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. Author manuscript; available in PMC: 2023 Nov 1.
Published in final edited form as: J Intern Med. 2022 Jul 3;292(5):788–803. doi: 10.1111/joim.13534

Aerobic exercise training and neurocognitive function in cognitively normal older adults: A one-year randomized controlled trial

Takashi Tarumi 1,2,3,4, Neena R Patel 1,4, Tsubasa Tomoto 1,4, Evan Pasha 1,4, Ayaz M Khan 1,8, Kayla Kostroske 1, Jonathan Riley 1, Cynthia D Tinajero 1, Ciwen Wang 1, Linda S Hynan 5,6, Karen M Rodrigue 9, Kristen M Kennedy 9, Denise C Park 9, Rong Zhang 1,4,7
PMCID: PMC9588521  NIHMSID: NIHMS1816169  PMID: 35713933

Abstract

Background:

Current evidence is inconsistent on the benefits of aerobic exercise training for preventing or attenuating age-related cognitive decline in older adults.

Objective:

To investigate the effects of a one-year progressive, moderate-to-high intensity aerobic exercise intervention on cognitive function, brain volume, and cortical thickness in sedentary but otherwise healthy older adults.

Methods:

We randomized 73 older adults to a one-year aerobic exercise or stretching-and-toning (active control) program. The primary outcome was a cognitive composite score calculated from eight neuropsychological tests encompassing inductive reasoning, long-term and working memory, executive function, and processing speed. Secondary outcomes were brain volume and cortical thickness assessed by MRI, and cardiorespiratory fitness measured by peak oxygen uptake (VO2).

Results:

One-year aerobic exercise increased peak VO2 by ~10% (p<0.001) while it did not change with stretching (p=0.241). Cognitive composite scores increased in both the aerobic and stretching groups (p<0.001 for time effect), although no group difference was observed. Total brain volume (p<0.001) and mean cortical thickness (p=0.001) decreased in both groups over time while the reduction in hippocampal volume was smaller in the stretching group compared with the aerobic group (p=0.040 for interaction). Across all participants, improvement in peak VO2 was positively correlated with increases in cognitive composite score (r=0.282, p=0.042) and regional cortical thickness at the inferior parietal lobe (p=0.016).

Conclusions:

One-year aerobic exercise and stretching interventions improved cognitive performance but did not prevent age-related brain volume loss in sedentary healthy older adults. Cardiorespiratory fitness gain was positively correlated with cognitive performance and regional cortical thickness.

Keywords: aerobic exercise, aging, neurocognitive function, brain volume and cortical thickness, cardiorespiratory fitness

Introduction

The prevalence of dementia (e.g., Alzheimer’s disease [AD]) is rapidly increasing as the average age of the global population continues to rise. Nevertheless, we lack effective strategies to prevent or treat dementia [1, 2]. Because age-related cognitive decline is one of the strongest risk factors for cognitive impairment, preventing or slowing its decline may prevent dementia in later life [3, 4]. With age, there is deterioration in fluid cognitive function—including executive function, long-term and working memory, and processing speed—from early mid-life, while crystallized intelligence such as general knowledge and verbal ability is relatively spared until late adulthood [5, 6]. These age-related cognitive changes may be associated with reductions in cerebral gray matter volume, particularly the prefrontal cortex and the medial temporal and parietal lobes [7]. Notably, age-related reduction in hippocampal volume associated with memory deterioration is an established risk factor for AD dementia [8].

Epidemiological evidence suggests that higher levels of physical activity and fitness are associated with better cognitive performance in older adults [912] and reduced risk of late-life dementia [13, 14]. However, the findings from randomized controlled trials (RCT) have been inconsistent [15, 16]. Several meta-analyses and systematic reviews showed small to moderate benefits of moderate-intensity aerobic exercise training on cognitive performance in older adults, but the clinical significance of these changes remains to be determined [1618]. Moreover, the effects of exercise interventions on brain volume—particularly the hippocampus—remain controversial [19, 20]. Some studies showed small benefits of aerobic exercise for preserving or reversing age-related hippocampal atrophy [19], but others showed no significant effect [20]. Recent meta-analyses suggested that exercise interventions, regardless of modality used, do not have significant impact on brain volume in older adults [21, 22].

These inconsistent results from the exercise RCTs are potentially attributed to the differences in the duration and intensity of training and/or the resultant physiological adaptations in a particular study population. Specifically, change in cardiorespiratory fitness (CRF) in response to exercise training is likely to play a pivotal role in the effect on cognitive function and/or brain volume [23]. Change in CRF, as measured by peak oxygen uptake (peak VO2), may exhibit significant individual variabilities ranging from no changes to significant improvements in those who have undergone similar levels of exercise training [24, 25]. In addition, observational studies which showed positive associations of higher peak VO2 with cognitive performance and gray matter volume [26, 27] may have included individuals who had active lifestyles or exercise training for many years. Conversely, interventional studies commonly enrolled participants with low baseline physical activity levels, only lasted for a few months, and/or implemented a low-to-moderate intensity exercise program which may not improve CRF. When combined, these confounding factors may lead to the inconsistency observed in the current literature.

The purpose of the present study was to investigate the effect of a one-year progressive, moderate-to-high-intensity aerobic exercise training program on neurocognitive function in cognitively normal older adults who previously had a sedentary lifestyle. Our primary hypothesis was that compared with an active control group of stretching-and-toning, which was commonly used in the exercise RCTs [2830], one-year of aerobic exercise would improve peak VO2 and cognitive performance while reducing the age-related brain volume loss and cortical thinning. Secondly, we hypothesized that improved peak VO2 would be positively correlated with changes in cognitive performance, brain volume, and cortical thickness.

