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Published in final edited form as: Am J Prev Med. 2015 Jul;49(1):102–111. doi: 10.1016/j.amepre.2015.03.032

Cost-Effectiveness of Childhood Obesity Interventions: Evidence and Methods for CHOICES

Steven L Gortmaker 1, Michael W Long 1, Stephen C Resch 2, Zachary J Ward 2, Angie L Cradock 1, Jessica L Barrett 1, Davene R Wright 3, Kendrin R Sonneville 4, Catherine M Giles 1, Rob C Carter 5, Marj L Moodie 5, Gary Sacks 5, Boyd A Swinburn 6,7, Amber Hsiao 8, Seanna Vine 8, Jan Barendregt 9, Theo Vos 9, Y Claire Wang 8
PMCID: PMC9508900  NIHMSID: NIHMS1792804  PMID: 26094231

Abstract

Background:

The childhood obesity epidemic continues in the United States, and fiscal crises are leading policy makers to ask not only whether an intervention works, but also whether it offers value for money. However, cost-effectiveness analyses have been limited.

Purpose:

To discuss methods and outcomes of four childhood obesity interventions: 1) Sugar sweetened beverage excise tax (SSB); 2) Eliminating tax subsidy of television advertising to children (TV AD); 3) Early care and education policy change (ECE); 4) Active physical education (Active PE).

Methods:

Cost-effectiveness models of nationwide implementation of interventions were estimated for a simulated cohort representative of the 2015 U.S. population over 10-years (2015–2025). A societal perspective was used; future outcomes were discounted at 3%. Data were analyzed in 2014. Effectiveness, implementation and equity issues were reviewed.

Results:

Population reach varied widely, and cost per body mass index (BMI) change ranged from $1.16 (TV AD) to $401 (Active PE). At 10 years, assuming maintenance of the intervention effect, three interventions would save net costs, with SSB and TV AD saving $55 and $38 for every dollar spent. The SSB intervention would avert disability-adjusted life years, and both SSB and TV AD would increase quality-adjusted life years. Both SSB ($12.5 billion) and TV AD ($80 million) would produce yearly tax revenue.

Conclusions:

The cost effectiveness of these preventive interventions is greater than that seen for published clinical interventions to treat obesity. Cost effectiveness evaluations of childhood obesity interventions can provide decision makers with information demonstrating best value for money.

Introduction

The childhood obesity epidemic has been growing for decades in countries throughout the world, and policymakers, scientists and the public have all been engaged in a search for interventions that can reverse these trends. Many approaches have been tried, including programmatic and policy interventions that either target children only or the general population. This variety reflects the many forces that have been identified as driving the epidemic and influencing trends in obesity disparities.1 The evidence base for effective interventions in the United States is evolving, but there have been limited quantitative and economic analyses of population-based interventions, as opposed to individual-based approaches, and few comparisons across multiple approaches.2,3 With fiscal crises affecting both federal and state governments, policy makers in the United States are now asking not only whether an intervention works, but also whether it offers good value for money spent and potential cost savings.

Cost-effectiveness analyses can provide just such information,413 but there are significant challenges in examining the cost effectiveness of childhood obesity interventions. One major challenge is that childhood interventions incur costs “up front” as they are implemented, but their most substantial health benefits (e.g. reductions in morbidity) are minimal until decades later at age 35 and above when obesity-related diseases become more prevalent.14 Childhood interventions thus must have a sustained impact over a very long time period to affect these outcomes, and assuming that effects of childhood interventions persist over decades may be unrealistic.6,15 While there are examples of childhood obesity interventions showing effectiveness over 5 and 10 years,1619 to our knowledge no studies show effectiveness over 20–40 years. Therefore the current analyses focused primarily on short-term and 10-year cost-effectiveness, including cost per unit of body mass index (BMI) reduction and obesity-related health care costs averted.5,20

