Informal caregivers of patients with COPD: Home Sweet Home?

Abstract

The burden of chronic obstructive pulmonary disease (COPD) on society is increasing. Healthcare systems should support patients with COPD in achieving an optimal quality of life, while limiting the costs of care. As a consequence, a shift from hospital care to home care seems inevitable. Therefore, patients will have to rely to a greater extent on informal caregivers. Patients with COPD as well as their informal caregivers are confronted with multiple limitations in activities of daily living. The presence of an informal caregiver is important to provide practical help and emotional support. However, caregivers can be overprotective, which can make patients more dependent. Informal caregiving may lead to symptoms of anxiety, depression, social isolation and a changed relationship with the patient. The caregivers' subjective burden is a major determinant of the impact of caregiving. Therefore, the caregiver's perception of the patient's health is an important factor. This article reviews the current knowledge about these informal caregivers of patients with COPD, the impact of COPD on their lives and their perception of the patient's health status.

Short abstract

Informal caregivers play important roles: their needs should be part of research and clinical care for COPD patients http://ow.ly/PSl7F

Introduction

Chronic obstructive pulmonary disease (COPD) is a major cause of morbidity and mortality throughout the world [1]. Its prevalence is expected to increase in the coming decades [2], due to the ageing population, the continued exposure to known COPD risk factors, and disease-specific life-enhancing treatments [1]. Therefore, the societal and economic burden of COPD is expected to increase.

Dyspnoea is a cardinal symptom in patients with COPD, which, together with fatigue, limits patients' domestic activities of daily living, physical activity levels and health status [3, 4]. Furthermore, 57% of patients with severe-to-very severe COPD have morning symptoms that limit their activities like washing or dressing themselves [5]. Patients with COPD may become more care dependent over time, and most probably will rely to a greater extent on (informal) caregivers within their home environment [6, 7]. Therefore, the role of the informal caregiver will probably become more essential in COPD management in the near future. Caregivers, however, face an increasing workload in caring for a loved one, on top of their existing responsibilities. Caregiver responsibilities may include medication and symptom management, providing physical, psychological and emotional support, physical work like cleaning, and awareness of hygiene and nutritional needs [8].

To date, the role of the informal caregiver of patients with COPD is underrepresented in international COPD documents. For example, the online version of the latest Global Initiative for Chronic Obstructive Lung Disease document [9], only briefly mentions the informal caregiver in aspects such as the correct use of medication, advance care planning, indirect disease-related costs, and impact of the disease on the patient's family.

This article reviews the current knowledge about informal caregiving in patients with COPD, including the role of informal caregivers, the impact on informal caregivers, and the caregivers' perception of the patient's health.

Role of informal caregivers

Informal caregivers are of major importance for patients with COPD, as the majority of home care is provided by family and friends instead of healthcare professionals [10]. To date, more than 70% of the COPD patients referred for pulmonary rehabilitation have one or more informal caregivers. 40% of these patients had a COPD-related hospital admission in the past year and 33% used long-term oxygen therapy. These caregivers are most often close family members, like spouses or cohabitants that live together with the patient [11]. Informal caregivers provide practical help with activities like household chores, gardening and shopping [11]. Other important tasks are accompanying patients to healthcare providers, help with personal care, providing emotional support, and the management of medication use and healthcare appointments [11, 12].

Patients who have an informal caregiver are less likely to smoke [13], have a better exercise capacity and report less frequent emergency department visits than COPD patients who are living alone [14]. An informal caregiver may improve patient adherence. For example, a positive association was found between having an informal caregiver and better adherence to antihypertensive and long-acting β-agonist medications in COPD patients [13]. Informal caregiving may also have negative consequences. Patients' self-care behaviour may decrease with higher levels of caring behaviour from informal caregivers [15]. Informal caregivers can be overprotective [16], and COPD patients living together with an informal caregiver may be more dependent in instrumental activities of daily living [14].

COPD is associated with significant economic burden [1]. Maintenance medication and hospitalisations due to a COPD exacerbation are responsible for the majority of the costs due to COPD [17]. So, a decrease in hospitalisations can save healthcare costs. Informal caregivers may improve patient adherence [13] and they provide (informal) care at home [10]. Therefore, informal caregiving reduces costs for professional care at home. However, informal caregiving can also have negative consequences. For example, informal caregiving may lead to higher costs for paid sick leave of the informal caregiver [11], or anxiety or worrying that is associated with higher rates of contacts with healthcare professionals and higher use of medication [18]. Moreover, a perceived imbalance in delegated dyadic coping can decrease a couple's quality of life [19], which may increase the use of healthcare resources [20]. These findings show the complex role of informal caregivers and the need for healthcare providers to gain insight into how informal caregivers fulfil their role (fig. 1).

FIGURE 1.

The complex process of informal caregiving.

