Abstract
Alzheimer’s disease (AD) is the leading cause of cognitive impairment and dementia in elder individuals. According to the current biomarker framework for “unbiased descriptive classification”, biomarkers of neurodegeneration, “N”, constitute a critical component in the tri-category “A/T/N” system. Current biomarkers of neurodegeneration suffer from potential drawbacks such as requiring invasive lumbar puncture, involving ionizing radiation, or representing a late, irreversible marker. Recent human studies have suggested that reduced brain oxygen metabolism may be a new functional marker of neurodegeneration in AD, but the heterogeneity and the presence of mixed pathology in human patients did not allow a full understanding of the role of oxygen extraction and metabolism in AD. In this report, global brain oxygen metabolism and related physiological parameters were studied in two AD mouse models with relatively pure pathology, using advanced MRI techniques including T2-relaxation-under-spin-tagging (TRUST) and phase contrast (PC) MRI. Additionally, regional cerebral blood flow (CBF) was determined with pseudo-continuous arterial spin labeling (pCASL). Reduced global oxygen extraction fraction (OEF) (by −18.7%, P=0.008), unit-mass cerebral metabolic rate of oxygen (CMRO2) (by −17.4%, P=0.04), and total CMRO2 (TCMRO2) (by −30.8%, P<0.001) were observed in a tau AD model, referred to as Tau4RΔK mice, that manifested pronounced neurodegeneration as measured by diminished brain volume (by −15.2%, P<0.001). Global and regional CBF in these mice were not different from those of wild-type mice (P>0.05), suggesting a normal vascular function. In contrast, in an amyloid AD model (B6;SJL-Tg(APPSWE)2576Kha), referred to as APP mice, that did not reveal brain volume reduction, relatively intact brain oxygen extraction and metabolism were found (P>0.05). Consistent with the imaging data, behavioral measures of walking distance were impaired in Tau4RΔK mice (P=0.004), but not in the APP mice (P=0.88). Collectively, these findings support the hypothesis that non-invasive MRI measurement of brain oxygen metabolism may be a promising biomarker of neurodegeneration in AD.
Keywords: cerebral blood flow, oxygen extraction fraction, cerebral metabolic rate of oxygen, TRUST, phase contrast, arterial spin labelling, Alzheimer’s disease
INTRODUCTION
Alzheimer’s disease (AD) is the leading cause of cognitive impairment and dementia in elder individuals.1–3 A great deal of efforts has been made to the development of biomarkers, including imaging markers, for the diagnosis and treatment monitoring of this devastating disease.4–7 There is a recent consensus to use these biomarkers for “unbiased descriptive classification”.8 In this scheme, rather than using the biomarkers to help label each individual as “normal”, “MCI’, or “dementia”, Jack et al. proposed an “A/T/N” system in which major AD biomarkers are divided into 3 binary categories based on the nature of the pathophysiology each measures.8 “A” refers to the value of a β-amyloid biomarker; “T” is the value of a phosphorylated tau biomarker; and “N” represents biomarkers of neurodegeneration or neuronal injury. At present, assessment of neurodegeneration (i.e., the “N”) is based on [18F]-fluorodeoxyglucose-PET,9 brain volume as measured by anatomic MRI,10 or total tau determined from cerebrospinal fluid (CSF).11 However, CSF sampling requires invasive lumbar puncture, PET involves ionizing radiation, and brain volume atrophy is a late, irreversible marker. Therefore, it is desirable to develop non-invasive and early biomarker of neurodegeneration.
Recent research in human patients has suggested that the brain’s oxygen extraction fraction (OEF) and cerebral metabolic rate of oxygen (CMRO2), even for a whole-brain measure, were reduced in patients with mild cognitive impairment (MCI).12,13 This observation is consistent with the notion that the brain’s oxygen consumption reflects the aggregated neural activity, thus neurodegeneration is expected to be accompanied by diminished energy and oxygen utilization. Moreover, cognitively normal carriers of the apolipoprotein E4 gene, which is a risk factor for AD, manifested lower global brain oxygen extraction when compared with non-carriers.14 Another report revealed that lower OEF was associated with poorer cognitive scores.15 Therefore, brain oxygen metabolism may provide a rapid and non-invasive functional biomarker for neurodegeneration in AD. However, human cognitive impairment and dementia often contain mixed pathological underpinnings,16–19 such as amyloidosis, tauopathy, vascular, Parkinson’s, and Lewy body conditions. Therefore, a study in animal models with relatively pure pathology is critical to provide further understanding of the characteristic of brain metabolism in AD.
