Abstract
Discriminative learning, restorative learning, and adversarial learning have proven beneficial for self-supervised learning schemes in computer vision and medical imaging. Existing efforts, however, omit their synergistic effects on each other in a ternary setup, which, we envision, can significantly benefit deep semantic representation learning. To realize this vision, we have developed DiRA, the first framework that unites discriminative, restorative, and adversarial learning in a unified manner to collaboratively glean complementary visual information from unlabeled medical images for fine-grained semantic representation learning. Our extensive experiments demonstrate that DiRA (1) encourages collaborative learning among three learning ingredients, resulting in more generalizable representation across organs, diseases, and modalities; (2) outperforms fully supervised ImageNet models and increases robustness in small data regimes, reducing annotation cost across multiple medical imaging applications; (3) learns fine-grained semantic representation, facilitating accurate lesion localization with only image-level annotation; and (4) enhances state-of-the-art restorative approaches, revealing that DiRA is a general mechanism for united representation learning. All code and pretrained models are available at https://github.com/JLiangLab/DiRA.
1. Introduction
Self-supervised learning (SSL) aims to learn generalizable representations without using any expert annotation. The representation learning approaches in the SSL paradigm can be categorized into three main groups: (1) discriminative learning, which utilizes encoders to cluster instances of the same (pseudo) class and distinguish instances from different (pseudo) classes; (2) restorative learning, which utilizes generative models to reconstruct original images from their distorted versions; and (3) adversarial learning, which utilizes adversary models to enhance restorative learning. In computer vision, discriminative SSL approaches, especially contrastive learning [8, 12, 13, 15, 21, 24, 27, 27, 34, 44, 53], currently offer state-of-the-art (SOTA) performance, surpassing standard supervised ImageNet models in some tasks. In medical imaging, however, restorative SSL methods [10, 25, 26, 43, 55, 57] compared to discriminative approaches [3, 56] presently reach a new height in performance. Naturally, we contemplate: What contributes to the popularity differences between discriminative and restorative methods in computer vision and in medical imaging? Furthermore, from our extensive literature review, we have discovered that no SSL method exploits all three learning components simultaneously; therefore, we ponder: Can discriminative, restorative, and adversarial learning be seamlessly integrated into a single framework to foster collaborative learning for deep semantic representation, yielding more powerful models for a broad range of applications? In seeking answers to the two questions, we have gained the following insights.
Computer vision and medical imaging tasks embrace the spirit of evil in opposite ways, originating from the marked differences between photographic and medical images. Photographic images, particularly those in ImageNet, have large foreground objects with apparent discriminative parts, residing in varying backgrounds (e.g. zebra and daisy images in Fig. 2). Thus, object recognition tasks in photographic images are primarily based on high-level features captured from discriminative regions. In contrast, medical images generated from a particular imaging protocol exhibit consistent anatomical structures (e.g, chest anatomy in Fig. 2), with clinically relevant information dispersed over the entire image [26]. In particular, high-level structural information, i.e., anatomical structures and their relative spatial orientations, are essential for the identification of normal anatomy and various disorders. Importantly, medical tasks require much stronger attention to fine-grained details within images as identifying diseases, delineating organs, and isolating lesions rely on subtle, local variations in texture [29]. Therefore, recognition tasks in medical images desire complementary high-level and fine-grained discriminative features captured throughout images.
According to our systematical analysis, we have gained the following understandings: (1) discriminative learning excels in capturing high-level (global) discriminative features, (2) restorative learning is good at conserving fine-grained details embedded in local image regions, and (3) adversarial learning consolidates restoration by conserving more fine-grained details. Putting these understandings and fundamental differences between photographic and medical images together would explain why restorative learning is preferred in medical imaging while discriminative learning is preferred in computer vision. More importantly, we have acquired a new and intriguing insight into trio of discriminative, restorative, and adversarial learning to excavate effective features required for medical recognition tasks—not only high-level anatomical representations but also fine-grained discriminative cues embedded in the local parts of medical images.
Based on the insights above, we have designed a novel self-supervised learning framework, called DiRA, by uniting discriminative learning, restorative learning, and adversarial learning in a unified manner to glean complementary visual information from unlabeled medical images. Our extensive experiments demonstrate that (1) DiRA encourages collaborative learning among three learning components, resulting in more generalizable representation across organs, diseases, and modalities (see Fig. 4); (2) DiRA outperforms fully supervised ImageNet models and increases robustness in small data regimes, thereby reducing annotation cost in medical imaging (Tab. 1 and Tab. 2); (3) DiRA learns fine-grained representations, facilitating more accurate lesion localization with only image-level annotations (Fig. 5); and (4) DiRA enhances SOTA restorative approaches, showing that DiRA is a general framework for united representation learning (Tab. 3).
