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. 2022 Dec 9;17(12):e0278398. doi: 10.1371/journal.pone.0278398

Abnormalities of hippocampus and frontal lobes in heart failure patients and animal models with cognitive impairment or depression: A systematic review

Ziwen Lu 1,, Yu Teng 1,, Lei Wang 1, Yangyang Jiang 1, Tong Li 1, Shiqi Chen 1, Baofu Wang 1, Yang Li 1, Jingjing Yang 1, Xiaoxiao Wu 1, Weiting Cheng 1, Xiangning Cui 2,*, Mingjing Zhao 1,*
Editor: Yoshihiro Fukumoto3
PMCID: PMC9733898  PMID: 36490252

Abstract

Aims

This systematic review aimed to study the hippocampal and frontal changes of heart failure (HF) patients and HF animal models with cognitive impairment or depression.

Methods

A systematic review of the literature was conducted independently by reviewers using PubMed, Web of Science, Embase, and the Cochrane Library databases.

Results and conclusions

30 studies were included, involving 17 pieces of clinical research on HF patients and 13 studies of HF animal models. In HF patients, the hippocampal injuries were shown in the reduction of volume, CBF, glucose metabolism, and gray matter, which were mainly observed in the right hippocampus. The frontal damages were only in reduced gray matter and have no difference between the right and left sides. The included HF animal model studies were generalized and demonstrated the changes in inflammation and apoptosis, synaptic reduction, and neurotransmitter disorders in the hippocampus and frontal lobes. The results of HF animal model studies complemented the clinical observations by providing potential mechanistic explanations of the changes in the hippocampus and frontal lobes.

Introduction

Heart failure (HF) is a rapidly increasingly cardiovascular disease with high morbidity and mortality around the world over the past decade [1]. Numerous researches have investigated that cognition impairment (CI) and depression were prevalent in patients with HF [2, 3], with the incidence of approximately 43–82% and 30%, respectively [3, 4]. HF and cognitive impairment/depression comorbidity increase hospitalization and risk of Alzheimer’s disease, impacting the living quality in HF patients [5].

The cognitive declines in HF patients were mild cognitive impairment (MCI) affecting memory, attention, and executive function, which was different from Alzheimer’s disease [6]. It has been known that the neurological symptoms were closely bound up with the injury of the brain’s specific regions [7, 8]. Hippocampus is related to memory and is also seen as the regulator of emotion [9, 10]. Frontal lobe is critical to acquisition, execution, and control of a wide range of functions, from basic motor response to complex decision-making [11]. The function of the hippocampus and frontal lobe was consistent with cognitive impairment in HF patients, therefore, this review focused on changes in these two regions. Moreover, it has been reported fragmentary studies about imaging of the hippocampus and frontal lobe after HF, however, it lacks systematic summaries and generalizations about damage changes of the hippocampus and frontal lobe after HF. Meanwhile, the animal models could complement the clinical observations by providing potential mechanistic explanations. Therefore, the characteristic changes of the hippocampus and frontal lobe in HF animal model still need to be systematically reviewed.

This systematic review screened the current literature to identify characteristic cognitive impairment and depression in HF. Most importantly, it discussed the changes in the hippocampus and frontal lobe in HF patients, and thus whether these changes had differences between the right and left sides. Then, pathological mechanisms of hippocampal and frontal damage in HF animal model studies were also summarized to complement clinical observations. This systematic review would provide a reference for future clinical prevention and treatment of HF.

Methods

The report of this systematic review was prepared based on the PRISMA 2020 Statements.

1. Information sources and search strategy

The published articles were searched comprehensively in electronic databases (PubMed, Web of Science, Embase, and Cochrane Library) up to August 2022. Keywords and Medical Subject Heading (MeSH) terms used in these searches included heart failure, heart decompensation, myocardial failure, congestive heart failure, cognitive dysfunction, cognitive impairment, cognitive disorder, mental deterioration, depression, depressive symptoms, emotional depression, hippocampus, hippocampus propers, hippocampal formation, ammon horn, subiculum, frontal lobes, frontal cortex, supplementary eye field, and brodmann Area 8. No filter or limitation was used during the search. The detailed search strategy was acquired in supplement materials. For all identified studies, a manual search was conducted of their references and review articles to locate additional relevant studies.

2. Inclusion and exclusion criteria

The inclusion criteria of the clinical studies were as follows: (1) Participants: Patients meting the diagnostic criteria of HF were included, with or without the control group; (2) Method of research: Cohort studies, case-control studies, cross-sectional studies, two-group comparative studies and prospective studies were included; (3) The study had to involve in the structure and function of the hippocampus and frontal lobes.

The inclusion criteria of the animal experiments studies were as follows: (1) Animals were modeled for heart failure or myocardial infarction (MI) in vivo experiment; (2) The researches pointed out the structure and function of the hippocampus and frontal lobes; (4) Languages were not restricted and the literatures should be published in the official journals.

The exclusion criteria were as follows: (1) Articles with incomplete information; (2) Reviews, meta-analysis, and corresponding/conference abstracts; (3) Comorbidities in clinical patients include neurological diseases such as stroke, Alzheimer’s Disease (AD), protopathy of the brain and other neurological symptoms.

3. Study selection and data extraction

Titles and abstracts of all studies were assessed independently by two researchers (ZW.L. and Y.T.) according to the inclusion and exclusion criteria. Firstly, duplicate literature that came from different databases were removed from the initial results. Secondly, distinctly irrelevant literature were eliminated via titles and abstracts. Thirdly, we screened the full texts and finally confirmed the included studies.

Two authors (ZW.L. and Y.T.) individually extracted data from the included literature employing a standardized sheet prepared for this review. Data on clinical studies included clinical characteristics of the study population were collected, it consists of first author’s name, year of publication, country, sample size, age, HF severity and comorbidities; cognitive function and psychological test; changes and damage in the hippocampus as well as relevant hippocampal region and changes of frontal lobes. As for animal researches, the basic information of included experimental studies was extracted, including animal species, sex, weight, age, sample size, etc. In addition, we also acquired the cognition and depression tests and characteristics of hippocampal and frontal lobes changes. Any disagreement was resolved by discussing and consulting with the corresponding authors (MJ.Z.).

4. Assessment of bias risk and study quality

Newcastle-Ottawa scales (NOS) was used to assess the quality of clinical studies based on three factors: the selection of research population, compatibility of the study groups, and measurement of exposure factors. Each study scored 0–9 points. Cochrane risk of bias tool was used to assesses clinical studies as low or high risk for the following forms of bias: selection, performance, detection, attrition, reporting, and other.

SYRCLE’s risk of bias tool was applied to assess the quality of animal researches, a total of ten items of six projects were used as evaluation criteria including selection bias, performance bias, detection bias, attrition bias, reporting bias, and other sources of bias. Each item was evaluated as “high risk”, “low risk”, or “unclear” [12].

5. Summary analysis

Due to the high heterogeneity of the included literature, we only compared different trends and mechanisms in the hippocampus change both in clinical and animal researches. Therefore, a qualitative synthesis was adopted for this systematic review.

Results

1. Overview of the studies

1.1 Search results

The process of literature selection, including identification, screening, eligibility and included, are described in Fig 1. Of the 1036 articles in search of PUBMED, Embase, Web of Science, and Cochrane Library, 80 were excluded because of duplication, and 910 were excluded after reading titles and abstracts. Then 16 articles were excluded according to the full text and finally 30 studies (17clinical researches+13 animal studies) were included in this review (shown in Fig 1).

Fig 1. Flowchart of the study selection process.

