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. 2022 Dec 13;17(12):e0277727. doi: 10.1371/journal.pone.0277727

Air-conducted ultrasound below the hearing threshold elicits functional changes in the cognitive control network

Markus Weichenberger 1,*, Marion U Bug 2, Rüdiger Brühl 2, Bernd Ittermann 2, Christian Koch 2, Simone Kühn 1,3
Editor: Brenton G Cooper4
PMCID: PMC9747049  PMID: 36512612

Abstract

Air-conducted ultrasound (> 17.8 kHz; US) is produced by an increasing number of technical devices in our daily environment. While several studies indicate that exposure to US in public spaces can lead to subjective symptoms such as ‘annoyance’ or ‘difficulties in concentration’, the effects of US on brain activity are poorly understood. In the present study, individual hearing thresholds (HT) for sounds in the US frequency spectrum were assessed in 21 normal-hearing participants. The effects of US were then investigated by means of functional magnetic resonance imaging (fMRI). 15 of these participants underwent three resting-state acquisitions, two with a 21.5 kHz tone presented monaurally at 5 dB above (ATC) and 10 dB below (BTC) the HT and one without auditory stimulation (NTC), as well as three runs of an n-back working memory task involving similar stimulus conditions (n-ATC, n-BTC, n-NTC). Comparing data gathered during n-NTC vs. fixation, we found that task performance was associated with the recruitment of regions within the cognitive control network, including prefrontal and parietal areas as well as the cerebellum. Direct contrasts of the two stimulus conditions (n-ATC & n-BTC) vs. n-NTC showed no significant differences in brain activity, irrespective of whether a whole-brain or a region of interest approach with primary auditory cortex as the seed was used. Likewise, no differences were found when the resting-state runs were compared. However, contrast analysis (n-BTC vs. n-ATC) revealed a strong activation in bilateral inferior frontal gyrus (IFG, triangular part) only when US was presented below the HT (p < 0.001, cluster > 30). In addition, IFG activation was also associated with faster reaction times during n-BTC (p = 0.033) as well as with verbal reports obtained after resting-state, i.e., the more unpleasant sound was perceived during BTC vs. ATC, the higher activation in bilateral IFG was and vice versa (p = 0.003). While this study provides no evidence for activation of primary auditory cortex in response to audible US (even though participants heard the sounds), it indicates that US can lead to changes in the cognitive control network and affect cognitive performance only when presented below the HT. Activation of bilateral IFG could reflect an increase in cognitive demand when focusing on task performance in the presence of slightly unpleasant and/or distracting US that may not be fully controllable by attentional mechanisms.

Introduction

Technological progress and urbanization significantly contributed to the fact that nowadays air-conducted sound in the ultrasonic frequency range (> 17.8 kHz, US) represents an integral part of our daily stimulus environment. While the use of US in animal communication, medical technology and the manufacturing industries is sufficiently well-known, less attention is paid to the fact that US is also emitted by an increasing number of commercially available devices, which often results in people being exposed to such frequencies on a daily basis without noticing. Acoustic field measurements revealed that significant levels of US are present in a variety of public places such as railway stations, libraries, or schoolrooms [1–4]. Currently, two types of sources are considered the largest contributors of US in the public domain: Public address voice alarm (PAVA) systems, often found in shopping centers, airports, or football stadiums, capable of generating 20 kHz tones of up to 80 dB [2, 5, 6] as well as ultrasonic pest repellents, emitting US of over 100 dB [2, 7, 8]. Interestingly, there is still a widespread belief among the public that US refers to sound above 20 kHz and categorically exceeds the human hearing range. However, in recent years, there has been a growing consensus among researchers to define 17.8 kHz (i.e., the lower limit of the third octave band centered at 20 kHz) as the lower limit of the ultrasonic frequency spectrum [9]. It has been shown repeatedly that at a sufficiently high sound pressure level (SPL), hearing thresholds (HT) for air-conducted US at frequencies of up to 28 kHz can be determined [10–12]. Importantly, these studies also demonstrated that even in demographically homogenous samples, HTs for US stimuli vary widely from person to person, which suggests that certain individuals may be significantly more susceptible to the effects of US exposure than others.

To date, adverse effects of ultrasonic noise on workers in the manufacturing industries have been described in numerous studies and reports dating back to the 1940s, including a wide range of auditory (e.g., HT shifts or tinnitus) as well as non-auditory symptoms (e.g., dizziness, fatigue, nausea or migraine) [review in 13]. Meanwhile, a number of recent studies also addressed the question, whether similar symptoms could arise from US exposure in the public domain. Fletcher et al. [14] exposed participants to audible sound at frequencies between 13.5 kHz and 20 kHz and showed that these sounds were perceived as significantly more ‘unpleasant’ compared to a 1 kHz control stimulus. Interestingly, a subset of participants who had previously complained about alleged adverse effects of public US exposure also reported greater ‘difficulty concentrating’ and greater levels of ‘annoyance’. Ueda et al. [7] investigated the effects of audible US by installing rodent repellents, capable of producing sound with a spectral peak at around 20 kHz and SPLs between 90 dB and 130 dB outside of a public restaurant and reported that all 35 participants aged 20 years to 50 years were able to hear the sound, with about half of them experiencing it as ‘uncomfortable’, ‘noisy’ and even causing ‘pain in the ear’. Taken together, these studies seem to confirm the suspicion that once US reaches the HT, it immediately causes discomfort [1, 12] and–depending on other factors such as sound intensity, duration of exposure, or individual susceptibility–may also produce other adverse effects. In contrast, little is known about whether inaudible US could also have harmful effects. To address this question, Fletcher et al. [15] conducted a double-blind follow-up study, in which participants were exposed to an inaudible 20 kHz tone for 15 min vs. sham. Interestingly, while stimulation per se did not cause any adverse symptoms, the authors reported that (false) expectations about the presence of US led to small nocebo effects (i.e., slightly higher ratings for ‘ear pain’, ‘dizziness’, and ‘tinnitus’). In a recent fMRI-study, Ascone et al. [16] also investigated potential adverse effects of inaudible US vs. sham by installing commercially available US sources capable of producing sound at about 22.4 kHz in participants’ bedrooms. The authors reported that prolonged US exposure over a period of 28 consecutive nights had no influence on any of the behavioral domains studied (such as sound sensitivity, quality of sleep or cognitive performance), while sham stimulation was again associated with minor nocebo-effects (i.e., increased somatization and phasic alertness). However, they also showed that US exposure was associated with significant reductions in grey matter volume in brain areas involved in executive functions, such as attention control and inhibition. While both studies stress the importance of individual expectations and beliefs in assessing US-related health effects, Ascone et al.’s findings indicate that inaudible US could also exert an influence on the central nervous system (CNS) in the absence of auditory perception, as has been suggested for sound with frequencies below 20 Hz (i.e., infrasound) at levels near the HT [17].