Table 1. Transfer learning under different downstream label fractions:
Method | ChestX-ray14 [AUC (%)] | CheXpert [AUC (%)] | Montgomery [Dice (%)] | ||||||
---|---|---|---|---|---|---|---|---|---|
Label fraction | Label fraction | Label fraction | |||||||
1% | 25% | 50% | 1% | 25% | 50% | 1% | 25% | 50% | |
MoCo-v2 [14] | 52.99 | 74.89 | 76.71 | 76.87 | 81.70 | 83.23 | 63.69 | 96.44 | 97.60 |
DiRAMoCo-v2 | 59.39 (↑ 6.4) | 77.55 (↑ 2.6) | 78.74 (↑ 2.0) | 78.43 (↑ 1.5) | 87.12 (↑ 5.4) | 87.31 (↑ 4.0) | 72.53 (↑ 8.8) | 97.06 (↑ 0.62) | 98.14 (↑ 0.5) |
Barlow Twins [53] | 62.43 | 76.23 | 77.59 | 82.85 | 83.74 | 84.66 | 86.79 | 97.49 | 97.68 |
DiRABarlow Twins | 62.51 (↑ 0.08) | 77.18 (↑ 0.9) | 78.46 (↑ 0.8) | 83.12 (↑ 0.2) | 84.20 (↑ 0.4) | 85.32 (↑ 0.6) | 87.25 (↑ 0.4) | 97.62 (↑ 0.1) | 98.15 (↑ 0.4) |
SimSiam [15] | 51.07 | 73.05 | 75.20 | 65.39 | 80.05 | 81.46 | 48.20 | 94.86 | 97.21 |
DiRASimSiam | 53.42 (↑ 2.3) | 74.38 (↑ 1.3) | 76.43 (↑ 1.2) | 70.46 (↑ 5.0) | 81.03 (↑ 1.0) | 82.70 (↑ 1.2) | 61.86 (↑ 13.6) | 96.61 (↑ 1.7) | 97.91 (↑ 0.7) |
Table 2. Comparison with fully-supervised transfer learning:
Method | Pretraining Dataset | Classification [AUC (%)] | Segmentation [Dice (%)] | ||
---|---|---|---|---|---|
ChestX-ray14 | CheXpert | SIIM-ACR | Montgomery | ||
Random | - | 80.31±0.10 | 86.62±0.15 | 67.54±0.60 | 97.55±0.36 |
Supervised | ImageNet | 81.70±0.15 | 87.17±0.22 | 67.93±1.45 | 98.19±0.13 |
Supervised | ChestX-ray14 | - | 87.40±0.26 | 68.92±0.98 | 98.16±0.05 |
DiRAMoCo-v2 | ChestX-ray14 | 81.12±0.17 | 87.59±0.28 ↑ ↑ | 69.24±0.41 ↑ * | 98.24±0.09 * ↑ |
DiRABarlow Twins | ChestX-ray14 | 80.88±0.30 | 87.50±0.27 ↑ * | 69.87±0.68 ↑ ↑ | 98.16±0.06 * * |
DiRASimSiam | ChestX-ray14 | 80.44±0.29 | 86.04±0.43 | 68.76±0.69 * * | 98.17±0.11 * * |
Table 3. Comparison with restorative self-supervised method:
Dataset | Method | ||
---|---|---|---|
Random | TransVW [26] | DiRATransVW | |
LUNA | 94.25±5.07 | 98.46±0.30 | 98.87±0.61 (↑ 0.41) |
LIDC-IDRI | 74.05±1.97 | 77.33±0.52 | 77.51±1.36 (↑ 0.18) |
LiTS | 79.76±5.42 | 86.53±1.30 | 86.85±0.81 (↑ 0.32) |
BraTS | 59.87±4.04 | 68.82±0.38 | 69.57±1.13 (↑ 0.75) |
PE-CAD | 80.36±3.58 | 87.07±2.83 | 86.91±3.27 |
In summary, we make the following contributions:
The insights that we have gained into the synergy of discriminative, restorative, and adversarial learning in a ternary setup, realizing a new paradigm of collaborative learning for SSL.
The first self-supervised learning framework that seamlessly unites discriminative, restorative, and adversarial learning in a unified manner, setting a new SOTA for SSL in medical imaging.
A thorough and insightful set of experiments that demonstrate not only DiRA’s generalizability but also its potential to take a fundamental step towards developing universal representations for medical imaging.
2. Related works
Discriminative self-supervised learning.
Discriminative methods can be divided into class-level and instance-level discrimination. Class-level discrimination methods [7, 8, 17, 22, 35, 54] group images based on certain criteria, assign a pseudo label to each group, and train a model to discriminate the images based on their pseudo labels, such as rotation degrees [22] and cluster assignments [7, 8, 54]. On the other hand, instance-level discrimination methods [8, 12, 13, 15, 21, 24, 27, 34, 44, 48, 52, 53] treat each image as a distinct class, and maximize the similarity of representations derived from different views of the same image, seeking to learn transformation invariant representations. Instance-level discriminative learning has been investigated in various forms, including contrastive learning [12, 14, 27, 49], asymmetric networks [15, 24], and redundancy reduction [21, 53]. However, both class-level and instance-level approaches in discriminative learning have shown failures in tasks that require finer-grained features [47,50,51]. Our DiRA addresses this limitation by incorporating restorative and adversarial learning, which not only improves discriminative learning but also yields fine-grained representations required for medical imaging tasks.
Restorative and adversarial self-supervised learning.
The key objective for a restorative method is to faithfully reconstruct the distribution of data [36,48]. In the SSL context, multiple pretext tasks are formulated to reconstruct the perturbed images using generative models [33, 37, 45]. The advance of GANs [23] has led to a new line of research in unsupervised learning, using adversarial learning to generate transferable representations [18, 19]. While recent works [11,18] have demonstrated impressive results by employing large-scale generative models, it remains unclear to what extent generative models can encapsulate high-level structures. Our DiRA alleviates this limitation by bringing the advantages of discriminative learning into generative models. Through discriminating image samples, generative models are encouraged to capture global discriminative representations rather than superficial representations, leading to a more pronounced embedding space.
Self-supervised learning in medical imaging.
Due to the lack of large annotated datasets, SSL created substantial interest in medical imaging. Motivated by the success in computer vision, recent discriminative methods concentrate on instance-level discrimination. A comprehensive benchmarking study in [29] evaluated the efficacy of existing instance discrimination methods pre-trained on ImageNet for diverse medical tasks. Several other works adjusted contrastive-based methods on medical images [3, 9, 56]. A large body of work, on the other hand, focuses on restorative approaches, which can be categorized into restorative only [10,57], restorative and adversarial [43], and discriminative and restorative [26,30,55]. Among these groups, the most recent study on TransVW [25, 26] demonstrated superiority by combining discriminative and restorative components into a single SSL framework. DiRA distinguishes itself from all previous works by demonstrating two key advances: (1) employing discriminative, restorative, and adversarial learning simultaneously in a unified framework; and (2) providing a general representation learning framework that is compatible with existing discriminative and restorative methods, regardless of their objective functions.
