Abstract
Growing evidence links traffic-related air pollution (TRAP) to adverse health effects. We designed an innovative and extensive mobile monitoring campaign to characterize TRAP exposure levels for the Adult Changes in Thought (ACT) study, a Seattle-based cohort. The campaign measured particle number concentration (PNC) to capture ultrafine particles (UFP), black carbon (BC), nitrogen dioxide (NO2), fine particulate matter (PM2.5), and carbon dioxide (CO2) at 309 roadside sites within a large, 1,200 land km2 (463 mi2) area representative of the cohort. We collected about 29 two-minute measurements at each site during all seasons, days of the week, and most times of day over a one-year period. Validation showed good agreement between our BC, NO2, and PM2.5 measurements and monitoring agency sites (R2 = 0.68–0.73). Universal kriging–partial least squares models of annual average pollutant concentrations had cross-validated mean square error-based R2 (and root mean square error) values of 0.77 (1,177 pt/cm3) for PNC, 0.60 (102 ng/m3) for BC, 0.77 (1.3 ppb) for NO2, 0.70 (0.3 μg/m3) for PM2.5, and 0.51 (4.2 ppm) for CO2. Overall, we found that the design of this extensive campaign captured the spatial pollutant variations well and these were explained by sensible land use features, including those related to traffic.
Keywords: mobile monitoring, air pollution, particle number count (PNC), ultrafine particles (UFP), black carbon (BC), nitrogen dioxide (NO2), exposure assessment, epidemiology
Graphical Abstract
1. Introduction
An extensive body of evidence has linked air pollution to adverse health effects including respiratory, cardiovascular, and mortality outcomes.1 Recent evidence has begun to link traffic-related air pollution (TRAP) exposure to cognitive function among various populations, including the elderly.2–6 While TRAP is a complex mixture that varies over time and space, pollutants include ultrafine particles (UFP; typically defined as particles with aerodynamic diameter ≤ 100 nm), black carbon (BC), oxides of nitrogen including nitrogen dioxide (NO2), and carbon dioxide (CO2).7 In particular, UFPs have increasingly been associated with health outcomes, including elevated levels of neurotoxicity and systemic inflammation when compared to larger particles.8–14
To date, however, much of the epidemiology air pollution research has been limited to the federally defined criteria air pollutants, monitored nationwide through the EPA’s regulatory Air Quality System (AQS) monitoring network. This network is supported by local monitoring agencies and has measured criteria pollutant levels throughout the US since the 1990s, although none specifically include UFPs.15 Furthermore, this network is spatially sparse and thus fails to capture the spatial variability of more quickly decaying pollutants, including many TRAPs.16 The Seattle Census Urbanized Area, for example, averages about 1 AQS monitor every 174 km2 (~14 active monitors within about 2,440 km2), most of which measure mass concentration of fine particulate matter with diameter of less than 2.5 μm (PM2.5) and BC.17,18
Mobile monitoring campaigns for assessing air pollution exposure have been used since at least the 1970s and have become increasingly common in recent years in an effort to address the limitations of traditional fixed site monitoring approaches.19–26 Typically, a vehicle is equipped with air monitors capable of measuring pollutants with high temporal resolution. The platform is used to repeatedly collect short-term samples at predefined sites. Past work has shown that repeated short-term air pollution samples can be used to calculate unbiased long-term averages, thus reducing the need for continuous fixed-site monitoring.19,20,27 Because the sampling duration at individual sites can be quite short, campaigns can increase their spatial coverage with a single platform, thus making this approach more time- and cost- efficient than traditional fixed-site monitoring.
Still, the designs of past mobile monitoring campaigns have arguably limited their epidemiologic application. Importantly, most campaigns have sampled during limited time periods, for example, weekday business hours during one to three seasons.21,28–30 We previously showed that these limited sampling campaigns likely result in biased long-term exposure estimates because they do not capture the high temporal variability of many TRAPs, and that the exact degree of bias varies (is not consistent) across sites.27 Heterogeneous diurnal patterns in TRAP exposures have been recently shown to occur on a fine spatial scale, motivating the need for a balanced sampling design to reduce biases in the annual average estimates.31 Additionally, many campaigns have sampled along non-residential areas such as highways and industrial areas where air pollution levels may be much higher than the levels that most people are exposed to. Most have also collected non-stationary (mobile) on-road samples rather than stationary samples along the side of the road closer to participant residences. While non-stationary designs increase spatial coverage, further work is needed to demonstrate whether these are representative of residential human exposure levels.21,32 The additional bias that likely results from these limited sampling schemes is unclear.