Fig 1

1.2 Characteristics of clinical researches

As shown in Table 1, among the included 17 clinical studies, seven studies were conducted in America and four studies were in Japan, while the remaining studies were based in Germany (2/17), Brazil (1/17), China (1/17), Australia (1/17) and Poland (1/17). There were ten case-control studies, three cross-sectional study, one prospective study, two cohort studies, and one two-group comparative study. The sample sizes of the 17 studies ranged from 14 to 491 and most of them included males and females. The mean average age ranged from 12.9 to 84. The severity of HF for patients was assessed by the New York Heart Association (NYHA) classification for HF, left ventricular ejection fraction (LVEF), and the N-terminal prohormone of brain natriuretic peptide (NT-proBNP). Thirteen studies included HF patients with NYHA II to Ⅳ, while four of them also contained patients with NYHA Ⅰ. The remaining studies only reported the LVEF value of patients with a range of 14% to 51.3%. According to ACC/AHA (American College of Cardiology/American Heart Association) stages of HF [13], fourteen studies included Stage C HF patients, and two studies included both Stage B and C HF patients. One study included Stage B HF patients. Most of the studies showed the comorbidities of the subjects.

Table 1. Summary of clinical study characteristics.

Author, year Country Study design Sample size Mean age LVEF (%) NYHA class NT-proBNP level(pg/ml) Comorbidities ACC/AHA Stages of HF
Roy, B 2017 [18] America case-control study •Control group: 29 (healthy subjects)
•HF group: 19
51.4
55.5
Control:—HF:30.5±11.5 II (80%)
III (20%)
N/A Hypertensive (12)
atrial fibrillation (4)
type 2 diabetes (5)
Stage C
Mueller, K 2020 [33] Germany case-control study • Control group: 60 (healthy subjects)
•NAD group: 22
•CAD- group: 20
•CAD+ group: 35
54.9 Control:—
NAD:62.5±5.4
CAD-:63.7±5.4
CAD+:47.2±11.7
N/A NAD:68.8
CAD-:66.7
CAD+:2758.8
Arterial hypertension (50)
Diabetes (18)
Smoking (57)
Stage B
Pan, A 2013 [20] America two-group comparative study •Control group: 50 (healthy subjects)
•HF group: 17
50.6
54.4
Control:—
HF:28±7
II (n = 17) N/A Type II diabetes (4)
atrial fibrillation (2)
hypertension (6)
Stage C
T AN I A C. T. F. A L V E S, 2006 [16] Brazil cross-sectional design •Control group: 18 (healthy subjects)
•MDD-HF group:17
•Non-depressed HF group: 17
72.8
76.0
73.7
Controls:
73.4±4.2
MDD-HF:
35.5±7.6
Non-depressed HF:39.8±3.3
II (n = 18)
III (n = 16)
N/A atrial fibrillation (5)
cigarette smoking (12)
diabetes (20)
Stage C
Suzuki, H 2016 [9] Japan case-control study •Stage B group: 40
•Stage C group: 40
65.0
66.8
Stage B:
59.6±14.7
Stage C:
43.1±17.5
N/A N/A (StageB/StageC)
Hypertension (52.5%/65%)
Diabetes (35%/20%)
Smoking (70%/57.5)
Stage B
Stage C
Frey, A 2021 [15] Germany cohort study: follow up 1 and 3 years 148 mild stable HF patients 64.5 Mean LVEF:
43.6±8.1
I (n = 41)
II (n = 88)
III (n = 19)
N/A Myocardial infarction (54.1%)
Atrial fibrillation (19.6%)
Hypertension (79.7%)
Diabetes mellitus (29.1%)
Renal dysfunction (35.8%)
Stage C
Suzuki, H 2020 [21] Japan cohort study: follow up 3.1 ± 0.5 years 70 CHF patients 65.0 Mean LVEF:
51.3±16.9
N/A 107.5±127.5 Ischemic heart failure (54.3%)
Hypertension (64.3%)
Diabetes (30%)
Stage B
Stage C
Niizeki, T 2019 [29] Japan prospective study 491 CHF patients 84 Mean LVEF:
52±15
I (n = 32)
II (n = 214)
III (n = 205)
Ⅳ(n = 40)
421 Hypertension (151/286)
Diabetes mellitus (43/105)
Hyperlipidemia (74/149)
Atrial fibrillation (94/160)
Stage C
Woo, M. A 2015 [30] America case-control study •Control group: 34
(healthy subjects)
•HF group: 17
52.3
54.4
Control:—HF:28.3±6.8 II (94%)
III (6%)
N/A N/A Stage C
Yun, M
2020 [37]
China case-control study •Control group:55
(healthy subjects)
•HF group: 102
56.3 Control:—
HF:15–37.3
III--Ⅳ
(n = 50)
>100 Hypertension (36.3%)
Diabetes (32.3%)
Dyslipidemia (21.6%)
Prior and current smokers (76.4%)
Stage C
Woo, M. A 2005 [32] America case-control study •Control group:16
(healthy subjects)
•HF group: 6
48
49
N/A III-IV
(n = 6)
N/A Sinus rhythm(n = 5)
Chronic atrial fibrillation(n = 1)
Stage C
Wykrętowicz, A 2019 [31]  Poland case-control study •Control group:38
(healthy subjects)
•HF group: 25
62
64
Control: 64
HF:32
N/A N/A Hypertension (n = 10)
Diabetes (n = 6)
Stage C
Menteer, J 2010 [34] America case-control study •Control group:7
(healthy subjects)
•HF group: 7
12.9 Control: --
HF:14±3
II (n = 2)
III (n = 3)
Ⅳ(n = 2)
N/A N/A Stage C
Woo, M. A 2009 [35] America case-control study •Control group:13
(healthy subjects)
•HF group: 49
50.6
54.6
Control: --
HF:28±7
II (n = 4) N/A Sinus rhythm (85%)
Atrial fibrillation (15%)
Stage C
Almeida, O. P 2012 [17] Australia cross-sectional study •Control group:64
(healthy subjects)
•HF group: 35
68.7
69.2
Control: 68.1±5.2
HF:30.4±7.8
I (31.4%)
II (54.3%)
III (14.3%)
Control: 59.4±70.5
HF:233.8±194.5
Smokers (68.6%) Stage C
Park, B 2016 [22] America case-control study •Control group:53
(healthy subjects)
•HF group: 27
53 Control: --
HF:28.0±9.2
II (100%) N/A N/A Stage C
Ichijo, Y. 2020 [19] Japan cross-sectional study •Control group:35
(healthy subjects)
•HF group: 28
70.5
70.6
Control: --
HF:24
I (60%)
II (40%)
Control: 50.8
HF:346.6
Hypertension (60%)
Diabetes mellitus (54%)
Dyslipidemia (77%)
Atrial fibrillation (31.4%)
Stage C

Abbreviations: HF = heart failure; NYHA = New York Heart Association; LVEF = left ventricular ejection fraction; Stage C patients = who had past or current CHF symptoms; Stage B patients = who had structural heart disease but had never had CHF symptoms; CAD+ = coronary artery disease with heart failure; CAD- = coronary artery disease with sufficient heart function; NAD = no abnormality detected; z-scores = refers to the measured value of a growth index of the tested population and reference to the average value of this index and the ratio of the overall standard deviation of this index. The z-score in patients with cardiac events was significantly higher than that in patients without cardiac events. MDD-HF = major depressive disorder-heart failure; NT-proBNP = N-terminal prohormone of brain natriuretic peptide.

1.3 Characteristics of animal studies and assessment of HF model

Table 2 presents the data of experimental studies on authors, animal race, sex, age or weight, and sample size. Among the 13 experimental studies, 11 studies reported that the HF model was made by ligating the LAD coronary, and the surgery of transverse aortic constriction and arteriovenous fistula were made to build the HF model in the remaining two studies. The feeding time after surgery of all experimental studies ranged from 6 hours to 16 weeks. To evaluate the cardiac function of animals, thirteen studies presented a significant decrease in EF and FS, while there was no change in EF of one study [10]. In addition, there was only one study recording the infarct size (50.25 ± 1.85%) of the heart [14].

