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Scientific Reports logoLink to Scientific Reports
. 2022 Nov 21;12:20015. doi: 10.1038/s41598-022-22732-w

Unified master equation for molecules in phonon and radiation baths

C H Raymond Ooi 1,, K J Cedric Chia 1
PMCID: PMC9681889  PMID: 36414663

Abstract

We have developed a unified quantum optical master equation that includes the dissipative mechanisms of an impurity molecule in crystals. Our theory applies generally to polyatomic molecules where several vibrational modes give rise to intramolecular vibrational redistributions. The usual assumption on identical shapes of the nuclear potentials in ground and excited electronic states and the rotating wave approximation have been relaxed, i.e. the vibrational coordinates are different in the ground and excited states, with counter-rotating terms included for generality. Linear vibrational coupling to the lattice phonons accounts for dissipations via non-radiative transitions. The interaction of a molecule with photons includes Herzberg–Teller coupling as the first order non-Condon interaction where the transition dipole matrix elements depend linearly on vibrational coordinates. We obtain new cross terms as the result of mixing the terms from the zeroth-order (Condon) and first-order (non-Condon) approximations. The corresponding Lamb shifts for all Liouvilleans are derived explicitly including the contributions of counter-rotating terms. The computed absorption and emission spectra for carbon monoxide is in good agreement with experimental data. We use our unified model to obtain the spectra for nitrogen dioxide, demonstrating the capability of our theory to incorporate all typical dissipative relaxation and decoherence mechanisms for polyatomic molecules. The molecular quantum master equation is a promising theory for studying molecular quantum memory.

Subject terms: Optics and photonics, Physics

Introduction

Amongst many quantum technology applications, quantum memories are at the heart of quantum networks. Quantum repeater1,2 solves the issue of the imperfection transmission channels for long distance quantum communication thus making quantum key distribution possible for arbitrarily long distances. In recent years and there have been active research on the design of different quantum information protocols24. There has been great interest in using molecules as a platform for quantum information processing. Molecule has many degrees of freedom and can be the promising candidate for the development of many applications in quantum information processing. It allows us to store and retrieve larger amount of quantum bits simultaneously such that probabilistic events can by synchronized and operations can be timed appropriately. The power of synthetic chemistry provides the ability to manipulate and modify molecules, this means chemical systems offer advantages that are unavailable to solid state systems, for example rare-earth ion-doped crystals5,6 and diamond color centers7,8. Some other key advantages besides the ease of fabrication for scalability, organic molecules can have strong zero-phonon lines (ZPL), providing bright and stable sources of photons that is competitive with solid-state devices9.

Before molecule-based quantum memories could be realized, one needs to have a good understanding on the relaxation and decoherence channels associated with the molecular system. Both radiation and radiationless transitions must be considered on top of other collision-induced dephasing processes that can occur in the condense phase. For polyatomic molecule, uni-molecular process such as intramolecular vibrational energy redistribution (IVR) can also impact the dynamics in a profound way10.

In a recent work11, a two-level electronic states (TLS) coupled to localized molecular vibration (LMV) was used to model a single dibenzoterrylene (DBT) molecule. The shapes of the ground and excited electronic levels of interest are assumed to be identical except their minima are shifted with respect to each other. The interaction between DBT and its environment (anthracene nano-crystal) is described by a linear and quadratic coupling term between phonons and TLS. They further showed that the quadratic term is a consequence of anharmonicity of the thermal phonon modes and it is crucial for capturing the temperature dependent homogeneous broadening of the ZPL in the emission spectra. Here we show that by introducing two sets of bosonic operators for the ground and excited potential energy surface (PES) coordinates, we do not obtain the quadratic term and only need to focus on linear coupling terms that we derived. Coupling to the external electromagnetic fields (EM) is also considered in11 and the system is solved using the polaron transformation to obtain polaron master equation12,13. This polaron transformation approach has gained many attention lately because of its capability to include non-Markovian effect of the thermal phonon bath, some recent applications of this approach can be found in1418.

Most of the works found in the literature have assumed that the two nuclear potentials in the ground and excited electronic levels are only displaced but having identical curvature (i.e. same vibrational frequency). This model is commonly referred to as “displaced harmonic oscillator” in the literature and is closely related to the Holstein–Hamiltonian19,20 that employs second quantization to obtain a linear coupling term between the electronic operators and the vibrational operators. However, in reality the nuclear potentials are not only displaced but also having different curvature which is the case for the polyatomic molecules. Even though the Franck–Condon factor21 between harmonic oscillators of different shape has been investigated22,23, to the best of our knowledge, this has not been considered in the context of an open quantum system framework for modelling realistic molecule.

In this work, we present a unified model of a typical polyatomic molecule interacting with the phonon and radiation baths or environmental reservoir. We consider the vibrational potential of the excited electronic state and ground state are different in vibrational frequency, each has more than one mode (multi-vibrational modes).

A molecule is a system with more than one degrees of freedom in contrast to an atom, a common approach to deal with the complexity of a multipartite system coupling to the reservoir is to assume that each part of the system interacts independently with its own reservoir. For example in the study of vibrational relaxation of molecules in condensed phase, it is assumed that different vibrational modes of the molecule dissipates independently through their own reservoir and they do not interact with each other24,25. This approximation has received attention recently and it was shown that it does not capture the correct dynamics of the system2628. Therefore, here we relax this approximation in our model and we will see the consequence of this is that one can obtain additional terms what we hereby referred to as the “cross term Liouvillean”. These terms arise naturally from the derivation of the master equation when we allow different parts of the system to couple to the same reservoir. Compared to multimode Brownian oscillator model (MBO) model of Yan and Mukamel2931, and Tanimura32 where theory are more interested in the transient dynamics, the novelty of this work is that it is a unified theory for the dissipation mechanisms as it was not considered before in any other related works to the best of our knowledge.

In “The model” section, we introduce our model for the molecules that consists of two electronic states, each with vibrational sublevels (see Fig. 1 ). The coupling terms to the phonon thermal bath and radiation field derived in this section is where the Condon-approximation has been relaxed which resulting in a nuclear coordinates-dependent transition dipole matrix elements. The dynamics of the reduced system (molecule) is investigated in “Dynamics of the quantum system” section using master equation. We do not make the usual rotating wave approximation to investigate the different time scales of our system. “Two-time correlation functions” section is devoted to the absorption and emission spectra which will be simulated numerically using Python package QuTiP33 using all the microscopic parameters in the theory. For simplicity we consider diatomic molecules, such as carbon monoxide (CO). The discussions of the results in “Results and discussion” section include comparison with the absorption spectrum obtained from experimental data confirm our theory. We also simulate the spectra of nitrogen dioxide and discuss the dependence on various damping mechanisms and parameters such as phonon cutoff frequency.

Figure 1.

Figure 1

(a) Open quantum system model of an impurity molecule in phonon and radiation baths. The system (molecule) contains two electronic states, the ground singlet state S0 and excited singlet state S1 with energy gap ωeg=ωe-ωg and localized vibrational modes with frequency vig(vie) for the ground (excited) state. The localized vibrational modes of the molecule are described by a set of harmonic oscillators. The vibrational frequencies are shifted to v~ig(v~ie) as a consequence of coupling to the phonon bath and internal coupling within the system. The VR process from interactions with phonon bath manifest the Kasha rule which states that the vibrational relaxation in the excited state is typically very fast such that fluorescence only occur from the ground vibrational levels of the excited state. (b) A schematic diagram of different interactions that can take place in the Herzberg–Teller interaction term. The left panels are energy-preserving terms and the right panels are energy non-preserving terms usually neglected under RWA. The processes in the excited and ground electronic states are distinguished.

The model

In this section, we develop a general theoretical description of a single impurity molecule in phonon reservoir. The theory may be adapted to f-centers in ionic crystals. The model is illustrated using Fig. 1, two electronic states are considered: ground (S0) and excited singlet state (S1) which we labelled as g with energy ħωg and e with energy ħωg respectively. The black parabolas represent potential energy surfaces (PES) in the ground and excited states, assumed to be harmonic but having different frequencies which we labelled as vi(g) and vi(e), respectively. The grey parabolas represent other vibrational modes that can be found in polyatomic molecule and the index i denote different vibrational modes. The frequency difference between ground vibrational levels in the ground and excited state is ωeg+12(vi(e)-vi(g)) (that gives the zero-phonon line (ZPL)), with ωeg=ωe-ωg. The ground and excited PES are shifted with respect to each other because the electronic configuration that determines the molecular bond strength of the excited state is different in general from the ground state. The straight and wavy arrows in Fig. 1 represent radiative and non-radiative transitions respectively due to coupling with the phonon and radiation reservoirs. The physical origin of these interaction terms are summarized in caption of Fig. 1. The following section is devoted to deriving these interaction terms by considering their physical origin.