In this study, we performed global measurements of brain oxygen metabolism and its related parameters, i.e., OEF, total blood flow (TBF), unit-mass cerebral blood flow (CBF), total CMRO2 (TCMRO2), and unit-mass CMRO2, with advanced physiological MRI techniques. Additionally, regional CBF was measured in the same mice. Two mouse models of AD were used. One is a tau transgenic model, referred to as the Tau4RΔK model,20 which overexpresses the tau protein and reveals brain atrophy, thus representing a model that manifests both AD-related pathology and neurodegeneration. The other model is an amyloid transgenic model, referred to as amyloid-precursor-protein (APP) model, which mimics the deposition of amyloid plaques21 in the absence of brain atrophy,22,23 thereby representing a model in which AD pathology is present but neurodegeneration absent. In addition to imaging, behavior tests based on Y-maze24,25 were performed as a measure of cognitive function and correlation between behavioral performances and MRI measures were studied.
EXPERIMENTAL
Animals
The experimental protocols involved in this study have been approved by the Johns Hopkins Medical Institute Animal Care and Use Committee and were conducted in accordance with the National Institutes of Health guideline for the care and use of laboratory animals. In one study (Study 1), a cohort of 9 Tau4RΔK mice (2 Male 7 Female, body weight: 26.4 ±3.1 grams, age: 52±4 weeks) and 11 wild-type (WT) littermates (C57BL/6 mice, 5 Male 6 Female, body weight: 31.3±6.4 grams, age: 50±2 weeks) was scanned. Body weight and age were described in the format of Mean ± Standard deviation. There was not a significant difference between Tau4RΔK and WT mice in age (P=0.32), although the Tau4RΔK mice showed a trend of lower body weight (P=0.054). Tau4RΔK mice were locally generated and bred as described previously.20 Briefly, DNA fragments encoding ΔK280 mutant four-repeat domains of tau were microinjected into C57BL/6 X SJL F2 mouse embryos to produce transgenic mice carrying mutant Tau fragment with a regulatory element, moPrP-tetP promoter. Subsequently, these mice were crossbred with CamKII-tTA mice to bring the Tau transgene under the control of tet-off CamKII promoter62, resulting in Tau4RΔK mice.
In a separate study (Study 2), a cohort of 5 APP mice (B6;SJL-Tg(APPSWE)2576Kha mice, 5 Female, body weight: 22.2±1.8 grams) and 5 WT littermates (B6;SJL mice, 5 Female, body weight: 23.0±1.9 grams) purchased from Taconic Biosciences was scanned to collect the MRI data. Since the sample size of this cohort was smaller than the tau-mouse study, we performed the measurements at multiple time points, specifically at ages of 46, 51, and 56 weeks, in order to augment the statistical power. Due to the difference of genetic background between Tau4RΔK and APP cohorts, separate WT mice were used for the two studies.
All mice were genotyped before group assignment. In addition, the age of 50–52 weeks was chosen for the current study due to findings of neurofibrillary tangles and amyloid plaques in Tau4RΔK20 and APP21 mice, respectively, at an age of approximately 12 months in previous reports. All mice had free access to food and water, and were housed in groups (N<5 per cage without cage enrichment) in a quiet environment with a 12h day/night cycle.
MRI Experiments
All MRI experiments were performed on an 11.7T Bruker Biospec system (Bruker, Ettlingen, Germany) equipped with a horizontal bore and actively shielded pulsed field gradients (maximum intensity of 0.74 T/m). Within each study, the order of receiving MRI scan for each mouse was randomized. Mice were first pre-assigned to consecutive numbers from one. The MATLAB (MathWorks, Natick, MA) “rand” function was then used to generate an array of pseudorandom numbers. The ranks of these numbers (largest to smallest) were used to determine the experimental orders (e.g. if the first pseudorandom number ranked 5th in the array, the mouse pre-assigned to number 5 was the first one to be scanned). Group information was not blinded when running the experiment or processing the data.