To address the limitations of past campaigns, we designed an extensive, multi-pollutant mobile monitoring campaign to characterize TRAP exposure levels for the Adult Changes in Thought (ACT) study cohort. ACT is a long-standing, prospective cohort study that has been investigating aging and brain health in the greater Seattle area since 1995.33 The campaign measured TRAP at 309 stationary roadside sites representative of the cohort in a temporally balanced approach throughout the course of a year. The goal of this paper is to describe the design and implementation of a novel mobile monitoring methodology explicitly developed to produce relatively unbiased exposure predictions of annual average exposures to TRAP for the ACT cohort. To the best of our knowledge, this is one of the most extensive mobile monitoring campaigns conducted in terms of the pollutants measured, the spatial coverage and resolution, and the campaign duration and sampling frequency.
2. Methods
Repeated short-term measurements of TRAP, including particle number concentration (PNC), BC, NO2, PM2.5, and CO2, were collected over a one-year period at 309 roadside sites in the Puget Sound region. Sites were spatially and geographically similar to ACT cohort residences in the area. A temporally balanced, year-long driving schedule that measured TRAP during all seasons, days of the week, and most times of the day enabled us to estimate unbiased annual average estimates at the site level. Details are described below.
2.1. Spatial Compatibility of the Selected Roadside Sites and the ACT Cohort
We selected a mobile monitoring region in the greater Seattle, WA area that was roughly 1,200 land km2 (463 mi2; Figure 1). The monitoring region was composed of Census Tracts where most of the ACT cohort (87% of the 11,904 locations) had historically resided between 1989–2018. This large region fell in western King County and southwest Snohomish County, and it included a variety of urban and rural areas with various land uses including residential, industrial, commercial, and downtown areas. We used the Location-Allocation tool in ArcMap (ArcGIS v. 10.5.1)34 to select 304 sites within the monitoring region that were representative of the ACT cohort (approximately one monitoring site per 33 participant locations; see Supporting Information [SI] Note S1 for details). Sites were spatially distributed so that they covered all parts of the monitoring region. The exact sites selected were meant to minimize the distance between the monitoring and cohort locations. Five additional sites were collocations at nearby agency air quality monitoring sites measuring pollutants similar to our platform (see details below). In total, there were 309 sites, most of which were on A4 (local and neighborhood roads; n = 282, 91%) and A3 (county and single-lane state highways; n = 27, 9%) roads. The average (SD) distance between a cohort location and the nearest monitoring site was 611 (397) m. The monitoring sites and cohort locations had similar distributions of various TRAP-related covariates (e.g., proximity to roadways, airport, railyard), indicating good spatial compatibility (Figure S1).35
2.2. Fixed Routes
We used ArcMap’s Network Analyst New Route tool34 and Google Maps36 to develop nine fixed routes based on the 309 monitoring sites. Each route ranged from 75–168 km (47–104 mi) in length and had 28–40 sites (Table S1). All routes started and ended at the University of Washington and were intended to maximize residential driving coverage (i.e., reduce highway driving and driving on the same roads). Routes were downloaded from Google Maps to a smart phone and Garmin GPS Navigation System, and navigation was set to replicate the same route each time regardless of traffic conditions.
2.3. Sampling Schedule
Sampling was conducted from March 2019 through March 2020 during all seasons and days of the week between the hours of 5 AM and 11 PM. Our previous work has shown that this balanced but slightly reduced sampling schedule that takes driver safety and operational logistics into consideration should still generally produce unbiased annual averages.27 This work further showed that the sampling temporality rather than the visit sampling duration has the largest impact on the accuracy of the annual average estimates, and that common sampling designs like weekday business and rush hours regularly produce more biased annual averages. To increase temporal coverage, routes were started at different times of the day and driven in both clockwise and counterclockwise directions. A single route was driven each day (~4–8 drive hours). Make-up site visits were conducted throughout the study to resample sites with missing readings (i.e., due to instrumentation or driver errors). Make-up visits occurred during similar times as the originally scheduled sampling time (i.e., season, day of the week, general time of day).
