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. 2022 May 12;125(2):318–357. doi: 10.1112/plms.12448

Parametrized family of pseudo‐arc attractors: Physical measures and prime end rotations

Jernej Činč 1,2,, Piotr Oprocha 3,2
PMCID: PMC9544952  PMID: 36246410

Abstract

The main goal of this paper is to study topological and measure‐theoretic properties of an intriguing family of strange planar attractors. Building toward these results, we first show that any generic Lebesgue measure‐preserving map f generates the pseudo‐arc as inverse limit with f as a single bonding map. These maps can be realized as attractors of disc homeomorphisms in such a way that the attractors vary continuously (in Hausdorff distance on the disc) with the change of bonding map as a parameter. Furthermore, for generic Lebesgue measure‐preserving maps f the background Oxtoby–Ulam measures induced by Lebesgue measure for f on the interval are physical on the disc and in addition there is a dense set of maps f defining a unique physical measure. Moreover, the family of physical measures on the attractors varies continuously in the weak* topology; that is, the parametrized family is statistically stable. We also find an arc in the generic Lebesgue measure‐preserving set of maps and construct a family of disk homeomorphisms parametrized by this arc which induces a continuously varying family of pseudo‐arc attractors with prime ends rotation numbers varying continuously in [0,1/2]. It follows that there are uncountably many dynamically non‐equivalent embeddings of the pseudo‐arc in this family of attractors.

1. INTRODUCTION

The main goal of this paper is to study topological and measure‐theoretic properties of an intriguing family of strange planar attractors. Our study is motivated by the advances of Wang and Young [51, 52] where they give an approach to study measure‐theoretic properties of a large class of strange attractors with one direction of instability. Furthermore, there has been recent major advances by Boyland, de Carvalho, and Hall who provided the first detailed description of a family of strange attractors arising from unimodal inverse limits both from topological [21, 22, 23] and measure‐theoretic perspective ([24], also see P. Boyland et al., in preparation). The last mentioned results in particular focused on the family of tent inverse limits for which Barge, Bruin, and Štimac [6] have proven that the spaces are non‐homeomorphic for different slopes in (2,2]. Our proposed (and studied) family of strange attractors also exhibits one direction of instability and several good measure‐theoretic properties but is different from the last described family of tent inverse limits as follows. We provide a parametrized family of strange attractors where all the attracting sets are homeomorphic but nevertheless, as we shall see later, they exhibit a variety of rich dynamical behavior and have good measure‐theoretic and statistical properties. The attracting sets of this family are all homeomorphic to the one‐dimensional space of much interest in Continuum Theory and beyond, called the pseudo‐arc. A continuum is a non‐empty compact connected metric space. The pseudo‐arc may be regarded as the most intriguing planar continuum not separating the plane. On the one hand its structure is quite complicated, since it does not contain any arc. On the other hand it reflects much regularity in its shape, since it is homeomorphic to any of its proper subcontinua. For the history of the pseudo‐arc and numerous results connecting it to other mathematical fields we refer the reader to the introduction in [20]. Our results here can also be viewed as a connecting link between Continuum Theory and Measure Theory since (among other results) we show that the natural extension (in the dynamically precise sense, cf. Section 1.1) of topologically generic dynamics on the interval maps that preserve Lebesgue measure λ lives on the pseudo‐arc.

1.1. Statements of the results

In what follows, by a residual set we mean a dense Gδ set and we call a property generic if it is satisfied on at least a residual set of the underlying Baire space. In this subsection we will state and comment the main results of this paper. In the first part of the paper we focus our study on the class of continuous interval maps that preserve the Lebesgue measure λ which we denote by Cλ(I). If one equips this space with the metric of uniform convergence it becomes a complete space (see, e.g., Proposition 4 in [16]). The study of properties of generic maps of Cλ(I) was initiated in [15] and continued recently in [18] and [16]; among other results it was proven in [18] that the generic maps are locally eventually onto (leo) and measure‐theoretically weakly mixing. In [16] the authors focused on periodic properties of the generic maps and, among other results, they completely characterized their sets of periodic points of any period, determined their Hausdorff and upper box dimension, and proved that these maps have the shadowing and periodic shadowing property.

Here we prove another topological property of Lebesgue measure‐preserving maps, which might be the most surprising of the properties yet; namely we prove:

Theorem 1.1

There is a dense Gδ set TCλ(I) such that if fT then for every δ>0 there exists a positive integer n so that fn is δ‐crooked.

The δ‐crookedness is not an easy‐to‐state property (see Definition 2.1), since it imposes strong requirements on values of the map. However, δ‐crookedness in the sense of Theorem 1.1 completely characterizes the maps for which the inverse limit is the pseudo‐arc ([13] and Proposition 4 in [41]). Thus we obtain the following corollary.

Corollary 1.2

The inverse limit with any Cλ(I)‐generic map as a single bonding map is the pseudo‐arc.

One should note that all interesting “global” dynamics in interval maps can be reflected in Lebesgue measure‐preserving maps (see, e.g., Remark in [16] or Remark 2.29 below); for any non‐atomic measure on the interval with full support, we obtain the result analogous to Theorem 1.1.

At this point, let us mention that one can view inverse limits with single bonding maps as the simplest invertible dynamical extensions of the dynamics given by the bonding map. Let us state this fact more precisely. Denote by I^:=lim(I,f) and let f^:I^I^ be the natural extension of f (or the shift homeomorphism). A natural projection π0:I^I defined by π0(x)=x0 semi‐conjugates f^ to f.

1.1.

For a continuum Y let g:YY be an invertible dynamical system and let p:YI factor g to f. Then p factors through π0: that is, f^ is the minimal invertible system which extends f (see Figure 1).

FIGURE 1.

FIGURE 1

f^ is the minimal invertible system which extends f

Denote by CDP(I)C(I) the class of interval maps with the dense set of periodic points and by CDP(I)¯ its closure. Building on the well‐known properties of interval maps mentioned earlier (see Remark 2.29) we obtain the following result.

Corollary 1.3

The inverse limit with any CDP(I)¯‐generic map as a single bonding map is the pseudo‐arc.

Interval maps with dense set of periodic points were popularized by the work of Li and Yorke [39] where such maps were called “chaotic” for the first time. This line of work saw numerous applications in different branches of mathematics and beyond. Our last result above can also be viewed as a continuation of study initiated by Barge and Martin [7, 8, 9] in the generic setting. Corollaries 1.2 and 1.3 seem quite unexpected, taking into account earlier genericity results about inverse limits of interval maps; in particular, it was proven by Block, Keesling, and Uspenskij [14] that the set of interval maps that produce pseudo‐arc in the inverse limit are nowhere dense in C(I) (where C(I) denotes the class of all continuous interval maps). On the other hand, Bing [13] has shown that for any manifold M of dimension at least 2, the set of subcontinua homeomorphic to the pseudo‐arc is a dense residual subset of the set of all subcontinua of M (equipped with the Vietoris topology).

Inverse limit spaces are often not Euclidean spaces and thus it usually (also often in our case) makes no sense to speak about Lebesgue measure on the inverse limit. However, any invariant probability measure lifts to a shift‐invariant measure on the inverse limit space (see [33]). In particular, if we have a leo bonding map on a Euclidean space, then the measure on the inverse limit can be seen as an extension of the measure on the underlying Euclidean space over Cantor set fibers. Precise definitions of these concepts are given later in the paper (see Definition 3.3). In standard terms, a measure μ on a manifold is physical if the set of its regular points of μ has positive measure with respect to a background Lebesgue measure. It was proven in [33] that if an Euclidean space admits a physical measure, the shift‐invariant measure on the inverse limit space is also physical. If we combine the last theorem, corollary, and the results from [18, 38], and [27] (see also the survey [29] on dynamical properties that extend to inverse limit spaces), we get the following. Note that the following corollary also contributes to the study of possible homeomorphisms on the pseudo‐arc.

Corollary 1.4

Let T be a dense Gδ subset of Cλ(I) from Theorem 1.1. There is a dense Gδ subset TTCλ(I) so that for every fT the inverse limit I^f:=lim(I,f) is the pseudo‐arc and the natural extensions of maps from T give rise to complete space T^ of homeomorphisms on the pseudo‐arc I^f so that every f^T^:

  • (1)

    preserves induced inverse limit m^ measure on I^f,

  • (2)

    induced inverse limit measure m^ is physical and weakly mixing on I^f,

  • (3)

    is transitive,

  • (4)

    has infinite topological entropy,

  • (5)

    has the shadowing property,

  • (6)

    has a Cantor set of periodic points of any period.

Note that the preceding result works also for generic maps in the class of maps preserving any other fully supported probability measure absolutely continuous with respect to the Lebesgue measure.

The results above serve as the preparatory results for our study of a family of strange attractors. The tool that we apply is the so‐called Brown–Barge–Martin (BBM) embedding of inverse limits of topological graphs (see [10] and [27]). This approach yielded surprising new examples for topological dynamical systems as we explain in this paragraph. A particularly useful extension of this method is provided by the parametrized version of BBM embedding (and we will use this method in the following theorem but not in the main theorem of the paper), given by Boyland, de Carvalho, and Hall [21]. The same authors used this method as a tool to find new rotation sets for torus homeomorphisms (see [22]) and to study prime ends of natural extensions of unimodal maps (see [24]). Very recently, Boroński, Činč, and Liu used an adaptation of the BBM technique to provide several new examples in the dynamics on the 2‐sphere, with the particular emphasis on better understanding the induced boundary dynamics of invariant domains in parametrized families. The above mentioned BBM technique enables us to present the inverse limit of any interval map as a planar attractor. The problem with the standard approach, however, is that BBM embeddings done for two maps separately may be incomparable. In fact, it may happen in practice that arbitrarily close maps may generate quite distant attractors (e.g., in terms of Hausdorff distance) and also the other extreme is possible. While we use a large collection of different interval maps, their inverse limit is the pseudo‐arc, that is, these inverse limits are homeomorphic. It may therefore happen, that BBM results in conjugate systems, that is, two maps define dynamically the same systems. The following result allows comparison of attractors, providing continuous dependence between the shape of attractors and distance between interval maps inducing them. It also ensures that we construct numerous non‐conjugate dynamical systems.

Denote by C(X,Y) (respectively, H(X,X)) the set of all continuous mappings from a metric space X to a metric space Y (respectively, the set of all homeomorphisms of X). We equip the space C(X,Y) with the metric of uniform convergence ρ. Let DR2 denote a closed topological disk. We say that a compact set KDR2 is the (global) attractor of h:DD in D if for every xDD, the omega limit set ωh(x)K and for some zK we have that ωh(z)=K.

To a non‐degenerate and non‐separating continuum KDDR2 we can associate the circle of prime ends as the compactification of DK. If h:R2R2 preserves orientation and h(K)=K, h(D)=D then h induces an orientation‐preserving homeomorphism of the prime ends circle, and therefore it gives a natural prime ends rotation number. The prime ends rotation number allows one to study boundary dynamics of underlying global attractors and distinguish their embeddings from dynamical point of view, see Definition 4.11 and the remark thereafter. For a more comprehensive introduction to the prime end theory we refer the reader to [40]. Let us note that we will not delve deep in this line of research in the current paper, but nevertheless, the extensions of the following results in this direction would, in our opinion, be of interest. Let us also note that the following theorem was in part motivated by the results obtained in [19], although the main reason that we provide it here is to give an insight into the topological properties of some embeddings that we later study in Theorem 1.6 from the measure‐theoretic aspect.

Theorem 1.5

Let T be a dense Gδ subset of Cλ(I) from Theorem 1.1. There is a parametrized family of interval maps {ft}t[0,1]TCλ(I) and a parametrized family of homeomorphisms {Φt}t[0,1]H(D,D) varying continuously with t having Φt‐invariant pseudo‐arc attractors ΛtD for every t[0,1] so that

  • (a)

    Φt|Λt is topologically conjugate to f^t:I^fI^f.