While evidence for the long term maintenance of childhood interventions is unclear, preventive intervention strategies in childhood still have great potential to avert adults with obesity. Few children are born with obesity, and the changes needed to reduce childhood excess weight are much smaller than those needed to change adult excess weight.2123 There is substantial tracking of adolescent obesity into adulthood,24,25 and it is clear that, once obesity is established in adulthood, treatment generally fails.26 For these reasons prevention of obesity in childhood is critical in the prevention of adult obesity, and the identification of cost effective interventions that can be applied throughout childhood is a clear priority.27

In this paper initial results are reported from the Childhood Obesity Cost Effectiveness Study (CHOICES), a collaborative modeling effort to provide estimates of the effectiveness, costs, reach, and cost-effectiveness of interventions to reduce childhood obesity in the United States. Detailed description of data inputs, assumptions and findings for each intervention are reported in separate papers.2831 This overview paper discusses the common approach and methods used in analyses, and compares results across the four studies.

The CHOICES work is built on a framework developed for the Australian Assessing Cost-Effectiveness (ACE)32,33 in Obesity6 and ACE–Prevention modeling studies7. The CHOICES study is one of the first efforts to estimate the cost-effectiveness of a range of nationally-implemented childhood obesity interventions in the United States.

Methods

The methods and results presented here are the outgrowth of collaborations among researchers at the Harvard School of Public Health, Columbia Mailman School of Public Health and Deakin and Queensland Universities in Australia. CHOICES methods were built on the ACE approach of using standard evaluation methods to develop a priority setting process that balances technical rigor with due process.32,33

The ACE approach was adapted by taking into account the United States experience in terms of population distributions, disease incidence, prevalence and mortality, and a different approach to health care costing and cost offsets than that used in ACE. The emphasis was changed from a focus on disability-adjusted life years (DALYs) over the lifetime of a population cohort, to shorter term changes in population health, including the outcomes of cost per BMI unit change over two years following an intervention, and 10 year health care costs, net costs, DALYs and quality-adjusted life years (QALYs).34 These changes align the modeled results with the time frame of intervention studies used for evidence, make findings more relevant to concerns of U.S. policymakers, and avoid the need to assume sustained intervention effect over individuals’ lifetimes.15 In reporting results, recommendations of the US Panel on Cost-Effectiveness in Health and Medicine were followed.35 The current approach is called the CHOICES model; it has seven distinct methodological components, described in detail below:

1). Selection and recruitment of a stakeholder group

A stakeholder group was selected representing multiple decision makers including US policymakers, policy researchers, and nutrition and physical activity researchers and programmatic experts (Supplementary Appendix 1). This group provided advice concerning specification of the interventions, identification of data sources, technical analyses and assisted in addressing implementation issues.

2). Selection of interventions

The four initial interventions were selected by the investigators to represent a broad range of nationally-scalable strategies to reduce childhood obesity using a mix of both policy and programmatic strategies. While the emphasis was on child and adolescent interventions, the SSB intervention targets the whole population. Details are provided in the four accompanying papers:

  1. An excise tax of one cent per ounce of sugar sweetened beverages, applied nationally and administered at the state level (SSB).28

  2. Elimination of the tax deductibility of advertising costs of TV advertisements for “nutritionally-poor” foods and beverages seen by children and adolescents (TV AD).29

  3. State policy requiring all public elementary schools in which physical education is currently provided to devote at least 50% of PE class time to moderate and vigorous physical activity (Active PE).30

  4. State policy to make early child educational settings healthier by increasing physical activity, improving nutrition and reducing screen time (ECE).31

3). Specification of the Intervention, Implementation Scenarios and Costs

Interventions were specified including the setting (e.g. schools for Active PE; states for SSB), target population, and intervention activities. Whenever possible, the intervention specification was informed by available data on implementation, costs, and effectiveness in reducing BMI in adults or BMI z-score in children. However, empirical data for part of the model were sometimes not available; e.g. no state has yet enacted a sugar-sweetened beverage excise tax as large as that modeled in the SSB intervention.28 A hypothetical, national implementation scenario was thus specified that incorporated the best available data for each step along specified logic pathways from implementation and dissemination to outcomes. Logic models for each of the four interventions are included in Supplementary Appendix 2; details concerning assumptions and evidence are provided in the relevant papers.

