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Deutsches Ärzteblatt International logoLink to Deutsches Ärzteblatt International
. 2022 Aug 8;119(31-32):527–534. doi: 10.3238/arztebl.m2022.0244

The Use of Psychoactive Substances in Germany

Findings from the Epidemiological Survey of Substance Abuse 2021

Christian Rauschert 1,*, Justin Möckl 1, Nicki-Nils Seitz 1, Nicolas Wilms 1, Sally Olderbak 1,2, Ludwig Kraus 1,3,4
PMCID: PMC9677535  PMID: 35791270

Abstract

Background

Monitoring the use of psychoactive substances and substance-related problems in the population allows for the assessment of prevalence and associated health and social consequences.

Methods

The data are derived from the Epidemiological Survey of Substance Abuse (ESA) 2021 (n = 9046, 18–64 years). We estimated prevalence rates of the use of tobacco, alcohol, illegal drugs, and psychoactive medications, as well as the prevalence rates of their problematic use (indicating dependence) using screening instruments, and extrapolated the results to the resident population (N = 51 139 451).

Results

Alcohol was the most frequently used substance, with a 30-day prevalence of 70.5% (36.1 million people), followed by non-opioid analgesic drugs (47.4%; 24.2 million) and conventional tobacco products (22.7%; 11.6 million). E-cigarettes were used by 4.3% (2.2 million) and heat-not-burn products by 1.3% (665 000). Among illegal drugs (12-month prevalence), cannabis was the most frequently used (8.8%; 4.5 million), followed by cocaine/crack (1.6%; 818 000) and amphetamine (1.4%; 716 000). Rates of problematic use among the study participants were 17.6% for alcohol (9.0 million), 7.8% for tobacco (4.0 million), 5.7% for psychoactive medications (2.9 million), and 2.5% for cannabis (1.3 million).

Conclusion

The consumption of psychoactive substances continues to be widespread in Germany. In view of the imminent legal changes, the high prevalence of cannabis use and its problematic use need to be taken into consideration.


The use of psychoactive substances is one of the main risk factors for the global burden of disease and premature mortality (1). In 2019, worldwide tobacco use was responsible for approximately 229 million disability-adjusted life years (DALY) and 8.71 million deaths. A total of 2.44 million deaths were attributable to the consumption of alcohol and 494,000 to the use of illegal drugs (2, 3). Thus, based on the total number of annual deaths (56.53 million), a fifth (11.64 million) are accounted for by the use of psychoactive substances (3). Despite an observed decline in the consumption of alcohol since the 1990s, Germany is among the 10 countries worldwide with the highest per capita consumption rates (4, 5). The proportion of smokers in 2019 was also above the West European average (6).

In addition to the high burden of morbidity and mortality, the use of psychoactive substances is associated with significant economic costs, which cannot be compensated for through tax revenue from the sale of legal substances (alcohol, tobacco). According to estimates, the consumption of alcohol in Germany generates annual costs to the economy of approximately 57.04 billion euros (7). The total direct and indirect costs to the economy of tobacco use in 2018 were estimated at 97.42 billion euro (7). The annual expenditure for illicit drug use in Germany in 2010 was put at 5.2–6.1 billion euros (8), while the costs resulting from the harmful use of cannabis were estimated in 2016 to be approximately 975 million euros per year (9).

Monitoring the use of psychoactive substances is an indispensable precondition of health policy decision-making and enables, among other things, an estimation of future costs and the evidence-based development of effective prevention and intervention measures. As a population-representative study, the German Epidemiological Survey of Substance Abuse (ESA) provides data on the use of both legal and illegal substances as well as on hazardous forms of use in the German adult population. The aim of this paper is to provide prevalence estimates of the use of tobacco, alcohol, illicit drugs, and psychoactive medications and of negative consequences of substance use in the German adult population.

Methods

Study design and sample

The target group of the ESA 2021 comprises German-speaking individuals aged 18–64 years and living in private households. Sampling was performed using a two-stage selection process. In a first step, 217 municipalities were randomly selected. A random selection of addresses was then made from the respective population registers. In order to make up for the low proportion of young adults in the total population, disproportionate sampling according to age cohorts was carried out. The survey was conducted in writing, via the internet, or by telephone. The adjusted sample comprised 9046 individuals, the response rate was 35.0%. The survey period ran from May to September 2021 in the second year of the COVID-19 pandemic. For further information on the methodology used for the ESA 2021, the procedure of the survey, the response rate by study arm, as well as prevalence rates according to survey mode, see eMethods, eFigure, and eTables 13.

eFigure.

eFigure

Flowchart of the study design and response rates

eTable 1. Type of response by study arm, n (%).

Written Telephone Total
Initial sample 19,213 (100) 11,476 (100) 30,689 (100)
Evaluable questionnaires following data validation 5467 (28.5) 3579 (31.2) 9046 (29.5)
Non-evaluable questionnaires following data validation 49 (0.3) 14 (0.1) 63 (0.2)
Response status unknown 11,735 (61.1) 1 (0.0) 11,736 (38.2)
Neutral dropouts 1423 (7.4) 1575 (13.7) 2998 (9.8)
 – Target person unknown 1402 (7.3) 256 (2.2) 1658 (5.4)
 – Telephone number invalid 1193 (10.4) 1193 (3.9)
 – Target person does not speak sufficient German 9 (0.1) 70 (0.6) 79 (0.3)
 – Target person not in target group 7 (0.0) 45 (0.4) 52 (0.2)
 – Target person deceased 5 (0.0) 11 (0.1) 16 (0.1)
Systematic dropouts 539 (2.8) 6307 (55.0) 6846 (22.3)
 – Refusal 235 (1.2) 2934 (25.6) 3169 (10.3)
 – Not contactable 281 (1.5) 3094 (27.0) 3375 (11.0)
 – Health problems 13 (0.1) 50 (0.4) 63 (0.2)
 – Target person wanted to respond* 10 (0.1) 229 (2.0) 239 (0.8)

*Target person wished to complete the questionnaire in writing, or complete it online or in a telephone interview, but eventually did not

eTable 3. Substance use prevalence estimates by willingness to participate, n (%)*1.

Participants (n = 9064) Non-participants*2 (n = 1231)
Alcohol use
 30-Day prevalence 6557 (72.8) 765 (62.7)*4
 Episodic heavy drinking, preceding 30 days*3 2247 (25.1) 384 (52.0)*4
Tobacco use
 30-Day prevalence 1716 (19.1) 264 (21.7)
 Average number of cigarettes per day, M (SD)*3 9.0 (9.1) 9.5 (8.2)
Cannabis use
 Lifetime prevalence 3358 (37.3) 332 (27.0)*4
 12-Month prevalence 1004 (11.2) 75 (6.1)*4
Medication use, preceding 12 months
 Analgesics 6636 (73.4) 831 (67.7)*4
 Hypnotics 498 (5.6) 74 (6.0)

*1 Logistic and linear regression model adjusted according to age, sex, federal state, and type of interview

*2 Individuals that completed the “non-response” questionnaire (5.7% of all non-responders)

*3 In relation to 30-day users

*4 Statistically significant difference to “participants” with p < 0.01

M, mean; SD, standard deviation

Instruments

Conventional tobacco products, e-products, and heat-not-burn products

The use of conventional tobacco products (cigarettes, cigars, cigarillos, and pipes), waterpipes (hookahs), e-cigarettes, e-waterpipes, e-pipes, e-cigars, and heat-not-burn products was surveyed for the preceding 30 days (10). Daily cigarette consumption was defined as the use of at least one cigarette per day, while heavy cigarette consumption was defined as the use of at least 20 cigarettes per day. To survey dependence on conventional tobacco products and heat-not-burn products over the preceding 12 months, the Fagerström test for nicotine dependence (FTND) (e1) was used, while the Penn State Electronic Cigarette Dependence Index (PS-ECDI) was used for e-products (e2).

Alcohol

Alcohol consumption was measured for the preceding 30-day time period using a beverage-specific frequency–quantity index separately for beer, wine/sparkling wine, spirits, and mixed alcoholic beverages. Episodic heavy drinking was defined as the consumption of five or more glasses of alcohol (approximately 70 g pure alcohol) on at least one day in the preceding 30 days. The daily consumption of more than 12 g (women) and 24 g (men) of pure alcohol was defined as the threshold for hazardous alcohol consumption (11, 12). The Alcohol Use Disorder Identification Test (AUDIT) was used as an indicator for problematic alcohol consumption (indicating dependence) in the preceding 12 months (e3).