Materials and methods

Study design

This study was a 12-month open label RCT comparing the effects between aerobic exercise training and stretching-and-toning in cognitively normal older adults. Neuropsychological and CRF assessments were conducted at baseline, midpoint (six month), and trial completion. Brain MRI data were collected at baseline and trial completion. The study was approved by the Institutional Review Board of the University of Texas Southwestern Medical Center and Texas Health Presbyterian Hospital Dallas in accordance with the guidelines of the Declaration of Helsinki and Belmont Report. All participants gave written informed consent before participation. This trial was not registered because at the time of trial initiation, registration of non-pharmacological interventional studies in healthy adults in a public database was neither required nor typical.

Participants

This study enrolled cognitively normal sedentary but otherwise healthy men and women aged 60–80 years. Recruitment was conducted in the Dallas-Fort Worth metropolitan area using community-based advertisements. An initial telephone screening was conducted to ask participants if they had subjective cognitive complaints or a history of major clinical conditions, regularly engaged in a structured exercise program, and could participate in a one-year aerobic exercise or stretching program including the required visits for data collection. Subsequently, participants were asked to visit our clinical office and screened for the following exclusion criteria: 1) clinical diagnosis of major psychiatric or neurological disorders or medications causing major effects on cognition; 2) a history of active alcoholism or drug abuse; 3) a history of recurrent epilepsy, stroke, or head injury/trauma with a loss of consciousness ≥30 minutes; 4) Mini-Mental Status Examination (MMSE) score <26 to exclude dementia; 5) uncontrolled hypertension (averaged three measurements of sitting systolic blood pressure ≥140 or diastolic pressure ≥90 mmHg confirmed by 24-h ambulatory blood pressure monitoring); 6) a diagnosis of diabetes mellitus (fasting glucose >126 mg/dL or taking antidiabetic medications); 7) severe obesity with body mass index (BMI) ≥35; 8) smoking within the past 5 years of the study, and 9) other major or unstable medical conditions such as a history of coronary bypass surgery or heart attack within the past year, ongoing chemotherapy, or severe lung, kidney and liver disease. (10) Individuals who spent more than 90 minutes of moderate-to-vigorous physical activity (>4.0 METs) per week were excluded, as determined by a one-week physical activity monitoring using an accelerometer (Actical, Philips Respironics, USA); and (11) individuals with physical disability, metal implants in the body, or claustrophobia precluding MRI scans were excluded. Fluency in English and a minimum of a 10th grade education were required for neuropsychological testing.

Randomization and Blinding

Randomization was performed in SAS V9.2 using two stratification groups: sex (men and women) and education (10–14 years and 15–20 years), using a blocking factor of four. The randomization assignments were generated by the study statistician (LH) and placed in a sealed envelope so that the study personnel was blinded until opening the envelope for treatment assignment of an individual subject. Investigators conducting the primary and secondary outcome measurements were blinded to treatment assignment throughout the study. Participants were instructed to maintain normal daily activities aside from the assigned interventions and were instructed not to disclose group assignment or interventions during outcome measurements or meeting with other participants.

Intervention

Aerobic exercise training

The dose of aerobic exercise training (i.e., intensity, duration, and frequency) was based on individual fitness level assessed with peak VO2 testing and progressively increased as the participant adapted to previous workloads. Specifically, the program started with a frequency of three exercise sessions per week for 25–30 minutes per session at the intensity of 75%−85% of maximal heart rate that was measured during the peak VO2 test at baseline. Between weeks 11–25, participants started alternating between three and four exercise sessions per week for 30–35 minutes per session. At the weeks in which they performed three exercise sessions per week, a high-intensity exercise session was introduced which comprised 30 minutes of walking at the intensity of 85%−90% of maximal heart rate (e.g., brisk uphill walking). After week 26, participants performed four to five exercise sessions per week for 30–40 minutes, including two high-intensity sessions. Each exercise session included a five-minute warm-up and a five-minute cool-down. Any modes of aerobic exercise were allowed if participants maintained the prescribed exercise training dose, as monitored by changes in heart rate during each of the exercise sessions (Polar RS400, Polar Electro, USA). This exercise program meets the national physical activity guidelines for older adults [31] and has been shown to significantly improve CRF in sedentary older adults with mild cognitive impairment [32].

Stretching-and-toning

The stretching program created an active control group to keep participants engaged, and provided the same level of attention from the investigators as those in the aerobic group. The frequency and duration of the stretching program were the same as the aerobic program. Participants in this active control group performed a series of upper- and lower-body stretching-and-toning procedures without significantly increasing heart rate during each session (e.g., to keep heart rate below 50% of maximal heart rate). At week 19, a second set of more advanced full body stretches were introduced corresponding to the training changes in the aerobic program. After week 26, we introduced a set of low resistance exercises that focused on strengthening the upper and lower body using resistance bands (TheraBand).

In both intervention programs, each participant was supervised for the first several weeks until they could comfortably exercise by themselves at home. During the study period, they were asked to perform the assigned training interventions on top of their regular physical activities (e.g., gardening or leisure walking). To ensure adherence to each program, participants were required to keep a training log in addition to heart rate monitoring. Each month, participants visited the clinic to download heart rate data and review the training log with an exercise physiologist to ensure implementation of the prescribed training programs. When adherence to exercise programs was not met with the prescribed intensity, duration, or frequency, in-person and/or telephone meetings were conducted to mitigate reoccurring training issues and encourage continuation in the program.