  • (b)

    The attractors {Λt}t[0,1] vary continuously in the Hausdorff metric.

  • (c)

    Prime ends rotation numbers of homeomorphisms Φt vary continuously with t in the interval [0,1/2].

  • (d)

    There are uncountably many dynamically non‐equivalent planar embeddings of the pseudo‐arc in the family {Λt}t[0,1].

This result is interesting also from several other aspects. First, it is the first example in the literature (to our knowledge) of a parametrized family of strange attractors where the attractors are proven to be homeomorphic, yet the boundary dynamics on the attractor is very rich. This result underlines the fact that pseudo‐arc is among one‐dimensional continua a special object with respect to its flexibility to permit a variety of different dynamical behavior. Furthermore, let us also note that Theorem 1.5 answers Question 2 from [19] for the case of the pseudo‐arc, however these results do not directly apply to the pseudo‐circle. Second, the above result also says there are pathwise‐connected components in a generic set of Cλ(I) and it would be interesting to know if this set itself is pathwise connected. Third, let us mention that the homeomorphism group of the pseudo‐arc contains no non‐degenerate continua [36], so Theorem 1.5 may come as a surprise, since it defines a continuous family of homeomorphisms Φt|Λt where each Λt is the pseudo‐arc. However, there is no contradiction with results of [36] in statements of Theorem 1.5, since each Λt is the pseudo‐arc P up to a homeomorphism ht:ΛtP. But first of all, there is no reason why the family {ht}t[0,1] should be continuous. There is also no immediate argument why homeomorphisms htΦt|Λtht1 are different. Since in this work we are interested only in embeddings from dynamical perspective we leave the following question about the topological nature of embeddings open.

Question 1

Are for every tt[0,1] the attractors Λt and Λt (topologically) non‐equivalently embedded?

Recall that two planar embeddings are called (topologically) equivalent if there is a homeomorphism h:R2R2 such that h(Λt)=Λt. Note that h does not have to intertwine the dynamics, so Theorem 1.5 does not provide the answer to the above question. We leave it as a problem for future research.

The last part of this paper is the study of measure‐theoretic properties of BBM embeddings of attractors obtained as inverse limits of generic maps in Cλ(I), and we take Theorem 1.1 as a starting point. Therefore, besides the topological input given by Theorem 1.1 it turns out that this family is particularly nice also from the measurable and statistical perspective. A Borel probability measure on a manifold M is called Oxtoby–Ulam (OU) or good if it is non‐atomic, positive on open sets, and assigns zero measure to the boundary of manifold M (if it exists) [2, 46]. As we mentioned earlier, using the BBM technique [10], we can represent any inverse limit of interval map as an attractor of a disc homeomorphism. Repeating a simplified version of approach in [21] we can easily ensure that any invariant measure becomes a physical measure. However, if this construction is performed for each map separately we would not be able to ensure comparability of obtained embeddings. Such an approach would not be satisfactory since it is natural to require from the embedding technique that “similar” maps result in “similar” embeddings. An important result of this type also ensuring statistical stability of attractors was first obtained for the tent inverse limit family in [21] (see also [24]) and was an inspiration for the following theorem. However, note also that such a result is by no means given beforehand; taking, for example, logistic family instead of the tent map family one cannot prove statistical stability of homeomorphisms obtained from the BBM construction (see [21] for more details).

Theorem 1.6

Let T be a dense Gδ subset of Cλ(I) from Theorem 1.1. There exists a dense Gδ set of maps ATCλ(I) and a parametrized family of homeomorphisms {Φf}fAH(D,D) varying continuously with t having Φf‐invariant pseudo‐arc attractors ΛfD for every fA so that

  • (a)

    Φf|Λf is topologically conjugate to f^:I^fI^f.

  • (b)

    The attractors {Λf}fA vary continuously in Hausdorff metric.

  • (c)

    The attractor Λf supports induced weakly mixing measure μf invariant for Φf for any fA. Let λf be an induced Oxtoby–Ulam (OU) measure on D. There exists an open set UD which for each f contains UfU so that λf(Uf)=λ(U) and Uf is in the basin of attraction of μf. In particular each μf is a physical measure.

  • (d)

    There exists a dense countable set of maps {gi}i=0A for which μgi is the unique physical measure, that is, its basin of attraction has the full λgi‐measure in D.

  • (e)

    Φf|Λf is transitive and has the shadowing property.

  • (f)

    Measures μf vary continuously in the weak* topology, that is, family {Φf}fA is statistically stable.

One of the difficulties to obtain the above result is that the space Cλ(I) is not compact and so we cannot apply results for BBM parametrized families approach from [21, 24] directly; therefore we have to provide our own construction. We provide a new version of parametrized BBM construction that works for particular complete parameter spaces which helps us to obtain properties (a) and (b) from Theorem 1.6 and at the same time ensures that {Φf}fAH(D,D) vary continuously with t. Furthermore, our construction also controls measures of the sets that are attracted to Λf. This is obtained by adjusting the Oxtoby–Ulam technique of approximating the space by Cantor sets and move them around in a controlled fashion. This allows us to obtain properties (c) and (d) where, in particular, property (d) requires a very careful control, and as such, one cannot expect it can be extended onto all the maps in the family using our approach. We also show that our family of attractors behaves well from the statistical point of view; namely, the induced measures on these attractors vary continuously in the weak* topology, or in other words our family is statistically stable.

It would be of great interest to obtain similar result as in Theorem 1.6 using the C1 topology on the disk. Such a task seems to be very hard and we cannot hope to obtain the result adjusting the BBM approach. The generic interval maps that we deal with are nowhere differentiable. Furthermore, we cannot use C1 topology instead, since that would imply finite entropy (cf. [42]), while we know that positive entropy interval maps giving the pseudo‐arc as inverse limit must have infinite entropy [43]. On the other hand, recent advances show that finite entropy is possible on the pseudo‐arc [20] and pseudo‐arc is the typical continuum in R2 (see [13]) which gives a chance for a positive solution.

An important motivation for studying statistical stability of attractors originated from much earlier works than [23]. The concept of statistical persistence of some phenomena was originally defined by Alves and Viana [4] and it expresses the continuous variation of physical measures as a function of the evolution law governing the systems. A natural testing ground for this concept was a well‐known parametrized family of Hénon attractors. This line of research culminated in the work of Alves, Carvalho, and Freitas [3] who proved that Hénon maps for Benedicks–Carleson parameters [12] are indeed statistically stable. However, Hénon attractors are in some sense very fragile. This is supported by the result of Ures [49] who showed that the Benedicks–Carleson parameters can be approximated by other parameters for which the Hénon map has a homoclinic tangency associated to a fixed point. Hence, using Newhouse's results [44, 45], one can deduce the appearance of infinitely many attractors in the neighborhood of the Hénon attractors for Benedicks–Carleson parameters. Our Theorem 1.6 ensures statistical stability for the considered family, however only for (topologically) small set of maps we obtain unique physical measure. Its uniqueness is hard to reproduce for the whole family, and we cannot exclude the situation, that similarly to Hénon attractors, several physical measures will appear when arbitrarily small perturbation is applied.

1.2. Insight into the proof and the outline of the paper

For preliminary results concerning crookedness we adjust in Section 2 techniques developed by Minc and Transue [41] and combine them with a special window perturbations that were first introduced in [18] and subsequently used in [16, 17]. Of central importance in proving Theorem 1.1 is Lemma 2.20, where we show that the Lebesgue measure‐preserving perturbations we construct satisfy certain requirements from [41]. This allows us to apply important techniques developed therein. We provide this construction in Section 2, prove Theorem 1.1, and then extend the argument on the closure of the class of interval maps with dense set of periodic points. We use Section 3 to harvest the low hanging fruit through the inverse limit construction (in particular we obtain Corollaries 1.2 and 1.4).

The second major part of this paper is the proof of Theorem 1.5 in Section 4. We start with a continuously varying family of piecewise affine Lebesgue measure‐preserving interval maps with slope large enough and obtain maps that satisfy Theorem 1.1. The proof of Theorem 1.5 can be compared with the proof of Theorem 1.1, with the main difference being that we provide a sequence of special perturbations that are appropriate for the whole family of interval maps. We need to note at this point that besides the requirement on the lower bound for slopes of these maps there is nothing special about our chosen family of interval maps; we could easily repeat the procedure starting with a different (non‐conjugate) piecewise affine family of Lebesgue measure‐preserving interval maps. However, we have no tools to prove that the new family obtained after perturbations would be different (i.e., maps would not be topologically conjugate) to the original family we have chosen to study. To make attractors out of this continuously varying family of maps we can directly apply machinery developed in [21] and combining this with the result of Barge [5] we get the required result on the continuity of the prime ends rotation numbers of the attractors.

The last major part of the paper is Section 5 where we prove Theorem 1.6. For that purpose we develop modifications of the BBM embedding technique which are required since our parameter space is complete but not compact. Therefore, we combine continuously varying BBM technique (unwrappings in the language of [21]) with direct application of tools from the proof of Brown's theorem [27] which we extend for our particular class of generic Lebesgue measure‐preserving interval maps. To make these embedding measure‐theoretically interesting we combine the technique with an adaptation of Oxtoby–Ulam technique of controlled transformations of a dense collection Cantor sets in a topological disk; the rest of the proof shows how to obtain all the items from Theorem 1.6 which is indeed possible due to the inverse limit construction implemented in the BBM technique. An interesting question that we did not address for the family of attractors constructed in this section is in how many equivalence classes planar embeddings of attractors fall into. While the attractors themselves are topologically the same (all pseudo‐arcs are homeomorphic), the homeomorphism between them does not necessarily extend to the disc. The answer strongly depends on construction in the proof of Theorem 1.6, especially the properties of map Θf identifying constructed inverse limit with the disc.

2. CROOKEDNESS IS GENERIC IN THE FAMILY OF LEBESGUE MEASURE‐PRESERVING INTERVAL MAPS

2.1. General preliminaries

Let N:={1,2,3,} and N0:=N{0}. Let I:=[0,1]R denote the unit interval. Let diam(A) denote the diameter of AI. Let λ denote the Lebesgue measure on the underlying Euclidean space. By C(I) we denote the family of all continuous interval maps. Furthermore, let Cλ(I)C(I) denote the family of all continuous Lebesgue measure‐preserving functions of I. We equip both C(I) and Cλ(I) with the metric of uniform convergence ρ:

ρ(f,g):=supxI|f(x)g(x)|.

For a metric space (X,d) we shall use B(x,ξ) for the open ball of radius ξ centered at xX and for a set UX we shall denote

B(U,ξ):=xUB(x,ξ).

In the rest of the paper we use the letter d to denote the Euclidean distance on the underlying Euclidean space. We say that a map f is piecewise linear (or piecewise affine) if it has finitely many critical points (i.e., points xI such that f|J is not one‐to‐one for every open interval xJI) and is linear on every interval of monotonicity (an interval JI on which f is monotone, but is not monotone on any interval properly containing J). We say that an interval map f is leo if for every open interval JI there exists a non‐negative integer n so that fn(J)=I. This property is also sometimes referred in the literature as topological exactness.

2.2. Proof of Theorem 1.1

For an easier visualization of the concept defined in the following definition we refer the reader to Figure 2, where examples of such maps are given.

Definition 2.1

Let fC(I), let a,bI and let δ>0. We say that f is δ ‐crooked between a and b if for every two points c,dI such that f(c)=a and f(d)=b, there is a point c between c and d and there is a point d between c and d such that |bf(c)|<δ and |af(d)|<δ. We will say that f is δ ‐crooked if it is δ‐crooked between every pair of points.

