Abstract
We have developed a unified quantum optical master equation that includes the dissipative mechanisms of an impurity molecule in crystals. Our theory applies generally to polyatomic molecules where several vibrational modes give rise to intramolecular vibrational redistributions. The usual assumption on identical shapes of the nuclear potentials in ground and excited electronic states and the rotating wave approximation have been relaxed, i.e. the vibrational coordinates are different in the ground and excited states, with counter-rotating terms included for generality. Linear vibrational coupling to the lattice phonons accounts for dissipations via non-radiative transitions. The interaction of a molecule with photons includes Herzberg–Teller coupling as the first order non-Condon interaction where the transition dipole matrix elements depend linearly on vibrational coordinates. We obtain new cross terms as the result of mixing the terms from the zeroth-order (Condon) and first-order (non-Condon) approximations. The corresponding Lamb shifts for all Liouvilleans are derived explicitly including the contributions of counter-rotating terms. The computed absorption and emission spectra for carbon monoxide is in good agreement with experimental data. We use our unified model to obtain the spectra for nitrogen dioxide, demonstrating the capability of our theory to incorporate all typical dissipative relaxation and decoherence mechanisms for polyatomic molecules. The molecular quantum master equation is a promising theory for studying molecular quantum memory.
Subject terms: Optics and photonics, Physics
Introduction
Amongst many quantum technology applications, quantum memories are at the heart of quantum networks. Quantum repeater1,2 solves the issue of the imperfection transmission channels for long distance quantum communication thus making quantum key distribution possible for arbitrarily long distances. In recent years and there have been active research on the design of different quantum information protocols2–4. There has been great interest in using molecules as a platform for quantum information processing. Molecule has many degrees of freedom and can be the promising candidate for the development of many applications in quantum information processing. It allows us to store and retrieve larger amount of quantum bits simultaneously such that probabilistic events can by synchronized and operations can be timed appropriately. The power of synthetic chemistry provides the ability to manipulate and modify molecules, this means chemical systems offer advantages that are unavailable to solid state systems, for example rare-earth ion-doped crystals5,6 and diamond color centers7,8. Some other key advantages besides the ease of fabrication for scalability, organic molecules can have strong zero-phonon lines (ZPL), providing bright and stable sources of photons that is competitive with solid-state devices9.
Before molecule-based quantum memories could be realized, one needs to have a good understanding on the relaxation and decoherence channels associated with the molecular system. Both radiation and radiationless transitions must be considered on top of other collision-induced dephasing processes that can occur in the condense phase. For polyatomic molecule, uni-molecular process such as intramolecular vibrational energy redistribution (IVR) can also impact the dynamics in a profound way10.
In a recent work11, a two-level electronic states (TLS) coupled to localized molecular vibration (LMV) was used to model a single dibenzoterrylene (DBT) molecule. The shapes of the ground and excited electronic levels of interest are assumed to be identical except their minima are shifted with respect to each other. The interaction between DBT and its environment (anthracene nano-crystal) is described by a linear and quadratic coupling term between phonons and TLS. They further showed that the quadratic term is a consequence of anharmonicity of the thermal phonon modes and it is crucial for capturing the temperature dependent homogeneous broadening of the ZPL in the emission spectra. Here we show that by introducing two sets of bosonic operators for the ground and excited potential energy surface (PES) coordinates, we do not obtain the quadratic term and only need to focus on linear coupling terms that we derived. Coupling to the external electromagnetic fields (EM) is also considered in11 and the system is solved using the polaron transformation to obtain polaron master equation12,13. This polaron transformation approach has gained many attention lately because of its capability to include non-Markovian effect of the thermal phonon bath, some recent applications of this approach can be found in14–18.
Most of the works found in the literature have assumed that the two nuclear potentials in the ground and excited electronic levels are only displaced but having identical curvature (i.e. same vibrational frequency). This model is commonly referred to as “displaced harmonic oscillator” in the literature and is closely related to the Holstein–Hamiltonian19,20 that employs second quantization to obtain a linear coupling term between the electronic operators and the vibrational operators. However, in reality the nuclear potentials are not only displaced but also having different curvature which is the case for the polyatomic molecules. Even though the Franck–Condon factor21 between harmonic oscillators of different shape has been investigated22,23, to the best of our knowledge, this has not been considered in the context of an open quantum system framework for modelling realistic molecule.
In this work, we present a unified model of a typical polyatomic molecule interacting with the phonon and radiation baths or environmental reservoir. We consider the vibrational potential of the excited electronic state and ground state are different in vibrational frequency, each has more than one mode (multi-vibrational modes).
