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. 2022 Oct 20;17(10):e0276507. doi: 10.1371/journal.pone.0276507

Neighbourhood-level socio-demographic characteristics and risk of COVID-19 incidence and mortality in Ontario, Canada: A population-based study

Trevor van Ingen 1, Kevin A Brown 1,2,3, Sarah A Buchan 1,2,3, Samantha Akingbola 1, Nick Daneman 1,2,4,5,6, Christine M Warren 1, Brendan T Smith 1,3,*
Editor: Csaba Varga7
PMCID: PMC9584389  PMID: 36264984

Abstract

Objectives

We aimed to estimate associations between COVID-19 incidence and mortality with neighbourhood-level immigration, race, housing, and socio-economic characteristics.

Methods

We conducted a population-based study of 28,808 COVID-19 cases in the provincial reportable infectious disease surveillance systems (Public Health Case and Contact Management System) which includes all known COVID-19 infections and deaths from Ontario, Canada reported between January 23, 2020 and July 28, 2020. Residents of congregate settings, Indigenous communities living on reserves or small neighbourhoods with populations <1,000 were excluded. Comparing neighbourhoods in the 90th to the 10th percentiles of socio-demographic characteristics, we estimated the associations between 18 neighbourhood-level measures of immigration, race, housing and socio-economic characteristics and COVID-19 incidence and mortality using Poisson generalized linear mixed models.

Results

Neighbourhoods with the highest proportion of immigrants (relative risk (RR): 4.0, 95%CI:3.5–4.5) and visible minority residents (RR: 3.3, 95%CI:2.9–3.7) showed the strongest association with COVID-19 incidence in adjusted models. Among individual race groups, COVID-19 incidence was highest among neighbourhoods with the high proportions of Black (RR: 2.4, 95%CI:2.2–2.6), South Asian (RR: 1.9, 95%CI:1.8–2.1), Latin American (RR: 1.8, 95%CI:1.6–2.0) and Middle Eastern (RR: 1.2, 95%CI:1.1–1.3) residents. Neighbourhoods with the highest average household size (RR: 1.9, 95%CI:1.7–2.1), proportion of multigenerational families (RR: 1.8, 95%CI:1.7–2.0) and unsuitably crowded housing (RR: 2.1, 95%CI:2.0–2.3) were associated with COVID-19 incidence. Neighbourhoods with the highest proportion of residents with less than high school education (RR: 1.6, 95%CI:1.4–1.8), low income (RR: 1.4, 95%CI:1.2–1.5) and unaffordable housing (RR: 1.6, 95%CI:1.4–1.8) were associated with COVID-19 incidence. Similar inequities were observed across neighbourhood-level sociodemographic characteristics and COVID-19 mortality.

Conclusions

Neighbourhood-level inequities in COVID-19 incidence and mortality were observed in Ontario, with excess burden experienced in neighbourhoods with a higher proportion of immigrants, racialized populations, large households and low socio-economic status.

Introduction

Cumulating international evidence has documented disproportionately high rates of COVID-19 cases and mortality experienced by racialized and low income populations. For example, early in the pandemic a United Kingdom (UK) study found that Black adults have four times higher odds of COVID-19 mortality than White adults, with South Asian and mixed ethnicity individuals also having significantly higher odds of mortality [1]. In the United States (US), nearly 70% of early COVID-19 deaths in Chicago, Illinois occurred among Black individuals despite comprising only 30% of the population, with similar patterns observed in other heavily affected areas during the emergence of COVID-19 in the US [2]. During the early period of the pandemic, there was a dearth of US and Canadian COVID-19 surveillance data disaggregated according to important equity stratifiers, such as race and socio-economic status, and when available, was often incomplete [3, 4]. Better understanding the social distribution of COVID-19, particularly within local jurisdictions where COVID-19 trends differ, is critical towards informing the design of equitable policy and intervention strategies to reduce the burden of COVID-19 as well as planning for future pandemics.

Area-level measures of socio-economic status are commonly used to better understand inequities in COVID-19 incidence and mortality rates when individual-level measures are not available. Social epidemiological research has highlighted the role of neighbourhood characteristics in affecting health and contributing to socioeconomic and racial inequities in health [5]. Ecological studies using area-level measures have revealed widespread evidence of social inequities in COVID-19 incidence and mortality rates associated with race, poverty, and residential crowding [611]. While these trends have been consistently identified, the specific populations at risk and the strength of association vary between jurisdictions. Evidence is needed to understand the extent to which COVID-19 outcomes and risk factors vary according to neighborhood-level race and socio-economic status in the context of Ontario.