Molecular–phonon interaction

We introduce two set of coordinates xig and xie for the i-th vibrational mode of the ground and excited PES respectively. Since the excited PES is shifted with respect to the ground PES, the two coordinates are related via xie=xig-si where si is the displacement between the ground and excited PES of i-th vibrational mode. The Hamiltonian describing the molecular system and the phonon bath can thus be written as

Hmol-ph=σggħωg+Ug+σeeħωe+Ue 1

where σgg=gg=σσ and σee=ee=σσ, with Pauli raising (σ=eg) and lowering (σ=ge) operators. Ug and Ue in Eq. (1) denote the vibrational and phonon (ph) energies in the ground and excited states, respectively, defined as

Uα=Hα+Uαph=ipiα22mi+12miviα2xiα2+lpl22ml+12mlωl2(ql-ixiα)2 2

with α=e,g. The first summation describes the approximated harmonic nuclear PES with vibrational momentum piα, displacement xiα, mass mi and frequency viα for the i-th vibrational mode of the α electronic state. The second summation described the dissipative coupling of the nuclear vibrational motion to phonon bath through the term ql-ixiα, with the index l labelling different phononic modes; pl , ql, ml and ωl the phonon momentum, displacement, mass and frequency.

We may decompose Eq. (1) as Hmol-ph=Hel+Hvib+Hph+Vel-vib-ph+Vvib-vib with

Hel=ħωgσgg+ħωeσee, 3
Hvib=αHvibα=ασααipiα22mi+12miv~iα2xiα2=ασααiħv~iαbiαbiα+12, 4
Hph=lpl22ml+12mlωl2ql2=lħωldldl+12 5

where the vibrational frequency is shifted v~iα2=viα2+2Wmi with W=12lmlωl2 due to the phonon bath. In deriving these results, we have introduced two set of bosonic operators, for the molecular vibrational coordinates:

xiα=ħ2miv~iαbiα+biα,piα=iħmiv~iα2biα-biα 6

and for oscillators in phonon bath:

ql=ħ2mlωldl+dl,pl=iħmlωl2dl-dl. 7

Coupling between the vibrational levels of α electronic state with the phonon bath leads to non-radiative (NR) vibrational relaxation (VR) governed by Vel-vib-ph=αVel-vib-phα,

Vel-vib-phα=-σααixiαlmlωl2ql=-σααilħΘilαdl+dlbiα+biα. 8

Intramolecular vibrational redistribution (IVR) as derived in “Appendix 1” is due to Vvib-vib=αVvib-vibα,

Vvib-vibα=σααl12mlωl2i<jxiαxjα=σααi<jkijαxiαxjα=σααi<jħχijαbiα+biαbjα+bjα 9

where kijα=l12mlωl2 and the coupling constants are defined as

Θilα=1ħmlωl2ħ2mlωlħ2miv~iα, 10
χijα=1ħkijαħ2miv~iαħ2mjv~jα. 11

The effect of displaced excited state PES has been discussed and the closed form of the overlap integral between harmonic potentials with different frequencies has been obtained in several works22,23 but the existing works do not take into account dissipation due to phonon reservoir. If we neglect IVR and assume vig=vie, Eq. (1) reduces to what is commonly referred to as the “Holstein Hamiltonian”19,20. Therefore, one can see that we are introducing a more general model in this section.

Molecule–radiation interaction

The interaction Hamiltonian between a molecule and radiation which gives rise to spontaneous emission has the form Hmol-rad=-μ·E where μ denotes the electronic dipole operator. Expressing μ in a complete basis, one can write

μ=gg+eeμgg+ee=μegσ+μgeσ=iMiegxig,xieσ+Migexig,xieσ 12

where we have defined the dipole matrix elements μge=gμe=iMigexig,xie with xig and xie dependence. These are the nuclear coordinates of the molecule we introduced earlier. Neglecting the nuclear dependence is referred to as the Franck–Condon approximation but we relax this approximation in this work. The electric field operator E can be written as34

E(r)=kEkak+Ekak 13

with Ek=ħωk2ε0Vεkeik·r. Here εk denotes the unit polarization vector, ωk the frequency of photon mode k, V the quantization volume and ε0 the permittivity of free space. We can write down the interaction Hamiltonian:

Hmol-rad=-ikMiegxig,xieσ+Migexig,xieσ·Ekak+Ekak. 14

The dipole matrix elements can be expanded with respect to the nuclear dependence using Taylor expansion

Miegxig,xie=Mieg0+Mieggxigaig+Miegexieaie+ 15

normalized by aiα=ħ2miv~iα where higher order terms have been dropped and we only focus on the first order (Herzberg–Teller) term. The molecule-radiation Hamiltonian can thus be written as

Hmol-rad=-ikMieg0σ·Ekak+Ekak+Mige0σ·Ekak+Ekak-α=g,eikMiegαxiασ·Ekak+Ekak+Migeαxiασ·Ekak+Ekak=Vel-rad+Vel-vib-rad 16

where the first coupling term Vel-rad corresponds to the usual fluorescence process under Franck–Condon approximation while the second coupling term Vel-vib-rad=α=g,eVel-vib-radα corresponds to Herzberg–Teller interaction.

Using the bosonic operators we introduced earlier in equation 6, we have

Vel-rad=-ħikσςi,kegak+ςi,kegak+σςi,kgeak+ςi,kgeak, 17
Vel-vib-radα=-ħibiα+biαkσξi,kegαak+ξi,kegαak+σξi,kgeαak+ξi,kgeαak. 18

The counter-rotating terms referred to the terms that do not conserve energy (see Fig. 1). These are the terms σak or σak when Eqs. (17) and (18) are expanded. These terms are usually dropped when considering longer time-scale by invoking the rotating-wave approximation (RWA). But the validity of RWA has been questioned in recent papers3537. Aiming to construct a generalized model, these counter-rotating terms are kept in this work as would be relevant at shorter timescales.

The coupling constants in Eqs. (17) and (18) are defined as ςi,keg()=1ħMieg0·Ek() and ξi,kegα()=1ħMiegα·Ek(). If we assume ςi,kge=ςi,keg and ξk,iegα=ξk,igeα=ξk,iα, Eqs. (17) and (18) reduces to a simpler form

Vel-rad=-ħikςi,kegσ+σak+ak, 19
Vel-vib-radα=-ħikξk,iαbiα+biασ+σak+ak. 20

Total Hamiltonian

In this section, we give a summary of the results of this section. Starting with the total Hamiltonian given by H=Hmol-ph+Hmol-rad+Hrad+VC where Hrad=kħωkakak+12 is the radiation bath free-Hamiltonian and we inserted an additional term VC to take into account other coherent interaction that can take place within the system (such as external coherent fields). We expand the total Hamiltonian and group the individual terms as follows:

H=Hel+Hvib+Hph+Vvib-vib+Vel-vib-ph+Vel-rad+Vel-vib-rad+Hrad+VC=Hel+Hvib+Hph+Hrad+Vel-vib-ph+Vel-rad+Vel-vib-rad+Vvib-vib+VC=(HS+HE)+(VSE+VSC)=H0+V 21

where H0=HS+HE denotes free-Hamiltonian

HS=Hel+Hvib=ασααħωα+iħv~iαbiαbiα+12, 22
HE=Hph+Hrad=lħωldldl+12+kħωkakak+12. 23

and the interaction Hamiltonian V=VSE+VSC includes coherent coupling within the system (VSC) and coupling to the environmental baths (VSE)

VSC=Vvib-vib+VC 24
VSE=Vel-rad+Vel-vib-rad+Vel-vib-ph. 25

Note that the the zero-point energy terms are included in the expressions above. This is to take into account the possibility when the frequency is different between the ground and excited PES. These terms will also contribute to the coherent evolution when the master equation is derived in the next section.

Relationship between ground and excited vibrational operators

Consider the two states molecular Hamiltonians with harmonic PES

Hα=σααħωα+iħv~iαbiαbiα+12 26

For notational simplicity, consider single mode

xg=ħ2mvgbg+bg,pg=iħmvg2bg-bg 27

The PES are displaced by s, the relationship xe=xg-s and pe=pg gives

be=γ+bg+γ-bg-Λe 28

where

γ±=12vevg±vgve,Λe/g=smve/g2ħ 29

with the relations γ±2=14vevg+vgve±12,γ+2+γ-2=12vevg+vgve,γ-+γ+=vevg.

Interaction picture

The two states molecular Hamiltonian is Hg+He=H~el+H~vib+Vel-vib

H~el=ħωgσgg+{ħωe+mve22l2}σee 30
H~vib=ħvgbgbg+12 31
Vel-vib=Vel-vib1+Vel-vib2=ħη(1)bg+bg+ħη(2)bg+bg2σee=xx0-mv2-2W+x212mv2-v2σee 32

where η(1)=-mve2l12mvgħ=-ve2lm2vgħ,η(2)=ve2-vg24vg.