Although hearing in the US frequency spectrum appears to be restricted significantly by the poor impedance match of the middle ear at high frequencies [18, 19] and potential frequency limitations due to the tonotopic architecture of the cochlea [20], it most likely involves processing at the base of the cochlea (i.e., the high-frequency part) and is, therefore, an auditory sensation [3]. However, given that US in the public domain is often inaudible, Leighton [1] put forward an alternative hypothesis that could explain how some of the non-auditory symptoms attributed to US could emerge in the absence of auditory processing, i.e., via activation of mechanical proprioceptors in the tympanic membrane as well as muscles of the eustachian tube. The resulting discrepancy between proprioceptive input and inner ear activity could thus lead to symptoms such as headache, dizziness, nausea or fatigue. While this hypothesis has not been tested explicitly, Job et al. [21] showed that applying small air pressure changes to the tympanic membrane causes changes in brain activity at the caudal edge of the somatosensory cortex, which may be a first indication that inaudible US could affect signal processing in the somatosensory pathway.

To date, several studies have aimed to identify the neural correlates of US processing in humans by measuring brain activity in vivo during stimulus application, with overall mixed results. Using magnetoencephalography (MEG), Hosoi et al. [22] demonstrated for the first time that bone-conducted US with frequencies of up to 40 kHz led to event-related potentials in primary auditory cortex (PAC) approximately 100 ms after stimulus onset. Fujioka et al. [23] then investigated the effects of air-conducted US by means of MEG, yet no changes in brain activity were observed when stimulation exceeded 14 kHz, even though some participants reported a hearing impression at up to 20 kHz. However, it has been demonstrated in subsequent studies that the HT for a 20 kHz tone is usually higher than 85 dB SPL [overview in 12]. This indicates that stimulation may have been too weak to reliably elicit a hearing impression and/or brain effects, since stimuli were applied via a loudspeaker 135 cm in front of the participants at only 60 dB SPL. Nittono [24] conducted an EEG study, in which the cortical response towards high-frequency components of high-resolution audio was compared to similar sounds without these components, yet no differences were detected. Again, since the participants’ mean HT was only 17,316 Hz and the test stimuli (a 11- and a 22-kHz high-cut sound) were delivered via loudspeakers 120 cm in front of the participants with an SPL of 62 dB, the 22-kHz stimulus may have been too weak to produce measurable effects. However, when trying to characterize the neural response to air-conducted US by means of MEG and fMRI, with stimuli being delivered via an in-ear-device 5 dB above the individual HT [12], the authors also found no evidence for auditory processing at frequencies above 14 kHz. Given the fact that the experimental conditions in the above-mentioned studies differed drastically, limiting overall data comparability, it would be premature to argue that MEG and fMRI are insufficient threshold detectors for air-conducted sounds in the US frequency range. Nevertheless, it remains unclear whether the lack of evidence for auditory processing can be attributed to limited sensitivity or low signal-to-noise ratio of the measurement tools, or whether other experimental conditions had a significant influence.

This study represents a follow-up to Kühler et al.’s [12] experiments using a modified experimental setup, while also addressing slightly different research objectives, i.e., investigating the effects of US on brain activity during resting-state as well as during cognitive processing. In the study, fMRI was used to investigate the neural response to air-conducted US presented above as well as below the individual HT in 15 normal-hearing individuals. In the first experiment, US stimuli were presented during ‘resting-state’, i.e., participants were asked to lie in the scanner calmly with eyes closed, not thinking of anything in particular and verbal reports regarding their hearing impression were obtained after each run. During resting-state, a characteristic pattern of large-scale brain activity emerges, which commonly involves the activation of several brain regions, such as medial prefrontal cortex (MPFC), posterior cingulate cortex (PCC), inferior parietal lobe (IPL), lateral temporal cortex (LTC), and the hippocampal formation (HC) [25, 26]. As demonstrated in a previous study, in which the neural response to infrasound was investigated [17], resting-state fMRI proved to be well suited for examining the effects of stimulation under conditions more similar to those in our daily environment, i.e., when humans are exposed to sound over a prolonged period of time. Moreover, since some of the statistical variance of resting-state fMRI data can be explained by the heterogeneity of participants’ mental states during image acquisition [27, 28], the combined use of resting-state fMRI and verbal reports allows us to enter a mutually informative discourse between findings on the neural and on the perceptual level to best characterize the effects of stimulation. In general, we expected US to be experienced as at least slightly unpleasant and cause disruption of resting-state brain activity, most likely accompanied by PAC activation in response to US presented above the HT. In the second experiment we asked whether air-conducted US also affects cognitive processing. We expected that US would exert a negative influence on task performance in a visuo-spatial working memory task (n-back), accompanied by functional activity changes in the cognitive control network. We also expected participants, scoring higher on rating scales for depression, anxiety or neuroticism, to be more prone to experience detrimental performance and/or brain activation effects.