In Ontario–Canada’s largest province by population–inequities in the burden of COVID-19 among both ethno-racially diverse and low socio-economic neighbourhoods have been identified [1214]. While these findings confirm that socio-demographic factors influence COVID-19 risk in Ontario, the dichotomization of race based on neighbourhood-level ‘diversity’ and socio-economic categories based on neighbourhood-level ‘material deprivation’ in these reports impedes the ability to disaggregate findings by granular race and socio-economic categories. Previous Ontario studies have also not explored neighbourhood-level household characteristics, although overcrowding and multigenerational households have been suggested by local stakeholders as a cause of the higher burden faced by racialized communities in Ontario [15]. Given that households are known to be an important source of COVID-19 transmission, and large households and apartment dwellers have been shown to have higher rates of COVID-19 mortality in Ontario, studying these associations may allow stakeholders to better understand and address COVID-19 inequities [16, 17]. Therefore, the objective of this study was to estimate the associations between neighbourhood socio-demographic characteristics and neighbourhood-level incidence and mortality of COVID-19 in Ontario during the first wave of the pandemic. Our primary objective was to estimate COVID-19 incidence and mortality rates across neighbourhood-level proportions of granular categories of immigration, race, housing, and socio-economic characteristics.

Material and methods

Study design and population

We conducted a population-based surveillance cohort study using data extracted from provincial and local reportable infectious disease surveillance systems, collectively known as the Public Health Case and Contact Management System (CCM) which include all known COVID-19 infections and deaths from Ontario, Canada reported between January 23, 2020 and July 28, 2020, the most recent data available at the time of the study.

The study population included all cases who met the provincial case definition for COVID-19 (i.e., positive nucleic acid amplification test). Due to the incomplete enumeration of Indigenous communities living on reserves in the Canadian Census (from which exposure and denominator data are derived), and the exclusion of people living in institutions and congregate living settings from the long-form census, these populations were excluded from this study [18, 19]. Residents of institutional and congregate living settings were identified and removed from our sample if they were flagged as such in CCM, or their residential address was matched to a comprehensive list of addresses of known institutions and congregate settings using a natural language processing algorithm. These settings and addresses include long-term care facilities, retirement homes, shelters, correction or detention centres, hotels and motels, group homes, hospitals, and on-site accommodations for farm workers.

Covariables

Neighbourhood socio-demographic characteristics were derived from the 2016 Census of Population using Statistics Canada Aggregate Dissemination Areas (ADA) as the measure for neighbourhood. Twenty neighbourhoods with small populations (<1,000 people) were excluded due to stability concerns. On average, neighbourhood populations ranged between 5,000 to 15,000 people. Case records from CCM were assigned to a neighbourhood based on postal code of residence using Statistics Canada Postal Code Conversion File (PCCF) plus version 7C (i.e., November 2019 postal codes). A full description of the eighteen neighbourhood-level socio-demographic measures included in this study are available in S1 Table. These include: 1) eight measures of the proportion of immigration and race (immigrants, recent immigrants, visible minority (non-white and non-Indigenous population), Black, East/Southeast Asian, Latin American, Middle Eastern, and South Asian); 2) six measures of housing characteristics (average household size, proportion multigenerational families, proportion unsuitably crowded housing, proportion of dwellings in apartments in flat/duplex, proportion of dwellings in low-rise apartments, and proportion of dwellings in high-rise apartments); and 3) four socio-economic status measures (labour force participation, proportion without a high school diploma (age 25–64 years), proportion low income, and proportion unaffordable housing). Four categories of urban/rural geographic stratification (large urban centre, medium/small urban centre, rural, and remote) were determined by grouping neighbourhoods based on community size, population density, and level of integration with a census metropolitan area or census agglomeration [20].

Age group (youth (<15 years old), working age (15–64 years old), and older adults (≥65 years old)) and sex (male, female) were extracted from CCM and included in the models as individual-level categorical variables.

Outcomes

Cumulative (until July 28, 2020) incidence and mortality rates were calculated using the 2016 census population denominators, as more recent population projections were not available at the neighbourhood-level. Postal code of residence, case status, and outcome status were extracted from CCM. In CCM, COVID-19 deaths are defined as deaths resulting from a clinically compatible illness in a confirmed COVID-19 case, unless there is a clear alternative cause of death that cannot be related to COVID-19 (i.e., trauma).

The data used for the purposes of this project includes routinely collected COVID-19 case data. An authorized information custodian from Public Health Ontario anonymized the data before sharing it with the project team. Accordingly, individual consent was not required for the secondary use of non-identifiable information (TCPS 2 2018, Article 5.5B). This study received ethics clearance from Public Health Ontario’s Research Ethics Board (File number: 2020–036.01).