Table 2. General characteristics information and cardiac function of experimental studies.
Author, year Sex/Animal strain Weight(g) or Age(month) Sample size Model (Methods) Time Cardiac function assessments
Shinoda, 2016 [38] Male mice 10 weeks 15 HF(TAC) 6 weeks FS, LVESD, LVEDD↓;
Lijun zhang, 2019 [39] Male mice 8–10 weeks 30 HF(LAD) 6 weeks LVEF<40%; BNP↑
C. Liu, 2014 [14] Male rats 250–300 g 18 MI(LAD) 6 hours infarct size was 50.25 ± 1.85%
Frey, 2014 [24] Male mice 6–9 weeks 29 HF(LAD) 8 weeks FS↓; ESD, EDD↑; ESA,EDA↑
Koji Ito, 2013 [66] Male mice 10 weeks 30 MI(LAD) 1 or 4 weeks LV dimensions↑; FS↓
Y. Zhou, 2020 [40] Female rat 12 weeks 14 HF(LAD) 8 weeks LVIDd, LVIDs, EDV and ESV↑; EF, FS, IVSd, IVSs↓
Yingbin Ge, 2020 [41] Male mice 20–25 g 30 HF(LAD) 2 weeks LVEF↓; LVFS↓
Austin T. H. Duong, 2019 [25] Male mice 8 weeks / HF(LAD) 8 weeks LVIDd, (LVIDs) dimension↑; LVEF↓; LVFS↓
Camilo Toledo, 2019 [10] Male rat 250 g 24 Volume overload HF (Surgical creation of an arteriovenous fistula) 8 weeks EDD, EDV, ESD,ESV↑; MABP ↓; EF no change
H. Suzuki, 2015 [36] Male rat 9 weeks 53 HF(LAD) 16 weeks FS ↓; LVDd, PWTd↑
Kim Lee, 2017 [26] Male rat 250–300 g 32 HF(LAD) 10 weeks LVESD,LVEDD↑; LVEF↓
Md Rezaul Islam, 2021 [28] Male mice 3 months / HF(LAD) LVESD,LVEDD↑
Yang, T 2020 [27] Male rat 240g / HF(LAD) 10 days; 60days LVEF↓, LVFS↓

Abbreviations: HF = heart failure; LAD = ligating the LAD coronary artery; TAC = Transverse aortic constriction; LV = left ventricle; FS = fractional shortening; LVESD = Left Ventricular End Systolic Diameter; LVEDD = left ventricular end-diastolic diameter; BNP = Brain Natriuretic Peptide; ESD = end-systolic diameter; EDD = end-diastolic diameter; ESA = end-systolic area; EDA = end-diastolic area; LVIDd = left ventricular internal dimension-diastole; LVIDs = left ventricular internal dimension in systole; EDV = end-diastolic volume; ESV = end-systolic volume; IVSd = interventricular septal defect; IVSs = interventricular septal systole; LVFS = left ventricular fractional shortening; MABP = mean arterial blood pressure; LVDd = left ventricular diastolic dimension; PWTd = posterior wall thickness in diastole.

2. Qualitative analysis

The results of using NOS to evaluate the risk of bias and the method quality of 16 clinical studies were shown in Table 3. The mean score of NOS in the included clinical studies was 7.3 with the total scores ranging from 75% - 100%. One included clinical study was assessed by Cochrane Risk of Bias Tool and was found to be at low risk of bias (Table 4). According to the assessment of SYRCLE’s ROB tool, the included experimental studies displayed unclear of their sequence generation, random outcome assessment, blinding methods and other sources of bias. Most studies were low risk in baseline characteristics, random housing, incomplete outcome data, and selective outcome reporting. More details of the risk of bias of experimental studies were in Table 5.

Table 3. Newcastle–Ottawa Scale (NOS) of included clinical studies.

Author Year Method Sample Size Score
Roy, B [18] 2017 case-control study 48 8
Mueller, K [33] 2020 case-control study 137 7
T AN I A C. E S [16] 2006 cross-sectional study 52 7
Suzuki, H [9] 2016 case-control study 80 6
Frey, A [15] 2021 cohort study 148 8
Suzuki, H [21] 2020 cohort study 70 7
Niizeki, T [29] 2019 prospective study 491 8
Woo, M. A [30] 2015 case-control study 51 7
Yun, M [37] 2020 case-control study 117 6
Woo, M. A [32] 2005 case-control study 22 7
Wykrętowicz, A [31] 2019 case-control study 63 6
Menteer, J [34] 2010 case–control study 14 7
Woo, M. A [35] 2009 case-control study 62 8
Almeida, O. P [17] 2012 case-control study 155 7
Park, B [22] 2016 case-control study 80 6
Ichijo, Y. [19] 2020 cross-sectional study 63 7

Table 4. Cochrane Risk of Bias Tool of included clinical studies.

Author, year Random Sequence Generation Allocation Concealment Blinding of Participants & Personnel Blinding of Outcome Assessment Incomplete Outcome Data Selecting Reporting Other Sources of Bias
Pan, A, 2013 [20] low risk low risk low risk low risk low Risk high Risk high Risk

Table 5. SYRCLE’s risk of bias tool of animal experiments.

Author, year Sequence generation (Selection bias) Baseline characteristics (Selection bias) Allocation concealment (Selection bias) Random housing (Performance bias) Blinding (Performance bias) Random outcome assessment (Detection bias) Blinding (Detection bias) Incomplete outcome data (Attrition bias) Selective outcome reporting (Reporting bias) Other sources of bias
Shinoda Y, 2016 [38] unclear unclear unclear low risk unclear unclear unclear low risk high risk unclear
Lijun zhang, 2019 [39] unclear low risk unclear low risk unclear unclear unclear low risk low risk unclear
C.Liu, 2014 [14] unclear low risk unclear low risk unclear unclear unclear high risk low risk unclear
Frey, A 2014 [24] unclear low risk high risk low risk unclear unclear unclear low risk low risk unclear
Koji Ito, 2013 [66] unclear unclear unclear unclear unclear unclear unclear unclear high risk unclear
Y. Zhou, 2020 [40] unclear unclear high risk low risk unclear unclear unclear unclear low risk unclear
Yingbin Ge, 2020 [41] unclear low risk unclear unclear unclear unclear unclear low risk low risk unclear
Austin T. H. Duong, 2019 [25] unclear low risk unclear low risk unclear unclear unclear unclear low risk unclear
Camilo Toledo, 2019 [10] unclear unclear unclear low risk unclear unclear unclear unclear low risk unclear
H. Suzuki, 2015 [36] unclear unclear high risk low risk unclear unclear unclear low risk low risk unclear
Kim, Lee, Kim, 2017 [26] unclear low risk unclear low risk unclear unclear unclear unclear low risk unclear
Md Rezaul Islam. 2021 [28] unclear low risk unclear low risk unclear unclear unclear low risk high risk unclear
Yang, T 2020 [27] unclear low risk low risk low risk unclear unclear unclear low risk high risk unclear

3. Obvious cognitive dysfunction and depression in HF

In most of the clinical researches, the measurements used to evaluate cognitive function in HF patients varied, including MMSE, MoCA, TMT-A, TMT-B, GDS, BDI-II, WMS-R, HDS-R, CAMCOG, CVLT tests (more details shown in Table 6). Three studies reported the attention or executive function deficit [1517] in HF patients and four studies presented memory impairment [9, 16, 18, 19]. Moreover, one study particularly described the poor abilities of language, remote memory, praxis, calculation, abstract reasoning, and perception subscales of HF patients [16]. While two studies believed there were no changes in cognition. In addition, several studies (n = 4) also proved the depressive symptoms in heart failure [9, 2022]. However, there were six studies did not detect the cognitive function in HF patients.