Images were acquired using a 72-mm quadrature volume resonator as transmitter, and a four-element (2×2) phased-array coil as receiver. The B0 field over the mouse brain was shimmed with a global shimming scheme (up to 2nd order) based on a subject-specific pre-acquired field map. Anesthesia was carried by regular air (21% O2, 78% N2) with 1.5% vaporized isoflurane for 15 min as induction, then 1.0% for maintenance until the end of experiments. Respiration rate was monitored during the experiment to ensure the survival of the mouse. In case that a mouse breathed at a rate >150 breaths per minute, the maintenance isoflurane dosage was increased slightly to ~1.2%. For MRI scanning, the mouse was immobilized with a bite bar and ear pins and then placed on a water-heated animal bed with temperature control.
MRI assessment of brain physiology consisted of global measurements of brain volume, TBF, CBF, OEF, TCMRO2, and CMRO2, as well as regional measurement of CBF.
OEF is defined as the arteriovenous difference in blood oxygenation, i.e., OEF=Ya-Yv. The arterial oxygenation (Ya) is generally characterized by a narrow dynamic range and close to unity (assumed to be 0.99).26,27 Global venous oxygenation (Yv) was assessed by a TRUST MRI technique, which was first developed on human scanners,28,29 and recently optimized and utilized at animal MRI systems.30–32 Specifically, an axial time-of-flight (TOF) sequence was first performed to visualize the confluence of sagittal sinuses, with the following parameters: TR/TE = 20/2.6 ms, field of view (FOV) = 16×16 mm2, matrix size = 256×256, 35 axial slices, slice thickness = 0.5 mm, and scan duration = 2.2 min. The TRUST scan was then positioned to intersect the confluences of sagittal sinuses based on the TOF images, and was repeated three times to improve reliability. TRUST MRI was performed with the following parameters: TR/TE = 3500/6.5 ms, FOV = 16×16 mm2, matrix size = 128×128, slice thickness = 0.5 mm, EPI factor = 16, inversion-slab thickness = 2.5 mm, post-labeling delay = 1000 ms, eTE = 0.25, 20, 40 ms, echo spacing of eTE = 5.0 ms, and scan duration = 2.8 min.
Whole-brain TBF and CBF were evaluated with PC MRI. TBF (in ml/min) was defined as the total amount of blood flowing into the brain per unit time, which was estimated by the summation of blood flows in four major feeding arteries, i.e. left internal carotid artery (LICA), right internal carotid artery (RICA), left vertebral artery (LVA), and right vertebral artery (RVA).33 Four PC MRI scans were performed with each corresponding to one artery. Prior to the PC scans, we performed a coronal TOF angiogram (7 slices, slice thickness = 0.5 mm, no inter-slice gap, TR/TE = 45/2.6 ms, scan duration = 2.0 min) to visualize the feeding arteries. Next, a sagittal TOF (single slice, tilted to contain the target artery identified from coronal TOF images, thickness = 0.5 mm, TR/TE = 60/2.5 ms, scan duration = 0.4 min) was applied to visualize the in-plane trajectory of the targeted artery. PC MRI was then positioned using both TOFs and performed using following parameters: TR = (Study 1) 15ms / (Study 2) 60 ms, TE=3.2 ms, FOV = (Study 1) 15×10 / (Study 2) 15×15 mm2, matrix size = (Study 1) 300×200 / (Study 2) 300×300, slice thickness = 0.5 mm, number of average = 4, dummy scan = 8, receiver bandwidth = 100 kHz, flip angle = 25°, partial Fourier acquisition factor = 0.7, and scan duration = (Study 1) 0.4 min / (Study 2) 2.4 min. Unit-mass CBF (in ml/100g/min) was obtained by normalizing TBF by brain weight, which can be evaluated from a T2-weighted fast-spin-echo MRI protocol (TR/TE = 4000/26 ms, FOV = 15×15 mm2, matrix size = 128×128, slice thickness = 0.5 mm, echo spacing = 5 ms, 35 axial slices, and scan duration = 1.1 min). Tissue density was assumed to be 1.04 g/ml.34
Unit-mass CMRO2 was computed from OEF and CBF using the Fick principle,35–37 i.e., CMRO2 = Ca · OEF · CBF, where Ca denotes the molar concentration of oxygen in a unit volume of fully oxygenated blood and was assumed to be 882.1 μmol O2/100 ml blood based on previous literature38,39. CMRO2 is written in the unit of μmol oxygen per 100 g brain tissue per min (μmol O2/100g/min). Similarly, TCMRO2 (in μmol O2/min) can be calculated without normalization to the brain weight.