Statistical analysis

For each socio-demographic characteristic, the median percent and interdecile range of neighbourhood composition and the crude COVID-19 incidence and mortality rates per 100,000 population in the lowest and highest deciles were estimated. Further, associations between neighbourhood-level characteristics and neighbourhood-level counts of COVID-19 cases and deaths were estimated by fitting a series of Poisson generalized linear mixed models with random effects for neighbourhood, offset for neighbourhood population. Models were assessed for zero-inflation by comparing the observed number of zeroes with model predicted number of zeroes for all models. No models were found to be underfitting zeroes. Any overdispersion present in outcomes is accounted for by the use of random effects in all models [21]. Separate crude bivariable models were used to estimate associations between each neighbourhood measure of immigration, race, housing, and socio-economic status and COVID-19 incidence and mortality. Subsequently, each of these models were adjusted for individual-level age-group (<15, 15–64, and 65+ years) and sex (male/female), and neighbourhood-level urban/rural geography. To account for uneven distribution of socio-economic characteristics across neighbourhoods, all model estimates were standardized to show relative risks and 95% confidence intervals of COVID-19 incidence and mortality rates between the 10th (p10) and 90th (p90) percentile of each neighbourhood socio-demographic characteristic. All 95% confidence intervals were calculated using robust standard errors. The distribution of socio-demographic characteristics were plotted against COVID-19 incidence for each neighbourhood, along with solid lines representing the model-predicted estimates (derived using ‘prediction’ package in R) and dashed lines marking p10 and p90 for each predictor’s distribution.

All analyses were conducted in R.

Results

Between January 23 and July 28, 2020, 38,984 individuals with confirmed COVID-19 and 2,769 deaths were recorded in CCM in Ontario. Of those, 37,343 individuals (96%) had a valid postal code record that was successfully assigned to a neighbourhood. A further 8,822 (24%) residents of congregate settings, and 59 (0.5%) Indigenous communities living on reserves or small neighbourhoods with populations <1,000 were excluded. In total, our study population included 28,808 COVID-19 cases and 683 COVID-19 deaths. Socio-demographic data were derived for 1,526 Ontario neighbourhoods.

COVID-19 incidence and mortality across neighbourhoods

The distribution of COVID-19 incidence and mortality varied across neighbourhoods in Ontario (Fig 1). The top 10% highest incidence neighbourhoods accounted for 36% of the cases. The highest crude rate of COVID-19 incidence was 1,771 per 100,000. In nearly 70% of neighbourhoods, there were zero COVID-19 deaths and the top 10% highest mortality neighbourhoods accounted for 59% of all COVID-19 deaths. The highest crude neighbourhood COVID-19 mortality rate was 96 per 100,000.

Fig 1. Neighbourhood incidence and mortality rate per 100,000, ranked by neighbourhood percentile.

Fig 1

The 18 neighbourhood-level measures we explored were described in terms of composition of the neighbourhoods (neighbourhood median and interdecile range), and incidence and mortality for neighbourhoods in the lowest and highest decile of that characteristic (Table 1). For most neighbourhood characteristics, the crude rates of COVID-19 incidence and mortality were higher among the highest compared to lowest decile, with the exception for neighbourhood low-rise apartments, and neighbourhood labour force participation. COVID-19 incidence was highest among the neighbourhoods in the highest decile of proportion Black residents, and mortality was highest among the neighbourhoods in the highest decile of unsuitably crowded housing.

Table 1. Median neighbourhood socio-demographic characteristics, interdecile range, and incidence and mortality of COVID-19 in the lowest and highest deciles of a given neighbourhood characteristic.

Number of COVID-19 cases (incidence per 100,000) Number of COVID-19 deaths (mortality per 100,000)
Characteristic Median (interdecile range) Lowest decile Highest decile Lowest decile Highest decile
Immigration and race
 All immigrants (%) 24.9 (6.9–59.0) 683 (54.8) 5,312 (392.1) 14 (1.1) 143 (10.6)
 Recent immigrant (%) 2.4 (0.3–8.5) 818 (67.8) 6,039 (434.0) 24 (2.0) 161 (11.6)
 Visible Minority Status (%) 20.2 (1.9–74.4) 735 (59.9) 6,754 (473.1) 16 (1.3) 141 (9.9)
 Black (%) 2.7 (0.4–11.8) 849 (68.5) 8,012 (583.7) 18 (1.5) 152 (11.1)
 East/Southeast Asian (%) 5.6 (0.6–22.7) 912 (74.7) 3,398 (243.0) 20 (1.6) 105 (7.5)
 Latin American (%) 1.1 (0.1–3.1) 797 (65.5) 7,111 (510.5) 20 (1.6) 157 (11.3)
 Middle Eastern (%) 1.4 (0.0–7.1) 1,100 (66.4) 3,705 (270.2) 31 (1.9) 93 (6.8)
 South Asian (%) 3.4 (0.3–25.2) 975 (82.1) 7,146 (506.9) 28 (2.4) 145 (10.3)
Housing
 Average household size (N) 2.6 (2.1–3.5) 2,902 (157.1) 4,514 (413.6) 89 (4.8) 76 (7.0)
 Multigenerational families (%) 6.1 (2.5–16.3) 1,700 (126.1) 6,169 (460.6) 43 (3.2) 107 (8.0)
 Unsuitably crowded housing (%) 3.9 (1.7–13.8) 935 (75.9) 8,019 (566.8) 24 (1.9) 194 (13.7)
 Apartment in duplex or flat (%) 2.0 (0.3–8.3) 2,539 (188.2) 4,151 (333.3) 65 (4.8) 91 (7.3)
 Low-rise apartment (%) 6.0 (0.2–23.2) 3,383 (252.9) 2,965 (219.4) 77 (5.8) 72 (5.3)
 High-rise apartment (%) 3.8 (0.0–47.3) 7,815 (170.9) 5,257 (357.4) 157 (3.4) 166 (11.3)
Socio-economic status
 Labour force participation (%) 64.9 (56.3–73.1) 2,471 (190.2) 2,547 (171.8) 69 (5.3) 42 (2.8)
 Less than high school (%) 17.0 (10.4–25.6) 2,295 (155.8) 4,721 (377.7) 81 (5.5) 98 (7.8)
 Low income (%) 7.7 (2.8–19.6) 1,301 (97.8) 5,333 (388.1) 29 (2.2) 144 (10.5)
 Unaffordable housing (%) 25.9 (15.9–39.2) 1,436 (113) 5,385 (363.3) 32 (2.5) 157 (10.6)