Intervention cost estimates follow published guidelines36,37 and protocols as outlined in the ACE,33,38 and adapted to the CHOICES model (Supplementary Appendix 5). Ten-year costs depended on the length of the intervention for a single cohort. For example, the SSB and TV AD interventions were assumed to be in effect (and incurring costs) throughout the 10 year period. In contrast, ECE was assumed to be in effect for children ages 3–5 who attended one of these settings for at most three years. The Active PE intervention was assumed at to have at most six years of intervention exposure for children ages 6–11. All costs were expressed in July 2014 dollars, adjusted for inflation using the U.S Bureau of Labor Statistics Consumer Price Index.

4). Intervention effects

Intervention effects on BMI were estimated using an evidence review process that took into account study quality and was in general agreement with Cochrane guidelines and the GRADE approach (Supplementary Appendix 3).39,40 Evidence reviews were grounded in logic models that link the intervention to behavioral changes and shifts in energy balance (e.g. changes in energy intake and physical activity) and in turn to changes in BMI (Supplementary Appendix 2). For all the interventions modeled there was direct evidence linking behavior change to BMI. The SSB intervention also required additional econometric evidence linking increased price to lower consumption.

5). Modeling short term and 10 year cost-effectiveness

A Markov cohort simulation model was developed for calculating costs and effectiveness of the interventions through their impact on BMI changes. In the short term this was estimated as cost per BMI unit reduced over two years, and over 10 years the model calculated obesity-related health care costs. In the case of the SSB intervention, the model also calculates obesity-related disease incidence and disability adjusted life years (DALYs) over the period 2015–2025. We do not report DALY outcomes for the other three interventions because subjects will be less than age 30 at 10 years follow-up and relative risks of obesity related diseases are 1.0 below age 35.14,41 We also estimated improvements in quality adjusted life years (QALYs), using published estimates of obesity-related quality of life among adults age 18 and older.42 Because no ECE cohort members and few in the Active PE interventions would be adults after 10 years, we did not report QALY improvements for these interventions. The model used a proportional multi-state life table43,44 to simulate the morbidity and mortality experience of the 2015 population of the United States (ages 2 or older in 2015) followed for ten years or until death or 100 years of age. The model was based on a spreadsheet version used for ACE Prevention,45,46 but modified with US population, health care costs, morbidity and mortality data. These results were replicated in a compiled programming language (JAVA) and data were analyzed in 2014. Further details are in Supplementary Appendix 4.

The impact on obesity-related health care costs were calculated based nationally representative analyses indicating excess health care costs associated with obesity among children and adults.5,47 We do not assume as in the ACE studies6,48 that health care cost offsets occur only after obesity related disease onset. Rather we took into account excess health care costs linked to obesity at all ages, including childhood and adolescence. Supplementary Appendix 5 provides further detail.

For all interventions we assume that effects on BMI change occurs after one year. This assumption approximates the time to full effect following changes in energy balance in children.49,50 We continue to include costs of intervention implementation during this first year of the modeling time frame. Estimates of intervention costs did not include one-time start-up costs, and yearly costs were those incurred when the intervention was fully operational. A modified societal perspective on costs was used. For the primary interventions, we assumed that effects were sustained over 10 years. For policy changes like the SSB and TV AD interventions, sustaining an effect over 10 years can be considered reasonable. All input parameters of the models and their distributions and assumptions are detailed in the individual papers. All results are expressed in 2014 U.S. dollars and future outcomes are discounted at 3% annually.

6). Performing uncertainty and sensitivity analyses and calculating cost and cost-effectiveness

Probabilistic sensitivity analyses were used extensively by simultaneously sampling all parameter values from predetermined distributions. Results are reported as 95% uncertainty intervals (around point estimates). Uncertainty intervals were estimated by taking the 2.5 and 97.5 percentile values from simulated data, to describe the uncertainty surrounding the outcome measures as a result of the joint uncertainties surrounding input parameters.51 To estimate costs per BMI units reduced over two years, @Risk software (Version 6.0. Ithaca, NY: Palisade Corporation; 2009) was used to calculate 95% uncertainty intervals from 10,000 iterations of the model. In estimating 10 year healthcare costs, net costs, net cost saved per dollar spent, and DALY and QALY outcomes, uncertainty intervals were calculated using Monte Carlo simulations programmed in JAVA over 1,000,000 iterations of the model. Model uncertainty was also assessed by modifying the primary scenario with alternative logic pathways; these are described in the individual papers.

