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. Author manuscript; available in PMC: 2023 Oct 1.
Published in final edited form as: Schizophr Res. 2022 Sep 14;248:254–262. doi: 10.1016/j.schres.2022.09.019

Blunted pupil light reflex is associated with negative symptoms and working memory in individuals with schizophrenia

Jessica Fattal a, Jan W Brascamp a, Rachael E Slate a, Matthew Lehet a, Eric D Achtyes b,c, Katharine N Thakkar a,b,*
PMCID: PMC9613610  NIHMSID: NIHMS1838157  PMID: 36115190

Abstract

Two largely separate lines of research have documented altered pupillary dynamics in individuals diagnosed with schizophrenia. An older set of studies has demonstrated reductions in the pupillary light reflex (PLR) in individuals with schizophrenia; however, clinical and cognitive correlates of this blunted PLR have been relatively unexplored. More recently, a large body of work has demonstrated reductions in pupillary dilation in response to cognitive demands in individuals with schizophrenia, and the degree of this blunted pupil dilation has been related to more severe cognitive deficits and motivational negative symptoms. These clinically relevant alterations in the cognitive modulation of pupil size have been interpreted as reflecting insufficient information processing resources or inappropriate effort allocation. To begin to bridge these two lines of work, we investigated the PLR in 34 individuals with schizophrenia and 30 healthy controls and related the amplitude of the PLR to motivational negative symptoms and cognitive performance. Consistent with prior work, we found that the PLR was reduced in individuals with schizophrenia, and furthermore, that these measurements were highly reliable across individuals. Blunted constriction was associated with more severe motivational negative symptoms and poorer working memory among individuals with schizophrenia. These observed correlates provide a bridge between older literature documenting an altered PLR and more recent work reporting associations between negative symptoms, cognition, and blunted pupillary dilation in response to cognitive demands in individuals with schizophrenia. We provide possible mechanistic interpretations of our data and consider a parsimonious explanation for reduced cognitive- and light-related modulation of pupil size.

Keywords: Pupillometry, Pupil light reflex, Schizophrenia, Negative symptoms, Working memory

1. Introduction

Investigations into pupillary dynamics have a rich history in schizophrenia research, with documented observations of alterations in the pupil light reflex (PLR) dating back to the early 1900’s (Westphal, as cited in Bach, 1908; Bumke, 1904). As pupil constriction and dilation are under parasympathetic and sympathetic control (Beatty and Lucero-Wagoner, 2000), pupil reactivity has been employed as a valuable, non-invasive window into putative disruptions in the autonomic nervous system and its associated neurotransmitters.

Early clinical observations of altered pupil reactivity in individuals with schizophrenia spectrum disorders were confirmed by quantitative measurements, which revealed reduced constriction in response to light (Bär et al., 2008; Lidsky et al., 1971; Okada et al., 1978; Rubin and Barry, 1976, 1972; Steinhauer et al., 1979). Less consistently reported observations include longer constriction latency (Okada et al., 1978) and velocity (Lidsky et al., 1971), blunted (Rubin and Barry, 1972) and slower (Rubin and Barry, 1976) re-dilation to light offset, and smaller resting pupil diameters (Hakerem et al., 1964; Lidsky et al., 1971; Rubin and Barry, 1976; Steinhauer et al., 1992). Combined, these findings suggest an overall reduction in pupil motility in individuals with schizophrenia and have been framed as reflecting altered autonomic homeostatic balance (Rubin and Barry, 1972).1

A subset of older studies also highlighted marked variability in the PLR among individuals with schizophrenia (Rubin, 1962, 1961, 1960a, 1960b) and suggested that the large within-group variability may render pupil metrics valuable for predicting treatment response. Clinical observations also described marked within-person variability in pupil responsivity (Westphal, 1907), suggesting potential utility as a state maker. However, apart from one study, which found that faster re-dilation following initial constriction predicted relapse (Steinhauer et al., 1992), we are not aware of any studies that have attempted to explain within-group variability in the PLR by measuring relationships between clinical characteristics and either resting pupil diameter or the PLR.