Distribution of neighbourhood-level characteristics and COVID-19 incidence

The crude rate of COVID-19 incidence per 100,000 were plotted as a function of neighbourhood-level immigration and race (Fig 2A), housing (Fig 2B), and socio-economic status (Fig 2C). Across 16 of the 18 predictors, as the proportion of the neighbourhood-level characteristic increases, so did the incidence of COVID-19. There was no association with proportion of low-rise apartments, and as neighbourhood proportion with less than high school education increases, COVID-19 decreases.

Fig 2.

Fig 2

a. Neighbourhood-level incidence of COVID-19 by proportion of immigrant and race, with regression estimates and 10th (p10) and 90th (p90) percentiles. b. Neighbourhood-level incidence of COVID-19 by proportion of housing characteristics, with regression estimates and 10th (p10) and 90th (p90) percentiles. c. Neighbourhood-level incidence of COVID-19 by proportion of socio-economic status characteristics, with regression estimates and 10th (p10) and 90th (p90) percentiles.

The associations between neighbourhood-level proportion of socio-demographic characteristics and COVID-19 incidence and mortality

Overall, crude and adjusted models estimated that neighbourhoods in the 90th percentile (p90) of socio-demographic characteristics were associated with higher rates of COVID-19 incidence and mortality compared to neighbourhoods with in the 10th percentile (p10) of socio-demographic characteristics for most unadjusted models (Table 2). Adjusting for age, sex, and urban/rural geographies reduced the strength of most associations.

Table 2. Relative risks of COVID-19 incidence and mortality between 10th and 90th percentile of each neighbourhood-level proportion of socio-demographic characteristics.

Characteristic Incidence relative risk–p10 vs p90 (95% CI) Adjusted* incidence relative risk–p10 vs p90 (95% CI) Mortality relative risk–p10 vs p90 (95% CI) Adjusted* mortality relative risk–p10 vs p90 (95% CI)
Immigration and race
 Recent immigrant 3.2 (2.9–3.6) 2.1 (1.9–2.4) 2.8 (2.4–3.3) 2.5 (2.1–3.0)
 All immigrants 5.4 (4.8–6.0) 4.0 (3.5–4.5) 5.2 (4.1–6.7) 5.2 (3.9–7.0)
 Visible Minority Status 5.0 (4.5–5.6) 3.3 (2.9–3.7) 3.7 (3.0–4.7) 3.5 (2.7–4.5)
 Black 3.2 (2.9–3.5) 2.4 (2.2–2.6) 2.2 (1.9–2.4) 2.0 (1.7–2.2)
 East/Southeast Asian 1.6 (1.4–1.7) 1.0 (1.0–1.1) 1.5 (1.3–1.7) 1.2 (1.0–1.3)
 Latin American 2.4 (2.2–2.7) 1.8 (1.6–2.0) 1.9 (1.6–2.1) 1.6 (1.4–1.8)
 Middle Eastern 1.9 (1.7–2.1) 1.2 (1.1–1.3) 1.6 (1.4–1.8) 1.3 (1.1–1.5)
 South Asian 2.6 (2.4–2.8) 1.9 (1.8–2.1) 1.9 (1.7–2.2) 1.8 (1.6–2.1)
Housing
 Average household size 2.2 (2.1–2.3) 1.9 (1.7–2.1) 1.5 (1.1–2.0) 1.6 (1.3–2.0)
 Multigenerational families 2.2 (2.0–2.4) 1.8 (1.7–2.0) 1.8 (1.5–2.1) 1.7 (1.4–2.0)
 Unsuitably crowded housing 2.4 (2.2–2.7) 2.1 (2.0–2.3) 2.5 (2.2–2.9) 2.5 (2.1–2.9)
 Apartment in duplex or flat 1.5 (1.4–1.7) 1.3 (1.2–1.3) 1.4 (1.2–1.6) 1.2 (1.0–1.4)
 Low-rise apartment 1.0 (0.9–1.1) 0.9 (0.8–1.0) 1.1 (0.9–1.4) 1.0 (0.8–1.2)
 High-rise apartment 1.9 (1.8–2.1) 1.2 (1.1–1.4) 2.3 (1.9–2.7) 1.7 (1.4–2.1)
Socio-economic status
 Labour force participation 1.5 (1.4–1.5) 1.0 (0.9–1.1) 0.7 (0.5–0.8) 0.8 (0.6–1.0)
 Less than high school education 0.8 (0.8–0.9) 1.6 (1.4–1.8) 1.3 (1.2–1.6) 2.1 (1.7–2.6)
 Low income 2.1 (1.9–2.3) 1.4 (1.2–1.5) 2.3 (1.9–2.7) 1.8 (1.5–2.2)
 Unaffordable housing 2.6 (2.3–3.0) 1.6 (1.4–1.8) 3.1 (2.5–3.9) 2.4 (1.9–3.0)