Twenty-eight two-minute samples were scheduled to be collected at each site while the vehicle was parked along the side of the road. This design choice was justified by our analyses of one-minute measurements from a near-road and a background agency site in Seattle. These analyses showed that at least 25 two-minute samples were sufficient to produce annual average estimates with a low average percent error (See Figure S2). There was only a negligible improvement in annual average estimates when the sampling duration was extended from 2 to 60 minutes.
2.4. Data Collection
We equipped a Toyota Prius hybrid vehicle with fast-response (1–60 sec), high-quality instrumentation that measured various particle and gas pollutants. Pollutants included BC (AethLabs MA200), NO2 (Aerodyne Research Inc. CAPS), PM2.5 (Radiance Research M903 nephelometer), CO2 (Li-Cor LI-850), and PNC with various instruments, including two TSI P-TRAK 8525’s (one unscreened – the primary instrument in this analysis, and one with a diffusion screen), a TSI NanoScan 3910, and Testo DiSCmini. PNC serves as a surrogate for UFP since most particles by count are smaller than 100 nm.37 The discussion further comments on the use of various PNC instruments. CO measurements were also collected, but these were not included in this analysis because they did not meet our quality standards. The platform additionally collected temperature, relative humidity, and global positioning with real-time tracking. Table S2 has instrumentation details, including the manufacturer-reported size ranges for the four PNC instruments. We had duplicates (back-ups) of every instrument type that were periodically collocated for quality assurance purposes (see Quality Assurance and Quality Control). Note S2 and Figures S3–S4 have additional details on the platform configuration and data collection procedures.
2.5. Quality Assurance and Quality Control
We conducted various quality assurance and quality control (QAQC) activities throughout the study period to ensure the reliability and integrity of our data. Activities included calibrating gas instruments; checking particle instruments for zero concentration responses; assessing collocated instruments for agreement; inspecting time series data for concentration pattern anomalies; and dropping readings associated with instrument error codes or those outside the instrument measurement range. Section S1.3 has additional details.
2.6. Site Visit Summaries
All data analyses were conducted in R (v 3.6.2, using RStudio v 1.2.5033; Note S3 has computing details).38
We calculated the median pollutant concentrations for each two-minute site visit. While means can be highly influenced by large concentration deviations (which may be important in some settings), medians are more robust to outliers and may better capture the typical values of skewed data.
We estimated PM2.5 concentrations from nephelometer readings using a calibration curve fit to agency monitoring data between 1998–2017 (Equation S1). Nephelometer light scattering is strongly correlated with PM2.5 and has been used in the Puget Sound region to monitor air quality since 1967.39 We fit the model using daily average measurements from nine non-industrial agency air monitoring sites in the region where both PM2.5 (using federal reference methods) and nephelometer light scattering data were collected. We excluded the years 2008–2009 due to nephelometer instrumentation issues noted by the local monitoring agency. The model’s leave-one-site-out cross-validated R2 and root mean square error (RMSE) were 0.92 and 1.97 μg/m3, respectively.
Median visit and annual average concentrations for BC, NO2, and PM2.5 estimated from these data were compared against estimates from the five agency air monitoring collocation sites.
2.7. Spatial and Temporal Variability
We ran analysis of variance (ANOVA) models for each pollutant to characterize the breakdown of the total variability of the site visit level data over space, time, and within site. The dependent variable for each pollutant model was the median 2-minute visit concentration (n=8,697–8,999 measurements per pollutant), while the independent variables were the site (n=309), day of the week (n=7), hour of the day (n=21), and season (n=4), in that order. Any remaining variability (random or residual temporal) within a given site and time is captured by the residual term.
2.8. Estimation of Annual Averages
We calculated winsorized annual average concentrations for each site such that concentrations below the 5th and above the 95th quantile concentration were substituted with the 5th and 95th quantile concentration, respectively (the mean of winsorized medians). This was done to reduce the influence of large outlier concentrations on the annual average. In sensitivity analyses, we calculated non-winsorized averages (the mean of medians) and medians (the median of medians).