A subsequent line of research investigating cognitive and affective modulation of pupil diameter has revealed relationships with clinical symptoms and cognitive functioning in people with schizophrenia. Cognitive demands and affective contexts modulate pupillary dynamics, and pupil dilation has been linked to, among other things, cognitive load (Einhäuser, 2017). A rich body of work has described reduced cognitive-related pupil dilation in individuals with schizophrenia (Fish and Granholm, 2008; Granholm et al., 2016, 2007, 2000, 1998, 1997; Granholm and Verney, 2004; Karatekin et al., 2010, 2009; Kreis et al., 2020; Minassian et al., 2004; Morris et al., 1997; Thakkar et al., 2018), which has been interpreted as reflecting insufficient information processing resources or inappropriate effort allocation. Consistent with theories that position abnormal allocation of effort at the heart of negative symptoms (Barch et al., 2014; Fervaha et al., 2013; Gold et al., 2013; McCarthy et al., 2016; Treadway et al., 2015), reduced cognitive modulation of pupillary dilation has been related to negative symptoms (Granholm et al., 2007; Minassian et al., 2004; Reddy et al., 2018; Thakkar et al., 2018), defeatist beliefs (Granholm et al., 2016), and cognitive performance (Granholm et al., 2016, 2009; Granholm and Verney, 2004; Minassian et al., 2004), albeit inconsistently (Bartolomeo et al., 2020; Fish and Granholm, 2008; Granholm et al., 2009, 1998; Granholm and Verney, 2004; Kreis et al., 2020; Strauss et al., 2015).

Despite these bodies of work describing an abnormal PLR, on one hand, and abnormal cognitive modulation of pupillary dilation that is related to negative and cognitive symptoms on the other, whether these two sets of findings are rooted in a common mechanism is unknown. A putative common mechanism would provide important insights into the physiological correlates of negative symptoms in schizophrenia. In the current study, we take an initial step toward filling this knowledge gap by measuring the PLR in individuals with schizophrenia and healthy controls and investigating whether PLR dynamics relate to negative symptoms and working memory. We measured working memory for two reasons. First, impairments in working memory are central to schizophrenia. They are among the most robust cognitive deficits (see Lee and Park, 2005 for meta-analysis), present before formal illness onset (reviewed in Fusar-Poli et al., 2012), and predict transition to psychosis in at-risk youth (Eastvold et al., 2007; Pukrop et al., 2007; Seidman et al., 2016). Second, studies investigating cognitive-related dilations in individuals with schizophrenia most commonly operationalize load as working memory load (Fish and Granholm, 2008; Granholm et al., 2016, 2007, 2000, 1997; Karatekin et al., 2009; Kreis et al., 2020; Morris et al., 1997). We focus here on negative symptoms given the aforementioned literature relating the severity of these symptoms to cognitive-related pupil size changes. Therefore, assessing working memory and negative symptoms in this context allows us to forge links between the PLR literature and the literature describing altered cognitive modulation of the pupil in individuals with schizophrenia. We expected to replicate findings of reduced constriction amplitude in response to light. We further hypothesized that if negative symptom severity, particularly motivational symptoms, and working memory deficits are at least partly related to broadly altered pupillary control, then we should observe that the severity of these symptoms is related to a blunted PLR.

2. Methods

2.1. Participants and clinical assessments

34 persons with schizophrenia or schizoaffective disorder (PSZ) and 30 healthy controls (HC) were recruited from outpatient mental health facilities and via community advertisements. Diagnoses were based on results of the NetSCID (Brodey et al., 2016), an electronic version of the Structured Clinical Interview for DSM-5 Axis I disorders, and material collected from medical records and collateral informants, when available. Final diagnosis was reached at a consensus conference with study staff. Exclusion criteria included meeting DSM-5 criteria for moderate or severe substance use disorder within the previous six months, history of neurological disorders, history of head injury with loss of consciousness longer than 1 h, visual acuity that was not normal or corrected-to-normal, or any other reported vision problems. HC were excluded if they had a personal history of any DSM-5 Axis I disorders or a first-degree relative with a schizophrenia spectrum disorder or bipolar disorder.