* Adjusted for age-group, sex, and urban/rural stratifier

The proportion of immigrants in a neighbourhood showed the strongest association with COVID-19, with an incidence relative risk of 4.0 (95% CI: 3.5–4.5) and mortality relative risk of 5.2 (95% CI: 4.1–6.7) in adjusted models. The proportion of visible minority residents showed stronger associations with incidence and mortality compared to the proportion of residents from individual race groups. Neighbourhood proportion of Black residents, followed by proportion of South Asian, Latin American, and to a lesser extent Middle Eastern residents showed the strongest associations of individual race groups. The proportion of East/Southeast Asian residents was associated with COVID-19 mortality not incidence in fully adjusting models.

Neighbourhoods with the highest average household size, proportion of multigenerational families and unsuitably crowded housing were associated with COVID-19 incidence and mortality in crude and adjusted models. Further, neighbourhoods with the highest proportion of high-rise apartments were associated with COVID-19 mortality, and to a lesser extent for COVID-19 incidence and between neighbourhoods with the highest proportion of apartment in duplex or flat and COVID-19 incidence and mortality in adjusted models. The proportion of low-rise apartments was not associated with COVID-19 incidence or mortality.

Neighbourhoods with the highest proportion of residents with less than high school, low income and unaffordable housing was associated with COVID-19 incidence and mortality. Neighbourhoods with high labour force participation had lower rates of COVID-19 mortality compared to neighbourhoods with low labour force participation. In adjusted models the protective association of neighbourhoods with the highest compared to lowest proportion of less than high school education was inversed, indicating an association with increased COVID-19 incidence.

Discussion

Linking COVID-19 surveillance data to neighbourhood-level characteristics from Ontario, Canada between January 23, 2020 and July 28, 2020, this study found higher COVID-19 incidence and mortality rates in neighbourhoods with a higher proportion of immigrants, racialized populations, large households and low socio-economic status. These findings highlight how neighbourhood-level conditions, which reflect social environments that are influenced by institutional and structural systems (e.g., policy) [22], act as key determinants of COVID-19 inequities.

People living in the most marginalized neighbourhoods are experiencing elevated rates of COVID-19 outcomes, both in Canada [12, 13, 23] and internationally [6, 7, 11, 2426]. For example, US counties with the highest compared to the lowest proportion of populations of colour and poverty had 4.9 and 1.7 times higher rates of COVID-19 death [7]. Similarly in Canada, age-standardized COVID-19 mortality rates were two times higher in neighbourhoods with the highest (>25%) compared to lowest (<1%) proportion of visible minorities, although this varied by province with COVID-19 mortality rates 3.4 higher in Ontario [27]. Our study adds to this body of evidence by examining associations between specific socio-demographic characteristics and COVID-19 burden. We found neighbourhoods with a high proportion of immigrants had four times higher risk of COVID-19 infection and 5.2 times higher risk of death, followed by neighbourhoods with a high proportion of visible minority residents which had 3.3 times higher risk of COVID-19 incidence and 3.5 times higher risk of death. Further, the increased risk among neighbourhoods with high proportions of Black, South Asian, and Latin American populations found in our study are consistent with a a recent systematic-review and meta-analysis of 50 studies on individual-level ethnicity and COVID-19 from the UK and US [28].

Existing and persistent structural inequities put immigrant, racialized, and low-income communities at higher risk of COVID-19 exposure and infection. Housing conditions, especially household size and crowding, are an important predictor of COVID-19 transmission [7, 16, 29]. In Canada, 21.1% of racialized individuals live in unsuitably crowded households, nearly four times the rate of non-racialized individuals [30]. Additionally, immigrants are twice as likely to live in multigenerational households compared to non-immigrants [31]. In our study, neighbourhood-level housing characteristics were associated with increasing risk of COVID-19 incidence and mortality. Future research is required to examine the extent to which housing characteristics explain the disproportionate impact of COVID-19 on immigrant, racialized, and low-income communities.