3. DiRA framework
As shown in Fig. 3, DiRA is a SSL framework comprised of three key components: (1) Discrimination (Di) that aims to learn high-level discriminative representations, (2) Restoration (R) that aims to enforce the model to conserve fine-grained information about the image by focusing on more localized visual patterns, and (3) Adversary (A) that aims to further improve feature learning through the restoration component. By integrating these components into a unified framework, DiRA captures comprehensive information from images, providing more powerful representations for various downstream tasks. In the following, we first introduce each component by abstracting a common paradigm and then describe the joint training loss.
3.1. Discriminative learning
Discriminative learning can be thought of as training an encoder to maximize agreement between instances of the same (pseudo) class in the latent space via a discriminative loss. As illustrated in Fig. 3, the discriminator branch is comprised of two twin backbone networks fθ and fξ, and projection heads hθ and hξ. fθ is a regular encoder, while fξ can be a momentum encoder [24, 27] or share weights with fθ [15, 26, 53]. Given two patches x1 and x2, which are cropped from the same image or different images, we first apply an augmentation function on them. The two augmented patches are then processed by fθ and fξ to generate latent features and . The projection heads hθ and hξ projects the latent features to a unit sphere and output projections z1 = hθ(y1) and z2 = hξ(y2). The discriminator’s objective is to maximize the similarity between the embedding vectors obtained from two samples of the same (pseudo) class:
(1) |
where ℓ(z1, z2) is the similarity/distance function that measures compatibility between z1 and z2. DiRA is a general framework that allows various choices of discrimination tasks without any constraint. As such, the declaration of class might range from considering every single image as a class (instance discrimination) to clustering images based on a similarity metric (cluster discrimination). Accordingly, x1 and x2 can be two views of the same image or two samples from the same cluster. Based on the nature of the discrimination task, the instantiation of can be crossentropy [22,26,35,58], contrastive [3,8,12,27], redundancy reduction [21,53], etc.
3.2. Restorative learning
Our restorative learning branch aims to enhance discrimination learning by leveraging fine-grained visual information. As shown in Fig. 3, the restoration branch is comprise of an encoder fθ and decoder gθ, where encoder fθ is shared with the discrimination branch. Given the input sample x1 distorted by , the fθ and gθ aims to map the distorted sample back to the original one, i.e., . fθ and gθ are trained by minimizing the distance between the original sample and the restored one at pixel-level:
(2) |
where denotes the restored image. dist (x1, x′1) presents the distance function that measures similarity between x1 and x′1, such as L1 or L2.
3.3. Adversarial learning
Adversarial learning aims to reinforce fθ by measuring how realistic the restored images are. As such, the adversarial discriminator Dϕ is formulated to distinguish (discriminate) the set of training images from the set of synthesized images, guiding encoder fθ to capture more informative features from images so that gθ can reproduce the original images effectively. Therefore, the encoder fθ and decoder gθ play a minimax game with adversarial discriminator Dϕ, and are optimized jointly with an adversarial loss [6, 36]:
(3) |
3.4. Joint training
Finally, the combined objective for the proposed DiRA framework becomes:
(4) |
where λdis, λres, and λadv are multiplication factors that determine the relative importance of different losses. Through our unified training scheme, DiRA learns a representation that preserves fine-grained details within the samples while being discriminative among the image classes. In particular, the formulation of encourages the model to capture high-level discriminative features. Moreover, forces the model to encode fine-grained information from the images by focusing on pixel-level visual patterns. This results in more descriptive feature embeddings that elevate the discrimination task. Finally, elevates restoration based learning through capturing more informative features.
4. Implementations details
4.1. Pre-training protocol
DiRA is a general framework that is compatible with existing self-supervised discriminative and restorative methods, regardless of their objective functions. To assess the effectiveness of our framework, we adapt recent SOTA 2D and 3D self-supervised methods into DiRA, as described in the following. The pretrained models with DiRA are identified as DiRA subscripted by the original method name.
2D image pretraining settings.
We apply DiRA to MoCo-v2 [14], Barlow Twins [53], and SimSiam [15] for 2D image self-supervised learning. All DiRA models are pretrained from scratch on the training set of ChestX-ray14 [46] dataset. For each of these three discrimination tasks [14,15,53], we follow the original methods in the formulation of , projection head architecture, and hyperparameters settings. Furthermore, we optimize the encoder and decoder networks fθ and gθ following the optimization setups in [14, 15, 53]. For all methods, we employ a 2D U-Net [38] with a standard ResNet-50 [28] backbone as the fθ and gθ. We adopt mean square error (MSE) as the . The adversarial discriminator network Dϕ consists of four convolutional layers with the kernel size of 3×3 [37], trained using the Adam optimizer with a learning rate of 2e-4 and (β1, β2) = (0.5, 0.999). We use batch size 256 distributed across 4 Nvidia V100 GPUs. λres, λadv, λdis are empirically set to 10, 0.001, and 1, respectively. Input images are first randomly cropped and resized to 224×224; the image augmentation function includes random horizontal flipping, color jittering, and Gaussian blurring. Additionally, we apply cutout [16, 37] and shuffling [10] to make the restoration task more challenging. More details are provided in the Appendix.
3D volume pretraining settings.