Illegal drugs

The use of cannabis (hashish, marijuana), amphetamine and methamphetamine, ecstasy, LSD, heroin, other opiates (for example, codeine, methadone, opium, and morphine), cocaine/crack cocaine, hallucinogenic mushrooms, and new psychoactive substances (NPS) was recorded for the preceding 12-month period. Problematic use of cannabis, cocaine, and amphetamine/methamphetamine within the preceding 12 months was measured using the Severity of Dependence Scale (SDS) (e4).

Medications

The use of analgesics, hypnotics and sedatives, analeptics, anorectics, antidepressants, and neuroleptic drugs was surveyed for the preceding 30-day period. Medications taken on a daily basis were also recorded. Problematic use within the preceding 12 months was recorded using the Short Questionnaire on Medication Use (Kurzfragebogen zum Medikamentengebrauch, KFM) (e5).

Statistical analysis

Descriptive data on substance use and problematic use are reported as prevalence estimates with 95% confidence intervals separately for men and women as well as for the total population. Statistically significant differences in prevalence estimates were measured using confidence intervals. Projections to the total resident population in Germany aged 18–64 years were performed based on a population of 51 139 451 individuals (25 940 597 men; 25 198 854 women) as of 31 December 2020 (e6). Post-stratification weights were used to adjust the data to the distribution of the target population in the German adult population in terms of the characteristics age, sex, school education, federal state, and community size class. Due to the complex sample design, the Taylor series linearization method was used to estimate standard errors (e7).

Results

Conventional tobacco products, e-products, heat-not-burn products

The 30-day prevalence of conventional tobacco product use was 22.7% (11.6 million individuals) and, for daily tobacco use, 13.7% (7.0 million individuals) (table 1). Of the tobacco users, 21.0% (2.4 million) reported smoking at least 20 cigarettes a day. Waterpipe use was reported by 4.1 % (2.1 million individuals), e-cigarette use by 4.3% (2.2 million individuals), and heat-not-burn product use by 1.3% (665 000 individuals) (in the preceding 30 days). Men showed higher prevalence rates across all product categories compared to women. Evidence of dependence on tobacco products was seen in 7.8% (4.0 million individuals), on heat-not-burn products in 0.2% (102 000 individuals), and on e-cigarettes in 2.0% (1.0 million individuals) (table 2).

Table 1. 30-Day prevalence of the use of conventional tobacco products, electronic inhalation products, and tobacco heaters, as well as the use of waterpipes (hookahs); extrapolation to the 18- to 64-year-old population.

Tobacco Men  Women  Total *4 Extrapolation *5
n % [95% CI] n % [95% CI] n % [95% CI] N [95% CI]
Cigarette, cigar, cigarillo, pipe 861 25.7 [23.9; 27.6] 853 19.5 [18.1; 21.1] 1716 22.7 [21.4; 24.0] 11.6 M [10.9; 12.3]
Daily use *1 414 14.3 [12.8; 16.0] 505 13.2 [11.9; 14.6] 919 13.7 [12.6; 14.9] 7.0 M [6.4; 7.6]
Heavy use *2 (among users) 139 24.8 [20.6; 29.5] 104 16.2 [12.6; 20.5] 243 21.0 [18.2; 24.1] 2.4 M [2.0; 3.0]
Waterpipe (hookah) 252 5.3 [4.4; 6.3] 227 3.0 [2.5; 3.5] 479 4.1 [3.6; 4.7] 2.1 M [1.8; 2.4]
E-cigarette, e-waterpipe, e-pipe, e-cigar 182 4.9 [4.1; 5.9] 179 3.6 [2.9; 4.6] 362 4.3 [3.7; 5.0] 2.2 M [1.9; 2.6]
Heat-not-burn products 43 1.3 [0.8; 2.1] 61 1.2 [0.9; 1.7] 104 1.3 [0.9; 1.7] 665 [460; 869]
At least one of these products *3 1070 31.0 [29.2; 32.9] 1071 23.4 [21.7; 25.1] 2144 27.2 [26.0; 28.6] 13.9 M [13.3; 14.6]

*1 Daily use of at least one cigarette

*2 Daily use of at least 20 cigarettes among cigarette users

*3 At least one-time use of cigarettes, cigarillos, pipes, waterpipes, e-cigarettes, e-waterpipes, e-pipes, e-cigars, or heat-not-burn products in the preceding 30 days

*4 Includes men, women, and diverse

*5 Mean based on 51 139 451 individuals aged 18–64 years (as of 31.12.2020, German Federal Statistical Office)

n = Unweighted number; % = weighted prevalence; 95% CI = 95% confidence interval; N = projection in thousands except where millions indicated; M, million

Table 2. The 12-month prevalence of substance-related problems based on screening instruments: extrapolation to the 18- to 64-year-old population.

Problematic use Men Women Total *6 Extrapolation *7
n % [95% CI] n % [95% CI] n % [95% CI] N [95% CI]
Tobacco *1 214 8.8 [7.5; 10.2] 225 6.8 [5.7; 8.1] 439 7.8 [6.9; 8.8] 4.0 M [3.5; 4.5]
E-cigarettes *2 66 2.6 [1.9; 3.6] 40 1.2 [0.8; 2.0] 107 2.0 [1.5; 2.6] 1.0 M [767; 1.3]
Heat-not-burn products *1 6 0.2 [0.1; 0.7] 12 0.2 [0.1; 0.5] 18 0.2 [0.1; 0.5] 102 [51; 256]
Alcohol *3 1 049 25.0 [23.1; 26.9] 655 10.1 [9.1; 11.2] 1 706 17.6 [16.5; 18.8] 9.0 M [8.4; 9.6]
Cannabis *4 153 3.4 [2.8; 4.2] 111 1.6 [1.2; 2.2] 264 2.5 [2.1; 3.0] 1.3 M [1.1; 1.5]
Cocaine *4 20 0.5 [0.3; 1.0] 14 0.2 [0.1; 0.4] 34 0.4 [0.2; 0.6] 205 [102; 307]
Amphetamine/methamphetamine *4 17 0.4 [0.2; 0.7] 14 0.4 [0.2; 0.8] 31 0.4 [0.2; 0.6] 205 [102; 307]
At least one drug *4 170 3.7 [3.0; 4.6] 27 2.0 [1.5; 2.5] 297 2.9 [2.4; 3.4] 1.5 M [1.2. 1.7]
Medications *5 139 4.8 [3.8; 6.1] 272 6.5 [5.7; 7.4] 412 5.7 [5.0; 6.4] 2.9 M [2.6; 3.3]

*1 Based on the Fagerström Test for Nicotine Dependence

*2 Based on the Penn State Electronic Cigarette Dependence Index

*3 Based on the Alcohol Use Disorder Identification Test

*4 Based on the Severity of Dependence Scale

*5 Based on the Short Questionnaire on Medication Use

*6 Includes men, women, and diverse

*7 Mean based on 51,139,451 individuals aged 18–64 years (as of 31 December 2020, German Federal Statistical Office)

n = Unweighted number; % = weighted prevalence; 95% CI = 95% confidence interval; N = extrapolation in thousands except where millions indicated; M, million

Alcohol

A total of 70.5% of respondents (36.1 million individuals) reported having consumed alcohol in the preceding 30 days (table 3). Of these, 33.3% reported at least one episode of heavy drinking—with a higher prevalence seen among men (41.9%) compared to women (23.3%). Among alcohol consumers, 21.9% (7.9 million individuals) reported consuming hazardous quantities of alcohol. Differences between prevalence rates among men (21.1%) and women (22.9%) were not statistically significant. Overall, 17.6% of respondents (9 million individuals) exhibited problematic alcohol use (table 2).

Table 3. 30-Day prevalence of alcohol use; extrapolation to the 18- to 64-year-old population.

