Abstract
This review focuses on the physiology of glymphatic solute transport and waste clearance, using evidence from experimental animal models as well as from human studies. Specific topics addressed include the biophysical characteristics of fluid and solute transport in the central nervous system, glymphatic-lymphatic coupling, as well as the role of cerebrospinal fluid movement for brain waste clearance. We also discuss the current understanding of mechanisms underlying increased waste clearance during sleep.
Keywords: brain, cerebrospinal fluid, glymphatic, solute transport, waste clearance
Introduction
The ability of the brain to “wash” itself has important implications for overall brain function and health. A brief historical perspective highlighting seminal studies first describing lymphatic-like waste drainage from the central nervous system (CNS) is an important tool for understanding the present context of brain waste clearance processes discussed in this review. In the early 1970s, Cserr was to the best of our knowledge the first to introduce the concept of bulk flow driving the cerebrospinal fluid (CSF)/interstitial fluid (ISF) exchange process and clearance of waste solutes from brain parenchyma in the absence of authentic lymphatic vasculature (1–4). Notably, the existence of bulk flow in the ISF surrounding all brain cells was implied by experiments involving administering solutes of different molecular weights into the neuropil and observing that they drained from the brain at the same rate (2). These experiments also demonstrated that the solutes drained from the ISF in a pattern supporting the presence of bulk flow, i.e., along perivascular spaces (PVS) of blood vessels and parallel to white matter fiber tracks (2). In 1985 Rennels et al. (5) reported that a protein tracer, horseradish peroxidase, distributed rapidly from subarachnoid CSF into perivascular channels of the arteries and along capillaries in the cat and dog brain. A detailed histological analysis revealed that the protein tracer accumulated around penetrating arterioles and through the basal lamina of the capillary bed (5). The study by Rennels and coworkers provided the anatomical constructs of Cushing’s proclaimed “third circulation” (6) and also revealed that perivascular influx of the tracer dramatically decreased with partial occlusion of arterial pulsatile flow (5). In 2008, Carare and colleagues (7) reported that fluorescently labeled tracers such as dextran and ovalbumin administered into brain parenchyma drained out of the brain along the basement membranes of capillaries and arteries whereas larger fluorospheres (∼1-μm diameter) got stuck in the perivascular space ingested by perivascular macrophages. On the basis of these results they concluded that the capillary and artery basement membranes comprised the waste drainage routes for lower-molecular weight substance from the brain (7). Finally, in 2012 Iliff, Nedergaard, and colleagues (8) introduced the perivascular glymphatic system for the clearance of endogenous waste solutes from the central nervous system (CNS). The glymphatic system comprised the entire network of perivascular channels of the brain, and the aquaporin (AQP)4 water channels expressed on the glia end-feet were shown to play a key role in CSF/ISF exchange and brain waste clearance processes as discussed below. Intriguingly, the glymphatic clearance of waste varied in a manner dependent on the sleep/wake cycle. Like many physiological processes, the functionality and efficiency of the glymphatic waste clearance system and meningeal lymphatics decline in the aging brain. Glymphatic research has been integral to further understanding the etiology of neurodegenerative disorders. One major area of this research relates to Alzheimer’s disease (AD), which is the most common form of dementia in older adults and is currently incurable. The association of AD with poor sleep and progressive accumulation of aggregated amyloid beta (Aβ) in the brain has spurred major research efforts to understand the physiology of solute transport in the glymphatic system and how it contributes to disease states and pathology.
What Is Perivascular Brain Waste Clearance?