Experimental procedures

1. Participants

21 healthy participants took part in the study based on written informed consent. 6 participants were excluded after the hearing threshold assessment and the remaining 15 participants underwent data acquisition by means of fMRI (8 female, mean age = 26.5, SD = 3.42; 8 male, mean age = 24.43, SD = 2.76). The study was conducted according to the Declaration of Helsinki (64th WMA General Assembly, 2013) with approval of the ethics committee of the German Psychological Association (DGPs). All 15 participants had normal or corrected-to-normal vision and were able to perceive test stimuli up to a frequency of at least 21.5 kHz. No participant had a history of neurological, major medical, or psychiatric disorder. All participants were right-handed as assessed by the Edinburgh handedness questionnaire [29].

2. Ultrasound source & sound system

To present pure sine tones in the US frequency spectrum during the HT assessment as well as during neuroimaging, a special sound source was developed in-house (PTB). This device was built to meet the requirements of the scanner environment by reducing the amount of metal, thus minimizing electromagnetic interference during data acquisition and was capable of producing US at frequencies of up to 40 kHz at 130 dB SPL (see Fig 1A for a photograph of the sound source and Fig 1C for a schematic drawing of the sound system). No artefacts due to electromagnetic interference were detected in the MRI measurements with the sound source positioned just outside of the head coil. Sound signals were generated by a personal computer (see Fig 1A and 1C) and fed through a D / A converter (B, RME FireFace UC sound card), a power amplifier (C, t-amp Proline 1800) and a high-pass filter (D, built in-house) with a corner frequency of 18 kHz and a roll-off of 36 dB/octave before entering the scanner room. The purpose of the high-pass filter was to suppress technical noise and to protect participants from dangerously high SPLs in the audible range. The sound signals were then relayed to the sound source (E), which was attached to a silicone tube (length = 30 cm, inner diameter = 6 mm). The proximal part of the silicone tube was inserted at a corner of the cube leading to the cube center and the distal part led to the participants’ right ear. The sound source (E) consisted of a cube made out of polyvinyl chloride (PVC; ‘Trovidur’) with an edge length of about 11 cm. Six piezoelectric transducers (Kemo L010) were fitted to the inside of the cube, one on each inner surface. The transducers were driven in phase to generate pure tones with sufficiently high SPLs for auditory perception. The proximal part of the silicone tube was inserted at a corner of the cube leading to its center. Due to the spatial arrangement of the piezoelectric transducers, the transfer function of the sound system was not smooth, but instead produced several resonance peaks. Fig 1B shows the maximum SPL achieved by the sound system when run with 250 mV and a sound card attenuation of 29 dB. The sound source did not produce any subharmonic distortions, however, harmonic distortions were clearly visible with the second harmonic about 30 dB, and the third harmonic about 40 dB lower than the first harmonic. As HTs are not expected to decrease at frequencies above 26.4 kHz, harmonic distortions were most likely not recognized by the participants.

Fig 1. Stimulus setup.

Fig 1

A) Photograph of the sound source with the proximal part of the silicone tube leaving the source at the upper corner of the cube and the distal part being attached to an adapter with a silicone ear plugs at its distal end. B) Frequency response of the sound source: Due to the spatial arrangement of the piezoelectric transducers the sound source exhibited several resonance peaks (i.e., 14.6 kHz, 17.9 kHz, 18.9 kHz, 21.5 kHz, 22.5 kHz and 26.4 kHz) which were utilized for stimulation. C) Schematic drawing of the sound system: A: Personal computer, B: D /A converter, C: Power amplifier, D: High pass filter, E: Sound source, F: Optical microphone, G: Microphone amplifier.

The source was encased in foam, placed inside a plastic box and mounted to a wooden board next to the head coil via a hook and loop fastener. As participants were moved into the scanner, the sound source moved along with them, thus minimizing the risk of earplug displacement due to pulling forces exerted during positioning and allowing for sound generation in close vicinity to the participants’ head. A custom-made ear adapter mounted to the distal portion of the silicone tube was used to deliver US directly into the participant’s ear canal and also to monitor SPLs of the presented stimuli. For each participant, one of three adapters (inclination 75°, 90°, and 105°) was selected to optimally match the anatomy of the participants’ ear and a silicone plug was connected to the distal portion of the adapter to ensure a firm yet comfortable fit (see Fig 1A). The pick-up opening was connected to an optical microphone via a second silicone tube (length = 30 cm, inner diameter = 2 mm) (F, Sennheiser Mo2000) and the microphone signal was relayed to a measuring amplifier (G, Brüel & Kjaer 2636), which allowed for in situ monitoring of SPLs during stimulus presentation.

For SPL calibration, the pick-up opening was connected to a ¼ in. measuring microphone (Brüel & Kjaer 4136) placed in volume approximating that of the ear canal (volume = 1 cm3, estimated for the space between the tip of ear adapter and the tympanic membrane) [also see 30]. On its distal end, a foam earplug (ER3-14A) was inserted to achieve optimal sealing of the volume. The sound characteristics of the experimental setup were preserved by the following modifications to the foam earplug: the sound delivery tube was substituted by a tube with a larger diameter, equal to that of the ear adapter. A second tube was inserted, connecting the optical microphone. For sound administration, the silicone plug was insertion into the ear canal and an 8 kHz test tone (2550 ms on, 250 ms off, SPL less than 10 dB above the individual HT) was presented, which helped finding the optimal position for adapter placement until participants reported optimal fit as well as a loud and clear hearing impression. Once positioned, the adapter was secured by two strips of tape placed over the auricle. Both earplug and adapter could be worn comfortably underneath additional ear protection. A regular earplug (E-A-R One Touch, 3M, St. Paul, USA) with a Noise Reduction Rating (NRR) of 33 dB was used for the left ear and both ears were covered with a Silverline 140858 ear defender (NRR: 22 dB) to minimize the interference of scanner noise during data acquisition.

