample size for this study was determined using Fisher’s formula for descriptive cross-sectional studies.[15]

graphic file with name JWACS-11-7-g001.jpg

where

n = maximum sample size for the study;

z = standard normal deviate corresponding to 95% confidence level = 1.96 from the normal distribution table;

p = prevalence of malocclusion obtained from a previous study[16] in northern Nigeria (87.7%) = 0.877;

q = complementary probability which is 1 – p = 1 – 0.877 = 0.123;

d = degree of precision of 5%; therefor-e

graphic file with name JWACS-11-7-g002.jpg

Addition of 10% for non-response: 166 + 17 = 183.

Minimum sample size was therefore 183 participants.

Sampling technique

A public and private secondary school was randomly selected from available secondary schools in Faggae LGA of Kano State. Then, samples were proportionally allocated to each selected school based on their corresponding population size. Sample frames were developed from a list of 12–15-year-old students from each selected school. Systematic random sampling was used to select the participants in each school from the sampling frame as follows:

graphic file with name JWACS-11-7-g003.jpg

Data collection

The data were collected in the school compound during school hours under natural lighting conditions, with the student seated and the teeth in centric occlusion. A structured face-to-face interview was carried out before the respective clinical examination of each child.

A validated interviewer administered questionnaire was used to obtain information on sociodemographic characteristics.

Thereafter, a calibrated examiner conducted the clinical examination and rated the children AC scores. The examination was carried out in natural light using disposable gloves and wooden spatula. Each student’s anterior teeth were assessed by comparing the appearance of their teeth to the AC of the IOTN photographs with grade 1 as the most attractive and grade 10 as the least attractive [Figure 1]. The grades of the AC which correspond to the numbers on the respective photographs, depicting the levels of treatment need, are as follows:

Figure 1.

Figure 1

Aesthetic Component of IOTN

AC grades 1–4: no need for orthodontic treatment.

AC grades 5–7: borderline/moderate need for orthodontic treatment.

AC grades 8–10: definite need for orthodontic treatment.

In addition, occlusal anomalies of the DHC [Figure 2] were recorded and scored by the examiner. Intraoral measurements were made with a pair of sterile dividers (dbOrtho, West Yorkshire, UK) and transferred to a meter rule. The meter rule was subjected to high level disinfection (1:10 dilution of hypochlorite) after each use. The DHC grade was then determined according to the highest scoring anomaly.

Figure 2.

Figure 2

Dental Health Component of IOTN

Intra-examiner reliability

Thirty of the students were selected randomly and reexamined by the same examiner after a 4-week interval. Kappa reliability coefficient of 0.91 for DHC and 0.88 for AC were obtained indicating strong agreement.

Data analysis

Data were analyzed using IBM Statistical Package for Social Sciences software (SPSS) version 23. Quantitative variables were described using measures of central tendency and variability such as mean and standard deviation. Frequency distribution and percentage were carried out to describe categorical (qualitative) variables. The χ2 test was used for comparison of categorical variables. Level of statistical significance was set at P < 0.05.

Results

A total of 200, 12–15-year-old schoolchildren with a mean age of 13.6 ± 1.1 years participated in the study. Table 1 shows the sociodemographic characteristics of the study population.

Table 1.

Sociodemographic characteristics of participants

Variables Frequency (n=200) Percentage
Age
 12 years 45 22.5
 13 years 50 25.0
 14 years 55 27.5
 15 years 50 25.0
Gender
 Male 101 50.5
 Female 99 49.5
Ethnicity
 Hausa 79 39.5
 Fulani 13 6.5
 Yoruba 53 26.5
 Igbo 34 17.0
 *Others 21 10.5
Religion
 Islam 112 56.0
 Christianity 88 44.0

*Others: Kanuri, Ijaw, Tiv, Babur, Itsekiri, and Ebira

Slightly more of the participants, 101 (50.5%) were males, whereas female respondents constituted 49.5% (n = 99) of the total sample. Majority of the respondents, 79 (39.5%) were Hausa by tribe, followed by Yoruba 53 (26.5%), whereas Igbo constituted 34 (17%) with only 13 (6.5%) Fulanis. Other tribes Kanuri, Ijaw, Tiv, Babur, Itsekiri, and Egbira constitute 10.5%.