FIGURE 2.

FIGURE 2

Simple n‐crooked maps σn for n=5,6 and 7. Note that σ5,σ6, and σ7 are 3/5,3/6, and 3/7‐crooked, respectively

The following two definitions and the first part of the third definition were introduced in [37]. We will use the maps defined below as the building blocks of our perturbations.

Definition 2.2

Let (cr[n])n=1N be the sequence defined in the following way: cr[1]:=1, cr[2]:=2 and cr[n]:=2cr[n1]+cr[n2] for each n3.

Definition 2.3

Let g1 and g2 be two maps of I into itself such that g1(0)=g2(0)=0 and g1(1)=g2(1)=1. Suppose m3 is an integer and s is a real number such that 0<s<1/2. Then ϕ[g1,g2,s,m] is the function of I into itself defined by the formula:

ϕ[g1,g2,s,m](t):=m1mg2(ts),if0ts,1m+m2mg1(1st12s),ifst1s,1m+m1mg2(t+s1s),if1st1. (1)

Definition 2.4

For each integer n3 denote

sn:=cr[n1]/(2cr[n1]+cr[n2]).

For each nN, let simple n ‐crooked map σn:II be defined in the following way (see also Figures 2 and 3):

  • σ1=σ2 is the identity on I, and

  • σn:=ϕ[σn2,σn1,sn,n] for each positive integer n3.

Let σn denote the reflection of the simple n‐crooked map, that is, σn(t):=1σn(t) for each tI. Let σnL:=σn|[0,1/2] where σn|[0,1/2]:[0,1/2][0,n1n], σnR:=σn|[1/2,1] where σn|[1/2,1]:[1/2,1][1n,1]. Similarly as above let σnL and σnR denote the reflections of σnL and σnR, respectively.

FIGURE 3.

FIGURE 3

Building blocks of the function λ^n,k for n=7. The numbers on the right side of the picture represent the number of intervals of monotonicity of diameter 1/n in the respective horizontal strip. Counting the numbers of such intervals will be important later when we will argue that maps λn,k preserve Lebesgue measure. The dotted line represents the diagonal for the map λn,k

Definition 2.5

For every integer n3 the maximal number of intervals of monotonicity of σn of the same length is denoted by #σn.

Definition 2.6

We say that a function f:[a,b][a,b] where [a,b],[a,b]R and a<b,a<b is an odd function around the point (a+b2,a+b2)R2 if the graph of f|[a+b2,b] equals the rotation for angle π of the graph of f|[a,a+b2] around (a+b2,a+b2).

Observation 2.7

For every integer n3

  • (1)

    σn is a piecewise linear continuous function.

  • (2)

    it holds that #σn=cr[n]. In particular, for even n, #σn is even and it is odd for odd n.

  • (3)

    σn has uniform slope being ±cr[n]n.

  • (4)

    σn is an odd function around the point (1/2,1/2), that is, it holds that σnL(t)=σnR(t+1/2) and σnR(t+1/2)=σnL(t) for all t[0,1/2].

We will often use the following remark with ε=3/n, however let us note that this estimate is far from optimal for n small.

Remark 2.8

By Proposition 3.5 in [37], if ε>0 and n is sufficiently large to ensure 2/n<ε, the map σn is ε‐crooked.

Remark 2.9

If a map is ε‐crooked with small ε>0 it cannot be a small perturbation of the identity map. To work with small perturbations of identity (which is necessity of Lemma 2.20) we must give up crookedness over large subintervals (e.g., see Lemma 2.20(ii)).

In what follows we aim to define the maps λn,k that we will work with throughout the section. It will be sufficient for our purposes to define this map for eventually every odd n; for even n we could still construct a map λn,k having all the important properties below but this requires a somewhat different construction and we therefore omit this part. Furthermore, it will be evident why we require n7 in the construction of λn,k when we apply the results from [41].

In what follows let us denote by

η:=cr[n1]2(cr[n]+cr[n1]). (2)

For each odd integer n7 and each integer k1 define the map

λ^n,k:[0,n+k1]0,2n+k2n

by the formula

λ^n,k(t):=n1nσ(n1)R(ti2η+12)+in,ift[i,i+η],σn((tiη)(112η))+in,ift[i+η,i+1η],n1nσ(n1)L(ti12η+12)+i+1n,ift[i+1η,i+1], (3)

for some i={0,1,,n+k2}. See Figure 3 for the graph of λ^n,k|[i,i+1] when n=7.

Observation 2.10

For each odd integer n7 and each kN the map λ^n,k is

  • (1)

    a continuous and piecewise linear function with the uniform slope cr[n]+cr[n1]n.

  • (2)

    an odd function around the point (n+k12,2n+k22n).

Lemma 2.11

For every odd integer n7 and every integer k1 it holds that if t,s[0,n+k1] are such that |λ^n,k(t)λ^n,k(s)|<n1n then λ^n,k is 3n‐crooked between λ^n,k(t) and λ^n,k(s).

First note that the function λ^n,k is generated using rescaled σ(n1)R, σn, and σ(n1)L that are properly shifted vertically; to simplify the notation in this proof we will refer to the three parts of the definition of λ^n,k simply by σ(n1)R, σn, and σ(n1)L while remembering about the rescaling and shift. Therefore, λ^n,k consists of blocks of the form

σ(n1)Rσnσ(n1)Lσ(n1)Rσnσ(n1)Lσ(n1)Rσnσ(n1)Lσ(n1)Rσnσ(n1)L

which simplifies to

σ(n1)Rσnσ(n1)σnσ(n1)σnσ(n1)σnσ(n1)L,

see Figure 3. Let us denote the domains of the latter blocks by Si for i{1,,2(n+k)} and which gives a well‐defined order on them.

Fix a,b[0,2n+k2n], so that |ab|<n1n. If points c,d[0,n+k1], where f(c)=a and f(d)=b, are contained in some Si for i{1,,2(n+k)}, the claim follows directly from Remark 2.8 (when the points are from either S1 or S2(n+k) note that the images are restrictions of σ(n1) and thus we can again use Remark 2.8).

Now assume that points c,d[0,n+k1] are contained in two adjacent blocks Sj<Sj+1, λ^n,k|Sj=σ(n1) and λ^n,k|Sj+1=σn for some j{1,,2(n+k)1}. Assume that cSj and dSj+1 (case when cSj+1 and dSj is proven analogously). Then, since λ^n,k(Sj)λ^n,k(Sj+1) it follows that there always exist cSj+1 such that c<c<d and so that f(c)=a. Thus we obtain the claim using Remark 2.8 again.

Now let us assume that c,d[0,n+k1] are contained in two non‐adjacent blocks, cSj and dSj for |jj|2. If aλ^n,k(Sj) or bλ^n,k(Sj) then we can find two adjacent blocks between Sj and Sj and use the arguments from the preceding paragraph as we assumed that |ab|<n1n. Note that aλ^n,k(Sj) or bλ^n,k(Sj) holds always except if λ^n,k|Sj=λ^n,k|Sj=σn, |jj|=2, and n2n|ab|n1n. But in this case observe that 3n‐crookedness of σn assures that we can find a point between c and d in either Sj or Sj with the required image value.

Definition 2.12

For all n,kN define the flip map

Fl:n12(n+k1),3n+2k32(n+k1)I

by

Fl(s):=s,ifs0,s,ifsI,2s,ifs1. (4)

Now we have all the ingredients to define the final map with which we will work in this section.

Definition 2.13

For every odd integer n7 and every kN define the map λn,k:II by

λn,k(t):=Flnn+k1λ^n,k(t(n+k1))n12(n+k1) (5)

for all tI.

See Figure 4 for schematic picture of λn,k for n=7 and note that the properly scaled “middle” building blocks of λn,k are as in Figure 3.

Observation 2.14

For each odd integer n7 and each integer k1 the map λn,k is

  • (1)

    a continuous piecewise linear function with the uniform slope being ±(cr[n]+cr[n1]),

  • (2)

    an odd function around the point (1/2,1/2),

  • (3)

    such that λn,k(jn+k1)=jn+k1 for all j{0,,n+k1}.

FIGURE 4.

FIGURE 4

In this picture we sum up the maximal number of injective branches of λn,k of diameter 1cr[n]+cr[n1] where n=7 and k=5 (note also that boxes divide the interval in n+k1=11 pieces) in each box Bj,l (the number in the boxes represents #(Bj,l)). The numbers above and on the right‐hand side of the large black square represent #(Vj) and #(Hl), respectively. The vertical blue rectangle denotes the position of a rescaled version of the map λ^7,k from Figure 3 (its copies are placed all along the diagonal). Note that by the first case of Equation (5) (using the flip function), #(B1,1)=141=83+58, #(B2,2)=85=83+2, #(B1,2)=#(B2,1)=76=58+18, and #(B1,3)=#(B3,1)=20=18+2. Below the main black square the boxes (drawn in red) are the boxes that are flipped up (first case in Definition 2.12); the numbers inside represent the maximal number of injective branches of diameter 1239. Analogous procedure is done in the upper right corner above the large black square, however we omit drawing that part due to symmetry of λn,k

Now we will turn to the proof that the function λn,k preserves Lebesgue measure for all odd n7 and k1.

Definition 2.15

For every j{1,,n+k1} and some fixed integer k1 and odd integer n7 denote by Ij:=1n+k1[j1,j]I and let

Vj:=Ij×I

denote the j th vertical strip and

Hj:=I×Ij

denote the j th horizontal strip. Let p1:I×II (p2:I×II) be the natural projection onto the first (second) coordinate. Furthermore, define the maximal number of intervals of monotonicity of λn,k of the diameter exactly 1n+k1 in Vj (respectively, Hj) by

#(Vj)(resp.#(Hj)).

Observation 2.16

For each odd integer n7 and each integer k1 it holds that

  • (1)

    the function λn,k|Ij is an odd function around the point (2j12(n+k1),2j12(n+k1)) for any j{n+12,,k+n12}.

  • (2)

    #(Vj)=cr[n]+cr[n1] for any j{1,,n+k1} (since function Fl does not change #(Vj)).

  • (3)

    diam(λn,k(Ij))=nn+k1 if j{n+12,,k+n12}.

  • (4)

    diam(λn,k(Ij))=n+2j12(n+k1) if j{1,,n12}.

To check whether λn,k preserves Lebesgue measure we will also implicitly use the following simple observation.

Observation 2.17

A piecewise monotone and up to a finite points E differentiable interval map f preserves Lebesgue measure if and only if

yIf(E):xf1(y)1|f(x)|=1. (6)

In other words, for any map fCλ(I) and any non‐degenerate interval JI,

KComp(f1(J))λ(K)λ(J)=1, (7)

where Comp(f1(J)) denotes the set of all connected components of f1(J).

Proposition 2.18

For each odd integer n7 and each integer k1 the map λn,k preserves Lebesgue measure on I.

From Observation 2.16 (2) it holds that #(Vj)=cr[n]+cr[n1] for all j{1,,n+k1} and since by Observation 2.14 (1) λn,k has uniform slope (in the absolute value) we only need to show that #(Hj)=cr[n]+cr[n1] since diam(p1(Vj))=diam(p2(Hj)) for any j,j{1,,n+k1}. We will consider boxes Bj,l:=VjHl and the number of injective branches of λn,k of Bj,l denoted by #(Bj,l) for all j,l{1,,n+k1}, see Figure 4.

First assume that j{n+12,,k+n12}. Then #(Vj)=#(Bj,jn12)++#(Bj,j)++#(Bj,j+n12)=#(Bj,j)+2#(Bj+1,j)+2#(Bj+2,j)++2#(Bj+n12,j), due to Observation 2.16 (1) and since n is odd. But note that (see the highlighted middle part of Figure 4) #(Bj,m)=#(Bm,j) for all m{jn12,,j+n12} and thus #(Hj)=#(Bjn12,j)++#(Bj,j)++#(Bj+n12,j)=#(Bj,jn12)++#(Bj,j)++#(Bj,j+n12)=#(Vj) which finishes this part of the proof.