In the transformation from Schrodinger picture to interaction picture the free Hamiltonian H0=(Hel+Hvib)+(Hrad+Hph) does NOT include Vel-vib. The matrix for bie is different from big by factors v~iev~ig. Practically the difference v~ie-v~ig is less than 1012 s-1 so the ratio v~iev~ig1. Hence it can be a good approximation (for three vibrational states) bie=Λeλi+0λi-Λe2λi+02λi-ΛeΛe100Λe200Λe=big+Λe.

For an arbitrary operator O, we will use the “tilde” to denote its interaction picture O~t=eiH0t/ħOe-iH0t/ħ. Denoting ωeg=ωe-ωg, the system and environment operators when expressed in the interaction picture are given by

σ~t=σe-iω~egt,b~igt=bige-iv~igt, 33
d~lt=dle-iωlt,a~kt=ake-iωkt. 34

where

ω~eg=ħ(ωe-ωg)+mve22l2+l2W 35
v~ig2=vig2+2Wmi 36

Our theoretical model for the polyatomic molecule will include include the following processes:

  1. radiative transition via fluorescence described by the term Vel-rad (Franck–Condon) and first-order Non-Condon radiative transition described by the term Vel-vib-rad (Herzberg–Teller),

  2. non-radiative (NR) transition involving vibrational relaxation (VR) through the term Vel-vib-ph and intra-molecular vibrational energy redistribution (IVR) by the term Vvib-vib.

The inclusion of internal conversion (IC) would require non-adiabatic process to be accounted beyond the BO approximation and is not the focus of this present work. Intersystem crossing involving electronic states of different multiplicities are also not discussed here.

A molecule in a higher excited singlet state Sn with n>1 will rapidly undergo NR relaxations through internal conversion IC (between different electronic states), IVR (between different vibrational modes) and vibrational relaxation VR (within the same electronic potential) to the vibrational ground state of the S1 before fluorescence takes place (radiative transition). Hence, only vibrational ground state of S1S0 fluorescence is expected in the emission spectra, this is commonly referred to as Kasha’s rule (depicted in Fig. 1).

Dynamics of the quantum system

We now develop a master equation under the Markov approximation for phonon and radiation baths which will be implemented into the Python package QuTiP33 where numerical simulations can be performed. As previously mentioned in the introduction, when dealing with a multipartite system (e.g. molecule), a common approach is to apply the assumption that each part of the system interacts with their own environment independently. Here we relax this assumption and we will see that leads to the “cross-term Liouvillean”. The derivation of master equation can be found in several textbooks38,39, in “Appendix 3” we provide a generalized derivation of the master equation that is used in this section to show how the “cross-term Liouvillean” arises.

Master equation and internal coupling

Our starting point is the Liouville–von Neumann equation for the total density matrix ρTt in the interaction picture

ddtρ~Tt=-iħV~t,ρ~Tt 37

where we recall that

V~t=V~SCt+V~SEt 38

with VSC describes the coherent internal coupling terms within the system and VSE describes coupling terms between the system and the environment (phonons and radiation). Substituting Eq. (38) into (37), we get

ddtρ~Tt=-iħV~SCt+V~SEt,ρ~Tt 39

which is separated into a coherent and dissipation part. We follow the standard procedure to substitute the formal integration solution back into the expression above and invoke the Born approximation. Upon tracing out the environment, we obtain

ddtρ~St=-iħV~SCt,ρ~Tt-1ħ20tdtTrEV~SEt,V~SEt,ρ~StρE 40

where ρS=TrEρT=TrradTrphρT is the reduced system density operator and ρE=ρphρrad.

Recall from “The model” section, we have grouped all the coherent coupling terms within the system in VSC while VSE includes coupling terms between the system and the environment. In the interaction picture, we have

V~SEt=V~el-vib-pht+V~el-radt+V~el-vib-radt. 41

Upon substituting Eq. (41) into Eq. (40), we obtain overlapping (crossed) terms between different interaction terms in the integral:

EX,YTrEV~X-Et,V~Y-Et,ρ~StρE=TrphV~el-vib-pht,V~el-vib-pht,ρ~Stρph+TrradV~el-radt,V~el-radt,ρ~Stρrad+TrradV~el-vib-radt,V~el-vib-radt,ρ~Stρrad+TrradV~el-radt,V~el-vib-radt,ρ~Stρrad+TrradV~el-vib-radt,V~el-radt,ρ~Stρrad 42

with E=ph,rad and X,Y=el,el-vib (but note that there is no el-ph interaction term). The non-overlapping terms (i.e. first three lines on the RHS of Eq. (42)) are represented by the Liouvillean

LX-E=-1ħ20tdtTrEV~X-Et,V~X-Et,ρ~StρE 43

while the other two terms (i.e. last two lines on the RHS of Eq. (42)) are represented by the Liouvillean

L{X×Y}-E=-1ħ20tdtTrEV~X-Et,V~Y-Et,ρ~StρE-1ħ20tdtTrEV~Y-Et,V~X-Et,ρ~StρE. 44

Hence, the master equation when written out explicitly has the following form

ddtρ~St=-iħV~SCt,ρ~Tt+Lel-vib-ph+Lel-rad+Lel-vib-rad+L{el×(el-vib)}-rad 45

where here after we will refer L{el×(el-vib)}-rad as the crossed-term Liouvillean.

Liouvilleans of el-vib-ph interaction

The Liouvillean for el-vib-ph interaction is derived in a standard manner from

V~el-vib-phα=-σααilħΘilαdleiωlt+dle-iωltbiαeiviαt+biαe-iviαt 46

only with Markov approximation. By defining Sαi=σααbiα, Sαi=σααbiα and Δv~i,i±α,α=v~iα±v~iα, the Liouvillean is written in a compact form Lel-vib-ph=α,α,i,iLel-vib-phα,α,i,i=Lel-vib-ph where is a symbol we introduced for α,α,i,i that shows up frequently in this work. The explicit form of the Liouvillean can be derived using the method given in “Appendix 3

Lel-vib-ph=-Υn+1SαiSαiρ~St-Sαiρ~StSαieiΔv~i,i-α,αt+ρ~StSαiSαi-Sαiρ~StSαieiΔv~i,i+α,αt-Υnρ~StSαiSαi-Sαiρ~StSαieiΔv~i,i-α,αt+SαiSαiρ~St-Sαiρ~StSαieiΔv~i,i+α,αt+H.c.+Λel-vib-ph(). 47

Here we stress the important result of Eq. (47). In the case of a diatomic molecule with single vibrational mode, we may simply set i=i (or dropping the indices i) and the exponentials with Δv~i,i-α,α vanish. However, the time-dependent exponentials do not vanish even in the case of a simple diatomic molecule because they are consequence of the counter-rotating terms. Therefore, we can see that multi-vibrational modes in polyatomic molecule lead to the time-dependence that gives beating dynamics while counter-rotating terms lead to the more rapid time-dependence (due to + superscripts). The last term Λel-vib-ph in Eq. (47) is the Lamb shift term given by Eq. (125) in “Appendix 5”. The decay constants are defined as

Υ=Υα,α,i,iv~iα=d3lϝlΘilαΘilαπδωl-v~iαl=λωc2v~iα3exp-v~iα/ωcv~iα 48

where

d3lϝlΘilαΘilα..dωlJi,iα,αωl..=πJi,iα,αv~iαv~iα 49

is the spectral density (12) of the phonons. The thermal average phonon number is

n¯ωl=dldlph=1eħωl/kBT-1 50

where =n¯,n¯+1 and ϝl is the phonon density of states. Here a super-Ohmic bath has been chosen for the phonon bath to model realistic three-dimensional acoustic phonon (see “Appendix 4”), λ and ωc are the overall coupling strength and the phonon cut-off frequency.

Note that the cross term Liouvilleans correspond to those with αα in the above The following formula limt0tdτe±ixτ=πδx±iPx is an approximation. In general

0tdτe±ixτ=0tdτ(cosxτ±isinxτ). 51

Liouvillean of el-rad interaction (Condon approximation)

One can refer to any standard text for the detailed derivation, the result we obtained is

Lel-rad=Γn+12σρ~Stσ-σσ,ρ~St+Γn2σρ~Stσ-σσ,ρ~St+Γ2n+1σρ~Stσei2ωegt+σρ~Stσe-i2ωegt+Λel-rad 52

where the Lamb shift Λel-rad is given by Eq. (128) and we have defined the decay term (obtained in “Appendix 4”)

Γωeg=i,id3kDkςi,kgeςi,kgeπδωk-ωegk=i,i12ωeg3Mieg0Mieg03ε0πħc3eg 53

with the thermal average photon number

n¯ωk=akakrad=1eħωk/kBT-1. 54

The form of Lel-rad is similar to the spontaneous emission Liouvillean in atomic system and in agreement with the study comparing non-Markovian and Markovian dynamics without RWA40 where time dependent decay rate is also obtained. This also helps confirm the calculation of Lel-vib-phα,α in the previous section.

