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. 2022 Nov 30;11(23):3855. doi: 10.3390/cells11233855

Induction of Cardiac Pathology: Endogenous versus Exogenous Nrf2 Upregulation

Bryan J Mathis 1,*, Hideyuki Kato 2, Yuji Hiramatsu 1
Editor: Kay-Dietrich Wagner
PMCID: PMC9736027  PMID: 36497112

Abstract

Nuclear factor erythroid 2-related factor 2 (Nrf2) is a master regulator of the endogenous antioxidant response to reactive oxygen species as well as a controller of Phase II detoxification in response to xenobiotics. This amenity to specific external manipulation exploits the binding affinity of Nrf2 for its constitutive repressor and degradation facilitator Kelch-like erythroid cell-derived protein with CNC homology-associated protein 1 (Keap1). Derived from both natural and synthesized origins, these compounds have been extensively tested without definitive beneficial results. Unfortunately, multiple terminated trials have shown a negative side to Nrf2 with regard to cardiac pathologies while animal-based studies have demonstrated cardiomyocyte hypertrophy and heart failure after chronic Nrf2 upregulation. Putatively based on autophagic control of Nrf2 activity-modulating upstream factors, new evidence of miRNA involvement has added complexity to this mechanism. What follows is an extensive survey of Nrf2-regulating exogenous compounds that may promote cardiomyopathy, clinical trial evidence, and a comparison to exercise-induced factors that also upregulate Nrf2 while preventing cardiac pathologies.

Keywords: Nrf2, Keap1, cardiomyopathy, bardoloxone, Reata, CDDO

1. Introduction

Reactive oxygen species (ROS) are both a normal byproduct of mitochondrial metabolism and an endproduct of oxidative biochemical reactions in the cell. Balanced levels of subcellular compartmental ROS are important for normal cellular functions, whereas dysregulated ROS, usually caused by relative insufficiency or impairment of the endogenous antioxidant defense system, attack cellular components leading to cellular damage and death, a state referred as to oxidative stress. To maintain cellular redox homeostasis and neutralize uncontrolled ROS, conserved antioxidant defense enzymes are placed under the control of the nuclear factor erythroid 2-related factor 2 (Nrf2) gene which is constitutively expressed in all higher-order animals. This gene, as a master antioxidant transcription factor, is responsible for global antioxidant activity in response to internally and externally sourced ROS threats but also modulates such species to maintain important intracellular second messenger capability. As the inhibitor of Nrf2, Kelch-like erythroid cell-derived protein with CNC homology-associated protein 1 (Keap1), is amenable to attack by exogenous compounds, research has focused its efforts to increase Nrf2 activity via direct interaction with Keap1. These compounds, such as oleanic acid derivative 2-cyano-3,12-dioxoolean-1,9- dien-28-oic acid (CDDO, bardoloxone), have been intensely studied in animal models and human trials as potential defense agents oxidative stress-associated diseases, such as cancer, chronic kidney disease, fatty liver, and endometriosis. Unfortunately, human trials employing CDDO and similar compounds for amelioration of these maladies have met with ambiguous and often disappointing results. Furthermore, multiple trials throughout 2007–2014 were terminated as unforeseen myocardial pathologies resulted. What follows is a survey of Nrf2, its endogenous regulation, action, and potential for exogenous modulation. Additionally, current clinical trial results are presented and analyzed for characteristics of Nrf2 upregulation that result in possible cardiac issues. Finally, comparisons between these pharmaceutical regulators and exercise are made from mechanistic and physiological viewpoints to elucidate the differences between endogenous and exogenous regulatory effects on Nrf2 and cardiac health.

2. Nrf2 Composition

Nrf2 is a basic leucine zipper (bZIP) transcription factor on chromosome 2 in humans, comprised of a common, conserved Cap ‘n’ Collar (CNC) motif of 43 amino acids close to the DNA binding domain [1]. NRF2 consists of 6 exons, encoding 7 Nrf2-ECH homology (Neh) domains, and generates a 67.8 kDa protein from a 605 aa sequence and 2859 bp mRNA strand [2,3,4]. These Neh domains are specific for protein–protein interactions, especially regulatory, degradation, and translocation proteins (Table 1). The half-life of Nrf2 in the cytosol may be as little as 10 min if redox homeostasis is present or as long as 40 min under oxidative stress, relying on a sensitive Neh2-ETGE hinge region and redox-insensitive (but GSK3 interacting) Neh6 region to modulate binding to Keap1 and ubiquitin ligases [5,6]. Nrf2 Neh regions have been extensively illustrated, reviewed, and mapped but Nrf2 crystalline structure without Keap1 binding is sparse, indicating the importance of Keap1 binding in Nrf2 conformation [7,8]. Diverse variants of Nrf2 have been discovered but 9 are predicted to mediate a disease process and 8 mutagenic variants experience either loss of Keap1 binding or function (Table 2) [7].

Table 1.

Neh regions of Nrf2 and their functions [9,10,11,12].

Function Region AA Features
C-Terminus
Keap1
Binding
Neh2 16-89 Nrf2 Ubiquitin degradation domain; DLG and ETGE elements
Functional Neh4 111-134 p300, Creb binding
Functional Neh5 182-209 p300, Creb binding
RXRa
Binding
Neh7 209-316 RXRa ARE repressor domain
Nrf2
Stabilizer
Neh6 337-394 β-TrCP-mediated degradation; DSGIS/DSAPGS and Ubiquitin elements
DNA
Binding
Neh1 435-569 bZIP region for sMAF and ARE interaction; Cap N′ Collar region; nuclear localization
Functional Neh3 569-605 CHD6, Creb binding
Carboxy
Terminus

Table 2.

Nrf2 variants associated with disease processes [7].

Variant ID/
Position
Translocation Disease/Effect
VAR_080492/31 G > R Immunodeficiency/developmental disorders, hypohomocysteinemia
VAR_080493/79 E > K Immunodeficiency/developmental disorders, hypohomocysteinemia
VAR_080494/80 T > K Immunodeficiency/developmental disorders, hypohomocysteinemia
VAR_080495/81 G > S Immunodeficiency/developmental disorders, hypohomocysteinemia
Disease Variants
CA16602902 E > D Squamous and uterine cancer
CA16602899 E > Q Lung, squamous, uterine cancers
CA16602901 E > V Lung, squamous, uterine cancers
CA349380460 T > K Disruption of redox homeostasis
CA349366919 E > K Immunodeficiency/developmental disorders, hypohomocysteinemia
Mutagenic Variants Location Effects
Putative 79–82 Reduced Keap1 interaction
T > A 80 Reduced Keap1 interaction
E > G 82 Reduced Keap1 interaction
K > A 462 Loss of function *
K > A 472 *
K > A 487 *
R > A 499 *
R.> A 569 *

* Positions 462-569 function as a group.