Table 2 demonstrates the assessment of the AC of the IOTN among the schoolchildren. Majority of the participants 150 (75.0%) had no need for treatment, 48 (24.0%) had moderate need for treatment, whereas only 2 (1.0%) were found to have definite need for treatment.

Table 2.

Assessment of the Aesthetic Component (AC) of 12–15-year-old school adolescents

Components Grades Frequency (n = 200) Percentage
No need for treatment 1–4 150 75.0
Moderate need for treatment 5–7 48 24.0
Definite need for treatment 8–10 2 1.0

There was no significant relationship between the distribution of the AC of IOTN and the various sociodemographic factors such as age, gender, ethnicity, and religion (P > 0.05), as seen in Table 3.

Table 3.

Relationship of sociodemographic factors and Aesthetic Component (AC) among 12–15-year-old school adolescents

Components Aesthetic components Total χ2 P-value

No need Moderate need Definite need
Age (years)
 ≤13 68 (71.6) 26 (27.4) 1 (1.1) 95 (47.5) 1.143 0.660
 >13 82 (78.1) 22 (21.0) 1 (1.0) 105 (52.5)
Gender
 Male 75 (74.3) 24 (23.8) 2 (2.0) 101 (50.5) 1.980 0.622
 Female 75 (75.8) 24 (24.2) 0 (0.0) 99 (49.5)
Ethnicity
 Hausa 58 (73.4) 20 (25.3) 1 (1.3) 79 (39.5) 0.230 0.873
 Non-Hausa 92 (76.0) 28 (23.1) 1 (0.8) 121 (60.5)
Religion
 Islam 82 (73.2) 29 (25.9) 1 (0.9) 112 (56.0) 0.517 0.757
 Christianity 68 (77.3) 19 (21.6) 1 (1.1) 88 (44.0)

The assessment of the DHC of IOTN among the study population is indicated in Table 4. Majority of the respondents [130 (65.0%)] were found to have no need for treatment, 31 (15.5%) were found to have moderate need for treatment, whereas 39 (19.5%) were found to have severe need for treatment. Table 5 shows that there was no significant relationship between the distribution of the DHC of IOTN and the various sociodemographic factors such as age, gender, ethnicity, and religion (P > 0.05).

Table 4.

Assessment of the Dental Health Component (DHC) of 12–15-year-old school adolescents

Components Grades Frequency (n = 200) Percentage
No need for treatment 1–2 130 65.0
Moderate need for treatment 3 31 15.5
Severe need for treatment 4–5 39 19.5

Table 5.

Relationship of sociodemographic factors and Dental Health Component (DHC) among 12–15-year-old school adolescents

Components Dental Health Component (DHC) Total χ2 P-value

No need Moderate need Severe need
Age (years)
 ≤13 62 (65.3) 14 (14.7) 19 (20.0) 95 (47.5) 0.093 0.956
 >13 68 (64.8) 17 (16.2) 20 (19.0) 105 (52.5)
Gender
 Male 67 (66.3) 12 (11.9) 22 (21.8) 101 (50.5) 2.325 0.317
 Female 63 (63.6) 19 (19.2) 17 (17.2) 99 (49.5)
Ethnicity
 Hausa 49 (62.0) 15 (19.0) 15 (19.0) 79 (39.5) 1.220 0.543
 Non-Hausa 81 (66.9) 16 (13.2) 24 (19.8) 121 (60.5)
Religion
 Islam 70 (62.5) 22 (19.6) 20 (17.9) 112 (56.0) 3.416 0.185
 Christianity 60 (68.2) 9 (10.2) 19 (21.6) 88 (44.0)

There was a statistically significant relationship between AC and DHC of IOTN among the study population (P < 0.05). This implies that there is agreement between the two components of IOTN as assessed in the study population [Table 6].

Table 6.