Table 6. Characteristics of cognition and hippocampal changes in clinical studies.

Author, year Cognitive test Cognitive function Method(s) for hippocampal change Hippocampal damage Hippocampal damage regions
Roy, B 2017 [18] MoCA, Beck depression/ anxiety inventory (BDI/BAI) HF group: significant decrease in MoCA, BDI scores and delayed recall compared with control group. MRI HF group: significant decrease in cerebral blood flow (CBF) compared with control group. Right and left side
Mueller, K 2020 [33] Neuropsychological tests battery No differences in attention, executive function and memory between groups. MRI CAD with HF group: gray matter density reduced significantly compared with LIEF group. N/A
Pan, A 2013 [20] BDI-II HF group: significant increase in BDI-II and TMT-B scores compared with control group. MRI/Visual Assessment HF group: significant difference showed in hippocampal atrophy compared with control group. Right hippocampus
TMT-B
TAN I A C. T. F. A L V E S 2006 [16] MMSE, CAMCOG HF groups: significant decrease in MoCA and CAMCOG scores compared with healthy group. 99mTc-SPECT MDD-HF group: significant decrease in CBF compared with non-depressed HF group and healthy group. Right posterior hippocampus/posterior para-hippocampal gyrus/Left anterior para-hippocampal gyrus/anterior hippocampus
Suzuki, H 2016 [9] Psychological tests (MMSE,GDS,WMS-R,IM,DM) Stage C HF patients: significant increase in GDS scores and decrease in IM and DM scores compared with control group. MRI Stage C HF patients: significant decrease in CBF compared with control group. Posterior hippocampus postero-posterior hippocampus
Frey, A 2021 [15] Psychological test battery The intensity of attention declined in HF patients over 3years. MRI The mean hippocampal volume declined in HF patients over time. Right side
No differences in selectivity of attention and working memory.
Suzuki, H 2020 [21] Psychological tests (GDS, WMS-R) The GDS scores increased in HF patients. MRI The anterior hippocampal blood flow was negatively correlated with changes in PWT in HF patients. anterior and posterior hippocampal
Niizeki, T 2019 [29] HDS-R The patients with cardiac events (z-scores high group): significant decrease in HDS-R scores MRI The patients with cardiac events: significant increased prevalence of hippocampal atrophy compared with patients without cardiac events N/A
Woo, M. A 2015 [30] N/A N/A MRI HF group: significant decline in right hippocampal volume. Right hippocampus; CA1 and CA3 region
Yun, M 2020 [37] N/A N/A 18F-FDG PET/CT imaging HF group: significant decrease in glucose metabolism of hippocampus Right hippocampus
Woo, M. A 2005 [32] N/A N/A MRI HF group: significant decrease in gray matter of hippocampus N/A
Wykrętowicz, A 2019 [31] N/A N/A MRI HF group: significant reduction of hippocampus volumes N/A
Menteer, J 2010 [34] N/A N/A MRI HF group: significant gray matter loss in hippocampus Right mid-hippocampus
Woo, M. A 2009 [35] N/A N/A MRI HF group: significant higher T2 relaxation values(loss of gray and white matter) in hippocampus. Right hippocampus

Abbreviations: Psychological test battery include TAP, VVM2, WMSR, RET, H5PT tests(TAP = test battery of attentional processes; VVM2 = the Visual and Verbal Memory Test; WMS-R = the Wechsler Memory Scale revised; RET = the Regensburger Word Fluency Test; H5PT = hamasch 5-point test revised). Neuropsychological tests battery include TMT-A, TAP,TMT-B, CVLT, ROCF (TMT-A = trail making test A; TAP = test battery of attentional processes; TMT-B = trail making test B; RWT = Regensburg word fluency test; CVLT = California verbal learning test; ROCF = Rey-Osterrieth complex figure test). MoCA = Montreal Cognitive Assessment test. BDI-II = the Beck depression inventory. BAI = the Beck anxiety inventory. MMSE = Mini-Mental State Examination. CAMCOG = Cambridge Mental Disorders of the Elderly Examination. GDS = Geriatric Depression Scale. WMS-R = the Wechsler Memory Scale-revised. IM = immediate memory. DM = a test of delayed memory. PWT = Posterior wall thickness; HDS-R = the Revised Hasegawa’s Dementia Scale; BA27/30, the right posterior hippocampus and posterior para-hippocampal gyrus; BA28/34/35/36, left anterior para-hippocampal gyrus. GMD = gray matter density. z-scores = refers to the measured value of a growth index of the tested population and reference to the average value of this index and the ratio of the overall standard deviation of this index. The z-score in patients with cardiac events was significantly higher than that in patients without cardiac events.

In animal studies, global cognition of animals was evaluated by passive avoidance tasks, active avoidance tasks, tail suspension test, forced swim test, sucrose preference test, open field tests, long-term potentiation recording, elevated plus maze, Y-maze test, object-in-place memory task, object oddity perceptual task and Morris water maze task(n = 13) (more details shown in Table 7). The reduction of learning [23] and memory in HF animals existed in six studies, and memory impairment manifested in short-term recognition memory [24], OiP memory [25], spatial memory [10, 26, 27], hippocampus-dependent memory [28].

Table 7. Characteristics of cognitive function and hippocampal and frontal lobe changes of HF rats in included experimental studies.

Author, year Behavior tests Cognitive function Changes of hippocampus Mechanisms or intervention
Shinoda Y, 2016 [38] TST; SPT forced swim test; Depression-like behaviors Expression of σ1-receptor in the CA1 region and dentate gyrus↓ Increases in plasma corticosterone (CORT) levels; Corticosteroids
Lijun zhang, 2019 [39] SPT, OFT Depressive behaviors Expression of 5-HT, 5-HT receptor↑ Ginkgo biloba Extract
C. Liu, 2014 [14] LTP Suppression of long-term potentiation Levels of MDA and H2O2↑; Cu/Zn-SOD activity↓; NR2B expression↓ Activation of p-Akt/Akt
Frey, 2014 [24] SPT,EPM, LDB, OFT; OR Depression and anhedonia; reduced exploratory behavior; deficits in stress-coping; less habituation to new environment; deficits in short-term recognition memory Transcriptional up-regulation of HIF-3α; retinoid-related orphan receptor-alpha↑; gene expression of Kif5b and Gabrb2↓ Serotonin system; differences of RNA expression of several hippocampal regions
Koji Ito, 2013 [66] TST; Y-maze test Decreased spontaneous alternation Expression of sigma-1 receptor↓ Sigma-1 receptor
Y. Zhou, 2020 [40] EPM, LDB, OFT Exhibiting anxiety-like behavior KDM6B↓; SIRT1↑; IL-1β, Bax, cleaved-caspase 3 proteins↑ MI-induced neuro-inflammation and neuronal apoptosis; downregulation of KDM6B but upregulation of SIRT1 signaling
Yingbin Ge 2020 [41] OFT, SPT Depression-like behaviors Expression of 5-HT↑; IL-1β↑ Ginkgolide B attenuates myocardial infarction-induced depression-like
behaviors
Austin T. H. Duong, 2019 [25] OiP, Object oddity perceptual task Impairment in OiP memory; object oddity discrimination in HF remains intact Basal dendrite length increases↑; differences predominantly mapped to metabolic pathways Core circadian mechanism
Camilo Toledo, 2019 [10] MWM Learning and memory impairment; spatial memory deficits Expression levels of active β-catenin, pGSK-3β↓ Wnt/β-catenin signaling↓
H. Suzuki, 2015 [36] 24-hour LAM Depressive symptoms Decrease in gray matter concentration, neurogenesis and neurite outgrowth; increase in the number of astrocytes --
Kim, Lee, 2017 [26] Morris water maze task Impairment of spatial memory Cell death in the area of the hippocampus Ang II receptor mediated cell death.
Md Rezaul Islam, 2021 [28] OFT Impaired hippocampus-dependent memory consolidation Down-regulation of hippocampal genes Reduced neuronal H3K4 methylation
Yang, T 2020 [27] Morris water maze task Impairment of spatial memory Brain glucose metabolism of frontal cortex significantly lower in 60 days HF rats and higher in 10 days HF rats. /