3. Hearing threshold assessment & stimulus characteristics

Prior to the fMRI scan, HTs for a number of sounds in the very-high as well as in the US frequency spectrum were assessed in all participants by means of a modified Békésy procedure [31], described below. To take part in the fMRI experiment, participants were required to reliably detect sounds at > 20 kHz with a maximum SPL of 125 dB (i.e., 130 dB safety limit minus 5 dB ‘headroom’ for the above-threshold condition). Out of 21 participants who underwent an initial screening process, 15 met these requirements and were thus eligible for further data acquisition. In five randomly chosen participants the HT assessment was repeated on two non-consecutive days to ensure data reproducibility. HTs for pure tones with frequencies ranging from 8 kHz to 26.5 kHz were measured monaurally (right ear) while participants lay in the scanner to ensure that US audibility was preserved during the imaging process (no scan was performed but the scanner’s background noise level was above the limit according to ISO 8253–1 [32]). Stimulus frequencies for the HT assessment were chosen so that the resonance peaks of the sound source could be utilized (i.e., 14.6 kHz, 17.9 kHz, 18.9 kHz, 21.5 kHz, 22.5 kHz and 26.4 kHz).

The measurement was carried out according to a modified Békésy procedure [31] with three iterations, starting from the lowest frequency (see Fig 2 for a schematic of the hearing threshold assessment paradigm). Participants fully controlled the procedure via a button box placed in their right hand. Pushing the right button led to an increase in SPL by 2 dB and pushing the left button led to a decrease in SPL by 2 dB. 500 ms after each button was pressed a tone stimulus of 1000 ms duration was presented. Prior to this assessment, participants were informed that the tone may at first be inaudible and that several right button presses may be required for the tone to reach a SPL at which it can be perceived. To determine the HT, participants were asked to indicate the SPL at which a tone of a given frequency was barely audible (defined as ‘one right button press above inaudibility’) by pressing the middle button. Participants were also informed that precise identification may require several approaches to the HT from SPLs above and below. If the maximum SPL (pre-defined according to either the maximum technical output of the sound source or the ethical constraint of 130 dB) for a given stimulus had been reached, participants received visual feedback via a computer screen. On average, participants performed 20.5 button presses (SD = 9.5), until the HT for each frequency was identified. Since all 15 participants were able to detect US at 21.5 kHz across all three iterations, individual HTs for that particular frequency were used to define stimuli for the subsequent fMRI experiments. During imaging, US was presented in the form of tone-bursts with a duration of 2550 ms, on- and offset ramps of 100 ms and an interstimulus interval of 250 ms either 5 dB above the individual HT (‘above-threshold condition’, (n-)ATC) or 10 dB below the individual HT (‘below-threshold condition’, (n-)BTC).

Fig 2. Schematic of the hearing threshold assessment paradigm.

Fig 2

Exemplary data of one participant determining her hearing threshold (HT) for a given test frequency. The participant was asked to gradually increase the SPL of a given US stimulus in steps of 2 dB until the stimulus just became audible and then to level out at the definitive HT by approaching it repeatedly from SPLs above and below (i.e., pressing the right button increased the SPL by 2 dB and pressing the left button reduced the SPL by 2 dB). The correct SPL (i.e., ‘one right button press above inaudibility’) was registered via a middle button press and followed by presentation of the next stimulus.

4. Scanning procedure

Images were collected on a 3T Verio MRI scanner system (Siemens Medical Systems, Erlangen, Germany) using a 12-channel head coil. First, high-resolution anatomical images were acquired using a three-dimensional T1-weighted magnetization prepared gradient-echo sequence (MPRAGE), repetition time = 2300 ms; echo time = 3.03 ms; flip angle = 9˚; 256 × 256 × 192 matrix, (1 mm)3 voxel size. Whole-brain functional images were collected using a T2*-weighted EPI sequence sensitive to BOLD contrast (TR = 2000 ms, TE = 30 ms, image matrix = 64 × 64, FOV = (200 mm)2, flip angle = 80°, slice thickness = 3.5 mm, 35 near-axial slices, aligned with the AC/PC line). Before resting-state data acquisition started, participants had been in the scanner for about 10 minutes. During those 10 minutes, a localizer was run and structural images were acquired so that participants could get used to the scanner noise. To ensure that participants were exposed to a minimum of scanner-induced background noise, the cryo-cooler compression pump system was switched off for the entire duration of the fMRI scans.

4.1. fMRI protocol–Resting state

The fMRI protocol comprised a total of six sequences, three resting-state runs, followed by three n-back runs. During resting-state, each participant underwent one unstimulated and two stimulated runs, each lasting 300 s. During the unstimulated run, participants were scanned in the absence of auditory stimulation (‘no-tone condition’; NTC), while during the two stimulated runs a 21.5 kHz US tone was presented either at 5 dB above (‘above-threshold condition’; ATC) or 10 dB below the participants’ HT (‘below-threshold condition’; BTC). Before the start of each run, participants were instructed to keep their eyes closed, relax and not to think of anything in particular. Resting-state data acquisition always started with the NTC run, whereas the order of the stimulated runs was alternated across participants. Analysis of the resting-state data included 8 data sets in which ATC was followed by BTC, and 7 in which the order was reversed. The runs were conducted in a single blind fashion, i.e., only the experimenter knew the order of the stimulus conditions.

