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The Cochrane Database of Systematic Reviews logoLink to The Cochrane Database of Systematic Reviews
. 2022 Nov 14;2022(11):CD015129. doi: 10.1002/14651858.CD015129

Masks versus prongs as interfaces for nasal continuous positive airway pressure in preterm infants

Raj Prakash 1, Antonio G De Paoli 2, Sam J Oddie 3, Peter G Davis 4,5,6, William McGuire 7,
Editor: Cochrane Neonatal Group
PMCID: PMC9662142  PMID: 36374241

Abstract

Background

Nasal masks and nasal prongs are used as interfaces for providing continuous positive airway pressure (CPAP) for preterm infants with or at risk of respiratory distress, either as primary support after birth or as ongoing support after endotracheal extubation from mechanical ventilation. It is unclear which type of interface is associated with lower rates of CPAP treatment failure, nasal trauma, or mortality and other morbidity.

Objectives

To assess the benefits and harms of nasal masks versus nasal prongs for reducing CPAP treatment failure, nasal trauma, or mortality and other morbidity in newborn preterm infants with or at risk of respiratory distress.

Search methods

We used standard, extensive Cochrane search methods. The latest search date was October 2021.

Selection criteria

We included randomised controlled trials comparing masks versus prongs as interfaces for delivery of nasal CPAP in newborn preterm infants (less than 37 weeks' gestation) with or at risk of respiratory distress.

Data collection and analysis

We used standard Cochrane methods. Our primary outcomes were 1. treatment failure, 2. all‐cause mortality, and 3. neurodevelopmental impairment. Our secondary outcomes were 4. pneumothorax, 5. moderate–severe nasal trauma, 6. bronchopulmonary dysplasia, 7. duration of CPAP use, 8. duration of oxygen supplementation, 9. duration of hospitalisation, 10. patent ductus arteriosus receiving medical or surgical treatment, 11. necrotising enterocolitis, 12. severe intraventricular haemorrhage, and 13. severe retinopathy of prematurity. We used the GRADE approach to assess the certainty of the evidence.

Main results

We included 12 trials with 1604 infants. All trials were small (median number of participants 118). The trials occurred after 2001 in care facilities internationally, predominantly in India (eight trials). Most participants were preterm infants of 26 to 34 weeks' gestation who received nasal CPAP as the primary form of respiratory support after birth. The studied interfaces included commonly used commercially available masks and prongs. Lack of measures to blind caregivers or investigators was a potential source of performance and detection bias in all the trials.

Meta‐analyses suggested that use of masks compared with prongs may reduce CPAP treatment failure (risk ratio (RR) 0.72, 95% confidence interval (CI) 0.58 to 0.90; 8 trials, 919 infants; low certainty). The type of interface may not affect mortality prior to hospital discharge (RR 0.83, 95% CI 0.56 to 1.22; 7 trials, 814 infants; low certainty). There are no data on neurodevelopmental impairment. Meta‐analyses suggest that the choice of interface may result in little or no difference in the risk of pneumothorax (RR 0.93, 95% CI 0.45 to 1.93; 5 trials, 625 infants; low certainty). Use of masks rather than prongs may reduce the risk of moderate–severe nasal injury (RR 0.55, 95% CI 0.44 to 0.71; 10 trials, 1058 infants; low certainty). The evidence is very uncertain about the effect on bronchopulmonary dysplasia (RR 0.69, 95% CI 0.46 to 1.03; 7 trials, 843 infants; very low certainty).

Authors' conclusions

The available trial data provide low‐certainty evidence that use of masks compared with prongs as the nasal CPAP interface may reduce treatment failure and nasal injury, and may have little or no effect on mortality or the risk of pneumothorax in newborn preterm infants with or at risk of respiratory distress. The effect on bronchopulmonary dysplasia is very uncertain. Large, high‐quality trials would be needed to provide evidence of sufficient validity and applicability to inform policy and practice.

Plain language summary

Nasal masks versus nasal prongs for continuous positive airway pressure in preterm infants

Key messages

Masks rather than nasal prongs may reduce the risk of continuous positive airway pressure (CPAP) treatment failure and nasal injury but may have little or no impact on the risk of death or other complications associated with premature birth.

What is continuous positive airway pressure treatment?

Nasal CPAP is a form of breathing support that is less invasive than mechanical ventilation (where a breathing tube is placed into a baby's windpipe). Nasal CPAP delivers oxygen to a baby through prongs into the nose or a soft face mask that covers the nose. It can be used after weaning a baby from ventilation (extubation), or to help babies who need help for lung problems, but do not need ventilation.

What did we want to find out?

We assessed whether there was evidence to favour masks versus prongs for reducing the rates of CPAP treatment failure (that is, the baby's condition worsening or the baby needing mechanical ventilation), and reducing complications and harms.

What did we do?

We searched medical databases for clinical trials up to October 2021.

What did we find?

We included 12 trials that compared use of masks versus prongs for CPAP in 1604 babies born more than three weeks before their estimated due date. The trials were mostly small, and had design flaws that might bias their findings.

Key results

Analyses showed that using masks rather than prongs may reduce the risk of CPAP treatment failure and nasal injury but may have little or no impact on the risk of death or other complications associated with premature birth. None of the studies assessed the effect on disability or developmental outcomes.

What are the limitations of the evidence?

The quality of the evidence for the effects of masks versus prongs for CPAP in preterm babies is low or very low because of concerns that the methods used in the included trials may have introduced biases and there were limited amounts of data from the trials. Consequently, our confidence in the results is limited, and the true effects may be substantially different from what we found.

Summary of findings

Summary of findings 1. Mask versus prongs for nasal continuous positive airway pressure for preterm infants.

Masks compared to prongs for nasal continuous positive airway pressure (CPAP) in preterm infants
Patient or population: preterm infants receiving nasal CPAP
Setting: neonatal care facilities internationally (India, Malaysia, Turkey, Ireland, USA)
Intervention: nasal mask CPAP
Comparison: nasal prongs CPAP
Outcomes Anticipated absolute effects* (95% CI) Relative effect
(95% CI) № of participants
(studies) Certainty of the evidence
(GRADE) Assessment of heterogeneity
Risk with prongs Risk with mask
Treatment failure Study population RR 0.72
(0.58 to 0.90) 919
(8 studies) ⊕⊕⊝⊝
Lowa,b Heterogeneity: I² = 25%
295 per 1000 212 per 1000
(171 to 266)
All‐cause mortality Study population RR 0.83
(0.56 to 1.22) 814
(7 studies) ⊕⊕⊝⊝
Lowa,b Heterogeneity: I² = 0%
120 per 1000 100 per 1000
(67 to 147)
Neurodevelopmental impairment Not assessed in any included trials
Pneumothorax Study population RR 0.93
(0.45 to 1.93) 625
(5 studies) ⊕⊕⊝⊝
Lowa,b Heterogeneity: I² = 0%
45 per 1000 42 per 1000
(20 to 87)
Moderate–severe nasal injury Study population RR 0.55
(0.44 to 0.71) 1058
(10 studies) ⊕⊕⊝⊝
Lowa,c Heterogeneity: I² = 73%
Subgroup difference by:
  • bubble vs ventilator CPAP: P < 0.001

248 per 1000 136 per 1000
(109 to 176)
Bronchopulmonary dysplasia Study population RR 0.69
(0.46 to 1.03) 843
(7 studies) ⊕⊝⊝⊝
Very lowa,b,c Heterogeneity: I² = 51%
Subgroup difference by:
  • primary vs postextubation CPAP: P = 0.008

  • LMIC vs HIC: P = 0.003

120 per 1000 83 per 1000
(55 to 124)
*The risk in the intervention group (and its 95% confidence interval) is based on the assumed risk in the comparison group and the relative effect of the intervention (and its 95% CI).
CI: confidence interval; CPAP: continuous positive airway pressure; df: degrees of freedom; HIC: high‐income country; LMIC: low‐ or middle‐income country; RR: risk ratio.
GRADE Working Group grades of evidenceHigh certainty: we are very confident that the true effect lies close to that of the estimate of the effect.
Moderate certainty: we are moderately confident in the effect estimate: the true effect is likely to be close to the estimate of the effect, but there is a possibility that it is substantially different.
Low certainty: our confidence in the effect estimate is limited: the true effect may be substantially different from the estimate of the effect.
Very low certainty: we have very little confidence in the effect estimate: the true effect is likely to be substantially different from the estimate of effect.

a Downgraded one level for serious study design limitations (high risk of bias due to lack of blinding of clinicians and outcome assessment) in all trials.
b Downgraded one level for serious imprecision of effect estimate (95% CI around estimate consistent with substantial risk of harm or of benefit).
c Downgraded one level for serious inconsistency (moderate or high heterogeneity).

Background

Nasal continuous positive airway pressure (CPAP) is a recommended and widely used type of non‐invasive respiratory support for spontaneously breathing newborn preterm infants with or at risk of respiratory distress (Beltempo 2018; Lissauer 2017; Sweet 2019). The most common interfaces for CPAP are nasal masks and short binasal prongs. These interfaces may differ in how well infants tolerate them, how efficient the nasal seal is, the degree of resistance to air flow, and consequently the effectiveness of CPAP delivery (Green 2019).

This review focused on examining whether using masks versus prongs affects the risk of CPAP treatment failure and associated mortality and morbidity in preterm infants. Other Cochrane Reviews assessed the effects of different CPAP devices and levels in preterm infants (Bamat 2021; De Paoli 2008), and the effects of newer forms of non‐invasive ventilation adapted from CPAP including bilevel positive airway pressure and non‐invasive positive pressure ventilation (Lemyre 2016; Lemyre 2017). The use of short, thin nasal cannulae as the interface for delivering heated and humidified air or supplemental oxygen at high flow rates to generate a distending pressure is also the subject of a separate Cochrane Review (Wilkinson 2016).

Description of the condition

Respiratory distress syndrome (RDS) is a major cause of morbidity and mortality in preterm infants (Fraser 2004). Primarily, RDS is caused by deficiency of surfactant, a complex mixture of phospholipids and proteins that reduces alveolar surface tension and maintains alveolar stability. As most surfactant is produced after about 32 weeks' gestation, very preterm infants born before then are at high risk of developing RDS. The incidence and severity of RDS increases with decreasing gestational age at birth, occurring in more than 80% of extremely preterm infants born before 28 weeks' gestation (Stoll 2015). If untreated, the structurally immature and surfactant‐deficient lungs have a tendency to segmental collapse and atelectasis, ventilation–perfusion mismatch, and pulmonary hypertension that worsens hypoxia and hypercarbia. Consequently, infants with severe RDS can become fatigued and apnoeic and require supplemental oxygen and assisted ventilation (Sweet 2019). Mechanical ventilation via an endotracheal tube, especially if associated with high airway pressures and high concentrations of oxygen, may cause iatrogenic injuries that contribute to the pathogenesis of bronchopulmonary dysplasia (Laughon 2011). Preterm infants who experience severe RDS are at high risk of other neonatal morbidities including pneumothorax, persistent patent ductus arteriosus, severe intraventricular haemorrhage, retinopathy of prematurity, and necrotising enterocolitis, that are associated with a prolonged need for respiratory support and hospitalisation, and with mortality and neurodevelopmental impairment (Horbar 2012).

Two major advances in perinatal care – antenatal corticosteroids to promote endogenous surfactant production and exogenous surfactant replacement – have improved outcomes for preterm infants, particularly very preterm infants (Curstedt 2015; McGoldrick 2020). Following the widespread adoption of these interventions in well‐resourced settings over the past several decades, the principal form of respiratory support for preterm infants with or at risk of RDS has moved from mechanical ventilation via an endotracheal tube to non‐invasive ventilation, most commonly via nasal CPAP devices (Soll 2019; Stoll 2015). Nasal CPAP maintains low pressure distension of the lungs when infants are breathing spontaneously and thereby increases functional residual capacity and improves oxygenation (Wright 2016). Other effects include conserving surfactant and reducing alveolar fluid, dilating the larynx to reduce supraglottic airway resistance, synchronising respiratory thoraco‐abdominal movements, and enhancing the Hering‐Breuer inflation reflex following airway occlusion (Gaon 1999; Krouskop 1975; Locke 1991; Martin 1977; Miller 1985; Richardson 1978; Yu 1977). Evidence exists that use of nasal CPAP (compared to spontaneous breathing) reduces the risk of respiratory failure, receipt of mechanical ventilation, and mortality in preterm infants with respiratory distress (Ho 2020).