We apply DiRA to TransVW [26], the SOTA method for 3D self-supervised learning in medical imaging. We adapt TransVW in DiRA by adding an adversarial discriminator Dϕ into its training scheme. For fair comparisons, we follow the publicly available TransVW code for setting instance discrimination and restoration tasks. Moreover, similar to publicly released TransVW, DiRA models are pre-trained from scratch using 623 chest CT scans in the LUNA [40] dataset. We use 3D U-Net [20] as the encoder-decoder network and a classification head including fully-connected layers. The adversarial discriminator Dϕ includes four convolutional blocks with the kernel size 3×3 ×3. λres, λadv, λdis are empirically set to 100, 1, and 1, respectively. fθ, gθ, and Dϕ, are optimized for 200 epochs using Adam with a learning rate of 1e-3 and batch size of 8. More details are provided in the Appendix.
4.2. Transfer learning protocol
Target tasks and datasets.
We evaluate the effectiveness of DiRA’s representations in transfer learning to a diverse suite of 9 common but challenging 2D and 3D medical imaging tasks, including: ChestX-ray14, CheXPert [31], SIIM-ACR [1], and NIH Montgomery [32] for 2D models, and LUNA, PE-CAD [41], LIDC-IDRI [2], LiTS [5], and BraTS [4] for 3D models (see Appendix for dataset details). These tasks encompass various label structures (multi-label classification and pixel-level segmentation), diseases (brain tumors and thoracic diseases, such as lung nodules, pulmonary emboli, and pneumothorax), organs (lung, liver, brain), and modalities (X-ray, CT, MRI). Moreover, these tasks contain many hallmark challenges encountered when working with medical images, such as imbalanced classes, limited data, and small-scanning areas for the pathology of interest [3, 29]. We use the official data split of these datasets when available; otherwise, we randomly divide the data into 80%/20% for training/testing.
Fine-tuning settings.
We transfer the pre-trained (1) encoder (fθ) to the classification tasks, and (2) encoder and decoder (fθ and gθ) to segmentation tasks. We evaluated the generalization of DiRA representations by fine-tuning all the parameters of downstream models. We use the AUC (area under the ROC curve), and the IoU (Intersection over Union) and Dice coefficient for evaluating classification and segmentation performances, respectively. Following [29], we strive to optimize each downstream task with the best performing hyperparameters (details in Appendix). We employ the early-stop mechanism using 10% of the training data as the validation set to avoid over-fitting. We run each method ten times on each downstream task and report the average, standard deviation, and statistical analysis based on an independent two-sample t-test.
5. Results
We conduct extensive experiments to better understand not only the properties of our framework but also its generalizability across 9 downstream tasks. Through the following groups of experiments, we establish that DiRA (1) enriches existing discriminative approaches, capturing a more diverse visual representation that generalizes better to different tasks; (2) addresses the annotation scarcity challenge in medical imaging, providing an annotation-efficient solution for medical imaging; (3) learns fine-grained features, facilitating more accurate lesion localization with only image-level annotation; and (4) improves SOTA restorative approaches, demonstrating that DiRA is a general framework for united representation learning.
5.1. DiRA enriches discriminative learning
Experimental setup:
To study the flexibility and efficacy of our proposed self-supervised framework, we apply DiRA to three recent SOTA self-supervised methods with diverse discrimination objectives: MoCo-v2, Barlow Twins, and SimSiam. To evaluate the quality of our learned representations and ascertain the generality of our findings, we follow [29] and consider a broader range of four target tasks, covering classification (ChestX-Ray14 and CheXpert) and segmentation (SIIM-ACR and Montgomery).
Results:
As seen in Fig. 4, utilizing our DiRA framework consistently enhances its underlying discriminative method across all tasks (1) ChestX-ray14, (2) CheXpert, (3) SIIM-ACR, and (4) NIH Montgomery. Compared with the original methods, DiRAMoCo-v2 showed increased performance by 0.76%, 1.17%, 1.35%, and 0.21%, respectively; Similarly, DiRABarlow Twins showed increased performance by 0.43%, 0.60%, 0.16%, and 0.03%. Finally, DiRASimSiam showed increased performance by 0.82%, 2.22%, 1.18%, and 0.45%. These results imply that DiRA is a comprehensive representation learning framework that encourages existing self-supervised instance discriminative approaches to retain more fine-grained information from images, enriching their visual representation and allowing them to generalize to different medical tasks more effectively.
5.2. DiRA improves robustness to small data regimes
Experimental setup:
We investigate the robustness of representations learned with DiRA in small data regimes to determine if the learned representation can serve as a proper foundation for fine-tuning. We randomly select 1%, 25%, and 50% of training data from ChestX-ray14, CheXpert, and Montgomery, and fine-tune the self-supervised pre-trained models on these training-data subsets.
Results:
As shown in Tab. 1, our DiRA pre-trained models outperform their counterparts’ original methods in all subsets, 1%, 25%, and 50%, across ChestX-ray14, CheXpert, and Montgomery. In particular, the average of improvement for MoCo-v2 and SimSiam across all three downstream tasks in each underlying subset garnering: (1) 5.6 % and 7% when using 1%, (2) 2.9 % and 1.3% when using 25%, and (3) 2.2 % and 1% when using 50%. As seen in 1%, DiRA outperforms its counterparts MoCo-v2 and SimSiam by a large margin, demonstrating our framework’s potential for combating overfitting in extreme low data regimes. Although the Barlow Twins is more resistant to low data regimes than the previous two approaches, DiRA still improves its performance by 0.5%, 0.5%, and 0.6% on average across all three datasets when using 1%, 25%, and 50% of labeled data, respectively. In summary, our results in the low-data regimes demonstrate our framework’s superiority for providing more robust and transferable representations that can be harnessed for downstream tasks with limited amounts of data, thereby reducing annotation costs.