Abbreviations: OFT = open field tests; SPT = Sucrose preference test; TST = Tail suspension test; LDB = light dark box; EPM = elevated plus maze; OiP = Object-in-place memory task; LTP = Long-term potentiation recording; EPM = elevated plus maze; OR = object recognition; MWM = Morris Water Maze; LAM = locomotor activity measurement.

4. Abnormalities of hippocampus in HF patients and animal models

4.1 Differences in hippocampal volume of HF patients

Five clinical studies (5/17) confirmed that the mean hippocampal volume decreased in HF patients compared to control groups [15, 20, 2931]. Among these studies, three of them found significant hippocampal atrophy mainly reflected in the right hippocampus [15, 20, 30]. There were no studies about hippocampal volume in animal experiments. The detailed results are shown in Table 6.

4.2 CBF alternations of the hippocampus in HF patients

As illustrated in Table 6, several studies(n = 4) indicated hippocampus showed lower CBF values in HF patients [9, 16, 18, 21]. However, in one study, CBF in the whole hippocampus of HF patients tended to be lower without statistical significance (P = 0.279), while CBF had a regional significant reduction, mainly reflected in the most posterior portion of the hippocampus [9]. Obviously, CBF decrease was also observed in anterior hippocampal gyrus of some studies(n = 2) [16, 21]. There were no studies about hippocampal CBF in animal experiments.

4.3 Gray matter decrease in hippocampus in HF patients

Other hippocampal injuries in HF were reduction of gray matter. Four studies [3235] showed a significant GMD decrease in hippocampus and surprisingly, almost all of them reported this change in the right side of hippocampus except one study did not mention regional change. Similarly, there was one experimental study also observed a decrease in gray matter concentration in HF rats hippocampus [36]. The detailed results are shown in Table 6.

4.4 Decrease in glucose metabolism of hippocampus in HF patients

As illustrated in Table 6, one study [37] reported the significant decrease in glucose metabolism of hippocampus. Interestingly, this study also represented that this kind of changes exhibited in the right side of hippocampus.

4.5 Hippocampal damages in HF animal model

Clinical research about hippocampal damages in heart failure is just limited to phenomenological changes, and deeper potential molecular mechanisms should be explored through basic experimental researches. Among experimental studies, each study analyzed different genes or proteins with statistical significance. The detailed results are shown in Table 7.

5. Abnormalities of frontal lobe in HF patients and animal models

There were four clinical studies and one experimental study involved the changes of frontal lobe in heart failure. The detailed results are shown in Tables 7 and 8. Two studies also reported the loss of gray matter of frontal lobe in HF [17, 33]. The other two studies showed significant decreased functional connectivity and mean oxyhemoglobin concentrations in frontal gyrus, respectively [19, 22].

Table 8. Characteristics of cognition and changes of frontal lobe in clinical studies.

Author, year Cognitive test Cognitive function Method(s) for frontal lobe change frontal lobe damage frontal lobe damage regions
Almeida, O. P 2012 [17] CAMCOG, CVLT, digit coding/copying HF group: significant decrease in CVLT and digit coding scores compared with control group. MRI HF group: significant loss of gray matter in frontal gyrus compared with control group. Right inferior/middle/ precentral frontal gyrus; left middle frontal gyri
Park, B 2016 [22] MoCA, BDI, BAI HF group: significant decrease in MoCA, BDI, BAI scores compared with control group. MRI, brain network analysis HF group: significant decreased functional connectivity in frontal gyrus. N/A
Ichijo, Y. 2020 [19] VFT, CES-D, STAI, MMSE HF group: significant increase in VFT, STAI and MMSE scores compared with control group. Near-Infrared Spectroscopy HF group: significant lower mean oxyhemoglobin concentrations of frontal region compared with control group. N/A
Mueller, K 2020 [33] Neuropsychological tests battery No differences in attention, executive function and memory between groups. MRI CAD with HF group: gray matter density reduced significantly in whole frontal cortex compared with LIEF group. N/A

Abbreviations: CAMCOG = Cambridge Mental Disorders of the Elderly Examination. CVLT = California verbal learning test; MoCA = Montreal Cognitive Assessment test. BDI-II = the Beck depression inventory. BAI = the Beck anxiety inventory. MMSE = Mini-Mental State Examination. VFT = verbal fluency task; CES-D = Center for Epidemiologic Studies Depression Scale. STAI = State-Trait Anxiety Inventory.

Discussion

Heart failure patients shows obvious cognitive impairment or depression, which increases the mortality and rehospitalization rate of HF patients. The hippocampus and frontal lobe were considered to be the most important brain regions for cognitive flexibility (such as cognition and mood) during the HF stage. However, there are scarcely any systematic reviews about changes of the hippocampus and frontal lobe in HF patients and animal models.

1. Statement of key findings

This systematic review synthesized available studies about changes of hippocampus and frontal lobe in HF and finally included 30 studies (17 clinical researches and 13 animal studies). This review scientifically summarized the cognitive dysfunction and depressive symptoms in HF which reflected in poor abilities of attention, executive function, learning and memory, and anhedonia, reduced exploratory or anxiety-like behavior in both HF patients and animals. Importantly, this review integrally concluded changes of the hippocampus and frontal lobe in HF patients, and these changes mainly showed in volume atrophy, decreased CBF, reduced gray matter and glucose metabolism. Moreover, hippocampal damages of HF patients were mainly observed in the right side. According to the animal studies, the results showed the inflammation, synaptic abnormalities, and neurotransmitter disorders of hippocampus and frontal lobes in HF animal model, which complemented the clinical observations by providing potential mechanistic explanations of the changes in the hippocampus and frontal lobes. To our knowledge, this is the first systematic review to focus on the hippocampal and frontal damages in HF patients and animal model.

2. Obvious cognitive impairment and depression exhibited in HF

In this systematic review, we found out heart failure may be considered as an important reason for cognitive dysfunction and depression. Several studies included in our results represented that there was not an obvious relationship between cognitive impairment caused by HF and comorbidities (such as diabetes and CAD) [15, 29, 33]. Moreover, the experimental studies also demonstrated similar results. In the HF model without any confounding factors, animals all showed obvious cognitive impairment. These results suggested that heart failure may be one of the factors leading to cognitive impairment. However, there were two clinical studies that showed paradoxical results that there was no difference in attention, working memory, or executive function [15, 33]. The most principal reason was the differences in the range and specificity of the instruments used to assess cognition. The MoCA or MMSE was the instrument most studies were willing to preferring. For another, the heart failure severity of patients in these two studies was lighter, which may influence the cognitive results. Coincidentally, in our systematic review, we also found out the presence of cognitive impairment in an experimental model of HFpEF [10]. However, according to our searching results, we cannot judge the difference in cognitive impairment between the HFpEF and HFrEF models. Finally, most of our studies [10, 28] suggested that decreased cognitive performance observed in HF rats may dependent on hippocampally-dependent mechanisms. Depressive symptoms were also found to be prevalent in HF patients in this systematic review [9, 18, 20]. Similarly to clinical studies, depression-like behaviors were also found in HF animals in most of the experimental studies(n = 6) [24, 36, 3841]. The previous study represented that frontal dysfunction has been observed in patients with depression, which may be further associated with cognitive impairment [42].