Treatment failure

Nasal CPAP and other modalities of non‐invasive respiratory support aim to prevent the iatrogenic problems associated with mechanical ventilation via an endotracheal tube and minimise ventilator‐induced lung injury and other complications (Glaser 2021). Evidence from randomised controlled trials suggests that using nasal CPAP (compared to mechanical ventilation) for primary respiratory support reduces the risk of bronchopulmonary dysplasia in preterm infants, and reduces the need for endotracheal re‐intubation in preterm infants following a period of mechanical ventilation (Davis 2003; Subramaniam 2016). However, the effect size of these benefits is limited due to the high rate of CPAP 'treatment failure' (features such as increasing work of breathing or oxygen requirement, or frequent apnoeic pauses that meet criteria for endotracheal intubation and mechanical ventilation). Almost half of all very preterm infants treated with nasal CPAP require endotracheal intubation and mechanical ventilation during in the first week after birth (Dargaville 2016). Treatment failure occurs more commonly in extremely preterm infants, and prolongs the need for respiratory support and supplemental oxygen, and is associated with an increased risk of death or bronchopulmonary dysplasia (Dargaville 2013).

Several factors are considered to affect the risk of treatment failure and associated complications in preterm infants including the CPAP pressure source (bubble CPAP versus ventilator or Infant Flow Driver) and pressure levels ('low' (5 cmH2O or less) versus 'moderate–high' (greater than 5 cmH2O)). These are considered in separate Cochrane Reviews (Bamat 2021; De Paoli 2021). This review focused on assessing the trial evidence for the effect of different nasal interfaces on treatment failure, nasal trauma, or mortality and other morbidity in newborn preterm infants with or at risk of respiratory distress.

Description of the intervention

Nasal masks and nasal prongs are the recommended and most commonly used interfaces for providing CPAP for preterm infants with or at risk of RDS (Sweet 2019).

Nasal prongs

Short binasal prongs designed to fit into the infant's nostrils with minimal leakage have lower resistance than nasopharyngeal prongs and are more effective than single nasal or nasopharyngeal prongs in reducing treatment failure and the need for re‐intubation after a period of mechanical ventilation (De Paoli 2002; De Paoli 2008). Several types of binasal prong devices are available commercially including Argyle prongs, Hudson prongs, and INCA prongs (Gupta 2016). Other short binasal prong systems, such as those for Infant Flow Driver devices, have been engineered to allow sufficient flow to the infant on inspiration while minimising expiratory resistance and may reduce work of breathing slightly compared with conventional devices (Pandit 1999). Modified standard oxygen cannulae (usually as part of a bubble CPAP system) are an alternative nasal interface used in limited‐resource settings in some low‐ or middle‐income countries (Lissauer 2017).

Concern exists that pressure generation can be variable and ventilation suboptimal if the seal is ineffective or the prongs are poorly tolerated by infants (Morley 2004). Furthermore, binasal prongs have been associated with nasal trauma including bleeding, ulceration or erosion, excoriation or necrosis, septal injury, and distortion of the nares (Robertson 1996; Sreenan 2001). Moderate or severe nasal trauma has been reported as occurring in more than one‐third of very preterm infants receiving CPAP with nasal prongs (Imbulana 2018).

Nasal masks

Nasal masks were commonly used interfaces for CPAP in preterm infants during the 1970s, but these lost popularity (and were superseded by nasal prongs in most settings) because of the difficulty in maintaining an adequate seal and a tendency to cause nasal airway obstruction (Chernick 1973; Cox 1974; Kattwinkel 1973). However, concern about the risk of nasal trauma associated with nasal prongs has led to the development of 'new‐generation', more anatomically appropriate, soft silicone‐ or gel‐based nasal masks. These masks are available with several CPAP systems (including Fisher‐Paykel, Drager BabyFlow, and Infant Flow Driver) and are promoted as being able to provide a comfortable and stable nasal seal, and a less traumatic fit than previously available masks, so improving CPAP delivery while reducing the risk of nasal injury (Green 2019).

How the intervention might work

Interfaces may differ in how well infants tolerate them, how efficient the nasal seal is, the degree of resistance to air flow, and consequently the effectiveness of CPAP delivery. There is considerable variation in the measured resistance of available CPAP interfaces at gas flows commonly applied in neonatal care. The degree of leak around the nasal interface and the resistance of the interface may contribute substantially to pressure loss (De Paoli 2005). This varies between interfaces with masks having lower intrinsic resistance than short binasal prongs (Green 2019). Interfaces with high resistance may lower the delivered airway pressure (compared to the set circuit pressure) so reducing CPAP effectiveness, and increasing the risk of treatment failure and associated complications. A related concern is interface comfort, fit, and the risk of nasal trauma. If nasal masks are more comfortable and less likely to cause injury than nasal prongs, then potentially this may increase tolerance and adherence, improve CPAP delivery, and reduce treatment failure (Imbulana 2018).

Why it is important to do this review

International policy statements that exist to guide practice do not make unconditional recommendations about which nasal interface to use in providing CPAP for preterm infants (Committee on Fetus and Newborn 2014). Given the possibility and plausibility that the choice of nasal interface for delivering CPAP may affect the risk of treatment failure, nasal trauma, or mortality and other morbidity in newborn preterm infants with or at risk of respiratory distress, appraising and synthesising the trial evidence could inform practice, policy, and research.

Objectives

To assess the benefits and harms of nasal masks versus nasal prongs for reducing CPAP treatment failure, nasal trauma, or mortality and other morbidity in newborn preterm infants with or at risk of respiratory distress.

Methods

Criteria for considering studies for this review

Types of studies

Randomised controlled trials (including cluster‐randomised controlled trials).

Cross‐over studies were not eligible for inclusion.

Types of participants

Preterm infants (less than 37 weeks' gestation) supported with nasal CPAP, either as primary treatment for respiratory distress after birth, or following a period of mechanical ventilation (postextubation).

Types of interventions

A previous version of this review concluded that short binasal prongs are more effective than nasopharyngeal prong(s) in reducing the rate of treatment failure (De Paoli 2008). Consequently, this updated review focused on the comparison of nasal masks (e.g. Fisher‐Paykel, Infant Flow Driver devices) versus nasal prongs (e.g. Hudson prongs, Argyle prongs, Infant Flow Driver devices, INCA prongs, or other prong interfaces such as modified nasal cannulae or RAM cannulae).

High‐flow nasal cannulae is not a CPAP system that has an intrinsic pressure monitoring or pressure relief/blow‐off system and is considered in another Cochrane Review (Wilkinson 2016).

Types of outcome measures

We focused on assessing effects on infant‐ and family‐important outcomes, principally CPAP treatment failure and neonatal morbidities that plausibly affect rates of mortality or neurodevelopmental impairment. We did not include surrogate outcomes such as physiological measures of respiratory function.

Primary outcomes
  • Treatment failure indicated by recurrent apnoea, hypoxia, hypercarbia, increasing oxygen requirement, or the receipt of mechanical ventilation within 72 hours after initiation of nasal CPAP

  • All‐cause mortality prior to hospital discharge

  • Neurodevelopmental impairment assessed by a validated test after 12 months' post‐term: neurological evaluations, developmental scores, and classifications of disability, including cerebral palsy and auditory and visual impairment

Secondary outcomes
  • Pneumothorax (including pneumomediastinum, pneumopericardium) before hospital discharge

  • Moderate–severe nasal injury defined by trial investigators including septal injury, septal necrosis, and scarring before hospital discharge

  • Bronchopulmonary dysplasia: oxygen or respiratory support requirement at 36 weeks' postmenstrual age (Ehrenkranz 2005; Jobe 2001)

  • Duration of CPAP use (days)

  • Duration of oxygen supplementation (days)

  • Duration of hospitalisation (days)

  • Patent ductus arteriosus receiving medical or surgical treatment

  • Necrotising enterocolitis (Bell stage 2 or greater) (Bell 1978; Walsh 2004)

  • Severe intraventricular haemorrhage (Papile 1978)

  • Severe retinopathy of prematurity (ICROP 2005)

Search methods for identification of studies

An Information Specialist developed search strategies in consultation with the authors.

Electronic searches

We searched the following databases in October 2021 with language or date restrictions:

  • Cochrane Central Register of Controlled Trials (CENTRAL; 2021, Issue 10) in the Cochrane Library (Wiley);

  • MEDLINE Ovid (1946 to 25 October 2021);

  • Embase Ovid (1974 to 25 October 2021);

  • Maternity & Infant Care Database Ovid (1971 to 19 October 2021);

  • Cumulative Index to Nursing and Allied Health Literature (CINAHL; 1982 to 26 October 2021).

Search strategies combined controlled vocabulary and text words; complete strategies are available in Appendix 1; Appendix 2; Appendix 3; Appendix 4; and Appendix 5. We used clinical trial filters as recommended in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2020).

Searching other resources

We searched the reference lists of any articles selected for inclusion in this review.

We searched the following clinical trials registries for ongoing or recently completed trials; strategies available in Appendix 6.

Data collection and analysis

We used the standard methods of Cochrane Neonatal (neonatal.cochrane.org).

Selection of studies

Two review authors (WM and RP or WM and SO) independently screened title/abstracts and assessed full‐texts. We resolved disagreements regarding inclusion/exclusion by discussion or by involving a third review author (ADP).

Data extraction and management

Two review authors (SO and WM) independently extracted data using a data collection form on design, methods, participants, interventions, outcomes, and treatment effects from each included study. We discussed disagreements until we reached consensus. If data from the trial reports were insufficient, we contacted trialists for further information.

Assessment of risk of bias in included studies

Two review authors (SO and WM or SO and RP) independently assessed risk of bias in included trials using the Cochrane RoB 1 tool (Higgins 2011) for the following domains.

  • Sequence generation (selection bias).

  • Allocation concealment (selection bias).

  • Blinding of participants and personnel (performance bias).

  • Blinding of outcome assessment (detection bias).

  • Incomplete outcome data (attrition bias).

  • Selective reporting (reporting bias).

  • Any other bias.

We resolved disagreements by discussion or by consultation with the third review author.

See Appendix 7 for a description of risk of bias for each domain.

Measures of treatment effect

We calculated risk ratio (RR) and risk difference (RD) for dichotomous data and mean difference (MD) for continuous data, with respective 95% confidence intervals (CIs). When we deemed it appropriate to combine two or more study arms, we obtained treatment effects from combined data using the methods described in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2020). We determined the number needed to treat for an additional beneficial outcome (NNTB) for outcomes with a detected RD.

Unit of analysis issues

The unit of analysis was the participating infant in individually randomised trials. For cluster‐randomised controlled trials (had we identified any for inclusion), we planned to undertake analyses at the level of the individual while accounting for clustering in the data using methods recommended in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2020).

Dealing with missing data

We requested additional data from trial investigators when data on important outcomes were missing or were reported unclearly. If more than 20% of outcome data remained missing, we planned to examine the impact on effect size estimates by performing sensitivity analyses.

Assessment of heterogeneity

We examined treatment effects in individual trials and heterogeneity between trial results by inspecting forest plots if there was more than one trial included in a meta‐analysis. We calculated the I² statistic for each analysis to quantify inconsistency across studies and to describe the percentage of variability in effect estimates that may have been due to heterogeneity rather than to sampling error. If we detected moderate or high levels of heterogeneity (I² > 50%), we explored possible causes by performing prespecified subgroup analyses (Subgroup analysis and investigation of heterogeneity).