In addition to the above whole-brain measures, regional CBF was evaluated with pCASL MRI40,41 in Study 1. A two-scan pCASL scheme42,43 was utilized to improve its robustness against residual magnetic-field inhomogeneity at the high field (11.7T). The experimental parameters were: TR/TE = 3000/16.6 ms, FOV = 15×15 mm2, matrix size = 96×96, slice thickness = 1.0 mm, labeling-pulse width = 0.4 ms, inter-labeling-pulse delay = 0.8 ms, mean B1 amplitude = 2.5 μT, labeling duration = 2000 ms, post-labeling delay = 400 ms, receiver bandwidth = 300 kHz, number of average = 25, partial Fourier acquisition factor = 0.7, slice number = 9, and scan duration = 2.5 min.
At the end of the MRI session, two or three drops of blood were collected using the submandibular bleeding method44 in each mouse outside the scanner when mouse was still in narcosis state. The blood was used to measure the hematocrit (Hct) level of the mouse with a HemoCue Hb 201+ system (HemoCue AB, Angelholm, Sweden). Measurements were repeated three times and an average value was obtained.
Behavior test was performed in each mouse after its final MRI session but on a different day to minimize fatigue. A Y-maze with three equidistant identical arms was used to assess the spatial memory of tested mice.25,45 Different mice were tested in a randomized order and from a randomized starting arm. Each Y-maze session lasted 5 min. The walking track of each mouse was recorded by a camera within its 5-min session, and total walking distance was calculated by summing up the length of walking track. After placed in the Y-maze, mice generally explored the least recently visited arm and thus tended to alternate their visit among the three arms.45 A spontaneous alternation was defined as successive entries into the three different arms. Denoting the arms as A, B, and C, a spontaneous alternation can be ABC, BCA, CAB, BAC, ACB, or CBA. Spontaneous alternating performance (SAP) was defined as the ratio between the number of spontaneous alternating and the number of total alternations.45
Data Processing
Data processing of TRUST MRI was conducted with a custom-written graphic-user-interface (GUI) tool built on MATLAB and followed procedures detailed previously28,30. Briefly, for each TRUST dataset, subtraction between the control and labeled images was performed to obtain difference images (Figure 1a). A region of interest (ROI) was manually drawn on the difference image to encompass the sinus confluence. Four voxels within the ROI with the largest difference signals were selected for spatial averaging. Then, venous blood signal intensities at three different eTE values were fitted into a monoexponential function to obtain T2 (Figure 1a). Finally, T2 was converted into Yv using a T2-Yv calibration plot (Figure 1a) reported by Li et al.46. The measured Hct of individual mouse was used in the conversion.
Processing of the PC dataset followed steps described in a previous report.33 The artery of interest was first manually delineated on the complex-difference image (Figure 1b), which shows an excellent contrast between vessel and surrounding tissue. The mask was then applied to the velocity map and the integration of arterial voxels yields blood flow through that artery in ml/min. To estimate brain volume, the T2-weighted images were analyzed manually by delineating the brain boundary on a slice-by-slice basis while referencing to a mouse brain atlas (https://atlas.brain-map.org/).32 Voxels inside the masks were summed to yield the total brain volume in mm3. The total brain volume was used in the estimation of unit-mass CBF.
For the processing of the pCASL dataset, pair-wise subtraction between control and labeled images (Mctr − Mlbl) were first applied to yield a difference image, which was then divided by a M0 image to provide a perfusion index image, i.e., CBFindex = (Mctr − Mlbl)/M0, where M0 was calculated from the control image42 and by assuming a tissue T1 of 1900 ms47. Since it is difficult to determine the inversion efficiency of pCASL labelling in mice, a normalization method48 based on global CBF (from PC MRI) was used to obtain absolute CBF maps. Specifically, i.e., CBFpCASL = CBFindex/Mean(CBFindex) · CBFPC. ROIs were manually drawn to encompass cortex, hippocampus, thalamus, and striatum, by referring to the mouse brain atlas (https://atlas.brain-map.org/). Voxel-wise CBF values within each ROI were averaged to estimate the perfusion of the corresponding region.