Clinical symptoms were assessed using the Brief Psychiatric Rating Scale (Overall and Gorham, 1962), Scale for the Assessment of Positive Symptoms (Andreasen, 1984), and Scale for the Assessment of Negative Symptoms (Andreasen, 1983). We were particularly interested in the relationship between pupil dynamics and negative symptoms. To examine this construct in greater detail, three scales were derived based on a factor analytic study of the SANS (Peralta and Cuesta, 1999): Poverty of Affect and Speech, Social Dysfunction, and Inattention, which we used in a prior study relating pupil dynamics to negative symptoms (Thakkar et al., 2018). These first two scales assess expressive and motivational negative symptoms, respectively. Given evidence that anxiety and depression can modulate the pupil response (e.g. Bakes et al., 1990; Laurenzo et al., 2016), we also looked at the sum of items measuring depression and anxiety symptoms on the BPRS. Chlorpromazine (CPZ) equivalent dosages of antipsychotic medication were calculated for each patient (Andreasen et al., 2010). Anticholinergic medications modulate the pupil response; thus anticholinergic activity of medications was calculated with the Anticholinergic Drug Scale (ADS; Carnahan et al., 2006) in order to investigate potentially confounding effects. Premorbid IQ was measured with the Weschler Test for Adult Reading (Wechsler, 2001). Because the digit span task is the most frequently used paradigm in studies investigating cognitive-related pupil dilations in schizophrenia (Fish and Granholm, 2008; Granholm et al., 2016, 1997; Kreis et al., 2020; Morris et al., 1997), working memory was measured using the Digit Span subtest of the Wechsler Adult Intelligence Scale, Fourth Edition (Wechsler, 2008).

One PSZ was excluded due to substantial high frequency noise that was visually observed in the pupil traces. One HC was excluded as a significant outlier (>1.5 times the interquartile range for initial diameter). For the remaining 33 PSZ and 29 HC, demographic characteristics are presented in Table 1, medication details are presented in Supplemental Table 1, and physical conditions are reported in Supplemental Table 2. Groups were matched for age, race, and sex at birth. All subjects gave written informed consent approved by the Michigan State University Institutional Review Board and were compensated for study participation.

Table 1.

Demographic characteristics of the healthy controls (HC) and persons with schizophrenia (PSZ).

HC (n = 29) Mean (s.d.) PSZ (n = 33) Mean (s.d.) Statistic p

Age 35.5 (9.9) 37.4 (10.4) t = −0.734 0.466
Sex 18 M/11 F 19 M/14 F X2 = −0.130 0.719
Gender 18 M/11 F/0 O 18 M/14 F/1 O X2 = −1.107 0.575
Race (White/Black/Other) 19 W/3 B/7 O 19 W/10 B/4 O X2 = 4.254 0.119
IQ 109.1 (6.2) 100.5 (12.3) t = 3.399 0.001
Working memory 31.2 (5.2) 26.7 (6.8) t = 2.773 0.008
CPZ equivalent (N = 31) 348.0 (272.9)
SAPS 22.4 (15.9)
SANS total 34.3 (21.0)
SANS poverty of affect and speech 9.15 (9.2)
SANS social dysfunction 11.1 (7.1)
SANS inattention 4.0 (3.4)
BPRS total 48.0 (13.4)
BPRS depression/anxiety 9.8 (5.4)

2.2. Experimental paradigms and procedure

Participants were seated in a dark room (0.2Lux of ambient light). A handheld NeurOptics PLR 3000 pupillometer (30 Hz sampling rate, accuracy±0.03 mm) controlled light presentation and measured pupil diameter. Participants were instructed to keep their eyes open and look straight ahead throughout the 5-second light protocol. Upon the start of the measurement, a 451-lux pulse of light was flashed for 1 s. The light remained off for the remaining 4 s. Duration between measurement periods was not controlled but typically occurred within a few seconds of each other. For most participants, this procedure was repeated twice per eye, resulting in four total measurements. If the pupillometer flagged the data as unusable, the measurement was repeated. In 9 participants (5 PSZ, 4 HC), >4 usable measurements were obtained2.

2.3. Data analysis

Analyses of pupil dynamics were done in Matlab R2018b. Pre-processing is described in Supplemental Methods. Various aspects of the pupil light response were derived given that the parasympathetic and sympathetic systems separately contribute to pupillary control, and their influences might be differentially reflected in different metrics, as detailed in Supplemental Methods (Steinhauer and Hakerem, 1992).