2.9. Annual Average Prediction Models
Development of annual average prediction models allows the predictions to be used for epidemiologic inference. The data were randomly split into a training-validation (90%, n=278 sites) and a test (10%, n=31 sites) set. The training-validation set was used to select the 191 geographic covariate predictors (e.g., land use, roadway proximity) that had sufficient variability and a limited number of outliers from 350 original covariates (see Note S5 for details). These were summarized using pollutant-specific partial least squares (PLS) regression components. We built pollutant-specific universal kriging (UK) models for annual average concentrations, using log-transformed concentrations as the dependent variable and the first three geocovariate PLS principal components as the independent variables (Equation 1). We used UK rather than land use regression (LUR) alone since UK uses geospatial smoothing to capture any residual spatial correlation not otherwise captured by LUR. Past work has used a similar UK-PLS modeling approach.40,41 We selected the kriging variogram model for the geostatistical structure using the fit.variogram function in the gstat42 R (v 3.6.2, using RStudio v 1.2.5033)43 package. The models were:
(1) |
where Conc is the pollutant concentration, Zm are the PLS principal component scores (M=3), α and θm are model coefficients, and ε is the residual term with mean zero and a modeled geostatistical structure.
We used RMSE and mean square error (MSE) -based R2 to evaluate the performance of each pollutant model on the native scale using ten-fold cross-validation and the test sites. We used MSE-based R2 instead of traditional, regression-based R2 because it evaluates whether predictions and observations are the same (around the one-to-one line) such that it assesses both bias and variation around the one-to-one line. Regression-based R2, on the other hand, solely assesses whether pairs of observations are linearly associated, regardless of whether observations are the same or not.
3. Results
3.1. Data Collected
After dropping visit concentrations that did not meet the quality assurance standards (0.61%), the final analyses included over 70,000 two-minute median visit measurements (almost 9,000 samples per instrument) collected over the course of 288 drive days from 309 monitoring sites (Table S7). Sites were sampled an average of 29 times, ranging from 26 to 35 times. Due to the logistical constraints of sampling 309 sites with one platform along nine fixed routes, some sites were visited fewer times of the day than other sites, though sampling times were still well distributed throughout the day (e.g., morning, afternoon and evening; see Figure S7). SI section S2.1 Site Visits has additional details on the visit-level pollutant concentrations used to estimate site annual averages.
3.2. Quality Assurance and Quality Control
Median two-minute BC, NO2, and PM2.5 measurements from mobile monitoring were generally in agreement with measurements from agency sites (MSE-based R2: BC = 0.69, NO2 = 0.71, PM2.5 = 0.61; Figure S12). Annual average estimates from our mobile monitoring campaign measurements were similar to annual average estimates from comparable two-minute samples at collocation agency monitoring sites, and these were in moderate agreement with the true annual average concentrations at those sites based on all of the available data during the study period; Figure S13.
While we were unable to compare CO2 or PNC measurements to regulatory or agency operated observations, duplicate instrument collocations generally showed good agreement (Figure S6). Additionally, CO2 instruments performed well during periodic calibration assessments and PNC instruments during zero checks (Table S3, Figure S5).
3.3. Spatial and Temporal Variability
We conducted pollutant-specific ANOVA analyses of winsorized site visit concentrations in order to characterize the relative spatial and temporal variability of the two-minute concentrations. These results indicated that most of the concentration variability occurred within sites rather than across sites or over time (Figure S14). PNC had the most spatial variability (17%), followed by NO2 (12%), BC (8%), CO2 (5%), and PM2.5 (2%), respectively. Unlike other pollutants, PNC had more spatial than temporal variability. CO2 (27%) had the most temporal variability, followed by NO2 (24%), BC (17%), PM2.5 (14%), and PNC (7%), respectively. After accounting for site and time, PM2.5 had the highest within-site variability (i.e., random or residual temporal variability; 84% of the total), followed by PNC from the P-TRAK (76%), BC (75%), CO2 (69%), and lastly, NO2 (64%). Figure S14 shows similar results for other PNC instruments.
3.4. Annual Average Estimates
Estimated annual average pollutant concentrations across all monitoring sites are shown in Figure S15. There was a 4- to 6- fold difference between the lowest and highest site concentrations of PNC, NO2, and BC. On the other hand, PM2.5 had a 2-fold difference across sites, while CO2 varied little across sites. Among PNC instruments, the screened P-TRAK measured the lowest concentrations and had the smallest variability; the P-TRAK, which did not screen out particles below 36 nm, had the second-highest averages with approximately double the values and more variability. The DisSCmini and Nanoscan had higher medians, more variability, and more outlying annual average concentrations. Figures S16–S17 map these concentrations. The locations with the highest BC, NO2, and PNC concentrations were near the Seattle urban core. High PNC concentration sites were additionally located at more southern locations near the area’s major airport, the Seattle-Tacoma (Sea-Tac) International Airport. Sites with elevated PM2.5 and CO2 levels were dispersed throughout the monitoring region.