Cerebral homeostasis requires constant maintenance of cellular metabolism, fluid homeostasis, as well as waste elimination. Cerebral blood flow is highly controlled and continuously supplies nutrients and oxygen to sustain normal brain function. The blood-brain barrier (BBB) guards the brain from circulating toxins, pathogens, and inflammation as well as tightly regulating the movement of ions and molecules between the blood and brain (9–11). The tight junctions of the endothelial cells limit paracellular flux of ions and solutes across the BBB, thereby regulating water transport (11). The BBB also contains efflux transporters polarized to the luminal surface and nutrient transporters (carrier-mediated transporters) as well as transporters for transcytosis (11, 12). Although waste elimination occurs by cellular metabolism as well as at the level of the BBB, the brain also clears waste solutes through a dedicated perivascular channel network, which in the current literature is referred to as the “glymphatic system” (8, 13). The glymphatic system model is illustrated in FIGURE 1A and posits that waste solutes, including amyloid beta (Aβ) (8, 14), tau (15), and lactate (16), are cleared from the brain in the following manner:
1) Cerebrospinal fluid (CSF) flows (bulk flow) from the subarachnoid compartment into the perivascular spaces (PVS) associated with the penetrating arteries, known as Virchow–Robin spaces, and onward along the PVS of smaller arterioles and capillaries (8);
2) From the PVS, CSF is propelled into the interstitial fluid (ISF) space in a process facilitated by AQP4 water channels positioned on the glial end-feet (8, 17);
3) Bulk flow-driven CSF exchanges with ISF, which helps push waste solutes toward perivenous channels, which function as egress routes (8, 18, 19) that ultimately connect to meningeal lymphatic vessels.
Integrated within the glymphatic system model are four fundamental functional features. First, inflow of subarachnoid CSF into the glymphatic system occurs in the direction of blood flow along the periarterial channels and is driven by pressure (bulk flow) generated by vascular pulsatility (8, 20–22). Second, influx of CSF and CSF/ISF exchange are required for perivenous waste clearance, with both processes being dependent on AQP4 water channels (17, 20). Third, according to the glymphatic model, waste solutes in the ISF are driven toward perivenous channels, implying the existence of a pressure gradient across periarterial PVS → perivenous PVS and, consequently, advective (bulk) flow in the ISF compartment (8, 20). Finally, a crucial feature of waste transport via the glymphatic system is the dependence on the brain’s state of arousal (23, 24). This phenomenon was revealed in a pioneering study showing that perivascular CSF influx and waste clearance increased significantly during periods of sleep (or anesthesia inducing slow-wave sleep) and were largely absent during wakefulness (24). The glymphatic system for perivascular brain waste disposal continues to be viewed as a model framework, with the underlying physiology incompletely understood (25–27).
Research has yielded many opposing findings regarding perivascular solute transport including the underlying driving forces (i.e., advection or diffusion), which has given rise to different models of waste clearance (25, 28–32). There are two alternate models for perivascular waste clearance that are important to discuss, as they have direct bearing on understanding the underlying physiology and pathology of disease states. One of these, introduced by Carare et al. (7), is known as “intramural periarterial drainage” (IPAD) (29, 33, 34) and posits that although influx of CSF occurs along the periarterial channels, waste solutes do not exit via perivenous channels but instead within the walls of the arteries in a direction opposite to blood flow (FIGURE 1B). The IPAD model is rooted in the pathology observed with cerebral amyloid angiopathy (CAA), where abnormal fibrillar deposits of Aβ build up along and within the walls of the vasculature, including arteries and arterioles (type 2), or along the microvasculature (type 1) (35–38). The IPAD model also implicates vasomotion as a driving force for waste transport in the opposite direction of blood flow and toward the subarachnoid space (32, 39) (FIGURE 1B). Vasomotion is described as the spontaneous rhythmical contraction and relaxation that occurs at a frequency of ∼0.1 Hz in the vasculature (40). Presumably, vasomotion drives waste solutes from the brain by intermittently squeezing perivascular CSF toward the subarachnoid surface when the vessel periodically relaxes. Vasomotion was first observed in veins of bat wings (41) but is inherent to all vasculature and extensively studied in arteries. Vasomotion is subject to fluctuations modulated by neuronal activity (i.e., neurovascular coupling) and can be augmented if neuronal activity is synchronized, such as during engagement in a task (40, 42, 43). Recently, vasomotion in pial arterioles associated with 0.1 Hz neuronal oscillations of awake mice was shown to drive nanoparticles alongside pial arterioles in a direction opposite of blood flow, with increased transport observed during visually evoked vascular responses (32).