Assessment of reporting biases

We assessed reporting bias by comparing the stated primary outcomes and secondary outcomes and reported outcomes. Where study protocols were available, we compared these to the full publications to determine the likelihood of reporting bias. We documented studies using the interventions in a potentially eligible infant population but not reporting on any of the primary and secondary outcomes in the Characteristics of included studies table. We planned to use funnel plots to screen for publication bias where there were a sufficient number of trials (at least 10) reporting the outcome. If publication bias was suggested by asymmetry of the funnel plot on visual assessment, we planned to assess this statistically use Harbord's modification of Egger's test (Harbord 2006).

Data synthesis

We used a fixed‐effect model inverse variance meta‐analysis for combining data where trials examined the same intervention and the populations and methods of the trials were judged to be similar.

Subgroup analysis and investigation of heterogeneity

We planned to explore moderate or high levels of heterogeneity (I² > 50%) in subgroup analyses stratified by:

  • timing of nasal CPAP: primary support after birth versus after postextubation;

  • gestation or birth weight: preterm or low birth weight versus very preterm (less than 32 weeks' gestation at birth) or very low birth weight (less than 1500 g);

  • pressure source for CPAP: bubble versus ventilator or Infant Flow Driver;

  • setting: low‐ and middle‐income versus high‐income countries (World Bank 2021).

Sensitivity analysis

We planned to perform sensitivity analyses if:

  • there was unexplained high heterogeneity (I² > 75%) by removing the outlying trial or trials;

  • a trial with high risk of bias (including high level of missing outcome data) was included in the meta‐analysis of an outcome where the other studies had low risk of bias (removed the study with high risk of bias).

Summary of findings and assessment of the certainty of the evidence

Two review authors (SO and WM or SO and RP) used the GRADE approach as outlined in the GRADE Handbook to assess the certainty of the evidence for the following outcomes.

  • Treatment failure

  • All‐cause mortality

  • Neurodevelopmental impairment

  • Pneumothorax

  • Moderate‐severe nasal injury

  • Bronchopulmonary dysplasia

We considered evidence from randomised controlled trials as high certainty but downgraded the evidence one level for serious (or two levels for very serious) limitations based upon: design (risk of bias); consistency across trials; directness of the evidence; precision of estimates; and presence of publication bias (Schünemann 2013; Walsh 2021). We used GRADEpro GDT to create a summary of findings table to report the certainty of the evidence (GRADEpro GDT).

The GRADE approach results in an assessment of the certainty of a body of evidence as one of four grades.

  • High certainty: further research is very unlikely to change our confidence in the estimate of effect.

  • Moderate certainty: further research is likely to have an important impact on our confidence in the estimate of effect and may change the estimate.

  • Low certainty: further research is very likely to have an important impact on our confidence in the estimate of effect and is likely to change the estimate.

  • Very low certainty: we are very uncertain about the estimate.

Results

Description of studies

See: Characteristics of included studies; Characteristics of excluded studies; and Characteristics of ongoing studies tables.

Results of the search

Database searches identified 9226 references and trial registry searches identified 770 records. After removing 3698 duplicates, 6298 were available for screening. We excluded 6269 based on title/abstract review, assessed 28 full‐texts, and excluded 16 full texts. We included 12 RCTs in the qualitative synthesis. The search identified one ongoing study. Details are provided in Figure 1.

1.

1

Study flow diagram: review update.

Included studies

We included 12 trials (see Characteristics of included studies table). These were conducted from 2001 onwards in neonatal centres in India (Bashir 2019; Chandrasekaran 2017; Goel 2015; Kumar 2017; Prakash 2019; Sharma 2021; Singh 2017; Solanki 2019), Malaysia (Yong 2005), Turkey (Say 2016), Ireland (Kieran 2012), and the USA (Newnam 2015). Individual infants were allocated randomly to intervention or control groups in all the trials. None used a cluster‐randomised design.

Population

In total, 1604 infants participated in the trials. The median number of participants in trials was 118 (range 56 to 457).

Gestational age at birth or birth weight was a primary inclusion criterion for 11 trials:

One trial recruited preterm and term infants (Singh 2017). Subgroup data by gestation were not available. Because the mean gestation at birth was about 33 weeks', and the mean birth weight about 1800 g, we included this trial.

In all trials, participants were infants with respiratory distress for whom non‐invasive respiratory support was offered, typically within six hours after birth. In five trials, participants included infants offered nasal CPAP as continuing respiratory support immediately following endotracheal extubation at the end of a period of mechanical ventilation (Kieran 2012; Kumar 2017; Newnam 2015; Singh 2017; Yong 2005). Subgroup data by indication (primary versus postextubation) were available only for Kieran 2012.

All trials excluded infants with severe congenital anomalies from participating.

Interventions

Ten trials were two‐arm, parallel group designs comparing nasal masks versus short binasal prongs. Two trials allocated infants to an additional option of rotation between mask and prongs groups (Bashir 2019; Newnam 2015). We excluded the rotation arms from the analyses.

The masks used in the trials were:

The prongs used were:

Four trials did not state which mask or prongs were used (Kumar 2017; Prakash 2019; Singh 2017; Solanki 2019).

The pressure generation devices used were:

One trial report did not state the pressure generation device used (Kumar 2017).

Most trials used initial nasal CPAP pressures of about 5 cmH2O with the option of increasing the pressure to 7 cmH2O to 9 cmH2O based on clinical assessment and level of oxygen needed to avoid hypoxia.

Outcomes

Eight trials reported 'treatment failure', defined as receipt of mechanical ventilation within 72 hours of nasal CPAP (Bashir 2019; Chandrasekaran 2017; Goel 2015; Kieran 2012; Kumar 2017; Prakash 2019; Say 2016; Sharma 2021).

Criteria for endotracheal intubation for surfactant administration and mechanical ventilation varied between trials. In addition to clinical features of treatment failure (worsening respiratory distress, prolonged or frequent apnoea, severe acidaemia, and shock), most specified a fraction of inspired oxygen (FiO2) needed to avoid hypoxia (typically, transcutaneous oxygen saturation (SpO2) less than 90% when CPAP pressures were 7 cmH2O) to 9 cmH2O):

Five trial reports did not state the threshold FiO2 for mechanical ventilation (Newnam 2015; Prakash 2019; Say 2016; Solanki 2019; Yong 2005).

Seven trials reported mortality prior to hospital discharge (Bashir 2019; Chandrasekaran 2017; Goel 2015; Kieran 2012; Kumar 2017; Say 2016; Sharma 2021).

No trials reported neurodevelopmental impairment.

Of the secondary outcomes, those most commonly reported were moderate–severe nasal injury (10 trials) and duration of CPAP use (11 trials).

Excluded studies

We excluded 16 reports (see Characteristics of excluded studies table). The most common reasons were wrong study design (non‐randomised, or cross‐over) or wrong intervention (did not include CPAP via mask as a comparison group).

Ongoing studies

We identified one ongoing study (see Characteristics of ongoing studies table).

Risk of bias in included studies

Methodological quality varied between the trials (Figure 2). All had unclear or high risk of bias in at least one domain.

2.

2

Risk of bias summary: review authors' judgements about each risk of bias item for each included study.

Allocation

Trials were mostly at low risk of selection bias. Random sequence was generated through computer or web‐based programmes and allocation concealed through sealed, opaque envelopes. In five trials, the methods used to generate the random sequence or conceal allocation (or both) were not described (unclear risk; random sequence: Newnam 2015; Say 2016; Singh 2017; allocation concealment: Kumar 2017; Prakash 2019; Singh 2017).

Blinding

All trials were "open label" and parents, clinicians, or investigators were not blinded (high risk).

Incomplete outcome data

Most trials reported complete or near‐complete assessments of primary outcomes. The risk of attrition bias was high for two trials with high (greater than 20%) levels of exclusion postrandomisation (Prakash 2019; Solanki 2019). We were unable to assess attrition for one trial (unclear risk; Singh 2017).

Selective reporting

Most trials reported a comprehensive group of infant‐important outcomes (low risk). Three trials were at high risk of reporting bias. One trial did not report any of the prespecified outcomes for this review (Solanki 2019). One did not report any data for any outcomes apart from nasal trauma (Singh 2017).

Other potential sources of bias

We did not find evidence of between‐group baseline differences in participant characteristics or demographics in most of the trials (low risk). In one trial, the mean birth weight and mean gestational age were substantially lower in the mask group than the prongs group (high risk; Singh 2017). In another trial, there is concern about postrandomisation reallocation (high risk; Newnam 2015).

Effects of interventions

See: Table 1

Primary outcomes

Treatment failure

Meta‐analysis of data from eight trials (919 infants) suggested that masks may reduce the risk of treatment failure (RR 0.72, 95% CI 0.58 to 0.90; I² = 25%; RD −0.08, 95% CI −0.14 to −0.03; NNTB 12, 95% CI 7 to 33; Analysis 1.1; Figure 3). We assessed the certainty of evidence as low, downgraded one level for serious study design limitations (lack of blinding) and one level for imprecision (Table 1).

1.1. Analysis.

1.1

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 1: Treatment failure

3.

3

Forest plot of comparison: 1 Mask versus prongs nasal CPAP, outcome: 1.1 Nasal CPAP (treatment) failure.

All‐cause mortality prior to hospital discharge

Meta‐analysis of data from seven trials (814 infants) suggested that masks may not affect the risk of mortality prior to hospital discharge (RR 0.83, 95% CI 0.56 to 1.22; I² = 0%; RD −0.02, 95% CI −0.06 to 0.02; Analysis 1.2; Figure 4). We assessed the certainty of evidence as low, downgraded one level for serious study design limitations (lack of blinding) and one level for imprecision (Table 1).

1.2. Analysis.

1.2

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 2: All‐cause mortality

4.

4

Forest plot of comparison: 1 Mask versus prongs nasal CPAP, outcome: 1.2 All‐cause mortality.

Neurodevelopmental impairment

None of the trials assessed neurodevelopmental outcomes.

Secondary outcomes

Pneumothorax

Meta‐analysis of data from five trials (625 infants) suggested that masks may not affect the risk of pneumothorax (RR 0.93, 95% CI 0.45 to 1.93; I² = 0%; RD −0.00, 95% CI −0.04 to 0.03; Analysis 1.3; Figure 5). We assessed the certainty of evidence as low, downgraded one level for serious study design limitations (lack of blinding) and one level for imprecision (Table 1).

1.3. Analysis.

1.3

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 3: Pneumothorax

5.

5

Forest plot of comparison: 1 Mask versus prongs nasal CPAP, outcome: 1.3 Pneumothorax.

Moderate–severe nasal injury

Meta‐analysis of data from 10 trials (1058 infants) suggested that masks may reduce the risk of moderate–severe nasal injury (RR 0.55, 95% CI 0.44 to 0.71; I² = 73%; RD −0.12, 95% CI −0.16 to −0.07; NNTB 8, 95% CI 6 to 14; Analysis 1.4). We assessed the certainty of evidence as low, downgraded one level for serious study design limitations (lack of blinding) and one level for inconsistency (Table 1).

1.4. Analysis.

1.4

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 4: Moderate–severe nasal injury

Subgroup analysis for heterogeneity

Subgroup analyses were not possible for timing of CPAP or for gestational age or birth weight categories due to lack of data.

There was evidence of a subgroup difference by pressure source for CPAP (Chi² = 24.68, degrees of freedom (df) = 1 (P < 0.001); I² = 95.9%; Analysis 1.5):

1.5. Analysis.

1.5

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 5: Nasal injury – pressure source

  • bubble: RR 0.11, 95% CI 0.05 to 0.25 (I² = 41%);

  • ventilator or Infant Flow Driver: RR 0.95, 95% CI 0.69 to 1.31 (I² = 0%).