A molecule is a system with more than one degrees of freedom in contrast to an atom, a common approach to deal with the complexity of a multipartite system coupling to the reservoir is to assume that each part of the system interacts independently with its own reservoir. For example in the study of vibrational relaxation of molecules in condensed phase, it is assumed that different vibrational modes of the molecule dissipates independently through their own reservoir and they do not interact with each other24,25. This approximation has received attention recently and it was shown that it does not capture the correct dynamics of the system26–28. Therefore, here we relax this approximation in our model and we will see the consequence of this is that one can obtain additional terms what we hereby referred to as the “cross term Liouvillean”. These terms arise naturally from the derivation of the master equation when we allow different parts of the system to couple to the same reservoir. Compared to multimode Brownian oscillator model (MBO) model of Yan and Mukamel29–31, and Tanimura32 where theory are more interested in the transient dynamics, the novelty of this work is that it is a unified theory for the dissipation mechanisms as it was not considered before in any other related works to the best of our knowledge.
In “The model” section, we introduce our model for the molecules that consists of two electronic states, each with vibrational sublevels (see Fig. 1 ). The coupling terms to the phonon thermal bath and radiation field derived in this section is where the Condon-approximation has been relaxed which resulting in a nuclear coordinates-dependent transition dipole matrix elements. The dynamics of the reduced system (molecule) is investigated in “Dynamics of the quantum system” section using master equation. We do not make the usual rotating wave approximation to investigate the different time scales of our system. “Two-time correlation functions” section is devoted to the absorption and emission spectra which will be simulated numerically using Python package QuTiP33 using all the microscopic parameters in the theory. For simplicity we consider diatomic molecules, such as carbon monoxide (CO). The discussions of the results in “Results and discussion” section include comparison with the absorption spectrum obtained from experimental data confirm our theory. We also simulate the spectra of nitrogen dioxide and discuss the dependence on various damping mechanisms and parameters such as phonon cutoff frequency.
Figure 1.
(a) Open quantum system model of an impurity molecule in phonon and radiation baths. The system (molecule) contains two electronic states, the ground singlet state and excited singlet state with energy gap and localized vibrational modes with frequency () for the ground (excited) state. The localized vibrational modes of the molecule are described by a set of harmonic oscillators. The vibrational frequencies are shifted to () as a consequence of coupling to the phonon bath and internal coupling within the system. The VR process from interactions with phonon bath manifest the Kasha rule which states that the vibrational relaxation in the excited state is typically very fast such that fluorescence only occur from the ground vibrational levels of the excited state. (b) A schematic diagram of different interactions that can take place in the Herzberg–Teller interaction term. The left panels are energy-preserving terms and the right panels are energy non-preserving terms usually neglected under RWA. The processes in the excited and ground electronic states are distinguished.
The model
In this section, we develop a general theoretical description of a single impurity molecule in phonon reservoir. The theory may be adapted to f-centers in ionic crystals. The model is illustrated using Fig. 1, two electronic states are considered: ground () and excited singlet state () which we labelled as with energy and with energy respectively. The black parabolas represent potential energy surfaces (PES) in the ground and excited states, assumed to be harmonic but having different frequencies which we labelled as and , respectively. The grey parabolas represent other vibrational modes that can be found in polyatomic molecule and the index i denote different vibrational modes. The frequency difference between ground vibrational levels in the ground and excited state is (that gives the zero-phonon line (ZPL)), with . The ground and excited PES are shifted with respect to each other because the electronic configuration that determines the molecular bond strength of the excited state is different in general from the ground state. The straight and wavy arrows in Fig. 1 represent radiative and non-radiative transitions respectively due to coupling with the phonon and radiation reservoirs. The physical origin of these interaction terms are summarized in caption of Fig. 1. The following section is devoted to deriving these interaction terms by considering their physical origin.
Molecular–phonon interaction
We introduce two set of coordinates and for the i-th vibrational mode of the ground and excited PES respectively. Since the excited PES is shifted with respect to the ground PES, the two coordinates are related via where is the displacement between the ground and excited PES of i-th vibrational mode. The Hamiltonian describing the molecular system and the phonon bath can thus be written as
| 1 |
where and , with Pauli raising () and lowering () operators. and in Eq. (1) denote the vibrational and phonon (ph) energies in the ground and excited states, respectively, defined as
| 2 |
with . The first summation describes the approximated harmonic nuclear PES with vibrational momentum , displacement , mass and frequency for the i-th vibrational mode of the electronic state. The second summation described the dissipative coupling of the nuclear vibrational motion to phonon bath through the term , with the index labelling different phononic modes; , , and the phonon momentum, displacement, mass and frequency.
We may decompose Eq. (1) as with
| 3 |
| 4 |
| 5 |
where the vibrational frequency is shifted with due to the phonon bath. In deriving these results, we have introduced two set of bosonic operators, for the molecular vibrational coordinates:
| 6 |
and for oscillators in phonon bath:
| 7 |
Coupling between the vibrational levels of electronic state with the phonon bath leads to non-radiative (NR) vibrational relaxation (VR) governed by ,
| 8 |
Intramolecular vibrational redistribution (IVR) as derived in “Appendix 1” is due to ,
| 9 |
where and the coupling constants are defined as
| 10 |
| 11 |
The effect of displaced excited state PES has been discussed and the closed form of the overlap integral between harmonic potentials with different frequencies has been obtained in several works22,23 but the existing works do not take into account dissipation due to phonon reservoir. If we neglect IVR and assume , Eq. (1) reduces to what is commonly referred to as the “Holstein Hamiltonian”19,20. Therefore, one can see that we are introducing a more general model in this section.