Alcohol Men Women Total *3 Extrapolation *4
n % [95% CI] n % [95% CI] n % [95% CI] N [95% CI]
Prevalence of use 2987 74.8 [72.6; 76.8] 3561 66.0 [64.0; 68.0] 6557 70.5 [68.9; 72.0] 36.1 M [35.2; 36.8]
Episodic heavy drinking *1 (among consumers) 1319 41.9 [39.5; 44.3] 919 23.3 [21.5; 25.3] 2239 33.3 [31.6; 35.0] 12.0 M [11.1; 12.9]
Consumption of hazardous quantities *2 (among consumers) 595 21.1 [19.3; 23.1] 815 22.9 [20.8; 25.0] 1410 21.9 [20.5; 23.4] 7.9 M [7.2; 8.6]

*1 Episodic heavy drinking: consumption of five or more alcoholic beverages on at least one of the preceding 30 days

*2 Hazardous consumption: average consumption of more than 12 g (women) and 24 g (men) pure alcohol per day

*3 Includes men, women, and diverse

*4 Mean based on 51,139,451 individuals aged 18–64 years (as of 31.12.2020, German Federal Statistical Office)

n = Unweighted number; % = weighted prevalence; 95% CI = 95% confidence interval; N = extrapolation in thousands except where millions indicated; M, million

Illegal drugs

With a 12-month prevalence of 8.8% (4.5 million individuals), cannabis was the most frequently used illegal drug, followed by cocaine/crack cocaine with 1.6% (818 000 individuals; Table 4). In total, 1.4% of participants (716 000 individuals) reported having used amphetamine, while 1.3% (665 000 individuals) reported NPS use. At 0.2% (102 000 individuals), the 12-month prevalence for the use of methamphetamine was the lowest. A statistically significantly higher prevalence was seen among men compared to women for cannabis, cocaine/crack cocaine, and the use of at least one illegal drug. With a prevalence of 2.5% (1.3 million individuals), problematic drug use according to SDS criteria can be seen particularly in relation to cannabis (table 2). In this group, men were more frequently affected (with a prevalence of 3.4%) compared to women (1.6%). Prevalence rates for problematic use of cocaine and amphetamine/methamphetamine according to SDS criteria were both 0.4% (205,000 individuals). Sex differences in the 12-month prevalence of these substances were not statistically significant.

Table 4. 12-Month prevalence of illegal drug use; extrapolation to the 18- to 64-year-old population.

Illegal drugs Men Women Total *1 Extrapolation *2
n % [95% CI] n % [95% CI] n % [95% CI] N [95% CI]
Cannabis 523 10.7 [9.3; 12.3] 477 6.8 [5.8; 8.0] 1004 8.8 [7.7; 10.0] 4.5 M [3.9; 5.1]
Amphetamine/methamphetamine 72 1.5 [1.1; 1.9] 62 1.3 [0.9; 1.8] 134 1.4 [1.1; 1.8] 716 [563; 921]
Amphetamine 71 1.5 [1.1; 1.9] 62 1.3 [0.9; 1.8] 133 1.4 [1.1; 1.7] 716 [563; 869]
Methamphetamine 8 0.2 [0.1; 0.5] 4 0.2 [0.1; 0.8[ 12 0.2 [0.1; 0.5] 102 [51; 256]
Ecstasy 77 1.4 [1.0; 1.9] 45 0.7 [0.5; 1.0] 122 1.0 [0.8; 1.3] 511 [409; 665]
LSD 52 0.8 [0.6; 1.2] 25 0.4 [0.3; 0.8] 77 0.6 [0.5; 0.9] 307 [256; 460]
Heroin/other opiates 27 0.6 [0.4; 1.0] 18 0.5 [0.2; 0.9] 45 0.5 [0.4; 0.8] 256 [205; 409]
Cocaine/crack cocaine 90 2.1 [1.5; 2.8] 60 1.1 [0.7; 1.6] 150 1.6 [1.2; 2.1] 818 [614; 1.1]
Hallucinogenic mushrooms 42 0.7 [0.5; 1.0] 17 0.4 [0.2; 0.7] 59 0.5 [0.4; 0.8] 256 [205; 409]
New psychoactive substances 56 1.5 [1.0; 2.1] 66 1.2 [0.8; 1.6] 122 1.3 [1.0; 1.7] 665 [511; 869]
At least one of these drugs 558 11.6 [10.0; 13.4] 518 7.6 [6.4; 8.9] 1080 9.6 [8.4; 11.0] 4.9 M [4.3; 5.6]

*1 Includes men, women, and diverse

*2 Mean based on 51,139,451 individuals aged 18–64 years (as of 31.12.2020, German Federal Statistical Office)

n = Unweighted number; % = weighted prevalence; 95% CI = 95% confidence interval; N = extrapolation in thousands except where millions indicated; M, million

Medications

Non-opioid analgesics were the medications most commonly used, with a 30-day prevalence of 47.7% (24.2 million individuals) (table 5). The second most commonly used medications were reported to be hypnotics or sedatives (5.4%; 2.8 million individuals), followed by antidepressants (5.3%; 2.7 million individuals) and opioid analgesics (2.1%; 1.1 million individuals). In total, 51.4% (26.2 million individuals) reported having used at least one medication in the preceding 30 days, with the percentage for women (60.6%) being statistically significantly higher than that for men (42.5%). Among the users of the respective medication group, antidepressants (90.4%; 2.5 million individuals) were those most frequently used daily, followed by neuroleptics (83.9%; 601,000 individuals) and anorectics (57.2%; 117,000 individuals). Non-opioid analgesics were the medications most rarely used daily (6.9%; 1.7 million individuals), with the percentage for men (9.8%) being statistically significantly higher than that for women (5.0%). In total, 18.9% of medication users (5.0 million individuals) reported using at least one of the abovementioned medications daily. Finally, 17.6% of respondents (2.9 million individuals) exhibited problematic alcohol use (table 2).

Table 5. 30-Day prevalence of medication use and daily use; extrapolations to the 18- to 64-year-old population.

Medications Men Women Total *1 Extrapolation  *2
n % [95% CI] n % [95% CI] n % [95% CI] N [95% CI]
Prevalence of use
 Non-opioid analgesics 1417 38.0 [35.9; 40.2] 2872 57.1 [55.4; 58.8] 4293 47.4 [46.0; 48.8] 24.2 M [23.5; 25.0]
 Opioid analgesics 58 2.0 [1.5; 2.6] 84 2.3 [1.7; 2.9] 142 2.1 [1.7; 2.5] 1.1 M [869; 1.3]
 Hypnotics or sedatives 152 4.3 [3.5; 5.3] 297 6.5 [5.6; 7.4] 450 5.4 [4.8; 6.0] 2.8 M [2.5; 3.1]
 Analeptics 44 1.0 [0.6; 1.4] 38 0.6 [0.4; 0.8] 82 0.8 [0.6; 1.0] 409 [307; 511]
 Anoretics 6 0.2 [0.1; 0.6] 16 0.7 [0.4; 1.2] 22 0.4 [0.2; 0.7] 205 [102; 358]
 Antidepressants 140 4.7 [3.8; 5.8] 269 6.0 [5.2; 6.8] 410 5.3 [4.7; 6.0] 2.7 M [2.4; 3.1]
 Neuroleptics 41 1.4 [1.0; 2.1] 57 1.3 [1.0; 1.8] 99 1.4 [1.1; 1.8] 716 [563; 921]
 At least one of these medications 1558 42.5 [40.3; 44.7] 3023 60.6 [58.8; 62.3] 4586 51.4 [50.0; 52.8] 26.2 M [25.6; 27.0]
Daily use
 Non-opioid analgesics 105 9.8 [7.7; 12.5] 92 5.0 [3.6; 6.8] 197 6.9 [5.6; 8.5] 1.7 M [1.3; 2.1]
 Opioid analgesics 22 32.1 [20.3; 46.7] 30 46.3 [32.8; 60.3] 52 39.6 [30.3; 49.8] 425 [263; 636]
 Hypnotics or sedatives 43 33.1 [24.3; 43.3] 56 24.0 [18.2; 30.9] 99 27.7 [22.7; 33.2] 764 [557; 1.0]
 Analeptics 11 21.4 [11.2; 37.1] 15 42.2 [26.4; 59.7] 26 28.8 [19.1; 41.0] 118 [58; 209]
 Anorectics 2 63.4 [16.2; 94.0] 9 55.2 [26.6; 80.8] 11 57.2 [32.4; 78.8] 117 [33; 281]
 Antidepressants 123 89.7 [82.5; 94.1] 241 91.0 [86.3; 94.3] 365 90.4 [86.8; 93.2] 2.5 M [2.1; 2.9]
 Neuroleptics 36 90.2 [77.9; 96.0] 39 76.6 [61.6; 87.0] 76 83.9 [74.8; 90.2] 601 [420; 830]
 At least one of these medications 268 22.3 [19.3; 25.5] 399 16.5 [14.7; 18.5] 668 18.9 [17.2; 20.8] 5.0 M [4.4; 5.6]

*1 Includes men, women, and diverse

*2 Mean based on 51,139,451 individuals aged 18–64 years (as of 31.12.2020, German Federal Statistical Office)

n = Unweighted number; % = weighted prevalence; 95% CI = 95% confidence interval; N = extrapolation in thousands except where millions indicated; M, millions