There was no evidence of a subgroup difference by country income level (Chi² = 0.46, df = 1 (P = 0.50), I² = 0%; Analysis 1.6):

1.6. Analysis.

1.6

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 6: Nasal injury – country income level

  • low‐ and middle‐income countries: RR 0.55, 95% CI 0.43 to 0.70 (I² = 76%; 9 trials);

  • high‐income countries: RR 1.07, 95% CI 0.16 to 7.34 (1 trial).

Bronchopulmonary dysplasia

Meta‐analysis of data from seven trials (843 infants) provided very uncertain evidence about the effect of masks on the risk of bronchopulmonary dysplasia (RR 0.69, 95% CI 0.46 to 1.03; I² = 51%; RD −0.04, 95% CI −0.08 to 0.00; Analysis 1.7). We assessed the certainty of evidence as very low, downgraded one level for serious study design limitations (lack of blinding), one level for imprecision, and one level for inconsistency (Table 1).

1.7. Analysis.

1.7

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 7: Bronchopulmonary dysplasia (BPD)

Subgroup analysis for heterogeneity

Subgroup analyses were not possible for gestational age or birth weight categories due to lack of data.

There was evidence of a subgroup difference by timing of nasal CPAP (Chi² = 6.99, df = 1 (P = 0.008), I² = 85.7%; Analysis 1.8):

1.8. Analysis.

1.8

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 8: BPD – timing of CPAP

  • primary treatment: RR 0.49, 95% CI 0.28 to 0.83 (I² = 21%; 6 trials);

  • postextubation: RR 1.77, 95% CI 0.80 to 3.90 (1 trial).

There was no evidence of a subgroup difference by pressure source for CPAP (Chi² = 1.41, df = 1 (P = 0.23), I² = 29.3%; Analysis 1.9):

1.9. Analysis.

1.9

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 9: BPD – pressure source

  • bubble: RR 0.50, 95% CI 0.26 to 0.99 (I² = 0%; 4 trials);

  • ventilator or Infant Flow Driver: RR 0.85, 95% CI 0.51 to 1.42 (I² = 75%; 3 trials).

There was evidence of a subgroup difference by setting (Chi² = 8.92, df = 1 (P = 0.003), I² = 88.8%; Analysis 1.10):

1.10. Analysis.

1.10

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 10: BPD – country income level

  • low‐ and middle‐income countries: RR 0.44, 95% CI 0.26 to 0.76 (I² = 0%; 6 trials);

  • high‐income countries: RR 1.71, 95% CI 0.85 to 3.46 (1 trial).

Duration of continuous positive airway pressure use

Nine trials found no difference in median duration of CPAP with masks versus prongs (but did not provide 95% CI for inclusion in meta‐analysis) (Bashir 2019: 0.8 days versus 0.8 days; Chandrasekaran 2017: 1.8 days versus 1.3 days; Goel 2015: 6.1 days versus 5.3 days; Kieran 2012: 12.8 days versus 11.7 days; Kumar 2017: 2.0 days versus 1.8 days; Newnam 2015: 4.8 days versus 3.5 days; Prakash 2019: 5.2 days versus 4.5 days; Sharma 2021: 7.2 days versus 6.4 days; Yong 2005: 22.3 days versus 27.7 days).

One trial showed a lower median duration of CPAP use with masks versus prongs (Say 2016: 2 days versus 4 days).

One trial showed a higher median duration of CPAP use with mask versus prongs (Singh 2017: 7.2 days versus 3.6 days).

One trial did not report duration of CPAP use (Solanki 2019).

Duration of oxygen supplementation

Five trials found no difference in median duration of oxygen supplementation with masks versus prongs (but did not provide 95% CI for inclusion in meta‐analysis) (Bashir 2019: 6 days versus 5 days; Chandrasekaran 2017: 3.4 days versus 4.6 days; Goel 2015: 5 days versus 4 days; Say 2016: 4 days versus 7 days; Sharma 2021: 6 days versus 5 days).

Seven trials did not report duration of CPAP use (Kieran 2012; Kumar 2017; Newnam 2015; Prakash 2019; Singh 2017; Solanki 2019; Yong 2005).

Duration of hospitalisation

Seven trials found no difference in median duration of hospitalisation with masks versus prongs (but did not provide 95% CI for inclusion in meta‐analysis) (Bashir 2019: 28 days versus 31 days; Goel 2015: 22 days versus 19 days; Kumar 2017: 11 days versus 9 days; Prakash 2019: 24.6 days versus 21.4 days; Say 2016; 25 days versus 18 days; Sharma 2021; 18.5 days versus 19.2 days; Yong 2005: 60 days versus 56 days).

Five trials did not report duration of hospitalisation (Chandrasekaran 2017; Kieran 2012; Newnam 2015; Singh 2017; Solanki 2019).

Patent ductus arteriosus

Meta‐analysis of data from four trials (467 infants) suggested little or no difference between groups (RR 0.96, 95% CI 0.69 to 1.33; I² = 0%; RD −0.01, 95% CI −0.08 to 0.07; Analysis 1.11).

1.11. Analysis.

1.11

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 11: Patent ductus arteriosus

Necrotising enterocolitis

Meta‐analysis of data from six trials (762 infants) suggested little or no difference between groups (RR 1.06, 95% CI 0.63 to 1.80; I² = 0%; RD 0.00, 95% CI −0.03 to 0.04; Analysis 1.12).

1.12. Analysis.

1.12

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 12: Necrotising enterocolitis

Severe intraventricular haemorrhage

Meta‐analysis of data from six trials (754 infants) suggested little or no difference between groups (RR 0.66, 95% CI 0.34 to 1.27; I² = 0%; RD −0.02, 95% CI −0.05 to 0.01; Analysis 1.13).

1.13. Analysis.

1.13

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 13: Severe intraventricular haemorrhage

Severe retinopathy of prematurity

Meta‐analysis of data from seven trials (827 infants) suggests little or no difference between groups (RR 0.85, 95% CI 0.54 to 1.34; I² = 0%; RD −0.01, 95% CI −0.05 to 0.02; Analysis 1.14).

1.14. Analysis.

1.14

Comparison 1: Mask versus prongs nasal continuous positive airway pressure, Outcome 14: Severe retinopathy of prematurity

Sensitivity analyses by risk of bias

We planned sensitivity analyses for:

  • high heterogeneity (I² > 75%): none of the prespecified meta‐analyses contained high levels of heterogeneity;

  • risk of bias: none of the prespecified meta‐analyses contained a data from a trial with high risk of bias where the other studies had low risk of bias.

Discussion

Summary of main results

This systematic review of 12 trials, with 1604 participants, suggests that use of masks compared with prongs as the interface for nasal CPAP in preterm infants may reduce the rate of treatment failure by about 25%. The available data suggest that the choice of interface may not affect mortality prior to hospital discharge. There are no data on the effect on neurodevelopmental impairment. Meta‐analyses suggest that the choice of interface may not affect the risk of pneumothorax, but masks may reduce the risk of moderate–severe nasal injury. The evidence about the effect on bronchopulmonary dysplasia is very uncertain. Other outcomes such as major morbidities and duration of CPAP use and hospitalisation appear not to be influenced by interface type. However, the number of participants and trials in meta‐analyses was low and the estimates of effect were imprecise.

Overall completeness and applicability of evidence

The trials were undertaken from 2001 onwards in healthcare facilities internationally, predominantly in India (8 of 12 trials). None of the trials was conducted in sub‐Saharan Africa or in South America (limiting applicability to resource‐limited settings where mechanical ventilation may not be an option in the event of treatment failure). The trials used various pressure sources for CPAP, and the findings appeared broadly applicable to current care practices for very preterm infants receiving bubble or ventilator/Infant Flow Driver CPAP. Most participants were very preterm or very low birth weight, but a few were extremely preterm or extremely low birth weight (limiting applicability for those infants with the highest risk of CPAP treatment failure). Subgroup analyses for heterogeneity were not possible for gestational age or birth weight categories due to paucity of data.

All trial reports described criteria for treatment failure and indications for endotracheal intubation. These were broadly similar, typically specifying receipt of mechanical ventilation via an endotracheal tube within 72 hours of initiation of CPAP as the primary criterion. The indication for intubation and mechanical ventilation, however, did vary between trials, with, for example, the specified threshold level of oxygen supplementation (FiO2 requirement) ranging from 40% to 80%.

The mechanism whereby use of masks may reduce the rate of treatment failure is unclear. Masks may be more comfortable and, therefore, better tolerated than prongs, and may be more effective at transmitting the prescribed pressure to the airway. While the infant's own nasal airway has resistance to air flow, the passage of prongs through the nasal passage reduces the diameter of the airway and increases this resistance. However, recent data from one cross‐over study (preterm infants alternated four‐hourly between mask and prongs CPAP) found no difference in pressure stability of provision of positive airway pressure or in the occurrence of intermittent hypoxia (Poets 2021). Although this practice of rotating masks and prongs every few hours is increasingly used, primarily as a mechanism to reduce the risk of nasal injury, we have not assessed the effect of this strategy here (Bashir 2019; Newnam 2015).

Quality of the evidence

We used GRADE methods to assess the certainty of the evidence for effects on treatment failure, all‐cause mortality, neurodevelopmental impairment (no data), pneumothorax, moderate–severe nasal injury, and bronchopulmonary dysplasia (Table 1). Using this framework, the certainty of evidence was downgraded because of methodological weaknesses (risk of bias) in all trials, principally lack of blinding measures for parents, caregivers, and clinical assessors that may have introduced performance and detection biases. As it is impractical to blind caregivers to the CPAP interface it is possible that bias in the use of co‐interventions may have occurred, for example the use of methylxanthines, or that detection bias was introduced, for example checking for nasal injury more often in infants allocated to prongs versus masks.

The other major reason for downgrading the certainty of evidence across all outcomes was the existence of substantial imprecision in the estimate of effect, with each meta‐analysis generating 95% CIs that included large benefit as well as small or no benefit or harm. Although the total number of participants in the 12 included trials was more than 1600, not all trials contributed data to all outcome estimates (fewer than 10 trials and fewer than 1000 participants contributed to most analyses), and estimates of effect were consequently imprecise, especially for less common outcomes including mortality. For example, although the point estimate for the NNTB for treatment failure was 12 infants, the upper bound of the 95% CI was consistent with an NNTB of 33 infants (Analysis 1.1).

Moderate or high heterogeneity was a further limitation in two analyses. Although our findings suggest that masks versus prongs may reduce moderate–severe nasal injury and bronchopulmonary dysplasia, both meta‐analyses contained moderate or high heterogeneity and the certainty of the evidence was low or very low by GRADE criteria (Table 1). We identified potential sources of heterogeneity in prespecified subgroup analyses. For nasal injury, heterogeneity may have been due in part to differences in the pressure source for CPAP (bubble versus ventilator or Infant Flow Driver), with the larger effect existing for bubble CPAP (Analysis 1.5). It is uncertain whether this finding is robust as the analysis contained residual heterogeneity that may have been due to between‐trial differences in other factors such as setting, indication, or definition of moderate–severe nasal injury (and how subjectively this was assessed). For bronchopulmonary dysplasia, we found subgroup differences for timing of nasal CPAP (larger effect size for primary versus postextubation treatment), and setting (larger effect size in trials conducted in low‐ and middle‐income countries versus high‐income countries). However, these findings should be treated cautiously due to residual confounding and imprecision as only one trial contributed data to the postextubation treatment and high‐income countries subgroups (Kieran 2012).

Potential biases in the review process

An important concern with the review process is the possibility that the findings are subject to publication and other reporting biases (Hopewell 2009). Data from trials that show significant or potentially important effects tend to be more readily available for inclusion in meta‐analyses (Gale 2020). Publication bias, as well as other sources of small‐study bias, is an important contributor to inflation of effect size estimates in meta‐analyses of interventions to improve outcomes in preterm infants (Walsh 2021). We could not assess whether publication bias (or other types of small‐study biases) exaggerated the effect size since the meta‐analyses contained insufficient data points (fewer than 10) to make funnel plot inspection and regression analysis valid and reliable, that is, able to distinguish real asymmetry from chance asymmetry (Higgins 2020). Although we attempted to minimise the threat of publication bias by screening the reference lists of included trials and related reviews and searching the proceedings of the major international perinatal conferences to identify trial reports that are not published in full form in academic journals, we cannot be sure that other trials have been undertaken but not reported.