2.1. Nrf2 Activation Mechanism

The Nrf2 activation mechanism has been canonically divided into 4 stages, highlighted by interactions with ROS-sensitive regulatory elements and translocation machinery. These stages are basal expression/repression, pre-induction, full induction, and post-induction [8].

2.1.1. Basal Expression/Repression of Nrf2: Keap1, ROS, and Autophagy

Like the rest of the CNC family of transcription factors, Nrf2 is activated under stress, namely oxidative stress, and is related to a family of similar stress-response factors (e.g., Nrf1) [1]. Exercise, especially aerobic exercise, is also a potent inducer of Nrf2 (see Section 4.1). It is constitutively expressed and maintains its own 9nt upstream ARE sequence [13]. Levels of Nrf2 are tightly controlled by RONS-sensitive Keap1 through its modulation of K48-linked ubiquitination, together with backup systems such as β-TrCP and Hrd1 (see below).

Keap1 is a 70 kDa protein with a long 12.7 h half-life that localizes to the cytoplasm [7]. It is comprised of a BTB (Broad, Tramtrack and Bric-a-brac region) domain and Kelch repeats that bind directly to Nrf2-Neh2 in a 6-blade, β-propeller configuration that permits dimerization of 2 Keap1 molecules to each Nrf2 molecule in a hinged-capture structure with ETGE and DLG regions on the C-terminal end of Nrf2 to act as pivoting attachment points to Keap1 [4,7]. Under basal conditions, the conformational change induced by the Keap1-Nrf2 complex, NEDD8, and ubiquitin E3 ligase CUL3 exposes lysine residues within Neh2 (and possibly Neh6) to attack by a K48 polyubiquitination complex consisting of CUL3 and ring ligase RBX1 that bind to the BTB region of Keap1 before activation [7,14]. Subsequent proteasomal degradation of K48-polyubiquitinated Nrf2 then occurs within the cytoplasm. The binding affinity of Kesp1 to Nrf2 has been experimentally reported as KD 20 nM and, as such, spontaneous dissociation is unlikely [15]. However, 27 cysteine residues of Keap1 are vulnerable to attack by endogenous and exogenous reactive species, particularly C151 in the homodimerizing BTB region, that dissociate the CUL3 ubiquitin adaptor from the complex, allowing Nrf2 to escape polyubiquitination and begin translocation to the nucleus [4,16,17]. The p62/mTORC-1 dependent machinery, activated by autophagy, can also repress Keap1 by degrading it in the autophagic pathway [18,19]. Other p62-associated molecules, such as TFEB, can also protect Nrf2 by reducing ubiquitination through suppression of E3 ligase complex members (DACF11) while upregulating p62 to inhibit Keap1 binding to Nrf2 [20]. Of note, Nrf2 can also be repressed in a Keap1-independent manner by β-TrCP, which binds to Nrf2-Neh6 in a GSK-3 phosphorylation-dependent manner to facilitate SKP1-CUL1-RBX1/ROC1 ubiquitination [19,21]. E3 ubiquitin protein ligase HRD1 is also involved in Keap1 independent Nrf2 degradation [6]. Constitutively expressed proteins that generate ROS, such as NADPH oxidase-4 (NOX4) are also important in activating Nrf2 translocation [22].

Recent evidence has shown miRNA involvement in post-transcriptional regulation of Nrf2, with miRs -144, -28, -34, and -93 (among others) shown to decrease Nrf2 activity in animal models, while HuR and AUF1 RNA-binding proteins contribute to export and stabilization of the Nrf2 mRNA [3]. Constitutive expression and a short half-life, coupled with exquisitely sensitive, cysteine-based ROS sensors on Keap1 and links to autophagy and GSK-3 pathways, give Nrf2 the speed to react and fluctuate to maintain redox homeostasis under changing conditions.

2.1.2. Nrf2 Action: Pre-Induction

After release, PI3K phosphorylation and Importin a5/B1 binding to specific nuclear localization signals on Nrf2 C- and N-terminal regions (Neh2 aa 42-53 and Neh3 aa 587-593) occurs to facilitate nuclear entry [23,24]. AMPK aids in nuclear accumulation by phosphorylating Ser558 to prevent export [24]. Nrf2 then begins to complex with Maf family members, Creb, and p300 adaptors to form a transcription-initiating complex [10].

2.1.3. Nrf2 Full Induction, Transcription, and Purpose of Target Genes

Once translocation and complex formation are complete, the Nrf2-Maf-Cred-p300 complex binds a wide spectrum of antioxidant response elements (ARE), located 40 to 200 nucleotides upstream of transcription start sites, that encode Phase II detoxification, antioxidant enzyme, energy metabolism, and diverse other genes [13]. These short (9nt) sequences vary by gene and have been extensively reviewed by Raghunath et al. [13]. The Nrf2-Maf-Cred-p300 complex has been reported to control transcription of over 1000 genes and Table 3 shows a selection of genes related to the antioxidant and proliferation responses [25,26]. Of importance are catalases, glutathione S-transferases and cysteine-rich thioredoxins that detoxify xenobiotics, proteins with disulfide bonds, and ingested toxins, as well as ROS from mitochondrial respiration [27].

Of note, Bach1, which competitively binds with ARE sequences in concert with small Maf molecules, has emerged as an important modulator of Nrf2 transcriptional activity since it can directly interact to sense heme and act as a feedback inhibitor for promotion of HO-1 and NQO1 [28,29]. Bach1 is a member of the same CNC family as Nrf2 and is involved in induction of iron-induced immune cell apoptosis (ferroptosis) through prevention of antioxidant genes that counter iron-induced ROS [30].