Liouvilleans of el-vib-rad non-Condon interaction

In this section, we calculate the Liouvillean due to Herzberg—Teller interaction Hamiltonian. The el-vib-rad interaction

Vel-vib-radα=-ħikξk,iαbiα+biασ+σak+ak 55

gives the Liouvillean

Lel-vib-rad=Lel-vib-rad=Lel-vib-rad++Lel-vib-rad-+Λel-vib-rad 56

The Lamb shift term Λel-vib-rad is given in Eq. (132), in order to express this Liouvillean in a compact way, we introduced the following definition:

Bαi=biασ,Bαi=biασ, 57
Cαi=biασ,Cαi=biασ. 58

Again, following the method established in “Appendix 3”, we obtain

Lel-vib-rad+=-Γ~n+1+BαiBαiρ~St-Bαiρ~StBαieiΔv~i,i-α,αt+ρ~StBαiCαi-Cαiρ~StBαieiΔv~i,i+α,αt-Bαiρ~StBαieiΔv~i,i+α,α+2ωegt-Bαiρ~StCαieiΔv~i,i-α,α-2ωegt-Γ~n+ρ~StBαiBαi-Bαiρ~StBαieiΔv~i,i-α,αt+CαiBαiρ~St-Bαiρ~StCαieiΔv~i,i+α,αt-Cαiρ~StBαieiΔv~i,i-α,α-2ωegt-Bαiρ~StBαieiΔv~i,i+α,α+2ωegt+H.c. 59

where we have defined a new symbol for difference between electronic and vibrational frequency v~i,eg±α=ωeg±v~iα and the vibrational frequency between different modes in the exponentials are defined as Δv~i,i±α,α=v~iα±v~iα.

The decay constants are derived in “Appendix 4

Γ~±=d3kDkξk,iegαξk,iegαπδωk-v~(±)k=12v(±)3MiegαMiegα3πε0ħc3v~(±) 60

where v~(±)=v~i,eg+α,v~i,eg-α. In the case of diatomic molecule we have checked that this Liouvillean reduces to the correct form by dropping the i index. The rapid time oscillating terms in the last two lines containing 2ωeg are due to non-energy conserving counter-rotating terms in the Hamiltonian.

Similarly, the terms with Γ~ evaluated at v~i,eg-α is given by

Lel-vib-rad-=-Γ~n+1-ρ~StCαiCαi-Cαiρ~StCαieiΔv~i,i-α,αt+BαiCαiρ~St-Cαiρ~StBαieiΔv~i,i+α,αt-Bαiρ~StCαieiΔv~i,i-α,α+2ωegt-Cαiρ~StCαieiΔv~i,i+α,α-2ωegt-Γ~n-CαiCαiρ~St-Cαiρ~StCαieiΔv~i,i-α,αtρ~StCαiBαi-Bαiρ~StCαieiΔv~i,i+α,αt-Cαiρ~StCαieiΔv~i,i+α,α-2ωegt-Cαiρ~StBαieiΔv~i,i-α,α+2ωegt+H.c.. 61

The terms correspond to the energy conserving processes that are illustrated in LHS of Fig. 1b. In the case when a single mode diatomic molecule is considered, the summation of index i is dropped, the exponentials become unity and the first and fifth lines of both Eqs. (59) and (61) in the two Liouvilleans reduce to the usual Lindblad form.

The terms BαiBαiρ~St-Bαiρ~StBαibiαbiασeeρ~S-biασρ~Stσbiα in the first line corresponding to Lee=-biαbiαρ~ee, Lgg=biαρ~ggbiα (i.e. terms with diagonal elements n|ρ~αα|n). The second line ρ~StBαiCαi-Cαiρ~StBαiρ~Stσeebiαbiα-|gbiαρ~eetbiαg| gives off-diagonal elements difference by 2 vibrational quantas n|ρ~αα|n±2.

Liouvilleans of crossed terms with radiation bath

Finally, the method we introduced in “Appendix 3” can also be applied to obtain the crossed-term Liouvillean

L{el×(el-vib)}-rad=L(el×el-vib)-rad+L(el-vib×el)-rad=α,iL(el×el-vib)-radα,i+L(el-vib×el)-radα,i. 62

For the first term in Eq. (62), we have

L(el×el-vib)-radα,.i=L(el×el-vib)-radα,.i++L(el×el-vib)-radα,i-+Λ(el×el-vib)-radα,i. 63

The Lamb shift term Λ(el×el-vib)-radα,i is given by Eq. (139) and the corresponding real parts are

L(el×el-vib)-radα,i+=-Γ^n+1α,i+ρ~StBαiσ-σρ~StBαieiv~iαt-σρ~StBαieiv~iα+2ωegt-Γ^nα,i+σBαiρ~St-Bαiρ~Stσeiv~iαt-Bαiρ~Stσeiv~iα+2ωegt+H.c. 64

and

L(el×el-vib)-radα,i-=-Γ^n+1α,i-σCαiρ~St-Cαiρ~Stσeiv~iαt-Cαiρ~Stσeiv~iα-2ωegt-Γ^nα,i-ρ~StCαiσ-σρ~StCαieiv~iαt-σρ~StCαieiv~iα-2ωegt+H.c. 65

where the decay constants are defined as

Γ^α,i±v=id3kDkξk,iegαςi,kgeπδω-v^(±)k=i12v^(±)3Mieg0Miegα3πε0ħc3v^(±) 66

with v^(±)=v~i,eg+α,v~i,eg-α. Similarly, for the the second term in Eq. (62), we have

L(el-vib×el)-radα,i=L(el-vib×el)-radα,i++L(el-vib×el)-radα,i-+Λ(el-vib×el)-radα,i. 67

The Lamb shift term Λ(el-vib×el)-radα,i is given by Eq. (142) and the corresponding real parts are

L(el-vib×el)-radα,i+=-Γˇn+1α,i+ρ~StσCαi-Cαiρ~Stσeiv~iαt-Γˇnα,i+Cαiσρ~St-σρ~StCαieiv~iαt+H.c. 68

and

L(el-vib×el)-radα,i-=-Γˇn+1α,i-Bαiσρ~St-σρ~StBαieiv~iαt-Γˇnα,i-ρ~StσBαi-Bαiρ~Stσeiv~iαt+H.c.. 69

The decay constants are defined as

Γˇα,i±v=id3kDkξk,iegαςi,kgeπδωk-vˇ(±)k=i12vˇ(±)3MiegαMieg03ε0πħc3vˇ(±) 70

where vˇ(±)=v~i,eg+α,v~i,eg-α. Note that Γ^α,i±=Γˇα,i±.

Two-time correlation functions

This section is devoted to derive the formula for absorption and emission specturm of a molecule from the two-time correlation function. In general the polarization P will be a nonlinear functional of the electric field E, however we will restrict ourselves to discuss the simplest case of a linear relationship P=χE which means the response of the molecular system is completely determined by the linear electric susceptibility χ. According to (Maxwell’s propagation equation, Beer’s law), the absorption coefficient of a medium is given by the imaginary component of the its wave number kmed=ωε/c=kR+ikI,

αω=2kI=2ωcImε=2ωcIm1+χωcImχω 71

To connect εω with dipole correlation, we start with Liouville-von Neumann of the form

ρt=1iħ-αμαtEαt,ρ. 72

Formally integrating this leads to

ρ(t)=ρ(0)+1iħ[-α0tμαtEαt,ρt]dt=n=1ρn(t)=ρ(0)+1iħ[-α0tμαtEαt,ρ0]dt-1ħ2[α0tμαtEαt,[β0tμβtEβt,ρt]dt]dt 73

In general we may write

ρnt=iħn0dτn0dτn-10dτ1Et-τnEt-τn-τn-1Et-τn--τ1×μ-τn,μ-τn-τn-1,,μ-τn-τn-1-τ1,ρeq 74

where μt=eiHt/ħμe-iHt/ħ is the dipole operator given in the Heisenberg picture (i.e. H contains the thermal environment and the interaction terms).