Statistical analyses
In Study 1, a multi-linear regression model was used to study the effect of mouse group (i.e. Tau4RΔK versus WT) on physiological and anatomical MRI parameters, in which the MRI parameters were the dependent variables. Mouse group and sex were used as the independent variables. In Study 2, a linear mixed-effect model (fixed terms for the group effect and time effect, and a random term for different mice) was used to analyze the multi-time-point dataset of APP and WT mice. A P value of 0.05 or less is considered significant.
RESULTS
Figure 1a shows representative data of TRUST MRI, including control and labeled images as well as a difference image highlighting pure venous-blood signal (at eTE=0.25 ms as an example). Signal intensities of venous blood were then fitted to a monoexponential function to estimate the venous T2, which was converted to Yv with a Hct-T2-Yv calibration plot46. Figure 1b presents the complex-difference images and velocity maps of PC MRI in the four major feeding arteries (LICA, RICA, LVA, and RVA). The ROIs drawn on the complex-difference images are also shown. Figure 1c displays pCASL images from a representative slice, including control, labeled, and perfusion image. Figure 1d shows a diagram summarizing how physiological parameters reported in this study were obtained from different MRI scans. Brain volume, TBF, OEF, TCMRO2, and CMRO2 were global measures, while CBF was measured in both global and regional fashions.
Tau4RΔK mouse study. Figure 2 summarizes the MRI results of the Tau4RΔK study. Tau4RΔK mice were found to have a smaller brain volume (Figure 2a, P<0.001), smaller TBF (Figure 2b, P=0.02), similar unit-mass CBF (Figure 2c, P=0.99), lower OEF (Figure 2d, P=0.008), smaller TCMRO2 (Figure 2e, P<0.001), and smaller unit-mass CMRO2 (Figure 2f, P=0.04), when compared with the WT mice. Additionally, venous T2 values, from which OEF was derived, were 21.4±1.2 (mean ± standard error, N=11) and 25.8±1.5 ms (N=9) for the WT and Tau4RΔK mice (P=0.01), respectively. Sex did not show a significant effect in any of these parameters (P>0.05, see Table S1 in supporting information). Sex-by-group interaction effect was also insignificant (P>0.05). In terms of the magnitude of the differences, brain volume changed by −15.2%, TBF by −14.9%, OEF by −18.7%, TCMRO2 by −30.8%, and unit-mass CMRO2 by −17.4%. For regional CBF (Figure 2g), there were no differences in cortex (P=0.14), hippocampus (P=0.28), thalamus (P=0.50), and striatum (P=0.74).
Figure 3 shows the behavioral performances of the Tau4RΔK cohort, and correlations between behavioral performance and MRI measures. There was a significant difference in walking distance (Figure 3a, P=0.004) between Tau4RΔK and WT mice. The comparison of SAP scores between Tau4RΔK and WT mice was not significant (P=0.74). There was a trend of correlation between walking distance and OEF (Figure 3c, P=0.055). There was a correlation between walking distance and TCMRO2 (Figure 3d, P=0.008). There were no relationships (P>0.05) between walking distance and other MRI measures.
The Hct levels were 42.0±2.6% (Mean ± Standard error) and 41.0±1.1% for the Tau4RΔK and WT mice, respectively, without a significant difference (P=0.83). We also tested to use an assumed Hct level (42.0%) for all mice in the T2-Yv calibration and found that the results were similar to those using Hct-specific calibration. Specifically, significant differences between Tau4RΔK and WT mice were observed in OEF (P=0.01), TCMRO2 (P<0.001) and unit-mass CMRO2 (P=0.02).
APP mouse study.
Figure 4 summarizes the results of the APP mouse study. The linear mixed-effect model revealed that there was a significant difference in brain volume (Figure 4a, P=0.04) with the APP mice exhibiting larger brain volume compared with the WT mice. The APP mice showed similar TBF (Figure 4b, P=0.29), unit-mass CBF (Figure 4c, P=0.14), OEF (Figure 4d, P=0.78), TCMRO2 (Figure 4e, P=0.42), and unit-mass CMRO2 (Figure 4f, P=0.20) in comparison with their WT littermates. Similarly, walking distance (P=0.88) and SAP score (P=0.34) were not different between the APP and WT groups. There was not a time effect (P>0.05) on any of the MRI measures, presumably due to the relatively short time intervals used in this study.