7). Implementation and Equity Considerations

The stakeholder group was engaged in reviewing findings in light of implementation and equity issues,32 including quality of evidence, equity, acceptability, feasibility, sustainability, side effects and social and policy norms. These implementation issues combined with cost effectiveness results provide a more complete picture for decision makers.

Results

Results of the four cost effectiveness analyses are summarized in Tables 1 and 2. The short term outcomes described in Table 1 include the population reached by the interventions – and this varies greatly, from the 3.7 million children estimated to be impacted by the ECE intervention to the 313 million children and adults who would be affected by a SSB excise tax. The estimated annual cost of the interventions also varies substantially, ranging from a low of $1.1 (95% Uncertainty Interval (UI): $0.69; $1.42) million dollars per year (TV AD) to an estimated $71 (95% UI: $51; $96) million per year required to fund Active PE. Effectiveness as estimated from evidence reviews varied from a 0.02 (95% UI: 0.01; 0.04) per person change in BMI (PE) to a change of 0.16 (95% UI: $0.06; 0.37) for the SSB intervention among youth (Table 1).

Table 1.

Short term population reach, cost and outcomes for four childhood obesity interventions in the US. Costs are in 2014 dollars.

Intervention Population Reach Millions First Year Intervention Cost $US millions (UI) Per Person BMI Unit Reduction (UI) Cost Per Unit BMI Reduction $US (UI)
Sugar Sweetened Beverage Excise Tax28 (SSB) all ages 313 $51 ($36, $66) 0.08 (0.03, 0.20) (adult) $3.16 ($1.24, $8.14)
Ages 2–19 only 74 0.16 (0.06, 0.37) (ages 2–19) $8.54 ($3.33, $24.2)
Reduce Tax Subsidy of TV Advertising29 (TV AD) 74 $1.1 ($0.69, $1.42) 0.028 (0.011–0.046) $1.16 ($0.51, $2.63)
Early Care and Education Policy Changes31 (ECE) 3.7 $4.8 ($−6.0,$12.6) 0.02 (0.01,0.04) $57.80 (a, $138)
State Policy for Active Physical Education30 (PE) 17.6 $71 ($51, $96) 0.02 (0.003, 0.05) $401 ($148, $3,100)

BMI, Body Mass Index; UI, 95% Uncertainty Interval

a

It is customary not to report negative incremental cost effectiveness ratios because they cannot be interpreted.86

Table 2.

Estimated 10 year cost effectiveness and economic outcomes for childhood obesity interventions in the US, 2015–2025.

Intervention Health Care Costs US$ Millions (UI) Probability of Net Cost Saving Net costs US$ Millions (UI) DALYs averteda (UI) QALY’s gainedc (UI) Net cost saved per $ spent (UI)
Sugar Sweetened Beverage Excise Tax28 (SSB) all ages −$23,600 (−$54,900, −$9,330) 1.0 −$23,200 (−$54,500, −$8,880) 101,000 (35,000, 249,000) 871,000 (342,000; 2,030,000) $55 ($21,$140)
Reduce Tax Subsidy of TV Advertising29 (TV AD) −$352 (−581,−138) 1.00 −$343 (−$572, −$129) ---a 4,540 (1,750, 7,500) $38 ($14,$74)
Early Care and Education Policy Changes31 (ECE) −$52 (−$134,−$14) 0.95 −$43.2 (−$133,−$4.24) ---a ---c $6 (d,$66)
State Policy for Active Physical Education30 (Active PE) −$61 (-$153,-$8) 0.003 $175 ($63, $277) ---a ---c -