2.3.1. Initial pupil size

Initial pupil diameter was calculated as the mean diameter during the first 0.15 s of the measurement, which is prior to the onset of the pupil response to even an intense light stimulus (Ellis, 1981).

2.3.2. Constriction amplitude

Maximally constricted pupil diameter was identified as the minimum pupil size across the measurement. Constriction amplitude was the absolute value of the difference between maximally constricted pupil diameter and initial diameter.

2.3.3. Constriction latency

The onset of constriction was defined as the first point at which pupil diameter decreased continuously for 0.30 s. Constriction latency was calculated as the time from light onset to constriction onset.

2.3.4. Maximum constriction velocity

Maximum constriction velocity was calculated as the absolute value of the maximum velocity of pupil size change from constriction onset to maximal constriction (larger values indicate faster constriction).

2.3.5. Re-dilation latency

Following the offset of the light, the pupil began to re-dilate. Dilation onset was calculated as the first point following maximal constriction after which pupillary diameter was monotonically increasing for 0.30s. Re-dilation latency was calculated as the time between light offset and dilation onset.

2.3.6. T50

T50 was defined as the latency between the time of maximal constriction to 50 % recovery of the initial diameter.

2.3.7. Statistical analyses

Statistical analyses were conducted using IBM SPSS Statistics. Demographic variables were compared across groups using chi-square test (sex), Fisher’s exact test (race), and independent samples t-test (age, IQ). We examined the reliability of pupillary measurements as follows. For participants with fewer than four viable measurements, missing data were completed using multiple imputation. Data were imputed five times, and Cronbach’s alpha was calculated for each of the imputed databases, then pooled across the five analyses by averaging the output. Then, pupillary measures were averaged across measurements for each participant. Before comparing pupillary measurements across groups, normality of all variables was assessed using a Shapiro-Wilk test. Independent samples t-tests and Mann-Whitney tests were used to compare PSZ and HC on those PLR metrics that were normally and non-normally distributed, respectively. The Bonferroni-Holm procedure (Holm, 1979) was used to correct for multiple group comparisons.

Correlations between pupillary dynamics were evaluated with Spearman’s rho (rs), separately for PSZ and HC. Within PSZ, Spearman’s rho was also computed to evaluate the relationships between clinical symptom scores, working memory scores, and pupillary dynamics. Our a priori hypotheses were that there would be significant correlations between motivational negative symptoms (SANS Social Dysfunction subscale), working memory (WAIS-IV Digit Span Total Score), and those pupil dynamics that significantly differed between HC and PSZ. Alpha-values for all other exploratory correlations were corrected using the Bonferroni-Holm procedure. To explore possible medication confounds, we computed correlations (Spearman’s rho) between CPZ equivalent antipsychotic doses and anticholinergic burden. These medication correlations were not corrected for multiple testing.

3. Results

3.1. Reliability

There was strong internal consistency for initial diameter (α(61) = 0.970), constriction amplitude (α(61) = 0.937), maximum constriction velocity (α(61) = 0.949), and re-dilation latency (α(60) = 0.825), and acceptable consistency for T50 (α(60) = 0.647). Constriction latency had lower internal reliability (α(61) = 0.368).