Another perspective of perivascular waste clearance is conceptualized in the “mixing” model (44, 45), which poses that there is no net (advective) PVS flow along the penetrating cerebral vasculature. Instead, waste transport from the ISF is directed toward the periarterial PVS, facilitated by “mixing” from physiological motion (e.g., vasomotion and vascular pulsatility) (FIGURE 1C). Furthermore, according to the mixing model, bulk flow is present only on the surface of the brain along the large pial arteries in the subarachnoid space, which creates a favorable concentration gradient for waste egress by diffusion from the ISF to the arterial PVS and then toward the pial surface (44) (FIGURE 1C). This transport pattern implies that CSF does not recirculate and instead flushes out waste along the PVS associated with pial veins (20, 46). The mixing model is a permutation of the “sink hypothesis,” formulated by Davson, who described that the rapid CSF flow and reabsorption to the blood stream served as a “sink” for transfer of interstitial solutes from the brain by simple diffusion (47). The mixing model also posits perivenous drainage of excess fluid and waste via the PVS of the pial veins, which communicates with the PVS of the pial arteries (FIGURE 1C) (44). The pial vein PVS are thought to merge with egress routes including perineural sheaths along the cranial nerves (e.g., along the olfactory nerves across the cribriform plate to draining lymphatics) or meningeal lymphatics associated with the dural sinuses. In summary, the three glymphatic perivascular waste clearance models differ in the points of view of waste egress routes and the biological forces driving the transport. An overview of the three different models of brain waste clearance is presented in Table 1.
TABLE 1.
Model | Direction of Periarterial CSF Movement | Drivers of Periarterial CSF Transport | Waste Clearance Pathway(s) | Drivers of Waste Clearance |
---|---|---|---|---|
Glymphatic system | “Inward” in the direction of blood flow | Bulk flow | Perivenous channels | Bulk flow in ISF compartment |
IPAD | “Outward” opposite the direction of blood flow |
Vasomotion | Inside the walls of arteries and arterioles | Vasomotion |
Mixing | No flow | None | Periarterial channels | Diffusion gradient created by CSF bulk flow along surface vasculature |
CSF, cerebrospinal fluid; IPAD, intramural periarterial drainage; ISF, interstitial fluid.
Are the Glymphatic and Lymphatic Systems Directly Linked?
Over the last several years studies have consistently shown that macromolecules administered into the ISF of different brain regions drain through the meningeal lymphatics via afferent lymphatics primarily to the deep cervical lymph nodes (dcLNs) (48–51), implying that glymphatic waste egress routes connect to the meningeal lymphatic system. Identifying the structural and functional connections between the two systems is key to understanding perivascular waste clearance physiology. Detailed anatomical mapping of lymphatic vessels in the dura mater has been made possible by lymphatic endothelial cell-specific fluorescent reporter mice (52–54) and immunofluorescent staining for LYVE-1, PROX-1, and VEGFR-3 (55–57), revealing a dense network of bona fide lymphatic vessels in the dura mater (48, 49). The meningeal lymphatic vasculature (mLV) is embedded in the dura mater that surrounds the brain and spinal cord (58). In dura mater on the dorsal surface, mLVs are observed along the superior sagittal sinus, confluence of sinuses, transverse and sigmoid sinuses, the large retroglenoid vein, as well as along the middle meningeal artery (48, 49) (FIGURE 2). Recently, mLVs associated with the dura at the skull base, known as “basal” mLVs, were also characterized (59). In contrast to the dorsal mLVs, the basal mLVs have capillary lymphatics positioned closer to the subarachnoid space, which is thought to make them more efficient for brain waste drainage (59). However, the general consensus is that the dorsal and basal mLVs are part of the same meningeal lymphatic network and drain primarily to the dcLNs (60). A specific cluster of mLVs exists dorsal to the cribriform plate near the midline of the olfactory bulbs (61) and was recently shown to also serve as an immunoregulatory niche (62). From the point of view of mLV topology along dural including dura cavernous sinuses, the glymphatic system model positing perivenous waste efflux is better aligned with the biology compared to the IPAD model (FIGURE 1B), where waste solutes are predicted to drain along the walls of cerebral and leptomeningeal arteries. Transport from arterial walls to mLVs is difficult to explain anatomically (and functionally) but presumably would involve solutes crossing several barriers including the arachnoid membrane that is sealed by tight junctions (63, 64).