UI, 95% Uncertainty Interval

a

Disability adjusted life years (DALYs); these were only reported for the SSB intervention as significant incidence does not begin until age 35 and higher. No DALYS are averted for these childhood interventions within the 10 year follow-up because of the very low incidence of morbidity and mortality before ages 35 and up.

c

Quality adjusted life years (QALYs); these were only reported for the SSB and AD interventions; we do not calculate QALYs for the ECE and Active PE interventions because few subjects over the 10 years will fall into the age range of 18 and older where QALY weights are defined.

d

It is customary not to report negative incremental cost effectiveness ratios because they cannot be interpreted.86

The estimated cost-effectiveness of the interventions over the first two years (Table 1) varies considerably more, ranging from a low of $1.16 (95% UI: $0.51; $2.63) per BMI unit change for TV AD, to $3.16 (95% UI: $1.24; $8.14) for SSB to $401(95% UI: $148; $3100) for the Active PE intervention.

Substantial variations in outcomes remained when a 10-year time frame was adopted and health care cost savings were included (Table 2). For three of the four interventions there would be potential net cost savings over the period 2015–2025. The largest estimated savings, a total of $23.2 billion (95% UI: $8.88; $54.5), were associated with the SSB intervention because this intervention will impact all ages, and in particular will impact adults who already have obesity-related diseases and their associated health care costs. In uncertainty analysis, the likelihood of cost savings at 10 years is quite high (greater than 99% following the first two years) for both the SSB and TV AD interventions, and an estimated 95% for ECE.

The TV AD intervention would result in an estimated $343 million (95% UI: $129; $572) saved over the decade. The ECE intervention would impact a much smaller population, and result in estimated cost savings over the decade of $43.2 million (95% UI: $4.24; $133). The Active PE Intervention would not result in any net cost savings over this period. The SSB intervention would save an estimated $55(95% UI: $21; $140) for every dollar spent and the TV AD $38(95% UI: $14; $74).

In addition, an estimated 101,000 (95% UI: 35,000; 249,000) disability adjusted life years would be averted during 2015–2025 due to the SSB excise tax. Because the other three interventions are exclusively focused on children, there was limited potential to impact obesity-related morbidity, mortality and DALYs over the 10-year time horizon because of the low prevalence of obesity related morbidity and mortality before age 35.14 Likewise the ECE and Active PE interventions would have minimal impact on adult QALYS within the modeling time frame.

Two of the interventions would generate tax revenue. The SSB Excise Tax would generate approximately $12.5 billion per year nationally,28 and the TV AD intervention would raise about $80 million per year.29 These tax revenues were not included in the net societal costs of the intervention (Table 2) but these revenues could be used to pay for other initiatives.

Discussion

The relative cost effectiveness of the four intervention studies reviewed here provides an important series of contrasts. The estimated costs, cost effectiveness and reach of these interventions as they are brought to scale nationally vary dramatically. The cost per BMI unit change for three of the interventions varies from $1.16 to $57.80, and the most expensive was $401. Are these costs low or high? There are no established benchmarks for cost per unit changes in BMI, but one relevant comparison would be clinical interventions for obese children or adolescents. Although the research is limited, one recent randomized trial for a primary care-based intervention for overweight and obese children52 cost about $1000 per BMI unit change.53 Evidence reviews of bariatric surgical interventions in youth indicate an average reduction of 13.5 BMI units over the first year,54 with an average cost of bariatric surgery of about $28,700,55 leading to a rough estimate of a cost of $2,100 per BMI unit change. These results suggest that some of the broad-reaching policy and preventive interventions studied here may produce changes in BMI at much lower cost than some commonly reimbursed medical treatments.

Perhaps more importantly, these analyses indicate that three of the interventions are cost saving within a ten year period (two within two years): the estimated changes in BMI and obesity due to the interventions lead to lower rates of obesity and health care costs, offsetting intervention costs. Two of the interventions, the SSB excise tax and TV AD, result in additional revenue ($12.5 billion per year and $80 million per year) that could be used for policy and programmatic work, or to counteract equity issues through legislative earmarking.