Now assume that j{1,,n12}{k+n+12,,n+k1}. By Observation 2.14 (2) it is enough to check the claim for j{1,,n+12}. By Definition 2.12 it holds that #(Hj)=#(B1,j)+#(B2,j)+#(Bj,j)++#(Bj+n12,j)=#(Bj,j)+2#(Bj+1,j)+2#(Bj+2,j)++2#(Bj+n12,j)=#(Vj) (see the lower left corner of Figure 4), which finishes this part of the proof by Observation 2.16 (2). Note that the last argument crucially depends on the choice of the flip function Fl. Thus for every non‐degenerate interval JI we can use Equation (7) and therefore λn,kCλ(I).

Now we will prove that λn,k fits in the context of Proposition 5 of [41] (there such a perturbation map is denoted by g). Note that the map g constructed in that proposition does not fit our purposes here since it does not preserve Lebesgue measure, it does not have uniform slope (in the absolute value) and furthermore it is not an odd function around (1/2,1/2), which we use in the subsequent arguments heavily (see Figure 5 for a map that captures the essence of construction of map g from [41]).

Observation 2.19

Let xjIj be the minimal number such that

λn,k(xj)=max{λn,k(x);xIj}

for all j{1,,k+n12}. Then |xj1xj|=1n+k1 and |λn,k(xj1)λn,k(xj)|=1n+k1 for all j{1,,k+n12}.

FIGURE 5.

FIGURE 5

This map captures the essence of the construction of map g from Proposition 5 of [41]

The result below is an analogue of Proposition 5 in [41]. Note that in conditions (i) and (iii) below we can put larger number 3γ in place of γ and the conclusions still hold. Therefore, our statements are exact analogues of Proposition 5 in [41], with γ there playing the role of 3γ in Lemma 2.20.

Lemma 2.20

Let λn,k be defined as in Definition 2.13. Set ε:=n1n+k1, γ:=1n+k1. Then the following statements hold for every odd integer n7 and k1:

  • (i)

    ρ(λn,k,id)<ε/2+γ,

  • (ii)

    for every a and b such that |ab|<ε, λn,k is 3γ‐crooked between a and b,

  • (iii)

    for each subinterval A of I we have diam(λn,k(A))diam(A), and if, additionally, diam(A)>γ, then

    • (a)

      diam(λn,k(A))>ε/2,

    • (b)

      Aλn,k(A), and

    • (c)

      λn,k(B)B(λn,k(A),r+γ) for each non‐negative real number r and each set BB(A,r).

  • (i)
    From the construction of the map λn,k it follows that
    |tλn,k(t)|<n+121n+k1=n12(n+k1)+1n+k1=ε/2+γ.
  • (ii)
    Now let us prove that for every a,bI so that |ab|<ε it follows that λn,k is 3γ‐crooked between a and b. First let us consider the map λn,k:I[n12(n+k1),1+n12(n+k1)] defined for every odd integer n7 and every integer k1 by
    λn,k(t):=nn+k1λ^n,k(t(n+k1))n12(n+k1)fortI.
    Note that one obtains λn,k from λn,k applying the flip function from Definition 2.12. Applying proper rescaling factor it follows from Lemma 2.11 that for every a,b[n12(n+k1),1+n12(n+k1)] so that |ab|<ε we have that the map λn,k is 3γ‐crooked between a and b. However, since one obtains λn,k from λn,k and the flip function by the definition at most decreases the distances between the function values, the claim follows immediately.
  • (iii)

    If AI is a subinterval so that diam(A)<2(cr[n]+cr[n1])(n+k1), then by Observation 2.14 (1) it holds that diam(λn,k(A))>(cr[n]+cr[n1])diam(A)2>diam(A). If a subinterval AI is such that γ>diam(A)2(cr[n]+cr[n1])(n+k1), then it follows that diam(λn,k(A))γ>diam(A) because A contains at least one full interval of monotonicity of the diameter of image being γ. Now assume that γdiam(A)2γ. Then there are x,yA such that λn,k(y)=maxλn,k(Ij) and λn,k(x)=minλn,k(Ij) where |jj|1 and AIj, AIj. Note that A is contained in at most three different intervals Ii and λn,k(Ii) covers itself and two neighboring intervals on each side, provided it is not the interval containing endpoints 0 or 1 (and thus such neighboring intervals indeed exist, see Figure 4). This means that A[λn,k(x),λn,k(y)]λn,k(A), in particular diam(λn,k(A))diam(A). If A contains 0 or 1 it follows from the construction of λn,k that Aλn,k(A) and thus subsequently diam(λn,k(A))diam(A); even more, diam(λn,k(A))n+12(n+k1). When diam(A)>2γ, then there are j<j such that IjIjA and diam(IjIj) is maximal possible for the interval IjIj under inclusion (meaning one cannot take smaller j or larger j). But then clearly A[minλn,k(Ij),maxλn,k(Ij)] (see Figure 4) which completes the proof. The claim (b) is a consequence of the proof of (iii).

    • (a)

      This part follows from the arguments in the last paragraph if one notes that ε/2=n12(n+k1). Namely, |λn,k(x)λn,k(y)|n+1n+k1 where x and y are as in the previous paragraph. After applying the flip function we obtain |λn,k(x)λn,k(y)|n+12(n+k1), see Figure 4.

    • (c)

      For this part Observation 2.19 is crucial. Namely, in intervals Ij the first maximal value of λn,k lies γ apart for all j{1,,k+n12} and it is exactly γ greater from the maximal value of λn,k(Ij1) for all j{2,,k+n12} and we will use this fact heavily. Furthermore, if we denote α:=γcr[n]+cr[n1] that is α is the length of the smallest interval of monotonicity, then λn,k(xi)=maxλn,k([xi,xi+1α]) for each i{1,,k+n121}, where xi are as in Observation 2.19. Thus for the part when γdiam(A)<2γ the conclusion follows from Observation 2.19.

      Let AI be an interval such that diam(A)2γ, say A:=[a,b]I. Then there is maximal j such that IjA. If jk+n12 then maxλn,k(A)=1 and so λn,k([a,b+r])=λn,k([a,b]) where b+r1 for some non‐negative real number r. So assume that j<k+n12. Next, let j be the maximal number such that xj[a,b+r], where xj is as in Observation 2.19. If j=k+n12 then λn,k(xj)=1 and clearly xjxj<r+γ so λn,k([a,b+r])B(λn,k([a,b]),r+γ). For the last case, fix any x[b,b+r]. Then, by the repetative structure of building blocks of the graph λn,k (see Figure 4), there is a non‐negative real number s such that sγ<r+γ, y:=xsγ[a,b] and λn,k(x)λn,k(y)+sγ. But this shows that λn,k([a,b+r])B(λn,k([a,b]),r+γ), which concludes the proof.

We denote the set of piecewise linear maps that preserve Lebesgue measure λ by PLλ and piecewise linear maps that are leo and preserve λ by PLλ(leo). If additionally they satisfy Markov property, which means there is a partition 0=a0<a1<<an=1 such that for each i the map f[ai,ai+1] is monotone and there are s<t such that f([ai,ai+1])=[as,at], then we call them Markov piecewise linear leo maps that preserve λ. The set of all such maps is denoted PLMλ(leo).

Definition 2.21

A piecewise linear map fC(I) is called admissible, if |f(t)|4 for every tI for which f(t) exists and f is leo.

Having the appropriate Lebesgue measure‐preserving perturbations λn,k from Lemma 2.20 we now get the following lemma.

Lemma 2.22

Let f:II be an admissible map. Let η and δ be two positive real numbers. Then there is an admissible map F:II and there is a positive integer n such that Fn is δ‐crooked and ρ(F,f)<η. Moreover, if fCλ(I), such F can be also chosen to be in Cλ(I).

We define F=fλn,k and proceed with the proof as in [41, Lemma], since we can replace their map g with λn,k as it follows from Lemma 2.20, provided that n and k are properly chosen. As λn,k is a Lebesgue‐preserving map for all odd n7 and all k1 by Proposition 2.18 the moreover part follows by choosing fCλ(I).

The following lemma gives a useful fact about the admissible maps.

Lemma 2.23

([34, Theorem 10]) For every ε>0 and every leo map fC(I) there exists FC(I) such that F is admissible and ρ(F,f)<ε.

We will need its small adjustment, which can be obtained with the help of the following useful result.

Lemma 2.24

([41, Proposition 12]) The set PLMλ(leo) is dense in Cλ(I).

In what follows we will also need perturbations of maps that preserve Lebesgue measure, similarly as in [18].

Definition 2.25

For maps f,g:[a,b]II we say that they are λ ‐equivalent if for each Borel set AB(I) (where B(I) from now on denotes Borel σ ‐algebra on I) it holds that,

λ(f1(A))=λ(g1(A)).

For fCλ(I) and [a,b]I we denote by C(f;[a,b]) the set of all continuous maps λ‐equivalent to f|[a,b]. We define

C(f;[a,b]):={hC(f;[a,b]):h(a)=f(a),h(b)=f(b)}.

The following definition is illustrated by Figure 6.

Definition 2.26

Let fCλ(I) and [a,b]I. For any fixed mN, let us define the map h=hf;[a,b],m:[a,b]I by (j{0,,m1}):

h(a+x):=fa+mxj(ba)mifxj(ba)m,(j+1)(ba)m,jeven,fa+m(j+1)(ba)mxifxj(ba)m,(j+1)(ba)m,jodd.

Then hf;[a,b],mC(f;[a,b]) for each m and hf;[a,b],mC(f;[a,b]) for each m odd. In particular, if h=hf;[a,b],m, m odd, we will speak of regular m ‐fold window perturbation h of f (on [a,b]).

FIGURE 6.

FIGURE 6

For fCλ(I) and a,bI shown on the left picture, we show on the right picture the regular 3‐fold window perturbation of f by h=hf;[a,b],3C(f;[a,b])

For more details on the perturbations from the previous definition we refer the reader to [18].

Lemma 2.27

For every ε>0 and every leo map fCλ(I) there exists FCλ(I) such that F is admissible and ρ(F,f)<ε.

By Lemma 2.24 piecewise linear and Markov leo maps are dense in Cλ(I), so let us start with such map g with ρ(g,f)<ε/2. Let us choose a Markov partition 0=a0<a1<<an=1 for g. Periodic points are dense for a leo map, so including points from periodic orbits as points in the partition, we may also require that |ai+1ai|<δ for any fixed δ>0. In particular, we have that g is monotone on each interval [ai,ai+1], diam(g([ai,ai+1]))<ε/2 and g([ai,ai+1])=[ak,ak] for some indices k<k. Now, repeating construction in Lemma 5 of [18] we construct a new map F by replacing each g|[ai,ai+1] by its regular m‐fold window perturbation, with odd and sufficiently large m. This way F is admissible with ρ(F,g)diam(g([ai,ai+1]))<ε/2. Window perturbations are invariant for Cλ(I), hence FCλ(I). Clearly also g([ai,ai+1])=F([ai,ai+1])=[ak,ak]. Therefore, for each i there is nN such that Fn([ai,ai+1])=I. But then, if we fix any open set UI, then since slope on intervals of monotonicity of F is at least 4, there is MN such that FM(U) contains three consecutive intervals of monotonicity, and therefore FM+1(U)[ai,ai+1].

The following lemma is an essential ingredient in the construction of pseudo‐arc using inverse limits in [41].

Lemma 2.28

([41, Proposition 2]) Let f,FC(I) be two maps so that ρ(f,F)<ε. If f is δ‐crooked, then F is (δ+2ε)‐crooked.