DISCUSSION
To the best of our knowledge, this study is the first report to investigate the relationship between brain oxygen metabolism and AD in mouse models. Our main finding is that, in the AD mouse model that manifests neurodegeneration (i.e., with brain volumetric atrophy), oxygen extraction and total brain metabolism were diminished. On the other hand, in the AD mouse model that shows AD pathology but does not exhibit neurodegeneration, the brain’s oxygen extraction and metabolism were unchanged. These evidences support the brain oxygen extraction and metabolism as a potential biomarker for neurodegeneration in AD.
Aerobic metabolism is the primary form of energy production in the brain. A majority of this energy budget is used to support neural activity.49 Therefore, it is logical to expect that there is a good correspondence between aggregated neural activity and oxygen consumption and that oxygen metabolism can be used as a surrogate marker for neurodegeneration. However, measurement of oxygen metabolism has been technically challenging. The gold-standard technique is 15O-based PET which requires three radiotracers in combination with the sampling of arterial blood.50 Due the complexity of this technique, it has not been widely used in AD or other neurological diseases. Recent advances in MRI technology have allowed non-invasive and rapid measurements of oxygen extraction fraction and metabolism on clinical MRI scanners,36,51–59 providing a new opportunity to examine the utility of oxygen metabolism as a candidate biomarker in AD. Previous human studies have provided evidences that OEF and CMRO2 can differentiate between patient populations and was correlated with cognitive function.12,14,15 However, the associations between oxygen metabolism and major hallmarks of AD, e.g. amyloid, tau, and neuron death, have not been elucidated and, due to the presence of mixed pathology in human patients, definitive determination is not trivial. Therefore, the present study provides important evidence on the potential of OEF/CMRO2 as a neurodegeneration marker in the A/T/N classification system and, given the readiness of these techniques in human studies, may facilitate a broader clinical use of OEF/CMRO2 MRI in dementia research and clinical management.
The hypometabolism found in the Tau4RΔK model is consistent with previous 18F-FDG PET studies in other tau models.60,61 The hTau model, which expressed six human tau isoforms, exhibited metabolic decline at ~14 months old,60 and the 3xTg model, which was a mixed model harboring APP, PS1, and tau mutations, exhibited regional hypometabolism in cortical piriform and insular regions at 11 months old.61 The vascular function of Tau4RΔK mice seems to be relatively intact, as the unit-mass CBF was not different from the WT mice. Moreover, there did not appear to be local perfusion alterations in the four major brain regions investigated, suggesting the absence of regional vascular impairment in this mouse model. There was a significant reduction in TBF (reduced by −14.9%), which was primarily attributed to the smaller brain volume in Tau4RΔK mice (by −15.2%). The finding of unaltered unit-mass CBF in Tau4RΔK model was consistent with the report in another tau transgenic model rTg4510.62 In contrast, a report in the PS19 (also known as P301S) tau model revealed a small reduction in resting cortical and hippocampal CBF.63 This discrepancy may be partly due to model differences. The PS19 model showed clasping and limb retraction when lifted by the tail at an early age of 3 months old, which progressively developed into hunched backs and then paralyses. As a result, approximately 80% mice died by 12 months with a median survival of ~9 months.64 However, in rTg4510 mice, only the most severely affected mice exhibited hunched posture with hind-limb dysfunction at ~10 months old, and it was common for an rTg4510 mouse to live up to 16 months old,65 suggesting that tau models can differ in the severity of pathology. Similarly, the Tau4RΔK mice used in the present study also has a longer survival time compared to the PS19 model. Therefore, it is possible that CBF alteration likely occurs in more aggressive tau AD models. In addition, it is interesting to note that our findings of a reduced brain metabolism with preserved unit-mass CBF mirrors the results in human MCI patients12.
In contrast, the APP mice, despite the accumulation of amyloid plaques,21 did not show brain volume reductions in comparison with their littermates, which is consistent with other reports on amyloid mouse model22,23. Accordingly, neither their oxygen extraction nor metabolism shows a reduction, suggesting that oxygen consumption is relatively intact in the absence of neurodegeneration. Combining the findings in the Tau4RΔK and APP studies, it can be hypothesized that abnormalities in brain oxygen metabolism, especially OEF and CMRO2, are associated with the presence of neurodegeneration in AD, providing evidence that brain oxygen metabolism may be a functional biomarker for neurodegeneration.