Discussion

Conventional tobacco products, e-products, and heat-not-burn products

With the proportion of smokers exceeding a fifth (22.7%; 11.6 million individuals), the use of conventional tobacco products among 18- to 64-year-olds is widespread in Germany. Thus in 2020, of the 27 EU Member States (plus Great Britain), Germany ranked 16th on a list in descending order of smoking prevalence (13). According to results of the German Study on Tobacco Use (DEBRA), a nationally representative survey, the prevalence of tobacco use in 2021, including adolescents and older individuals (≥ 14 years), was approximately 30% (14). Smoking is one of the largest preventable risk factors for a multitude of physiological diseases (including, cardiovascular and respiratory diseases as well as cancer) and is considered to be the cause of around 125 000 deaths each year in Germany (15). Studies show that only total abstinence from smoking can be considered as harmless to health (e8). In view of this, it is even more concerning that only one in five German smokers reports attempts to quit (16). The same study shows that e-cigarettes (both with and without nicotine) as an alternative to smoking are the most commonly used single form of aid during any attempt to quit smoking. According to recent evidence, e-cigarette vaporization is less harmful to health than smoking tobacco cigarettes (17), but it is not considered safe (18). In particular adolescents and young adults are at increased risk for taking up e-cigarette use—and thus also for the associated health risks—due to the multitude of flavors on offer (19). Overall, the percentage of e-cigarette users among the adult population is relatively low at 4.3%; the same applies to the percentage of heat-not-burn product users, which at 1.3%, is significantly lower than that of e-cigarette users. However, the prevalence rates among young adults of exclusive use of alternative products, such as heat-not-burn products, waterpipes (hookah), or e-cigarettes, are markedly higher compared to those among older age groups (20).

Alcohol

With a 30-day prevalence of 70.5%, alcohol is the most frequently used psychotropic substance in Germany. The consumption of large quantities of alcohol has been shown to be associated with an increased risk for a wide range of non-communicable diseases (e9). While the consumption of high-risk amounts of alcohol over a prolonged period of time is associated in particular with chronic diseases (for example, cardiovascular disease or cancer), episodic heavy drinking predominantly leads to acute diseases and injuries, including harm to others as a result of traffic accidents or alcohol use during pregnancy (21, 22). Studies also suggest that blackouts caused by binge drinking, particularly in adolescents, can increase the risk of an alcohol use disorder, in addition to massive brain and nervous system damage (23, 24). The available results show that 17.6% of alcohol consumers surveyed exhibit problematic alcohol consumption. Results of the DEBRA study point to a comparable prevalence (19.4%) (25).

Illegal drugs

With a 12-month prevalence of 8.8%, cannabis is the most frequently used illegal substance. A rise in the prevalence of use in recent years has been reported both throughout Europe (26) and in Germany (5).

A comparison of the last ESA survey in 2018 also shows a further increase in the 12-month prevalence of cannabis use by 1.7 percentage points (27). Since 2017, medical cannabis has been available on prescription in Germany for certain indications. With approximately 30 000 to 40 000 users of medical cannabis in Germany (28), the majority of the estimated 4.5 million users obtain cannabis from illicit sources. In particular the regular use of cannabis has been shown to be associated with an increased risk for mental health disorders (for example, anxiety disorders, psychoses, depression) (29, 30). In view of the current political debate on legalization in Germany, one should not underestimate the risks and hazards of cannabis use especially to adolescents and young adults (31, 32). The results of the present study show that one in four cannabis users exhibits problematic use.

With the exception of cannabis, the use of other illegal drugs in Germany is much less widespread. Cocaine is the second most commonly used illegal substance; with a prevalence of 1.6%, the consumption of cocaine/crack cocaine exceeds the overall prevalence for Europe (1.2%) (33). At 1.4%, the prevalence of amphetamine use in Germany is twice that of Europe as a whole (0.7%). The use of NPS (1.3%) is far more widespread in Germany than the use of methamphetamine (0.2%) and, compared to results from 15 countries with available data, is significantly higher than the average value of 0.6% (33).

Medications

With around 24.2 million users, non-opioid analgesics are the most frequently used group of medications in Germany. These pain medications that are available over the counter from pharmacies are used primarily to treat mild to moderate pain, but can cause serious side effects if used improperly (34, 35).

The prevalence of non-opioid analgesic abuse among self-medicated users is estimated to be 6.4% (3.2 million individuals) in Germany (36). In contrast, the percentage of people using prescription opioid analgesics is, as expected, lower at 2.1%. Analyses of prescription data show a constant rise in the total number of opioid analgesic prescriptions over the last decade (37). An increase in long-term prescribing (≥ 3 months) for chronic non-cancer-related pain is also evident, despite the fact that there is little evidence of efficacy in this patient group (38, 39).

According to the results of this study, approximately 2.9 million individuals show problematic medication use. One can assume that—in addition to opioid analgesics— hypnotics and sedatives are particularly associated with problematic use, since these drugs have a high dependence potential by virtue of their pharmacological properties (39).

Limitations

Survey data on prevalence rates of use are subject to a number of limitations. For example, one can expect biases due to systematic non-participation by certain user groups (see eMethods Section for non-response analyses). Since all information on substance use is based on self-reporting, the full picture may be underestimated as a result of socially desirable response behavior. With regard to the representativeness of the present study, it is important to note that due to the study design, certain population groups are difficult or impossible to reach. This applies in particular to individuals aged over 64 years, homeless people, as well as people receiving inpatient treatment.

Conclusions

The use of illegal and legal psychoactive substances remains widespread in Germany. Alcohol is the most frequently used psychotropic substance, followed by non-opioid analgesics and tobacco. Cannabis is the most commonly used illegal substance. Against the backdrop of the planned legislative changes (40), the high prevalence rates of cannabis use as well as its problematic use are likely to spark discussion.

Supplementary Material

eMethods

The Epidemiological Survey of Substance Abuse 2021: Study Design and Methodology

Study design and sampling

The target population of the 2021 Epidemiological Survey of Substance Abuse (ESA) was made up of German-speaking people aged between 18 and 64 years (born between 1957 and 2003) living in private households, and covers approximately 51.1 million individuals (German Federal Statistical Office, as of 31.12.2020). The sample of persons was drawn in two stages. In the first stage, municipalities (or sample points) were randomly drawn based on municipal statistical data from the German Federal Statistical Office and the statistical offices of the German federal states. Sample points represent equally sized clusters of people drawn directly from the civil registers of the municipalities in the second stage. Municipalities were drawn within stratification cells from the combination of ten municipality size classes while controlling for the distribution of government districts and states. The number of sample points was converted proportionally to the resident population in the age cohorts. Therefore, cities can be represented by several sample points in the sample. A total of 250 sample points were drawn from 217 communities, whereby 25 communities were unable or unwilling to provide addresses. The missing municipalities were made up for with additional draws from the other municipalities. Overall, 192 municipalities (225 sample points) submitted addresses.

Personal addresses were drawn from the population registers by systematic random selection. The number of target subjects in the sample points was chosen in such a way that an initial sample of n = 8000 would be achievable. It was assumed that 50% of the selected individuals would not take part in the survey and 20% would not belong to the target population since they did not fall within the relevant age group, were not German-speaking, or their address was unknown. The uneven distribution of age cohorts in the population required a disproportionate approach, meaning that younger age cohorts were more likely to be selected given that they were not as strongly represented as were older age cohorts. Taking into consideration the disproportionate sample design and the anticipated sample-neutral dropouts per municipality, 900 addresses per sample point were selected. This equated to a gross sample of 30 689 individuals.

Fieldwork implementation

Fieldwork was carried out by the infas Institute for Applied Social Sciences (infas Institut für angewandte Sozialwissenschaften GmbH) between May and September 2021. In order to increase the response rate and minimize the selectivity of the sample, the survey used a mixture of methods comprising written postal surveys, online surveys, and telephone surveys. Depending on whether a telephone number (landline or mobile) could be found, the sample was divided into “telephone” and “written” study arms. All target persons received written correspondence comprising study information, a data privacy statement, an online access code, and an accompanying letter from the German Federal Ministry of Health.

Target persons in the telephone study arm were notified by a trained interviewer that they would be contacted. In the case of an unsuccessful attempt at telephone contact, a written questionnaire was sent in addition to a reminder letter. Individuals in the written study arm received the questionnaire with a postage-prepaid return envelope. If the target persons failed to respond, two reminders were sent at four-week intervals. At any time, respondents were able to switch between survey modes or request an additional written questionnaire. The online questionnaire could be answered on a variety of mobile devices, such as smartphones or tablets.