4.2. fMRI protocol–N-back task

Cognitive performance was assessed by means of a visuo-spatial working memory task (n-back), divided into three consecutive runs, each consisting of 12 blocks (see [33] for a similar experimental design to assess cognitive performance during infrasound exposure). In each block, a sequence of 10 black dots appeared at varying locations in a 4 by 4 grid. By using a button box placed in their right hand, participants were asked to indicate whether each dot appeared at the same position as the dot presented three steps earlier in the sequence (‘3-back’). Pressing the left button signaled a match, whereas pressing the right button signaled a mismatch. Each black dot was presented for 3000 ms at a pseudo-randomized location in the grid with the constraint of not appearing at the same location in two consecutive steps. All 12 blocks differed in dot order to avoid memory effects. During n-ATC and n-BTC blocks, repeated bursts of US with a frequency of 21.5 kHz, a duration of 2550 ms, on- and offset ramps of 100 ms and an inter-stimulus interval (ISI) of 250 ms were administered in temporal alignment with dot presentation. In each run, the 12 blocks were aligned with the stimulus protocol in the following order: n-NTC, n-BTC, n-ATC, n-NTC, n-BTC, n-ATC, n-ATC, n-BTC, n-NTC, n-ATC, n-BTC, n-NTC (see Fig 3 for the stimulus paradigm and the behavioral task in a n-back block). This sequence was chosen with the aim of minimize the risk of stimulation order affecting task performance and/or brain activation (by alternating ATC and BTC) as well as the risk of data acquisition being influenced by whether a stimulation run was followed by a run without stimulation (by starting with NTC in the first 2 triplets and ending with NTC in the last 2 triplets) within a given amount of scanning time. After each block, a fixation period of 20 s was inserted, during which participants were looking at a black cross in the middle of the screen.

Fig 3. Stimulus paradigm and schematic drawing of the n-back run.

Fig 3

A) One n-back block consisted of 10 brief bursts of US with a frequency of 21.5 kHz, a duration of 2550 ms and an inter-stimulus interval (ISI) of 250 ms presented either above (n-ATC) or below (n-BTC) the participants’ HT (n-NTC not depicted here). Each tone presentation corresponded to a black dot presented for 3000 ms at a varying location on a four-by-four grid. Participants reported whether each dot appeared at the same position as the dot presented three steps earlier in the sequence by pressing one of two buttons (right = match; left = mismatch). B) One n-back run consisted of 12 blocks each lasting 30 s with each of the conditions (NTC, ATC, BTC) presented three times in random order. Between consecutive blocks, a fixation period of 20 s was inserted.

5. Questionnaires & verbal reports

Beck Depression Inventory (BDI-II) [34] was used for the assessment of depressive symptoms, the State-Trait Anxiety Inventory (STAIX1/X2) [35] to measure state- and trait-anxiety. Neuroticism was rated via the Big Five personality traits short-scale (BFI-S) [36]. After each of the n-back and resting-state runs, participants were asked a number of questions regarding their hearing impression. After each of the six runs, participants were asked ‘Did you hear sounds during the last run?’ and asked to answer with ‘yes’, ‘no’ or ‘unsure’, if participants could not reliably distinguish between scanner noise and stimulus. If participants answered ‘yes’ or ‘unsure’ after a resting-state run they were then asked ‘On a scale between -5 (extremely unpleasant) and +5 (extremely pleasant), how did you perceive the sounds’? If the participants answer ‘yes’ after an n-back run, they were then asked ‘On a scale between -5 (extremely negative) and +5 (extremely positive), how much did the sounds influence your performance?”.

6. Resting state data analysis

The first three volumes of each run were discarded to allow the magnetization to approach a dynamic equilibrium. Part of the data pre-processing, including slice timing, head motion correction (a least squares approach and a 6-parameter spatial transformation) and spatial normalization to the Montreal Neurological Institute (MNI) template (resampling voxel size of 3 mm × 3 mm × 3 mm) were conducted using SPM12 and the Data Processing Assistant for (Resting-State) Brain Imaging (DPABI [37]). A spatial filter of 4 mm FWHM (full-width at half maximum) was used. Participants showing head motion above 3 mm of maximal translation (in any direction of x, y or z) and 1.0° of maximal rotation throughout the course of scanning would have been excluded. After pre-processing, linear trends were removed. Then the fMRI data was temporally band-pass filtered (0.01–0.08 Hz) to reduce low-frequency drift and high-frequency respiratory and cardiac noise [38]. Resting state data was approached using regional homogeneity (ReHo) as well as by a seed-based approach using functional connectivity analysis. ReHo analysis [39–42] was performed using DPABI. It is a technique that captures the synchrony of resting-state brain activity in neighboring voxels (i.e., local connectivity) and allows to track changes in activity anywhere in the brain without having to pre-define a region of interest (ROI) [43, 44]. ReHo was originally invented for the analysis of (slow) event-related fMRI data [39], but is equally suited for block-design and resting-state fMRI. For each participant, ReHo analysis was performed on a voxel-wise basis by calculating the Kendall’s coefficient of concordance (KKC [45]) of the time series of a given voxel with those of its neighbors (26 voxels). The KCC value was assigned to the respective voxel and individual KCC maps were obtained. ReHo was calculated within a brain-mask, which was obtained by removing the tissues outside the brain using the software MRIcro (http://people.cas.sc.edu/rorden/mricron/install.html)). Whole-brain comparisons between conditions were computed on the basis of the resulting ReHo maps. A height threshold of p < 0.001 and cluster-size corrected by means of Monte Carlo simulation (10000 iterations) was used. Significant effects were reported when the volume of the cluster was greater than the Monte Carlo simulation-determined minimum cluster size for the whole-brain volume, above which the probability of type I error was below 0.05 (AlphaSim [46]). Then mean ReHo values were extracted from the functionally defined PAC, based on the Anatomy Toolbox [47]. Functional connectivity from PAC as a seed was also computed using DPABI.