5.3. DiRA improves weakly-supervised localization
Experimental setup:
We investigate our DiRA framework in a weakly supervised setting, comparing its applicability for localizing chest pathology to underlying discriminative methods. Given this goal, we follow [46] and use the ChestX-ray14 dataset, which contains bounding box annotations for approximately 1,000 images. For training, we initialize models with our DiRA pre-trained models, and train downstream models using only image-level disease labels. Following [39, 46], bounding boxes are only used as ground truth to evaluate disease localization accuracy in the testing phase. To generate heatmaps, we leverage Grad-CAM [39]. Heatmaps indicate the spatial location of a particular thoracic disease.
Results:
As seen in Fig. 5, our framework learns more fine-grained representations, enabling it to localize diseases more accurately. In particular, heatmaps generated by MoCo-v2, Barlow Twins, and SimSiam models are highly variable, whereas DiRA models consistently achieve more robust and accurate localization results over each corresponding original method. Through the production of more interpretable activation maps, our DiRA framework demonstrates possible clinical potential for post-hoc interpretation by radiologists. Quantitative disease localization results are provided in the Appendix.
5.4. DiRA outperforms fully-supervised baselines
Experimental setup:
Following the recent transfer learning benchmark in medical imaging [29], we compare the transferability of DiRA models, pre-trained solely on unlabeled images from ChestX-ray14, with two fully-supervised representation learning approaches: (1) supervised ImageNet model, the most common transfer learning pipeline in medical imaging and (2) supervised model pretrained on ChestX-ray14, the upper-bound in-domain transfer learning baseline. The supervised baselines benefit from the same encoder as DiRA, namely ResNet-50. We fine-tune all pre-trained models for 4 distinct medical applications ranging from target tasks on the source dataset to the tasks with comparatively significant domain-shifts in terms of data distribution and disease/object of interest.
Results:
As shown in Tab. 2, DiRA models achieves significantly better or on-par performance compared with both supervised ImageNet and ChestX-ray14 models across four downstream tasks. In particular, DiRAMoCo-v2 and DiRABarlow Twins, outperforms both supervised baselines in CheXpert, SIIM-ACR, and Montgomery, respectively. Moreover, DiRASimSiam outperforms the supervised ImageNet and the ChestX-ray14 pre-trained models in SIIM-ACR and Montgomery, respectively. These results indicate that our framework, with zero annotated data, is capable of providing more generic features for different medical tasks.
5.5. DiRA sets a new state-of-the-art for self-supervised learning in 3D medical imaging
Experimental setup:
We further investigate the effectiveness of our framework for enhancing restorative representation learning by applying DiRA to TransVW [26], the state-of-the-art SSL approach for 3D medical imaging. We select TransVW as representative of restorative self-supervised methods because it shows superior performance over discriminative [42, 58], restorative only [10, 57], and restorative and adversarial [43] methods. Following the common evaluation pipeline [26], we evaluate our learned representations by transfer learning to five common and challenging 3D downstream tasks, including classification (LUNA and PE-CAD) and segmentation (LIDC, LiTS, and BraTS).
Results:
As shown in Tab. 3, DiRA framework consistently enhances TransVW across all downstream tasks. In particular, DiRA improves TransVW in LUNA, LIDC-IDRI, LiTS, and BraTS, and offers equivalent performance in PE-CAD. These results imply that by utilizing three learning components in tandem, image-based self-supervision approaches capture a more diverse visual representation that generalizes better to different downstream tasks.
6. Ablation study
Experimental setup:
We conduct a thorough ablation study to show how each component contributes to DiRA. To do so, we only vary the loss function of DiRA. For each underlying self-supervised method, i.e. MoCo-v2, Barlow Twins, and SimSiam (referred to as the base), we start with the discrimination component and incrementally add restorative and the adversarial learning. When all three components are unified, they represent the completed DiRA models. All models are pretrained on the ChestX-ray14 dataset and fine-tuned for four downstream tasks, including ChestX-ray14, CheXpert, SIIM-ACR, and Montgomery.
Results:
We draw the following observations from the results in Tab. 4: (1) Expanding discriminative self-supervised methods by adding a restoration task consistently enhances the original methods. In particular, incorporating into training objectives of MoCo-v2, Barlow Twins, and SimSiam outperforms the corresponding original methods, with the exception of SimSiam in ChestX-ray14, which shows slight performance degradation. Note that this gap later compensates after adding , which signifies collaborative learning among restorative and adversary components in our framework. (2) The overall trend showcases the advantage of the adversarial discriminator when added to the restoration component, improving the performance of all methods in four downstream tasks. Our findings indicate that unifying the three components in DiRA models significantly enhances the original self-supervised methods by retaining more fine-grained information from images.