Instruments

The aim of the survey was to record the use of legal and illegal substances and related problems. In addition to information on the use of tobacco, alcohol, illicit drugs, and psychoactive medications, information was also gathered on physical and mental health status, chronic diseases, mental health disorders, and sociodemographics.

Both the online survey and the telephone survey were based on the written questionnaire. It was sometimes necessary in the online survey to optimize the layout and presentation of certain question batteries for mobile devices. In an additional module in the online survey, cannabis users were asked in-depth questions about their use of cannabis. The full questionnaire can be found at www.esa-survey.de/studie/instrumente.html.

Sociodemographics

Sociodemographic characteristics were recorded in line with the demographic standards of the German Federal Statistical Office (e10). Information on the following was gathered: sex and year of birth, migrant background (country of birth and citizenship) of the respondent and their parents, family situation (marital status, children, household size), education (schooling, vocational training), employment (employment status, occupational position) and net household income.

Health and health-related behavior

Physical and mental health were recorded by means of two five-point ratings (response categories 1 = “very good” to 5 = “very poor”). Chronic diseases were defined as diseases of at least 4 weeks‘ duration and requiring continuous monitoring and treatment. Applicable diseases could be specified from a list. This included the categories “cancer,” “osteoarthritis,” “arthritis,” “complaints in the neck region,” “knee complaints,” “headache (migraine),” “nervous system damage,” “muscle pain,” “neurological disease,” and “other.”

Screening for mental disorders was carried out using 11 questions from the Composite International Diagnostic Interview (CIDI, e11). These related to the preceding 12 months and included the presence of psychosomatic complaints, anxiety disorders (panic, generalized anxiety disorder, social phobia, specific phobia, fear of public places), depression, mania, and post-traumatic stress disorder, as well as psychiatric, psychological, or psychotherapeutic treatment or a finding of mental or psychosomatic illness.

Substance use

Both 30-day and 12-month prevalence rates were collected for all substances. The lifetime prevalence was recorded for the use of all substances except medications.

Use of tobacco and smoking alternatives

The survey included conventional tobacco products such as cigarettes, cigars, cigarillos, and pipes, as well as smoking and tobacco alternatives such as e-cigarettes (these include e-cigars, e-waterpipes, and e-pipes), tobacco heaters, and waterpipes (hookahs). With the exception of waterpipes, the number of days of use in the preceding 30 days as well as the average amount used per day of use were recorded for these products alongside prevalence.

Alcohol use

The average amount of alcohol consumed was recorded using a quantity–frequency index separately for beer, wine/sparkling wine, spirits, and alcoholic mixed drinks. This was derived from data on the number of days on which the respective beverages were consumed and the number of units consumed on a typical day of consumption. To calculate the amount of pure alcohol in grams, the per-liter data for the beverages were used based on the beverage-specific alcohol contents and the number of units consumed. The beverage-specific alcohol contents (beer: 4.8 vol. %; wine/sparkling wine: 11.0 vol. %; spirits: 33.0 vol. %) respectively correspond to an amount of alcohol of 38.1 g, 87.3 g, and 262.0 g pure alcohol per liter (e12). For alcoholic mixed beverages, the average alcohol content of a glass (0.3–0.4 l) was assumed to be 0.04 l of spirits. An individual average daily amount was derived from the calculated pure alcohol in grams. Five categories were formed on the basis of recommended daily limits for low-risk alcohol consumption:

Episodic heavy drinking was recorded using an open-response format regarding the number of days on which five or more glasses of alcohol were consumed, irrespective of whether these were beer, wine/sparkling wine, spirits, or mixed alcoholic beverages (approximately 14 g of pure alcohol per glass, that is to say, at least 70 g of pure alcohol).

Use of (illegal) drugs

Prevalence and frequency were recorded for the use of cannabis (hashish, marijuana), stimulants (amphetamine, speed), methamphetamine (crystal meth), ecstasy (MDMA), LSD, heroin, other opiates (for example, codeine, methadone, opium, morphine), cocaine/crack cocaine, inhalants (glue, poppers), mushrooms (hallucinogenic substances), or new psychoactive substances (NPS). NPS are substances that imitate the effects of illegal drugs, such as cannabis, ecstasy, cocaine, etc. These are sometimes also referred to as “legal highs,” “research chemicals,” “bath salts,” or “herbal blends.” They are available in different forms, for example, as herbal mixtures, powders, tablets, or liquids.

Medication use

Prior to the questions, each drug group was presented using a list of the most common preparations in order to help respondents classify the drugs they use. In addition to use, the frequency of hypnotics, sedatives, analeptics, anorectics, antidepressants, neuroleptics, and anabolics was also recorded with the following answer categories:

In relation to the preceding 30 days, respondents were asked whether or not the medication had been prescribed by a physician. The prevalence and frequency of analgesic use were recorded in the same way, but separately for opioid and non-opioid analgesics. In relation to the preceding 12 months, respondents were asked whether these drugs had been prescribed exclusively, partially, or not at all by a physician.

Problematic substance use

Problematic substance use (indicating dependence) in the 12 months prior to the interview was recorded using substance-specific screening scales. The Alcohol Use Disorder Identification Test (AUDIT, e3) was used for alcohol, the Fagerström Test (FTND, e1) for nicotine dependence in the context of conventional tobacco products and tobacco heaters, the Penn State Electronic Cigarette Dependence Index (PS-ECDI, e2) for e-cigarettes, the Severity of Dependence Scale (SDS, e4) for cannabis, cocaine, and amphetamine/methamphetamine, as well as a Short Questionnaire on Medication Use (Kurzfragebogen zum Medikamentengebrauch, KFM) for medications (e5). Problematic use was assumed on the basis of the following threshold values: AUDIT (at least 8 of 40 possible points) (e13, e14), FTND (at least 4 of 10 possible points) (e1, e15), PS-ECDI (at least 4 of 20 possible points) (e16), SDS (out of 15 possible points in each case for: cannabis, at least 2 points, cocaine: at least 3 points, amphetamine/methamphetamine: at least 4 points) (e4), KFM (at least 4 of 11 possible points) (e5).

The items in the substance-specific screening scales were only given to those respondents that had reported use of the respective substance or relevant medication in the preceding 12 months.

The realized sample

Of the initial sample (n = 30 689), 19 213 (62.6 %) were in the written study arm and 11 476 (37.4%) in the telephone study arm. The number of dropouts in the written study arm was n = 13 697 (71.3%) and in the telephone arm n = 7883 (68.7%). Most of the participants in the telephone arm answered the questionnaire online (62.1%). In this arm, 25.5% responded via telephone interviews and 12.4% answered the questionnaire using the written postal mode. Participants in the written study arm were those most likely to use the written postal questionnaire (60.0%), followed by the online questionnaire (40.0%). Only 0.1% in this arm took part in a telephone interview. In total, n = 9109 individuals (realized sample) took part in the survey (efigure).

Response rate

The response rate was calculated as the proportion of realized cases in the initial sample, with the latter being adjusted for neutral dropouts with no systematic influence on sample selection. The following response statuses were defined as neutral dropouts: “person unknown,” “invalid telephone number,” “person does not speak German,” “person does not fulfill the selection criteria,” or “person deceased.” The total rate of neutral dropouts was 9.8%, whereby it was higher in the telephone study arm (13.7%) compared to the written study arm (7.4%). The shares of response statuses shown in eTable 1 for both study arms form the basis for the calculation of response rate. These include evaluable questionnaires (29.5%), response status unknown (38.2%), and systematic non-response (22.3%). The latter relates to individuals that were in principle available for the study, but did not participate, i.e., they explicitly declined to participate, could not be contacted during the fieldwork period, could not be questioned due to health problems, failed to return the questionnaire or complete it online despite notification, or failed to keep a telephone appointment. These systematic dropouts were significantly higher in the telephone study arm than in the written arm (55.0% versus 2.8%). In both arms, most dropouts were due to refusal to participate or non-contactable status. In the course of the data review, a further 63 cases needed to be excluded from the 9109 cases realized. Thus the number of valid and evaluable cases came to 9046 individuals.

The percentage of neutral dropouts (n = 2998) among people with known response status (n = 18 953) comes to 15.8%. The percentage of neutral dropouts among persons with no response status (n = 11 736) is unknown and is estimated to be the same share, n = 1856 (15.8% of n = 11 736). There were 4854 neutral dropouts in total, and the sample adjusted for neutral dropouts was n = 25 835. Thus, with n = 9046 analyzable cases, the response rate was 35.0%.