Low socio-economic status further accounts for excess COVID-19 burden experienced by immigrant and racialized populations, impacting the ability to avoid COVID-19 infection at work. Evidence from the literature describes significant risks of COVID-19 associated with occupations, especially those in precarious employment, where it is difficult to distance from others, there is increased risk of exposure to infections while at work, and employers are less likely to provide paid sick leave [3235]. In Canada, immigrant and racialized individuals are not only more likely to live in poverty [36], but also overrepresented in risky essential occupations. For example, immigrants and racialized populations in Ontario are disproportionately employed in long-term care facilities as nurse aids, orderlies, and patient service associates [37]. Further, COVID-19 testing data from Ontario confirmed that a disproportionate number of immigrants diagnosed with COVID-19 were employed as health care workers [38]. Exploring the role that occupation and workplace settings has on contributing to inequities in COVID-19 transmission and negative outcomes in Ontario represents an important area of future study.

Other explanations for the stark inequities in COVID-19 outcomes found in this study may be rooted in systematic barriers faced by racialized and newcomer populations [39]. In Canada, racism and other structural determinants are an underlying cause of the overrepresentation of Black individuals having lower socio-economic status and inadequate access to a regular doctor [40, 41]. Racialized populations also experience pre-existing health inequities, such as higher rates of comorbidities, which could also contribute to greater vulnerability to severe COVID-19 outcomes [42, 43]. However, data from the first wave in Ontario showed that although incidence and mortality were higher among diverse neighbourhoods, the case-fatality ratio was lower, suggesting that greater number of infections, and not co-morbidities, was a driving cause for the increased rate of death [12]. Systemic racism has been observed in other Western jurisdictions in ways that can contribute to increased COVID-19 risk. In the US, racialized individuals are more likely to be incarcerated, which in turn increases the likelihood of infection [8], and residential segregation, caused in part by discriminatory mortgage lending practices in urban areas, may be a driving factor in residential crowding among Black Americans [44]. In the UK, non-White physicians comprise the vast majority of COVID-19 deaths among doctors and, compared to White physicians, are more likely to report being under pressure to attend to patients without receiving the necessary physical protection [45].

This study is subject to some limitations. First, the number of COVID-19 cases included in this study is an undercount of the true number of cases, and may be biased by changes in testing criteria during the study period. Testing criteria for SARS-CoV-2 during the study period shifted from initially being restricted to identifying cases in returning symptomatic travelers or individuals with direct exposure to a recent traveler, to being broadly expanded to include asymptomatic individuals in May 2020 [46]. These changing criteria may have contributed to observed differences in testing patterns between various socio-demographic populations. An Ontario study undertaken concurrently with the current study’s period of observation found decreased odds of having been tested for COVID-19 (i.e. communities with higher percentages of lower income and visible minorities) and increased odds of having received a positive COVID-19 diagnosis (i.e., increase quintile of people per dwelling and with limited education attainment) in models adjusted for age, sex, underlying health conditions, previous health care, public health region, environment and area-based social determinants of health [47]. The resulting under detection suggest the associations between neighbourhood socio-demographic factors and COVID-19 incidence and mortality in our study are likely conservative. Exclusion of people living in institutions, congregate living settings, and Indigenous communities living on reserves also likely resulted in an underestimate of the number of cases disproportionately across socio-demographic indicators, however these groups were excluded due to poor representation in the Census. Additionally, our area-level findings should not be interpreted at the individual-level, as individual cases may not reflect the characteristics of the neighbourhoods they live in. Previous Canadian studies comparing individual and area-level measures have shown that even with relatively poor agreement between measures, area-level measures may be describing important community-level effects that contribute to health inequities [48]. The collection of individual-level socio-demographic data in Ontario during subsequent phases of the pandemic will allow for future validation of our findings. Moreover, structural social and economic conditions shared by individuals provide an opportunity for decision-makers to create influential policies related to reducing health disparities [22]. Finally, results from our observational study do not allow for causal relationships to be assessed.

This study has several strengths. The ability to use postal code to link people with COVID-19 to census data at the neighbourhood-level provides greater accuracy than is possible with most publically available data on COVID-19. Additionally, we included a large number of socio-demographic characteristics, notably the ability to examine specific immigration, race, housing and socio-economic categories.

Conclusion

Neighbourhood socio-demographic factors, including immigration, race, housing and socio-economic status are associated with COVID-19 incidence and mortality in Ontario. These results suggest that culturally safe approaches to engaging with immigrant, racialized and low socio-economic status communities are important public health strategies for reducing COVID-19 inequities. Future research on COVID-19 inequities should focus how the relationship between the socio-demographic factors examined in this study and COVID-19 are confounded by occupation and workplace characteristics.

Supporting information

S1 Table. Neighbourhood-level socio-demographic characteristic variable descriptions.

(PDF)

Data Availability

Public Health Ontario (PHO) cannot disclose the underlying data. Doing so would compromise individual privacy contrary to PHO’s ethical and legal obligations. Restricted access to the data may be available under conditions prescribed by the Ontario Personal Health Information Protection Act, 2004, the Ontario Freedom of Information and Protection of Privacy Act, the Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans (TCPS 2 (2018)), and PHO privacy and ethics policies. Data are available for researchers who meet PHO’s criteria for access to confidential data. Information about PHO’s data access request process is available on-line at https://www.publichealthontario.ca/en/data-and-analysis/using-data/data-requests.