7. fMRI task-based data analysis

The fMRI data were analyzed using SPM12 software (Wellcome Department of Cognitive Neurology, London, UK). In addition to three scanner administered saturation volumes four more volumes of all EPI series were excluded from the analysis to allow the magnetization to reach a dynamic equilibrium. Data processing started with slice time correction and realignment of the EPI datasets. A mean image for all EPI volumes was created, to which individual volumes were spatially realigned by means of rigid body transformations. The structural image was co-registered with the mean image of the EPI series. Then the structural image was segmented and normalized to the Montreal Neurological Institute (MNI) template for the random-effects analysis. The normalization parameters were then applied to the EPI images to ensure an anatomically informed normalization. A commonly applied filter of 8 mm FWHM (full-width at half maximum) was used. Low-frequency drifts in the time domain were removed by modelling the time series for each voxel by a set of discrete cosine functions to which a cut-off of 128 s was applied. The statistical analyses were performed using the general linear model (GLM). We modelled conditions with above and below HT stimulation and without tone presentation as separate regressors. For the n-back analysis entire blocks were modelled. These vectors were convolved with a canonical hemodynamic response function (HRF) and its temporal derivatives to form regressors in a design matrix. Furthermore, six movement regressors were entered into the GLM. The parameters of the resulting general linear model were estimated and used to form contrasts. The resulting contrast image was then entered into one sample T-tests at the second (between-subject) level. Typical fMRI analyses include between 100000 to 200000 voxels resulting in numerous statistical tests, which must be appropriately corrected for multiple comparisons. Instead of testing each voxel individually, most fMRI analyses test whether a given cluster of voxels exhibits statistically significant activation, assuming that activations in proximate voxels are not fully independent. To display the results of the group analysis, statistical values were thresholded with a level of significance of p < 0.001 (z > 3.09, uncorrected); a significant effect was reported when the volume of the cluster was greater than the minimum cluster size determined by Monte Carlo simulation above which the probability of type I error was < 0.05.

Results

1. Hearing threshold data

Average HTs for each frequency (i.e., 14.6 kHz, 17.9 kHz, 18.9 kHz, 21.5 kHz, 22.5 kHz and 26.4 kHz, with three iterations per frequency) measured via the optical microphone are depicted as box plots in Fig 4A. Whereas all 15 participants were able to determine their HTs for frequencies ranging from 14.6 kHz up to 22.5 kHz, only 8 participants reportedly heard a sound at 26.4 kHz. As can be derived from Fig 4A, HTs increased markedly from 14.6 kHz to 18.9 kHz, followed by a more asymptotic course at 22.5 kHz and 26.4 kHz. HTs varied significantly with respect to stimulus frequency, ranging from a median SPL of 39.3 dB at 14.6 kHz to 115.5 dB at 26.4 kHz (always given as dB re 20 μPa reference sound pressure), and as reported in previous studies (e.g. [12]), the range between the minimum and maximum HT for each frequency also varied significantly between participants. Interestingly, the largest variability was observed when sounds at 14.6 kHz were presented (range = 63 dB, SD = 19.0 dB). Variability then tended to decrease as frequency increased to 21.5 kHz (range = 28 dB, SD = 9.7 dB) and at 26.4 kHz the inter-individual spread increased again (range = 44 dB, SD = 14.3 dB). Overall, median values of the HTs were in good agreement with previous studies [10–12] (see Fig 4B). Since the 21.5 kHz tone was detected reliably by all 15 participants with a HT at least 5 dB below the stimulation maximum of 130 dB SPL, this tone was selected for the subsequent fMRI investigation. The median monaural HT for a 21.5 kHz pure tone was 106.3 dB SPL, ranging inter-individually from 94.3 dB SPL to 122.3 dB SPL (SD = 9.7 dB). In five randomly chosen participants the entire HT assessment was repeated on two non-consecutive days to test and ensure data reproducibility. Remarkably, intra-individual scattering only varied between -1 and +5 dB SPL.

Fig 4. Results of the hearing threshold assessment.

Fig 4

A) Hearing thresholds (HT) of 15 participants in response to monaurally presented pure tones at frequencies of 14.6 kHz, 17.9 kHz, 18.9 kHz, 21.5 kHz, 22.5 kHz and 26.4 kHz. Data is depicted as box-plots, showing medians (black lines), 25% and 75% percentiles as well as minimum and maximum values (whiskers) for each frequency. B) HT data from the present study (black) as well as Kühler et al. [12] (grey) depicted as median, minimum and maximum for each stimulus frequency.

2. fMRI task-based data

To assess whether n-back task performance was associated with the recruitment of brain areas known to be involved in working memory, we contrasted whole brain data gathered during n-NTC vs. fixation in a block analysis and found activation of the typical cognitive control network, comprising prefrontal, parietal and cerebellar brain areas (Fig 5A, Table 1). Next, we addressed the question, whether stimulation during n-ATC or n-BTC led to significant differences in brain activation anywhere in the brain. To do so, we calculated pairwise contrasts between each stimulus condition and the no-tone condition separately, i.e., n-ATC vs. n-NTC and n-BTC vs. n-NTC. However no significant differences were found (thresholded at p < 0.001, uncorrected). Since we hypothesized that if air-conducted US can be processed by the CNS, it will most likely involve activation in PAC, we compared the same conditions again by using PAC as the ROI, yet no significant differences were found, even when restricting the analysis to only those participants who reported a hearing impression in the respective condition. However, when contrasting the two stimulation runs directly (n-BTC vs. n-ATC) we found a strong activation in bilateral inferior frontal gyrus (IFG, triangular part) only when US was presented below the HT (p < 0.001, cluster > 30) (peak voxels according to MNI: -36, 23, 22 for left and 48, 23, 16 for right IFG) (Fig 5B) as well as a trend towards higher activation during n-BTC compared to n-NTC (p = 0.068).