The perineural sheaths along the cranial nerves known as “perineural lymphatics” are also connected to lymphatic vasculature and drain to cervical lymphatic nodes (65, 66). The cranial nerves exit the skull together with large veins and arteries though the same foramina (e.g., stylomastoid foramen or jugular foramen) (58, 59, 65, 66). Notably, the perineural lymphatics are considered an anatomically distinct network and are not directly connected with the mLVs (49, 59, 62). The details of how the mLVs and perineural lymphatics interconnect and partake in CNS fluid homeostasis and immunological surveillance remain incompletely understood. It is possible that exits along the perineural sheath and lymphatics serve as passive outflow for excess fluid to regulate CNS fluid homeostasis. There is experimental support for regulation of CNS fluid homeostasis via perineural neural sheaths associated with olfactory nerves, for example, experiments in sheep where the cribriform plate sealed with bone wax did not result in overt increases in intracranial pressure but caused alterations in tissue compliance (67). In addition, in mutant mice with ciliopathy and olfactory bulb hypoplasia, drainage of solutes and fluid across the cribriform plate to lymphatics in the nasal submucosa was nearly abolished, and these mice were also severely hydrocephalic (68). Notably, in humans, the outflow via the cribriform plate as examined by dynamic contrast-enhanced magnetic resonance imaging (DCE-MRI) with CSF Gd contrast appeared insignificant (69).
In summary, although there is strong experimental evidence that the glymphatic system and mLVs are interconnected, the exact anatomical connection and routing of CSF in relation to glymphatic waste egress remain controversial. However, the glymphatic system model positing perivenous waste egress is best aligned with the known topology of the mLV network. Furthermore, a gap in knowledge remains on the exact topology and function of the perineuronal lymphatic vasculature versus mLVs for glymphatic waste clearance and immune surveillance in healthy and diseased CNS.
How Fast Does the Glymphatic System Remove Waste?
The amplification of solute egress from the brain during sleep (24), or with anesthetics inducing slow-wave hypnosis (70, 71), is of particular interest to the neuroscience community as it relates directly to the biological purpose of sleep and the therapeutic potential of the glymphatic system in preventing buildup of waste aggregates. However, the overall efficiency of the glymphatic system for waste disposal, even during sleep, remains poorly defined. To understand glymphatic waste clearance efficiency, data from the lymphatic system are informative. The lymphatic system is responsible for fluid homeostasis and immune surveillance in most body organs and is an efficient pathway for removal of excess fluid, proteins, and metabolites (72–74). It is estimated that the lymphatic system collects and transports up to 8 L of interstitial fluid per day from the tissues in humans and also transports and recycles proteins, i.e., the albumin concentration in interstitial fluid is very similar to its concentration in lymph (∼1.6–1.8 g/dL) (75). The larger lymph vessels and collecting lymphatic vessels have valves, and lymph flow is pulsatile (spontaneous contraction of the lymphatic muscle cells), and therefore inherently advective (73). In rodents, the mean velocity across different lymphatic vascular beds varies, with velocities of 50–600 μm/s reported in the extremities (76) and ∼1,350 μm/s in large mesenteric lymphatic vessels (77). In comparison, advective transport measured in PVS along large pial arteries on the brain surface of rodents is several orders of magnitude slower, with an average velocity of ∼20 µm/s (22, 46). To the best of our knowledge, there are no direct in vivo measurements of solute transport in the ISF of the neuropil or along perivascular spaces of the penetrating vasculature in the intact brain. The majority of studies reporting the existence of bulk flow-driven solute transport in brain are inferred from ex vivo studies using tracers with solutes of different molecular weights administered into the CSF or brain parenchyma (1, 3, 78). Unfortunately, perivascular spaces collapse ex vivo, and the validity of studies examining tracer distribution postmortem has been queried (22).
We recently reported on speed and associated Péclet (Pe) numbers of solute and fluid transport measured in the rat brain with in vivo DCE-MRI in combination with computational fluid dynamics (CFD) analysis based on regularized optimal mass transport (rOMT) theory (79–81). The rOMT model incorporates advection (bulk flow) and diffusion constraints into an energy minimization framework, to derive trajectories of fluid and solute movement, known as “pathlines,” over a given tracer circulation time; for more details see Chen et al. (79). Several metrics are derived from the rOMT analysis, including solute/fluid speed, glymphatic flux, velocity flux vectors, and the associated Pe number (79). The velocity flux vector magnitude indicates the distance traveled and direction of the solute trajectories. The Pe number is a standard, scalar, dimensionless quantity describing the ratio of the rate of advection versus that of diffusion (79). Accordingly, tissues with a higher Pe number would be dominated by advective solute and fluid transport, whereas areas with lower Pe have more diffusion. FIGURE 3 shows a two-dimensional (2-D) glymphatic transport map color coded for Pe number from a normal 3-mo-old Sprague-Dawley rat. Note that the cerebellum, pons, and retrosplenial cortex are characterized by higher Pe numbers (>200), implying advection-dominated transport. However, at the level of the hypothalamus, the glymphatic pathlines are associated with lower Pe numbers (<50), indicating more trends toward diffusion-driven transport. Although we observe higher Pe numbers in certain areas, we cannot confirm the presence of advective flow in the neuropil of these specific brain regions because of the spatial resolution of the images (300 × 300 × 300 µm3), which cannot distinguish between PVS associated with intraparenchymal vasculature and the ISF space. However, assuming volume is averaged across the ISF (∼15–20%) and vascular/PVS (∼3–5%) compartments, the rOMT data indeed suggest the presence of different degrees of advection-dominated transport in select brain regions.