Molecule–radiation interaction
The interaction Hamiltonian between a molecule and radiation which gives rise to spontaneous emission has the form where denotes the electronic dipole operator. Expressing in a complete basis, one can write
| 12 |
where we have defined the dipole matrix elements with and dependence. These are the nuclear coordinates of the molecule we introduced earlier. Neglecting the nuclear dependence is referred to as the Franck–Condon approximation but we relax this approximation in this work. The electric field operator E can be written as34
| 13 |
with . Here denotes the unit polarization vector, the frequency of photon mode , V the quantization volume and the permittivity of free space. We can write down the interaction Hamiltonian:
| 14 |
The dipole matrix elements can be expanded with respect to the nuclear dependence using Taylor expansion
| 15 |
normalized by where higher order terms have been dropped and we only focus on the first order (Herzberg–Teller) term. The molecule-radiation Hamiltonian can thus be written as
| 16 |
where the first coupling term corresponds to the usual fluorescence process under Franck–Condon approximation while the second coupling term corresponds to Herzberg–Teller interaction.
Using the bosonic operators we introduced earlier in equation 6, we have
| 17 |
| 18 |
The counter-rotating terms referred to the terms that do not conserve energy (see Fig. 1). These are the terms or when Eqs. (17) and (18) are expanded. These terms are usually dropped when considering longer time-scale by invoking the rotating-wave approximation (RWA). But the validity of RWA has been questioned in recent papers35–37. Aiming to construct a generalized model, these counter-rotating terms are kept in this work as would be relevant at shorter timescales.
The coupling constants in Eqs. (17) and (18) are defined as and . If we assume and , Eqs. (17) and (18) reduces to a simpler form
| 19 |
| 20 |
Total Hamiltonian
In this section, we give a summary of the results of this section. Starting with the total Hamiltonian given by where is the radiation bath free-Hamiltonian and we inserted an additional term to take into account other coherent interaction that can take place within the system (such as external coherent fields). We expand the total Hamiltonian and group the individual terms as follows:
| 21 |
where denotes free-Hamiltonian
| 22 |
| 23 |
and the interaction Hamiltonian includes coherent coupling within the system () and coupling to the environmental baths ()
| 24 |
| 25 |
Note that the the zero-point energy terms are included in the expressions above. This is to take into account the possibility when the frequency is different between the ground and excited PES. These terms will also contribute to the coherent evolution when the master equation is derived in the next section.
Relationship between ground and excited vibrational operators
Consider the two states molecular Hamiltonians with harmonic PES
| 26 |
For notational simplicity, consider single mode
| 27 |
The PES are displaced by s, the relationship and gives
| 28 |
where
| 29 |
with the relations .
Interaction picture
The two states molecular Hamiltonian is
| 30 |
| 31 |
| 32 |
where .
In the transformation from Schrodinger picture to interaction picture the free Hamiltonian does NOT include . The matrix for is different from by factors . Practically the difference is less than 10 s so the ratio . Hence it can be a good approximation (for three vibrational states) .
For an arbitrary operator O, we will use the “tilde” to denote its interaction picture . Denoting , the system and environment operators when expressed in the interaction picture are given by
| 33 |
| 34 |
where
| 35 |
| 36 |
Our theoretical model for the polyatomic molecule will include include the following processes:
radiative transition via fluorescence described by the term (Franck–Condon) and first-order Non-Condon radiative transition described by the term (Herzberg–Teller),
non-radiative (NR) transition involving vibrational relaxation (VR) through the term and intra-molecular vibrational energy redistribution (IVR) by the term .
The inclusion of internal conversion (IC) would require non-adiabatic process to be accounted beyond the BO approximation and is not the focus of this present work. Intersystem crossing involving electronic states of different multiplicities are also not discussed here.
A molecule in a higher excited singlet state with will rapidly undergo NR relaxations through internal conversion IC (between different electronic states), IVR (between different vibrational modes) and vibrational relaxation VR (within the same electronic potential) to the vibrational ground state of the before fluorescence takes place (radiative transition). Hence, only vibrational ground state of fluorescence is expected in the emission spectra, this is commonly referred to as Kasha’s rule (depicted in Fig. 1).
Dynamics of the quantum system
We now develop a master equation under the Markov approximation for phonon and radiation baths which will be implemented into the Python package QuTiP33 where numerical simulations can be performed. As previously mentioned in the introduction, when dealing with a multipartite system (e.g. molecule), a common approach is to apply the assumption that each part of the system interacts with their own environment independently. Here we relax this assumption and we will see that leads to the “cross-term Liouvillean”. The derivation of master equation can be found in several textbooks38,39, in “Appendix 3” we provide a generalized derivation of the master equation that is used in this section to show how the “cross-term Liouvillean” arises.