3.2. Group differences in pupillary dynamics

Fig. 1 depicts average pupil waveforms, and Fig. 2 depicts distributions of pupillary metrics. Shapiro-Wilk tests indicated that constriction latency (W(62) = 0.931, p = 0.002), re-dilation latency (W(61) = 0.901, p < 0.001), and T50 (W(61) = 0.736, p < 0.001) were significantly non-normally distributed, and thus Mann-Whitney tests were used to compare values across groups. The remainder of the measures were compared using independent samples t-tests. Compared to HC, PSZ had significantly smaller constriction amplitude (HC = 2.19 ± 0.22 mm, PSZ = 1.82 ± 0.43 mm, t(48.2) = 4.330, corrected-p < 0.001). Initial pupil diameter (HC = 5.27 ± 0.52 mm, PSZ = 4.97 ± 0.94 mm, t(51.2) = 1.558, uncorrected-p = 0.125), constriction latency (HC = 0.16 ± 0.03 s, PSZ = 0.17 ± 0.03 s, U = 366.500, uncorrected-p = 0.112), maximum constriction velocity (HC = 5.11 ± 1.07 mm/s, PSZ = 5.61 ± 0.84 mm/s, t(60) = − 2.016, uncorrected-p = 0.048), re-dilation latency (HC = 0.25 ± 0.10s, PSZ = 0.17 ± 0.14 s, U = 288.500, uncorrected-p = 0.012), and T50 (HC = 1.06 ± 0.32, PSZ = 0.99 ± 0.24, U = 368.5, uncorrected-p = 0.176) did not differ significantly between groups following correction for multiple comparisons. Within groups, there were significant correlations among our various pupil measures (see Supplemental Tables 3 and 4). While it possible that some of those correlations reflect meaningful physiological associations, others may be trivial (e.g. re-dilation may be slower following a small versus large constriction simply because the pupil starts from a less constricted state).

Fig. 1.

Fig. 1.

Averaged pupil waveforms relative to initial pupil diameter across time in healthy controls (HC) and individuals with schizophrenia (PSZ), with standard error represented by shaded error bars. Constriction onset time (blue), light offset time (dotted black), and re-dilation latency within groups (orange and grey) are marked by vertical lines. The graphical inset highlights the time period surrounding the dilation onset time.

Fig. 2.

Fig. 2.

Raincloud plots representing distribution of pupil dynamics in healthy controls (HC) and individuals with schizophrenia (PSZ). Significant group differences are indicated with an asterisk (*corrected-p < 0.05, **corrected-p < 0.01).

3.3. Correlations between pupillary dynamics and clinical measures

Correlations between clinical and cognitive measures and pupillary dynamics are reported in Table 2. We predicted, a priori, that motivational negative symptoms (SANS Social Dysfunction subscale) and working memory (WAIS-IV Digit Span Total Score) would relate to those pupillary dynamics that significantly differed between HC and PSZ (constriction amplitude). Constriction amplitude was significantly negatively correlated with the SANS Social Dysfunction subscale, such that more severe motivational symptoms were associated with smaller constriction amplitude (rs(31) = − 0.362, p = 0.038; Fig. 3A). Supplemental Table 5 reports correlations using more recent conceptualizations of negative symptom structure using SANS items (Strauss et al., 2018). Larger constriction amplitude was also positively correlated with better digit span performance (rs(30) = 0.535, p = 0.002; Fig. 3B). A regression analysis that tested their independent contributions indicated that motivational but not expressive negative symptoms predicted constriction amplitude (motivational: β = − 0.440, p = 0.046; expressive: β = − 0.073, p = 0.731). Working memory and motivational negative symptoms were not significantly correlated with each other (rs(30) = − 0.254, p = 0.161). Finally, we performed exploratory analyses to evaluate correlations between clinical symptoms and those pupil dynamics that did not differ significantly between groups. Following Bonferroni-Holm correction for 34 tests, no relationships remained significant. Medication analyses are reported in Supplemental Results.

Table 2.

Correlations between clinical and cognitive symptoms and PLR metrics within PSZ.

Initial diameter (N = 33) Amplitude (N = 33) Constriction latency (N = 33) Max constriction velocity (N = 33) Re-dilation latency (N = 33) T50 (N = 33)