In summary, the notion of advective transport in the glymphatic system is supported by in vivo DCE-MRI data and computational rOMT analysis showing solute transport characterized by high Pe numbers within the brain tissue. However, direct in vivo evidence of advective solute transport in the neuropil or ISF in human or animal brain remains lacking. Compared with the lymphatic system, perivascular glymphatic transport and waste clearance is likely several orders of magnitude slower.
Endogenous Waste Solutes Cleared by the Glymphatic System
Only a limited number of endogenous brain waste solutes (e.g., Aβ, tau, and lactate) have been shown to clear via the glymphatic system (8, 16, 82). Waste solutes such as Aβ oligomers clear from the brain via several elimination mechanisms (83, 84). An important Aβ clearance mechanism is through endothelial cells and pericytes (85, 86) across the BBB via the low-density lipoprotein receptor-related protein 1 and other transporters in an ApoE-dependent manner (85, 86). The half-life of all Aβ isoforms (including Aβ42) was reported to be 3.8 h in 30-yr-old subjects and increased to 9.4 h in 80-yr-old subjects (87). Tau proteins also clear through the glymphatic system and are predominantly intracellular soluble protein isoforms but have also been reported to be passively released by cells even across synapses in a prionlike manner (88–91). Analysis of tau kinetics in humans revealed that the average half-life was ∼23 days (92). Lactate is another solute of interest; however, compared with Aβ and tau, the half-life of lactate is very rapid and has been estimated to be ∼1 min (93). The half-lives of these three different metabolites are representative of several elimination processes (84, 94); and the component specific to each for glymphatic transport remains unknown.
Because of the inferred connection between the glymphatic and lymphatic systems, analysis of the contents of lymph fluid has been of interest. An elegant technique for collecting lymph from the afferent lymphatic vessels draining to the dcLN was recently reported in mice (95); however, collecting lymph is technically challenging, and the literature is sparse. Assuming that solutes and fluid transported via the glymphatic system transfer to mLVs that only drain to the dcLN, this approach would potentially reveal an “undiluted” view of waste draining directly from the brain including neuropil. However, the caveat that lymph from the afferent lymphatics represents “pure brain waste” relates to the unknown contribution of proteins leaking from blood vessels in the dura (no BBB) to ISF that can also enter the mLV (96). Future experimental animal studies should be focused on comparing CSF with lymph collected from afferent draining to the dcLN and explore differences in “omics” signatures across these biofluids in health and disease states to help validate CSF biomarker profiling.
What Do CNS Fluid Homeostasis and CSF Flow Tell Us About Glymphatic Waste Clearance?
The steady state of the brain ISF milieu constitutes the essence of CNS fluid homeostasis in the healthy brain (97). The physiological balance of CSF production and efflux (reabsorption) is critical for CNS fluid homeostasis because CSF actively communicates with interstitial fluid via the glymphatic system. CSF dysregulation can occur in several conditions including trauma to the dura mater causing CSF leakage, with different types of hydrocephalus, and with pharmacological treatments interfering with CSF production. All of these conditions are associated with decreased glymphatic system transport (98–100). Tracking of CSF flow dynamics and the status of CSF production/reabsorption is therefore critical for understanding glymphatic waste clearance.