The differential effects of amyloid and tau on brain metabolism and neurodegeneration observed in this study are generally consistent with the current mechanistic models of AD pathogenesis.20,66 It is thought that amyloid plaque is necessary to provide a molecular environment to facilitate the biochemical modification of wild-type tau within dystrophic neurites. However, amyloid plaque alone is insufficient to convert the wild-type tau to a pathological conformation that drives neurodegeneration and cognitive decline. A second-risk determinant (e.g. tau fragmentation) will be required to drive the pathological conversion of wild-type tau. This “two-hit” hypothesis explains the phenomenon that subsets of individuals with amyloid plaques stayed cognitively normal67 because they failed to harbor a “second-risk determinant” to drive the tau conversion. This hypothesis is consistent with the long pre-symptomatic phase of AD during which amyloid plaques accumulate but tau remains unconverted due to the lack of another risk determinant. Moreover, this hypothesis supports the notion that neurodegeneration is more closely related to tau pathology than to amyloid plaques. The tau aggregate, which is a later event than amyloid plaque, is sufficient to propagate and spread throughout the brain via neuronal circuits and result in neuronal loss, neurodegeneration, and cognitive decline. Since brain oxygen metabolism reflects the amount of aggregated neural activity in the brain, OEF and CMRO2 may be a surrogate marker for neurodegeneration in AD, although biological underpinnings on the molecular level, e.g. association between potential mitochondrial dysfunction and neurodegeneration, remain to be investigated in future studies.
As a technical consideration, the present study observed that the Tau4RΔK mice had a smaller brain volume after adjusting for sex. However, there was also a trend of lower body weight in the Tau4RΔK mice when compared with the WT mice. To account for the influence of body weight on brain volume and to rule out the possibility that the smaller brain volume is due to systemic malnutrition in the Tau4RΔK mice, we performed an additional analysis by including body weight in the statistical model. We found that the group effect remained significant, suggesting that brain atrophy observed in present study was not a result of body weight difference.
The influence of gray and white matter tissue composition on the measured physiological parameters was also considered. Previous studies using PET have shown that OEF is homogeneous across gray and white matters,68 thus a change in the gray and white matter tissue composition is not expected to have an effect on whole-brain OEF. On the other hand, CMRO2 is known to be higher in the gray than white matter. Thus, a reduced whole-brain-averaged CMRO2 observed in the Tau4RΔK mice should be interpreted in the context of gray and white matter volume fractions. To investigate this issue, we studied atrophy rate in gray and white matter, and found that the atrophy in the cortex and corpus callosum of the Tau4RΔK mice were 18.2% and 22.6%, respectively. Thus it appears that volumetric loss occurred in both gray and white matter. Thus, the observed CMRO2 change is not a consequence of changes in gray and white matter brain volume.
Since our TRUST scan had three repetitions, we were able to obtain a precision index of the T2 estimation (calculated as standard deviation across repetitions divided by square root of repetition number), which was found to be 1.5±0.2 ms (N=20). This is smaller than the T2 differences (4.4 ms) between mouse groups. Therefore, OEF difference between Tau4RΔK and littermate WT mice was primarily attributed to the model pathology rather than physiological noise or methodological variance. However, since TRUST MRI is a global measure of oxygen extraction, it cannot pinpoint the spatial location or distribution of the OEF reduction. In fact, a potential arterio-venous shunting in the presence of normal tissue OEF may also result in a TRUST alteration. Future studies using localized OEF techniques such as T2-relaxation-under-phase contrast (TRUPC) MRI,69 quantitative susceptibility mapping (QSM),70 or quantitative BOLD71 methods may prove valuable in further characterizing OEF abnormalities in AD.
The vasoactive effect of isoflurane on physiological parameters72 may be one potential confounding factor in animal studies like ours. Therefore, in current study, a consistent anesthetic regimen, which has been shown to be helpful in mitigating anesthetic effects over different experimental sessions,32 was used throughout this study. With this strategy, while the absolute values of physiological parameters may not be directly comparable to unanesthetized state, comparisons between groups under a consistent anesthetic regimen are expected to be valid.