SAPS total rs = −0.101 rs = −0.107 rs = 0.345 rs = −0.132 rs = 0.094 rs = −0.056
p = 0.575 p = 0.552 p = 0.049 p = 0.464 p = 0.602 p = 0.757
SANS total rs = −0.032 rs = −0.296 rs = 0.452 rs = −0.399 rs = −0.005 rs = 0.087
p = 0.858 p = 0.095 p = 0.008 p = 0.021 p = 0.976 p = 0.629
SANS poverty of affect and speech rs = −0.008 rs = −0.207 rs = 0.432 rs = −0.341 rs = 0.084 rs = 0.039
p = 0.964 p = 0.248 p = 0.012 p = 0.052 p = 0.644 p = 0.831
SANS social dysfunction rs = −0.140 rs = −0.362* rs = 0.414 rs = −0.366 rs = −0.143 rs = −0.041
p = 0.438 p = 0.038 p = 0.017 p = 0.036 p = 0.426 p = 0.821
BPRS depression/anxiety rs = 0.190 rs = 0.038 rs = 0.140 rs = −0.060 rs = 0.109 rs = 0.036
p = 0.289 p = 0.835 p = 0.439 p = 0.742 p = 0.547 p = 0.843
WAIS-IV digit Span (N = 32) rs = 0.354 rs = 0.535** rs = −0.317 rs = 0.505 rs = 0.176 rs = −0.213
p = 0.047 p = 0.002 p = 0.077 p = 0.003 p = 0.335 p = 0.242
CPZ (N = 31) rs = −0.249 rs = −0.391* rs = 0.143 rs = −0.386 rs = −0.154 rs = 0.058
p = 0.177 p = 0.030 p = 0.442 p = 0.032 p = 0.407 p = 0.757
ADS rs = −0.214 rs = −0.298 rs = 0.119 rs = −0.224 rs = −0.200 rs = −0.043
p = 0.232 p = 0.092 p = 0.510 p = 0.210 p = 0.265 p = 0.813

Scale for the Assessment of Positive Symptoms (SAPS); Score for the Assessment of Negative Symptoms (SANS); Brief Psychiatric Rating Scale (BPRS); chlorpromazine equivalent dosage (CPZ); Anticholinergic Drug Scale (ADS). Uncorrected-p values are reported for all correlations.

*

p < 0.05

**

p < 0.01, bolded values represent those correlations about which we had a priori hypotheses. The remainder are exploratory.

Fig. 3.

Fig. 3.

A priori Spearman’s correlations between (A) constriction amplitude and social dysfunction and (B) constriction amplitude and working memory. Constriction amplitude was significantly correlated with the Social Dysfunction subscale, such that more severe social dysfunction was associated with smaller constriction amplitude (rs(31) = − 0.362, p = 0.038). Amplitude was also correlated with working memory, with worse memory being associated with smaller constriction amplitude (rs(30) = 0.535, p = 0.002).

4. Discussion

In the current study, we explored clinical and cognitive correlates of alterations in the pupil light reflex (PLR) in individuals with schizophrenia. First, we observed significant differences in PLR dynamics between groups, such that individuals with schizophrenia had reduced constriction amplitude. These measures were highly reliable within individuals, and results replicate previous findings of PLR abnormalities in persons with schizophrenia (Bär et al., 2008; Lidsky et al., 1971; Okada et al., 1978; Rubin and Barry, 1976, 1972; Steinhauer et al., 1979). Second, we found that blunted constriction was associated with more severe motivational negative symptoms and working memory deficits. These observed motivational and cognitive correlates provide a bridge between an older literature documenting an altered PLR and more recent work reporting associations between negative symptoms, cognition, and blunted pupillary dilation in response to cognitive demands in individuals with schizophrenia. In the following section, we will interpret these findings in the context of the published literature, consider mechanistic explanations for our results, underscore the limitations of this study, and speculate upon the clinical implications of this work and discuss avenues for future studies.

The PLR is mediated by a circuit from the retina to subcortical brain regions to the neurons that innervate the constrictor and dilator muscles of the iris (McDougal and Gamlin, 2008). Retinal ganglion cells receive signals from retinal photoreceptors, and further signals arise directly in intrinsically photoreceptive ganglion cells (ipRGCs). These signals mediate the PLR via the pretectal olivary nucleus, which innervates the parasympathetic Edinger-Westphal nucleus (EW) which, in turn, projects to the sphincter muscle. While this circuit is directly responsible for the PLR, the reflex is also subject to sympathetic modulation. While it is uncertain whether, in humans, sympathetic outflow to the pupil dilator muscles is modulated by light (McDougal and Gamlin, 2008), there is strong evidence that signals from the locus coeruleus (LC), the brain’s main source of noradrenaline and a key node in the arousal and stress response, can directly or indirectly inhibit the EW and thereby diminish the PLR (Bakes et al., 1990; Loewenfield, 1958; Samuels and Szabadi, 2008; Steinhauer et al., 2000; Szabadi, 2012). Response modulation at the level of the EW or the pretectal olivary nucleus may also involve other brain centers aside from the LC, for instance the superior colliculus (Joshi and Gold, 2020; Wang and Munoz, 2015) and the hypothalamus (Barbur, 2004; Wilhelm et al., 2002).