Not limited to antioxidant defense alone, Nrf2 controls genes from multiple pathways as seen in the recent discovery of Nrf2-mediated cardiac hypertrophy from exogenous upregulators. Nrf2 controls cellular proliferation through PHGDH, PSAT1, SHMT1 and other ser/gly synthesis genes via interaction with ATF4 [25,31,32]. It additionally maintains a favorable redox status to facilitate mRNA translation, upregulates glycolysis/energy metabolism, and also contributes to stem cell viability through ROS regulation plus NOTCH and SIRT1 expression [3,33,34,35,36,37,38]. Thus, Nrf2 is an important co-initiator of the proliferative machinery, energy production, and facilitative redox control needed to prevent ROS damage from increased cellular growth and proliferation. It is these non-ARE effects that may be responsible for the cardiac maladaptation and hypertrophy seen in studies of exogenous Nrf2 upregulators.

Table 3.

Select Genes Controlled by Nrf2 [39].

Function Gene Description Ref.
Detoxification Phase II AHR Aryl hydrocarbon receptor [2]
CYP1B1 Cytochrome P450 Family 1 Subfamily B Member 1 [2]
ALDH3A2 Aldehyde Dehydrogenase 3 Family Member A2 [2]
NQO1 NAD(P)H Quinone
Dehydrogenase 1
[2]
AKR1C1 Aldo-Keto Reductase Family 1 Member C1 [40]
GSTM3 Glutathione S-Transferase Mu 3 [40]
Antioxidant
Defense
GPX4 Glutathione Peroxidase 4 [2]
GSR1 Glutathione reductase,
mitochondrial
[2]
TXN1 Thioredoxin [2]
PRDX1 Peroxiredoxin 1 [2]
SRXN1 Sulfiredoxin 1 [2]
SOD1/2 Superoxide dismutase 1 and 2 [41]
HO-1 Heme Oxygenase 1 [42]
GSTM3 Glutathione S-Transferase Mu 3 [40]
Pentose Phosphate Pathway G6PD Glucose-6-Phosphate
Dehydrogenase
[40]
PGD Phosphogluconate
dehydrogenase
[3]
TKT Transketolase [3]
Serine/Glycine
Biosynthesis
PHGDH Phosphoglycerate
Dehydrogenase
[31]
PSAT1 Phosphoserine
Aminotransferase 1
[31]
SHMT1/2 Serine
Hydroxymethyltransferase 1/2
[31]
Membrane
Trafficking
RAB6B Ras-related protein Rab-6B [40]
Deubiquitination UCH-L1 Ubiquitin C-terminal hydrolase L1 [40]
Zinc Finger Protein TRIM16L Tripartite motif-containing protein 16 [40]
Glycolysis/
Glycogen
Synthesis
HK1/2 Hexokinase 1 and 2 [3]
GP11 Glucose phosphate isomerase 1 [3]
ALDA Fructose-bisphosphate
aldolase A
[3]
ENO1 Enolase 1 [3]
PKM2 Pyruvate kinase muscle isoform 2 [3]
GLUT1 Glucose transporter 1 [3]

2.1.4. Nrf2 Post-Induction: Proteasomal Degradation

The 4–5 h window for Nrf2 transcriptional promotion is tightly controlled by phosphorylation, as GSK3 can phosphorylate Nrf2 to reduce its activity and kinases (Fyn and MAPK) prepare Nrf2 for nuclear export [24]. Fyn kinase interacts specifically with Tyr568 on Nrf2 to prepare it for export and another study by Li et al. has also found a leucine-enriched sequence (537-LKKQLSTLYL-546) resident in the Nrf2-Neh1 region that aids in CRM1 interaction for nuclear export [43]. A Neh6 region, containing a GSK3-interacting domain, was reported by McMahon et al. to promote destabilization of Nrf2 in a redox-insensitive manner [5]).

Once exported, the ubiquitin-proteasome complex is free to bind with Nrf2 and degrade it. Recent evidence has also hinted that the nucleus may play a role in degradation through the involvement of promyelocytic leukemia-nuclear bodies (PML-NB), comprised of PML and Sp100 proteins, in a process that sumoylates Nrf2 to render it susceptible to SUMO-targeting ubiquitin ligases [44]. Such regulation has been found to occur at 532-LKDE-535 and putatively at Lys100 (in mice), functioning to stabilize Nrf2 within the nucleus [45]. Thus, multiple degradation domains and pathways, with both redox-sensitive and -insensitive activity, ensures that Nrf2 can be quickly targeted for recycling to maintain rapid turnover and tight control of intracellular Nrf2 protein levels.

3. Effects of Nrf2 in the Heart versus Other Systems

The ability to engage a panoply of antioxidant and pro-growth factors upon ROS challenge, whether from endogenous sources or xenobiotics, makes Nrf2 highly desirable for manipulation to prevent oxidative damage. However, exogenous upregulation of Nrf2 beyond the control of repressive/degradation machinery may be deleterious as seen in studies linking upregulation of Nrf2 to cardiac hypertrophy and immune evasion/chemotherapy resistance in cancers [46,47]. What follows is a brief survey of the role of Nrf2 in the heart with a comparison to the kidneys to evaluate any potential side effects of exogenous Nrf2 enhancers.

3.1. Nrf2 in the Myocardium: Not a Silver Bullet

The heart is obligately aerobic and relies on oxidative phosphorylation to generate the biochemical energy needed for a lifetime of pumping. The coronary arteries supply oxygenated blood to the heart during diastole and increases in oxygen demand by the myocardium are directly related to the heart rate (higher rate = higher oxygen demand and shorter diastole for coronary supply) and saturation of blood by oxygen (to prevent hypoxia). Even at rest, the myocardium consumes 8 to 13 mL of oxygen per 100 g of tissue per minute and ROS from mitochondrial respiration and pro-ROS proteins, such as Nox4, create a pro-oxidative state that requires constant rebalancing to maintain redox homeostasis [48,49]). Xenobiotics may also introduce ROS either by direct chemical action (e.g., nitrosamines from cigarette smoke, fermented foods, or cured meats) or immune response. However, since ROS function as a second-messenger system and have been implicated as crucial regulators of stem cell differentiation and apoptosis/necrosis, tight regulation of the Nrf2-mediated antioxidant response (e.g., via Keap1 direct and Bach1 competitive pathways) is required to maintain such basal messenger activity. Cardiomyocyte differentiation, in particular, is sensitive to ROS, requiring it for progression to maturity, and cardiac-resident stem cells in adults may be similarly affected by imbalanced redox homeostasis, driving them towards hypertrophic or synthetic phenotypes [50].