Weighting

In order to be able to make representative statements for the German population aged between 18 and 64 years using the ESA 2021, three weights were calculated: one design weight and one redressement weight each for cross-sectional analyses and trend analyses.

The design weight is intended to offset the disproportionate sampling according to age cohorts and is inversely proportional to the selection probability. This weighting factor takes a minimum value of 0.42 and a maximum of 1.70. The effect of weighting is evaluated using the effectiveness measure E and the resulting effective sample size. E = 86.4% was calculated and this reduces the effective sample size from n = 9046 to n = 7816. The effective sample size tells us how large a simple random sample without weighting could have been in order to yield results of comparable precision to the complex sample (e17e19). This means that, due to the complex sample design required for Germany-wide representativeness, the effectiveness of the realized sample fell to 86.4%. This level of effectiveness is comparable to similar studies (e20).

The redressement weights are intended to adjust the marginal distributions of certain external characteristics to the population; this minimizes bias due to non-response. An iterative proportional fitting algorithm is used to this end (e21). The design weights are contained in the redressement weights. The redressement weight of the cross-sectional analyses adjusts the marginal distributions of the characteristics federal state, district size, sex, and highest school-leaving qualification in the 18- to 64-year-old population to the 2019 microcensus (e21). The inclusion of further characteristics increases the variance of the weighting factors, which range in value from 0.86 to 10.25. This yields an E of 57.4% and an effective sample size of n = 5192. Again, this level of effectiveness is comparable to that in similar studies (e20).

Mode effects

The survey mode in the ESA 2021 could be freely chosen, meaning that mode effects need to be taken into consideration. Almost half (49.0%) of participants completed the questionnaire online, while 40.9% preferred the written postal route and 10.1% took part in a telephone interview. Participants differed on the basis of sociodemographic variables. Whereas in the telephone interview the weighted percentages of men and women were largely balanced (51.4% versus 48.6%), these were higher for women in the written (56.1%) and for men in the online survey (56.5%). The average age of participants was 47 years for telephone interviews, 42 years for the written survey, and 40 years for the online survey. The weighted percentage of individuals with a general qualification for university entrance was higher in the online (46.2%) and written postal surveys (39.6 %) compared to the telephone interview (29.3%).

eTable 2 shows statistically significant differences in substance use data. Here, individual characteristics that influence the choice of survey mode were controlled for. It becomes apparent that in particular internet-based responses significantly differ from responses made in the written survey. Only in the prevalence of alcohol use in the preceding 30 days and hypnotics in the preceding 12 months are there no significant differences across survey methods. Participants in the written postal survey show higher prevalence rates in all substances compared to those in the online survey. In particular, one sees a higher 30-day prevalence of smoking (24.3% versus 20.7%) and use of analgesics in the preceding 12 months (73.4% versus 69.6%).

Non-response effects

In order to better assess non-response bias, non-participants were asked to respond to a short one-page questionnaire. In all, 1231 individuals expressed their willingness to do so. eTable 3 shows a comparison of selected prevalence rates with the study population. With the exception of the prevalence of tobacco use, statistically significant differences between the two populations can be seen. For example, the prevalence of episodic heavy drinking in the preceding 30 days is higher among non-participants (52.0% versus 25.1%). On the other hand, the lifetime and 12-month prevalence rates of cannabis use are lower among non-participants compared to participants (27.0% versus 37.3% and 6.1% versus 11.2%, respectively).

Representativity

The aim of the Epidemiological Survey of Substance Abuse is to enable population-representative statements on substance use and problematic patterns of use in the general population aged 18–64 in Germany. Using weightings, the distribution of the characteristics federal state, municipality size class (according to the German system for classifying municipalities), sex, birth cohort, and schooling is adjusted to the distribution in the population. Biases in the analyses due to non-response were minimized by these weightings as well as by making a variety of survey methods available.

The number of participants in the ESA 2021 of 9046 corresponds to the desired sample size. At 35.0%, the response rate has fallen further compared to previous surveys (ESA 2015: 52.2%; ESA 2018: 41.6%). A comparable population-representative study (General Population Survey of the Social Sciences [Allgemeine Bevölkerungsumfrage der Sozialwissenschaften, ALLBUS]) conducted in 2018 shows a similar response rate of 32.4% (e23).

A higher initial sample was needed in the 2021 ESA compared to the 2018 ESA (30 689 versus 25 158). This can be attributed to a higher proportion of target persons compared to 2018 (2021: 62.6% 2018: 40.4%) in the written study arm, among which there is a high proportion (85.7% or n = 11 735) of target subjects with unknown response status. Overall, there has been a significant decline in the number of telephone interviews conducted, which currently make up 10% of the surveys conducted. In 2018, the share was 29%. The analysis of mode effects on the prevalence of the various substances points to differences between survey modes also when controlling for sociodemographic variables. The lower prevalence of cannabis use in the telephone interviews compared to the other interview modes could indicate bias arising from respondents’ tendency to give socially desirable responses. In contrast to self-completed questionnaires, either in writing or online, telephone surveys are conducted by interviewers.

In addition, the non-response analysis showed statistically significant differences between participants and non-participants. The differences point in a similar direction to those in the ESA 2018. However, the results of the comparison need to be interpreted with caution, since only 5.7% of all non-participants filled out the non-response questionnaire. One can assume that individuals with an interest in the topic participated in the survey. In the case of substances that are largely socially normalized, such as alcohol, tobacco, as well as cannabis, one can assume fairly low biases in general prevalence estimates. It is important to note that highly marginalized groups of people (homeless individuals or prison inmates) are not part of the target population, since they do not live in private homes. However, in these and other subgroups, it is safe to assume that consumption behavior is high and excessive in some cases. Thus, one can assume a possible underestimation of prevalence rates for substance use as well as consumption patterns with higher distribution in these groups of people.

  1. Lifelong abstinence

  2. Abstinent in the preceding 12 months

  3. Abstinent in the preceding 30 days

  4. Low-risk consumption (men: ≤ 24 g, women: ≤ 12 g)

  5. High-risk consumption (men: >24 g, women: > 12 g).

  1. Not used

  2. Less than once a week

  3. Once a week

  4. Several times a week

  5. Daily.

eTable 2. Substance use prevalence estimates by survey mode, n (weighted %) *1.

Written (n = 3696) Telephone (n = 916) Online(n = 4434)
Alcohol use
 30-Day prevalence 2636 (69.0) 673 (70.6) 3248 (71.7)
 Episodic heavy drinking, preceding 30 days*2 913 (35.6) 188 (26.9)*3 1138 (32.8)*4
Tobacco use
 30-Day Prevalence 761 (24.3) 188 (24.7) 767 (20.7)*4
 Average number of cigarettes per day, M (SD)*2 11.9 (11.2) 11.4 (8.8) 9.8 (8.3)*3
Cannabis use
 Lifetime prevalence 1462 (37.3) 221 (21.5)*4 1675 (35.4)*4
 12-Month prevalence 416 (9.4) 56 (4.2)*3 532 (9.3)*3
Medication use, preceding 12 months
 Analgesics 2777 (73.4) 687 (73.1) 3172 (69.6)*3
 Hypnotics 233 (6.3) 46 (4.9) 219 (5.0)

*1 Adjusted for age, sex, federal state, school education, and household income (control variables) with logistic or linear regression models

*2 In relation to 30-day users

*3 Statistically significant difference to “written” with p < 0.05

*4 Statistically significant difference to “written” with p < 0.01

M, mean; SD, standard deviation

Acknowledgments

Translated from the original German by Christine Rye.

Footnotes

Funding

The 2021 German Epidemiological Addiction Survey (ESA) was funded by the Federal Ministry of Health (Bundesministerium für Gesundheit, BMG) (Ref: ZMVI1–2520DSM203). Funding is not subject to conditions.

Conflict of interests statement

The authors declare that no conflict of interests exists.