Considering the above, what might explain the blunted PLR in schizophrenia? First, it may reflect retinal abnormalities that reduce the effective luminance of the light stimulus. Indeed, decreasing the luminance of a light pulse reduces amplitude, but not latency, of constriction (Barbur, 2004), consistent with our findings. This notion is further supported by alterations in retinal function in schizophrenia, which has been related to important clinical and cognitive measures (reviewed in Silverstein et al., 2020). An explanation for our PLR findings that centers on retinal dysfunction is further consistent with widespread visual abnormalities in individuals with schizophrenia that have downstream effects on higher-order cognition and functioning (Green et al., 1989; McCleery et al., 2020). While retinal alterations may account for a blunted PLR, however, they cannot explain the blunted cognition-related dilation that has been observed in individuals with schizophrenia.

A second potential explanation of our findings centers on autonomic imbalance. Reduced constriction amplitude could arise from a shift in autonomic balance toward decreased parasympathetic activity and increased sympathetic activity in individuals with schizophrenia. Consistent with such a shift are findings of increased baseline heart rate (Akar et al., 2015; Ardizzi et al., 2016; Bär et al., 2007; Castro et al., 2008; Henry et al., 2010; Kimhy et al., 2017; Mathewson et al., 2012; Quintana et al., 2016) and increased baseline skin conductance (Brekke et al., 1995; Dawson et al., 1994; Green et al., 1989; Maina et al., 1995; Schell et al., 2005) in individuals with schizophrenia. There are roughly two routes through which altered autonomic imbalance might reduce the PLR. First, increased sympathetic outflow to the pupil dilator muscle could counteract pupil constriction in response to light. Second, it could be related to the parasympathetic pathway from EW back to the constrictor muscles. This may be an aspect of disordered parasympathetic function, but it could also result from an increase of inhibition exerted by the sympathetic pathway onto EW. As described earlier, EW receives inhibition from LC that can reduce the amplitude of the PLR (Bakes et al., 1990; Loewenfield, 1958; Samuels and Szabadi, 2008; Szabadi, 2012). LC activity is, itself, augmented by light (Szabadi, 2012). Therefore, blunted PLR in schizophrenia may reflect either increased LC reactivity to light or a broader alteration in LC’s reactivity or inhibition of EW.

A (partial) explanation of the current findings in terms of autonomic function holds the promise of tying together findings of blunted PLR and reduced pupil dilation during cognitive tasks in schizophrenia. Part of this task-related pupil dilation results from increased sympathetic outflow to the pupil dilator muscle, and another part likely reflects an increase of sympathetic inhibition onto the EW (Kardon, 2005; Loewenfield, 1958; Steinhauer and Hakerem, 1992). Despite this appeal, however, it should be noted that no straightforward account in terms of autonomic function seems to explain all available findings. For one, a shift toward increased sympathetic drive would be expected to cause an increase in baseline pupil size (Kardon, 2005; Szabadi, 2012). We did not observe group differences in baseline pupil size, and it has, for the most part, not been reported in previous studies (Hakerem et al., 1964; Okada et al., 1978). In addition, whereas a reduction in PLR suggests a relatively dominant sympathetic system, reduced task-related pupil dilation suggests relative dominance of the parasympathetic system. Thus, while altered autonomic activity could, in principle, result both in reduced constriction to light as well as reduced dilation to cognitive demands, a simple shift in autonomic balance would not have that effect. One possibility here is disordered reactivity of the LC and its inhibitory influence on the EW in individuals with schizophrenia, whereby the LC shows greater reactivity in response to direct external stimuli (e.g. light) and decreased reactivity based on internal goals and challenges (e.g. cognitive demands and action preparation).