Now we are ready to prove the main theorem of this section.

Proof of Theorem 1.1

For any k1 let the set AkCλ(I) be contained in the set of maps f such that fn is (1/kδ)‐crooked for some n and some sufficiently small δ>0. First observe that Ak is dense. Namely, by Lemma 2.24 it holds that piecewise linear leo Markov maps are dense in Cλ(I). If we start with such a map g then first applying Lemma 2.27 and next Lemma 2.22 we modify g to a map fAk by an arbitrarily small perturbation. But if fAk and n,δ are constants from the definition of Ak, then by Lemma 2.28 we have B(f,δ/4)Ak. This shows that Ak contains an open dense set. But then the set

T:=k=1Ak

is a dense Gδ and clearly each element fT satisfies the conclusion of the theorem.

2.3. Maps with a dense set of periodic points

Denote by CDP(I)C(I) the family of interval maps with a dense set of periodic points. First note that CDP(I) is not a closed space. However, since CDP(I)¯ is closed in C(I) it is thus a complete space as well. Now we state a useful remark that is given and explained in the introduction of [16].

Remark 2.29

Let fC(I). The following conditions are equivalent:

  • (i)

    f has a dense set of periodic points.

  • (ii)

    f preserves a non‐atomic probability measure μ with suppμ=I.

  • (iii)

    There exists a homeomorphism h of I such that hfh1Cλ(I).

Theorem 2.30

There is a dense Gδ set QCDP(I)¯ such that if gQ then for every δ>0 there exists a positive integer n so that gn is δ‐crooked.

For a non‐atomic probability measure with full support μ the map h:II defined as h(x)=μ([0,x]) is a homeomorphism of I; moreover, if f preserves μ then hfh1Cλ(I) (see the proof of Theorem 2 in [16] for more details on this construction).

By Remark 2.29, for every fCDP(I)¯ we have a homeomorphism h:II so that F=hfh1Cλ(I). But for every ξ>0 there is GCλ(I) so that for every δ>0 there exists a positive integer n so that Gn is δ‐crooked and ρ(F,G)<ξ. But since h is fixed and continuous, for any given ε>0 there is ζ>0 such that if ρ(F,G)<ζ then ρ(h1Fh,h1Gh)<ε. Assume for simplicity of notation that h is increasing.

Put g=h1Gh. For every δ>0 there is γ such that if |xy|<γ then |h1(x)h1(y)|<δ. There is nN such that Gn is γ‐crooked. Fix any c<d. There are h(c)<xy<h(d) such that |Gn(h(d))Gn(x)|<γ and |Gn(h(c))Gn(y)|<γ. If we denote c=h1(x) and d=h1(y) then |gn(c)gn(d)|<δ and |gn(c)gn(d)|<δ. It means that for any δ>0 there is n such that gn is δ‐crooked.

We also get ρ(f,g)<ε and gCDP(I)¯ since g and G are conjugate maps.

But by Lemma 2.28, maps gCDP(I)¯ such that for every δ>0 there exists a positive integer n so that gn is δ‐crooked form a Gδ subset. Summing up, the set of maps gCDP(I)¯ such that for every δ>0 there exists a positive integer n so that gn is δ‐crooked is residual in CDP(I)¯.

3. LIFTING ONE‐DIMENSIONAL DYNAMICS TO THE INVERTIBLE DYNAMICS OF THE PLANE

3.1. Introduction to inverse limits

Now let us introduce inverse limit spaces, a technique that we will work with from now on. For a collection of continuous maps fi:Zi+1Zi where Zi are compact metric spaces for all i0 we define

lim(Zi,fi):={z^:=z0,z1,Z0×Z1,|ziZi,zi=fi(zi+1),i0}. (8)

We equip lim(Zi,fi) with the subspace metric induced from the product metric in Z0×Z1×, where fi are called the bonding maps. If Zi=Z and fi=f for all i0, the inverse limit space

Z^:=lim(Z,f)

also comes with a natural homeomorphism, called the natural extension of f (or the shift homeomorphism) f^:Z^Z^, defined as follows. For any z^=(z0,z1,)Z^,

f^(z^):=f(z0),f(z1),f(z2),=f(z0),z0,z1,. (9)

By πi we shall denote the i th projection from Z^ to its ith coordinate.

3.2. Pseudo‐arc and genericity

In this section we provide consequences of the results obtained in the preceding section. As a tool we need Proposition 4 from [41] which we state as the following lemma.

Lemma 3.1

Let f:II be a continuous map with the property that for every ε>0 there is an integer n such that fn is ε‐crooked. Then I^ is the pseudo‐arc.

This combined with Theorem 1.1 proves Corollaries 1.2 and 1.3.

Remark 3.2

Later in the paper we will often refer to the dense Gδ set TCλ(I) from Theorem 1.1, having in mind that inverse limit with the single bonding map being any map from T produces the pseudo‐arc.

We will also need the following measure‐theoretic definition to state some obvious measure‐theoretic consequences of the main theorem of the preceding section.

Definition 3.3

Let X be a Euclidean space with Lebesgue measure λ and let f:XX be a (surjective) map. An invariant measure μ^f for the natural extension f^:X^X^ is called the inverse limit physical measure if μ^f has a basin B^ so that λ(π0(B^))>0.

If we combine Theorem 1.1 and Corollary 1.2 and results from [18, 38], and [27] (see also the survey [29] on dynamical properties that extend to inverse limit spaces) we get Corollary 1.4. Note that this corollary also contributes to the study of possible homeomorphisms on the pseudo‐arc.

Proof of Corollary 1.4

First we intersect T with the dense Gδ set so that properties from [18] hold; we obtain a dense Gδ set in Cλ(I) and we denote it by T. Recall that Cλ(I) is a complete space. Thus, by the Alexandrov theorem ([35], p. 408), T is homeomorphic to a complete space through complete metrization. Even more, the new metric that we define on T can be taken so that the topology of T with respect to Cλ(I) is unchanged. Thus, if fnf uniformly in Cλ(I) for all {fn}nN,fTCλ(I), then also fnf uniformly in T.

Since f is leo it is also transitive and because fCλ(I) it holds it has a dense set of periodic points. The last two items follow directly from [16].

The following proposition is (in particular) implied by Theorem 2 from [16] which states that there exist a dense collection of Lebesgue measure‐preserving interval maps with Lebesgue measure 1 on the set of periodic points and positive measure on periodic points of any period k1. The proof of Theorem 2 from [16] constructs a topological conjugacy between a dense collection of generic Lebesgue‐preserving maps in Cλ(I) (which we have shown that have iterates being δ‐crooked for any δ>0) and the maps with the former property stated in this paragraph.

Proposition 3.4

There exists a transitive homeomorphism on the pseudo‐arc P which preserves induced physical inverse limit measure m^ on P with measure 1 on the set of periodic points and positive measure on periodic points of any period k1.

4. A ONE‐PARAMETER FAMILY OF PSEUDO‐ARC ATTRACTORS WITH CONTINUOUSLY VARYING PRIME END ROTATION NUMBERS

In this section we will construct a parametrized family of pseudo‐arc attractors that vary continuously with one parameter. We will start with a particular piecewise linear family that varies continuously and has appropriate properties for a subsequent treatment; then we will repeatedly perturb the whole family with the same perturbation to obtain in the uniform limit a sufficiently crooked family of maps. Then we will apply the BBM procedure to obtain a continuously varying parametrized family of sphere homeomorphisms with the pseudo‐arc attractors. Let us note that there are many non‐conjugate families of interval maps that satisfy properties below and we could have picked them as a starting point. On the other hand, there is a priori no guarantee that a differently chosen family of interval maps will give us a different family of pseudo‐arc attractors due to the subsequent application of particular perturbations.

For what follows we refer the reader to Figure 7. For any t[0,1] let ft be defined by ft(27)=ft(47)=ft(1721)=ft(1)=0 and ft(37)=ft(57)=ft(1921)=1 and piecewise linear between these points on the interval [27,1]. Furthermore on the interval x[0,27] let:

ft(x)=7(xt421);x(1t)[0,17]+t421,17(x17(1t)t421);x(1t)[17,27]+t421,212(xt221);xt[221,421],1212x;xt[0,221],212(x27);x[27t221,27], (10)

see Figure 7 to see graphs of three special parameters in this family.

Proposition 4.1

For every t[0,1], the map ftCλ(I).

FIGURE 7.

FIGURE 7

Graphs of maps f0, f12, and f1

Applying Observation 2.17 it clearly holds that f0,f1Cλ(I). For x[0,27] it holds that s0:=|f0(x)|=7 and s1:=|f1(x)|=212; thus s1/s0=3/2. Note that for any t(0,1) it holds that for x[0,27] and yI either there exist 3 points of ft1 in [0,27] where ft has slope 212 or 2 points where ft has slope 7. Therefore, invoking Observation 2.17 it also follows that ftCλ(I) for all t(0,1).

Observation 4.2

{ft}t[0,1] is a family of continuous piecewise linear maps varying continuously with t[0,1]. Furthermore, f0 is an 8‐fold map with f0(0)=0 and f1 is a 9‐fold map so that f1(0)=1 and f1(1)=0. Moreover, since it holds that λn,k(0)=0 and λn,k(1)=1 for any odd n and kN it holds for gt:=ftλn1,k1λnm,km for any k1,,km1 and odd n1,,nm1 that g0(0)=0, g1(0)=1, and g1(1)=0.

Observation 4.3

For every t[0,1] and for all points xI where ft is defined it holds that 212|ft(x)|7.

Due to the previous observation we obtain the following.

Observation 4.4

For every t[0,1] and any subinterval AI which does not contain two critical points it holds that diam(ft(A))>3diam(A).

Proposition 4.5

For every t[0,1], the map ft is leo.

Fix any non‐degenerate interval [a,b]I and any t[0,1]. By Observation 4.4, there is NN such that ftN([a,b]) contains two critical points. But then, by the definition of ft, we obtain that ftN+1([a,b])=I. Indeed ft is leo for all t[0,1].

Combining Observation 4.3 and Proposition 4.5 we obtain the following corollary.

Corollary 4.6

For every t[0,1], the map ft is admissible.

Now we will perturb the maps {ft}t[0,1] with the help of Lemma 2.20 using the same perturbations for the whole family. In this way we will get a family {ft}t[0,1]Cλ(I) of continuous maps varying continuously with t as well.

Lemma 4.7

Let β>0. Let gt:=ftλn1,k1λnm,km for some k1,,km1 and odd n1,,nm1. There is an integer N0 so that for every 0ab1 with ba>β and all t[0,1] it holds that gtN([a,b])=I.

Take any N so that 3Nβ>1. By Observation 4.4 and since λn,k does not shrink intervals (see Lemma 2.22 (iii)), there is j<N so that gtj([a,b]) contains two critical points of ft. By the definition of ft we have gtj+1([a,b])=I.

Lemma 4.8

Let η and δ be two positive real numbers fixed for the whole family {gt}t[0,1] where gt:=ftλn1,k1λnm,km for some k1,,km1 and odd n1,,nm1. Then there is a positive integer N such that for every t[0,1] there exists an admissible map Gt:II so that GtN is δ‐crooked and ρ(Gt,ft)<η. Moreover, GtCλ(I) and Gt=gtλnm+1,km+1 for some km+11 and odd nm+11.