Funding Statement

The author(s) received no specific funding for this work.

References

Decision Letter 0

Csaba Varga

18 Jul 2022

PONE-D-22-16493Neighbourhood-level socio-demographic characteristics and risk of COVID-19 incidence and mortality in Ontario, Canada: a cross-sectional studyPLOS ONE

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Academic Editor

PLOS ONE

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

Reviewer #3: Yes

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

********** 

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: No

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4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

********** 

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for the opportunity to review this manuscript. The authors describe associations between neighbourhood-level social and demographic characteristics and COVID-19 incidence and mortality rates over a 7-month period at the beginning of the pandemic. This study provides a more granular understanding of the relationship between specific neighbourhood characteristics and COVID-19 outcomes and provides additional evidence for social inequities. The study benefits from access to complete COVID-19 infection and death information over the study period and utilization of multiple Census measures of immigration, race, housing, and socio-economic characteristics. The authors were importantly able to adjust for individual-level age and sex and neighbourhood-level urban/rural variables. Please find additional comments for the authors’ consideration to strengthen the manuscript.

General:

Cross-sectional study designs do not generally support the measurement of incidence or relative risk. Can the authors be more specific in their interpretation or provide an explanation for how the study design supports calculation of disease incidence and relative risk?

Abstract:

Lines 31-37: Please include major findings related to housing and socio-economic characteristics in addition to the findings you have presented for neighbourhood-level measures of immigration and race.

Materials and Methods:

Line 87: Indicate rationale for dates selected.

Line 104: Indicate Version 7c is for November 2019 postal codes.

Line 104: Provide a reference to Census variable definitions (e.g. What is meant by low income or unaffordable housing?)

Line 113: Indicate four categories and how these map onto binary urban/rural classification.

Line 115: Provide rationale for age cut-off values and modelling age as a categorical rather than continuous variable.

Line 132: Please confirm whether the authors checked and confirmed that over-dispersion was not an issue such that the Poisson distribution is appropriate.

Line 137: Indicate how 95% confidence intervals were calculated. Did you use robust standard errors?

Line 138: Provide rationale for p10/p90 comparison.

Results:

Where possible, please clarify whether you are referring to crude or adjusted rates.

Line 174-175: Specifically state what the solid black line and dotted lines represent in Figure 2. Include in the Methods section how the trend line was estimated.

Lines 195-196: Indicate the other characteristics that were also not associated with incidence and/or mortality, particularly after adjustment.

Lines 198-199: You are also controlling for age and sex as confounders, which are also likely playing an important role here.

Lines 211+: Include a summary of results for housing and socio-economic status as well.

Figures 2A-C – Include the 95% confidence interval

Figures 2A-C – Crop x-axes where there are no data points (Middle Eastern, less than high school are notable)

Figures 2A-C – Label all vertical lines (p10, p90)

Discussion:

Line 218: Not directly. Your study examines neighbourhood-level characteristics as determinants of inequities but does not examine specific structural barriers. Suggest rewording for accuracy.

Lines 238-241: If I understand how you constructed your models correctly, your study does not support this conclusion. Did you construct models that included immigration, race, and housing variables together? As I interpreted Table 2, you had separate models for 1) immigration and race, 2) housing, and 3) socio-economic status variables where these groupings were adjusted for age, sex, and urban/rural status. Please clarify.

Line 270: Please include any limitations associated with using a cross-sectional design.

Line 271: Were there changes in testing criteria during this time period? If so, please clarify what these changes were.

Line 275: I think this misrepresents the findings of Sundaram’s study as significant associations for testing and testing positive were indeed found in fully adjusted models, particularly for variables of importance to this study. I would suggest reconsidering the role of selection bias in your findings.

Line 280: I am not sure what you mean by the term ‘dilute’. Is there an alternate term that can be used?

Conclusion:

Line 296: Include immigration as a key neighbourhood characteristic.

Line 296: This is the first time you mention poverty and this may not be the most accurate term to use here – perhaps low SES or low income communities would be more appropriate to the study context.

Reviewer #2: This paper was an enjoyable read and a good example of how combing datasets can provide valuable insights for policy makers. The methods used to find associations between neighborhood-level sociodemographic measures and COVID-19 incidence and mortality are well articulated and based on sound statistical methods. The comments below are minor and aim to improve the clarity of the paper for the reader. I recommend publications with minor revision.

- Lines 33-37: In abstract, IRRs are difficult to interpret as referent and comparison groups are not clear (what do you mean by high proportion). Including details about the deciles would be helpful (comparing 10p - 90p).

- Line 46: Make it more clear that the South Asian finding was part of the same UK study and make it clear who they have higher odds of mortality compared to

- Line 64: Perhaps ‘context of Ontario’ is more appropriate than ‘Canadian context’, as you highlight the need for jurisdiction specific findings.

- Line 87: Can you provide a rationale for the dates chosen to define your study period?

- Lines 89-92: Do you have a citation to support the statement that the census has poor representation of those groups?