In addition to these quantitative costs and outcomes, there are a wide range of other implementation and equity issues that have been considered in evaluating the interventions (Table 3). In general there is high quality evidence linking the key behaviors with the outcome of BMI. However there are many uncertainties regarding implementation of the interventions, including their feasibility and acceptability to stakeholders. All interventions selected were generally deemed feasible. There are SSB excise and sales taxes already in place (albeit small ones) in many states, and excise taxes on many other goods (alcohol, cigarettes, sport fishing gear). However it is clear there will continue to be strong opposition from the beverage industry.28 Three states already have ECE policies like those studied,31 and many schools have implemented the Active PE interventions examined,30 so it is clear these interventions are feasible, but budget concerns have been one important factor limiting their wider implementation. The change in taxation specified in the TV AD intervention is feasible as it is a change in a tax deduction, but because of first amendment concerns the tax code change would need to be implemented and survive a court challenge.29 This change would also likely be strongly opposed by beverage, food, broadcast, and advertising industries. Recently proposed legislation in the U.S. House of Representatives (H.R. 2831) and a more recent bill introduced in the Senate by Blumenthal and Harkin, the Stop Subsidizing Childhood Obesity Act of 2014, indicates interest in this approach.29

Table 3.

Implementation and equity issues for four childhood obesity interventions in the United States: CHOICES.

Intervention Quality of Evidencea Equity Acceptability to stakeholders Feasibility Sustain-ability Side effects Social and Policy Norms
Sugar Sweetened Beverage Excise Tax28 (SSB) High quality RCT for children; moderate quality for adults Neutral: Regressive tax, but health benefits, earmarking potential Beverage industry opposition; national public opinion increasingly positive Excise taxes common: very feasible Likely; examples of other excise taxes like tobacco Reduced diabetes, CVD independent of BMI Substantial potential for shift in social norms with publicity surrounding successful implementation
Reduce Tax Subsidy of TV Advertising29 (TV AD) High quality RCT linking TV and BMI Potential to reduce inequality as minority children watch more TV Likely food, beverage, advertising industry opposition Plausible feasibility; needs to be implemented and survive court challenge Likely if implemented Other media advertising may increase Publicity concerning law could lead to increased support
Early Child and Education Policy Changes31 (ECE) High/moderate quality RCTs linking SSB, TV, physical activity to BMI Potential for reduced disparities with policy change and increased disparities due to family based settings 3 states already have so acceptable States already regulate so feasible; cost a limiting factor Yes but system for monitoring needed Other effects on CVD, diabetes risk, dental health, as well as effects in the home and staff behaviors Can increase awareness for issues among preschools
State Policy for Active Physical Education30 (Active PE) High quality RCT linking PA and BMI and moderate quality longitudinal study Potential for negative effect on equity as only schools with PE can implement Acceptable to policy-makers; teachers require training Feasible with training for staff; cost major limiting factor Likely but system for monitoring needed Effects on fitness, reduced CVD health, class-room behavior, no harm to academic achievement Can boost support for physical activity during school day

BMI, Body Mass Index; CVD, Cardiovascular Disease; RCT, Randomized Controlled Trial, SSB, Sugar-sweetened Beverage; TV, Television

a

Quality of evidence for the primary behavioral link to BMI, using GRADE rating.40

The “side effects” that the four interventions produce could have major significance, and are not captured in the current model that focuses on changes in BMI and obesity related outcomes. For example, increasing physical activity levels improves physical and mental health of students,56,57 and interventions that increase physical activity also show direct effects on cognitive functioning and ability to concentrate in class.5862 These positive additional outcomes are not included in the evaluation of the Active PE intervention, leading to likely underestimation of the impact of this intervention. The impact of the SSB excise tax is also likely underestimated as direct effects of the intervention on diabetes incidence and CVD incidence independent of BMI were not modeled.63,64 One potential negative side effect of an SSB tax has been countered with evidence that these taxes would not adversely impact employment.65