Outcomes

Primary outcome

The primary outcome was a cognitive composite score focused on fluid cognitive ability sensitive to age and calculated from a comprehensive neuropsychological test battery encompassing inductive reasoning, long-term and working memory, executive function, and processing speed. Specifically, the following eight tests were used to calculate the composite score: 1) ETS Letter Sets [33], 2) Raven’s Progressive Matrices accuracies [34], 3) Logical Memory Immediate and Delayed recalls [33], 4) Woodcock-Johnson Immediate and Delayed recalls [35], 5) Digit Comparison [36], 6) Letter Number Sequencing [37], 7) Operation Span [38], and 8) Controlled Word Association FAS [39]. These tests have been shown to have credible validity, reliability, and sensitivity to cognitive decline in older adults based on our previous studies [5, 6].

A cognitive composite score was calculated by converting individual scores to standardized z-scores by subtracting the baseline group mean and dividing by the baseline group standard deviation (SD). Z-scores from each test were subsequently averaged with equal weighting. Scores of multiple test components (i.e., immediate and delayed recall scores from the Logical Memory and Woodcock-Johnson tests) were first averaged within each test, so that all tests were equally weighted when calculating the composite score. Higher composite scores indicate better cognitive performance. All participants had at least seven test scores to calculate the composite score at each time point. Additionally, crystallized cognitive ability was assessed by the ETS Vocabulary [33]. The same test forms were used during the follow-up assessments.

Secondary outcomes

The secondary outcomes were brain volume and cortical thickness assessed by MRI, and CRF assessed by peak VO2.

Brain volume and cortical thickness.

High-resolution 3D T1-weighted magnetization-prepared rapid acquisition gradient-echo (MPRAGE) images were collected using a 3-tesla scanner (Achieva 3.0T, Philips Medical System, the Netherlands) with the following parameters: TE/TR = 3.7/8.1 ms, flip angle = 12°, FOV = 256×256 mm, number of slices = 160 (no gap), resolution= 1×1×1 mm3, and SENSE factor = 2. To extract reliable volume and thickness estimates, images were automatically processed by the longitudinal stream in FreeSurfer v6.0 with default settings [40]. Specifically, an unbiased within-subject template space and image [41] were created using robust, inverse consistent registration [42]. Several processing steps, such as skull stripping, Talairach transforms, atlas registration as well as spherical surface maps and parcellations were then initialized with common information from the within-subject template, significantly increasing reliability and statistical power [40]. Individual images were visually inspected for segmentation errors, and no manual correction was required. The Desikan-Killiany atlas was used to generate the total and regional measures of brain volume and cortical thickness.

The total brain and hippocampal volumes were selected as a priori regions of interest (ROI) relevant to aging and AD pathologies [43]. These volumetric data were normalized to intracranial volume at each time point and reported as percent intracranial volume (%ICV). The total brain volume (i.e., BrainSegVolNotVent) included the cerebellum but excluded the brainstem, ventricles, cerebrospinal fluid, and choroid plexus. The cortical ROIs were also selected based on their reported vulnerability to aging and AD pathologies [7], which includes the prefrontal, medial temporal (entorhinal cortex and parahippocampal gyrus), and parietal (posterior cingulate cortex and precuneus) cortical areas. The prefrontal cortical thickness was calculated by averaging the following regions [44]: caudal and rostral anterior cingulate; caudal and rostral middle frontal; medial and lateral orbitofrontal; frontal pole; and superior frontal cortices, as well as pars opercularis, triangularis, and orbitalis. Furthermore, the primary motor (precentral) and visual (pericalcarine) cortices were included because voluntary movement and visual stimulus during exercise training may induce brain structural adaptations specific to these areas [45, 46]. Additionally, mean cortical thickness was calculated as the average of all cortical regions. To reduce the number of comparisons, brain volumes from the left and right sides were summed while their cortical thickness was averaged.

Cardiorespiratory fitness (CRF).

Peak VO2, the gold standard index of CRF, was measured to determine the cardiovascular adaptation to the aerobic exercise and stretching programs. Peak VO2 was measured by a modified Astrand-Saltin protocol using a treadmill [47]. The treadmill grade was increased by 2% every two minutes until exhaustion while participants walked or jogged at a fixed speed determined by individual fitness level. VO2, carbon dioxide production, and respiratory exchange ratio (RER) were measured during the second minute of each stage using the Douglas bag method [48]. Gas fractions were analyzed by mass spectrometry (Marquette MGA 1100), and ventilatory volume was measured by a Tissot spirometer. During each testing, blood pressure, 12-lead electrocardiogram, and heart rate were continuously monitored to assess cardiovascular response to exercise and to monitor participants’ safety [32].

Peak VO2 was defined as the highest VO2 measured from a >30-second Douglas bag during the last stage of testing. The criteria to confirm that peak VO2 was achieved included an increase in VO2 <150 ml despite increasing work rate of 2% grade, a RER >1.1, and heart rate <5 beats/min of age-predicted maximal values. In all cases, at least two of these criteria were achieved, confirming the identification of peak VO2 based on the American College of Sports Medicine guidelines [31]. Our previous study showed that by using these methods, peak VO2 can be measured reliably in sedentary older adults with mild cognitive impairment [32]. Peak VO2 are reported as milliliter per kilogram per minute and percentage change to account for body mass and baseline level, respectively.

Sample size estimate

Sample size estimation for this proof-of-concept RCT was based on a meta-analysis showing that aerobic exercise may improve neuropsychological performance in cognitively normal healthy older adults [49]. We anticipated that cognitive composite scores would improve by ~0.6 SD after one year of aerobic exercise (treatment) compared with the stretching group (control). Assuming a 15% attrition rate and an α-level of <0.05, 70 participants provide 80% power to detect an effect size of 0.60.