Master equation and internal coupling
Our starting point is the Liouville–von Neumann equation for the total density matrix in the interaction picture
| 37 |
where we recall that
| 38 |
with describes the coherent internal coupling terms within the system and describes coupling terms between the system and the environment (phonons and radiation). Substituting Eq. (38) into (37), we get
| 39 |
which is separated into a coherent and dissipation part. We follow the standard procedure to substitute the formal integration solution back into the expression above and invoke the Born approximation. Upon tracing out the environment, we obtain
| 40 |
where is the reduced system density operator and .
Recall from “The model” section, we have grouped all the coherent coupling terms within the system in while includes coupling terms between the system and the environment. In the interaction picture, we have
| 41 |
Upon substituting Eq. (41) into Eq. (40), we obtain overlapping (crossed) terms between different interaction terms in the integral:
| 42 |
with , and (but note that there is no interaction term). The non-overlapping terms (i.e. first three lines on the RHS of Eq. (42)) are represented by the Liouvillean
| 43 |
while the other two terms (i.e. last two lines on the RHS of Eq. (42)) are represented by the Liouvillean
| 44 |
Hence, the master equation when written out explicitly has the following form
| 45 |
where here after we will refer as the crossed-term Liouvillean.
Liouvilleans of interaction
The Liouvillean for interaction is derived in a standard manner from
| 46 |
only with Markov approximation. By defining , and , the Liouvillean is written in a compact form where is a symbol we introduced for that shows up frequently in this work. The explicit form of the Liouvillean can be derived using the method given in “Appendix 3”
| 47 |
Here we stress the important result of Eq. (47). In the case of a diatomic molecule with single vibrational mode, we may simply set (or dropping the indices i) and the exponentials with vanish. However, the time-dependent exponentials do not vanish even in the case of a simple diatomic molecule because they are consequence of the counter-rotating terms. Therefore, we can see that multi-vibrational modes in polyatomic molecule lead to the time-dependence that gives beating dynamics while counter-rotating terms lead to the more rapid time-dependence (due to superscripts). The last term in Eq. (47) is the Lamb shift term given by Eq. (125) in “Appendix 5”. The decay constants are defined as
| 48 |
where
| 49 |
is the spectral density (12) of the phonons. The thermal average phonon number is
| 50 |
where and is the phonon density of states. Here a super-Ohmic bath has been chosen for the phonon bath to model realistic three-dimensional acoustic phonon (see “Appendix 4”), and are the overall coupling strength and the phonon cut-off frequency.
Note that the cross term Liouvilleans correspond to those with in the above The following formula is an approximation. In general
| 51 |
Liouvillean of interaction (Condon approximation)
One can refer to any standard text for the detailed derivation, the result we obtained is
| 52 |
where the Lamb shift is given by Eq. (128) and we have defined the decay term (obtained in “Appendix 4”)
| 53 |
with the thermal average photon number
| 54 |
The form of is similar to the spontaneous emission Liouvillean in atomic system and in agreement with the study comparing non-Markovian and Markovian dynamics without RWA40 where time dependent decay rate is also obtained. This also helps confirm the calculation of in the previous section.
Liouvilleans of non-Condon interaction
In this section, we calculate the Liouvillean due to Herzberg—Teller interaction Hamiltonian. The interaction
| 55 |
gives the Liouvillean
| 56 |
The Lamb shift term is given in Eq. (132), in order to express this Liouvillean in a compact way, we introduced the following definition:
| 57 |
| 58 |
Again, following the method established in “Appendix 3”, we obtain
| 59 |
where we have defined a new symbol for difference between electronic and vibrational frequency and the vibrational frequency between different modes in the exponentials are defined as .
The decay constants are derived in “Appendix 4”
| 60 |
where . In the case of diatomic molecule we have checked that this Liouvillean reduces to the correct form by dropping the i index. The rapid time oscillating terms in the last two lines containing are due to non-energy conserving counter-rotating terms in the Hamiltonian.
Similarly, the terms with evaluated at is given by
| 61 |
The terms correspond to the energy conserving processes that are illustrated in LHS of Fig. 1b. In the case when a single mode diatomic molecule is considered, the summation of index i is dropped, the exponentials become unity and the first and fifth lines of both Eqs. (59) and (61) in the two Liouvilleans reduce to the usual Lindblad form.
The terms in the first line corresponding to , (i.e. terms with diagonal elements ). The second line gives off-diagonal elements difference by 2 vibrational quantas .
Liouvilleans of crossed terms with radiation bath
Finally, the method we introduced in “Appendix 3” can also be applied to obtain the crossed-term Liouvillean
| 62 |
For the first term in Eq. (62), we have
| 63 |
The Lamb shift term is given by Eq. (139) and the corresponding real parts are
| 64 |
and
| 65 |
where the decay constants are defined as
| 66 |
with . Similarly, for the the second term in Eq. (62), we have
| 67 |
The Lamb shift term is given by Eq. (142) and the corresponding real parts are
| 68 |
and
| 69 |
The decay constants are defined as
| 70 |
where . Note that .