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Associated Data

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Supplementary Materials

eMethods

The Epidemiological Survey of Substance Abuse 2021: Study Design and Methodology

Study design and sampling

The target population of the 2021 Epidemiological Survey of Substance Abuse (ESA) was made up of German-speaking people aged between 18 and 64 years (born between 1957 and 2003) living in private households, and covers approximately 51.1 million individuals (German Federal Statistical Office, as of 31.12.2020). The sample of persons was drawn in two stages. In the first stage, municipalities (or sample points) were randomly drawn based on municipal statistical data from the German Federal Statistical Office and the statistical offices of the German federal states. Sample points represent equally sized clusters of people drawn directly from the civil registers of the municipalities in the second stage. Municipalities were drawn within stratification cells from the combination of ten municipality size classes while controlling for the distribution of government districts and states. The number of sample points was converted proportionally to the resident population in the age cohorts. Therefore, cities can be represented by several sample points in the sample. A total of 250 sample points were drawn from 217 communities, whereby 25 communities were unable or unwilling to provide addresses. The missing municipalities were made up for with additional draws from the other municipalities. Overall, 192 municipalities (225 sample points) submitted addresses.

Personal addresses were drawn from the population registers by systematic random selection. The number of target subjects in the sample points was chosen in such a way that an initial sample of n = 8000 would be achievable. It was assumed that 50% of the selected individuals would not take part in the survey and 20% would not belong to the target population since they did not fall within the relevant age group, were not German-speaking, or their address was unknown. The uneven distribution of age cohorts in the population required a disproportionate approach, meaning that younger age cohorts were more likely to be selected given that they were not as strongly represented as were older age cohorts. Taking into consideration the disproportionate sample design and the anticipated sample-neutral dropouts per municipality, 900 addresses per sample point were selected. This equated to a gross sample of 30 689 individuals.

Fieldwork implementation

Fieldwork was carried out by the infas Institute for Applied Social Sciences (infas Institut für angewandte Sozialwissenschaften GmbH) between May and September 2021. In order to increase the response rate and minimize the selectivity of the sample, the survey used a mixture of methods comprising written postal surveys, online surveys, and telephone surveys. Depending on whether a telephone number (landline or mobile) could be found, the sample was divided into “telephone” and “written” study arms. All target persons received written correspondence comprising study information, a data privacy statement, an online access code, and an accompanying letter from the German Federal Ministry of Health.

Target persons in the telephone study arm were notified by a trained interviewer that they would be contacted. In the case of an unsuccessful attempt at telephone contact, a written questionnaire was sent in addition to a reminder letter. Individuals in the written study arm received the questionnaire with a postage-prepaid return envelope. If the target persons failed to respond, two reminders were sent at four-week intervals. At any time, respondents were able to switch between survey modes or request an additional written questionnaire. The online questionnaire could be answered on a variety of mobile devices, such as smartphones or tablets.

Instruments

The aim of the survey was to record the use of legal and illegal substances and related problems. In addition to information on the use of tobacco, alcohol, illicit drugs, and psychoactive medications, information was also gathered on physical and mental health status, chronic diseases, mental health disorders, and sociodemographics.

Both the online survey and the telephone survey were based on the written questionnaire. It was sometimes necessary in the online survey to optimize the layout and presentation of certain question batteries for mobile devices. In an additional module in the online survey, cannabis users were asked in-depth questions about their use of cannabis. The full questionnaire can be found at www.esa-survey.de/studie/instrumente.html.

Sociodemographics

Sociodemographic characteristics were recorded in line with the demographic standards of the German Federal Statistical Office (e10). Information on the following was gathered: sex and year of birth, migrant background (country of birth and citizenship) of the respondent and their parents, family situation (marital status, children, household size), education (schooling, vocational training), employment (employment status, occupational position) and net household income.

Health and health-related behavior

Physical and mental health were recorded by means of two five-point ratings (response categories 1 = “very good” to 5 = “very poor”). Chronic diseases were defined as diseases of at least 4 weeks‘ duration and requiring continuous monitoring and treatment. Applicable diseases could be specified from a list. This included the categories “cancer,” “osteoarthritis,” “arthritis,” “complaints in the neck region,” “knee complaints,” “headache (migraine),” “nervous system damage,” “muscle pain,” “neurological disease,” and “other.”

Screening for mental disorders was carried out using 11 questions from the Composite International Diagnostic Interview (CIDI, e11). These related to the preceding 12 months and included the presence of psychosomatic complaints, anxiety disorders (panic, generalized anxiety disorder, social phobia, specific phobia, fear of public places), depression, mania, and post-traumatic stress disorder, as well as psychiatric, psychological, or psychotherapeutic treatment or a finding of mental or psychosomatic illness.

Substance use

Both 30-day and 12-month prevalence rates were collected for all substances. The lifetime prevalence was recorded for the use of all substances except medications.

Use of tobacco and smoking alternatives

The survey included conventional tobacco products such as cigarettes, cigars, cigarillos, and pipes, as well as smoking and tobacco alternatives such as e-cigarettes (these include e-cigars, e-waterpipes, and e-pipes), tobacco heaters, and waterpipes (hookahs). With the exception of waterpipes, the number of days of use in the preceding 30 days as well as the average amount used per day of use were recorded for these products alongside prevalence.

Alcohol use

The average amount of alcohol consumed was recorded using a quantity–frequency index separately for beer, wine/sparkling wine, spirits, and alcoholic mixed drinks. This was derived from data on the number of days on which the respective beverages were consumed and the number of units consumed on a typical day of consumption. To calculate the amount of pure alcohol in grams, the per-liter data for the beverages were used based on the beverage-specific alcohol contents and the number of units consumed. The beverage-specific alcohol contents (beer: 4.8 vol. %; wine/sparkling wine: 11.0 vol. %; spirits: 33.0 vol. %) respectively correspond to an amount of alcohol of 38.1 g, 87.3 g, and 262.0 g pure alcohol per liter (e12). For alcoholic mixed beverages, the average alcohol content of a glass (0.3–0.4 l) was assumed to be 0.04 l of spirits. An individual average daily amount was derived from the calculated pure alcohol in grams. Five categories were formed on the basis of recommended daily limits for low-risk alcohol consumption:

Episodic heavy drinking was recorded using an open-response format regarding the number of days on which five or more glasses of alcohol were consumed, irrespective of whether these were beer, wine/sparkling wine, spirits, or mixed alcoholic beverages (approximately 14 g of pure alcohol per glass, that is to say, at least 70 g of pure alcohol).

Use of (illegal) drugs

Prevalence and frequency were recorded for the use of cannabis (hashish, marijuana), stimulants (amphetamine, speed), methamphetamine (crystal meth), ecstasy (MDMA), LSD, heroin, other opiates (for example, codeine, methadone, opium, morphine), cocaine/crack cocaine, inhalants (glue, poppers), mushrooms (hallucinogenic substances), or new psychoactive substances (NPS). NPS are substances that imitate the effects of illegal drugs, such as cannabis, ecstasy, cocaine, etc. These are sometimes also referred to as “legal highs,” “research chemicals,” “bath salts,” or “herbal blends.” They are available in different forms, for example, as herbal mixtures, powders, tablets, or liquids.

Medication use

Prior to the questions, each drug group was presented using a list of the most common preparations in order to help respondents classify the drugs they use. In addition to use, the frequency of hypnotics, sedatives, analeptics, anorectics, antidepressants, neuroleptics, and anabolics was also recorded with the following answer categories:

In relation to the preceding 30 days, respondents were asked whether or not the medication had been prescribed by a physician. The prevalence and frequency of analgesic use were recorded in the same way, but separately for opioid and non-opioid analgesics. In relation to the preceding 12 months, respondents were asked whether these drugs had been prescribed exclusively, partially, or not at all by a physician.

Problematic substance use

Problematic substance use (indicating dependence) in the 12 months prior to the interview was recorded using substance-specific screening scales. The Alcohol Use Disorder Identification Test (AUDIT, e3) was used for alcohol, the Fagerström Test (FTND, e1) for nicotine dependence in the context of conventional tobacco products and tobacco heaters, the Penn State Electronic Cigarette Dependence Index (PS-ECDI, e2) for e-cigarettes, the Severity of Dependence Scale (SDS, e4) for cannabis, cocaine, and amphetamine/methamphetamine, as well as a Short Questionnaire on Medication Use (Kurzfragebogen zum Medikamentengebrauch, KFM) for medications (e5). Problematic use was assumed on the basis of the following threshold values: AUDIT (at least 8 of 40 possible points) (e13, e14), FTND (at least 4 of 10 possible points) (e1, e15), PS-ECDI (at least 4 of 20 possible points) (e16), SDS (out of 15 possible points in each case for: cannabis, at least 2 points, cocaine: at least 3 points, amphetamine/methamphetamine: at least 4 points) (e4), KFM (at least 4 of 11 possible points) (e5).

The items in the substance-specific screening scales were only given to those respondents that had reported use of the respective substance or relevant medication in the preceding 12 months.