Statistical analysis

The primary analysis of the study outcomes was based on the intent-to-treat, maximum likelihood estimation using all available data from randomized subjects (n=73). A linear mixed model (LMM) was used to analyze the interaction effect of group (aerobic exercise and stretching) by time (baseline, six month, and one year). In LMM, cognitive and brain volumetric measures were adjusted for baseline age, sex, and years of education, while peak VO2 was adjusted for baseline age and sex. These covariates were selected based on evidence in the literature [5, 7] and their associations with outcomes in the current study (see the Results section). In each model, individual intercept was specified as a random effect, and a compound symmetry covariance structure was used to account for within-individual correlations across time points. To confirm the results from intent-to-treat analysis, LMM analysis on complete outcome data was also performed to compare change scores between the aerobic and stretching groups at each time point. Post-hoc multiple pairwise comparisons were corrected by the Bonferroni method.

Additionally, the Pearson product-moment correlation was used to examine the associations among individual changes in outcomes and the rate of adherence to interventions. Baseline group characteristics were compared by the independent samples t-test and chi-square test for continuous and categorical variables, respectively. Intraclass correlation coefficients (ICC) were calculated to assess test-retest reliability compared between the baseline and 12-month follow-up measurements based on a two-way mixed, absolute agreement model [50]. Data normality was assessed by the Shapiro-Wilk test and the visual inspections of histogram and Q-Q plots. Results from the LMM analysis are presented as estimated marginal means and 95% confidence intervals (CI) while baseline group characteristics are shown as means and SDs. Statistical significance was set a priori at p<0.05. All analyses above were performed by SPSS 25 (IBM Corporation, Armonk, NY, USA, 2011).

Cortical thickness data were further analyzed by FreeSurfer’s QDEC software (Query, Design, Estimate, Contrast, version 1.5) based on the longitudinal two-stage model (https://surfer.nmr.mgh.harvard.edu/fswiki/LongitudinalTwoStageModel). The symmetrized percent change (SPC), a dimensionless measure of variability in cortical thickness, was calculated at each vertex from two time points witheach participant. SPC is defined as follows [40]:

SPC=100×(Thick2Thick1)0.5×(Thick1+Thick2)

where Thick 1 is cortical thickness at baseline and Thick 2 is the measure at one-year follow-up. Group comparison of the whole-brain SPC and the correlation with change in peak VO2 were examined by a general linear model. Cortical maps were smoothed with a 10-mm full-width-at-half-maximum Gaussian kernel; multiple comparisons were corrected by a Monte Carlo simulation with a p-value set at <0.05; and separate general linear model analyses were performed for the right and left hemispheres [51, 52].

Results

The flow of participants from the time of screening to study completion is presented in Figure 1. Recruitment was conducted from December 2010 to February 2015, and data collection was completed in November 2016. Of the randomized 73 cognitively normal older adults, 17 participants (23%) were excluded or withdrew from the study. The groups of participants who completed the study and those lost to attrition were similar in age, sex, baseline cognitive performance, and brain structural measures, except for the entorhinal thickness being thinner in the participants lost to attrition (data not shown).

Figure 1:

Figure 1:

Flowchart for one-year exercise trial in cognitively normal older adults. Participants were randomized to a 12-month intervention of aerobic exercise training or stretching-and-toning program.

At baseline, aerobic and stretching groups were similar in age, sex, racial distributions, years of education, MMSE scores, height, body mass, BMI, and antihypertensive use (Table 1). Also, both groups had similar daily physical activity levels, peak VO2, and ambulatory blood pressure and heart rate at baseline. Cognitive composite scores (aerobic vs. stretching: 0.102±0.561 vs. −0.102±0.632, p=0.149) and brain structural measures were also similar at baseline, except for the pericalcarine thickness being greater in the stretching group compared with the aerobic (1.618±0.117 vs. 1.556±0.122 mm, p=0.032).

Table 1:

Baseline characteristics of the aerobic exercise and stretching groups

Aerobic exercise Stretching p-values
(n = 36) (n = 37) (t or χ2 test)
Women [n (%)] 27 (75) 28 (76) 0.947
Age (years) 69 ± 6 68 ± 5 0.419
Race [n (%)] 0.947
White 36 (100) 34 (92)
Black 0 (0) 3 (8)
Education (years) 17 ± 2 16 ± 2 0.160
Mini-Mental State Exam 29.2 ±0.9 29.2 ± 0.8 0.976
Height (cm) 165.9 ± 8.3 164.8 ± 8.6 0.559
Body mass (kg) 71.5 ± 15.6 74.0 ± 10.7 0.423
Body mass index (kg/m2) 25.8 ± 4.4 27.3 ± 3.6 0.120
Hypertension [n (%)] 8 (22) 5 (14) 0.331
Physical activity and fitness measures
Peak oxygen uptake (ml·kg−1·min−1) 22.8 ± 4.1 21.7 ± 3.2 0.196
Physical activity (min/day)
Light (<4.0 METs) 221 ± 81 240 ± 91 0.372
Moderate (4.0–5.0 METs) 4 ± 5 4 ± 4 0.938
Vigorous (>5.0 METs) 1 ± 3 2 ± 4 0.474
Ambulatory blood pressure measures
24-hour systolic blood pressure (mmHg) 126 ± 10 125 ± 8 0.602
24-hour diastolic blood pressure (mmHg) 71 ± 7 71 ± 5 0.871
24-hour heart rate (bpm) 71 ± 8 72 ± 7 0.513

Values show means ± standard deviations or numbers (percentage). All hypertensive individuals had controlled blood pressure. Physical activity data were averaged for a week and available from 32 aerobic exercise and 35 stretching group participants. Ambulatory blood pressure data were missing from one aerobic exercise group participant. METs, metabolic equivalents

At baseline, cognitive composite score was correlated with age (r=−0.395, p<0.001) and years of education (r=0.336, p=0.004). Age was also related to total brain volume (r=−0.255, p=0.033), mean cortical thickness (r=−0.455, p<0.001), and peak VO2 (r=−0.279, p=0.017) at baseline. Compared with men, women had greater total brain volume (71.86±4.70 vs. 67.63±4.04 %ICV, p<0.001) and mean cortical thickness (2.476±0.068 vs. 2.444±0.068 mm, p=0.045) and lower peak VO2 (21.5±3.3 vs. 24.5±3.9 ml/kg/min, p<0.001). Conversely, these demographic covariates were not correlated with change in outcomes over time.