The molecular response pertaining to its optical properties is the dipole induced in the molecule, that can be calculated from the expectation value of the dipole moment and polarization

Pqr,t=n=1Pqr,tn=Nμqt, 75
μqt=Trμqtρ(t)=n=0μqtn=n=0Trμqtρn 76

where

μqt0=Trμqtρ0=Trμqtρeq, 77
μqt1=Trμqtρ1=-1iħα0tTrμqt[μαt,ρ0]Eαtdt. 78

From the linear polarization

Pqr,t1=-N1iħα0tTrμqt[μαt,ρ0]Eαtdt=ε0α0tχqα1r;t,tEαtdt, 79

we have the susceptibility tensor

χqα1r;t,t=-N1iħTrμqt[μαt,ρ0],t=t-τ 80
χqα1ω=-χqα1(t-t)eiω(t-t)dt=-N1iħ-Trμqt[μαt-τ,|gg|ρvib]eiωτdτ=-N1iħ-Tr[μqtμαt-τρ0-μqtρ0μαt-τ]eiωτdτ=-N1iħ-[μqtμαt-τ-μαt-τμqt]eiωτdτ=-N1iħ-Cqα1τeiωτdτ=-N1iħ2i-Imμqτμα0eiωτdτ 81

where

Cqα1τ=[μqt,μαt-τ]μqτμα0-μα0μqτ=A-A=2iImA. 82

Using the fact that eiHmolτ/ħg=eiωg+Hg/ħτg and eiHτ/ħe=eiωe+He/ħτe where Hmol=σggħωg+Hg+σeeħωe+He is the pure molecular Hamiltonian (i.e. Hmol-ph but with phonon related terms dropped), we can write the molecular dipole moment as μqt=μqegu,t+μqgeu,t with

μqegu,t=M^qegu,tσ^+t=eiHtM^qeg|eg|e-iHt=eiωeteiHetM^qegege-iωgte-iHgt, 83
μ^qgeu,t=M^qgeu,tσ^-t=eiHtM^qge|ge|e-iHt=eiωgteiHgtM^qgegee-iωete-iHet. 84

The two-time correlation can be written as41,42

μqtμαt-τ=Tr{{μqegt+μqget}{μαegt+μαget}ρth}=Trvib{g|{M^qegtσ^+t+M^qgetσ^-t}{M^αegtσ^+t+M^αgetσ^-t}|gg|ρvibth|g}=Trvib{g|{eiωgteiHgtM^qgegee-iωete-iHet}{eiωeteiHetM^αegege-iωgte-iHgt}|gρvibth}=Trvibeiωgte-iωeteiωete-iωgt{{eiHgtM^qgee-iHeteiHetM^αege-iHgtρvibth}=e-iωegτTrvib{M^qgee-iHeτM^αegeiHgτρvibth}=e-iωegτTrvib{eiHgτM^qgee-iHeτM^αegρvibth} 85a

where τ=t-t and we assume thermal equilibrium vibronic state ρth=|gg|ρvibth so the trace is over the |g only.

Absorption spectra

Hence, the absorption spectrum can now be related to the correlation function via the linear susceptibility as

αωωcImχqα1ω=ωcN1ħImi-Cqα1τeiωτdτ=2ωNcħRe0[μqt,μαt-τ]eiωτdτ=2ωNcħRe0Trvib[{M^qgee-iHeτM^αegeiHgτρvibth}-{M^αgeeiHeτM^qege-iHgτρvibth}ei2ωegτ]ei(ω-ωeg)τdτ=2ωNcħRe0Trvib{M^qgee-iHeτM^αegeiHgτρvibth}ei(ω-ωeg)τdτ. 86a

For the second term μαt-τμqt we interchange α and q,t and t but it vanishes.

Emission spectra

By Fourier transform of the correlation

E-r,tE+r,t+τ=I0rμqegu,tμqgeu,t+τ 87

with I0r=ω2sinη4πε0c2r-r02 we have the emission spectra

SωL=1π0dτE-r,tE+r,t+τeiωLτ=1πI0r0dτvvM^qegeiHgτM^qgee-iHeτρethvei(ωL-ωeg)τ 88

where

μ^egu,tμ^get+τ={eiHtM^qegσ+(0)e-iHt}{eiH(t+τ)M^qgeσ-(0)e-iH(t+τ)}ss=TreeiHtM^qegege-iHteiH(t+τ)M^qgegee-iH(t+τ)ρetheiωLτ=ve,veiωeteiHetM^qegege-iωgte-iHgteiωg(t+τ)eiHg(t+τ)×M^qgegee-iωe(t+τ)e-iHe(t+τ)ρethe,v=vveiHetM^qege-iHgteiHg(t+τ)M^qgee-iHe(t+τ)ρethve-iωeg(τ)=vvM^qegeiHgτM^qgee-iHe(t+τ)ρetheiHetve-iωeg(τ). 89

Results and discussion

Although our theory is general for typical polyatomic molecules and unifies the main dissipative mechanisms, we only focus on a simple diatomic molecule in this work and the analysis for polyatomic molecule will be included in a future work. For a diatomic molecule, there exists only a single vibrational mode and this means we can drop all the i indices and i,i in the results derived in the preceding sections. The coherent internal coupling term Vvib-vib also plays no role here. The results shown in this section are obtained from numerical simulation using QuTiP Python package33. The “cross-term Liouvillean” and counter-rotating terms derived in “Dynamics of the quantum system” are not included in the numerical simulation of this study but will be included in a future work.

Absorption lineshape

Carbon monoxide (CO) has been chosen in this work because it has importance indirect effects on global warming making its experimental measured data readily available. In Fig. 2 we plotted the absorption spectrum of CO in comparison with experimental data measured by43 . The parameters we used are summarized in figure caption. We see that under the usual Condon approximation (Fig. 2a), we can only capture the ZPL (i.e. g,0e,0 transition) but failed to capture succeeding peaks for g,0e,3,e,4, transition. On the other hand, if Meg and Mge are expanded to first order term (Herzberg–Teller) with respect to the vibrational coordinates x (Fig. 2b), one observe more peaks in the spectrum but the overall strength of the peaks are not in agreement with the experimental data. This is because each term in the expansion of Meg (and Mge) would account for the strength of different peaks and interfere with each other. We see that only in the case when the dipole matrix elements Meg and Mge are expanded fully with respect to the nuclear coordinates, the absorption spectrum predicted by the theory (solid blue line) is consistent with the experimental data43(grey shadow background). This emphasizes the importance of non-Condon terms when molecular spectrum is considered. The inconsistency between the theoretical predicted peaks and the experimental measured peaks beyond 2150 THz is due to anharmonicity of the nuclear potentials of CO not included in our harmonic potential model. This highlights the limitations of harmonic approximation of the nuclear potentials even in a simple diatomic molecule.

Figure 2.

Figure 2

Absorption lineshape of carbon monoxide at 303 K. Blue-solid lines show theoretical model and grey background shows experimental data obtained from43 (digitalized). The dipole matrix elements Meg and Mge are expanded with respect to the nuclear coordinates x in different orders: (a) Condon-approximation (b) Truncated at first-order (Herzberg–Teller) term (c) full exponential. The parameters: ωeg=2π×1940THz, vg=ve=2π×43THz, s=0.62×10-11 m, ωc=2π×5.7THz, Γ=109GHz and m=1.1×10-26 kg.

Temperature dependence

The absorption spectrum is also plotted with varying temperature in Fig. 3. We observe an inhomogeneous broadening due to the phonon bath which is typical for systems found in lattice or solid medium44,45. The physical picture behind this is as follows: as the temperature of the environment increases, multi-phonon absorption processes can take place more frequently such that the life-time of the ground vibronic states decreases while the absorption peaks become broadened. On the other hand, at higher temperature the zero phonon g,0e,0 transition becomes less likely to occur and we observe a drop in the intensity of the ZPL.

Figure 3.

Figure 3

Absorption lineshape of carbon monoxide with varying temperature (y-axis) in the case when Meg and Mge are expanded fully. The same parameters as in Fig. 2 were used.

Emission and absorption spectra

In Fig. 4 we plotted the emission spectrum (blue-solid line) in comparison with the absorption spectrum (orange-dash line) at T=303K and the spectra are expanded to first-order non-Condon term (Herzberg–Teller). The same set of parameters as the previous figures are used. We observed violation of the mirror image symmetry as a consequence of taking into account the first-order non-Condon term (Herzberg–Teller) for the emission and absorption spectrum. This is also discussed in46 where a strong deviation from mirror image symmetry was observed in π -conjugated, organic molecules. This again stress the importance of non-Condon effects when we further generalize our system to polyatomic molecule in the future work.

Figure 4.

Figure 4

Emission lineshape (solid blue line) versus absorption lineshape (orange dotted line) of carbon monoxide. A breaking in the mirror symmetry is observed. Both the emission and absorption lineshapes are plotted using the same set of parameters as in Fig. 2.

Decay constants

Full derivation of the decay constants associated with Liouvilleans (cross terms and non-cross terms) can be found in the “Appendix 4”. The decay constants that are related with the radiation bath (i.e. Γ,Γ~,Γ^ and Γˇ) are derived by following the common approach in quantum optics, one can perform the integration by changing to spherical coordinates in k-space and introduce the photon density of states34,47. The spectra is highly dependent on the photon density of states Dk and non-Markovian. Only in free space we can use Dkd3kω2V8π3c3dωsinθdθdϕ with Markov approximation

Spectral density

However, there are still many problems where the functional form of the decay constants in the Liouvillean is not known, the coupling between the molecule and the phonon bath is one instance (Υα,α,i,i). In these cases, a phenomenological approach has been proposed by introducing the spectral density Jω and the physical motivation behind this can be found in12,48,49. It was shown by these authors that for any problem in which a thermal equilibrium statistical average is taken over the initial states of the environment and a sum over the final states, complete information about the effect of the environment is encapsulated in the single “spectral function” Jω. This approach has since been applied in a variety of physical system studies where the coupling between a system (e.g. atom, molecule, crystal defect, electron) and acoustic phonon is considered. For our case, this means that we replace the integral over phonon density of states and coupling constants with

d3lϝlΘilαΘilα..dωlJi,iα,αωl..=πJi,iα,αv~iαv~iα 90
d3lϝlΘilαΘilαdωJω 91

where we assumed the same spectral density Jω applies for different electronic state α and vibrational mode i. A common assumption is that the functional form of Jω is a reasonably smooth function of ω12 and it is of the form ωS up to some cut-off frequency ωc

Jω=ωSωcS-1fω,ωc 92

A summary of different physical system that was modelled using spectral density of different S values can be found below. There are three cases:

  1. S=1 is commonly referred to as the “Ohmic bath”: Mesoscopic metal ring50, Josephson-junction circuits51,

  2. 0<S<1 as the “sub-Ohmic bath”: Mesoscopic ring50, Nano-electro-mechanical devices52.