The proof is a direct adaptation of the proof of Lemma in [41]. Let us explain the preparatory part of the proof. The role of f in the Lemma from [41] is played by the maps gt. Observe that λn1,k1λnm,km remain unchanged in the formula for gt for each t, so let us fix α>0 which is the length of the shortest interval of monotonicity of λn1,k1λnm,km. Let us fix ζ>0 which is the upper bound of the slope of the map λn1,k1λnm,km and let ζ>0 be such that ft has at most one critical point in any interval of length at most ζ. We can choose uniform ζ for each ft because all intervals of monotonicity except the left‐most are “uniformly large.” If we take α<min{α/ζ,ζ} and any interval JI with diam(J)<α then diam(ft(J))<α so the interval ft(J) contains at most one critical point of the map λn1,k1λnm,km. If J does not contain a critical point of ft then gt has at most one critical point in J. But if J contains a critical point of ft, say cJ, then it follows from the definition of the maps ft that ft(c){0,1}. Then ft(J)[0,α)(1α,1] and in this set λn1,k1λnm,km does not have a critical point, so again gt has a unique critical point in J.

By the above explanation, similarly as in the lemma from [41], if we take any ba<α, then between a and b there is a point c=c(t) such that each gt is linear on both intervals [a,c] and [c,b]. All the maps gt have slopes bounded from the above by the same constant, call it s, since slopes of all ft are uniformly bounded from the above and all the maps in the composition are piecewise linear. Also, Lemma 4.7 provides the same N for all gt which plays the role of Proposition 6 in [41]. This defines required bounding constants ε<η/s and γ<min{α,sn,ε/4,δsn/5} from the proof of Lemma in [41].

The role of g in the proof of the Lemma is played by λnm+1,km+1, where sufficiently large values of nm+1,km+1 are deduced from Lemma 2.20 similarly to the application of Proposition 5 for the choice of g in [41] (using the corresponding γ and ε).

After these preparations, the rest of the proof is performed by following exactly the same argument as in the lemma of [41], with the only difference that instead of Proposition 5 there, we apply analogous properties of λnm+1,km+1 provided by Lemma 2.20.

Theorem 4.9

There exists a family {ft}t[0,1]T of maps continuously varying with t.

The procedure we take is the same as in the proof of Theorem 1.1 however we apply the same perturbations for the whole family {ft}t[0,1] on every step. To get crookedness and leo on every step we will need to repeatedly use Lemma 4.8. Recall that for any k0 the set AkCλ(I) is contained in the set of maps f such that fm is (1/kδ)‐crooked for some m and some sufficiently small δ>0. Starting with {ft}t[0,1] we use Lemma 4.8 directly to obtain maps {Ft}t[0,1]A1. But if {Ft}t[0,1]A1 and m,δ are constants from the definition of A1, then by Lemma 2.28 we have B({Ft}t[0,1],δ/4)A1. For the second step we take the family {Ft}t[0,1]. Proceeding as in the rest of the proof of Theorem 1.1, ensuring sufficiently fast convergence, we obtain in the intersection of sets Ak the family {ft}t[0,1]T of continuous maps varying with t.

Now we will briefly describe standard parametrized BBM construction for the family {ft}t[0,1], see [24] for more detail. Let DR2 be a topological disk, ID is a boundary retract; that is, there is a continuous map α:D×[0,1]D which decomposes D into a continuously varying family of arcs {α(x,·)}xDC(I,D), so that α(x,·)(I) are pairwise disjoint except perhaps at the endpoints α(x,1), where one requires that α(x,1)I. We can then associate a retraction r:DI defined by r(α(x,s))=α(x,1) for every xD corresponding to the given decomposition. The map is boundary retract, but we need to maintain the disc, so we will collapse only the “inner half” of it (see definition of R below). Recall also, that a continuous map between two compact metric spaces is called a near‐homeomorphism, if it is a uniform limit of homeomorphisms.

Having the above decomposition in arcs we define smash R:DD as a near‐homeomorphism so that:

R(α(x,s))=α(x,2s);s[0,1/2],α(x,1);s[1/2,1].

We define the unwrapping of {ft}t[0,1]T as a continuously varying family f¯t:DD of orientation‐preserving homeomorphisms so that for all t:

  • (i)

    suppf¯t{α(x,s);s1/2},

  • (ii)

    Rf¯t|I=ft,

For the purpose of easier discussion afterward let us fix the unwrappings to be the “rotated graphs” of the corresponding functions, following [24], and we will call such unwrappings standard. We additionally require that f¯0 preserves a horizontal radial arc that connects 0I to D (which we can require by Observation 4.2). Also, we require (again using Observation 4.2) that f¯1 interchanges horizontal radial arcs that connect 0I to D and 1I to D.

As a consequence of (i) we obtain that for all xD and s[0,1/2] we have f¯t(α(x,s))=α(x,s). At this point we would like to stress we do not claim that all unwrappings associated to some map fT are dynamically equivalent (see Definition 4.11). Now set Ht=Rf¯t which is a near‐homeomorphism. By Brown's theorem [27], D^t:=lim(D,Ht) is a closed topological disk; that is, there exists a homeomorphism ht:D^tD. Let Φt:=htH^tht1:DD and let Λt:=ht(I^t). It follows from [10] that Φt|Λt is topologically conjugate to f^t:lim(I,ft)lim(I,ft) for every t[0,1]. Moreover, it follows from the choice of unwrapping that every point from the interior of D^t is attracted to I^t, therefore, I^t is a global attractor for H^t and thus Λt is a global attractor for Φt as well. By Theorem 3.1 from [21] {Φt}t[0,1] vary continuously with t and the attractors {Λt}t[0,1] vary continuously in Hausdorff metric.

To a non‐degenerate and non‐separating continuum KDD we can associate the circle of prime ends P as the compactification of DK. If h:R2R2 preserves orientation and h(K)=K, h(D)=D then h induces an orientation‐preserving homeomorphism H:PP, and therefore it gives a natural prime ends rotation number. In what follows we will also need the following result by Barge [5].

Lemma 4.10

(Proposition 2.2 in [5]) Suppose that {Ψt}t[0,1] is a family of orientation‐preserving homeomorphisms on a topological disk DR2 continuously varying with t. For every t[0,1] let KtintD be a non‐degenerate sphere non‐separating continuum, invariant under Ψt, and assume that {Kt}t[0,1] vary continuously with t in the Hausdorff metric. Then the prime ends rotation numbers vary continuously with t[0,1].

Finally, let us define how we distinguish the embeddings from the dynamical perspective. In what follows we generalize the definition from [24] of equivalence of embeddings.

Definition 4.11

Let X and Y be metric spaces. Suppose that F:XX and G:YY are homeomorphisms and E:XY is an embedding. If EF=GE we say that the embedding E is a dynamical embedding of (X,F) into (Y,G). If E, respectively, E, are dynamical embeddings of (X,F) resp. (X,F) into (Y,G), respectively, (Y,G), and there is a homeomorphism H:YY so that H(E(X))=E(X) which conjugates G|E(X) with G|E(X) we say that the embeddings E and E are dynamically equivalent.

Remark 4.12

In our case Y=Y=R2 and X,X are pseudo‐arcs (in particular plane non‐separating continua). Thus, the dynamical equivalence from Definition 4.11 induces a conjugacy on the circles of prime ends without requiring that H conjugates G with G on all R2.

We will also use the following definition.

Definition 4.13

We say that a point xKR2 is accessible if there exists an arc AR2 such that AK={x} and A{x}R2K.

Now let us prove the main theorem of this section.

Proof of Theorem 1.5

Items (a) and (b) follow directly from Theorem 3.1 of [21].

Let us argue that Λ0=h(I^0) has an accessible point h0((0,0,)) fixed under Φ0. We choose a horizontal radial arc Q0D that has an endpoint in 0ID. Note that by the definition of H0 it holds that H0(Q0)=Q0 and H0|Q0 is a near‐homeomorphism. Thus, J0:=lim(Q0,H0|Q0) is an arc by the result of Brown [26], as it is an inverse limit of arcs with near‐homeomorphisms for bonding maps. Therefore, Φ0(h0(J0))=h0(J0) and thus Λ0 has an accessible fixed point which is connected to D by an invariant arc and thus it defines a prime end P0P0 on the corresponding circle of prime ends P0. Since Λ0 is the pseudo‐arc and thus an indecomposable plane non‐separating continuum, Theorem 5.1 from [25] implies that P0 is a fixed point of the induced homeomorphism H0:P0P0. Therefore, the prime ends rotation number of H0 is 0.

Now let us show that the rotation number of the induced prime end homeomorphism H1:P1P1 corresponding to H1 is 1/2. Similarly as above, we see that there are two accessible points p1,p1Λ1 such that H1(p1)=p1 and H12(p1)=p1. Therefore, there are corresponding prime ends P1,P1P1. By Theorem 3.2. from [25], if a point from an indecomposable continuum is accessible it corresponds to a unique prime end, thus P1,P1 are the only prime ends corresponding to accessible points p1 and p1, respectively. Furthermore, Theorem 5.1 from [25] implies that H12(P1)=P1 and H12(P1)=P1. We only need to exclude that H1(P1)=P1 (H1(P1)=P1). But if H1(P1)=P1 (H1(P1)=P1), the definition of the map H1 would imply that p1 (p1) and H1(p1) (H1(p1)) have the same associated equivalence classes of sequences of crosscuts which leads to a contradiction. This means that the prime ends rotation number associated to the homeomorphism Φ1 is 1/2. Applying Lemma 4.10 we obtain item (c).

To show item (d) it is enough to use item (c) and observe that if Λt and Λt for tt are embedded dynamically equivalently, then also the prime end homeomorphisms Ht and Ht associated to Λt and Λt are conjugated (because the associated equivalence classes of sequences of crosscuts are interchanged by the conjugating homeomorphism) which implies the equality of the associated prime ends rotation numbers.

Remark 4.14

While the embeddings from Theorem 1.5 are different dynamically we cannot easily claim that they are different also from the topological point of view. On the other hand, result (d) from Theorem 1.5 implies that the parameter space [0,1] is indeed not degenerate. It would be interesting to know how boundary dynamics of the family {Λt}t[0,1] looks like precisely (i.e., to understand the sets of accessible points and the prime ends structure), however we do not delve in that aspect of research in this work.

5. MEASURE‐THEORETIC BBM EMBEDDINGS

Note that the set Cλ(I) is a complete space in C(I) with the supremum metric. However, the space Cλ(I) is not equicontinuous and thus by Arzelá–Ascoli theorem Cλ(I) is not compact. Therefore, we cannot apply the parametrized BBM construction from [21] directly to get a parametrized family of planar homeomorphisms varying continuously with the parameter (we could apply construction from [21] for some compact subset of Cλ(I) but a priori only from the topological perspective). Thus this section can be viewed as a generalization of the preceding section with the additional measure‐theoretic ingredients.

5.1. Measure‐theoretic preliminaries

In this subsection we give some measure‐theoretic results that are required later in the construction. Suppose X is a compact metric space and that f:XX is continuous and onto and recall that we denote by X^:=lim(X,f) and by πn:X^I the coordinate projections maps. Recall also that B(X) denotes the σ‐algebra of Borel sets in X. First we will need the following standard result.

Theorem 5.1

(Theorem 3.2, p. 139 from [47]) Suppose (X,B(X)) is a separable Borel space and that f:XX is onto and B(X)‐measurable. Let B(X^) be the smallest σ‐algebra on X^ such that all the projection maps πi are measurable. If {μn}nN0 is a sequence of probability measures on B(X) such that μn(A)=μn+1(f1(A)) for all AB(X), then there exists a unique probability measure μ^ on B(X^) such that μ^(πn1(A))=μn(A) for all AB(X) and each nN0.

Another result that we use is from [33]. Let M(X) denote the set of all invariant probability measures on the Borel σ‐algebra B(X). For any μM(X) a continuous function f:XX induces a map f:M(X)M(X) given by

fμ:=μf1.

By Theorem 5.1 each (μ0,μ1,)lim(M(X),f) can be uniquely extended to a probability measure on X^, that is we have a function:

G:lim(M(X),f)M(X^).