Two-time correlation functions
This section is devoted to derive the formula for absorption and emission specturm of a molecule from the two-time correlation function. In general the polarization will be a nonlinear functional of the electric field , however we will restrict ourselves to discuss the simplest case of a linear relationship which means the response of the molecular system is completely determined by the linear electric susceptibility . According to (Maxwell’s propagation equation, Beer’s law), the absorption coefficient of a medium is given by the imaginary component of the its wave number ,
| 71 |
To connect with dipole correlation, we start with Liouville-von Neumann of the form
| 72 |
Formally integrating this leads to
| 73 |
In general we may write
| 74 |
where is the dipole operator given in the Heisenberg picture (i.e. H contains the thermal environment and the interaction terms).
The molecular response pertaining to its optical properties is the dipole induced in the molecule, that can be calculated from the expectation value of the dipole moment and polarization
| 75 |
| 76 |
where
| 77 |
| 78 |
From the linear polarization
| 79 |
we have the susceptibility tensor
| 80 |
| 81 |
where
| 82 |
Using the fact that and where is the pure molecular Hamiltonian (i.e. but with phonon related terms dropped), we can write the molecular dipole moment as with
| 83 |
| 84 |
The two-time correlation can be written as41,42
| 85a |
where and we assume thermal equilibrium vibronic state so the trace is over the only.
Absorption spectra
Hence, the absorption spectrum can now be related to the correlation function via the linear susceptibility as
| 86a |
For the second term we interchange and and t but it vanishes.
Emission spectra
By Fourier transform of the correlation
| 87 |
with we have the emission spectra
| 88 |
where
| 89 |
Results and discussion
Although our theory is general for typical polyatomic molecules and unifies the main dissipative mechanisms, we only focus on a simple diatomic molecule in this work and the analysis for polyatomic molecule will be included in a future work. For a diatomic molecule, there exists only a single vibrational mode and this means we can drop all the i indices and in the results derived in the preceding sections. The coherent internal coupling term also plays no role here. The results shown in this section are obtained from numerical simulation using QuTiP Python package33. The “cross-term Liouvillean” and counter-rotating terms derived in “Dynamics of the quantum system” are not included in the numerical simulation of this study but will be included in a future work.
Absorption lineshape
Carbon monoxide (CO) has been chosen in this work because it has importance indirect effects on global warming making its experimental measured data readily available. In Fig. 2 we plotted the absorption spectrum of CO in comparison with experimental data measured by43 . The parameters we used are summarized in figure caption. We see that under the usual Condon approximation (Fig. 2a), we can only capture the ZPL (i.e. transition) but failed to capture succeeding peaks for transition. On the other hand, if and are expanded to first order term (Herzberg–Teller) with respect to the vibrational coordinates x (Fig. 2b), one observe more peaks in the spectrum but the overall strength of the peaks are not in agreement with the experimental data. This is because each term in the expansion of (and ) would account for the strength of different peaks and interfere with each other. We see that only in the case when the dipole matrix elements and are expanded fully with respect to the nuclear coordinates, the absorption spectrum predicted by the theory (solid blue line) is consistent with the experimental data43(grey shadow background). This emphasizes the importance of non-Condon terms when molecular spectrum is considered. The inconsistency between the theoretical predicted peaks and the experimental measured peaks beyond 2150 THz is due to anharmonicity of the nuclear potentials of CO not included in our harmonic potential model. This highlights the limitations of harmonic approximation of the nuclear potentials even in a simple diatomic molecule.
Figure 2.
Absorption lineshape of carbon monoxide at 303 K. Blue-solid lines show theoretical model and grey background shows experimental data obtained from43 (digitalized). The dipole matrix elements and are expanded with respect to the nuclear coordinates x in different orders: (a) Condon-approximation (b) Truncated at first-order (Herzberg–Teller) term (c) full exponential. The parameters: , , m, , and kg.
Temperature dependence
The absorption spectrum is also plotted with varying temperature in Fig. 3. We observe an inhomogeneous broadening due to the phonon bath which is typical for systems found in lattice or solid medium44,45. The physical picture behind this is as follows: as the temperature of the environment increases, multi-phonon absorption processes can take place more frequently such that the life-time of the ground vibronic states decreases while the absorption peaks become broadened. On the other hand, at higher temperature the zero phonon transition becomes less likely to occur and we observe a drop in the intensity of the ZPL.
Figure 3.

Absorption lineshape of carbon monoxide with varying temperature (y-axis) in the case when and are expanded fully. The same parameters as in Fig. 2 were used.
Emission and absorption spectra
In Fig. 4 we plotted the emission spectrum (blue-solid line) in comparison with the absorption spectrum (orange-dash line) at and the spectra are expanded to first-order non-Condon term (Herzberg–Teller). The same set of parameters as the previous figures are used. We observed violation of the mirror image symmetry as a consequence of taking into account the first-order non-Condon term (Herzberg–Teller) for the emission and absorption spectrum. This is also discussed in46 where a strong deviation from mirror image symmetry was observed in -conjugated, organic molecules. This again stress the importance of non-Condon effects when we further generalize our system to polyatomic molecule in the future work.