Such an explanation would require direct testing, but does relate to work by Nuechterlein, Dawson and colleagues (Dawson et al., 1994; Dawson and Schell, 2002; Nuechterlein and Dawson, 1984), who proposed dysregulated arousal mechanisms in schizophrenia, which interfere with cognitive functioning and manifest in clinical symptoms, whereby chronic hyperarousal may lead to compensatory withdrawal (Dawson et al., 1992; Schell et al., 2005). By extension, the observed correlations between the PLR and motivational and cognitive symptoms may suggest a link between disordered sympathetic action and such symptoms, potentially via its influence on resource/effort allocation (Radulescu et al., 2015). Altered sympathetic regulation in schizophrenia is further supported by findings of reduced heart rate variability (reviewed in Alvares et al., 2016; Montaquila et al., 2015) and skin conductance responsivity (Dawson et al., 1994; Maina et al., 1995; Schell et al., 2005; Tarrier et al., 1979; Williams et al., 2007; Zahn and Pickar, 2005) in individuals with schizophrenia. Interestingly, although baseline differences in heart rate and skin conductance have been observed, compared to variability measures, they have been much less consistently associated with negative symptoms (Boettger et al., 2006; Chang et al., 2011; Chung et al., 2013; Mathewson et al., 2012; Zahn and Pickar, 2005).

Comorbidities and medications may play a confounding role in this study. Antipsychotic (Koller et al., 2020) and anticholinergic (e.g. Bitsios et al., 1999) drugs affect pupil dynamics. Although anticholinergic burden was not significantly related to PLR measures, potentially due to limitations of the measure, we observed a modest relationship between CPZ dose and constriction amplitude. However, motivational negative symptoms and working memory remained significant predictors of constriction amplitude after controlling for CPZ dose. Regardless, it is impossible to rule out medication effects, and future work will be necessary to parse the effect of medication from illness-related effects. Altered PLR may also be due to comorbid mental health conditions, which are prevalent in individuals with schizophrenia (reviewed in Buckley et al., 2009), and which impact retinal functioning (Silverstein et al., 2020) and have been related to blunted PLR (e.g. Bakes et al., 1990).

In conclusion, our findings suggest a relationship between blunted pupillary constriction in response to light and both motivational negative symptoms and working memory impairments. These data attest to the clinical relevance of this simple psychophysiological response. Future studies could test the hypotheses laid out here to examine the mechanisms of blunted constriction to light. For example, dynamics of the PLR may be related to retinal measures in the same participants. In addition, future studies examining the relationship between altered pupillary dynamics to light and to cognitive demands in the same individuals will provide critical data regarding possible shared mechanisms of these two findings. Finally, despite the demonstrated reliability of PLR dynamics, their relationship to important clinical measures, and the ease with which they can be measured, few studies have investigated their clinical utility (Miller et al., 2021). Further research may reveal that the PLR has concurrent and possibly predictive ability to assess the onset and development of both negative symptoms and cognitive deficits. In this way, the PLR could provide a noninvasive and simple tool with practical implications when used in a clinical setting.

Supplementary Material

Supplemental Tables
Supplemental Methods

Acknowledgements

The authors would like to thank Dominic Roberts and Beier Yao for their assistance with clinical interviews, and Dalia Fragoso for her contributions to subject recruitment and data collection. They would also like to thank Ricarda Bothe and Dr. Julia Vogt for their help in translating early documentation of pupillary alterations in individuals with schizophrenia.

Financial support

This work was funded by NIMH R01MH112644 (KT, EA) and R01MH121417 (KT, JWB, EA).

Footnotes

Declaration of competing interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

CRediT authorship contribution statement

Jessica Fattal: Conceived and designed the analysis, Collected the data, Performed the analysis, Wrote the paper

Jan W. Brascamp: Conceived and designed the analysis, Other contribution - Edited the paper

Rachael E. Slate: Collected the data, Other contribution - Edited the paper

Matthew Lehet: Conceived and designed the analysis, Other contribution - Edited the paper

Eric D. Achtyes: Conceived and designed the analysis, Other contribution - Edited the paper

Katharine Thakkar: Conceived and designed the analysis, Wrote the paper

1

But see Loewenfeld and Lowenstein, 1993 for criticism of this proposal.

2

If a participant had more than four usable values, only the first four were used.

Appendix A. Supplementary data

Supplementary data to this article can be found online at https://doi.org/10.1016/j.schres.2022.09.019.

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