Agreements and disagreements with other studies or reviews

This review is in broad agreement with three systematic reviews of randomised controlled trials that have assessed the effects of masks versus nasal prongs as CPAP interfaces for preterm infants (Jasani 2018; King 2019; Razak 2020). These reviews included most of the trials identified in this review, and, consistent with our findings, concluded that "compared to binasal prongs, nasal masks may provide a safe and effective alternative by minimising the risk of CPAP failure in preterm infants" (Jasani 2018), with low‐ to moderate‐certainty evidence suggesting that nasal masks are "more effective in preventing intubation and mechanical ventilation" than binasal prongs (King 2019; Razak 2020).

Authors' conclusions

Implications for practice.

Given the low certainty of the evidence generated by these analyses, the implications for practice remain uncertain. Although this review does suggest that use of a nasal mask as the CPAP interface may reduce the risk of treatment failure compared with binasal prongs, because of design limitations and paucity of data (imprecision) and heterogeneity, it remains unclear how or if this translates to effects on other important outcomes including mortality, neurodevelopmental impairment, and other major morbidities including bronchopulmonary dysplasia.

In settings with few and scarce healthcare resources, the infant population most likely to be affected are more mature preterm infants in whom CPAP may be life‐saving in the absence of intensive care and additional therapies including surfactant and mechanical ventilation. In high‐income countries with well‐resourced healthcare facilities, evaluating the comparative effects of different interfaces for CPAP may be particularly relevant to extremely preterm or extremely low birth weight infants at high risk of treatment failure and associated complications including bronchopulmonary dysplasia. However, in these settings research priorities may already have shifted towards comparative studies with the newer forms of non‐invasive ventilation (including nasal intermittent positive pressure ventilation and humidified high flow nasal cannulae) and that are increasingly being adopted in practice. Furthermore, the clinical and research context for non‐invasive ventilation, particularly in well‐resourced facilities, has been affected by other innovations including the early use of "less‐invasive surfactant therapy", which is associated with reduced risk of death or bronchopulmonary dysplasia compared with surfactant therapy via an endotracheal tube and continued mechanical ventilation (Abdel‐Latif 2021).

Implications for research.

Well‐designed trials evaluating this important aspect of a recommended and commonly used neonatal therapy are needed. Trials reporting infant‐important endpoints such as the primary outcomes of this review are of particular need, while including the review outcomes will facilitate future evidence synthesis. Although blinding of clinical investigators to treatment allocation is likely to be unfeasible, trials should aim to minimise performance or detection bias, for example strict and consistent application of protocols for management and criteria for subjective diagnoses.

Acknowledgements

The Methods of this review are based on a standard template used by Cochrane Neonatal.

We thank Cochrane Neonatal: Jane Cracknell and Michelle Fiander, Managing Editors, and Roger Soll, Co‐ordinating editor, who provided editorial and administrative support.

We thank Melissa Harden, Information Specialist, who designed and ran the literature searches.

We thank Colleen Ovelman, previously Managing Editor Cochrane Neonatal, for logistical support and for screening the electronic search records for previous versions of this review

We thank peer reviewers Nicolas Bamat, Children's Hospital of Philadelphia, USA and Souvik Mitra, Dalhousie University and IWK Health Centre, Canada for constructive comments and suggestions.

We thank Anne Lawson, Central Production Service, Cochrane, for copy editing.

Appendices

Appendix 1. CENTRAL search strategy

Cochrane Central Register of Controlled Trials (CENTRAL)

via Wiley onlinelibrary.wiley.com/

Date range: Issue 10, October 2021

Date searched: 26 October 2021

Records retrieved: 2522

#1 [mh "Infant, Newborn"] 16781

#2 [mh ^"Premature Birth"] 1617

#3 (neonat* or neo NEXT nat*):ti,ab,kw 23965

#4 (newborn* or new NEXT born* or newly NEXT born*):ti,ab,kw 29310

#5 (preterm or preterms or pre NEXT term*1):ti,ab,kw 14624

#6 (preemie* or premie or premies):ti,ab,kw 53

#7 (prematur* NEAR/3 (birth* or born or deliver*)):ti,ab,kw 3122

#8 (low NEAR/3 (birthweight* or birth NEXT weight*)):ti,ab,kw 5718

#9 low NEXT birthweight*:ti,ab,kw 936

#10 (LBW or VLBW or ELBW):ti,ab,kw 1756

#11 infan*:ti,ab,kw 66527

#12 (baby or babies):ti,ab,kw 9291

#13 {OR #1‐#12} 84598

#14 [mh "Positive‐Pressure Respiration"] 2889

#15 ((((continuous* or positive) NEAR/3 pressure*) or (positive NEXT pressure* or PAP)) and (airway* or air NEXT way* or breath*1 or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)):ti,ab,kw 10166

#16 (((airway* or air NEXT way*) NEAR/3 pressure*) and (breath*1 or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)):ti,ab,kw 5700

#17 ((PPV or CPAP or C NEXT PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (airway* or air NEXT way* or breath*1 or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)):ti,ab,kw 5264

#18 ((((continuous* or positive or airway* or air NEXT way*) NEAR/3 pressure*) or positive NEXT pressure*) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face NEXT mask* or headgear* or head NEXT gear or headbox or head NEXT box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth NEXT piece* or nebuli?er* or prong*1)):ti,ab,kw 3776

#19 ((PAP or PPV or CPAP or C NEXT PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face NEXT mask* or headgear* or head NEXT gear or headbox or head NEXT box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth NEXT piece* or nebuli?er* or prong*1)):ti,ab,kw 2279

#20 {OR #14‐#19} 12820

#21 #13 AND #20 in Trials 2522

Key:

mh = exploded indexing term (MeSH)

mh ^ = indexing term (MeSH)

* = truncation

? = one additional letter

ti,ab,kw = terms in either title or abstract or keyword fields

near/3 = terms within three words of each other (any order)

next = terms are next to each other.

Appendix 2. MEDLINE search strategy

Ovid MEDLINE(R) ALL

via Ovid ovidsp.ovid.com/

Date range searched: 1946 to 25 October 2021

Date searched: 26 October 2021

Records retrieved: 2222

1 exp Infant, Newborn/ (637431)

2 Premature Birth/ (16568)

3 (neonat* or neo nat* or neo‐nat*).ti,ab,kw,kf. (288619)

4 (newborn* or new born* or new‐born* or newly born* or newly‐born*).ti,ab,kw,kf. (190355)

5 (preterm or preterms or pre term or pre terms or pre‐term or pre‐terms).ti,ab,kw,kf. (84264)

6 (preemie* or premie or premies).ti,ab,kw,kf. (196)

7 (prematur* adj3 (birth* or born or deliver*)).ti,ab,kw,kf. (17449)

8 (low adj3 (birthweight* or birth weight* or birth‐weight*)).ti,ab,kw,kf. (37689)

9 low‐birthweight*.ti,ab,kw,kf. (7988)

10 (LBW or VLBW or ELBW).ti,ab,kw,kf. (9342)

11 infan*.ti,ab,kw,kf. (516690)

12 (baby or babies).ti,ab,kw,kf. (75209)

13 or/1‐12 (1154537)

14 exp Positive‐Pressure Respiration/ (27450)

15 ((((continuous* or positive) adj3 pressure*) or (positive‐pressure* or PAP)) and (airway* or air‐way* or breath? or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)).ti,ab,kw,kf. (29166)

16 (((airway* or air‐way*) adj3 pressure*) and (breath? or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)).ti,ab,kw,kf. (13768)

17 ((PPV or CPAP or C‐PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (airway* or air‐way* or breath? or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)).ti,ab,kw,kf. (11708)

18 ((((continuous* or positive or airway* or air‐way*) adj3 pressure*) or positive‐pressure*) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face‐mask* or headgear* or head gear or head‐gear or headbox or head box or head‐box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth piece* or mouth‐piece* or nebuli?er* or prong?)).ti,ab,kw,kf. (7690)

19 ((PAP or PPV or CPAP or C‐PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face‐mask* or headgear* or head gear or head‐gear or headbox or head box or head‐box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth piece* or mouth‐piece* or nebuli?er* or prong?)).ti,ab,kw,kf. (6308)

20 or/14‐19 (50904)

21 13 and 20 (7745)

22 randomized controlled trial.pt. (546951)

23 controlled clinical trial.pt. (94473)

24 randomized.ab. (537599)

25 placebo.ab. (222375)

26 drug therapy.fs. (2388879)

27 randomly.ab. (368111)

28 trial.ab. (572427)

29 groups.ab. (2260913)

30 or/22‐29 (5149590)

31 21 and 30 (2456)

32 exp animals/ not humans.sh. (4900887)

33 31 not 32 (2263)

34 remove duplicates from 33 (2222)

Key:

/ or.sh. = indexing term (Medical Subject Heading: MeSH)

exp = exploded indexing term (MeSH)

$ or * = truncation

? = one additional letter

ti,ab,kw,kf = terms in either title, abstract, keyword heading or keyword heading word fields

fs = floating subheading

adj3 = terms within three words of each other (any order).

pt = publication type

Appendix 3. Embase search strategy

Embase

via Ovid ovidsp.ovid.com/

Date range searched: <1974 to 2021 October 25>

Date searched: 26th October 2021

Records retrieved: 3037

1 exp infant/ (1043193)

2 prematurity/ (111462)

3 (neonat* or neo nat* or neo‐nat*).ti,ab,kw,kf. (375756)

4 (newborn* or new born* or new‐born* or newly born* or newly‐born*).ti,ab,kw,kf. (212794)

5 (preterm or preterms or pre term or pre terms or pre‐term or pre‐terms).ti,ab,kw,kf. (118888)

6 (preemie* or premie or premies).ti,ab,kw,kf. (307)

7 (prematur* adj3 (birth* or born or deliver*)).ti,ab,kw,kf. (24468)

8 (low adj3 (birthweight* or birth weight* or birth‐weight*)).ti,ab,kw,kf. (48417)

9 low‐birthweight*.ti,ab,kw,kf. (9591)

10 (LBW or VLBW or ELBW).ti,ab,kw,kf. (12848)

11 infan*.ti,ab,kw,kf. (542350)

12 (baby or babies).ti,ab,kw,kf. (105078)

13 or/1‐12 (1481919)

14 exp positive pressure ventilation/ (10821)

15 ((((continuous* or positive) adj3 pressure*) or (positive‐pressure* or PAP)) and (airway* or air‐way* or breath? or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)).ti,ab,kw,kf. (42487)

16 (((airway* or air‐way*) adj3 pressure*) and (breath? or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)).ti,ab,kw,kf. (20406)

17 ((PPV or CPAP or C‐PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (airway* or air‐way* or breath? or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)).ti,ab,kw,kf. (21906)

18 ((((continuous* or positive or airway* or air‐way*) adj3 pressure*) or positive‐pressure*) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face‐mask* or headgear* or head gear or head‐gear or headbox or head box or head‐box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth piece* or mouth‐piece* or nebuli?er* or prong?)).ti,ab,kw,kf. (12067)

19 ((PAP or PPV or CPAP or C‐PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face‐mask* or headgear* or head gear or head‐gear or headbox or head box or head‐box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth piece* or mouth‐piece* or nebuli?er* or prong?)).ti,ab,kw,kf. (12054)

20 or/14‐19 (68350)

21 13 and 20 (10471)

22 randomized controlled trial/ (681013)

23 controlled clinical trial/ (464247)

24 Random$.ti,ab,ot. (1718052)

25 randomization/ (92074)

26 intermethod comparison/ (276291)

27 placebo.ti,ab,ot. (331268)

28 (compare or compared or comparison).ti,ot. (549169)

29 ((evaluated or evaluate or evaluating or assessed or assess) and (compare or compared or comparing or comparison)).ab. (2386565)