Fig 5. Results of whole-brain contrast maps acquired during n-back.

Fig 5

A) N-back during the no-tone condition (n-NTC) vs. fixation showed significant activation within prefrontal and parietal cortex, as well as in the cerebellum, indicating the recruitment of a cognitive control network (p < 0.001, cluster > 20). B) Comparing data gathered during n-back 10 dB below (n-BTC) vs. 10 dB above (n-ATC) the individual hearing threshold (HT) showed pronounced activation in bilateral inferior frontal gyrus (IFG; triangular part) only in the n-BTC condition (peak voxels according to MNI: -36, 23, 22 for left and 48, 23, 16 for right IFG) (p < 0.001, cluster > 30).

Table 1. N-back without tone (n-NTC) vs. fixation.

Area BA Peak coordinates (MNI) t-Score Extent pFDR
Left superior parietal lobe 7 -24, -61, 52 14.10 2097 0.000
Anterior cingulate cortex 32 -3, 11, 49 12.18 1324 0.000
Right cerebellum, Vermis 6, -61, 32 8.35 29 0.098
Right dorsolateral prefrontal gyrus 46 33, 41, 34 8.30 117 0.004
Right inferior frontal gyrus 44 54, 11, 7 8.23 146 0.001
Left caudate -12, -4, 10 7.71 48 0.037
Right cerebellum, Crus 1 42, -58, -26 7.27 48 0.008
Left cerebellum -39, -67, -26 7.16 104 0.005
Left anterior insula 13 -30, 23, 10 6.32 54 0.030
Right thalamus 12, -13, 1 5.86 24 0.118
Left middle occipital gyrus -51, -73, 4 5.72 91 0.007
Right pallidum 19 15, -1, 13 5.37 39 0.057
Right middle temporal gyrus 54, -61, 1 5.02 58 0.027
Left cerebellum, Vermis 37 -9, -72, -26 4.96 25 0.118

(p < 0.001, k > 22). k, cluster size; BA, Brodmann areas; MNI, Montreal Neurological Institute; pFDR, positive false discovery rate.

3. fMRI resting state data

No differences were observed when ReHo was computed on data gathered during the three resting-state acquisitions. The same holds true for functional brain connectivity at rest with PAC as a seed voxel.

4. Verbal reports & behavioral data

In a first step, we analyzed the verbal reports given by participants after each resting-state run. When participants were asked ‘Did you hear sounds during the last run?’ after NTC, 11 out of 15 accurately stated that no stimulation had taken place, 3 were unsure and 1 reported that sounds had been presented. In contrast, 10 out 15 participants reported that they heard sounds during ATC, but also 10 participants had a hearing impression during BTC, with one participant answering ‘unsure’ after each of the stimulus conditions. Those participants who reported that stimulus application had taken place or were unsure were then asked ‘On a scale between -5 (extremely unpleasant) and +5 (extremely pleasant), how did you perceive the sounds?’. Here, paired t-test (two-tailed) revealed that stimulation during ATC (mean = -1.30, SD = 1.160) was rated significantly more unpleasant compared to BTC (mean = 0.20, SD = 0.789) (t(9) = -3.545, p = 0.006). In a second step, we analyzed the verbal reports after each n-back run. When participants were asked ‘Did you hear sounds during the last run?’ after the first n-back run, 7 out of 15 (one ‘unsure’), after the second n-back run 10 out of 15, (one ‘unsure’), and after the third n-back run 11 out of 15 participants reported that they perceived a sound. Those participants who answered ‘yes’ were then asked ‘On a scale between -5 (extremely negative) and +5 (extremely positive), how much did the sounds influence your performance?’. During the first run, stimulation affected participants very differently, but there was no trend towards a perceived positive or negative influence on performance (mean = 0.00, SD = 1.51, min = -4, max = +3). In contrast, analysis of the verbal reports obtained after the second and third run showed that on average participants reported a slightly negative influence on task performance (mean for run 2 = -0.87, SD = 1.30, mean for run 3 = -0.80, SD = 1.42) (see Table 2). In a third step, we looked for correlations between these verbal reports and brain data gathered during resting-state as well as n-back performance. While no correlations between resting-state brain data and verbal reports reached significance, we found that bilateral IFG activation during n-BTC vs. n-ATC was associated with verbal reports after resting-state in two ways: First, we found that the more pleasant a tone was perceived during ATC, the higher activation in bilateral IFG during n-BTC vs. n-ATC was (r(14) = 0.579, p = 0.024). Second, this association remained significant when verbal reports during ATC were contrasted with BTC, i.e., the more unpleasant sound was perceived during BTC relative to ATC, the higher the activation in bilateral IFG was and vice versa (r(14) = 0.711, p = 0.003) (Fig 6A). In a fourth step, we looked for association between brain data and performance measures gathered during n-back. Here, we found that higher IFG activation was associated with faster reaction times (RTs) during n-BTC (r = -0.561, p = 0.033) (Fig 6B). In addition, the more unpleasant sound was perceived during BTC, the lower error rates during n-BTC were (r(14) = 0.633, p = 0.049) and n-ATC were (r(14) = 0.810, p = 0.005).

Table 2. Verbal reports obtained after resting state as well as n-back performance.

Q1 Q2 Q3
No Yes Unsure Mean SD Min Max Mean SD Min Max
NTC 11 1 3 0.53 1.06 -2 3    
BTC 4 10 1 0.20 0.79 -1 2    
ATC 4 10 1 -1.30 1.16 -3 1    
N-Back run 1 7 7 1     0,00 1.51 -4 3
N-Back run 2 4 10 1     -0,87 1.30 -4 0
N-Back run 3 4 11 0     -0.80 1.42 -4 1

Data was obtained after one unstimulated (NTC) and two stimulated resting-state runs (‘below-threshold condition’, BTC; ‘above-threshold condition’, ATC) as well as three n-back runs with all stimulus conditions presented according to a predefined sequence. Q1: ‘Did you hear sounds during the last run?’. Q2: ’If yes, on a scale between -5 (extremely unpleasant) and +5 (extremely pleasant), how did you perceive the sounds’. Q3: ’’If yes, on a scale between -5 (extremely negative) and +5 (extremely positive), how much did the sounds influence your performance?”.