  3. S>1 as the “super-Ohmic bath”: InGaAs/GaAs quantum dot53 , DBT-doped nanocrystal of anthracene11, SiV and NV centers in diamond54.

Here fω,ωc is the cut-off function of the spectral density and there exists different form in the literature. In the original paper12,49, a smooth cut-off function of the form fω,ωc=exp-ω/ωc was introduced and this remains the most used form of the spectral density. An extensive review of the spectral can be found in48 where the necessity and justification to introduce a cut-off frequency have been discussed. The coefficient ωcS-1 in equation 92 has the units of frequency to the power of S-1, so that Jω has units of frequency. It is introduced into the functional form to provide an overall coupling strength of the interaction and its value is usually obtained from a fitting process. Instead of using a smooth cut-off function for the spectral density, another possibility is to introduce fω,ωc=ωc2-ω2/ωcΘωc-ω where Θωc-ω is the step-function55.

Among different types of the spectral density, the case when S=3 has received the most attention because of its capability to describe three-dimensional acoustic phonon bath. A super-Ohmic bath with S=3 was applied in the numerical simulation presented in this work.

Counter-rotating terms

Additional counter-rotating terms were also included in this work. For example, the counter rotating terms in the Herzberg–Teller interaction give rise to additional off-diagonal elements between the electronic states that capture pure decoherence process which were not studied before. This is especially relevant in the short time scale comparable to the frequency shift caused by the counter-rotating terms.

Time-dependent decay

The time-dependent decay constants obtained here through the use of cosine and sine functions, before approximating them as Dirac delta function and the Cauchy principal value, are also important results but they are neglected in most of the existing works if one apply the crude assumption that each part of the system coupled to their own environment independently. Even though it has been vastly applied in many studies on molecular vibrational processes24,25, the validity of this assumption remains unclear and must not be applied in quantum information processing where the decoherence rates are crucial.

Herzberg–Teller

The significance of non-Condon effects in molecular spectroscopy has been established both theoretically and experimentally32,5658 but it remains to-date a lack of the description of non-Condon effects from an open quantum system approach. The derivation of non-Condon Liouvillean (Lel-vib-radα,α,i,i) given in this work is a first-step towards investigating non-Condon interaction using a master equation approach. Besides the terms that can be expressed in the usual Lindblad form (Eq. 52) as discussed in Section 3, terms that cannot be expressed in Lindblad form with time-dependent decay constants were obtained. The results obtained here are non-trivial even in the case of a simple diatomic molecule. By taking the matrix elements of Lel-vib-radα,α,i,i, we can see that it contributes to the evolution of the diagonal (population) and off-diagonal (coherence) elements of the reduced system density matrix which could easily be missed if one apply the Condon-approximation.

Cross-term Liouvilleans

An important result of this work are the “cross-term Liouvilleans” that were not considered in any existing works. These terms are usually neglected under the assumption that different part of the system coupled to their own independent environment. However, the validity of this assumption remains unclear and was shown recently that it leads to an incorrect description of the system’s evolution26,27,59. By relaxation this assumption, we see that the “cross-term Liouvillean” (e.g. L(el×el-vib)-radα and L(el-vib×el)-radα) provides additional decoherence to the system (as well as dissipation between the vibronic states) that was not considered previously. For example L(el×el-vib)-radα+ contains terms in the form σρ~StBαi=σρ~Stbiασ=egρ~Stbiαeg that will contributes to the off-diagonal elements between different electronic states, while terms in the form σρ~StBαi=σρ~Stbiασ=geρ~Stbiαeg contribute to the diagonal elements. These terms can be significant when molecular quantum memory is considered where accurate decoherence and dissipation rates are essential.

Molecular Lamb shift

Another important theoretical results of this work are the Lamb-shift terms computed in “Appendix 5”. These terms are usually neglected as it is often assumed that the contribution of Lamb-shift is negligible6062. However, it was shown that these Lamb-shift terms can have significant impact on the dynamics in shorter time-scale63 hence it is important to include them in order to achieve a unified theoretical description of the coherent dynamics at any time-scale.

Furthermore, because the assumption that different part of the system coupled to their own independent environment is relaxed in this work, we naturally obtained the Lamb-shift terms that come with the “cross-term Liouvilleans”. These terms have not been considered or discussed in any previous works, an in-depth theoretical analysis of these terms will be given in a future work to investigate the significance of these Lamb-shift terms.

Spectra of Polyatomic Molecule

Figure 5a shows the spectra of emission lineshape (blue line) versus absorption lineshape (orange line) of nitrogen dioxide for Liouvillean composed of electronic-radiation (non-Condon) and vibrational dampings. As the electronic-phonon interaction is added Fig. 5b, the number of narrow peaks reduces as phonon broadening causes the peaks to become unresolved. Additionally, the effects of Herzberg–Teller interaction and the cross terms depend on the strength of the dipole derivative in Γ~. The effects of cross terms are very small and noticeable only for small critical frequencies.

Figure 5.

Figure 5

Emission lineshape (solid blue line) versus absorption lineshape (orange dotted line) of nitrogen dioxide. Liouvillean includes: (a) electronic-radiation and vibrational dampings, (b) electronic-radiation, electronic-phonon and vibrational dampings, with cutoff frequency ωc=2π3.2×1012s-1, (c) electronic-radiation, electronic-vibrational-radiation, cross-term, electronic-phonon and vibrational dampings for (i) absorption, (ii) emission spectra versus wavelengths for several cutoff frequencies ωc=2π[1.6,2.4,3.2,4.0,4.8]×1012-1, (iii) spectra for the largest ωc. We use 3 vibrational levels and 3 modes. with displacements si=10-11m, νi(g) = 2π[1322.5,750.9,1616.0]cm-1, ω(e)=2π28000 cm -1.

Figure 5c.i and c.ii show the effects of varying the cutoff frequencies when the Liouvillean includes all contributions. The spectral peaks are well-resolved for small cutoff frequencies but the broadening causes the spectral lines to coalesce beyond around 5v~i. The absorption(black) and emission(red) spectra for the largest ωc are plotted in Fig. 5c.iii versus frequency.

Conclusions

We have presented a unified theory for impurity molecule (polyatomics) in crystals from an open quantum system approach. The main results of this work are the Herzberg–Teller interaction Liouvillean and the “cross term Liouvillean” which have not been seen in any existing work. Different raising and lowering operators were introduced for the harmonic nuclear potentials in the ground and excited electronic states. This leads to a new form of a Liouvilean containing both electronic and vibrational system operators that is simpler, more insightful and more elegant.

To capture the correct dynamics of the molecular system and include all the possible interactions, several approximations have been relaxed: (a) identical shapes of nuclear potentials; (b) Condon-approximation; (c) rotating wave approximation; (d) the assumption that different parts of the system coupled to their own environment independently. Complete decoherence and dissipation terms due to the radiation and phonon reservoirs obtained in the master equation allow us to correctly model the decay and decoherence rates when using molecules for quantum information processing, particularly for quantum memory.

Another new result of this work is the molecular Lamb-shift appearing in the Liouvilleans, usually neglected as it is often assumed that the contribution of Lamb-shift is negligible6062. It was shown that these Lamb-shift terms can have significant impact on the dynamics in shorter time-scale63. Thus, it is important to capture the correct expressions for the molecular system. Furthermore, we have also obtained the Lamb-shift terms in the cross-term Liouvillean.

The validity of the theoretical model is verified as it is reduced to a simplified single vibrational mode and was shown to give the correct (non-trivial) absorption and emission spectra of a diatomic molecule (CO). Thus, the unified theoretical model presented in this work constitutes a proper foundation for our future work where interactions with coherent fields such as laser, magnetic and cavity fields will be included.

Acknowledgements

We acknowledge the Ministry of Higher Education, Malaysia, for Long-Term Research Grant Scheme, LRGS/1/2020/UM/01/5/1. R.O. thanks Alex Rebane for stimulating discussions.