Of current controversy in cardiac research is the involvement of Nrf2 as a pro-hypertrophic, factor in progressive heart failure. On one side, numerous reports have linked Nrf2 deficiencies to ROS-mediated cardiac hypertrophy related to Angiotensin II, IL-6-mediated inflammation, aortic constriction (TGFβ1/SMAD2 signaling), and obesity-related stress [51,52,53]. Diverse other reports have detailed the role of Nrf2 in preventing cardiomyocyte necrosis, hypertrophy, and fibrosis of the myocardium due to ROS while antioxidant response proteins (e.g., NQO1, SOD1, GPX4) have been found at low expression levels under ischemic cardiomyopathy conditions [54,55]). However, recent evidence that Nrf2 induces progressively maladapted remodeling in the absence of functional autophagy casts doubt on the exploitation of Nrf2 in patients with metabolic disorders or heart disease (Figure 1) [46]. Reports from the Cui research group have indicated that Fyn-mediated nuclear export inhibition is to blame but other yet-discovered factors may also play crucial roles in pathogenesis [46]. Future studies on the effect of autophagy and other regulatory modalities (methylation, sumoylation, etc.) will delineate the thresholds beyond which Nrf2 enhancement becomes problematic for the heart.

Ostensibly, boosting Nrf2 will increase the total antioxidant capacity within the heart and neutralize ROS that perpetuate necrotic and fibrotic pathways, leading to the concept of “the more antioxidant capacity, the better”. In spite of this theory, results from well-controlled clinical trials of supplemental antioxidants (selenium, vitamin E, beta-carotene, etc.) have returned disappointing results where risk was either unchanged or even enhanced [56]. Results from previously reviewed meta-studies with 156,663 and 188,209 total participants found no significant effects of antioxidant/vitamin supplements on cardiovascular risk [56]). However, a recent meta-study of selenium and other antioxidants only found significant risk reduction for selenium across 43 studies (possibly because such minerals, similarly to zinc, are important constituents of antioxidant enzymes and not activators of Nrf2) [57]). Consequently, the Selenium and Vitamin E Cancer Prevention trial (N = 35,533) found that supplementation increased diabetes and prostate cancer risks, while a beta-carotene study did find inverse relationships with lower cardiovascular risk but could not completely rule out the effects of confounding variables (i.e., accidents and injuries) [57,58]. In general, antioxidants have proven to be poor substitutes for generally healthy lifestyle habits (e.g., no tobacco use, moderate diet, moderate exercise, stress reduction, good sleep habits) and excessive antioxidant use is associated with increased all-cause mortality (vitamin E), oxidative stress (ascorbic acid), and cancer risk (vitamin A) [59].

In similar fashion, Nrf2 exogenous enhancers have not shown promise in either preventing or treating cardiovascular diseases and several trials have ended early because of deleterious heart effects after treatment (see Section 4.2 and Section 4.3). For this reason, external and sustained enhancement of the antioxidant response out of context with other regulatory factors (e.g., autophagy) could counterintuitively damage the myocardium through pathways not yet fully elucidated (Figure 1). More antioxidant capacity is, in light of these studies, definitely not better.

3.2. Nrf2 in the Failing Heart: Autophagy as a Keystone Mechanism

Aging and failing hearts experience stiffening from fibrosis caused by immune responses to myocardial necrosis, increased ROS from aging and senescent mitochondria, lipofuscin accumulation from lysosomal degradation, deficiencies in calmodulin signaling/calcium flux (RYR2, SERCA2a) and increased maladaptive remodeling due to high blood pressure that stems from glucose dysregulation and hyperkalemia [60,61,62]. Additionally, autophagic capacity drops as suppression factors like mTOR are overexpressed by chronically high AKT levels while chronic IGF-1 expression, long touted as a youth-sustaining factor, paradoxically ages the heart rapidly as it has been shown to downregulate autophagy by suppression of autophagosome formation and increases in AKT/mTOR [63,64].

Hyperglycemia has been shown to modulate autophagy via AMPK and ROS induction of the ERK/JNK-p53 mechanism [65,66,67]. Additionally, fasting is a potent activator of autophagy even under increased peroxide generation by mitochondria in animals [66,68]. In type 2 diabetics, while initially protective, mitophagy (i.e., autophagy of damaged mitochondria) may eventually drive cells towards reduced energy as mitochondria are damaged by increased metabolic activity and are recycled faster than replacement [69]. However, the loss of autophagic capacity, especially in pancreatic β cells and diabetic hearts, may also be important in progression to end-stage disease [69,70]). Thus, patients who do not possess a fully intact autophagy capacity (e.g., heart failure or type 2 diabetics) may be harmed by artificial Nrf2 enhancement.

Wu et al. recently reported a putative mechanism for this effect in pressure-overloaded hearts that involves dysfunctional autophagy, restricting phosphorylated Fyn and ERK from translocating to the nucleus and downregulating Nrf2 activity that would otherwise restrict angiotensin expression [71]. In such cases, subsequent activation of angiotensin II (Ang-II) receptors by Ang-II production would increase blood pressure and eventual hypertrophy [71]. Additionally, interactions between autophagic control factor p62 and Keap1 mean that reduction in upstream p62/AKT/mTOR result in increased Nrf2 activation and further exacerbation of Ang-II-induced maladaptive remodeling (Figure 1) [72].

Figure 1.

Figure 1

The Vicious Cycle of Nrf2 in Cardiac Hypertrophy. Aged and failing hearts have dysfunctional autophagy (bottom), which cannot downregulate Nrf2 transcription of Angiotensinogen and AngII, increasing blood pressure and mechanical induction of hypertrophy, pro-hypertrophic miRNA, necrosis, and fibroblast activation (right). Hypertrophic cells increase ROS output and decompensation within the heart occurs, increasing the ischemic microenvironment and generating even more ROS in a vicious cycle (top) [71,72]. Created in BioRender.com.