Figure 4.

Emission lineshape (solid blue line) versus absorption lineshape (orange dotted line) of carbon monoxide. A breaking in the mirror symmetry is observed. Both the emission and absorption lineshapes are plotted using the same set of parameters as in Fig. 2.
Decay constants
Full derivation of the decay constants associated with Liouvilleans (cross terms and non-cross terms) can be found in the “Appendix 4”. The decay constants that are related with the radiation bath (i.e. and ) are derived by following the common approach in quantum optics, one can perform the integration by changing to spherical coordinates in -space and introduce the photon density of states34,47. The spectra is highly dependent on the photon density of states and non-Markovian. Only in free space we can use with Markov approximation
Spectral density
However, there are still many problems where the functional form of the decay constants in the Liouvillean is not known, the coupling between the molecule and the phonon bath is one instance (). In these cases, a phenomenological approach has been proposed by introducing the spectral density and the physical motivation behind this can be found in12,48,49. It was shown by these authors that for any problem in which a thermal equilibrium statistical average is taken over the initial states of the environment and a sum over the final states, complete information about the effect of the environment is encapsulated in the single “spectral function” . This approach has since been applied in a variety of physical system studies where the coupling between a system (e.g. atom, molecule, crystal defect, electron) and acoustic phonon is considered. For our case, this means that we replace the integral over phonon density of states and coupling constants with
| 90 |
| 91 |
where we assumed the same spectral density applies for different electronic state and vibrational mode i. A common assumption is that the functional form of is a reasonably smooth function of 12 and it is of the form up to some cut-off frequency
| 92 |
A summary of different physical system that was modelled using spectral density of different S values can be found below. There are three cases:
is commonly referred to as the “Ohmic bath”: Mesoscopic metal ring50, Josephson-junction circuits51,
as the “sub-Ohmic bath”: Mesoscopic ring50, Nano-electro-mechanical devices52.
as the “super-Ohmic bath”: InGaAs/GaAs quantum dot53 , DBT-doped nanocrystal of anthracene11, SiV and NV centers in diamond54.
Here is the cut-off function of the spectral density and there exists different form in the literature. In the original paper12,49, a smooth cut-off function of the form was introduced and this remains the most used form of the spectral density. An extensive review of the spectral can be found in48 where the necessity and justification to introduce a cut-off frequency have been discussed. The coefficient in equation 92 has the units of frequency to the power of , so that has units of frequency. It is introduced into the functional form to provide an overall coupling strength of the interaction and its value is usually obtained from a fitting process. Instead of using a smooth cut-off function for the spectral density, another possibility is to introduce where is the step-function55.
Among different types of the spectral density, the case when has received the most attention because of its capability to describe three-dimensional acoustic phonon bath. A super-Ohmic bath with was applied in the numerical simulation presented in this work.
Counter-rotating terms
Additional counter-rotating terms were also included in this work. For example, the counter rotating terms in the Herzberg–Teller interaction give rise to additional off-diagonal elements between the electronic states that capture pure decoherence process which were not studied before. This is especially relevant in the short time scale comparable to the frequency shift caused by the counter-rotating terms.
Time-dependent decay
The time-dependent decay constants obtained here through the use of cosine and sine functions, before approximating them as Dirac delta function and the Cauchy principal value, are also important results but they are neglected in most of the existing works if one apply the crude assumption that each part of the system coupled to their own environment independently. Even though it has been vastly applied in many studies on molecular vibrational processes24,25, the validity of this assumption remains unclear and must not be applied in quantum information processing where the decoherence rates are crucial.
Herzberg–Teller
The significance of non-Condon effects in molecular spectroscopy has been established both theoretically and experimentally32,56–58 but it remains to-date a lack of the description of non-Condon effects from an open quantum system approach. The derivation of non-Condon Liouvillean () given in this work is a first-step towards investigating non-Condon interaction using a master equation approach. Besides the terms that can be expressed in the usual Lindblad form (Eq. 52) as discussed in Section 3, terms that cannot be expressed in Lindblad form with time-dependent decay constants were obtained. The results obtained here are non-trivial even in the case of a simple diatomic molecule. By taking the matrix elements of , we can see that it contributes to the evolution of the diagonal (population) and off-diagonal (coherence) elements of the reduced system density matrix which could easily be missed if one apply the Condon-approximation.
Cross-term Liouvilleans
An important result of this work are the “cross-term Liouvilleans” that were not considered in any existing works. These terms are usually neglected under the assumption that different part of the system coupled to their own independent environment. However, the validity of this assumption remains unclear and was shown recently that it leads to an incorrect description of the system’s evolution26,27,59. By relaxation this assumption, we see that the “cross-term Liouvillean” (e.g. and ) provides additional decoherence to the system (as well as dissipation between the vibronic states) that was not considered previously. For example contains terms in the form that will contributes to the off-diagonal elements between different electronic states, while terms in the form contribute to the diagonal elements. These terms can be significant when molecular quantum memory is considered where accurate decoherence and dissipation rates are essential.