Moreover, cognitive impairment and depression in HF may be related to brain-derived neurotrophic factor (BDNF). BDNF plays a crucial role in memory formation and the hippocampus contains a high concentration of it [43]. Some studies reported that lower blood BDNF levels were associated with a higher incidence of dementia and depression in CHF patients [44, 45]. While since BDNF could be produced in the skeletal muscle, another research suggested that the decrease in serum BDNF levels may be due to the physical inactivity in HF patients [46]. Therefore, we believed that further studies are needed to investigate BDNF levels in exosomes derived from neurons, rather than plasma in HF patients, which could better-reflected abnormalities in the brain.

3. Hippocampal and frontal damage alterations---and possible mechanism

3.1 Reduction in CBF

In this review, the results represented that the CBF of the hippocampus decreased in HF for regional significant reduction not only in the posterior hippocampus but also in the anterior hippocampal gyrus. The hippocampus has different functions and neuroanatomy in the different subregions of the anterior-posterior axis [47]. The posterior hippocampus plays a major role in cognitive functions and memory, while the anterior hippocampus performs emotion and stress. The hippocampus is a very vascular structure and susceptive to changes in blood flow and hypoxemia [48]. It has been reported that reduced CBF in the hippocampus may possibly associate with poorer cognitive function and depressive symptoms in AD [49].

Some potential pathophysiology mechanisms may contribute to decreased regional CBF in HF. The possible mechanism for brain damage in HF patients may be due to cardiac dysfunction and decreasing cardiac index. The reduction of low cardiac output is may lead to ischemia which affects both vasculature and endothelial function. Altered endothelial function can result in abnormal cerebral autoregulation, which is mainly reflected in decreased CBF in HF patients. Cerebral autoregulation maintains a stable CBF over a wide range of mean arterial pressure and can be affected by the renin-angiotensin system [50], which is a central neurohormonal response to control cardiovascular and renal function. Therefore, B-type natriuretic peptide (BNP) neurohormones, which is released as a response to increased ventricular wall stretch and marker of the severity of HF [51], may cause a reduction of CBF. The high levels of BNP may result in a more active neurohormonal system in HF patients, and this may cause the distortion of brain autoregulation [51]. Thus, the hippocampus might be especially prone to damage caused initially by a disruption of blood flow. In addition, central venous pressure (CVP) represents the pressure of the thoracic vena cava near the right atrium, and patients with HF often accompany increased CVP [52]. While an increase in CVP can affect brain oxygen and capacity, causing a decrease in oxygen saturation and affecting cognitive function. Of note, one study represents that the influence of CVP on cerebral perfusion was most pronounced in low arterial flow states [53]. Moreover, variable degrees of carotid obstruction in HF might have contributed to the CBF reductions [54]. The abnormal hippocampal CBF in CHF patients may be reversible. Furthermore, one other possibility is that reduction of CBF in HF patients may be influenced by cerebrovascular reactivity. The previous study evaluated CO2-reactivity and blood flow velocities of the middle cerebral arteries in CHF patients and demonstrated the impairment of cerebrovascular reactivity [55]. Lower CO2 contributes to reduced cerebral arteriolar dilatation, which leads to reduced CBF [56]. And the decrease in cerebrovascular reactivity had a relationship with the decline in cardiac function.

3.2 Reduction in volume

The results in our systematic review demonstrated that the right hippocampus was significantly atrophied in HF patients. Previous researches have indicated that the right hippocampal functionality may be impaired in depression [57, 58]. The reason why brain atrophy occurred in the right hippocampus not the left side may be that the hippocampus exhibits lateralization [59]. This trend may also reflect preferential right-sided activation for sympathetic regulation, thus being more metabolically demanding of perfusion, which may be unmet by compromised cerebral autoregulation in HF. It was also consistent with our searching results of changes of CBF in hippocampus of HF patients.

3.3 Decreased gray matter density and glucose metabolism

In this systematic review, the gray matter density and glucose metabolism obviously decreased in the right hippocampus in HF, and one study demonstrated this regional GM was positively correlated with EF and negatively with NT-proBNP [33]. On the other hand, gray matter density was also reduced in the frontal lobes of HF patients, and glucose metabolism of chronic HF rats also declined in the frontal lobes. It has been shown that vascular dementia (VD) patients had greater deficits in frontal–executive functions, verbal fluency, attention, and motor function when compared to Alzheimer’s disease (AD) of similar severity [60]. Therefore, we believe that cognitive impairment in patients with HF may be similar to vascular dementia to some extent.

Several previous studies suggested that the brain gray matter density was related to cardiovascular impairment [17, 61]. Gray matter, an important part of the central nervous system, was consisted of a large number of neuronal bodies and their dendrites. As in our previous study [27], we also found out that the number of neurons and synapses significantly decreased and Nissl bodies disappeared in HF rats. In other words, our previous studies indirectly proved the decreased gray matter density of HF patients in clinical.

These decreases in volume, gray matter density, and glucose metabolism of the hippocampus and frontal lobes may be related to low cardiac output and cerebral hypoxia. As discussed earlier in this review, low cardiac output in HF patients results in ischemia, which affects cerebral autoregulation and reduces cerebral blood flow. Subsequently, this decrease in CBF can contribute to a hypoxic environment and a shortage of glucose, leading to neuronal and glial necrosis in the hippocampus or frontal lobes [62]. It is likely that neuronal degeneration in a cerebral hypoxic environment is a slower process and may be due to a combination of excitotoxicity, producing necrosis, and apoptosis. In addition, the decrease in the mean oxyhemoglobin concentration in the frontal region may also contribute to brain structural abnormalities.

3.4 Potential pathological mechanisms of hippocampal and frontal damages in HF animal model the exact mechanism

This systematic review generalizes the molecular processes and gene expression of the hippocampus in the HF model. Firstly, that HF may induce neuro-inflammation and cell apoptosis in the hippocampus. Several studies in our results demonstrated that the levels of IL-1β, Bax, cleaved-caspase 3 proteins increased in the hippocampus of HF rats [40, 41, 63], which may have a relationship with Ang II receptor and upregulation of SIRT1. Meanwhile, we also found two studies that suggested the expression of the sigma-1 receptor in the hippocampus was reduced in the heart failure model. Brain sigma-1 receptor(σ1R) plays a major role in inflammation, neurite outgrowth or Ca2+ signal regulation, and is reported as the key molecule of the pathogenesis in depression or cognitive impairment [64]. Secondly, HF animals were used to cause the alternations of neurotransmitters and their receptors in the hippocampus. As shown in our results, the levels of 5-HT increased in the hippocampus in HF rats in our results, which contributed to the development of depression. Moreover, the expression of NR2B protein, a major functional component of the hippocampal NMDA receptors, was obviously reduced in the MI model group. Thirdly, molecular mechanisms involving synaptic changes also were observed in HF model. One included experimental study indicated the reduction of the Wnt signaling pathway in the hippocampus. Wnt signaling pathway has been largely implicated in the regulation of synaptic assembly, neurotransmission and synaptic plasticity in the adult nervous system [65]. Lastly, from the gene expression, downregulation in gene expression of Kif5b and Gabrb2 were observed in HF, which were responsible for axonal vesicular transport, and regulation of synaptic transmission, respectively. Our results suggested that hippocampal gene expression changes were observed in mice suffering from HF. One of the included experimental studies reported the decreased levels of the euchromatin mark H3K4me3 in the hippocampus. While the proper neuronal H3K4me3 is essential for memory consolidation in previous research.