Effects on equity are potentially important. While the SSB tax is regressive in its costs, there is the potential for earmarking of tax revenues to offset this effect. In addition, children living in poverty may experience the largest effects of the intervention28 so it may be progressive in its benefits. The TV AD intervention has the potential to reduce disparities in obesity, since poor and minority children watch the most TV and could experience a more substantial effect of the reduction of TV advertising.66,67 In contrast, the Active PE and ECE changes could increase disparities because poorer children have less access to PE in school or to center based preschool programs that are most likely to implement changes.68

One potentially important area of impact for all of the interventions is on “social and policy norms,” or the effect that increased public attention to an intervention would have on these outcomes. For example the SSB excise tax and the TV AD intervention could generate substantial public debate, and the attendant publicity and social media effects could lead to a shift in social norms, including increases in favorable public opinion as more people learn of the impact and benefits of the interventions. For example, recent evidence shows increased support for SSB taxes in public opinion polls, particularly if the focus is on children.69

“The U.S. Food and Drug administration has recently conducted economic analyses of public health interventions in which the value of expected gains in health and healthcare cost savings were reduced based on the argument that these interventions would result in a loss of “consumer surplus”. Leading economists have challenged this analysis as incorrect with regards to cigarette smoking; we believe the same critique can be made concerning interventions where market failures1 have contributed to childhood obesity, as in the case of SSB. See the further discussion in Long et al.28

Evidence is accumulating that growth in obesity prevalence is beginning to flatten in some populations, albeit at historically high levels,70 and the current results reaffirm a growing sense that some policy changes and interventions are effective in reducing obesity and are worthy of consideration by policymakers. Energy gap modeling of the determinants of obesity have indicated that young children have the smallest energy gaps to change, and hence would likely be the first group to show evidence for reversal of the epidemic,8,50 consistent with recent evidence.71,72 However, there is very limited evidence for the cost effectiveness of policy and programmatic interventions, and their impact on the energy gap and changes in childhood BMI and obesity.22,73

There are a number of limitations to these cost effectiveness analyses. First, none of the interventions studied have been implemented at the national scale. A second concerns the evidence base: while there is a strong intervention evidence base relating change in behaviors to change in BMI, much less is known about how to effectively translate and scale these interventions in community settings throughout the nation. While effectiveness research indicates a high probability that interventions will make an impact, the reach of this impact is uncertain because of the lack of implementation research.

The impact of interventions may also be underestimated, in part because only a limited set of outcomes was examined. We have noted above that the SSB model likely underestimates effects on outcomes because direct effects of changes in SSB’s on both diabetes74 and cardiovascular disease64 independent of BMI are not modeled. Physical activity effects are likely underestimated because the model does not take into account the effects of activity on cognitive function, mood, and academic performance of children.7577 The model also excludes potential health gains from earmarking tax revenues for health promotion. Previous tobacco control efforts set a precedent: the Centers for Disease Control and Prevention reported in 2007 that almost 90% of funding for state and local tobacco prevention programs came from excise taxes and tobacco settlement funds.78

Given the tracking of childhood obesity into adulthood,79 limiting the evaluation to a 10-year time horizon may underestimate the long-term healthcare cost savings and reduction in morbidity and mortality associated with childhood obesity prevention efforts. There is good evidence that physical activity patterns track from childhood into adulthood,80 and physical inactivity in adulthood is associated with higher health care costs,81 independent of obesity and other risk factors.82,83 Recent research indicates that these associations are evident among all age groups including early adulthood (ages 18–24), and that the strength of this relationship is similar to that seen for obesity.84 These data thus indicate that reduced BMI and increased physical activity in childhood could lead to lower obesity levels and less inactivity in adulthood, leading to reductions in healthcare costs, disability, and premature death.

The findings from these four studies resonate with a number of the results from the ACE modeling efforts in Australia.6,9,11,46,85 For example, some of the most cost-effective strategies were found to be policy interventions in part because of their relatively low cost, broad population reach and potential for sustainability. In the present study the SSB, TV AD and ECE policy interventions all show good cost effectiveness and potential to demonstrate substantial cost savings. These policy and preventive interventions may also produce changes in BMI at much lower cost than some commonly reimbursed clinical interventions.