Table 4. Ablation study on different components of DiRA:
Base | Pretraining dataset | Classification [AUC (%)] | Segmentation [Dice (%)] | |||
---|---|---|---|---|---|---|
ChestX-ray14 | CheXpert | SIIM-ACR | Montgomery | |||
× | 80.36 ±0.26 | 86.42±0.42 | 67.89±1.14 | 98.03±0.22 | ||
MoCo-v2 | ChestX-ray14 | × | 80.72±0.29 ↑ | 86.86 ±0.37 ↑ | 68.16± 1.07 ↑ | 98.19±0.08 ↑ |
✓ | 81.12±0.17 ↑ | 87.59±0.28 ↑ | 69.24±0.41 ↑ | 98.24±0.09 ↑ | ||
× | 80.45±0.29 | 86.90 ±0.62 | 69.71±0.34 | 98.13±0.13 | ||
Barlow Twins | ChestX-ray14 | × | 80.86 ±0.16 ↑ | 87.44±0.33 ↑ | 69.83±0.29 ↑ | 98.15±0.14 ↑ |
✓ | 80.88±0.30 ↑ | 87.50±0.27 ↑ | 69.87±0.68 ↑ | 98.16±0.06 ↑ | ||
× | 79.62±0.34 | 83.82±0.94 | 67.58±1.89 | 97.72±0.27 | ||
SimSiam | ChestX-ray14 | × | 79.41 ±0.42 ↑ | 84.45±0.46 ↑ | 68.35±1.16 ↑ | 98.02±0.21 ↑ |
✓ | 80.44±0.29 ↑ | 86.04±0.43 ↑ | 68.76±0.69 ↑ | 98.17±0.11 ↑ |
7. Conclusion and discussion
We propose DiRA, the first SSL framework that unites discriminative, restorative, and adversarial learning in a unified manner. The key contribution of our DiRA arises from the insights that we have gained into the synergy of these three SSL approaches for collaborative learning. Given DiRA’s generalizability, we envisage it will take a fundamental step towards developing universal representations for medical imaging. Our DiRA achieves remarkable performance gains, though we fixed the restorative learning tasks in all experiments when examining various formulations of discriminative learning. In the future, examining various choices of restoration tasks and searching for optimal collaborative learning strategies may lead to even stronger representations for medical imaging. In this paper, we have focused on medical imaging, but we envision that DiRA can also offer outstanding performance for vision tasks that demand fine-grained details.
Acknowledgments:
With the help of Zongwei Zhou, Zuwei Guo started implementing the earlier ideas behind “United & Unified”, which has branched out into DiRA. We thank them for their feasibility exploration, especially their initial evaluation on TransVW [26] and various training strategies. This research has been supported in part by ASU and Mayo Clinic through a Seed Grant and an Innovation Grant and in part by the NIH under Award Number R01HL128785. The content is solely the responsibility of the authors and does not necessarily represent the official views of the NIH. This work utilized the GPUs provided in part by the ASU Research Computing and in part by the Extreme Science and Engineering Discovery Environment (XSEDE) funded by the National Science Foundation (NSF) under grant number ACI-1548562. Paper content is covered by patents pending.
Appendix
A. Weakly-supervised localization
In this section, we provide quantitative and additional qualitative results for weakly-supervised localization, discussed in the Sec. 5.3 of the main paper. Our quantitative results in Tab. 5, together with the qualitative results in Fig. 5 and Fig. 6, demonstrate the capability of our framework in learning fine-grained representations that can be used for more accurate pathology localization when just image-level annotations are available.
A.1. Quantitative results
Experimental setup:
Following the common protocol [11–13], we quantitatively evaluate the applicability of our DiRA framework in a weakly supervised setting using ChestX-ray14 dataset. First, we use min-max normalization to normalize each heatmap; then, following [11], we binarize the heatmaps by thresholding at {60, 180}, and generate bounding boxes around the isolated regions. To evaluate localization accuracy, we compute the intersection over union (IoU) between the generated and ground truth bounding boxes. According to [11, 12], a localization is correct when the bounding box prediction overlaps with the ground truth box with IoU ≥ δ. Following [11], we investigate the accuracy of localization under various δ values, from 10% to 60%. We run each method ten times and report the average accuracy across all runs.
Result:
Tab. 5 shows the pathology localization accuracy of our DiRA and underlying discriminative models. As seen, in each of the six IoU thresholds, DiRA models significantly outperform the corresponding discriminative models. In particular, the average of improvement for MoCo-v2, Barlow Twins, and SimSiam across all IoU thresholds is 2.38%, 5.4%, and 9.4%, respectively.
A.2. Qualitative results
Experimental setup:
During training, we initialize models with our DiRA pre-trained models, and fine-tune downstream models using only image-level disease labels. We use heatmaps to approximate the spatial location of a particular thorax disease. We generate heatmaps using Grad-CAM [13], a technique for highlighting the important regions in the image for predicting the pathology class.
Results:
Fig. 6 presents the visualizations of heatmaps generated by DiRA and the corresponding discriminative models for 8 thorax pathologies in ChestX-ray14 dataset. As seen, DiRA models provide more accurate pathology localizations compared to the underlying discriminative methods. These results demonstrate the impact of restorative learning in providing fine-grained features that are useful for disease localization.
B. Datasets and tasks
We have examined our framework in a diverse suite of 9 downstream tasks, including classification and segmentation in X-ray, CT, and MRI modalities. In this section, we provide the details of each dataset and the underlying task, as well as the evaluation metric for each task.
ChestX-ray14:
ChestX-ray14 is a large open source dataset of de-identifie chest X-ray images. The dataset includes 112K chest images taken from 30K unique patients. The ground truth consists of a label space of 14 thorax diseases. We use the official patient-wise split released with the dataset, including 86K training images and 25K testing images. The models are trained to predict 14 pathologies in a multi-label classification setting. The mean AUC score over 14 diseases is used to evaluate the classification performance. In addition to image-level labels, ChestX-ray14 provides bounding box annotations for approximately 1,000 test images. Of this set of images, bounding box annotations are available for 8 out of 14 thorax diseases. During testing, we use bounding box annotations to assess the accuracy of pathology localization in a weakly-supervised setting. The mean accuracy over 8 diseases is used to evaluate the localization performance.
CheXpert:
CheXpert is a hospital-scale publicly available dataset with 224K chest X-ray images taken from 65K unique patients. We use the official data split released with the dataset, including 224K training and 234 test images. The ground truth for the training set includes 14 thoracic pathologies that were retrieved automatically from radiology reports. The testing set is labeled manually by board-certified radiologists for 5 selected thoracic pathologies— Cardiomegaly, Edema, Consolidation, Atelectasis, and Pleural Effusion. The models are trained to predict five pathologies in a multi-label classification setting. The mean AUC score over 5 diseases is used to evaluate the classification performance.