Relationship between the Aesthetic Component (AC) and Dental Health Component (DHC) in the study population

Components AC Total χ2 P-value

No need Moderate need Definite need
DHC
 No need for treatment 129 (99.2) 1 (0.8) 0 (0.0) 130 (65.0) 12.210 *0.01
 Moderate need for treatment 12 (38.7) 19 (61.3) 0 (0.0) 31 (15.5)
 Severe need for treatment 9 (23.1) 28 (71.8) 2 (5.1) 39 (19.5)

*Statistically significant

Discussion

The IOTN is a standard and validated index that assesses the need for orthodontic treatment of an individual according to aesthetic considerations and dental health implications.[17] This study has provided some baseline data for the orthodontic treatment needs of adolescents residing in North-Western Nigeria. The DHC revealed that about a third of the study population had a need for treatment, whereas the AC revealed that a quarter of participants would need orthodontic treatment due to aesthetic concerns. Overall males and those not from the Hausa ethnic group had a greater need for orthodontic treatment, though not statistically significant. There was no relationship between religion and orthodontic treatment need of our participants.

A combined need for treatment (moderate and severe) as assessed by the DHC was found in 35% of our population. This is slightly lower than the need of 38.1% assessed in adolescents in South Nigeria[18] but higher than 31.5% found in a similar population in North-Western Nigeria in which the Index of Complexity, Outcome, and Need was used.[14] The magnitude of need is however much lower than that found among Saudi Arabian children (55.4%).[19] This difference may be due to ethnic and racial variations as has been identified in another Nigerian study.[20]

While our finding is comparable with that seen among Ethiopian children[6] with 30% of respondents with orthodontic treatment need, it is however higher than 32.7% need assessed in the UK,[17] 29.9% in Peru,[21] and 27.3% in Italy.[22] This may be due to institutionalized preventive and interceptive orthodontic programmes carried out routinely early in life in these countries. For example, in Italy the Baby Risk of Malocclusion Index (Baby ROMA) is used for orthodontic screening in children aged 2–6 years.[23] Such orthodontic screenings and interceptive methods until very recently were non-existent in North-Western Nigeria.[13]

The AC revealed a treatment need of 25% (moderate 24%, definite 1%) among our study participants. This is much higher than that assessed among Ethiopian children,[6] Indonesian adolescents (19.6%),[24] Spanish adolescents,[25] and Turkish adolescents,[26] but lower than 55.5% obtained in Indian adolescents.[27] Differences may be due to age of study populations as malocclusion has been shown to worsen with age,[28] as well as ethnic variations in perceptions of beauty. Male participants were found to have a greater need for treatment than females as has been seen in studies in Greece[29] and Nigeria,[14] whereas a Syrian study did not find any sex predilection.[30]

Although the DHC identified a greater need for treatment among the adolescents than the AC, there was agreement between the two parts of this index which was statistically significant. This indicates that the IOTN is accurate and valid for use in Nigeria, as was concluded in a similar study of young adults in Saudi Arabia.[31]

This study did not capture the orthodontic treatment needs of young children and adult population in Northern Nigeria, which may be a limitation to assessing the total orthodontic treatment need in North-Western Nigeria. We therefore recommend that further studies be done on these populations to give a more comprehensive view which will also help in the assessment of the required orthodontic manpower needed in this region of Nigeria.

Conclusion

The proportion of subjects estimated to have great and very great treatment need (DHC grades 4 and 5) was 19.5%. However, only 1% of individuals were in definite need (grades 8–10) of orthodontic treatment according to the AC. Overall males and those not from the Hausa ethnic group had a greater need for orthodontic treatment, although these findings were not statistically significant. There was no relationship between religion and orthodontic treatment need of our participants.

The findings of this study are important for orthodontic practice in North-Western Nigeria because it has provided some baseline data as well as identified the magnitude of the problem among adolescents who are the vast majority of orthodontic patients. This should help to fashion public health policies particularly in the National Health Insurance Scheme to enable many more of those individuals who may not be able to afford treatment to access care and thus improve their quality of life.

Financial support and sponsorship

Nil.

Conflicts of interest

There are no conflicts of interest.

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