Impact on informal caregivers

Caregivers of patients with COPD are mostly female spouses [11]. This could be due to the smoking trends some decades ago. However, the historical perception that COPD is a predominantly disease of males is changing, because of changing smoking trends during the past 50 years [21]. In addition, a study in community-dwelling dependent elderly concluded that women had a higher rate of living alone and a lower rate of receiving care by a spouse [22]. Moreover, female caregivers are more likely to take responsibility when a caregiving situation arises and caregiving is still considered as a woman's job [23]. About half of the caregivers are part of the work force. However, 34% of these informal caregivers took time off from work to help the patient [11].

Although informal caregivers have emphasised the need for increased support [24], formal support for caregivers is lacking [12]. Indeed, caregivers report a lack of information, and emotional and practical support [25, 26]. Informal caregivers have to rely upon extended family support [10], and they become an integral part of the care support system in the home [12]. This extended support mostly included adult children living in the home or nearby, who were caring alongside the spouse [12]. However, perceived extended support was negatively associated with the patient's disease severity [27]. Informal caregivers who perceive less support from family and friends are more likely to experience loneliness and depression [28]. The social environment encompasses more than social support, including perceived criticism. Therefore, the social environment is complex [29].

Patients often report that COPD affects their family life [30]. In this context, shared activities and familiar ways of being together as a couple could change [26] or completely disappear [31]. Moreover, informal caregivers experienced similar losses to the patients in terms of social life, shared experiences and the expected future [32]. Informal caregivers may experience anxiety, helplessness, depression, worries about the patient, uncertainty about the future, loss of mobility, and/or growing social isolation [11, 33] Caregiver vulnerability may occur when an imbalance exists between burden and coping capacity [31]. Informal caregivers' quality of life, in turn, has an impact on the COPD patient [34].

The relationship of the patient and caregiver may also be affected. For example, 16% of couples declared that smoking had a negative impact on their relationship and 42% stated that smoking had a negative impact on the family budget [30]. Furthermore, for some caregivers the coughing caused feelings of disgust, leading to difficulties in kissing their loved one [26]. This, together with the fact that sexual intercourse was considered too strenuous for the patient, changed the intimate relationship [26, 30, 35]. Although almost all caregivers felt that the patient needed their support [26], some caregivers persevered because of a sense of duty described in terms of marriage vows and societal expectations [31]. By contrast, for some couples the relationship deepened [26]. The quality of the relationship between caregivers and patients is an important predictor of caregiver burden [36]. In addition, other characteristics of the relationship, like a history of relational stress, conflict and instability increase the risk of caregiver vulnerability [31].

Caregivers, as well as patients, may experience a decline in psychological and physical functioning, towards the terminal stages [37]. In fact, caregivers of patients with advanced COPD had more symptoms of anxiety and depression, and their self-rated health was significantly worse when compared with caregivers of patients with early COPD [38].

Caregiver burden is also related to the occurrence of COPD exacerbations [39], especially when accompanied by a hospital admission. A study including patients with COPD and their relatives after an intensive care unit (ICU) stay showed that 72% of the caregivers had symptoms of anxiety and 26% had symptoms of depression at the point of discharge from the ICU [40]. After 90 days, 32% of the caregivers received medication for anxiety or depression prescribed after the patient's ICU stay [40]. In a general population, symptoms of depression were more prevalent in caregivers of nonsurvivors [41], indicating that the burden is higher in caregivers of deceased patients. In caregivers of patients with COPD, the perceived possibility of patients having a painful death associated with asphyxia was the main cause of emotional distress [39]. For bereaved caregivers, death is often unexpected and unanticipated [42]. Bereaved caregivers experienced caregiver burden and a need for bereavement support [43]. Advance care planning is a process whereby a patient, in consultation with healthcare providers, family members and other loved ones, make decisions about their future healthcare [44]. Family members of elderly patients who received facilitated advance care planning had fewer symptoms of post-traumatic stress, depression and anxiety compared with family members of patients receiving usual care [45]. However, advance care planning, in which communication about end-of-life care is an essential part, occurs infrequently in patients with COPD [46].

Caregivers may not only experience distress, but also positive caregiving appraisals [6]. Caring for a patient with COPD was considered as an opportunity for personal growth [39]. Moreover, being able to care for a loved one and help the patient stay at home as long as possible may be rewarding [24]. Considering the above, adequate communication between the patient and the informal caregiver are a prerequisite, and therefore, may be a target for interventions.

Informal caregiver's perceptions of the patient's health

Patients and informal caregivers may have discrepant perceptions of the patients' symptoms and health status [47, 48]. This can result in distress for patients, which, in turn, has a negative influence on the informal caregivers' quality of life [16].

Informal caregivers witness the gradual deterioration in health and increasing symptoms over the years, and are concerned about the patient's struggle with these consequences of COPD. However, informal caregivers also reported that they felt that the patient had tried to “get on with their life with COPD” [10]. Pinnock et al. [42] concluded that patients as well as their informal carers accepted the debilitating symptoms of a lifelong condition. However, uncertainty about the trajectory of the disease caused stress to the patient and the informal caregiver [10].