3.5. Prediction Models
Based on the training-validation set, the first three PLS principal components captured between 49–51% of the observed concentration variability for each pollutant model. Loadings from the first PLS principal component indicated that normalized difference vegetation index (NDVI), length of bus routes, major roadways, land development, population density, and truck routes were strong predictors of air pollution in the region, with some pollutants, for example PNC, being more influenced by these land features (Figure S18). Cross-validated MSE-based R2 (and RMSE) values for UK-PLS models were 0.77 (1,177 pt/cm3) for PNC, 0.60 (102 ng/m3) for BC, 0.77 (1.3 ppb) for NO2, 0.70 (0.3 μg/m3) for PM2.5, and 0.51 (4.2 ppm) for CO2 (Table S9). In the independent test set, these results differed somewhat with estimates of MSE-based R2 (and RMSE) of 0.78 (815 pt/cm3) for PNC, 0.80 (60 ng/m3) for BC, 0.84 (0.9 ppb) for NO2, 0.73 (0.3 μg/m3) for PM2.5, and 0.77 (2.7 ppm) for CO2. Sensitivity analyses using mean of medians and median of medians annual averages performed similar or slightly lower due to changes in the number of influential points and/or reduced overall variability (Table S9). These model performances are reflected in the generally good agreement between the estimates and cross-validated predictions. Figure S19 compares site estimates to their respective model predictions and shows that most of the predictions are evenly scattered around the 1–1 line (not systematically biased), and that predictions are generally within 25% of the observed values. There were a few high PNC observations that were underpredicted by the models by more than 25%.
Model predictions for the monitoring region are shown in Figure 2. While PM2.5 and CO2 are fairly spatially homogeneous, PNC, BC, and NO2 (traditional TRAPs) show higher concentrations in the urban core and along major roads. In addition, PNC shows higher concentration near the area’s major airport. All the PNC instruments reflect this broad pattern, although there are differences across instruments in the areas with the highest predicted concentrations (Figure S20).
Pearson correlation coefficients (R) between all pollutant model predictions at the 309 monitoring sites are shown in Figure S21. Different PNC instruments were generally well correlated with each other (R = 0.85–0.97). Overall, PNC from the P-TRAK, BC, and NO2 were well correlated with each other (R = 0.81–0.92), and moderately correlated with PM2.5 and CO2 (R = 0.39–0.70). CO2 and PM2.5 were moderately correlated with each other (R = 0.46). The biggest deviations from a linear association were evident for the predicted high concentrations from the DiSCmini; this was particularly apparent in its relationship with BC (R = 0.72), NO2 (R = 0.68), PM2.5 (R = 0.38), and CO2 (R = 0.29).
4. Discussion
In this paper, we describe the design of an innovative mobile monitoring campaign specifically developed to estimate relatively unbiased, highly spatially resolved, long-term TRAP exposures in an epidemiologic cohort. To date, this is one of the most extensive mobile monitoring campaigns conducted in terms of the pollutants measured (five pollutants measured with eight different instruments, not including CO) spatial coverage (~1,200 land km2), sampling density (309 monitoring sites along 9 routes, or 1 monitor every 3.9 land km2), and sampling frequency (7 days a week; 288 days over a one-year period) and duration (~5 driving hours per day between the hours of 5 AM – 11 PM). The spatial resolution achieved by this campaign was significantly greater than would be expected from fixed agency monitoring approaches. We had one monitor per 3.9 km2 of land area rather than 183 km2 (there were 6 agency sites in the monitoring area), almost a 50-fold increase. Furthermore, these monitoring locations were carefully selected to be as representative as possible of our population of interest, the ACT cohort, and this included the decision to collect stationary samples off the side of the road rather than purely rely on roadway data collected while in driving. The average (SD) distance from an ACT cohort location to the nearest monitoring site was 611 (397) m rather than 5,805 (2,805) m to an AQS site, almost a ten-fold difference. Monitor proximity to prediction (i.e., cohort) locations, both in terms of geographic and covariate distance, is an important determinant of accurate exposure assessment.44,45 For instance, closer monitor proximity to prediction sites can improve UK model predictions since these incorporate spatial correlation into LUR predictions. Additionally, we previously showed that more temporally balanced sampling across hours, days of the week and seasons is expected to produce more accurate and largely unbiased annual average estimates as compared to more common campaigns with reduced temporal coverage.27
A unique aspect of this campaign was the collection of stationary samples along the side of the road. While most other campaigns have only collected non-stationary, on-road samples, various studies have shown that mobile samples are generally higher in concentration than stationary samples.21,46–49 It has not yet been documented how to responsibly use non-stationary data in epidemiologic applications. Among the relatively few campaigns that have collected stationary rather than mobile measurements alone, most have sampled for longer than two minutes (about 15–60 minutes per measurement).50 Our analyses indicated that shorter sampling periods produce comparably good estimates without adding excessive amounts of stationary sampling time to mobile monitoring campaigns (Figure S2). Our use of a hybrid vehicle meant that the vehicle was operating by battery with the engine off during roadside stop measurement periods, thus reducing the possibility of self-contamination.