To provide an assessment of the power of our studies, power calculations were performed by Monte-Carlo simulations (2000 iterations) based on the target of detecting a 20% group-level difference in physiological parameters. For the Tau4RΔK study with a sample size of 11 for WT and 9 for Tau4RΔK mice, we have a power of 78%, 63%, 80%, 74%, and 60% to detect a significant effect in TBF, CBF, OEF, TCMRO2, and CMRO2 at P<0.05, respectively. For the APP study with a sample size of 5 in both WT and APP groups and three time points in each animal, we have a power of 76%, 74%, 92%, 83%, and 84% to detect a significant effect in TBF, CBF, OEF, TCMRO2, and CMRO2, respectively. These power values support the study design in present report.
Results of this study should be interpreted in the context of several limitations. First, the sample size of APP cohort is relatively small (N=5 for each group). In order to enhance the statistical power of data, we performed the experiments in a longitudinal fashion to increase the number of total experimental sessions and analyzed the data with an advanced statistical model (linear mixed-effect model). Second, histological results were not included in the present report. We performed verifications of AD pathologies and neuron counts in representative animals to confirm the mouse models (see Figure S1 in supporting information), but did not conduct histology in all animals. Note, however, that histological results of these mouse models have been reported extensively in previous literatures of the corresponding models.20,21 In the previous report on Tau4RΔK mice,20 histology analyses at multiple ages, i.e., 6, 9, 12, and 18 months, revealed that: (i) brain weight of Tau4RΔK mice showed progressive age-dependent reduction in unison with size decreases in hippocampus and cortex; (ii) there was a marked reduction of neuron numbers by 12 months old, e.g., in CA1, CA2&CA3 regions (as also shown by the cresyl violet staining in supporting Figures S1a&S1b); (iii) tau tangles first appeared at 6 months old, and then dramatically increased by 12 months old. Regarding the APP mice used in current study, Hsiao et al. reported extracellular amyloid deposits as a result of over-expressing the 695-amino acid isoform of human β-amyloid precursor protein at 12 months old21 (as also shown by the 6E10 staining in supporting Figures S1c&S1d). Those histology findings were consistent with the major hallmarks of human AD patients, namely, neurofibrillary tangles and amyloid plaques. Thirdly, there was a lack of gender balance in Study 2. Future studies that include both male and female APP mice are needed to confirm our findings. Finally, we only performed studies in two mouse models of AD but did not explore other types of AD mice, for example, those that develop both tau tangles and amyloid plaques. Such experiments will prove helpful in understanding the interaction of amyloid and tau in affecting neurodegeneration in AD, and should be pursued in future studies.
CONCLUSIONS
Brain oxygen metabolism was studied in two mouse models of Alzheimer’s disease. Reduced oxygen extraction fraction and metabolism was observed in a tau model that manifested pronounced neurodegeneration as measured by brain volume. In contrast, relatively intact brain oxygen extraction and metabolism were found in an amyloid model that did not reveal neurodegeneration. Collectively, these findings support the hypothesis that non-invasive MRI measurement of brain oxygen metabolism may be a promising biomarker of neurodegeneration in AD.
Supplementary Material
ACKNOWLEDGEMENTS
This work was supported by the grant sponsors of NIH R21 AG058413, NIH R01 NS106702, NIH R01 NS106711, NIH R01 AG064792, NIH RF1 AG071515, NIH R01 MH084021, and NIH P41 EB015909.
Abbreviations
- AD
Alzheimer’s disease
- APP
amyloid precursor protein
- CBF
cerebral blood flow
- CMRO2
cerebral metabolic rate of oxygen
- CSF
cerebrospinal fluid
- FOV
field of view
- LICA
left internal carotid artery
- LVA
left vertebral artery
- MCI
mild cognitive impairment
- OEF
oxygen extraction fraction
- PC
phase contrast
- pCASL
pseudo-continuous arterial spin labeling
- RICA
right internal carotid artery
- ROI
region of interest
- RVA
right vertebral artery
- SAP
spontaneous alternating performance
- TBF
total blood flow
- TCMRO2
total cerebral metabolic rate of oxygen
- TOF
time of flight
- TRUST
T2-relaxation-under-spin-tagging
- Ya
arterial oxygenation
- Yv
venous oxygenation
DATA AVAILABILITY STATEMENT
The datasets used in this study are available upon request to the corresponding author.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
The datasets used in this study are available upon request to the corresponding author.