The realized sample

Of the initial sample (n = 30 689), 19 213 (62.6 %) were in the written study arm and 11 476 (37.4%) in the telephone study arm. The number of dropouts in the written study arm was n = 13 697 (71.3%) and in the telephone arm n = 7883 (68.7%). Most of the participants in the telephone arm answered the questionnaire online (62.1%). In this arm, 25.5% responded via telephone interviews and 12.4% answered the questionnaire using the written postal mode. Participants in the written study arm were those most likely to use the written postal questionnaire (60.0%), followed by the online questionnaire (40.0%). Only 0.1% in this arm took part in a telephone interview. In total, n = 9109 individuals (realized sample) took part in the survey (efigure).

Response rate

The response rate was calculated as the proportion of realized cases in the initial sample, with the latter being adjusted for neutral dropouts with no systematic influence on sample selection. The following response statuses were defined as neutral dropouts: “person unknown,” “invalid telephone number,” “person does not speak German,” “person does not fulfill the selection criteria,” or “person deceased.” The total rate of neutral dropouts was 9.8%, whereby it was higher in the telephone study arm (13.7%) compared to the written study arm (7.4%). The shares of response statuses shown in eTable 1 for both study arms form the basis for the calculation of response rate. These include evaluable questionnaires (29.5%), response status unknown (38.2%), and systematic non-response (22.3%). The latter relates to individuals that were in principle available for the study, but did not participate, i.e., they explicitly declined to participate, could not be contacted during the fieldwork period, could not be questioned due to health problems, failed to return the questionnaire or complete it online despite notification, or failed to keep a telephone appointment. These systematic dropouts were significantly higher in the telephone study arm than in the written arm (55.0% versus 2.8%). In both arms, most dropouts were due to refusal to participate or non-contactable status. In the course of the data review, a further 63 cases needed to be excluded from the 9109 cases realized. Thus the number of valid and evaluable cases came to 9046 individuals.

The percentage of neutral dropouts (n = 2998) among people with known response status (n = 18 953) comes to 15.8%. The percentage of neutral dropouts among persons with no response status (n = 11 736) is unknown and is estimated to be the same share, n = 1856 (15.8% of n = 11 736). There were 4854 neutral dropouts in total, and the sample adjusted for neutral dropouts was n = 25 835. Thus, with n = 9046 analyzable cases, the response rate was 35.0%.

Weighting

In order to be able to make representative statements for the German population aged between 18 and 64 years using the ESA 2021, three weights were calculated: one design weight and one redressement weight each for cross-sectional analyses and trend analyses.

The design weight is intended to offset the disproportionate sampling according to age cohorts and is inversely proportional to the selection probability. This weighting factor takes a minimum value of 0.42 and a maximum of 1.70. The effect of weighting is evaluated using the effectiveness measure E and the resulting effective sample size. E = 86.4% was calculated and this reduces the effective sample size from n = 9046 to n = 7816. The effective sample size tells us how large a simple random sample without weighting could have been in order to yield results of comparable precision to the complex sample (e17e19). This means that, due to the complex sample design required for Germany-wide representativeness, the effectiveness of the realized sample fell to 86.4%. This level of effectiveness is comparable to similar studies (e20).

The redressement weights are intended to adjust the marginal distributions of certain external characteristics to the population; this minimizes bias due to non-response. An iterative proportional fitting algorithm is used to this end (e21). The design weights are contained in the redressement weights. The redressement weight of the cross-sectional analyses adjusts the marginal distributions of the characteristics federal state, district size, sex, and highest school-leaving qualification in the 18- to 64-year-old population to the 2019 microcensus (e21). The inclusion of further characteristics increases the variance of the weighting factors, which range in value from 0.86 to 10.25. This yields an E of 57.4% and an effective sample size of n = 5192. Again, this level of effectiveness is comparable to that in similar studies (e20).

Mode effects

The survey mode in the ESA 2021 could be freely chosen, meaning that mode effects need to be taken into consideration. Almost half (49.0%) of participants completed the questionnaire online, while 40.9% preferred the written postal route and 10.1% took part in a telephone interview. Participants differed on the basis of sociodemographic variables. Whereas in the telephone interview the weighted percentages of men and women were largely balanced (51.4% versus 48.6%), these were higher for women in the written (56.1%) and for men in the online survey (56.5%). The average age of participants was 47 years for telephone interviews, 42 years for the written survey, and 40 years for the online survey. The weighted percentage of individuals with a general qualification for university entrance was higher in the online (46.2%) and written postal surveys (39.6 %) compared to the telephone interview (29.3%).

eTable 2 shows statistically significant differences in substance use data. Here, individual characteristics that influence the choice of survey mode were controlled for. It becomes apparent that in particular internet-based responses significantly differ from responses made in the written survey. Only in the prevalence of alcohol use in the preceding 30 days and hypnotics in the preceding 12 months are there no significant differences across survey methods. Participants in the written postal survey show higher prevalence rates in all substances compared to those in the online survey. In particular, one sees a higher 30-day prevalence of smoking (24.3% versus 20.7%) and use of analgesics in the preceding 12 months (73.4% versus 69.6%).

Non-response effects

In order to better assess non-response bias, non-participants were asked to respond to a short one-page questionnaire. In all, 1231 individuals expressed their willingness to do so. eTable 3 shows a comparison of selected prevalence rates with the study population. With the exception of the prevalence of tobacco use, statistically significant differences between the two populations can be seen. For example, the prevalence of episodic heavy drinking in the preceding 30 days is higher among non-participants (52.0% versus 25.1%). On the other hand, the lifetime and 12-month prevalence rates of cannabis use are lower among non-participants compared to participants (27.0% versus 37.3% and 6.1% versus 11.2%, respectively).

Representativity

The aim of the Epidemiological Survey of Substance Abuse is to enable population-representative statements on substance use and problematic patterns of use in the general population aged 18–64 in Germany. Using weightings, the distribution of the characteristics federal state, municipality size class (according to the German system for classifying municipalities), sex, birth cohort, and schooling is adjusted to the distribution in the population. Biases in the analyses due to non-response were minimized by these weightings as well as by making a variety of survey methods available.

The number of participants in the ESA 2021 of 9046 corresponds to the desired sample size. At 35.0%, the response rate has fallen further compared to previous surveys (ESA 2015: 52.2%; ESA 2018: 41.6%). A comparable population-representative study (General Population Survey of the Social Sciences [Allgemeine Bevölkerungsumfrage der Sozialwissenschaften, ALLBUS]) conducted in 2018 shows a similar response rate of 32.4% (e23).

A higher initial sample was needed in the 2021 ESA compared to the 2018 ESA (30 689 versus 25 158). This can be attributed to a higher proportion of target persons compared to 2018 (2021: 62.6% 2018: 40.4%) in the written study arm, among which there is a high proportion (85.7% or n = 11 735) of target subjects with unknown response status. Overall, there has been a significant decline in the number of telephone interviews conducted, which currently make up 10% of the surveys conducted. In 2018, the share was 29%. The analysis of mode effects on the prevalence of the various substances points to differences between survey modes also when controlling for sociodemographic variables. The lower prevalence of cannabis use in the telephone interviews compared to the other interview modes could indicate bias arising from respondents’ tendency to give socially desirable responses. In contrast to self-completed questionnaires, either in writing or online, telephone surveys are conducted by interviewers.

In addition, the non-response analysis showed statistically significant differences between participants and non-participants. The differences point in a similar direction to those in the ESA 2018. However, the results of the comparison need to be interpreted with caution, since only 5.7% of all non-participants filled out the non-response questionnaire. One can assume that individuals with an interest in the topic participated in the survey. In the case of substances that are largely socially normalized, such as alcohol, tobacco, as well as cannabis, one can assume fairly low biases in general prevalence estimates. It is important to note that highly marginalized groups of people (homeless individuals or prison inmates) are not part of the target population, since they do not live in private homes. However, in these and other subgroups, it is safe to assume that consumption behavior is high and excessive in some cases. Thus, one can assume a possible underestimation of prevalence rates for substance use as well as consumption patterns with higher distribution in these groups of people.

  1. Lifelong abstinence

  2. Abstinent in the preceding 12 months

  3. Abstinent in the preceding 30 days

  4. Low-risk consumption (men: ≤ 24 g, women: ≤ 12 g)

  5. High-risk consumption (men: >24 g, women: > 12 g).

  1. Not used

  2. Less than once a week

  3. Once a week

  4. Several times a week

  5. Daily.


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