3.3. Nrf2 in the Kidneys

Because of their role in blood filtering and dependence on over ¼ of cardiac output to function, the kidneys are inextricably linked to the heart [73]. As in the heart, Nrf2 plays an important role in defense against bloodborne sources of ROS (e.g., hyperglycemia, nitrosamines, xenobiotics) and the dense, fine capillary network within kidneys is easily damaged. The primary basal ROS within the kidney are produced by epithelial cells that use mitochondrial respiration for ATP generation that drives glomerular filtration [74]. Such ROS are also important messengers in secondary pathways, including hormone secretion and vascular reactivity [73]. Transient ischemia from heart failure, atherosclerosis, or chronic kidney diseases happens from occluded blood flow and creates excessive ROS from reperfusion injury that can easily damage delicate epithelial cells within the glomerular network and release inflammatory factors that locally propagate ROS production [73]. To compensate, Nrf2, in addition to its suite of ARE-mediated antioxidant enzymes, also produces pentose phosphate that generates NADPH which serves as a local and direct antioxidant [73]. Nrf2 is also protective against heavy metal insult from cadmium or arsenic and glutathione production by Nrf2 may attenuate damage from hyperglycemia in addition to reduction in inflammation through cytokine and NLRP3 inflammasome suppression [75]). Once transcription has been activated, Nrf2 can then be degraded in its canonical manner (proteasome via β-TrCP or Hrd1) and is thus prevented from overaccumulation [75,76]).

Unfortunately, as in the heart, Nrf2 has the potential to inflict harm as a report by Rush et al. (as reviewed by Nezu and Suzuki) revealed that sustained increases of Nrf2 in injured kidneys from treatment with bardoloxone-methyl (CDDO-Me) results in proteinuria and malformed podocyte feet [76,77]. This was thought to be due to inactivation of Keap1 suppression of Nrf2 by electrophilic effect [76]. Thus, in light of the links between deficient autophagy, Nrf2, and myocardial maladaptation, similarly suppressed autophagy in aged or damaged kidneys may also modulate chronic status and permanent damage. However, as sustained autophagy after acute kidney injury has been shown to promote fibrosis, further kidney-specific studies on the relationship between autophagy, Nrf2, and kidney fibrosis with regard to acute and chronic kidney injury microenvironments are required [78].

4. Clinical Nrf2 Modulators

Upregulation or downregulation of Nrf2 activity by exogenous modulators can be separated into 3 groups, namely those that increase Nrf2 levels, those that facilitate Nrf2 transcription, or those that affect translocation/stability. Most electrophilic modulators derived from triterpinoids, organosulfur compounds, and stilbenes act directly on Keap1 Cys151, 273, 288 or combinations of these or other cysteines to reduce Keap1 binding affinity to cytosolic Nrf2 [79]. However, inorganic compounds, such as LiCl, may alternately activate Nrf2 through GSK-3 suppression and DHA may activate the p65/MAPK/IKK-mediated upregulation of Nrf2 [80]. By suppression of Keap1 expression, chlorogenic acid compounds (such as CGA) may also increase cytosolic free Nrf2 [81]. Other compounds, such as the fumaric acid derivatives (Tecfidera and others), increase Nrf2 activity by increasing the export of the Bach1 competitive transcription factor [82]). These compounds have been extensively reviewed [83,84]. Table 4 contains a list of currently known and reported regulators.

Table 4.

Exogenous Activators/Suppressors of Nrf2 [79].

Activate/Suppress Action Compound Type/Origin Ref.
Activate Keap1 Cys151
alkylation
CDDO-Me Triterpinoid [79]
RTA-408 (omaveloxolone) Triterpinoid [79]
Oltipraz Organosulfur [79]
Sulforaphane Organosulfur [79]
Sulforadex Organosulfur [79]
Alpha lipoic acid Organosulfur [79]
ALKS-8700 Fumaric acid [79]
BG-12/Tecfidera Fumaric acid [79]
Dimethyl fumarate Fumaric acid [79]
Curcumin Stilbene [79,85]
Resveratrol Stilbene [79]
Ursodiol Bile acid [79]
Xanthohumol Chalcone [86]
Hydrogen sulfide Inorganic [87]
ITH12674 Melatonin-sulforaphane [79,88]
Keap1 Cys 273 and 278 targeting CXA-10 Fatty acid [79]
Keap1 Cys 368 and 513 targeting CGA Chlorogenic Acid [89]
Keap1 Cys 368 and 513 targeting NMP Chlorogenic Acid [8]
Inhibits
phosphatase action on Nrf2
tBHQ Quinone [8,90]
Activate or Suppress Binds to Arg415/483 or Nrf2 translocation blocker Quercetin Polyphenol [8,87,91]
Cullin3
destabilization
DHA Lipid [8,92]
GSK-3
inhibition
Lithium Chloride Inorganic [80]
NF-kB
regulation
Melatonin Hormone [93]
NR Flazin B-carboline alkaloid [94]
Competitive binding to Keap1 Apigenin Quassinoid [95]
Suppress Nrf2
translocation blocker
Trigollenine Alkaloid [96]
Nrf2
translocation blocker
Ascorbic acid Vitamin [97]
Nrf2
Ub/Prot Turnover
Brusatol Quassinoid [98]
Nrf2
translocation blocker
Chrysin Quassinoid [95]
Nrf2
Transcriptional repressor
Luteolin Quassinoid [99]

4.1. Exercise versus Exogenous Regulation

Exercise is universally accepted as heart-healthy, countering cardiomyopathy and resulting in a dramatic upregulation of Nrf2 and associated downstream elements [100]. In this fashion, Nrf2 is closely tied to muscular endurance against ROS and other associated oxidative byproducts of myocyte mitochondrial respiration. Within skeletal muscle itself, Nrf2 is part of the antioxidant response to ROS generated by aerobic respiration within striated myocytes and helps to reduce citrate synthase and COX-mediated inflammation [101]. In cases of exercise, muscle contractions (100 and 50 Hz) and long periods of aerobic exertion have been found to stimulate Nrf2 response [101]. So why does exercise-mediated Nrf2 elevation prevent cardiomyopathy instead of possibly promoting it as seen with exogenous compounds? The answer may lie in both autophagy competence and miRNA-mediated control of myocyte cell size and growth.