30 (open adj label).ti,ab,ot. (91833)

31 ((double or single or doubly or singly) adj (blind or blinded or blindly)).ti,ab,ot. (249613)

32 double blind procedure/ (188957)

33 parallel group$1.ti,ab,ot. (28272)

34 (crossover or cross over).ti,ab,ot. (113184)

35 ((assign$ or match or matched or allocation) adj5 (alternate or group or groups or intervention or interventions or patient or patients or subject or subjects or participant or participants)).ti,ab,ot. (365313)

36 (assigned or allocated).ti,ab,ot. (430514)

37 (controlled adj7 (study or design or trial)).ti,ab,ot. (390851)

38 (volunteer or volunteers).ti,ab,ot. (261612)

39 human experiment/ (557463)

40 trial.ti,ot. (341840)

41 or/22‐40 (5553114)

42 21 and 41 (3384)

43 (rat or rats or mouse or mice or swine or porcine or murine or sheep or lambs or pigs or piglets or rabbit or rabbits or cat or cats or dog or dogs or cattle or bovine or monkey or monkeys or trout or marmoset$).ti,ot. and animal experiment/ (1125936)

44 Animal experiment/ not (human experiment/ or human/) (2362745)

45 43 or 44 (2418981)

46 42 not 45 (3130)

47 remove duplicates from 46 (3037)

Key:

/ or.sh. = indexing term (Emtree Subject Heading)

exp = exploded indexing term (Emtree)

$ or * = truncation

? = one additional letter

ti,ab,kw,kf = terms in either title, abstract, keyword heading or keyword heading word fields

adj3 = terms within three words of each other (any order).

pt = publication type

ot = original title

Appendix 4. Maternity & Infant Care Database (MIDIRS) search strategy

Maternity & Infant Care Database (MIDIRS)

via Ovid ovidsp.ovid.com/

Date range searched: 1971 to 19 October 2021

Date searched: 26 October 2021

Records retrieved: 146

1 (neonat* or neo nat* or neo‐nat*).ti,ab,hw,de. (54111)

2 (newborn* or new born* or new‐born* or newly born* or newly‐born*).ti,ab,hw,de. (43599)

3 (preterm or preterms or pre term or pre terms or pre‐term or pre‐terms).ti,ab,hw,de. (30681)

4 (preemie* or premie or premies).ti,ab,hw,de. (61)

5 (prematur* adj3 (birth* or born or deliver*)).ti,ab,hw,de. (7452)

6 (low adj3 (birthweight* or birth weight* or birth‐weight*)).ti,ab,hw,de. (12960)

7 low‐birthweight*.ti,ab,hw,de. (3351)

8 (LBW or VLBW or ELBW).ti,ab,hw,de. (3469)

9 infan*.ti,ab,hw,de. (98052)

10 (baby or babies).ti,ab,hw,de. (31975)

11 or/1‐10 (144990)

12 ((((continuous* or positive) adj3 pressure*) or (positive‐pressure* or PAP)) and (airway* or air‐way* or breath? or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)).ti,ab,hw,de. (1375)

13 (((airway* or air‐way*) adj3 pressure*) and (breath? or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)).ti,ab,hw,de. (1031)

14 ((PPV or CPAP or C‐PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (airway* or air‐way* or breath? or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)).ti,ab,hw,de. (740)

15 ((((continuous* or positive or airway* or air‐way*) adj3 pressure*) or positive‐pressure*) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face‐mask* or headgear* or head gear or head‐gear or headbox or head box or head‐box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth piece* or mouth‐piece* or nebuli?er* or prong?)).ti,ab,hw,de. (379)

16 ((PAP or PPV or CPAP or C‐PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face‐mask* or headgear* or head gear or head‐gear or headbox or head box or head‐box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth piece* or mouth‐piece* or nebuli?er* or prong?)).ti,ab,hw,de. (241)

17 or/12‐16 (1660)

18 11 and 17 (1601)

19 limit 18 to randomised controlled trial (146)

Key:

/ or.sh. = indexing term (Emtree Subject Heading)

exp = exploded indexing term (Emtree)

$ or * = truncation

? = one additional letter

ti,ab,hw,de = terms in either title, abstract, heading word, or descriptor fields

adj3 = terms within three words of each other (any order).

Appendix 5. CINAHL search strategy

Cumulative Index to Nursing and Allied Health Literature (CINAHL Complete)

via EBSCOHost web.b.ebscohost.com/

Date range: inception–26 October 2021

Date searched: 26 October 2021

Records retrieved: 1299

S47 S21 AND S46 1,299

S46 S37 OR S45 1,490,245

S45 S38 OR S39 OR S40 OR S41 OR S42 OR S43 OR S44 1,170,012

S44 TI before N3 after OR AB before N3 after 87,774

S43 (MH "Controlled Before‐After Studies") 210

S42 (multicentre* or multi‐centre* or multicenter* or multi‐center*) OR AB (multicentre* or multi‐centre* or multicenter* or multi‐center*) 348,828

S41 (MH "Multicenter Studies") 313,630

S40 TI assign* OR AB assign* 86,110

S39 TI (group or groups) OR AB (group or groups) 849,450

S38 (MH "Control Group") 12,667

S37 S22 OR S23 OR S24 OR S25 OR S26 OR S27 OR S28 OR S29 OR S30 OR S31 OR S32 OR S33 OR S34 OR S35 OR S36 907,641

S36 AB (cluster W3 RCT) 422

S35 (crossover design) OR MH (comparative studies) 422,225

S34 AB (control W5 group) 127,088

S33 PT (randomized controlled trial) 135,692

S32 MH (placebos) 13,399

S31 MH (sample size) AND AB (assigned OR allocated OR control) 4,253

S30 TI trial 156,367

S29 AB random* 355,992

S28 TI randomised OR randomized 286,827

S27 MH "Cluster Sample" 4,835

S26 MH "Pretest‐Posttest Design" 47,503

S25 MH "Random Assignment" 70,782

S24 MH "Single‐Blind Studies" 15,177

S23 MH "Double‐Blind Studies" 51,726

S22 MH "Randomized Controlled Trials" 122,091

S21 S13 AND S20 2,919

S20 S14 OR S15 OR S16 OR S17 OR S18 OR S19 18,348

S19 TI ((PAP or PPV or CPAP or C‐PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face‐mask* or headgear* or head gear or head‐gear or headbox or head box or head‐box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth piece* or mouth‐piece* or nebuli?er* or prong#)) OR AB ((PAP or PPV or CPAP or C‐PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face‐mask* or headgear* or head gear or head‐gear or headbox or head box or head‐box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth piece* or mouth‐piece* or nebuli?er* or prong#)) 1,919

S18 TI ((((continuous* or positive or airway* or air‐way*) N3 pressure*) or positive‐pressure*) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face‐mask* or headgear* or head gear or head‐gear or headbox or head box or head‐box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth piece* or mouth‐piece* or nebuli?er* or prong#)) OR AB ((((continuous* or positive or airway* or air‐way*) N3 pressure*) or positive‐pressure*) and (source* or device* or interface* or driver* or operator* or generator* or machine* or mask* or face‐mask* or headgear* or head gear or head‐gear or headbox or head box or head‐box or helmet* or bag* or BVM or AMBU or "Infant Flow" or mouthpiece* or mouth piece* or mouth‐piece* or nebuli?er* or prong#)) 2,557

S17 TI ((PPV or CPAP or C‐PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (airway* or air‐way* or breath# or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)) OR AB ((PPV or CPAP or C‐PAP or NCPAP or BiPAP or APRV or IPPB or IPPV) and (airway* or air‐way* or breath# or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)) 3,539

S16 TI (((airway* or air‐way*) N3 pressure*) and (breath# or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)) OR AB (((airway* or air‐way*) N3 pressure*) and (breath# or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)) 4,319

S15 TI ((((continuous* or positive) N3 pressure*) or (positive‐pressure* or PAP)) and (airway* or air‐way* or breath# OR or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)) OR AB ((((continuous* or positive) N3 pressure*) or (positive‐pressure* or PAP)) and (airway* or air‐way* or breath# OR or breathing or ventilat* or respir* or inspir* or inhal* or expir* or exhal*)) 9,329

S14 MH "Positive Pressure Ventilation+" 12,102

S13 S1 OR S2 OR S3 OR S4 OR S5 OR S6 OR S7 OR S8 OR S9 OR S10 OR S11 OR S12 283,632

S12 TI (baby or babies) OR AB (baby or babies) 36,343

S11 TI infan* OR AB infan* 123,227

S10 TI (LBW or VLBW or ELBW) OR AB (LBW or VLBW or ELBW) 3,653

S9 TI low‐birthweight* OR AB low‐birthweight* 2,988

S8 TI (low N3 (birthweight* or birth weight* or birth‐weight*)) OR AB (low N3 (birthweight* or birth weight* or birth‐weight*)) 13,346

S7 TI (prematur* N3 (birth* or born or deliver*)) OR AB (prematur* N3 (birth* or born or deliver*)) 5,101

S6 TI (preemie* or premie or premies) OR AB (preemie* or premie or premies) 337

S5 TI (preterm or preterms or pre term or pre terms or pre‐term or pre‐terms) OR AB (preterm or preterms or pre term or pre terms or pre‐term or pre‐terms) 37,264

S4 TI (newborn* or new born* or new‐born* or newly born* or newly‐born*) OR AB (newborn* or new born* or new‐born* or newly born* or newly‐born*) 34,940

S3 TI (neonat* or neo nat* or neo‐nat*) OR AB (neonat* or neo nat* or neo‐nat*) 73,766

S2 MH "Childbirth, Premature" 11,706

S1 MH "Infant, Newborn+" 149,439

Key:

MH + = exploded indexing term (MeSH)

MH = indexing term (MeSH)

* = truncation

# = up to one additional letter

? = one replacement letter

TI = terms in the title

AB = terms in the abstract

N3 = terms near three words of each other (any order).

W5 = terms within three words of each other (specified order).

Appendix 6. Trial registry search strategies

ClinicalTrials.gov

via clinicaltrials.gov/

Date searched: 26 October 2021

Records retrieved: 555

Other Terms: (infan* OR baby OR neonat* OR prematur* OR newborn* OR LBW OR VLBW OR ELBW) AND ((PAP OR PPV OR (positive AND pressure)) AND (airway* OR breathing OR ventilat* OR respir*))

International Clinical Trials Registry Platform (ICTRP)

via trialsearch.who.int/

Date searched: 26 October 2021

Records retrieved: 215 records for 214 trials

Advanced search:

Intervention: ((PAP OR PPV OR (positive AND pressure)) AND (airway OR breathing OR ventilation OR respiration))

Recruitment status: All

Search for clinical trials in children

Appendix 7. Risk of bias tool

We used the standard methods of Cochrane and Cochrane Neonatal to assess the methodological quality (to meet the validity criteria) of the trials. For each trial, we sought information regarding the method of randomisation, and the blinding and reporting of all outcomes of all the infants enrolled in the trial. We assessed each criterion as low, high, or unclear risk. Two review authors separately assessed each study. We resolved any disagreement by discussion. We added this information to the Characteristics of included studies table. We evaluated the following issues and entered the findings into the risk of bias table.

Sequence generation (checking for possible selection bias). Was the allocation sequence adequately generated?

For each included study, we categorised the method used to generate the allocation sequence as:

  • low risk (any truly random process, e.g. random number table; computer random number generator);

  • high risk (any non‐random process, e.g. odd or even date of birth; hospital or clinic record number);

  • unclear risk.

Allocation concealment (checking for possible selection bias). Was allocation adequately concealed?

For each included study, we categorised the method used to conceal the allocation sequence as:

  • low risk (e.g. telephone or central randomisation; consecutively numbered sealed opaque envelopes);

  • high risk (open random allocation; unsealed or non‐opaque envelopes, alternation; date of birth);

  • unclear risk.