4. Limitations

A major limitation of the included clinical studies reviewed is that the potential confounders for cognitive dysfunction could influence the results of these studies, including education level, without dividing into groups according to HFpEF or HFrEF, and diabetes. The other limitation is that the feeding time after MI surgery is included experimental studies is various and ranged from 6 hours to 16 weeks, which may have an influence on the results of cognition and hippocampal changes in the HF model. Finally, this review only focused on hippocampus while other putative brain structures that should be involved in future research, such as frontal lobes, amygdala, locus coeruleus, hypothalamus.

5. Implications for future researches

Cognitive impairment or depression in HF patients will induce the poor ability of self-care and poor quality of life in patients, while the hippocampal damages may provide a structural and functional explanation for the disabilities in cognition and depression. These indicated that the heart and brain are interconnected and interact with each other pathologically. And unfortunately, few studies are focusing on the effect of therapeutic interventions specifically for HF on cognitive function. This systematic review identifies underlying mechanisms of the hippocampus for cognitive disorders or depression in HF, which may provide treatment strategies and targets for intervention. In addition, it also could present data for future basic researches and further strengthen the notion that brain and heart function are tightly linked.

Conclusions

A total of 30 literature studies were included to review the hippocampal and frontal changes in HF patients and animal models. Cognitive dysfunction in HF patients and animal models mainly showed poor abilities of attention, executive function, learning and memory, and anhedonia reduced exploratory or anxiety-like behavior. Hippocampal injuries of HF patients were shown in the reduction of volume, CBF, glucose metabolism, and gray matter, which were mainly observed in the right hippocampus. The frontal damages of HF patients were only in reduced gray matter and have no differences between the right and left sides. The included HF animal model studies demonstrated the inflammation and apoptosis, synaptic reduction, and neurotransmitter disorders of the hippocampus and frontal lobes, which contributed to the loss of gray matter and volume. The graphical abstract was shown in Fig 2. The results of HF animal model studies complemented the clinical observations by providing potential mechanistic explanations of the changes in the hippocampus and frontal lobes. Finally, this systematic review provided data and therapeutic targets for the prevention and treatment of cognitive impairment and depression after heart failure.

Fig 2. Graphical abstract.

Fig 2

Supporting information

S1 Checklist. PRISMA 2020 checklist.

(DOCX)

S1 File

(DOCX)

Abbreviations

AD

Alzheimer’s disease

BAI

the Beck anxiety inventory

BDI-II

the Beck depression inventory

BNP

brain natriuretic peptide

CAMCOG

Cambridge mental disorders of the elderly examination

CBF

cerebral blood flow

CES-D

center for epidemiologic studies depression scale

CI

cognition impairment

CVLT

California verbal learning test

DM

a test of delayed memory

EDA

end-diastolic area

EDD

end-diastolic diameter

EDV

end-diastolic volume

ESA

end-systolic area

ESD

end-systolic diameter

ESV

end-systolic volume

FS

fractional shortening

GDS

Geriatric Depression Scale

GMD

gray matter density

H5PT

hamasch 5-point test revised

HDS-R

the revised Hasegawa’s dementia scale

HF

heart failure

HFpEF

heart failure with preserved ejection fraction

HFrEF

heart failure with reduced ejection fraction

IM

immediate memory

LAD

left anterior descending coronary

LVDd

left ventricular diastolic dimension

LVEDD

left ventricular end-diastolic diameter

LVEF

left ventricular ejection fraction

LVESD

left ventricular end systolic diameter

MABP

mean arterial blood pressure

MCI

mild cognitive impairment

MI

myocardial infarction

MMSE

Mini-Mental State Examination

MoCA

Montreal Cognitive Assessment test

NT-proBNP

N-terminal prohormone of brain natriuretic peptide

NYHA

New York Heart Association

PWTd

posterior wall thickness in diastole

RET

the Regensburger Word Fluency Test

ROCF

Rey-Osterrieth complex figure test

RWT

Regensburg word fluency test

STAI

State-Trait Anxiety Inventory

TAP

test battery of attentional processes

TEM

Transmission Electron Microscopy

TMT-A

trail making test A

TMT-B

trail making test B

VFT

verbal fluency task

VVM2

the visual and verbal memory test

WMS-R

the Wechsler Memory Scale revised

Data Availability

All relevant data are within the paper and its Supporting information files.

Funding Statement

MJ Z is funded by the National Natural Science Foundation of China (no.81973787). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Yoshihiro Fukumoto

20 Sep 2022

PONE-D-22-23143Changes of hippocampus and frontal lobes in heart failure patients and animal models with cognitive impairment or depression: a systematic reviewPLOS ONE

Dear Dr. Zhao,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Yoshihiro Fukumoto

Academic Editor

PLOS ONE

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Reviewers' comments:

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Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: I Don't Know

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors provide a review of previous reports of hippocampal damage in patients with chronic heart failure. This review was not aimed to broadly evaluate central nervous system changes in HF, but instead they focus this review on the hippocampus, which indeed is an important affected region of the brain in chronic heart failure.

The review goes on to VERY briefly discuss changes in the frontal lobes, but without also discussing changes in other areas of the brain such as the cingulate or the insular cortex. In my opinion, this review should focus on the hippocampus exclusively.

The visual abstract graphic seems to summarize how pathophysiology of heart failure may lead to the changes described in the manuscript, including vascular, gray matter, and metabolic changes, but the authors do not spend adequate time discussing the pathophysiology that may be causing the changes, except to simply explain that the hippocampus is metabolically active and therefore potentially more susceptible to damage than other areas. Issues such as impaired cardiac reserve with stress, elevated CVP and its relationship to cerebral perfusion pressure, and mechanisms of cerebral auto regulation are important considerations to brain function and are not discussed in adequate detail in the discussion.

Further, within the long list of authors for this meta-analysis, there does not appear to be any neurologist or neurophysiologist.

I believe that this manuscript deserves to be published after it is further refined.

Reviewer #2: The authors conducted a systematic review for abnormalities of the hippocampus and frontal lobe in heart failure (HF). The unique feature of this study is including both clinical and animal studies, which seem to be interesting. My comments are attached below.

1. Title page: "Changes" cannot be applied to all papers included in this study. This is because many of the included studies are cross-sectional and were not able to assess "changes", which include a meaning of causality. Words such as " abnormalities" or "differences" are more suitable in this case. Please modify "change(s)" to other words in this context.

2. Page 1-2: Abbreviations may be shown in order of earlier appearance. However, the alphabetical order would be more comprehensive.

3. Page 7-8: In 1.2 Characterstics of clinical researches, please also mention Stage classification of heart failure (PMID: 35379504).

4. Page 14-15: In 2. Obvious cognitive impairment and depression exhibitied in HF, please also discuss an association of brain-derived neurotrophic factor (BDNF) with cognitive impairment and depression in HF patients (PMID: 24029660; 28508502).

5. Page 15-16: In 3.1 Reduction in CBF, please also discuss a impairment in cerebrovascular reactivity in HF patients (PMID: 10666355).

6. Page 16-17: In 3.2 Reduction in volume or 3.3 Decreased gray matter density and glucose metabolism, please discuss an association of cerebral hypoxia with hippocampal damage as a mechanism of differences in grey matter volume and/or density in HF patients (e.g. hippocampal damage in cardiac arrest [PMID: 20101036; 23558096]; association of lower cardiac output with lower brain volume/density, including the hippocampus [PMID: 20679552; 29314453]).