Intervention effect

Compared with stretching, aerobic exercise training significantly increased peak VO2 over one year, as shown by LMM adjusted for baseline age and sex (Figure 2A). In the aerobic group, peak VO2 increased by 2.12 ml·kg−1·min−1 (95% CI 1.17 to 3.07, p<0.001) over 12 months, with the most increase achieved during the first six months of training (2.10 ml·kg−1·min−1, 95% CI 1.12 to 3.07, p<0.001 vs. baseline). Conversely, peak VO2 did not change significantly over one year in the stretching group (0.69 ml·kg−1·min−1, 95% CI −0.26 to 1.63, p=0.241). The complete outcome analysis also showed a significant interaction of group by time (Figure 2B). Specifically, aerobic group exhibited a significantly greater increase in peak VO2 from the baseline to 12-month than the stretching group (10.2%, 95% CI 6.3 to 14.1 vs. 3.4%, 95% CI −0.4 to 7.1; p=0.013), with the large individual variability observed at each time point. In both groups, body mass and peak heart rate remained unchanged over 12 months (Table 2). Peak RER slightly decreased at 6 and 12 months, but they were higher than 1.1 at all time points. The average compliance to the aerobic exercise program was 81.3%, as calculated by the ratio of prescribed exercise sessions over the exercise sessions completed in which participants achieved their target heart rate. The average compliance to the stretching program was 70.2%. There was no group difference in the training compliances. In the aerobic group, the higher compliance rate was correlated with greater improvement in peak VO2 (r=0.450, p=0.016).

Figure 2:

Figure 2:

A) Peak oxygen uptake (peak VO2) in the aerobic exercise and stretching groups at baseline and six- and 12-month follow-ups. Estimated marginal means (solid lines), 95% confidence intervals (dashed lines), and p-values were calculated from the linear mixed model based on the intent-to-treat analysis. B) Percent changes in peak VO2 compared between the aerobic and stretching groups at each time point. p-values were calculated from the linear mixed model based on complete outcome data. Both models were adjusted for baseline age and sex. *p<0.05 for post-hoc pairwise comparisons with the Bonferroni correction. Black lines represent mean values.

Table 2:

Peak oxygen uptake (VO2) measurements at baseline and 6- and 12-month aerobic exercise and stretching interventions

Aerobic exercise Stretching p-values
Time EMM (95% CI) EMM (95% CI) Group Time Group*Time
Peak oxygen uptake (mL·min−1) Baseline 1.64 (1.56 to 1.72) 1.58 (1.50 to 1.66) 0.035 0.001 0.013
6-month 1.76 (1.67 to 1.84)* 1.59 (1.50 to 1.67)
12-month 1.74 (1.66 to 1.83)* 1.61 (1.53 to 1.70)
Peak oxygen uptake (ml·kg−1·min−1) Baseline 22.9 (21.8 to 23.9) 21.5 (20.4 to 22.5) 0.001 <0.001 0.002
6-month 25.0 (23.8 to 26.1)* 21.7 (20.6 to 22.8)
12-month 25.0 (23.9 to 26.1)* 22.2 (21.1 to 23.3)
Body mass (kg) Baseline 71.5 (67.1 to 75.9) 74.0 (69.6 to 78.4) 0.386 0.120 0.865
6-month 70.9 (66.4 to 75.4) 73.7 (69.3 to 78.1)
12-month 70.7 (66.2 to 75.1) 73.5 (69.1 to 77.9)
Peak heart rate (bpm) Baseline 159 (155 to 163) 161 (156 to 165) 0.667 0.417 0.931
6-month 161 (156 to 165) 162 (157 to 166)
12-month 160 (156 to 165) 161 (157 to 165)
Peak respiratory exchange ratio Baseline 1.17 (1.14 to 1.20) 1.16 (1.13 to 1.18) 0.843 0.049 0.063
6-month 1.13 (1.10 to 1.16) 1.16 (1.13 to 1.19)
12-month 1.14 (1.11 to 1.17) 1.13 (1.10 to 1.16)

Values are estimated marginal means (EMM), 95% confidence intervals (CI), and p-values calculated from the linear mixed model based on the intent-to-treat analysis. The models for peak oxygen uptake were adjusted for baseline age and sex. p<0.05 are bolded.

*

vs. baseline within the same group.

vs. stretching group at the same time point.