Appendix 1: Intramolecular vibrational redistribution

Intramolecular vibrational redistribution (IVR) is a process in which energy is redistributed between different vibrational normal modes of a vibrationally excited molecule. This will only happen in polyatomic atomic molecule with N>2 where N is the number of atoms within the molecule of interest. From Eq. (2) we have l12mlωl2i,jxiαxjα that accounts for IVR.

For a polyatomic molecule, the potential energy now depends on all the displacement of atoms from their equilibrium positions:

Uαmol=Uαmol0+iUαmolxiα0xiα+12i,j2Uαmolxiαxjα0xiαxjα+ 93

where the index α=g,e. Uαmol0 may be set equal to 0 and the first derivatives also vanishes at equilibrium, thus taking only second order term we have:

Uαmol=12i,jkijαxiαxjα 94

with kijα=2Uαmolxiαxjα0. So, the IVR is related to the potential Uαmol as

Vvib-vibα=σααUαmol=12σααijkijαxiαxjα 95

Appendix 2: Linear and quadratic coupling terms

From the definition xie=xig-si and pie=pig, we may establish the following relationship64

bie=λi+big+λi-big-Λe, 96
big=λi+bie-λi-bie+Λg 97

with

λi±=12v~iev~ig±v~igv~ie,Λe/g=simiv~ie/g2ħ. 98

It follows from Eq. (96) that

biebie=λi+2+λi-2bigbig-Λeλi-+λi+big+big+Λe2+λi-2 99

which we will substitute into Eq. (22):

HS=ħωgσgg+ħωeσee+iħv~igσggbigbig+12+iħv~ieσeebiebie+12=ħωgσgg+ħωeσee+iħv~igσggbigbig+12+iħv~ieσeeλi+2+λi-2bigbig-Λeλi-+λi+big+big+Λe2+λi-2+12. 100

If we now substitute the definitions for the constants given in Eq. (98), we get

HS=ħωgσgg+ħωeσee+iħv~igσggbigbig+12+iσee12ħv~ie2-v~ig2v~igbigbig+12+ħv~igbigbig+12-miv~ie2siħ2miv~igbig+big+si2miv~ie22. 101

One can show that bigbig+12=12big+big2 and this gives us

HS=ħωgσgg+ħωeσee+iħv~igσggbigbig+12+iħϰi2σeebig+big2+ħv~igσeebigbig+12-ħϰi1σeebig+big+si2miv~ie22σee 102

with linear and quadratic coupling constants defined as

ϰi1=1ħmiv~ie2siħ2miv~ig,ϰi2=v~ie2-v~ig24v~ig. 103

Using the fact that σgg+σee=I, we can rearrange the equation to obtain

HS=ħωgσgg+ħω~eσee+iħv~igbigbig+12+iħϰi2σeebig+big2-ħϰi1σeebig+big 104

with shifted excited state energy ħω~e=ħωe+isi2miv~ie22.

Appendix 3: General derivation of Liouvilleans

In this section, we provide general derivation that would be used to obtain all Liouvilleans including the new Liouvilleans involving different interaction Hamiltonians. Every Hamiltonian can be written in the form

V~A=-αħA~αR~α+R~α,V~B=-αħA~αR~α+R~α 105

where Aα is an arbitrary system operator (or even a combination of system operators) and Rα some arbitrary bath/reservoir operators for phonon bath (α=l) Rα=dl and for radiation bath (α=k) Rα=ak.

The most general form of the Liouvillean is thus

Lgeneral=-1ħ20tdtTrRV~At,V~Bt,ρ~StρR 106a
=-1ħ20tdtTrR-αħA~αtR~αt+R~αt,-αħB~αtR~αt+R~αt,ρ~StρR 106b
=0tdtα,αTrRA~αtR~αt+R~αt,B~αtR~αt+R~αt,ρ~StρR 106c

where B is another system operator that may be different from A. TrR means tracing over the reservoir/bath and ρR is the bath density matrix at thermal equilibrium (R=ph,rad) If we now expand this we get

Lgeneral=0tdtα,αTrRA~αtR~αt,B~αtR~αt,ρ~StρR+TrRA~αtR~αt,B~αtR~αt,ρ~StρR+TrRA~αtR~αt,B~αtR~αt,ρ~StρR+TrRA~αtR~αt,B~αtR~αt,ρ~StρR 107

The first and last term vanish because

TrRA~αtR~αt,B~αtR~αt,ρ~StρRRαRαR=0TrRA~αtR~αt,B~αtR~αt,ρ~StρRRαRαR=0

This left us with

Lgeneral=0tdtα,αTrRA~αtR~αt,B~αtR~αt,ρ~StρR+TrRA~αtR~αt,B~αtR~αt,ρ~StρR=0tdtα,αTrRA~αtR~αtB~αtR~αtρ~StρR-TrRB~αtR~αtρ~StρRA~αtR~αt-TrRA~αtR~αtρ~StρRB~αtR~αt+TrRρ~StρRB~αtR~αtA~αtR~αt+TrRA~αtR~αtB~αtR~αtρ~StρR-TrRB~αtR~αtρ~StρRA~αtR~αt-TrRA~αtR~αtρ~StρRB~αtR~αt+TrRρ~StρRB~αtR~αtA~αtR~αt 108

Tracing out the system operators

Lgeneral=0tdtα,αA~αtB~αtρ~StTrRR~αtR~αtρR-B~αtρ~StA~αtTrRR~αtR~αtρR-A~αtρ~StB~αtTrRR~αtR~αtρR+ρ~StB~αtA~αtTrRR~αtR~αtρR+A~αtB~αtρ~StTrRR~αtR~αtρR-B~αtρ~StA~αtTrRR~αtR~αtρR-A~αtρ~StB~αtTrRR~αtR~αtρR+ρ~StB~αtA~αtTrRR~αtR~αtρR 109

The bath correlation functions give

TrRR~αtR~αtρR=δα,αn¯ωα+1e-iωαt-t 110
TrRR~αtR~αtρR=δα,αn¯ωαe-iωαt-t 111

Grouping up the terms with common factors

Lgeneral=0tdtαA~αtB~αtρ~Ste-iωαt-t-B~αtρ~StA~αte-iωαt-t-A~αtρ~StB~αteiωαt-t+ρ~StB~αtA~αteiωαt-tn¯ωα+1+A~αtB~αtρ~Steiωαt-t-B~αtρ~StA~αteiωαt-t-A~αtρ~StB~αte-iωαt-t+ρ~StB~αtA~αte-iωαt-tn¯ωα 112

If we invoke the Markov approximation, we can extend the integration limit to and replace ρ~Stρ~St

Lgeneral=0dtαA~αtB~αtρ~Ste-iωαt-t-B~αtρ~StA~αte-iωαt-t-A~αtρ~StB~αteiωαt-t+ρ~StB~αtA~αteiωαt-tn¯ωα+1+A~αtB~αtρ~Steiωαt-t-B~αtρ~StA~αteiωαt-t-A~αtρ~StB~αte-iωαt-t+ρ~StB~αtA~αte-iωαt-tn¯ωα 113

Aα and Bα are Hermitian (Aα=Aα, Bα=Bα). We can just write half of the terms

Lgeneral=0dtαρ~StB~αtA~αt-A~αtρ~StB~αteiωαt-tn¯ωα+1+ρ~StB~αtA~αt-A~αtρ~StB~αte-iωαt-tn¯ωα+H.c. 114
=-0dtβOβAβ,t;Bβ,teiωβt-tnωβ+1+e-iωβt-tnωβ+H.c. 115

where one only needs to calculate

OβA,t;B,t=ρ~StBβtAβt-Aβtρ~StBβt 116

Appendix 4: Derivation of decay terms and spectral density

We invoke the Markov approximation now by extending the integration limit to and replace ρ~St-τρ~St

We change the summation k to an integration by introducing a density of states Dω such that

kd3kDkd3k0dωk0πsinθdθ02πdϕωk2V8π3c3 117

For isotropic free space the integration is evaluated by changing to spherical coordinates in k-space Dkd3kω2V8π3c3dωsinθdθdϕ where we use the density of states Dk of the radiation bath given in34. Inserting the expression for ςi,kge and ςi,kge

Γωeg=i,id3kDkςi,kgeςi,kgeπδωk-ωeg=i,iλ0dωk0πsinθdθ02πdϕωk2V8π3c31ħMieg0·Ek1ħMieg0·Ekπδωk-ωeg=i,iλ0dωk0πsinθdθ02πdϕωk2V8π3c3ħωk2ε0V1ħMieg0·εk1ħMieg0·εkπδωk-ωeg 118

The terms exp±ik·r cancel. If we evaluate the Dirac delta function, we get

Γωeg=i,iλ0πsinθdθ02πdϕ12ωeg38ε0π2ħc3Mieg0·εkMieg0·εk 119

To evaluate the term Mieg0·εk2, we make the same assumption as in34 and47 such that for each k we choose the orthogonal polarization state λ1 and λ2, such that the first polarization state λ1 gives Mieg0·εk=0. Then, for the second polarization state λ2, we find

Mieg0·εkMieg0·εk=Mieg0Mieg01-cos2θ 120

For each k we have two orthogonal polarization directions, λ1 and λ2. The free space spontaneous emission rate Γ=ω~eg3μge023πε0ħc3 and we have used 0πsinθdθ02πdϕ1-cos2θ=8π3 hence we have expressions for the decay constants Γ, Γ~α,α,i,i, Γ^α,i,i and Γˇα,i,i, where each one follows the same procedure by simply replacing the coupling constants;

Γωeg=i,i1214ε0π4ωeg3Mieg0Mieg03ħc3 121a
Γ~=Γ~α,α,i,i=1214ε0π4v3MiegαMiegα3ħc3 121b
Γ^α,i,i=1214ε0π4v3Mieg0Miegα3ħc3 121c
Γˇα,i,i=1214ε0π4v3MiegαMieg03ħc3 121d

Note that the summation over i and i is not included in the definitions of Γ~α,α,i,i, Γ^α,i,i and Γˇα,i,i because the system operators associated with their respective Liouvillean have i and i dependence unlike that of Γ.