Blinding of participants and personnel (checking for possible performance bias). Was knowledge of the allocated intervention adequately prevented during the study?

For each included study, we categorised the methods used to blind study participants and personnel from knowledge of which intervention a participant received. Blinding was assessed separately for different outcomes or class of outcomes. We categorised the methods as:

  • low risk, high risk, or unclear risk for participants;

  • low risk, high risk, or unclear risk for personnel.

Blinding of outcome assessment (checking for possible detection bias). Was knowledge of the allocated intervention adequately prevented at the time of outcome assessment?

For each included study, we categorised the methods used to blind outcome assessment. Blinding was assessed separately for different outcomes or class of outcomes. We categorised the methods as:

  • low risk for outcome assessors;

  • high risk for outcome assessors;

  • unclear risk for outcome assessors.

Incomplete outcome data (checking for possible attrition bias through withdrawals, dropouts, protocol deviations). Were incomplete outcome data adequately addressed?

For each included study and for each outcome, we described the completeness of data including attrition and exclusions from the analysis. We noted whether attrition and exclusions were reported, the numbers included in the analysis at each stage (compared with the total randomised participants), reasons for attrition or exclusion where reported, and whether missing data were balanced across groups or were related to outcomes. Where sufficient information was reported or supplied by the trial authors, we re‐included missing data in the analyses. We categorised the methods as:

  • low risk (less than 20% missing data);

  • high risk (20% or greater of missing data);

  • unclear risk.

Selective reporting bias. Are reports of the study free of suggestion of selective outcome reporting?

For each included study, we described how we investigated the possibility of selective outcome reporting bias and what we found. We assessed the methods as:

  • low risk (where it is clear that all of the study's prespecified outcomes and all expected outcomes of interest to the review have been reported);

  • high risk (where not all the study's prespecified outcomes have been reported; one or more reported primary outcomes were not prespecified outcomes of interest and are reported incompletely and so cannot be used; study fails to include results of a key outcome that would have been expected to have been reported);

  • unclear risk.

Other sources of bias. Was the study apparently free of other problems that could put it at a high risk of bias?

For each included study, we described any important concerns we had about other possible sources of bias (for example, whether there was a potential source of bias related to the specific study design or whether the trial was stopped early due to some data‐dependent process). We assessed whether each study was free of other problems that could put it at risk of bias as:

  • low risk;

  • high risk;

  • unclear risk.

If needed, we explored the impact of the level of bias through undertaking sensitivity analyses.

Data and analyses

Comparison 1. Mask versus prongs nasal continuous positive airway pressure.

Outcome or subgroup title No. of studies No. of participants Statistical method Effect size
1.1 Treatment failure 8 919 Risk Ratio (M‐H, Fixed, 95% CI) 0.72 [0.58, 0.90]
1.2 All‐cause mortality 7 814 Risk Ratio (M‐H, Fixed, 95% CI) 0.83 [0.56, 1.22]
1.3 Pneumothorax 5 625 Risk Ratio (M‐H, Fixed, 95% CI) 0.93 [0.45, 1.93]
1.4 Moderate–severe nasal injury 10 1058 Risk Ratio (M‐H, Fixed, 95% CI) 0.55 [0.44, 0.71]
1.5 Nasal injury – pressure source 8 918 Risk Ratio (M‐H, Fixed, 95% CI) 0.48 [0.36, 0.65]
1.5.1 Bubble 4 485 Risk Ratio (M‐H, Fixed, 95% CI) 0.11 [0.05, 0.25]
1.5.2 Ventilator or Infant Flow Driver 4 433 Risk Ratio (M‐H, Fixed, 95% CI) 0.95 [0.69, 1.31]
1.6 Nasal injury – country income level 10 1058 Risk Ratio (M‐H, Fixed, 95% CI) 0.55 [0.44, 0.71]
1.6.1 Low‐ and middle‐income countries 9 938 Risk Ratio (M‐H, Fixed, 95% CI) 0.55 [0.43, 0.70]
1.6.2 High‐income countries 1 120 Risk Ratio (M‐H, Fixed, 95% CI) 1.07 [0.16, 7.34]
1.7 Bronchopulmonary dysplasia (BPD) 7 843 Risk Ratio (M‐H, Fixed, 95% CI) 0.69 [0.46, 1.03]
1.8 BPD – timing of CPAP 6 754 Risk Ratio (M‐H, Fixed, 95% CI) 0.69 [0.45, 1.06]
1.8.1 Primary 6 691 Risk Ratio (M‐H, Fixed, 95% CI) 0.49 [0.28, 0.83]
1.8.2 Postextubation 1 63 Risk Ratio (M‐H, Fixed, 95% CI) 1.77 [0.80, 3.90]
1.9 BPD – pressure source 7 843 Risk Ratio (M‐H, Fixed, 95% CI) 0.69 [0.46, 1.03]
1.9.1 Bubble 4 485 Risk Ratio (M‐H, Fixed, 95% CI) 0.50 [0.26, 0.99]
1.9.2 Ventilator or Infant Flow Driver 3 358 Risk Ratio (M‐H, Fixed, 95% CI) 0.85 [0.51, 1.42]
1.10 BPD – country income level 7 843 Risk Ratio (M‐H, Fixed, 95% CI) 0.69 [0.46, 1.03]
1.10.1 Low‐ and middle‐income countries 6 723 Risk Ratio (M‐H, Fixed, 95% CI) 0.44 [0.26, 0.76]
1.10.2 High‐income countries 1 120 Risk Ratio (M‐H, Fixed, 95% CI) 1.71 [0.85, 3.46]
1.11 Patent ductus arteriosus 4 467 Risk Ratio (M‐H, Fixed, 95% CI) 0.96 [0.69, 1.33]
1.12 Necrotising enterocolitis 6 762 Risk Ratio (M‐H, Fixed, 95% CI) 1.06 [0.63, 1.80]
1.13 Severe intraventricular haemorrhage 6 754 Risk Ratio (M‐H, Fixed, 95% CI) 0.66 [0.34, 1.27]
1.14 Severe retinopathy of prematurity 7 827 Risk Ratio (M‐H, Fixed, 95% CI) 0.85 [0.54, 1.34]

Characteristics of studies

Characteristics of included studies [ordered by study ID]

Bashir 2019.

Study characteristics
Methods RCT
Participants 117 newborn infants (< 31 weeks' gestation) with respiratory distress treated with bubble nasal CPAP (Fisher‐Paykel) within 6 hours of birth
Interventions Mask (Drager BabyFlow): n = 57
Prongs (Hudson): n = 60
Mask/prongs in rotation: n = 58 (not used in this review)a
Outcomes Nasal injury
Treatment failure (mechanical ventilation within 72 hours of CPAP)
Duration of CPAP use
Death before discharge
Necrotising enterocolitis
Intraventricular haemorrhage
Chronic lung disease
Retinopathy of prematurity
Duration of hospitalisation
Notes Setting: Hyderabad, India (2016–2018)
Funding: no specific funding
a2‐stage randomisation
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Computer‐generated.
Allocation concealment (selection bias) Low risk Sequentially numbered sealed opaque envelopes.
Blinding (performance bias and detection bias)
All outcomes High risk Open label (nasal injury assessed by clinician blinded to group allocation).
Incomplete outcome data (attrition bias)
All outcomes Low risk Outcome reporting complete.
Selective reporting (reporting bias) Low risk No access to protocol but unlikely (comprehensive).
Other bias Low risk No evidence imbalance in baseline demographics.

Chandrasekaran 2017.

Study characteristics
Methods RCT
Participants 72 newborn infants (26–32 weeks' gestation) with respiratory distress treated with bubble CPAP (Fisher‐Paykel) within 6 hours of birth
Interventions Mask (Fisher‐Paykel): n = 37
Prongs (Argyle): n = 35
Outcomes Level of oxygen supplementation until 24 hours of CPAP
Treatment failure until 72 hours of CPAP (persistent hypoxia, respiratory distress, prolonged apnoea, shock)
Nasal trauma
Duration of CPAP use
Duration of supplemental oxygen
Death before discharge
Sepsis/pneumonia
Intraventricular haemorrhage
Chronic lung disease
Retinopathy of prematurity
Notes Setting: New Delhi, India (2012–2013)
Funding: no specific funding
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Independent statistician.
Allocation concealment (selection bias) Low risk Sequentially numbered sealed opaque envelopes.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes Low risk All participants randomised were analysed and reported.
Selective reporting (reporting bias) Low risk No access to protocol but unlikely (comprehensive).
Other bias Low risk No evidence imbalance in baseline demographics.

Goel 2015.

Study characteristics
Methods RCT
Participants 118 newborn infants (27–34 weeks' gestation) with respiratory distress treated with bubble CPAP (Fisher‐Paykel) after birth room stabilisation
Interventions Mask (Fisher‐Paykel): n = 61
Prongs (Hudson RCI): n = 57
Outcomes Treatment failure (mechanical ventilation within 72 hours of CPAP)
Duration of CPAP use
Duration of supplemental oxygen
Pulmonary interstitial emphysema
Pneumothorax
Patent ductus arteriosus
Death before discharge
Duration of hospitalisation
Intraventricular haemorrhage
Chronic lung disease
Retinopathy of prematurity
Feed intolerance
Necrotising enterocolitis
aNasal injury
Notes Setting: Mumbai, India (2014–2015)
Funding: no specific funding
aData from authors (August 2021)
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Computer‐generated.
Allocation concealment (selection bias) Low risk Sequentially numbered sealed opaque envelopes.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes Low risk All participants randomised were analysed and reported.
Selective reporting (reporting bias) Low risk No access to protocol but unlikely (comprehensive).
Other bias Low risk No evidence imbalance in baseline demographics.

Kieran 2012.

Study characteristics
Methods RCT
Participants 120 newborn infants (< 31 weeks' gestation) treated with nasal CPAP via Viasys Infant Flow Driver (as primary support or postextubation)
Interventions Mask (Viasys): n = 58
Prongs (Viasys): n = 62
Outcomes Treatment failure (mechanical ventilation within 72 hours of CPAP)
Death before discharge
Nasal trauma sufficiently severe "to prompt clinicians or nursing staff to change the interface"
Pneumothorax
Necrotising enterocolitis
Intraventricular haemorrhage
Chronic lung disease
Retinopathy of prematurity
Notes Setting: Dublin, Ireland (2009–2010)
Funding: National Children's Research Centre
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Random number table.
Allocation concealment (selection bias) Low risk Sequentially numbered sealed opaque envelopes.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes Low risk Outcome reporting complete.
Selective reporting (reporting bias) Low risk Unlikely (comprehensive).
Other bias Low risk No evidence imbalance in baseline demographics.

Kumar 2017.

Study characteristics
Methods RCT
Participants 60 preterm infants (birth weight 1000–2500 g) with respiratory distress treated with CPAP (pressure source not stated) as primary support or postextubation
Interventions Mask (manufacturer not stated): n = 30
Prongs (manufacturer not stated): n = 30
Outcomes Treatment failure (persistent hypoxia, worsening respiratory distress, frequent apnoea, acidaemia within 72 hours of CPAP)
Death before discharge
Duration of CPAP use
Duration of hospitalisation
Nasal trauma
Pneumothorax
Notes Setting: New Delhi, India (dates not stated, likely early 2010s)
Funding: not stated
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Computer‐generated.
Allocation concealment (selection bias) Unclear risk Not stated.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes Low risk All participants randomised were analysed and reported.
Selective reporting (reporting bias) Low risk No access to protocol but unlikely (comprehensive).
Other bias Low risk No evidence imbalance in baseline demographics.

Newnam 2015.