Theorem 6 in [33] shows that G is one‐to‐one and onto. Furthermore, we have the following result that we will use often.

Theorem 5.2

(Theorem 7 from [33]) Suppose f:XX is a continuous function on a compact metric space. Let B(X^) be the smallest σ‐algebra such that all the projection maps πi are measurable and let μ^=G((μ0,μ0,)). Then μ^ is f^‐invariant and σ‐invariant.

Definition 5.3

Let μ be an f‐invariant measure on X. Set Bμ is a basin of μ for f if for all gC(X) and xBμ:

limn1ni=1ng(fi1(x))=gdμ.

We call the measure μ physical for f if there exists a basin Bμ of μ for f and a measurable set B so that BBμ and λ(B)>0.

An invariant measure ν^ for the natural extension f^:X^X^ is called inverse limit physical measure if ν^ has a basin B^ν^ so that λ(π0(B^ν^))>0.

Theorem 5.4

(Theorems 11 and 12 from [33]) If μ is a physical measure for f:XX where X is an Euclidean space, then the induced measure μ^ on X^ is an inverse limit physical measure for the natural extension f^. In particular, there is a basin B^μ^:=π01(B) of μ^ for f^ with λ(B)>0.

Let M(I) be the space of Borel probability measures on I equipped with the Prokhorov metric D defined by

D(μ,ν):=infε>0:μ(A)ν(B(A,ε))+εandν(A)μ(B(A,ε))+εforanyBorelsubsetAI

for μ,νM(I). The following (asymmetric) formula

D(μ,ν)=inf{ε>0:μ(A)ν(B(A,ε))+εforallBorelsubsetsAI}

is equivalent to original definition, which means we need to check only one of the inequalities. It is also well known that the topology induced by D coincides with the weak topology for measures, in particular M(I) equipped with the metric D is a compact metric space (for more details on Prokhorov metric and weak* topology the reader is referred to [32]).

5.2. Main construction

In what follows, we will adjust Oxtoby–Ulam technique of full Lebesgue measure transformation [46] to the context of homotopies in parametrized BBMs and combine this with Brown's approximation theorem on a complete space to get a parametrized family of homeomorphisms with attractors that attract background physical Oxtoby–Ulam measure. Additionally, these attractors are varying continuously in the Hausdorff metric. Recall that a Borel probability measure on a manifold M is called Oxtoby–Ulam (OU) or good if it is non‐atomic, positive on open sets, and assigns zero measure to the boundary of manifold M (if it exists) [2, 46]. In our case, we will first construct a measure λ^f on the inverse limit lim(D,f) using Lebesgue measure λ on D, where the map f is a near‐homeomorphism of D and identity on D. Then we will find a homeomorphism Θf:lim(D,f)D and define a push‐forward measure λf=(Θf)λ^f. By this construction it is clear that λf is an OU‐measure.

To provide a parametrized version of Brown's theorem and in particular to construct a continuously varying family of homeomorphisms Θf, we need the following definitions.

Definition 5.5

Let lim(Xi,fi) be an inverse limit where {Xi}i0 are continua and {fi:Xi+1Xi}i0 a collection of continuous maps. A sequence (ai)i0 of positive real numbers is a Lebesgue sequence for lim(Xi,fi) if there is a sequence (bi)i0 of positive real numbers such that:

  • (1)

    i=0bi<,

  • (2)

    for any xi,yiXj and any i<j, if |xiyi|<aj, then |fi+1fj(xi)fi+1fj(yi)|<bj.

A sequence (ci)i0 of positive real numbers is a measure sequence for lim(Xi,fi) if:

  • (1)

    i=n+1ci<cn/2 for any n0,

  • (2)

    for any two points x^y^lim(Xi,fi) there exists a non‐negative integer N so that |xN+1yN+1|>cN.

Now we are ready to prove the main theorem of this section.

Proof of Theorem 1.6

Let Cλ(I) be the family of Lebesgue measure‐preserving maps and let Q=n=0QnCλ(I) be the intersection of open dense sets Qn satisfying Theorem 1.1 (crookedness), Theorem 9 from [18] (leo property), Theorem 15 from [18] (weak mixing with respect to λ), and Theorem 3 from [16] (shadowing property). Take a countable collection of maps {fi}i=0Q that are dense in Q. By assumptions we know that each of these maps is leo, Lebesgue measure is ergodic measure for each fi (it is even weakly mixing), has the shadowing property and by Theorem 1.1 for every δ>0 there exists NN so that fiN is δ‐crooked. Let SI be a set of full Lebesgue measure such that any xS is generic point of all fi.

We also fix a sequence {bn}nN0R such that n=0bn<+, see Definition 5.5. Let DR2 be a closed disc and R:DD a homeomorphism that will be specified in two paragraphs. We define a sequence Rin of homeomorphisms of D such that limnRinn=R (for each sequence in) and ρ(Rin,R)<ξin/4<bn/8 where the sequence ξin will be specified later (we will need its faster convergence). Note that ρ(Rin,Rjn+1)<ξin/4+ξjn+1/4<ξin/2 provided that ξin>ξjn+1. All the lower indices will be specified later.

Note that for each n there exist indices {jin}iN and δin<2n such that if we denote Ain:=B(fjin,δin) then An:=iAin is dense (and open by the definition) in Q, {fi}i=0An and AinAjn= for ij. Simply, for any i the set {ρ(fi,fj):ji} is countable, and so we can choose δin outside this set, making construction of consecutive Ain possible by induction (none of fjs is in the boundary of Ain, and we can indeed avoid the boundary since it is of the negligible size). We can also make each δin arbitrarily small, in particular for m>n and any i,j we may require that if AimAjn, then AimAjn. We can also require that each AinQn, since each Qn is open and contains all functions fi.

In our construction we will implement additional requirements on values of δin, because we will need them to be sufficiently small as will be specified later.

For a closed disk DR2, let Iint(D) be the unit interval on which the BBM construction will take place, let Iint(D1)D1int(D2)D2int(D) where D1 and D2 are two closed discs and let R:DD be a near‐homeomorphism, such that R(D2)=I, R|DD2 is one‐to‐one and R is identity on the boundary of D. We also require that the smash R is done along radial lines. It is not hard to provide an analytic formula defining R. These maps and discs are fixed throughout the whole construction.

Now let us briefly recall how BBM construction is performed in general, for more details see Section 4. Given a map fCλ(I) we construct an unwrapping f¯:DD in the following way:

  • (1)

    f¯(I)intD1 and as usually in BBMs f¯|I is a rotated graph of f,

  • (2)

    f¯ is identity on DD1,

  • (3)

    Rf¯|I=f and every point in intD is attracted to I under iteration of Rf¯ where I is identified with I in a standard way.

We also denote f=f¯|I. One of the main features of the construction will be to ensure that unwrappings within the family that we construct vary continuously with f.

One important property to notice here is that any set UD2D1 of positive Lebesgue measure in D is transformed onto set Rf¯(U)I of positive Lebesgue measure on I. It is a consequence of Fubini's theorem, since the smash R is performed along radial lines, and so the base of integration needs to have positive Lebesgue measure.

Let {Ci}i=1intD1 be a collection of Cantor sets such that CiI=, CiCj= and λ(D1)=i=1λ(Ci). In other words, these Cantor sets fill densely intD1I and carry full Lebesgue measure. Such family of Cantor sets can be chosen using standard arguments. We may require that iR(Ci)S, because the union of radial lines over S has the full Lebesgue measure.

Now it is a good moment to set the first restriction on δi0. When fji0 is fixed, we also have f¯ji0 and so the images f¯ji0(Ck) are explicitly determined as well. Therefore, we may require that

dist(f¯ji0(I),f¯ji0(C1))>4δi0,dist(f¯ji0(I),D1)>4δi0anddist(D1,f¯ji0(C1))>4δi0.

Set

hi0:=f¯ji0.

Let ai0>0 be such that if d(x,y)<ai0 for x,yD then d(hi0(x),hi0(y))<b0/2. We also require that 16δi0<b0. This implies that if map H:DD satisfies ρ(H,hi0)<4δi0 and d(x,y)<ai0 then

d(H(x),H(y))d(hi0(x),hi0(y))+d(H(x),hi0(x))+d(hi0(y),H(y))<<b0/2+8δi0<b0. (11)

Finally, we require that

d(x,y)<ai0d(R00hi0(x),R00hi0(y))<b0.

Now let us explain how the first step of the construction will be made, the reader is also referred to Figure 8. Let us take any k,l such that Ak1Al0. Then fjk1B(fjl0,δl0). Construct a homeomorphism G:DD such that G(x)=x for all xB(hl0(I),2δl0) and for xI we have

G(hl0(x))=G(f¯jl0(x))=f¯jk1(x).

Additionally we can require from the construction that ρ(G,id)<2δl0, because we move the graph along horizontal lines. Similarly, we construct a map H:DD such that H(x)=x for xB(f¯jl0(C1),δl0),

H(f¯jl0(C1))i=1Ciandd(H(x),x)<δl0

for all other xB(f¯jl0(C1),δl0).

Simply, we first find Cantor sets which are in i=1Ci and sufficiently well approximate small portions covering Cantor set H(f¯jl0(C1)), then define maps between these small portions and selected Cantor sets, and then extend the map to a homeomorphism on sufficiently small neighborhoods where these translations of small portions take place. This is possible, because our Cantor sets are in the plane, so are tamely embedded (for such a construction see, e.g., Appendix A in [11]). Now we can define the homeomorphism:

hk1:=HGhl0.

By our construction ρ(hk1,hl0)<4δl0, hk1|I=fjk1 and hk1(C1)i=1Ci. Similarly as above, we decrease δk1 so that

dist(hk1(I),hk1(C1))>4δk1,dist(hk1(I),D1)>4δk1,dist(D1,hk1(C2))>4δk1 (12)

and additionally

dist(hk1(I),hk1(C2))>4δk1,dist(hk1(C1),hk1(C2))>4δk1. (13)

In the next step, the modifications will take place around the graph of hk1(I) and Cantor set hk1(C2) so we need the neighborhoods of sets disjoint ((12) and (13)) and we do not want to change the definition of hk1 over C1.

This construction can be extended by induction in the following way. If δln>0 is fixed sufficiently small with respect to the continuity of Rln,Rkn+1 then if AlnAkn+1 then the maps hln, hkn+1 satisfy:

  • (1)

    ρ(Rlnhln,Rkn+1hkn+1)<2ρ(Rln,Rkn+1)<ξln/2,

  • (2)

    hkn+1|I=fjkn+1,

  • (3)

    hln|Cr=hkn+1|Cr for r=1,,n,

  • (4)

    hkn+1(Cr)i=1Ci for r=1,,n+1,

  • (5)

    δkn+1<δln/2 and ξkn+1<ξln/2.

Now we will perform an additional adjustment of the constants δin and ξin so that we are able to repeat arguments from [26]. That is, we are going to ensure that there exist a so‐called Lebesgue sequence and a measure sequence from Definition 5.5 for the maps we construct.

Assume that the set Ajnn is already constructed for some index jnN and Aj11Aj22Ajnn. Let hjii be a homeomorphism corresponding to Ajii. There exists a positive real number ajnn such that if d(x,y)<ajnn then

i<nd(Rji+1i+1hji+1i+1Rjnnhjnn(x),Rji+1i+1hji+1i+1Rjnnhjnn(y))<bn.

We require that δjn+1n+1 for Ajn+1n+1Ajnn is adjusted with the correspondence to the condition ξjn+1n+1<ajnn/8 . This will ensure that if uniform limit RjnnhjnnF exists, then

ρ(F,Rjn+1n+1hjn+1n+1)4ξjn+1n+1i=12i8ξjn+1n+1<ajnn (14)

while (ajnn)n=1 is a Lebesgue sequence for {Rjnnhjnn}n=1 and (bn)n=1.