Molecular Lamb shift
Another important theoretical results of this work are the Lamb-shift terms computed in “Appendix 5”. These terms are usually neglected as it is often assumed that the contribution of Lamb-shift is negligible60–62. However, it was shown that these Lamb-shift terms can have significant impact on the dynamics in shorter time-scale63 hence it is important to include them in order to achieve a unified theoretical description of the coherent dynamics at any time-scale.
Furthermore, because the assumption that different part of the system coupled to their own independent environment is relaxed in this work, we naturally obtained the Lamb-shift terms that come with the “cross-term Liouvilleans”. These terms have not been considered or discussed in any previous works, an in-depth theoretical analysis of these terms will be given in a future work to investigate the significance of these Lamb-shift terms.
Spectra of Polyatomic Molecule
Figure 5a shows the spectra of emission lineshape (blue line) versus absorption lineshape (orange line) of nitrogen dioxide for Liouvillean composed of electronic-radiation (non-Condon) and vibrational dampings. As the electronic-phonon interaction is added Fig. 5b, the number of narrow peaks reduces as phonon broadening causes the peaks to become unresolved. Additionally, the effects of Herzberg–Teller interaction and the cross terms depend on the strength of the dipole derivative in . The effects of cross terms are very small and noticeable only for small critical frequencies.
Figure 5.
Emission lineshape (solid blue line) versus absorption lineshape (orange dotted line) of nitrogen dioxide. Liouvillean includes: (a) electronic-radiation and vibrational dampings, (b) electronic-radiation, electronic-phonon and vibrational dampings, with cutoff frequency s, (c) electronic-radiation, electronic-vibrational-radiation, cross-term, electronic-phonon and vibrational dampings for (i) absorption, (ii) emission spectra versus wavelengths for several cutoff frequencies , (iii) spectra for the largest . We use 3 vibrational levels and 3 modes. with displacements m, = cm cm .
Figure 5c.i and c.ii show the effects of varying the cutoff frequencies when the Liouvillean includes all contributions. The spectral peaks are well-resolved for small cutoff frequencies but the broadening causes the spectral lines to coalesce beyond around . The absorption(black) and emission(red) spectra for the largest are plotted in Fig. 5c.iii versus frequency.
Conclusions
We have presented a unified theory for impurity molecule (polyatomics) in crystals from an open quantum system approach. The main results of this work are the Herzberg–Teller interaction Liouvillean and the “cross term Liouvillean” which have not been seen in any existing work. Different raising and lowering operators were introduced for the harmonic nuclear potentials in the ground and excited electronic states. This leads to a new form of a Liouvilean containing both electronic and vibrational system operators that is simpler, more insightful and more elegant.
To capture the correct dynamics of the molecular system and include all the possible interactions, several approximations have been relaxed: (a) identical shapes of nuclear potentials; (b) Condon-approximation; (c) rotating wave approximation; (d) the assumption that different parts of the system coupled to their own environment independently. Complete decoherence and dissipation terms due to the radiation and phonon reservoirs obtained in the master equation allow us to correctly model the decay and decoherence rates when using molecules for quantum information processing, particularly for quantum memory.
Another new result of this work is the molecular Lamb-shift appearing in the Liouvilleans, usually neglected as it is often assumed that the contribution of Lamb-shift is negligible60–62. It was shown that these Lamb-shift terms can have significant impact on the dynamics in shorter time-scale63. Thus, it is important to capture the correct expressions for the molecular system. Furthermore, we have also obtained the Lamb-shift terms in the cross-term Liouvillean.
The validity of the theoretical model is verified as it is reduced to a simplified single vibrational mode and was shown to give the correct (non-trivial) absorption and emission spectra of a diatomic molecule (CO). Thus, the unified theoretical model presented in this work constitutes a proper foundation for our future work where interactions with coherent fields such as laser, magnetic and cavity fields will be included.
Acknowledgements
We acknowledge the Ministry of Higher Education, Malaysia, for Long-Term Research Grant Scheme, LRGS/1/2020/UM/01/5/1. R.O. thanks Alex Rebane for stimulating discussions.
Appendix 1: Intramolecular vibrational redistribution
Intramolecular vibrational redistribution (IVR) is a process in which energy is redistributed between different vibrational normal modes of a vibrationally excited molecule. This will only happen in polyatomic atomic molecule with where N is the number of atoms within the molecule of interest. From Eq. (2) we have that accounts for IVR.