Study characteristics
Methods RCT
Participants 56 newborn infants (birth weight 500–1500 g) treated with nasal CPAP via Cardinal variable flow driver (as primary support or postextubation)
Interventions Mask (Cardinal AirLife): n = 35
Prongs (Cardinal AirLife): n = 21
Mask/prongs in rotation: n = 22 (not used in this review)
Outcomes "Neonatal Skin Condition Scale" (ano data for moderate–severe nasal trauma)
Duration of CPAP use
Notes Setting: Virginia, USA (2012–2013)
Funding: no specific funding
adata not reported or available from authors (contacted August 2021)
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Not stated.
Allocation concealment (selection bias) Low risk Sequentially numbered sealed opaque envelopes.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes Low risk Outcome reporting complete.
Selective reporting (reporting bias) High risk No outcomes apart from "Neonatal Skin Condition Scale" reported.
Other bias High risk Mean gestation at birth lower in mask (26 weeks') vs prongs (27 weeks') group.
Mean birth weight lower in mask (826 g) vs prongs (941 g) group.
Quote: "[Seven] infants whose size prevented correct fit with nasal prongs according to manufacture guidelines were defaulted to the mask group, regardless of group assignment".

Prakash 2019.

Study characteristics
Methods RCT
Participants 113 preterm infants (28–34 weeks' gestation) with respiratory distress treated with bubble CPAP (pressure source not stated) within 6 hours after birth
Interventions Mask (manufacturer not stated): n = 56
Prongs (manufacturer not stated): n = 57
Outcomes Treatment failure (mechanical ventilation)
Duration of CPAP use
Duration of hospitalisation
Nasal trauma
Patent ductus arteriosus
Retinopathy of prematurity
Necrotising enterocolitis
Death before discharge and chronic lung disease not reported
Notes Setting: Uttar Pradesh, India (2016–2018)
Funding: no specific funding
Author contacted 28 August 2021; no reply received
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Random number table.
Allocation concealment (selection bias) Unclear risk Not stated.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes High risk 33/113 randomised infants excluded because of nasal CPAP treatment failure.
Selective reporting (reporting bias) Unclear risk Mortality not reported.
Other bias Low risk No evidence imbalance in baseline demographics.

Say 2016.

Study characteristics
Methods RCT
Participants 149 newborn infants (26–32 weeks' gestation) with respiratory distress treated with nasal CPAP (via SLE 2000 mechanical ventilator) after birth (infants received less invasive surfactant administration if FiO2 > 0.3 to maintain SpO2 > 89%)
Interventions Mask (SLE EasyFlow): n = 74
Prongs (INCA nasal cannulae): n = 75
Outcomes Treatment failure (mechanical ventilation up to 72 hours of CPAP)
Duration of CPAP use
Duration of supplemental oxygen
Pneumothorax
Patent ductus arteriosus
Death before discharge
Duration of hospitalisation
Intraventricular haemorrhage (grade 2–4)
Chronic lung disease
Retinopathy of prematurity
Necrotising enterocolitis
Nasal trauma (skin breakdown)
Notes Setting: Ankara, Turkey (2014)
Funding: not stated
ClinicalTrials.gov Identifier: NCT02287116
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk Not stated.
Allocation concealment (selection bias) Low risk Sequentially numbered sealed opaque envelopes.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes Low risk All participants randomised were analysed and reported.
Selective reporting (reporting bias) Low risk No access to protocol but unlikely (comprehensive).
Other bias Low risk No evidence imbalance in baseline demographics.

Sharma 2021.

Study characteristics
Methods RCT
Participants 178 newborn infants (26–32 weeks' gestation) with respiratory distress treated with bubble CPAP (Fisher‐Paykel) within 6 hours of birth
Interventions Mask (Fisher‐Paykel): n = 90
Prongs (Hudson): n = 88
Outcomes Treatment failure (mechanical ventilation within 72 h of CPAP)
Nasal trauma
Death before discharge
Duration of CPAP use
Duration of supplemental oxygen
Pneumothorax
Necrotising enterocolitis
Chronic lung disease
aSevere intraventricular haemorrhage
Retinopathy of prematurity
Duration of hospitalisation
Notes Setting: Jaipur, India (2017–2018)
Funding: not stated
aUnpublished data courtesy of Dr Sharma (September 2021)
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Computer‐generated.
Allocation concealment (selection bias) Low risk Sequentially numbered sealed opaque envelopes.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes Low risk All participants randomised were analysed and reported.
Selective reporting (reporting bias) Low risk No access to protocol but unlikely (comprehensive).
Other bias Low risk No evidence imbalance in baseline demographics.

Singh 2017.

Study characteristics
Methods RCT
Participants 75 newborn infants (mean gestation 33 weeks') with respiratory distress treated with ventilator nasal CPAP for > 24 hours (as primary support or postextubation)
Interventions Mask (manufacturer not stated): n = 38
Prongs (manufacturer not stated): n = 37
Outcomes Nasal trauma
aTreatment failure
aNecrotising enterocolitis
aChronic lung disease
aIntraventricular haemorrhage
aRetinopathy of prematurity
Notes Setting: Hyderabad, India (2011)
Funding: not stated
aData not reported or available from authors (contacted August 2021)
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Unclear risk aNot stated.
Allocation concealment (selection bias) Unclear risk aNot stated.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes Unclear risk aUnable to assess attrition.
Selective reporting (reporting bias) High risk aData not provided for any outcomes other than nasal trauma.
Other bias High risk Mean gestation at birth higher in mask (32 weeks') vs prongs (34 weeks') group.
Mean birth weight higher in mask (1647 g) vs prongs (1939 g) group.

Solanki 2019.

Study characteristics
Methods RCT
Participants 538 newborn infants (28–36 weeks' gestation) with respiratory distress treated with bubble nasal CPAP for > 72 hours (as primary support or postextubation)
Interventions Mask (manufacturer not stated): n = 276
Prongs (manufacturer not stated): n = 282
Outcomes Septal necrosis (ano data for other nasal trauma)
Notes Setting: Vadodara, Gujarat, India (2017)
Funding: not stated
aData not reported or available from authors (contacted August 2021)
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Computer‐generated.
Allocation concealment (selection bias) Low risk Sequentially numbered sealed opaque envelopes.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes High risk 338/538 infants excluded postrandomisation (due to lack of consent or death or receiving CPAP > 72 hours).
Selective reporting (reporting bias) High risk Data not provided for any outcomes other than nasal trauma.
Other bias Low risk No evidence imbalance in baseline demographics.

Yong 2005.

Study characteristics
Methods RCT
Participants 89 newborn very low birth weight infants with respiratory distress treated with nasal CPAP via Infant Flow Driver (as primary support or postextubation)
Interventions Mask (Infant Flow Driver): n = 41
Prongs (Infant Flow Driver): n = 48
Outcomes Nasal trauma (crusting and excoriation, bleeding, narrowing of the nasal passage)
Duration of CPAP use
Duration of supplemental oxygen
Duration of hospitalisation
Bronchopulmonary dysplasia
Death before discharge
Treatment failure not reported – author contacted September 2021
Notes Setting: Kuala Lumpur, Malaysia (2001–2003)
Funding: research grant (FF/28/2001) from the Faculty of Medicine, Universiti Kebangsaan, Malaysia
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation (selection bias) Low risk Sealed opaque envelopes "shuffled randomly".
Allocation concealment (selection bias) Low risk Sequentially numbered sealed opaque envelopes.
Blinding (performance bias and detection bias)
All outcomes High risk Open label.
Incomplete outcome data (attrition bias)
All outcomes Low risk All participants randomised were analysed and reported.
Selective reporting (reporting bias) Low risk No access to protocol but unlikely.
Other bias Low risk No evidence imbalance in baseline demographics.

CPAP: continuous positive airway pressure; FiO2: fraction of inspired oxygen; n: number of participants; RCT: randomised controlled trial; SpO2: oxygen saturation.

Characteristics of excluded studies [ordered by study ID]

Study Reason for exclusion
Ahluwalia 1998 Randomised study compared binasal vs single prong nasal CPAP.
Bhandari 1996 Compared nasal vs naso‐pharyngeal CPAP and was non‐randomised.
Buettiker 2004 3‐armed RCT comparing single prong vs binasal (Hudson) prongs vs CPAP delivered via Infant Flow Driver.
Campbell 2004 Compared Infant Flow CPAP with high‐flow nasal cannulae.
Davis 2001 Compared single prong vs binasal (Hudson) prongs.
Kaufman 2013 Observational study of facemask CPAP for stabilisation after preterm birth
Kavvadia 2000 Non‐randomised comparison of single prong and Infant Flow CPAP
Mazzella 2001 Trial comparing bubble CPAP (via nasopharyngeal tube) vs CPAP delivered via Infant Flow Driver
Nair 2005 Trial of high‐flow nasal cannula system vs bubble CPAP (prong type not specified) in preterm infants.
Rego 2002 Trial comparing CPAP delivered via Hudson nasal prongs vs Argyle nasal prongs
Roukema 1999a Compared CPAP delivered via nasopharyngeal tube vs CPAP delivered via Infant Flow Driver
Roukema 1999b Cross‐over study of Infant Flow CPAP vs nasopharyngeal CPAP
Sreenan 2001 Compared high‐flow nasal cannulae vs nasal CPAP
Stefanescu 2003 Compared binasal prongs (INCA system) with nasal CPAP delivered via Infant Flow Driver
Sun 1999 Compared binasal prongs (Medicorp system) with nasal CPAP delivered via Infant Flow Driver
Trevisanuto 2005 Compared Infant Flow nasal CPAP vs CPAP delivered via a polycarbonate helmet

CPAP: continuous positive airway pressure; RCT: randomised controlled trial.

Characteristics of ongoing studies [ordered by study ID]

NCT01989442.

Study name Nasal mask and prong use in non‐invasive ventilation for newborns (NIV)
Methods Randomised controlled trial
Participants All newborns who require non‐invasive ventilation as first‐line treatment as respiratory support in delivery room or neonatal intensive care unit
Interventions Nasal masks vs binasal prongs
Outcomes Failure of non‐invasive ventilation (endotracheal intubation)
Starting date 2013
Contact information Ufuk Cakir, Ankara University, Turkey
Notes Recruitment status: unknown

Differences between protocol and review

At the request of the World Health Organization (WHO), we created this review on a subtopic of De Paoli 2008 (Devices and pressure sources for administration of nasal continuous positive airway pressure (NCPAP) in preterm neonates). 

This current review is based on the protocol for De Paoli 2008, but with the following changes. 

  • Updated the background section.

  • Modified both primary and secondary outcome measures in consultation with authorship team and WHO.

  • Modified selected subgroup analyses in consultation with authorship team and WHO.

  • Added risk of bias assessment.

  • Added GRADE assessment and summary of findings table.

We updated the search strategies for all databases to improve sensitivity and to use most current neonatal population terms and methodological filters. 

Contributions of authors

Conceptualised the review: RP, AD, SO, PD, WM. 

Screened search results, assessed study eligibility, extracted and synthesised data, assessed risk of bias, and undertook GRADE assessment: RP, SO, WM.

Wrote the review: RP, AD, SO, PD, WM.

Sources of support

Internal sources

  • University of York, UK

    Host institution (WM)

External sources

  • Vermont Oxford Network, USA

    Cochrane Neonatal Reviews are produced with support from Vermont Oxford Network, a worldwide collaboration of health professionals dedicated to providing evidence‐based care of the highest quality for newborn infants and their families.

  • World Health Organization, Switzerland

    Editorial and administrative support for this review has been provided by a grant from World Health Organization to Cochrane Neonatal.

  • National Institute for Health Research, UK

    National Institute of Health Research (NIHR) Evidence‐synthesis Programme Grant. The views expressed in this publication are those of the authors and not necessarily those of the National Health Service, the NIHR or the UK Department of Health.

  • National Health and Medical Research Council, Australia

    Peter Davis receives salary support from a National Health and Medical Research Council (NHMRC) grant provided by the Australian Government.

Declarations of interest

RP has no interests to declare.

ADP works as a consultant neonatologist at Royal Hobart Hospital, Tasmania, Australia.

PD: none.

SO works as a health professional at Bradford Teaching Hospitals, UK.

WM is a Co‐ordinating Editor of Cochrane Neonatal. He was not involved in the editorial process for this review.

New

References

References to studies included in this review

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