SIIM-ACR:
This open dataset is provided by the Society for Imaging Informatics in Medicine (SIIM) and American College of Radiology, including 10K chest X-ray images and pixel-wise segmentation mask for Pneumothorax disease. We randomly divided the dataset into training (80%) and testing (20%). The models are trained to segment pneumothorax from chest radiographic images (if present). The segmentation performance was measured by the mean Dice coefficient score.
NIH Montgomery:
This publicly available dataset is provided by the Montgomery County’s Tuberculosis screening program, including 138 chest X-ray images. There are 80 normal cases and 58 cases with Tuberculosis (TB) indications in this dataset. Moreover, ground truth segmentation masks for left and right lungs are provided. We randomly divided the dataset into a training set (80%) and a test set (20%). The models are trained to segment left and right lungs in chest scans. The segmentation performance is evaluated by the mean Dice score.
Table 5.
Method | δ = 10% | δ = 20% | δ = 30% | δ = 40% | δ = 50% | δ = 60% |
---|---|---|---|---|---|---|
MoCo-v2 [3] | 54.89 | 39.43 | 24.81 | 14.59 | 7.58 | 2.68 |
DiRAMoCo-v2 | 58.13 (↑ 3.2) | 42.74 (↑ 3.3) | 27.52 (↑ 2.7) | 16.25 (↑ 1.7) | 9.30 (↑ 1.7) | 4.35 (↑ 1.7) |
Barlow Twins [4] | 50.54 | 38.01 | 26.36 | 16.93 | 9.31 | 4.69 |
DiRABarlowTwins | 58.98 (↑ 8.4) | 45.26 (↑ 7.2) | 32.71 (↑ 6.3) | 21.71 (↑ 4.8) | 13.62 (↑ 4.3) | 6.26 (↑ 1.6) |
SimSiam [5] | 30.24 | 19.80 | 11.46 | 5.62 | 2.30 | 0.79 |
DiRASimSiam | 51.07 (↑ 20.8) | 34.24 (↑ 14.4) | 20.64 (↑ 9.2) | 11.32 (↑ 5.7) | 6.46 (↑ 4.2) | 2.90 (↑ 2.1) |
LUNA:
This publicly-available dataset consists of 888 lung CT scans with a slice thickness of less than 2.5mm. The dataset were divided into training (445 cases), validation (178 cases), and test (265 cases) sets. The dataset provides a set of 5M candidate locations for lung nodule. Each location is labeled as true positive (1) or false positive (0). The models are trained to classify lung nodule candidates into true positives and false positives in a binary classification setting. We evaluate the classification accuracy by Area Under the Curve (AUC) score.
PE-CAD:
This dataset includes 121 computed tomography pulmonary angiography (CTPA) scans with a total of 326 pulmonary embolism (PE). The dataset provides a set of candidate locations for PE and is divided at the patient-level into training and test sets. Training set contains 434 true positive PE candidates and 3,406 false positive PE candidates. Test set contains 253 true positive PE candidates and 2,162 false positive PE candidates. We pre-processed the 3D scans as suggested in [6]. The 3D models are trained to classify PE candidates into true positives and false positives in a binary classification setting. We evaluate the classification accuracy by Area Under the Curve (AUC) score at candidate-level.
LIDC-IDRI:
The Lung Image Database Consortium image collection (LIDC-IDRI) dataset is created by seven academic centers and eight medical imaging companies. The dataset includes 1,018 chest CT scans and marked-up annotated lung nodules. The dataset is divided into training (510), validation (100), and test (408) sets. We pre-processed the data by re-sampling the 3D volumes to 1-1-1 spacing and then extracting a 64×64×32 crop around each nodule. The models are trained to segment long nodules in these 3D crops. The segmentation accuracy is measured by the Intersection over Union (IoU) metric.
LiTS:
The dataset is provided by MICCAI 2017 LiTS Challenge, including 130 CT scans with expert ground-truth segmentation masks for liver and tumor lesions. We divide dataset into training (100 patients), validation (15 patients), and test (15 patients) sets. The models are trained to segment liver in 3D scans. The segmentation accuracy is measured by the Intersection over Union (IoU) metric.
BraTS:
The dataset includes brain MRI scans of 285 patients (210 HGG and 75 LGG) and segmentation ground truth for necrotic and non-enhancing tumor core, peritumoral edema, GD-enhancing tumor, and background. For each patient, four different MR volumes are available: native T1-weighted (T1), post-contrast T1-weighted (T1Gd), T2-weighted (T2), and T2 fluid attenuated inversion recovery (FLAIR). We divide dataset at patient-level into training (190 patients) and testing (95 patients) sets. The models are trained to segment brain tumors (background as negatives class and tumor sub-regions as positive class). The segmentation accuracy is measured by the Intersection over Union (IoU) metric.
C. Implementation
C.1. Pre-training settings
We apply DiRA to four existing self-supervised methods [1, 3–5]. To be self-contained, we’ll explain each method briefly here. Also, we provide additional pretraining details that supplements Sec. 4.1.
MoCo-v2 [3]:
We adopt MoCo-v2— a popular representative of contrastive learning methods, into our framework. MoCo leverages a momentum encoder to ensure the consistency of negative samples as they evolve during training. Moreover, a queue K = {k1, k2, …kN} is utilized to store the representations of negative samples. The discrimination task is to contrast representations of positive and negative samples. As MoCo-v2 is adopted in DiRA, the encoder fθ and projection head hθ are updated by back-propagation, while fξ and hξ are updated by using an exponential moving average (EMA) of the parameters in fθ and hθ, respectively. The discrimination branch is trained using InfoNCE loss [7], which for a pair of positive samples x1 and x2 defined as follows:
(5) |
where z1 = hθ(fθ(x1)) and z2 = hξ(fξ(x2)), τ is a temperature hyperparameter, and N is the queue size. Following [3], fθ is a standard ResNet-50 and hθ is a two-layer MLP head (hidden layer 2048-d, with ReLU). Moreover, when adopting MoCo-v2 in DiRA, fθ, hθ, and gθ are optimized using SGD with an initial learning rate of 0.03, weight decay 0.0001, and the SGD momentum 0.9.