Assume that a map TC(D,D) is given a priori and F was obtained as its perturbation. Fix any i,n>0 and let γ>0 be such that ρ(F,T)<γ. Then for any xD we have

d(Fi(x),Ti(x))j=0i1d(Tj(Fij(x)),Tj+1(Fij1(x))),

therefore, since T is fixed, we have ρ(Fi,Ti)<1/n for each i=0,1,,n, provided that γ was sufficiently small (γ depends on the continuity of T,T2,,Tn). Therefore, taking δjnn, ξjnn sufficiently small, we can require that if uniform limit RjnnhjnnF exists, then

ρ(Fi,(Rjnnhjnn)i)<1/4n

for i=0,1,,n. For each jnN we pick a real number cjnn>0 in such a way that cjnn<18ckn1 where Akn1Ajnn and additionally, if d(x,y)<cjnn for some x,yD, then

d((Rjnnhjnn)i(x),(Rjnnhjnn)i(y))<1/4n.

This choice has the following consequences. First of all,

i=n+1cjiii=n+18nicjnn<cjnn/2.

Additionally, if we pick any distinct x^,y^lim(D,F) then there is MN0 such that d(xM,yM)>γ for some γ>0. Take n>M such that 1/n<γ. Then

d(xM,yM)d(FnM(xn),FnM(yn))2ρ(FnM,(Rjnnhjnn)nM)+d((Rjnnhjnn)nM(xn+1),(Rjnnhjnn)nM(yn+1))1/2n+d((Rjnnhjnn)nM(xn+1),(Rjnnhjnn)nM(yn+1)).

If d((Rjnnhjnn)nM(xn+1),(Rjnnhjnn)nM(yn+1))<1/4n then we have a contradiction with the choice of γ, therefore d(xn+1,yn+1)>cjnn, meaning that {cjnn}n=1 is a measure sequence for F. We additionally require that for each nN0 we have

8δjn+1n+1<min{cjnn,mink<n{L(cjnn,RjkkhjkkRjnnhjnn)}} (15)

where

L(ε,G):=sup{δ>0:d(x,y)<δd(G(x),G(y))<ε}.

The above conditions are easily satisfied by induction.

Now we will turn our attention to the implications of the construction. Assume that the above inductive construction has been performed and fix any gA=n=1An. Then there are indices i=in such that gAin=B(fjn,δjnn) where jn:=jinn. Consider the associated sequence of homeomorphisms hjnn:DD. For any n<m we have

ρ(hjnn,hjmm)<4i=nm12i2n+3,

and therefore the maps hjnn form a Cauchy sequence in C(D,D). Thus there exists a map Fg obtained as the uniform limit of the maps hjnn. But then Fg|I=g as g is a uniform limit of maps fjn=hjnn|I. Furthermore hjnn|Cr=hjrr|Cr for all nr and therefore Fg(Cr)i=1Ci.

Let us define a map F:D×AD×A by

F(x,g)=(R(Fg(x)),g).

Note that for every f,gA and ε>0 there is δ>0 such that if ρ(f,g)<δ then there are n and jn such that 2n+4<ε and additionally ρ(Ff,hjnn)<4δjnn<2n+2 and ρ(Fg,hjnn)<4δjnn<2n+2. Namely, for sufficiently small δ we have f,gB(g,δ)Ajnn. This shows that F is continuous.

Now we will deduce properties (c) and (d). By the definition it holds that F(x,g)=(R(Fg(x)),g)=(g(x),g) for each xI. If we fix any set of positive Lebesgue measure UD2D1 then RFg(U)=R(U) and R(U) has positive one‐dimensional Lebesgue measure on I. But then by Fubini's theorem there is a set SgU such that λ(Sg)>0 and R(Sg) is contained in the set of generic points of g, in particular any point xSg under iteration of Fg recovers the Lebesgue measure on I, that is, the measure 1ni=0nδ(Fgi(x)) converges in weak* topology to the Lebesgue measure on I.

But now consider the special case of map Fi:=RFfi and take any set UintD of positive Lebesgue measure. We can write U=j=0Uj as a disjoint union of sets Uj such that j is the minimal index such that Fij(Uj)D2. Note that for any j>0 we have Fij(Uj)=Rj(Uj)D2I. In particular, if YFij(Uj) is such that λ(Y)=0 then also λ(Rj(Y))=0, where the latter formula makes sense, because R1 is well defined on D2I. But then Ffi(j=0Rj(Uj))i=1Ci for some sets UjUj satisfying λ(Uj)=λ(Uj) and therefore

Fij+1(Uj)S

for each j. But then there is a set Si of full Lebesgue measure in D such that for each xSi there is NN0 such that FiN(x)S. This means that every point in Si is eventually transferred into a generic point of fi, which means that the orbit of x under Fi recovers the one‐dimensional Lebesgue measure on I. This shows that the Lebesgue measure on I is a physical measure for each F(·,g) and it is unique physical measure for a dense set of functions gCλ(I) (this dense set corresponds with the maps {fi}i=0 from the start of the construction). In fact it is unique each time when generic points of g contain the set S and may have (but not necessarily has) other physical measures in remaining cases.

Denote D^:=lim(D×A,F). Now we are going to define a map Θ:D^D×A by

Θ(x^,g):=(limnRi11hi11Rinnhinn(xn),g)

where gn=1Ainn. We can write g as the second coordinate in lim(D×A,F), since it is a constant sequence of gs; thus we can also write Θg:=Θ(·,g):D^gD, where D^g:=lim(D×{g},F). Since we have satisfied its assumptions, by Theorem 1 from [26] Θ is well defined. Furthermore, by Theorem 2 from [26], it holds that Θ(·,g) is a homeomorphism for each gA, because it is a composition of a homeomorphism with projection onto the first coordinate in the inverse limit defined by homeomorphisms lim(D,Rinnhinn).

Note that if (x^,g)D^ then

d(Ri11hi11Rinnhinn(xn),Ri11hi11Rin+1n+1hin+1n+1(xn+1))=d(Ri11hi11RinnhinnRFg(xn+1),Ri11hi11Rin+1n+1hin+1n+1(xn+1)).

But by (14) we have

d(Rin+1n+1hin+1n+1(xn+1),RFg(xn+1))8ξin+1n+1

so by (15) we obtain

d(Ri11hi11Rinnhinn(xn),Ri11hi11Rin+1n+1hin+1n+1(xn+1))<cjnn.

Using telescoping sum, this gives for any ε>0 and n sufficiently large (here Θ(x^,g)1 denotes the natural projection to the first coordinate)

d(Ri11hi11Rinnhinn(xn),Θ(x,g)1)<lncjll<2cjnn<ε.

Note that the previous estimate is true for any gi=1Ajil and every x^ such that (x^,g)D^. Thus as a consequence, for δ sufficiently small, all f,gi=1Ajil and d(x^,y^)<δ we have

d(Ri11hi11Rinnhinn(xn),Ri11hi11Rinnhinn(yn))<ε.

As a result, under the above assumptions, we get (Θ(x^,g)1),Θ(y^,f)1)<3ε which proves that Θ is continuous.

For each f we define a homeomorphism Φf:=ΘfF^(·,f)Θf1:DD. Abusing the notation, for the following inverse limit spaces we will identify f with the interval map f|I. Denote Λf:=Φf(I^f), where I^f:=lim(I,f) and note that by Corollary 1.2 the attractor Λf is the pseudo‐arc for every fA. We can write Φ:=(Θ×id)F^(Θ×id)1 and put Φf=Φ(·,f) showing that the family Φf is varying continuously. This also shows that the family {Λf}fA varies continuously in Hausdorff metric.

By Theorem 5.2, let μ^f be an invariant measure induced on the inverse limit I^f using Lebesgue measure λ on I and define a push‐forward measure μf=(Θf)μ^f. Formally, the measure μ^f is defined on the space I^flim(D,f), however we can also view it as a measure on the space D^. Let us show that measures μ^f vary continuously in the weak* topology in D^. By the definition μ^f(πn1(B))=λ(BI) for any Borel set BD and every nN0 (this measure can be viewed in D^ on a “slice” defined by f; for more details see [23]). Take any uniformly distributed finite set PI and for any interval map g define a finite set P^glim(I,g) such that πn(P^g)=P. Denote ν:=1|P|qPδq and ν^g:=1|P^g|q^P^gδq^. Fix any ε>0 and let us assume that 2n<ε/2. There is γ>0 such that if ρ(f,g)<γ, x^,y^lim(I,g) and d(πn(x^),πn(y^))<2γ then d(x^,y^)<ε. We may also assume that for any two consecutive points p,qP with respect to the ordering in I we have d(p,q)<γ/2 and that γ>0 is sufficiently small so that if x^lim(I,g), y^lim(I,f) satisfy πn(x^)=πn(y^), then d(x^,y^)<ε.

Note that since ρ(g,f)<γ we have

μ^g(B^)λ(πn(B^))λ(qP,(qγ,q+γ)πn(B^)(qγ,q+γ))ν(B(πn(B^),2γ))=ν^g(πn1(B(πn(B^),2γ)).

If q^P^ satisfies q^πn1(B(πn(B^),2γ) then there is z^B^ such that d(q,πn(z^))<2γ and therefore d(z^,q^)<ε. This gives

μ^g(B^)ν^g(B(B^,ε))

and therefore D(μ^g,ν^g)<ε (recall that D(·,·) denotes the Prokhorov metric on M(I) defined in the end of Subsection 5.1). Clearly, for every q^P^g there is p^P^f such that πn(q^)=πn(p^) and therefore D(ν^f,ν^g)<ε. This gives that D(μ^f,μ^g)<3ε provided that ρ(f,g)<γ. Indeed, the function fμ^f is continuous.

If αC(D,R), then by identifying Θ to the projection on the first coordinate αΘC(D^,R) and we have already proven that for any fif from A,

D^αΘdμ^fiD^αΘdμ^f.

We therefore have that

DαdμfiDαdμf.

This proves the continuity of the map fμf where each μf is the push‐forward measure on D defined by μf:=Θμ^f. It is clear from the definition that the support of μf is ΛfD.

FIGURE 8.

FIGURE 8

The figure shows how maps G and H from the proof of Theorem 1.6 transform D. Namely, the map G switches to a different unwrapping which moves the Cantor set C1 presumably away from the radial lines drawn in the picture. However, the map H places this Cantor set C1 to the appropriate position (possibly to different radial lines)

JOURNAL INFORMATION

The Proceedings of the London Mathematical Society is wholly owned and managed by the London Mathematical Society, a not‐for‐profit Charity registered with the UK Charity Commission. All surplus income from its publishing programme is used to support mathematicians and mathematics research in the form of research grants, conference grants, prizes, initiatives for early career researchers and the promotion of mathematics.

ACKNOWLEDGMENTS

J. Č. was supported by the Austrian Science Fund (FWF) Schrödinger Fellowship stand‐alone project J 4276‐N35. P. O. was supported by National Science Centre, Poland (NCN), grant no. 2019/35/B/ST1/02239. For the purpose of Open Access the authors have applied a CC BY public copyright licence to any Author Accepted Manuscript version arising from this submission. We are very grateful to J. P. Boroński, H. Bruin, A. de Carvalho, and J. C. Mayer for helpful comments on the early version of the paper. We would like to thank the anonymous referee whose insightful suggestions substantially improved several parts of the paper.

Footnotes

Theorem 1.5 sheds a light with respect to this problem, however since A is a proper subset of T we, a priori, cannot claim anything in this direction.

A Cantor set C in a manifold M is tamely embedded if there exist arbitrarily small neighborhoods of C that are finite unions of pairwise disjoint closed cubes from M.

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