A major site of CSF production is the choroid plexus, with the rate of CSF formation first measured experimentally in goats (∼0.16 mL/min) by an invasive indirect approach known as the ventriculo-cisternal perfusion technique developed by Heisey et al. (101). CSF production in the human brain at the level of the cerebral aqueduct has been measured by noninvasive phase-contrast MRI and reported to approximate 0.35–0.40 mL/min, or ∼500–600 mL/day (102). The turnover time for total CSF volume is 5–7 h, yielding an overall turnover rate of about four times per day in the human CNS. Recently, a noninvasive approach to measure choroidal CSF “secretion” (a.k.a. blood-CSF-barrier or “BCSFB” function) was introduced by using arterial spin labeling (ASL) MRI technology to quantify the rates of water delivery from the arterial blood of the choroid plexus into ventricular CSF (103). In anesthetized mice, BCSFB function, representing CSF secretion from the choroid plexus, was measured at the level of the lateral ventricles and was shown to decrease by ∼40% in aging mice (103). The ASL MRI method was also validated by showing suppression of CSF secretion by vasopressin (i.e., antidiuretic hormone) (103). There are currently no data on BCSFB function using ASL MRI at the level of the choroid plexus from the live human brain.
There are several long-standing arguments that other sources besides choroidal CSF exist in the CNS. Given the active communication between CSF spaces and ISF, it is argued that a considerable contribution of CSF originates from the cerebral vasculature via either endothelial secretion or filtration (104–106). Indeed, studies have shown that AQP1 water channels are present on the pial arteries and arterioles in conjunction with Na-K-Cl (NKKC1) cotransporters (106), suggesting that water secretion by the cerebral vasculature actively contributes to CSF. Novel noninvasive ASL MRI studies recently uncovered brainwide signals representing water efflux from blood to the CSF compartment (e.g., subarachnoid space and cerebral ventricles) as well as in the brain tissue (107). The therapeutic implication of vascular CSF secretion is important to explore, as this alternate source of fluid might uphold CNS fluid homeostasis in neurodegenerative disease states such as aging, where choroidal CSF secretion is known to decrease (103).
Several different MRI imaging techniques show that CSF movement in the CNS is complex and that CSF flow correlates with cardiac pulsation (108) and CSF flow in the cerebral ventricles and aqueduct can also be augmented by respiratory inspiration (109). Ultrafast blood oxygen level-dependent (BOLD) functional MRI can also track CSF movement in free CSF spaces in conjunction with neurovascular coupling in brain tissue (110, 111). In addition, several new diffusion-weighted techniques have recently been suggested and explored for measuring CSF transport across CNS barriers. Although diffusion-weighted techniques do not directly measure flow speed, the mean diffusivity and other diffusion metrics measured in free CSF spaces can perhaps indirectly inform about differences in advection or dispersion (112–114). The novel MRI techniques for capturing CSF flow dynamics and blood-to-CSF water influx are undergoing increasing investigation in human brain studies as potential surrogate end points for tracking glymphatic transport and waste clearance function. However, it is important to emphasize that the magnitude of CSF movement measured in the subarachnoid space, or CSF flow tracked in the aqueduct or basal cisterns, do not automatically inform about glymphatic system transport or perivascular waste clearance. In other words, vigorous CSF flow in the basal cistern is not predictive of glymphatic system transport unless other metrics, such as parenchymal perivascular transport and/or information of glymphatic waste egress to the dcLN, are measured in parallel. This concept is illustrated in FIGURE 4 and based on DCE-MRI and rOMT data from rat brain. In the normal rat brain, solute and fluid flow in the subarachnoid space along the skull base is moving in a symmetrical pattern around the midline and is directed into the glymphatic system; whereas in the rat with cerebral amyloid angiopathy (CAA) the CSF flow is strikingly different and directed away from the tissue, causing the glymphatic transport to decrease; for more details see Chen et al. (79). In other words, tracking only CSF flow at the skull base or in the basal cisterns could be misleading for assessing glymphatic transport in the diseased rat with CAA because it would show increased CSF flow and higher solute speed compared to the normal rat even though the “effective” CSF streaming into the glymphatic system is decreased.
In summary, CSF production and transport into the glymphatic system is essential for perivascular waste egress from the CNS. CSF movement in free CSF spaces can be measured in the human brain by noninvasive MRI and is explored as a biomarker of glymphatic transport. However, without additional information on direction or drainage to the dcLN, information on CSF flow alone can potentially be misleading in regard to glymphatic transport and waste egress.