LMM adjusted for baseline age, sex, and years of education showed a significant increase in cognitive composite score in both the aerobic and stretching groups over one year, although no significant interaction effect was observed (Figure 3A). In the aerobic group, the composite score increased by 0.385 standardized z-scores (95% CI 0.236 to 0.534, p<0.001) over 12 months, including the increases of 0.212 (95% CI 0.067 to 0.357, p=0.002) for the first six months and 0.173 (95% CI 0.022 to 0.323, p=0.018) between six and 12 months. In the stretching group, the composite score increased by 0.341 standardized z-scores (95% CI 0.188 to 0.494, p<0.001) over 12 months, including the increases of 0.222 (95% CI 0.078 to 0.367, p=0.002) for the first six months and 0.119 (95% CI −0.036 to 0.274, p=0.192) between six and 12 months. The complete outcome analysis confirmed the results of intent-to-treat analysis with a significant time but interaction effect (Figure 3B). For individual neuropsychological test scores, there was no interaction effect while performance on the Raven’s Progressive Matrices accuracies, Logical Memory Immediate and Delayed recalls, Woodcock-Johnson Immediate and Delayed recalls, Operation Span, and Controlled Word Association FAS improved over time with repeated exposures to testing (Table S1).

Figure 3:

Figure 3:

A) Cognitive composite scores in the aerobic exercise and stretching groups at baseline and six- and 12-month follow-ups. Estimated marginal means (solid lines), 95% confidence intervals (dashed lines), and p-values were calculated from the linear mixed model based on the intent-to-treat analysis. B) Changes in cognitive composite scores compared between the aerobic and stretching groups at each time point. P-values were calculated from the linear mixed model based on complete outcome data. Both models were adjusted for baseline age, sex, and years of education. *P<0.05 for post-hoc pairwise comparisons with the Bonferroni correction. Black lines represent mean values.

Table 3 shows change in brain volume and cortical thickness in the aerobic and stretching groups with adjustment for baseline age, sex, and years of education. In both groups, total brain volume (−0.611 %ICA, 95% CI −0.851 to −0.371) and mean cortical thickness (−0.020 mm, 95% CI −0.031 to −0.009) decreased over time. Regional cortical thickness in the prefrontal area (−0.017 mm, 95% CI −0.029 to −0.006), precuneus (−0.028 mm, 95% CI −0.044 to −0.012), and precentral gyrus (−0.037 mm, 95% CI −0.053 to −0.020) decreased over time. A significant interaction was observed for hippocampal volume, with reduced atrophy in the stretching (<0.001 %ICV, 95% CI −0.006 to 0.006, p=0.945) compared with the aerobic group (−0.009 %ICV, 95% CI −0.015 to −0.003, p=0.003). The complete outcome analysis also confirmed these results (Table S2). QDEC showed a significant increase in SPC of the right lingual cortical thickness in the stretching group (Figure 4A, cluster size=795.3 mm2, cluster-wise p=0.004).

Table 3:

Brain volume and cortical thickness at baseline and 12-month aerobic exercise and stretching interventions

Aerobic exercise Stretching p-values
Time EMM (95% CI) EMM (95% CI) Group Time Group*Time
Total brain volume (%ICV) Baseline 70.4 (68.8 to 72.0) 71.22 (69.7 to 72.8) 0.400 <0.001 0.327
12-month 69.7 (68.1 to 71.2) 70.73 (69.2 to 72.3)
Hippocampal volume (%ICV) Baseline 0.528 (0.507 to 0.548) 0.522 (0.502 to 0.541) 0.918 0.032 0.040
12-month 0.518 (0.498 to 0.539)* 0.521 (0.501 to 0.541)
Mean cortical thickness (mm) Baseline 2.469 (2.447 to 2.491) 2.466 (2.445 to 2.487) 0.876 0.001 0.336
12-month 2.444 (2.421 to 2.466) 2.452 (2.429 to 2.474)
Prefrontal cortical thickness (mm) Baseline 2.593 (2.568 to 2.619) 2.582 (2.557 to 2.607) 0.934 0.004 0.091
12-month 2.566 (2.540 to 2.593) 2.575 (2.548 to 2.601)
Entorhinal thickness (mm) Baseline 3.403 (3.333 to 3.472) 3.309 (3.241 to 3.377) 0.171 0.292 0.069
12-month 3.391 (3.319 to 3.463) 3.352 (3.280 to 3.423)
Parahippocampal thickness (mm) Baseline 2.794 (2.712 to 2.875) 2.725 (2.646 to 2.805) 0.265 0.273 0.710
12-month 2.778 (2.695 to 2.860) 2.718 (2.636 to 2.799)
Precuneus thickness (mm) Baseline 2.387 (2.356 to 2.418) 2.382 (2.351 to 2.412) 0.913 0.001 0.699
12-month 2.356 (2.323 to 2.388) 2.356 (2.324 to 2.389)
Posterior cingulate thickness (mm) Baseline 2.437 (2.402 to 2.472) 2.444 (2.41 to 2.479) 0.807 0.085 0.880
12-month 2.423 (2.387 to 2.460) 2.428 (2.392 to 2.465)
Precentral thickness (mm) Baseline 2.532 (2.491 to 2.572) 2.538 (2.498 to 2.578) 0.873 <0.001 0.801
12-month 2.497 (2.455 to 2.539) 2.499 (2.458 to 2.541)
Pericalcarine thickness (mm) Baseline 1.555 (1.516 to 1.594) 1.620 (1.582 to 1.657) 0.011 0.974 0.706
12-month 1.551 (1.510 to 1.591) 1.623 (1.583 to 1.664)

Values are estimated marginal means (EMM), 95% confidence intervals (CI), and p-values calculated from the linear mixed model based on the intent-to-treat analysis. p<0.05 are bolded. All models were adjusted for baseline age, sex, and years of education.

*

vs. baseline within the same group.

ICV, intracranial volume

Figure 4:

Figure 4:

Vertex-wise analysis of symmetrized percent change (SPC) in cortical thickness over one year. A) Group comparison of SPC between the aerobic exercise and stretching groups and B) simple correlation of SPC with change in peak oxygen uptake over one year. The analysis was performed with FreeSurfer’s QDEC (Query, Design, Estimate, Contrast) software.