ANOVA model results indicate differences across pollutants in terms of their spatial and temporal variability. This finding is particularly relevant for short-term mobile monitoring campaigns, which can be designed to adequately capture the variability of the pollutants of interest. These findings suggest that repeated sampling at any given site is crucial since most of the variability for all measured pollutants was seen within sites, even after adjusting for predictable temporal factors (season, day of week, and hour of day). Following that, all pollutants other than PNC had relatively more temporal than spatial variability. Campaigns measuring these pollutants may thus benefit by inclusion of more temporally-balanced site visits. PNC, on the other hand, has slightly more spatial than temporal variability suggesting that both are important. The implementation of these concepts for epidemiologic exposure assessment should translate to reduced exposure misclassification. Overall, our results are in line with past literature that has shown differing spatial and temporal contrasts across pollutants,51,52 though our work increases the robustness of these findings using a more spatially resolved, multi-pollutant dataset that includes less commonly measured PNC.
The findings from this campaign demonstrate the region’s generally low air pollution levels that result from relatively low regional emissions of TRAP. The range of annual concentrations across sites for PM2.5 (3.3–6.3 μg/m3) and NO2 (3.9–23 ppb) were well below the National Ambient Air Quality Standards (NAAQS) annual average levels of 12 μg/m3 and 53 ppb, respectively.53 Mean annual PNC (~7,000 [range: 4,000–18,000] pt/cm3) and BC (~600 [range: 270–1,500] ng/m3) site concentrations were lower than what others have reported in cities throughout the world where mean study values range from roughly 6,000–47,000 PNC pt/cm3 and 400–14,000 BC ng/m3 (PNC21,47,48,54–67; BC19,21,48,57,58,63,67–79). While CO2 site concentrations (416–455 ppm) were above the 2019 global average of 412 ppb,80 they were in line with past work noting elevated carbon footprint levels in dense, high-income cities and affluent suburbs.81,82 Still, the high concentration variability seen across sites for pollutants like PNC, BC, and NO2 suggests that future epidemiological cohort analyses may have more power to observe health effects from these pollutants than those that are less spatially variable, for example PM2.5 and CO2.
The similarity between BC, NO2, and PM2.5 measurements from our campaign and collocated agency monitoring sites confirms that our campaign estimates were generally accurate. Some of the discrepancies between the two monitoring approaches may be due to differences in the sampling instrumentation, the exact sampling location, and quality assurance and quality control procedures. Furthermore, duplicate CO2 and PNC instrument collocations generally showed good agreement (Figure S6). CO2 calibrations and PNC zero checks additionally showed good performance (Table S3, Figure S5).