SimSiam [5]:
We adopt SimSiam— a popular representative of asymmetric instance discrimination methods, into our framework. SimSiam trains the model without negative pairs and directly maximizes the similarity of two views from an image using a simple siamese network followed by a predictor head. To prevent collapsing solutions, a stopgradient operation is utilized. As such, the model parameters are only updated using one distorted version of the input, while the representations from another distorted version are used as a fixed target. As SimSiam is adopted in DiRA, the encoder fθ and projection head hθ share weights with fξ and hξ, respectively. The model is trained to maximize the agreement between the representations of positive samples using negative cosine similarity, defined as follows:
(6) |
where z1 = hθ(fθ(x1)) and y2 = fξ(x2). The discrimination branch is trained using a symmetrized loss as follows:
(7) |
where stopgrad means that y2 is treated as a constant in this term. Following [5], fθ is a standard ResNet-50 and hθ is a three-layer projection MLP head (hidden layer 2048-d), followed by a two-layer predictor MLP head. Moreover, when adopting SimSiam in DiRA, fθ, hθ, and gθ are optimized using SGD with a linear scaling learning rate (lr×BatchSize/256). The initial learning rate is 0.05, weight decay is 0.0001, and the SGD momentum is 0.9.
Barlow Twins [4]:
We adopt Barlow Twins— a popular representative of redundancy reduction instance discrimination learning methods, into our framework. Barlow Twins makes the cross-correlation matrix computed from two siamese branches close to the identity matrix. By equating the diagonal elements of the cross-correlation matrix to 1, the representation will be invariant to the distortions applied to the samples. By equating the off-diagonal elements of the cross-correlation matrix to 0, the different vector components of the representation will be decorrelated, so that the output units contain non-redundant information about the sample. The discrimination loss is defined as follows:
(8) |
where is the cross-correlation matrix computed between the outputs of the hθ and hξ networks along the batch dimension. λ is a coefficient that determines the importance of the invariance term and redundancy reduction term in the loss. Following [4], fθ is a standard ResNet-50 and hθ is a three-layer MLP head. Moreover, when adopting Barlow Twins in DiRA, fθ, hθ, and gθ are optimized using LARS optimizer with the learning rate schedule similar to [4].
TransVW [1]:
TransVW defines the similar anatomical patterns within medical images as anatomical visual words, and combines the discrimination and restoration of visual words in a single loss objective. As TransVW is adopted in DiRA, the encoder fθ and projection head hθ are identical to fξ and hξ, respectively. In particular, the discrimination branch is trained to classify instances of visual words according to their pseudo class labels using the standard crossentropy loss:
(9) |
where B denotes the batch size; C denotes the number of visual words classes; and represent the ground truth (onehot pseudo label vector obtained from visual word classes) and the prediction of hθ, respectively. Following [1], we use 3D U-Net as the fθ and gθ. hθ includes a set of fully-connected layers followed by a classification head. fθ and gθ are trained with the same setting as [1].
Joint training process:
Following [8, 9], we perform the overall pre-training with the discrimination, restoration, and adversarial losses in a gradual evolutionary manner. First, the encoder fθ along with projector hθ are optimized using the discrimination loss according to the learning schedule of the original discriminative methods [1, 3–5], empowering the model with an initial discrimination ability. Then, the restoration and adversarial losses are further fused into the training process incrementally. To stabilize the adversarial training process and reduce the noise from imperfect restoration at initial epochs [9], we first warm up the fθ and gθ using the , and then add the adversarial loss to jointly train the whole framework; the optimization of the framework by incorporation of and takes up to 800 epochs. Following [2], we use the early-stop technique on the validation set, and the checkpoints with the lowest validation loss are used for fine-tuning.
C.2. Fine-tuning settings
Preprocessing and data augmentation:
Following [10], for 2D target tasks on X-ray datasets (ChestX-ray14, CheXpert, SIIM-ACR, and Montgomery), we resize the images to 224×224. For thorax diseases classification tasks on ChestX-ray14 and CheXpert, we apply standard data augmentation techniques, including random cropping and resizing, horizontal flipping, and rotating. For segmentation tasks on SIIM-ACR and Montgomery, we apply random brightness contrast, random gamma, optical distortion, elastic transformation, and grid distortion. For 3D target tasks, we use regular data augmentations including random flipping, transposing, rotating, and adding Gaussian noise.
Training parameters:
We endeavour to optimize each downstream task with the best performing hyperparameters. In all 2D and 3D downstream tasks, we use Adam optimizer with β1 = 0.9, β2 = 0.999. We use early-stop mechanism using the 10% of the training data as the validation set to avoid over-fitting. For 2D classification tasks on ChestX-ray14 and CheXpert datasets, we use a learning rate 2e − 4 and ReduceLROnPlateau as the learning rate decay scheduler. For 2D segmentation tasks on SIIM-ACR and Montgomery, we use a learning rate 1e − 3 and cosine learning rate decay scheduler. For all 3D downstream tasks, we use ReduceLROnPlateau as the learning rate decay scheduler. For downstream tasks on LUNA, PECAD, LIDC, and LiTS, we use a learning rate 1e − 2. For BraTS dataset, we use a learning rate of 1e − 3.
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