**********

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Reviewer #1: No

Reviewer #2: No

**********

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PLoS One. 2022 Dec 9;17(12):e0278398. doi: 10.1371/journal.pone.0278398.r002

Author response to Decision Letter 0


20 Oct 2022

Response to editors and reviewers

“1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file”

Response: Thank you for your comments.

As for this question, we have ensured our manuscript met PLOS ONE's style requirements.

“2. We note that the grant information you provided in the ‘Funding Information’ and ‘Financial Disclosure’ sections do not match. When you resubmit, please ensure that you provide the correct grant numbers for the awards you received for your study in the ‘Funding Information’ section.”

Response: Thank you for your comments.

As for this question, we have recorrected it.

“3. PLOS requires an ORCID iD for the corresponding author in Editorial Manager on papers submitted after December 6th, 2016. Please ensure that you have an ORCID iD and that it is validated in Editorial Manager. To do this, go to ‘Update my Information’ (in the upper left-hand corner of the main menu), and click on the Fetch/Validate link next to the ORCID field. This will take you to the ORCID site and allow you to create a new iD or authenticate a pre-existing iD in Editorial Manager. Please see the following video for instructions on linking an ORCID iD to your Editorial Manager account: https://www.youtube.com/watch?v=_xcclfuvtxQ”

Response: Thank you for your comments.

As for this question, we have provided ORCID iD.

“4. Please include your full ethics statement in the ‘Methods’ section of your manuscript file. In your statement, please include the full name of the IRB or ethics committee who approved or waived your study, as well as whether or not you obtained informed written or verbal consent. If consent was waived for your study, please include this information in your statement as well.”

Response: Thank you for your comments.

As for this question, we did not require an ethics statement. We have recorrected it to “N/A”.

“5. Please ensure that you refer to Figure 2 in your text as, if accepted, production will need this reference to link the reader to the figure.”

Response: Thank you for your comments.

As for this question, we have referred to Figure 2 in our text (lines 20 of page 22).

“6. We note you have included a table to which you do not refer in the text of your manuscript. Please ensure that you refer to Table 4 in your text; if accepted, production will need this reference to link the reader to the Table.”

Response: Thank you for your comments.

As for this question, we have referred to Table 4 in our text (line 21 of page 12).

Reviewer #1

“The review goes on to VERY briefly discuss changes in the frontal lobes, but without also discussing changes in other areas of the brain such as the cingulate or the insular cortex. In my opinion, this review should focus on the hippocampus exclusively.”

Response: Thank you for your assessment and comments.

As for this question, we have added the discussion of frontal lobes (lines 3-5 of page16; lines 2-8,16-22 of page 19). Because we focused on brain regions that showed abnormalities after HF in both the clinical researches and animal experiment studies. However, there was few animal experiment studies shown difference in the cingulate or the insular cortex. Therefore, we only focused on changes in the frontal lobe and hippocampus.

“The visual abstract graphic seems to summarize how pathophysiology of heart failure may lead to the changes described in the manuscript, including vascular, gray matter, and metabolic changes, but the authors do not spend adequate time discussing the pathophysiology that may be causing the changes, except to simply explain that the hippocampus is metabolically active and therefore potentially more susceptible to damage than other areas. Issues such as impaired cardiac reserve with stress, elevated CVP and its relationship to cerebral perfusion pressure, and mechanisms of cerebral auto regulation are important considerations to brain function and are not discussed in ade quate detail in the discussion.”

Response: Thank you for your careful review and comments.

1. As for the question “the authors do not spend adequate time discussing the pathophysiology that may be causing the changes, except to simply explain that the hippocampus is metabolically active and therefore potentially more susceptible to damage than other areas”, we have enriched and expanded the discussion of pathophysiology caused damages in brain (lines 6-22 of page 17; lines 1-10 of page 18; lines 16-22 of page 19; lines 1-3 of page 20).

2. As for the question “the Issues such as impaired cardiac reserve with stress, elevated CVP and its relationship to cerebral perfusion pressure, and mechanisms of cerebral auto regulation are important considerations to brain function and are not discussed in ade quate detail in the discussion”, we have added them in our manuscript (lines 6-22 of page 17; lines 1-2 of page 18; lines 16-22 of page 19).

“Further, within the long list of authors for this meta-analysis, there does not appear to be any neurologist or neurophysiologist.”

Response: Thank you very much for your comments.

As for the question, the researchers in our team have been engaged in cardiovascular and cerebrovascular related research for a long time.

Reviewer #2

“1. Title page: "Changes" cannot be applied to all papers included in this study. This is because many of the included studies are cross-sectional and were not able to assess "changes", which include a meaning of causality. Words such as " abnormalities" or "differences" are more suitable in this case. Please modify "change(s)" to other words in this context.”

Response: Thank you for your careful review and comment!

As for this question, we have modified it in our manuscript (title page; lines 9-10 of page 11; lines 13,19 of page 12).

“2. Page 1-2: Abbreviations may be shown in order of earlier appearance. However, the alphabetical order would be more comprehensive.”

Response: Thank you for your assessment of our article!

As for the question, we have modified it in our manuscript (lines 18-22 of page 1; lines 1-18 of page 2).

“3. Page 7-8: In 1.2 Characterstics of clinical researches, please also mention Stage classification of heart failure (PMID: 35379504).”

Response: Your advice is appreciated and has been valuable in improving the quality of our manuscript!

As for the question, we have added it in our manuscript (lines 11-14 of page 8; table 1)

“4. Page 14-15: In 2. Obvious cognitive impairment and depression exhibitied in HF, please also discuss an association of brain-derived neurotrophic factor (BDNF) with cognitive impairment and depression in HF patients (PMID: 24029660; 28508502).”

Response: Thanks for your comments and assessment of our article!

As for the question, we have added it in our discussion (lines 6-15 of page 16).

“5. Page 15-16: In 3.1 Reduction in CBF, please also discuss a impairment in cerebrovascular reactivity in HF patients (PMID: 10666355).”

Response: Thank you for your advises about our article. It is valuable in improving the quality of our manuscript. As for the question, we have added it in our discussion (lines 4-10 of page 18).

“6. Page 16-17: In 3.2 Reduction in volume or 3.3 Decreased gray matter density and glucose metabolism, please discuss an association of cerebral hypoxia with hippocampal damage as a mechanism of differences in grey matter volume and/or density in HF patients (e.g. hippocampal damage in cardiac arrest [PMID: 20101036; 23558096]; association of lower cardiac output with lower brain volume/density, including the hippocampus [PMID: 20679552; 29314453]).”

Response: Thank you for your advises about our article.

As for the question, we have added it in our discussion (lines 16-22 of page 19, lines 1-3 of page 20).

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Yoshihiro Fukumoto

16 Nov 2022

Abnormalities of hippocampus and frontal lobes in heart failure patients and animal models with cognitive impairment or depression: a systematic review

PONE-D-22-23143R1

Dear Dr. Zhao,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Yoshihiro Fukumoto

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: N/A

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: (No Response)

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

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Reviewer #1: My comments and questions have been addressed. Thank you and nice work on this meta-analysis! ......

Reviewer #2: The authors have addressed all of my comments adequately. I do not have any additional comments on this revision.

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Reviewer #1: Yes: Jondavid Menteer, MD

Reviewer #2: No

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Acceptance letter

Yoshihiro Fukumoto

1 Dec 2022

PONE-D-22-23143R1

Abnormalities of hippocampus and frontal lobes in heart failure patients and animal models with cognitive impairment or depression: a systematic review

Dear Dr. Zhao:

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on behalf of

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Academic Editor

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    S1 Checklist. PRISMA 2020 checklist.

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    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    All relevant data are within the paper and its Supporting information files.


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