We observed elevated annual average pollutant levels near areas with low green space (as quantified by NDVI), bus routes, major roadways, and impervious surfaces. These findings are generally in line with past work.83
While future mobile monitoring campaigns may be guided by the design and findings from this study, it’s notable that the unique geographical, meteorological, and source characteristics of different airsheds may produce slightly different results. These results do highlight, however, the importance of collecting multi-pollutant measurements, particularly in urban or other areas characterized by major emission sources such as airports or railroad systems, which may be important contributors to local and/or regional air pollution levels. This is particularly true for PNC given the limited monitoring data available and its unique spatial and temporal patterns. More generally, multi-pollutant exposure assessment is a growing interest in the field of air pollution epidemiology.51,84–87
While UFPs are generally characterized as particles under 100 nm in diameter, this definition is not standardized and varies from instrument to instrument as well as study to study. Since most particles by count are in the smaller size range with few above 100 nm,37 PNC should adequately characterize UFPs. Moreover, the collection of PNC from multiple instruments in a field setting is unique to this study. PNC measures from different instruments were strongly correlated with each other, and they produced broadly similar spatial surfaces, strengthening our confidence in the quality of our measurements. Differences in the reported PNC levels across instruments, however, can be attributed to multiple factors including differences in technology, each technology’s unique particle size detection efficacy, and built-in calibration (if present), all of which impact the reported particle size ranges and concentrations of each instrument. Differences across PNC instruments in the predicted absolute concentrations as well as overall spatial surfaces highlight these differences. By comparing PNC levels from the unscreened and screened P-TRAK, for example, we see that roughly half of the measured (and predicted) particles are between 20–36 nm (Figure S20). Furthermore, these smaller particles are more concentrated near the area’s major airport, the Sea-Tac International Airport. The DiSCmini also captures this rise in PNC near the airport but shows much lower relative concentrations elsewhere, suggesting it measures smaller particles well. Reasons could include the different measurement technology as well as the manufacturer’s reported lower particle size cut of 10 nm. The NanoScan total concentration, on the other hand, reports concentrations that are roughly 50% higher than the unscreened P-TRAK, with elevated PNC levels near the airport, but also in other parts of the monitoring region, including south of the airport along major roadways and at the Seattle urban core. Elevated PNC levels are thus predicted from the NanoScan in a larger area of the monitoring region. It is not initially clear from this analysis why the P-TRAK may result in less spatially variable results across time periods when compared to other instruments (Figure S8–S11). Knowing that this instrument (although popular in the field) does not effectively capture very small particles (< 20 nm), we hypothesize that these smallest particles are much more variable in space. This might explain why we see more variability in the NanoScan and DiSCmini, both of which have lower size cuts of 10 nm. The greater spatial variability of these smallest particles is consistent with the spatial variability of the likely sources of the smallest UFPs and their rapid agglomeration to larger sizes. Without conducting a more in-depth particle size distribution analysis (for example in a controlled chamber environment), however, it is unclear exactly which instrument features impact the reported measurements and to what degree.
It is an open question whether the use of different PNC instruments across epidemiologic studies makes cross-study comparisons and coherent causal determinations difficult, or whether these differences still produce interpretable findings for the field as a whole.88 We observed, for example, a slightly non-linear relationship between the DiSCmini and all other PNC instruments when the predicted concentrations were high (Figure S21). A non-linear trend was also present when comparing the BC, NO2, PM2.5, and CO2 predictions to those from the DiSCmini, but less so when comparing these to the PNC predictions from other instruments. Furthermore, we will be able to characterize size-specific exposure surfaces, sources, and health effects by using size-resolved particle counts from the NanoScan (13 size bins, data not shown) or by looking at the differences between the unscreened and screened P-TRAKs, where the minimum sizes are 20 and 36 nm, respectively.
A feature of mobile monitoring campaigns is their reliance on repeated, short-term samples to achieve increased spatial coverage when compared to traditional long-term monitoring approaches. Since we collected about 29 two-minute samples from each of our 309 sites (about an hour of data at each site), we recognize that the resulting annual average site estimates are noisy. Still, with MSE-based R2 values of 0.77 for PNC and 0.60 for BC, our models performed better than many other models that are based on short-term stationary and non-stationary monitoring campaigns (R2 of approximately 0.13–0.72 for PNC21,47,48,54,55,58–61,63–67,72,89–95 and 0.12–0.86 for BC.21,58,63,67,72,75,76,79 While other design features across studies could be responsible for some of the variability in R2 values, Figure 3 shows that (traditional) long-term stationary monitoring studies almost always perform better than both short-term non-stationary and stationary monitoring, both of which perform like one another. Our performance is clearly higher than the bulk of other short-term stationary studies for PNC and near the higher end of the performance scale for BC. This improved performance is important given the cost and challenges of measuring PNC using stationary sampling designs.