Mechanisms Underlying Increased Glymphatic Waste Clearance During Sleep
The connection between sleep and the glymphatic system was first reported by Xie et al. (24), in which they demonstrated that soluble Aβ was cleared twofold faster in naturally sleeping mice compared with awake mice. Increased glymphatic Aβ clearance was linked to increased power of 1–4 Hz delta waves on the cortical electroencephalogram during sleep compared with wakefulness (24). In the same year that the glymphatic system’s dependence on the sleep/wake cycle was reported, Spira and colleagues (115) showed that among older adults shorter sleep duration and poorer sleep quality were associated with a greater Aβ burden. It is well documented that chronic sleep loss has profound consequences on brain health and is linked to cognitive dysfunction associated with AD and tauopathies (115–118). These two hallmark studies increased the scientific interest in the importance of sustaining good sleep habits in the context of glymphatic waste clearance for brain health, as well as for preventing neurodegeneration from both acute sleep deprivation and chronic partial sleep loss.
One mechanism proposed that underlying the augmentation of glymphatic waste clearance seen during the sleep state is rapid changes in the ISF volume fraction. Specifically, Xie et al. (24) demonstrated that the cortical ISF volume fraction increased by 40–60% during sleep or during anesthesia with agents that induced slow-wave sleep compared to awake rodents, which would allow for more efficient bulk flow-driven glymphatic clearance of solutes. It was suggested that the sleep-related ISF volume changes were mediated by noradrenergic signaling because adrenergic antagonists administered into CSF induced increased both CSF tracer influx and the ISF volume fraction (24). Notably, astrocytes, key cells of the glymphatic system, have been shown to be involved in regulating the sleep/wake cycle via their response to norepinephrine, which modulates the levels of extracellular ions, ultimately driving neuronal responsiveness (119).
The increase in the ISF volume fraction during sleep compared to wakefulness has only been observed in rodents and not yet confirmed in humans. Noninvasive diffusion MRI, which measures water diffusion via the “apparent diffusion coefficient” (ADC), also known as “mean diffusivity,” can indirectly capture changes in the fraction of “free” water including the ISF volume (120–123). Diffusion MRI has therefore been applied to characterize the ISF compartment volume, as represented by changes in the ADC or mean diffusivity, under conditions of sleep deprivation (124), in sleep/wake states (125), or during anesthesia with agents inducing varying degrees of slow-wave delta activity during hypnosis (126). The mean diffusivity was shown to decrease in the awake human brain under conditions of sleep deprivation combined with task practice (124). However, Demiral et al. (125) were not able to detect robust increases in the ADC during sleep (after sleep deprivation) compared to wakefulness in human subjects, thereby not corroborating sleep-induced ISF volume increases using this metric and image modality. Similarly, another study applied diffusion MRI to measure differences in the ADCs across rats anesthetized with dexmedetomidine and low-dose isoflurane (DEXM-I) versus pure isoflurane (ISO). DEXM-I anesthesia is associated with slow-wave delta oscillation and increases glymphatic transport in comparison to ISO anesthesia (70); however, the ADC was similar across the two anesthesia groups, thereby not supporting differences in ISF volume (126). Notably, DEXM was chosen for these studies because it is an α2-adrenergic agonist that antagonizes noradrenergic signaling via presynaptic receptors in the locus coeruleus (127).
Although the diffusion MRI studies in humans and rats do not corroborate increases in the ISF volume fraction during brain states associated with sleep and/or or increased slow-wave activity, changes in the CSF compartment volume have indeed been observed. Thus, in humans an increase in the CSF compartment volume was noted during sleep compared with wakefulness (125). Furthermore, in rodents, the CSF compartment volume along the large periarterial glymphatic influx pathways increased significantly with DEXM-I compared with ISO anesthesia, which supports increased CSF influx and glymphatic transport (126). If the mechanisms underlying glymphatic transport increases during sleep as observed in mice (24) are valid in the human brain, noradrenergic modulation might be an important target of interest. During sleep, decreased norepinephrine levels influence vascular tone and increase CSF influx, and likely also increase solute clearance (128). Interestingly, a recent retrospective clinical study showed that antihypertensive treatment with beta blockers that easily cross the BBB was associated with a reduced risk of AD compared with low-BBB permeability drugs (129). Norepinephrine levels also affect the oscillatory vasomotion (130), with the vasomotion linked to neurovascular coupling during sleep documented to be stronger than in the awake state (43), which would promote enhanced waste clearance during the sleep cycle. Finally, since the choroid plexus receives adrenergic innervation, noradrenergic tone can impact CSF production. Increased stimulation of sympathetic nerves innervating the choroid plexus has been shown to decrease the net rate of CSF production (131).