For a polyatomic molecule, the potential energy now depends on all the displacement of atoms from their equilibrium positions:
| 93 |
where the index . may be set equal to 0 and the first derivatives also vanishes at equilibrium, thus taking only second order term we have:
| 94 |
with . So, the IVR is related to the potential as
| 95 |
Appendix 2: Linear and quadratic coupling terms
From the definition and , we may establish the following relationship64
| 96 |
| 97 |
with
| 98 |
It follows from Eq. (96) that
| 99 |
which we will substitute into Eq. (22):
| 100 |
If we now substitute the definitions for the constants given in Eq. (98), we get
| 101 |
One can show that and this gives us
| 102 |
with linear and quadratic coupling constants defined as
| 103 |
Using the fact that , we can rearrange the equation to obtain
| 104 |
with shifted excited state energy .
Appendix 3: General derivation of Liouvilleans
In this section, we provide general derivation that would be used to obtain all Liouvilleans including the new Liouvilleans involving different interaction Hamiltonians. Every Hamiltonian can be written in the form
| 105 |
where is an arbitrary system operator (or even a combination of system operators) and some arbitrary bath/reservoir operators for phonon bath () and for radiation bath () .
The most general form of the Liouvillean is thus
| 106a |
| 106b |
| 106c |
where B is another system operator that may be different from A. means tracing over the reservoir/bath and is the bath density matrix at thermal equilibrium () If we now expand this we get
| 107 |
The first and last term vanish because
This left us with
| 108 |
Tracing out the system operators
| 109 |
The bath correlation functions give
| 110 |
| 111 |
Grouping up the terms with common factors
| 112 |
If we invoke the Markov approximation, we can extend the integration limit to and replace
| 113 |
and are Hermitian (, ). We can just write half of the terms
| 114 |
| 115 |
where one only needs to calculate
| 116 |
Appendix 4: Derivation of decay terms and spectral density
We invoke the Markov approximation now by extending the integration limit to and replace
We change the summation to an integration by introducing a density of states such that
| 117 |
For isotropic free space the integration is evaluated by changing to spherical coordinates in -space where we use the density of states of the radiation bath given in34. Inserting the expression for and
| 118 |
The terms cancel. If we evaluate the Dirac delta function, we get
| 119 |
To evaluate the term , we make the same assumption as in34 and47 such that for each we choose the orthogonal polarization state and , such that the first polarization state gives . Then, for the second polarization state , we find
| 120 |
For each we have two orthogonal polarization directions, and . The free space spontaneous emission rate and we have used hence we have expressions for the decay constants , , and , where each one follows the same procedure by simply replacing the coupling constants;
| 121a |
| 121b |
| 121c |
| 121d |
Note that the summation over i and is not included in the definitions of , and because the system operators associated with their respective Liouvillean have i and dependence unlike that of .
For interactions with phonon bath, we replace the summation over phonon density of states
| 122 |
where we assumed the same spectral density applies for different electronic state and vibrational mode i. This gives us
| 123 |
In the case where the vibrational motion of the molecule is coupled to a three-dimensional acoustic phonon bath, the spectral density takes the functional form of a super-Ohmic bath12
| 124 |
with the phonon cut-off frequency (typically the same order of magnitude as vibrational modes frequency) and a parameter for the overall coupling strength of the interaction. The value of is usually determined by the fitting process. This functional form has been applied for DBT molecule in thin nano-crystals of anthracene11 , electron-phonon coupling of color center in diamond54 and InAs/GaAs quantum dots.
Appendix 5: Lamb shift terms
In this section we give the full expressions of the Lamb shift terms that come with each Liouvilleans. For , we have the Lamb shift
| 125 |
where we have defined
| 126 |
| 127 |
with
Next the Lamb shift in is
| 128 |
| 129 |
with
| 130 |
| 131 |
For Herzberg–Teller interaction the Lamb shift in contains more terms
| 132 |
where
| 133 |
with
| 134 |
| 135 |
A note for clarification, the superscript follows from and it tells us if the electronic frequency and vibrational frequency are being sum over or subtract; while the subscript ± tells us the sign in the Cauchy Principal value.
Similarly for the minus term
| 136 |
and the counter-rotating terms
| 137 |
and
| 138 |
The number of terms in cr are half the number of terms in RWA due to vanishing of the terms with and .
The Lamb shift for cross term
| 139 |
where we have defined with
| 140 |
| 141 |
with
The Lamb shift for the reversed cross term in follows similarly
| 142 |
where we have defined
| 143 |
| 144 |
Author contributions
C.H.R.O. conceived the idea, orchestrated the theory, formulated the interaction scheme, guided the calculations and discussions of the physics of the main results, made Figs. 1 and 5. K.J.C.C. derived the theoretical results and carried out numerical simulations of Figs. 2, 3 and 4. All authors jointly developed the numerical programs and reviewed the manuscript.
Data availability
The datasets generated and/or analysed during the current study are not publicly available as it is obtained from digitizing a figure in ref.45, but are available from the corresponding author on reasonable request.
Competing interests
The authors declare no competing interests.
Footnotes
Publisher's note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Data Availability Statement
The datasets generated and/or analysed during the current study are not publicly available as it is obtained from digitizing a figure in ref.45, but are available from the corresponding author on reasonable request.