In the heart, murine models of exercise have reported that moderate exercise stabilizes the Nrf2 promoter in myocardial cells while it also increases AMPK phosphatase activity on mTOR to suppress its negative regulation of autophagic induction [100,102]. Additionally, it upregulates pro-autophagic factors FOXO3 and HIF-1 while also upregulating mitochondrial biogenesis factor PGC-1α through increased AMPK activity [102,103]. The simultaneous increase of autophagy with induction of short-term, shear-stress mediated pumping action, activates both SIRT1 transcription pathways as well as production of numerous anti-hypertrophic miRNAs (miR-1, -133, -26 and many others) that can, in the case of miR-1, inhibit PP2A and regulate heart rhythm or, in the case of miR-133, control hypertrophy by suppressing RHOA, NELF-A/WHSC2, and CDC42 [104,105,106,107]. Counterintuitively, pro-hypertrophic miRNAs are also expressed simultaneously (miR-143, -103, 130a, and others) that function to regulate both differentiation and cardiomyocyte morphology [108]. Furthermore, miR-29 has been specifically noted to downregulate collagen formation (reducing fibrosis) and miR-27a/b and -143 control blood pressure by action on angiotensin even as miR-27a regulates myosin heavy chain gene β-MHC (Figure 2) [105,109]. These miRNAs then act in opposing concert to mediate a controlled growth that results in myocytes that grow stronger but not larger; in effect, these cells become better adapted and more efficient. A partial list of such miRNAs affected by exercise are summarized in Table 5. In contrast, exogenous regulators of Nrf2 target only Nrf2 and do not seem to engage systemic regulatory machinery that provides anti-hypertrophic signaling in addition to the antioxidant response (Figure 2). In murine models, CDDO treatment has been shown to cause large changes in miRNA expression but this effect has not yet been studied in clinical trials of Nrf2 exogenous modulators [110]. Thus, simple administration of Nrf2 enhancers may not maintain the same benefit as exercise and clinical trials of such compounds would do well to include exercise/non-exercise groups whenever possible to determine the effect of this systemic machinery on cardiac hypertrophy. Future studies on human pan-miRNA expression profiles, especially miRNAs that regulate hypertrophy, will be useful in determining the molecular impact of artificial Nrf2 enhancement on the potential pathogenesis of cardiomyopathy.

Figure 2.

Figure 2

Exercise vs. Endogenous Nrf2 Regulators in the Heart. Exogenous regulators (top) increase Nrf2 levels through interaction with Keap1 but the effect on cardiac-related miRNA and autophagy is poorly studied. Conversely, exercise (bottom) upregulates not only Nrf2, but also pro- and anti-hypertrophic miRNA generation that allow for controlled remodeling. Additionally, autophagic enhancement removes the danger of necrosis from damaged organelles and reduces fibrosis from protein aggregates. Created in BioRender.com.

Table 5.

Hypertrophy-Modulating Factors Upregulated by Exercise [105,111].

Role Gene/miRNA Type Function Ref.
Anti-
Hypertrophic
miRNA-1 HDAC4 targeting [105,112]
miRNA-9 Downregulation of ELAVL1-mediated inflammation [105,113]
miRNA-26a-1 Promotes angiogenesis; MGFβ-SMAD2/3 signaling [105,114]
miRNA-98 Downregulates FAS and caspase-3 [105,115,116]
miRNA-133 Cardiac muscle development; SFR, HDAC4, cyclin D2 targeting [105,117]
miRNA-145 Targets C-MYC, OCT4, SOX2, KLF4, and STAT1; inhibits SMC proliferation [105,118]
miRNA-378 Autophagy promotion via FOXO, PDK1, and ULK1 targeting [105,119]
Pro-
Hypertrophic
miRNA-15b/107 Decreases hypoxia response; targets BCL2, ARL2, PDK4, and SGK1 [105,120,121]
miRNA-21 Pancellular expression; Interacts with PTEN, TPM1, PDCD4 [105,122]
miRNA-23a Suppresses p53, BAX/BCL2, and PTEN [105,123]
miRNA-27a-3p Targets NOVA1 to induce hypertrophy [105,124]
miRNA-34 Targets PNUTS; enhances telomere shortening in cardiomyocytes [105,125]
miRNA-103 Reduces mitochondrial oxidation [105,126]
miRNA-143 Protein kinase C epsilon targeting [105,127]
miRNA-146a Targets PLN and ANK2; reduces contractile ability [105,128]
miRNA-195 Targets SIRT3 [105,129]
miRNA-199a -3p/5p Controls cardiac repair via TAOK1, β-TrCP, Cofilin2 [105,130]
miRNA-208a/b Downregulates SOX6 and NLK [105,131]
miRNA-210 HIF-1alpha dependent; angiogenesis factor [105,132]
miRNA-221 Downregulates TGF-β and SMAD2, JNK1, ETS1 [105,133]
miRNA-222 Downregulates TGF-β and SMAD2, JNK1, ETS1 [105,133]
miRNA-499 Targets p21 [105,134,135]

4.2. Clinical Trials with Exogenous Nrf2 Modulators

To explore the potential of developing cardiac pathologies after exogenous Nrf2 modulation, ClinicalTrials.gov was searched for each compound in Table 3 and results were filtered as follows: ALL interventional trials (randomized clinical trials), any phase (Early Phase 1, Phase 1, Phase 2, Phase 3, Phase 4), with results. In cases where studies exceeded 35 (e.g., ascorbic acid), 10 of the topmost results were used. Notable cardiac-related side effects were tallied and are displayed in Table 6.

Table 6.

Selected clinical trial updates and dispositions for Nrf2 Exogenous Regulators (data from ClinicalTrials.gov).