In summary, multiple studies support that some sleep states are associated with increased CSF movement in the free CSF spaces in a counterbalanced pattern to neurovascular coupling, as reflected by the BOLD fMRI signal (111) and also increases in CSF compartment volume. The increased fluid movement across CNS barriers during sleep is likely to be linked to increased glymphatic transport and waste clearance; however, the underlying mechanisms for this relationship remain incompletely understood.
Summary, Open Questions, and Future Directions
There is increasing research evidence that the clearance of waste solutes through the glymphatic system plays an important role in overall brain health and function. The three models of glymphatic perivascular waste clearance each address a different aspect of waste egress routes and hypothesize as to what drives the transport. Because of the varied techniques and approaches to examining the glymphatic system, it is difficult to reach a consensus as to the specific mechanisms and drivers of solute transport and drainage. Factors such as in vivo/ex vivo experiments, anesthetics, species, and underlying pathologies can affect what is observed in the glymphatic system. For future studies, it is imperative that there is harmonization of technical approaches in order to paint a more robust picture of the glymphatic system as a whole. Moreover, because there are currently no techniques that can measure transport within the perivascular spaces or the neuropil of the intact brain in vivo, there remains much to be uncovered about the specific nuances of glymphatic solute and fluid transport. However, the topology of the mLV in close proximity to the dural venous sinuses strongly supports the glymphatic system model of perivenous waste egress and provides future research directions for understanding the coupling across the two systems.
Although mapping flow and sources of CSF in the CNS is an integral part of understanding solute transport, analysis of bulk fluid movement in the subarachnoid space or cerebral cisterns is not necessarily equated to glymphatic solute transport. The movement of fluids alone provides valuable insight into the various processes involved in CNS fluid homeostasis and CSF production/reabsorption; however, it does not provide direct insight into glymphatic waste clearance. Additional studies are needed to understand the clinical value of the novel MRI-based approaches for tracking movement of CSF as well as vascular “fluid” secretion as surrogate biomarkers of glymphatic transport and brain waste egress.
The nuances regarding the purpose of sleep have long been debated; however, the glymphatic system may shed a light on some of the protective and restorative functions that sleep has in the brain. Factors relating to sleep, such as quality and duration, are linked to a variety of different health effects, and the importance and utilization of sleep are seen ubiquitously among many species. The increased CSF flow and glymphatic transport during the sleeping state may indicate that one of the functions of sleep is to clear waste from the brain that otherwise does not occur during wakefulness. Furthermore, the augmentation of glymphatic function in sleep versus awake states underscores the importance of both adequate sleep quality and duration for long-term brain health. Vasomotion also contributes to CSF and solute transport, and given that vasomotion is modulated by neuronal activity (i.e., neurovascular coupling), it appears to be an important driver for fluid and solute transport in the glymphatic system. Notably, vasomotion is also present during wakefulness, implying that sleep states may not exclusively be required for glymphatic transport. Current knowledge is lacking as to how vasomotion influences glymphatic waste egress to the mLV and beyond. Finally, the mechanisms underlying increased glymphatic transport during sleep are still undefined, and identifying these will be essential for therapeutic strategies for sustaining brain health in aging and for prevention of neurodegenerative diseases.
Acknowledgments
The authors thank Elena Nikanorova for graphical art work for FIGURES 1 AND 2.
H.B. and A.T. are supported by grants from the National Institutes of Health (1R01 AT-011419, R01 AG-057705) and BEE consortium, Cure Alzheimer’s Fund. H.B. is supported by the Leducq Foundation.
H.B. received research support from PureTech Health LLC. None of the other authors has any conflicts of interest, financial or otherwise, to disclose.
H.B. conceived and designed research; H.B. interpreted results of experiments; H.B. prepared figures; L.Z. and H.B. drafted manuscript; L.Z., A.T., E.B., and H.B. edited and revised manuscript; L.Z., A.T., E.B., and H.B. approved final version of manuscript.
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