- Lines 104-112: Can you include (in appendix or refer to a published source) definitions used for the socio-demographic measures? Many are self explanatory, but some questions I have include what counts as recent immigration? What defines unsuitably crowded housing? What defines low income? What defines unaffordable housing?

- Line 113: Listing the four categories would be helpful.

- Line 141: Information on what if any model diagnostics or assessments of goodness of fit tests were done on the models is needed. Was there over-dispersion?

- Line 148: How many deaths were in the initial dataset before removing congregate settings? You state 24% of cases were in these settings, but knowing the proportion of deaths provides important context for the overall mortality findings.

- Line 149: How many Ontario neighborhoods were excluded from the analysis because they were too small? And can you speak to what the characteristics of these small neighborhoods compared to those included in this study? Could this introduce any bias to your results?

- Line 189: The term multivariable model causes some confusion as they are interchanged with ‘adjusted model’ and ‘fully adjusted model’ in the tables and throughout the paper. I find ‘adjusted model’ to be the most clear in this case.

- Line 196: I understand what is being referred to when saying the adjusting the model ‘reversed’ the protective association but I do not know if it is an accurate term to use. Perhaps ‘inversed’ would be better.

- Line 217: I believe your findings do show that neighbourhood level factors are key determinants of COVID-19 inequities, but I am not clear how your findings show ‘how structural barriers are acting as key determinants of COVID-19 inequities”. I would suggest narrowing the conclusions, or elaborating more on how your findings do support that conclusion (ie. Can you provide an example of a specific structural barrier that acted as a determinant?)

- Lines 238-241: It sounds like this finding comes from an additional analysis that was not described in the methods and not shown in the results? I believe this analysis is of extreme interest. Being able to show that the socio-demographic factors are intertwined but still independently significant even when controlling for other socio-demographic factors is a major finding. It could also provide important evidence for policy makers (just addressing housing will not erase inequalities). I understand it may be difficult to include given word count limitations, but this analysis would be highly interesting.

- Lines 270-275: Glad to see you addressed the risk of differential COVID testing biasing the results, as this was a concern of mine reading the paper. You did a very good job addressing this concern.

- Lines 294-295: The claim that socio-demographic factors explain much of the neighbourhood-level variability in COVID-19 needs further evidence. Reading this claim, it sounds like if you were to build a multivariable model with all the socio-demographic measures as explanatory variables, your R-Squared (or pseudo R-Squared) would be greater that 50%. Did you find this? If so, that is great but please elaborate in the results.

- Lines 295-296: The conclusion that “culturally safe approaches to engaging with racialized communities and communities living in poverty, are important public health strategies for reducing COVID-19 inequities” is not fully substantiated by your findings. Your findings have identified the problem (neighborhood-level measures are associated with COVID inequalities) but I believe cannot go as far to suggest what will solve the problem. I believe your research will provide meaningful information to inform public health strategies.

Reviewer #3: This paper provides a unique look at COVID-19 data at a level not examined in many publications. This work is an important piece of the puzzle in understanding infectious disease mitigation in an outbreak scenario. Congratulations to the authors for producing this quality work

********** 

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

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PLoS One. 2022 Oct 20;17(10):e0276507. doi: 10.1371/journal.pone.0276507.r002

Author response to Decision Letter 0


15 Sep 2022

We have responded to all reviewer and editor comments in our attached "Response to reviewers document".

Attachment

Submitted filename: Neighbourhood and COVID19 - PLOSOne_Response to Reviewers.pdf

Decision Letter 1

Csaba Varga

10 Oct 2022

Neighbourhood-level socio-demographic characteristics and risk of COVID-19 incidence and mortality in Ontario, Canada: a population-based study

PONE-D-22-16493R1

Dear Dr. Brendan Smith,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Csaba Varga, DVM MSc PhD

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: (No Response)

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: (No Response)

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: (No Response)

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: (No Response)

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #2: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

**********

Acceptance letter

Csaba Varga

13 Oct 2022

PONE-D-22-16493R1

Neighbourhood-level socio-demographic characteristics and risk of COVID-19 incidence and mortality in Ontario, Canada: a population-based study

Dear Dr. Smith:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Csaba Varga

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Neighbourhood-level socio-demographic characteristic variable descriptions.

    (PDF)

    Attachment

    Submitted filename: Neighbourhood and COVID19 - PLOSOne_Response to Reviewers.pdf

    Data Availability Statement

    Public Health Ontario (PHO) cannot disclose the underlying data. Doing so would compromise individual privacy contrary to PHO’s ethical and legal obligations. Restricted access to the data may be available under conditions prescribed by the Ontario Personal Health Information Protection Act, 2004, the Ontario Freedom of Information and Protection of Privacy Act, the Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans (TCPS 2 (2018)), and PHO privacy and ethics policies. Data are available for researchers who meet PHO’s criteria for access to confidential data. Information about PHO’s data access request process is available on-line at https://www.publichealthontario.ca/en/data-and-analysis/using-data/data-requests.


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