Compound Number of Studies RCT ID Year Recruit
Status
Cardiac
Issues?
Notes
ALKS-8700 2 NCT02634307 2022 Complete 2/239
NCT03093324 2020 Complete 1/253
Apigenin 12 NCT01286324 2017 Complete 0/17
Ascorbic Acid 1000+ NCT03422159 2021 Complete 0/68
NCT03389555 2021 Complete 0/101
NCT03338569 2021 Complete 4/61 3/64 in placebo
NCT00532844 2021 Complete 1/50 Combination Sapropterin DiHCl
NCT01167569 2020 Complete 0/28
NCT03148236 2019 Complete 1/10
NCT02106975 2019 Complete 0/84
NCT01723696 2019 Complete 3/120 Infants
NCT01413360 2016 Complete 0/10
NCT00621023 2013 Complete 1/6
BG-12 6 NCT00273364 2020 Complete 0/55
NCT01568112 2016 Complete 0/42
CDDO-Me 34 NCT04494646 2022 Complete 0/21
NCT03366337 2022 Complete 1/18 CDDO-Me in glomerulosclerosis
NCT00529113 2022 Terminated NR Reata
NCT02036970 2021 Complete 4/12 CDDO-me 5 mg vs. 0/4 in 20 mg
NCT01549769 2014 Terminated NR Reata: Safety Concerns
NCT01351675 2014 Terminated NR Reata
NCT01500798 2014 Terminated NR Reata
NCT01551446 2012 Withdrawn NR Reata
NCT01655186 2012 Withdrawn NR Reata
NCT01576887 2012 Withdrawn NR Reata
NCT00550849 2007 Terminated NR Reata
Curcumin 294 NCT03085680 2022 Complete 0/8
NCT02494141 2022 Complete 0/34
NCT03584724 2022 Complete 0/20
NCT02978339 2020 Complete 0/15
NCT01383161 2020 Complete 0/25
NCT00094445 2020 Complete 5/44
NCT02104752 2019 Complete 0/17
NCT02300727 2019 Terminated 0/3 Not enough volunteers
NCT01514370 2019 Complete 0/38 Plus IFNB
NCT01740323 2019 Complete 3/15
NCT00641147 2017 Complete 0/21
NCT02556632 2017 Complete 0/64
NCT01246973 2016 Complete 0/344
NCT00365209 2015 Complete 0/22
NCT00525421 2013 Complete 0/10
NCT01042938 2012 Complete 0/14
CXA-10 1 NCT04125745 2022 Terminated 0/1 Early termination. No safety problems
DHA 94 NCT01732874 2021 Complete 0/11
NCT01903525 2021 Complete 0/20
NCT02514070 2021 Complete 0/33
NCT02947100 2020 Complete 0/3
NCT02487771 2018 Complete 0/0
NCT01976806 2017 Complete 1/27 Palpitations
NCT00266825 2016 Complete 0/154
NCT00100230 2015 Complete 0/27
NCT01007110 2014 Complete 0/35
NCT00440050 2014 Complete 8/214 Pulmonary embolus
Dimethyl Fumarate 131 NCT02981082 2022 Terminated 0/4 Low recruitment
NCT04570670 2022 Complete 1/50
NCT02739542 2022 Complete 0/44
NCT02634307 2022 Complete 1/225 ALKS-8700 2/239
NCT02907177 2021 Terminated 1/68 Low recruitment
NCT02975349 2021 Active no recruit 0/54
NCT00835770 2020 Complete 9/868 3x/day 11/868 2x/day
NCT03093324 2020 Complete 0/251 ALKS-8700 1/253
NCT02428231 2020 Terminated 0/32
NCT02410278 2020 Complete 0/98
NCT02951533 2020 Complete 0/84
NCT03331835 2020 Complete 0/102
NCT00273364 2020 Complete 0/55
NCT02784834 2019 Terminated 0/2 No funding
NCT02525874 2019 Complete 1/218
NCT02555215 2019 Complete 1/20
NCT03255382 2019 Complete 0/57 Fumaderm
NCT02634801 2019 Complete 0/19
NCT02438137 2017 Complete 1/21 MI
NCT02125604 2017 Complete 0/211
NCT01156311 2017 Complete 3/57 With IFNB, 1/47 with Glatiramer acetate
NCT02430532 2017 Terminated 0/28 Sponsor terminated
NCT02410200 2017 Complete 0/22
NCT01873417 2017 Complete 1/233
NCT02343159 2017 Terminated 1/27 Angina; Sponsor Decision
NCT02097849 2017 Complete 0/38
NCT02117050 2017 Terminated 0/0 Low recruitment
NCT02217982 2017 Terminated 0/4 Low recruitment
NCT02474082 2017 Complete 0/95
NCT02241785 2017 Terminated 0/47 Business Reasons
NCT02090413 2016 Complete 0/80
NCT01568112 2016 Complete 0/43
NCT00420212 2015 Complete 3/826
NCT00451451 2015 Complete 1/703
Melatonin 49 NCT02654314 2022 Terminated 0/136
NCT02386319 2021 Complete 0/16
NCT03597529 2021 Complete 0/40
NCT02344316 2021 Complete 0/13
NCT02631148 2021 Terminated 0/12
NCT04137627 2019 Complete 0/13
NCT01700959 2018 Complete 9/66 delayed sleep onset
NCT00925899 2017 Complete 0/34
NCT01805089 2015 Complete 0/48
NCT01355523 2014 Terminated 1/27 Inclusion/finances
Quercetin 109 NCT02195232 2021 Complete 0/57
NCT02463357 2021 Complete 0/20
NCT01722669 2020 Complete 0/30
NCT01708278 2016 Complete 0/6
NCT00913081 2015 Complete 0/17
Resveratrol 192 NCT01354977 2022 Complete 0/12
NCT02523274 2022 Complete 0/20
NCT04668274 2022 Complete 0/24
NCT01321151 2021 Complete 0/6
NCT02767869 2021 Complete 0/12
NCT02114892 2020 Complete 0/12
NCT03384329 2020 Complete 0/11
NCT00920556 2019 Terminated 2/24 At study directors discretion
NCT02095873 2017 Complete 0/32
NCT02475564 2016 Complete 0/22
NCT01504854 2016 Complete 1/64
NCT01640197 2012 Complete 0/30
RTA-408 2 NCT02259231 2021 Complete 5/41
NCT02255422 2021 Complete 3/40
Sulforaphane 92 NCT03126539 2022 Terminated 0/9 Adminstrative
NCT03402230 2022 Complete 1/49
NCT02810964 2021 Complete 1/32 Placebo 3/32
NCT02561481 2020 Complete 0/32
NCT02909959 2020 Complete 0/24
NCT02885025 2020 Complete 0/30
NCT00621309 2019 Complete 0/29
NCT02656420 2019 Complete 0/115
NCT01474993 2018 Complete 0/26
NCT00982319 2018 Complete 0/15
NCT01437501 2018 Complete 0/148
NCT01228084 2017 Complete 0/20
NCT01335971 2017 Complete 1/29 COPD exacerbation
NCT00843167 2017 Complete 0/27
NCT01845220 2017 Complete 0/30
NCT00946309 2016 Complete 0/21
Ursodiol 182 NCT02748616 2022 Complete 0/2
NCT03226067 2022 Complete 0/74
NCT03602560 2022 Complete 0/188
NCT02955602 2022 Complete 2/108
NCT01865812 2022 Complete 0/26
NCT03633227 2022 Terminated 2/10 Sponsor decision
NCT00059202 2021 Terminated 0/76 Futility
NCT03394924 2021 Complete 0/59
NCT02078882 2020 Complete 1/16
NCT00706381 2020 Complete 0/29
NCT03742973 2020 Terminated 0/0 Low recruitment
NCT04053023 2020 Complete 0/19
NCT02033876 2019 Complete 0/12
NCT01904058 2019 Complete 1/20
NCT03124108 2019 Complete 0/30
NCT02244944 2018 Terminated 0/2 Low recruitment
NCT00575042 2018 Complete 0/20
NCT01097304 2017 Complete 6/36
NCT01389973 2016 Complete 0/20
NCT02111603 2016 Complete 0/12
NCT00877604 2014 Complete 0/15
NCT01249092 2013 Complete 0/20
NCT00200343 2012 Complete 0/596
NCT00550862 2012 Complete 1/41
NCT00909753 2009 Complete NR
NCT00909610 2009 Complete NR