Individual correlation analysis

In all participants, there was a weak but statistically significant positive correlation between increases in peak VO2 and cognitive composite score (r=0.282, p=0.042) (Figure 5). Conversely, change in cognitive composite score was negatively correlated with changes in the total brain volume (r=−0.402, p=0.004) and the prefrontal (r=−0.331, p=0.019), precuneus (r=−0.398, p=0.004), and posterior cingulate thickness (r=−0.393, p=0.005) (Figure S1). QDEC revealed a significant positive correlation between increases in peak VO2 and SPC of the right inferior parietal cortical thickness (Figure 4B, cluster size=634.7 mm2, cluster-wise p=0.016).

Figure 5:

Figure 5:

Simple correlation between changes in peak oxygen uptake (VO2) and cognitive composite score over one year. The correlation coefficient (r) and p-value were calculated by the Pearson product-moment correlation analysis.

Test-retest reliability assessment exhibited strong intraclass correlations for cognitive composite score (ICC=0.866, p<0.001), brain structural measures (ICC=0.871~0.989, all p<0.001), and peak VO2 (ICC=0.875~0.957, all p<0.001) over one year (Table S3).

Adverse events

Ten related or possibly related adverse events occurred during the study. Seven occurred in the aerobic group, and three in the stretching group. These events were mainly musculoskeletal pain or injury (i.e., four out of seven in the aerobic group, and one in the stretching group). No serious intervention-related adverse events were reported during the study.

Discussion

The primary findings from this exercise trial are as follows: First, cognitive composite scores increased in the aerobic and stretching groups over one year, although no group difference was observed. Second, brain volume and cortical thickness decreased in both groups over the same time, including the prefrontal, medial temporal, and parietal areas. In contrast to our hypothesis, stretching reduced hippocampal volume loss when compared with the aerobic group. Third, increased peak VO2 over one year was positively associated with improved cognitive performance and increased cortical thickness at the inferior parietal lobule in all participants. Collectively, our results showed that one-year aerobic exercise and stretching improved cognitive performance while not preventing age-related brain volume loss in healthy older adults. CRF gain was positively associated with cognitive performance and regional cortical thickness.

We suspect but cannot prove that increased cognitive composite scores in both the aerobic and stretching groups may reflect practice effects of repeated neuropsychological testing. Practice effects associated with repeated neuropsychological testing have been reported in the previous studies [53, 54]. A longitudinal study that assessed 1390 older adults four times at 15-month intervals showed significant practice effects for memory, attention, language, visual spatial reasoning, and global cognitive performance over three visits for ~30 months [53]. This study showed a particularly strong practice effect for memory, for which performance increased by ~0.23 standardized z-score points over the first 15 months in cognitively normal older adults [53]. Also, in a meta-analysis, the effect size of repeated neuropsychological testing was ~0.24 beta weights across cognitive domains over one year for a healthy middle-aged person [54]. Our results were consistent with these findings such that performance on memory (the Logical memory recalls and the Woodcock-Johnson recalls), inductive reasoning (Raven’s Progressive Matrices accuracies), and working memory (Operation Span) increased over one year when assessed at six-month intervals (Table S1). Across both groups, cognitive composite scores increased by 0.217 standardized z-score points for the first six months followed by an additional increase of 0.146 points between six and 12 months, with the overall increase of 0.363 points over one year. Consistent with our results, earlier exercise training studies reported improved cognitive performance in both the aerobic and stretching groups in non-demented older adults [28, 55]. Therefore, these findings collectively suggest that dissecting the practice effects of repeated neuropsychological testing from potential intervention effects is a challenge in exercise trials. Although there is evidence suggesting the attenuation of practice effects in older adults and/or with a clinical diagnosis of dementia, the use of alternate test forms may help eliminate practice effects and isolate the effect of exercise intervention in future studies [54].

Reductions in brain volume and cortical thickness in the aerobic and stretching groups followed a typical pattern of brain atrophy associated with normal aging [7, 44]. We observed that hippocampal volume and prefrontal and precuneus thickness decreased while pericalcarine thickness did not change over one year. These results are consistent with the findings from a one-year longitudinal study showing that the prefrontal, temporal, and parietal lobes are vulnerable to age while the occipital lobe is relatively insensitive in healthy older adults (a mean baseline age of 75.6 years) [44]. The annual rate of hippocampal atrophy we observed in the current study (i.e., 0.81%/year) was also consistent with the rates reported in the previous studies using automatic (0.84%/year) [44] and manual (0.79%/year) [56] tracing methods. Unexpectedly, we found negative correlations between reduced brain volume and increased cognitive composite scores over a year. While this observation contrasts with the dogma of “larger brain volume, better intelligence” [57, 58], they may reflect a reorganization of the brain’s neural network associated with exercise training and/or aging [59], or spurious correlations between the practice effects of neuropsychological testing and age-related changes in brain volume.

In contrast to our hypothesis, it was stretching rather than aerobic exercise that reduced hippocampal volume loss and regional cortical atrophy in the right lingual gyrus over one year. Participants in the stretching group performed full-body stretches and light-intensity exercise using resistance bands. It has been shown that resistance training is associated with increased hippocampal volume [60, 61] and altered neural activity in the right lingual gyrus in older adults [29]. Thus, resistance-band exercise and/or motor skill-learning associated with the stretching procedures may have influenced these brain structures [62]. Indeed, motor skill-learning has been linked with cortical reorganization of the visual network—including the right lingual gyrus—in athletes [63], and adult hippocampal neurogenesis was observed after physical skill training in an animal model study [64]. Nevertheless, the efficacies of exercise training on brain atrophy in older adults remains controversial with the recent meta-analyses showing that exercise interventions—regardless of exercise modalities—do not have a significant impact on brain volume, including the hippocampus [2022]. Therefore, future studies using vigorous experimental design (e.g., consideration of a no-treatment control group, larger sample size, and training dose) are needed to determine whether exercise training alters brain volume in older adults.