Subjective burden is the person's appraisal of the caregiving situation. This subjective burden is considered as an important predictor of informal caregivers' psychological health, like symptoms of anxiety and depression [49]. Researchers concluded in a study about perceived breathlessness, that spouses who perceived breathlessness of the patient as more severe were more likely to experience a higher level of psychological distress [50]. Moreover, there may be an important discrepancy between the patient's and the informal caregiver's experience of the patients' symptoms. For example, informal caregivers reported a higher number of symptoms than patients. The severity of symptoms like fatigue, coughing and anxiety were rated higher by informal caregivers than by the patients [47]. In addition, disagreement was also shown between the physician and patient in the perception of symptoms. Only a low concordance was found between the patient with COPD and the physician in the impact of the symptoms on the patient's life. When the disease became more severe, this concordance increased [51]. Patients and informal caregivers may also disagree in how satisfied they are with the medical treatment. However, results about the direction of the disagreement are conflicting [47, 52]. Therefore, more knowledge is needed about the informal caregiver's perception of the patient's health status.

Future perspectives

To date, the importance of informal caregiving seems underrated in the English-language literature [1], and many clinically relevant questions remain unanswered. Living with a patient with COPD can be demanding and may cause health problems in informal caregivers [34]. To date, it remains unknown whether and to what extent informal caregivers of patients with COPD have adapted the family system to the limitations and needs of their chronically ill loved one. Pilot data (n=4 couples) suggest that a common sense of companionship between partners assists with reshaping their relationship and adapting it to the new life rhythm required by living with COPD [53].

The possible influence of informal caregivers' lifestyle on (non-)adherence to medical regimens and the healthy lifestyle of the patient with COPD, like regular daily physical activity, smoking cessation and healthy nutrition also warrants further studies. For example, indoor smoking by the resident loved one negatively influences air quality, which is associated with worse health status of the patient with COPD [54]. Finally, informal caregivers, like spouses and adult children, are uniquely positioned to witness the limitations that COPD patients experience during activities of daily life. This will provide healthcare providers with new insights, and may result in new, personalised interventions.

Here, we have reviewed the current knowledge about informal caregivers of patients with COPD. Several questions remain, which need to be addressed by further studies. These studies should include the role and lifestyle of informal caregivers, the impact of caregiving on the informal caregivers, including the impact during and after acute events like COPD-related hospital admissions, and the perceptions of the informal caregivers of the patients' health status (table 1) [55].

TABLE 1.

Research needs

To study the relationship between the COPD patient's home environment and the informal  caregiving process

To study the influence of informal caregiving on the use of healthcare resources by patients with COPD

To study the influence of the lifestyle of informal caregivers on the patient's adherence to medical  regimens

To study the relationship between lifestyle factors in patients with COPD and their resident loved ones

To investigate informal caregivers’ burden

To investigate informal caregivers’ knowledge about COPD

To investigate whether and to what extent informal caregivers’ burden, health and mood status are  influenced by exacerbation-related hospital admissions

To study the impact of communication between COPD patients and their informal caregivers on general  well-being

To investigate the extent to which informal caregivers of patients with COPD have adapted the family  system to the limitations and needs of their chronically ill loved ones

To investigate the differences between COPD patients’ and informal caregivers’ perceptions of patients’  health status

To prospectively study the effects of a COPD exacerbation on informal caregivers’ perceptions of the  patients’ health status

COPD: chronic obstructive pulmonary disease.

COPD does not only affect patients' lives, but also the lives of their informal caregivers. Therefore, the complete patient system, including informal caregivers, should receive treatment and care. This should be done within primary care services (general practitioners), secondary care services (hospitals) and tertiary care services (rehabilitation centres). For example, education should also be available for the patients' informal caregivers. Indeed, informal caregivers desire information about the expected course of the disease, physical and psychological care, information about medical aids and other resources, and how to deal with an emergency [56]. Moreover, carers found their own needs for information as important as that of the patient [57]. Attention should also be paid to the emotional and practical needs of the informal caregivers [6]. Including family members in a multidisciplinary pulmonary rehabilitation programme benefits the family by improving coping strategies and the psychosocial adjustment to illness [58]. General practitioners and chest physicians should facilitate informal caregivers joining the patient's doctor appointment, so that knowledge can be exchanged.

Professional home care can include several aspects such as home visits, telephone calls, education, and support in acquiring and applying self-management skills [59]. Home visits by a nurse, combined with the availability of a nurse specialist by phone, have been shown to reduce symptoms of depression in patients with COPD [60]. Patients and their informal caregivers need care that is coordinated within and between care settings, by a person who shows empathy and cooperation [61].

Conclusion

To conclude, patients with COPD and their informal caregivers are confronted daily with multiple limitations due to COPD. Therefore, COPD management should not only focus on the optimal drug therapy, but also on its home management throughout the whole disease trajectory. Informal caregivers play an important role, but the process of informal caregiving is complex. Therefore, exploring the interaction between patients and informal caregivers and paying attention to the needs of informal caregivers should be part of research [55], and in turn, of regular clinical care for patients with COPD. This could improve the quality of life of both patients and their informal caregivers and save healthcare costs [20]. A more in-depth insight in the role of the home environment is needed to optimise home management programmes.