4.3. Clinical Trial Commentary: Reata Bardoloxone Trials

As seen in Table 4, the incidence of reported cardiac-related adverse events has remained quite low (usually less than 10%) but the number of completed trials with no results outweighs, in the cases of CDDO-Me and sulforaphane, completed trials containing reported adverse events. Even if positive results are not reported, the lack of adverse event reporting contributes to the issue of whether Nrf2 exogenous modulation has any negative effects on the heart as reported in the CDDO-Me Reata clinical trials (2007–2014; ClinicalTrials.gov: NCT01549769, NCT01351675, NCT01500798, NCT01551446, NCT01655186, NCT01576887, NCT00550849) [8]. If Nrf2 upregulation by other Keap1-Cys151-acting compounds, such as dimethyl fumarate or ursodiol (a gallstone dissolver), activated Nrf2 at the same level as CDDO, more trials could be expected to end in termination for patient safety/adverse event reasons. However, it seems as if only the Reata trials were affected because several other CDDO-Me trials were successfully completed, albeit without reported results. This raises several important questions with regard to Nrf2 regulation in chronic diseases. First, what miRNA does CDDO-Me regulate and are transcription profiles in sufferers of chronic pulmonary or metabolic diseases different from healthy volunteers? Second, since functional autophagy is indicated to play an important role in Nrf2-mediated pathogenesis, molecular evaluation of autophagy should be mandated in patients before such Nrf2-modulating compounds are tested, especially in diabetics or those with cardiac/pulmonary diseases [136]. Finally, other strong Nrf2 activators (such as organosulfur compounds or regular exercise) should be tested alongside CDDO-Me and any other compound suspected of causing Nrf2-mediated cardiomyopathy. These three precautions would give invaluable data as to the true cause of any cardiac maladaptation due to Nrf2-mediated hypertrophy and also verify miRNA-related silencing with regard to Nrf2 expression and downstream elements.

4.4. Clinical Perspective: Usefulness of Nrf2 Modulation in Heart Pathologies

Despite the potential to ablate ROS-mediated cardiomyocyte damage, curative applications of Nrf2 modulators for cardiac pathologies have yet to be reported. With regard to the heart, only animal models of heart failure have shown promise, with Nrf2 activators such as curcumin and CDDO-Me increasing exercise capacity, stroke volume, and cardiac output [137,138,139]). Conversely, diet and exercise carry extensive evidence for cardiac benefit. Furthermore, the possibility of exacerbating cardiomyopathy with Nrf2 exogenous modulation and concerns over chemotherapy resistance from Nrf2-mediated antioxidant enzymes upregulated in cancer cells make the use of such compounds questionable for clinical applications [47]. However, some studies have shown promise in wound healing, particularly within diabetic or hyperglycemic milieus, through the activation of Nrf2 targets HO-1 and NQO1 via hyperbaric oxygen therapy [140].

While clinical applications of Nrf2 activators have centered around cancers, kidney diseases, multiple sclerosis, and other inflammation-mediated diseases, topical Nrf2 activation in wound healing remains an underexplored topic and localized upregulation of Nrf2-mediated antioxidants might be of some value in the surgical suite [140]. Additionally, dental inflammation, primarily initiated upon microbial challenge by the NLRP3-mediated, pattern recognizing inflammasome, has been reported to be ablated by Nrf2 through NF-κB downregulation, countering ROS-mediated activation [141]. Nrf2 is also apparently capable of upregulating NLRP3 upon challenge with solid irritants (e.g., alum, silica crystals) [141]. Finally, the success of Nrf2 activators in animal models naturally points towards the potential of Nrf2 manipulation in animal and veterinary medicine, especially in wound healing. Thus, the exploration of Nrf2 manipulation for human clinical purposes must orient towards localized and isolated systems (i.e., oral, digestive, neurological) instead of systemic increase through oral or intravenous administration of compounds.

5. Conclusions

Nrf2, once regarded as a potential key to unlock novel therapies in the cardiovascular and cancer fields, has now assumed the role of a double-edged sword: when properly regulated, it can reduce ROS and increase wound healing but carries the possibility of chemotherapy resistance and cardiomyopathy when overexpressed by exogenous manipulation through natural and synthetic compounds. Clinical trials have not reported significant effects in diverse human disease systems while only animal trials seem to hold promise for veterinary therapeutic development. However, numerous reports indicate that exercise, as a natural Nrf2 upregulator, simultaneously increases miRNA that prevent cardiomyopathy during remodeling and exercise response. Furthermore, functional autophagy prevents pathological effects of Nrf2 activation and autophagic activators, such as fasting, may also be important in controlling unwanted Nrf2 effects [66]. Therefore, detailed studies on the regulatory microenvironment of the heart during exercise, fasting, and exogenous Nrf2 stimulation may provide insight into the complex regulatory system that controls cardiac remodeling.

Author Contributions

Conceptualization, B.J.M. and Y.H.; writing—original draft preparation, B.J.M. and H.K.; writing—review and editing, B.J.M., H.K. and Y.H.; supervision, Y.H.; project administration, B.J.M. and Y.H. All authors have read and agreed to the published version of the manuscript.

Conflicts of Interest

The authors declare no conflict of interest.

Funding Statement

This research received no external funding.

Footnotes

Publisher’s Note: MDPI stays neutral with regard to jurisdictional claims in published maps and institutional affiliations.

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