One of the critical questions now is whether interventions with clear evidence for cost effectiveness and cost saving over this time period can actually be implemented. A related issue is whether the focus of dissemination and implementation should be local, state or national. With partisan gridlock currently affecting Congress, perhaps more change will be happening at state and local levels in the near future. The present analysis indicates multiple cost effective interventions (SSB, Active PE, ECE) at state levels. As further cost effectiveness evaluations of policy and programmatic interventions are completed and the evidence base grows, policymakers should have more leverage to focus on strategies that can demonstrate best value for money.

Supplementary Material

1

Acknowledgements:

This work was supported in part by grants from the Robert Wood Johnson Foundation (#66284), Centers for Disease Control and Prevention (U48/DP00064-00S1), including the Nutrition and Obesity Policy, Research and Evaluation Network, the Donald and Sue Pritzker Nutrition and Fitness Initiative, and the JPB Foundation. This work is solely the responsibility of the authors and does not represent official views of the CDC or any of the other funders. We thank William Dietz for helpful comments on the manuscript.

Jan Barendregt has no financial disclosures. His work is supported by the JPB Foundation. In addition he is founder and owner of Epigear International Pty Ltd.

Jessica Barrett has no financial disclosures. Her work is supported by the Centers for Disease Control and Prevention, the Robert Wood Johnson Foundation, and the JPB Foundation.

Rob Carter has no financial disclosures. His work is supported by the Robert Wood Johnson Foundation and the JPB Foundation. He is a researcher within the Centre for Research Excellence in Obesity Policy and Food Systems funded by the Australian National Health and Medical Research Centre (grant 1041020).

Angie Cradock has no financial disclosures. Her work is supported by the Centers for Disease Control and Prevention, the Robert Wood Johnson Foundation, and the JPB Foundation.

Catherine Giles has no financial disclosures. Her work is supported by the Robert Wood Johnson Foundation and the JPB Foundation and the Centers for Disease Control and Prevention, Prevention Research Center Program.

Steven Gortmaker has no financial disclosures. His work is supported by the Robert Wood Johnson Foundation, Centers for Disease Control and Prevention, the Donald and Sue Pritzker Nutrition and Fitness Initiative, and the JPB Foundation.

Amber Hsiao has no financial disclosures. Her work is supported by the Robert Wood Johnson Foundation and the JPB Foundation and National Institute of Health/National Cancer Institute.

Michael Long has no financial disclosures. His work is supported by the Robert Wood Johnson Foundation, Centers for Disease Control and Prevention, and the JPB Foundation.

Marj Moodie has no financial disclosures. Her work is supported by the Robert Wood Johnson Foundation and the JPB Foundation. She is a researcher within the Centre for Research Excellence in Obesity Policy and Food Systems funded by the Australian National Health and Medical Research Centre (grant 1041020).

Stephen Resch has no financial disclosures. His work is supported by the JPB Foundation.

Gary Sacks has no financial disclosures. His work is supported by the Robert Wood Johnson Foundation and the JPB Foundation. He is a researcher within the Centre for Research Excellence in Obesity Policy and Food Systems funded by the Australian National Health and Medical Research Centre (grant 1041020).

Kendrin Sonneville has no financial disclosures. Her work is supported by the Robert Wood Johnson Foundation.

Boyd Swinburn has no financial disclosures. His work is supported by the Robert Wood Johnson Foundation and the JPB Foundation, the Health Research Council (NZ) and National Institutes of Health (US). He is a researcher within the Centre for Research Excellence in Obesity Policy and Food Systems funded by the Australian National Health and Medical Research Centre (grant 1041020).

Seanna Vine has no financial disclosures. Her work is supported by the JPB Foundation.

Theo Vos has no financial disclosures.

Y Claire Wang has no financial disclosures. Her work is supported by the Robert Wood Johnson Foundation, the JPB Foundation, and National Institute of Health/National Cancer Institute

Zachary Ward has no financial disclosures. His work is supported by the JPB Foundation.

Davene Wright has no financial disclosures. Her work is supported by the Robert Wood Johnson Foundation.

Footnotes

In addition there are five supplemental appendices that should be available online.

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