In observational studies, higher CRF in older adults has been shown to associate with reduced cognitive decline [26, 65] and decreased incidence and mortality of dementia [66]. However, the results from exercise intervention studies have been inconsistent [1618]. In this study, we observed large individual variability in the change of peak VO2 over one year (Figure 2B). Moreover, individual analysis revealed that change in peak VO2 was positively correlated with increases in cognitive composite score and cortical thickness in the right inferior parietal lobule. In support of our findings, the right inferior parietal lobule has shown altered neural activity and functional connectivity after physical exercise training [67, 68]. Thus, our results suggest a potential benefit of CRF gain for improving neurocognitive function, regardless of aerobic exercise or stretching. As for the possible mechanism, higher CRF is associated with improvements in white matter fiber integrity [69] and cerebral perfusion [70], which may contribute to improvement in cognitive function in older adults. Hence, our findings extend evidence in the literature by suggesting that improved cognitive function with exercise training may indeed require CRF gain which reflects physiological adaptations to exercise and improved cardiovascular health [71, 72]. Significant improvement and maintenance of a high level of CRF typically takes a long duration and/or a high intensity of aerobic exercise. Moreover, the benefits of increased CRF on the brain structure and function are likely to accumulate over years to prevent or reduce age-related cognitive decline or risk of dementia. Therefore, future exercise intervention studies may need a longer period of training, an increase in the intensity, and/or starting training at an earlier age (e.g., midlife) to achieve greater CRF gain and brain health.

This study has several strengths. First, cognitive composite score (primary outcome) was calculated from eight individual neuropsychological tests, with the main focus on fluid cognitive ability which is sensitive to age [73] and may improve with exercise training [1618]. The use of composite score decreases the risk of Type 1 error while improving the sensitivity and statistical power to detect subtle longitudinal changes. This is because the effect of exercise training on cognitive function may be domain-specific and differ between individuals, and also because scores on a single neuropsychological test may fluctuate over time within each individual [74, 75]. Additionally, neuropsychological tests employed in this study are well-validated and have been used extensively in cognitive aging research [5, 6]. Second, a longitudinal processing pipeline implemented in the FreeSurfer software [40] exhibited the excellent test-retest reliability of brain volume and cortical thickness measurements over one year (Table S3). This may have increased the sensitivity in detecting subtle brain structural changes associated with exercise training and aging. Third, peak VO2—the gold-standard index of CRF—provided an objective measure of longitudinal changes in physical fitness and cardiovascular health [76]. Moreover, a one-week monitoring of physical activity level using an accelerometer provided an objective confirmation that our participants had a sedentary lifestyle prior to study enrollment. Fourth, a progressive training program was used in the aerobic exercise training group, which maintained a high level of cardiovascular stimulus over one year and contributed to a significant improvement of CRF. Fifth, participants were vigorously screened for potential cardiovascular and neurological risk factors which could confound the effect of exercise training on cognitive function [7779].

This study has several limitations. First, sample size was relatively small, as estimated from a relatively large effect size (~0.6 SD) reported from a previous meta-analysis [49]. However, recent evidence suggests that the effect size of aerobic exercise on cognitive function may be smaller than previously reported [1618]. Additionally, our sample included more women than men, and more than 90% of participants were well-educated Caucasians, which reduces the generalizability of our findings. Given the reported benefits of resistance exercise on neurocognitive function [29, 80], the stretching-and-toning program—including low-intensity TheraBand resistance exercise—may not have been an ideal control group to detect exercise training effects on neurocognitive function. While the active control group improved participants’ motivation in the study and provided similar investigator contact and attention to participants in both groups, it may have diminished the group differences we could potentially observe after training. Thus, future studies should consider adding a third, no-treatment passive control group [17]. Also, our participants were only supervised for the first several weeks of intervention programs until they could comfortably exercise by themselves. Although an exercise log and heart rate monitor were used to record participants’ adherence to the prescribed exercise programs monthly, differences in the exercise training compliance, dose, and change in leisure physical activity may have resulted in a large individual variability of peak VO2 over one year in both groups (Figure 2B). The one-year trial duration may still be too short to reveal the cumulative effect of aerobic exercise on brain structure and function given that these effects are likely to be accumulated over years for a significant impact. Finally, the use of alternate neuropsychological test forms could have reduced the practice effects during follow-up assessments and help to more selectively reveal the effect of exercise training on cognitive function.

Conclusions

In cognitively normal older adults who previously led a sedentary lifestyle, one-year aerobic exercise increased peak VO2 relative to the stretching group. Cognitive performance improved in both groups, which may reflect practice effects of repeated neuropsychological assessments. Brain volume and cortical thickness decreased with a typical pattern of age-related atrophy, while hippocampal volume loss was prevented in the stretching group. Individual improvements in peak VO2 across all participants were positively associated with increases in cognitive composite score and regional cortical thickness. These findings collectively suggest that CRF gains with exercise training may provide beneficial effects on neurocognitive function in older adults.

Supplementary Material

supinfo

Acknowledgements

This study was supported by the National Institutes of Health (R01-HL-102457). We thank each of the study participants for their effort and time contributing to the study.

Footnotes

Conflict of interest

None

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