For interactions with phonon bath, we replace the summation over phonon density of states

d3lϝlΘilαΘilαdωJω 122

where we assumed the same spectral density Jω applies for different electronic state α and vibrational mode i. This gives us

Υv~iα=dωJωπδωl-v~iα=πJv~iαv~iα 123

In the case where the vibrational motion of the molecule is coupled to a three-dimensional acoustic phonon bath, the spectral density Jω takes the functional form of a super-Ohmic bath12

Jω=λω3ωc2exp-ω/ωc 124

with the phonon cut-off frequency ωc (typically the same order of magnitude as vibrational modes frequency) and a parameter λ for the overall coupling strength of the interaction. The value of λ is usually determined by the fitting process. This functional form has been applied for DBT molecule in thin nano-crystals of anthracene11 , electron-phonon coupling of color center in diamond54 and InAs/GaAs quantum dots.

Appendix 5: Lamb shift terms

In this section we give the full expressions of the Lamb shift terms that come with each Liouvilleans. For Lel-vib-phα,α, we have the Lamb shift

Λel-vib-ph=iΔY+,-eiΔv~i,i+α,αtSα,iρ~StSα,i-ρ~StSα,iSα,i+e-iΔv~i,i-α,αtSα,iρ~StSα,i-ρ~StSα,iSα,i+ΔY-,+eiΔv~i,i-α,αtSα,iρ~StSα,i-ρ~StSα,iSα,i+e-iΔv~i,i+α,αtSα,iρ~StSα,i-ρ~StSα,iSα,i+H.c. 125

where we have defined

ΔY±,=Yn+1±-Yn 126
Y±=Yα,α,i,i±v~iα=d3lϝlΘilαΘilα0tdτsinωlv~iατ=d3lϝlΘilαΘilαPωlv~iα 127

with 0tdτe±ixτ=0tdτ(cosxτ±isinxτ)

Next the Lamb shift in Lel-rad is

Λel-rad=-ii,in+1i,i+ρ~Stσσ-σρ~Stσ-ei2ωegtσρ~Stσ-ni,i-ρ~Stσσ-σρ~Stσ-ei2ωegtσρ~Stσ-ni,i+ρ~Stσσ-σρ~Stσ-e-i2ωegtσρ~Stσ+n+1i,i-ρ~Stσσ-σρ~Stσ-e-i2ωegtσρ~Stσ+H.c. 128
=ii,iΔ+,-i,iσρ~Stσ-ρ~Stσσ+ei2ωegtσρ~Stσ+Δ-,+i,iσρ~Stσ-ρ~Stσσ+e-i2ωegtσρ~Stσ+H.c. 129

with

Δ±,i,i=n+1±i,i-ni,i 130
±i,i±ωeg=d3kDkςi,kgeςi,kgePωkωeg-1k 131

For Herzberg–Teller interaction the Lamb shift in Lel-vib-radα,α contains more terms

Λel-vib-rad=Λel-vib-rad++Λel-vib-rad-+Λel-vib-rad+cr+Λel-vib-rad-cr 132

where

Λel-vib-rad+=ii,iΔ~+,-+eiΔv~i,i+α,αtCαiρ~StBαi-ρ~StBαiCαi+e-iΔv~i,i-α,αtBαiρ~StBαi-ρ~StBαiBαi+Δ~-,++eiΔv~i,i-α,αtBαiρ~StBαi-ρ~StBαiBαi+e-iΔv~i,i+α,αtCαiρ~StBαi-ρ~StBαiCαi+H.c. 133

with

Δ~±,u=~n+1±u-~nu 134
~±u=~±Δv~eg,iuα=d3kDkξk,iegαξk,iegαPωkv~eg,iuα-1k 135

A note for clarification, the superscript u=+,- follows from v~eg,i±α=ωeg±v~iα and it tells us if the electronic frequency and vibrational frequency are being sum over or subtract; while the subscript ± tells us the sign in the Cauchy Principal value.

Similarly for the minus term

Λel-vib-rad-=iΔ~-,+-eiΔv~i,i+α,αtBαiρ~StCαi-ρ~StCαiBαi+e-iΔv~i,i-α,αtCαiρ~StCαi-ρ~StCαiCαi+Δ~+,--eiΔv~i,i-α,αtCαiρ~StCαi-ρ~StCαiCαi+e-iΔv~i,i+α,αtBαiρ~StCαi-ρ~StCαiBαi+H.c. 136

and the counter-rotating terms

Λel-vib-rad+cr=iΔ~+,-+eiΔv~i,i+α,α+2ωegtBαiρ~StBαi+e-iΔv~i,i-α,α-2ωegtCαiρ~StBαi+Δ~-,++eiΔv~i,i-α,α-2ωegtCαiρ~StBαi+e-iΔv~i,i+α,α+2ωegtBαiρ~StBαi+H.c. 137

and

Λel-vib-rad-cr=iΔ~-,+-eiΔv~i,i+α,α-2ωegtCαiρ~StCαi+e-iΔv~i,i-α,α+2ωegtBαiρ~StCαi+Δ~+,--e-iΔv~i,i+α,α-2ωegtCαiρ~StCαi+eiΔv~i,i-α,α+2ωegtBαiρ~StCαi+H.c. 138

The number of terms in cr are half the number of terms in RWA due to vanishing of the terms with σσ and σσ.

The Lamb shift for cross term L(el×el-vib)-radα

Λ(el×el-vib)-radα,i=iΔ^+,-α,i+eiv~iαtσρ~StBαi-ρ~StBαiσ+eiv~iα+2ωegtσρ~StBαi+Δ^-,+α,i+e-iv~iαtσρ~StBαi-ρ~StBαiσ+e-iv~iα+2ωegtσρ~StBαi×iΔ^-,+α,i-eiv~iαtσρ~StCαi-ρ~StCαiσ+eiv~iα-2ωegtσρ~StCαi+Δ^+,-α,i-e-iv~iαtσρ~StCαi-ρ~StCαiσ+e-iv~iα-2ωegtσρ~StCαi+H.c. 139

where we have defined with

Δ^±,α,iu=^n+1±α,iu-^nα,iu 140
^±α,i(u)=^α,i±v~eg,iuα=d3kDkξk,iegαiςi,kgePωkv~eg,iuα-1k 141

with u=+,-.

The Lamb shift for the reversed cross term in L(el-vib×el)-radα follows similarly

Λ(el-vib×el)-radα,i=iΔˇ+,-α,i+eiv~iαtCαiρ~Stσ-ρ~StσCαi+Δˇ-,+α,i+e-iv~iαtCαiρ~Stσ-ρ~StσCαi×iΔˇ-,+α,i-e-iv~iαtBαiρ~Stσ-ρ~StσBαi+Δˇ+,-α,i-eiv~iαtBαiρ~Stσ-ρ~StσBαi+H.c. 142

where we have defined

ˇ±,α,iu=ˇn+1±α,iu-ˇnα,iu 143
ˇ±α,i(u)=ˇα,i±v~eg,iuα=d3kDkξk,iegαiςi,kgePωkv~eg,iuα-1k. 144

Author contributions

C.H.R.O. conceived the idea, orchestrated the theory, formulated the interaction scheme, guided the calculations and discussions of the physics of the main results, made Figs. 1 and 5. K.J.C.C. derived the theoretical results and carried out numerical simulations of Figs. 2, 3 and 4. All authors jointly developed the numerical programs and reviewed the manuscript.

Data availability

The datasets generated and/or analysed during the current study are not publicly available as it is obtained from digitizing a figure in ref.45, but are available from the corresponding author on reasonable request.

Competing interests

The authors declare no competing interests.

Footnotes

Publisher's note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

The datasets generated and/or analysed during the current study are not publicly available as it is obtained from digitizing a figure in ref.45, but are available from the corresponding author on reasonable request.


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