Figures S22–S23 highlight some important monitoring design features that are unique to this study, which we hypothesize are responsible for our improved performances. For PNC, Saha et al. (2019) reported that studies that collect short-term stationary samples like ours have generally sampled between 60–644 sites, sampled each site between 15 minutes and 3 hours at a time, and visited each site between 1–5 times. Similarly, BC studies like this one have generally sampled 26–161 sites, sampled each site about 30 minutes, and visited each site about 2–3 times. Campaigns with more sites have generally collected fewer repeat site visits. Since we visited each site for shorter periods of time (2 minutes), this allowed us to collect more repeat site visits (approximately 29) at more sites (309) than what most short-term stationary studies have achieved. While our resulting total site sampling durations (~58 minutes) were similar to other short-term stationary studies, we captured more temporal variability by sampling year-around during all days of the week and most times of the day, a limitation of most past campaigns. In terms of our modeling approach, we focused on annual average site concentrations from winsorized observations. This is a longer averaging period than what most other studies have reported, and one that reduces the variability of the observations in order to focus on the spatial contrasts of interest. This could have resulted in better performing models than had we modeled concentrations without aggregating them to annual averages. Additionally, some of the models compared here are spatiotemporal approaches that model shorter-term repeated measures rather than longer-term site averages. This is in line with past work showing that mobile models can sometimes poorly explain their own noisy measurements, but that the same model can better explain more stable longer-term concentrations.21,27,97
This impact of concentration variability on model performances is seen in our sensitivity analyses. Calculating annual averages from non-winsorized observations, for example, generally resulted in slightly lower performing PNC and PM2.5 models due to the inclusion of more influential points in the models. Using a measure more robust to extreme observations, the annual average median, produced lower performing CO2 models due to the further reduction in variability. Still, we reported good out-of-sample MSE-based R2 estimates, which better characterize a model’s predictive performance at new locations and are generally lower than the in-sample regression-based R2 estimates that many studies report. We estimated these higher model performances despite the lower air pollution levels in our monitoring region, which can make it harder to get good prediction performance due to reduced variability (e.g., CO2 and PM2.5).
Finally, our monitoring network was larger and denser than most similar studies. This allowed us to better capture the concentration variability across a larger geographic area, which included hotspots that may have otherwise been missed by more sparse monitoring networks.
When thinking about epidemiologic application, this 2019–2020 surface may be sufficient for assessing cohort exposures near this time. Air pollution studies generally use shorter-term exposure as an indicator of longer-term exposure,5 although a few have developed methods for extrapolating surfaces over time.7–14 Exposure assessment using the models developed in this study will need to be justified by the specific epidemiologic investigation.
Overall, these results demonstrate how this campaign design captured the spatial pollutant variations in the region. We expect that these data will produce robust and representative annual average TRAP exposures for the ACT cohort, and that this type of design should be considered for future epidemiologic cohort applications. Next steps include applying these prediction models to the cohort and conducting inferential analyses to determine the association of these pollutants with brain health. The rich dataset from this extensive campaign also provides an excellent foundation for investigating many important questions about how to best design mobile monitoring campaigns for application to subsequent epidemiologic studies.
Supplementary Material
Synopsis:
We develop well-performing, annual average pollutant exposure prediction models for epidemiologic application from an innovative and extensive year-long mobile monitoring campaign.
5. Acknowledgements
We are grateful to our two drivers, Jim Sullivan and Dave Hardie, for all of their efforts collecting these data, and to Brian High for building and supporting the database.
This work was funded by the Adult Changes in Thought – Air Pollution (ACT-AP) Study (National Institute of Environmental Health Sciences [NIEHS], National Institute on Aging [NIA], R01ES026187), BEBTEH: Biostatistics, Epidemiologic & Bioinformatic Training in Environmental Health (NIEHS, T32ES015459), and the University of Washington Interdisciplinary Center for Exposure, Disease, Genomics & Environment (NIEHS, 2P30 ES007033–26). Research described in this article was conducted in part under contract to the Health Effects Institute (HEI), an organization jointly funded by the United States Environmental Protection Agency (EPA) (Assistance Award No. CR-83998101) and certain motor vehicle and engine manufacturers. The contents of this article do not necessarily reflect the views of HEI, or its sponsors, nor do they necessarily reflect the views and policies of the EPA or motor vehicle and engine manufacturers.
Footnotes
Supporting Information: Mobile monitoring campaign description, protocols, and QAQC; summary estimate and prediction results presented in tables and figures.
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