Fig 6. Correlations between perceptual and n-back performance data with brain data gathered during task performance.

Fig 6

(A) The higher activation in bilateral inferior frontal gyrus (IFG) during n-back with stimulation below vs. above the hearing threshold (n-BTC vs. n-ACT) was, the more unpleasant sound was perceived during resting state with sound below vs. above the hearing threshold (BTC vs. ATC) (r = -0.711, p = 0.003) and (B), the faster reaction times (RTs) in the same contrast were (r = -0.561, p = 0.03).

5. Data on personality factors

To test whether participants scoring higher on rating scales for depression, anxiety, and neuroticism would be more prone to experience detrimental performance or brain activation effects, difference scores between performance measures in n-back and brain activation scores with and without US exposure were calculated. We then correlated these scores with the sum scores of the Beck Depression Inventory (BDI-II), the State-Trait Anxiety Inventory (STAIX1/X2), and the Big Five personality traits short-scale (BFI-S), yet no significant correlations were observed.

Discussion

The findings of the present study can be summed up in the following way: Contrary to our expectation, air-conducted US did not elicit activation in PAC in any of the experimental conditions (i.e., three resting-state runs and three n-back runs), irrespective of whether sound was administered below or above the HT and even though participants heard the sounds (as determined by HT assessments prior to as well as verbal reports obtained after the fMRI runs). However, contrast analysis of data gathered during n-back performance (n-BTC vs. n-ATC) revealed significantly higher activation in bilateral IFG only when US was presented below the HT. In addition, we found that the strength of this activation correlated with verbal reports obtained after the resting-state runs as well as with performance measures gathered during the n-back runs. First, we showed that the more unpleasant sound was perceived during BTC compared to ATC the higher signal strength in bilateral IFG was when comparing n-BTC to n-ATC (although ATC was generally experienced as more uncomfortable). Second, while RTs and error-rates for each condition did not differ significantly, higher signal strength in bilateral IFG was associated with faster RTs during n-BTC and third, error-rates during n-BTC and n-ATC were lower the more unpleasant sound during BTC was perceived. Referencing evidence for the involvement of IFG in several cognitive control processes, the authors argue that activation of bilateral IFG may reflect an increase in cognitive demand when focusing on task performance in the presence of unpleasant and/or distractive US. Yet it appears that higher IFG activation also helped those participants who were affected more negatively by US below the HT to maintain their level of cognitive performance despite interfering influences.

Working memory (WM) is commonly conceptualized as a system involving both storage and control processes that maintain access to information in the service of complex cognitive activities [48]. Meanwhile, the n-back task has become one of the most popular tools for assessing WM under fMRI conditions [49, 50] and a number of studies confirmed that n-back performance critically relies on both ‘traditional’ WM-related functions (such as information storage and updating) as well as cognitive control processes (such as selective attention, inhibition and interference control) [51–55]. In addition, it is becoming increasingly clear that many of these cognitive functions share a common neural basis, which motivated the description of the so-called ‘cognitive control network’, linking WM and cognitive control in a coherent framework of functional brain activity [56–58]. As shown by means of fMRI, n-back performance commonly leads to activation of several key structures implicated in the cognitive control network, such as dorsolateral prefrontal cortex (DLPFC), premotor cortex (PMC), cingulate cortex (CC), posterior parietal cortex (PPC) and the cerebellum [57, 59]. The fact that there is a large overlap between these areas and the ones identified in our initial analysis (n-NTC vs. fixation) strongly suggests that instead of coincidental activation in task-irrelevant brain systems, the signal change detected in the latter part of the analysis (i.e., increased bilateral IFG activation during n-BTC vs. n-ATC) indeed reflects a change in cognitive processing attributable to changes in the stimulus environment. However, the question remains how to interpret this finding, given the complex involvement of IFG in a wide range of cognitive processes.

There is a growing amount of evidence that the functional organization of lateral PFC (Brodmann Area (8, 9, 10, 45, 46, and 47) follows a dorsal-ventral gradient with superior frontal cortex being more strongly involved in monitoring and manipulation of information at the service of executive processes, whereas the ventral frontal cortex is important for rehearsal during simple storage [60–63]. In addition, previous meta-analyses also provided evidence for a hemispherical separation. Here, right PFC appears to be more strongly involved in spatial WM, whereas left PFC is activated more strongly during verbal WM [59, 63, 64]. In particular, IFG (containing ventrolateral PFC) was found to be implicated in WM in a number of ways: For example, several studies showed that left IFG (BA 44 and 45—frequently referred to as Broca’s area, the brain structure linked to speech production -, as well as BA 46) is critically involved in subvocal verbal rehearsal [65–67] and a meta-analysis conducted by Rottschy et al. [68] revealed that WM load is mainly associated with activation in bilateral IFG. Following this line of evidence, it appears that in contrast to other studies, in which WM load was modulated by increasing the number of items to be remembered, in the present account, cognitive demand may have increased depending on perceived discomfort and/or distraction during stimulation. This idea is supported by the fact that bilateral IFG activation was stronger the more unpleasant US during BTC compared to ATC was perceived and that overall, US was perceived as having a ‘slightly negative’ influence on task performance. In line with this notion, activation of left IFG could also indicate a stronger employment of metacognitive strategies such as subvocal verbal rehearsal to cope with increased cognitive demand.

Apart from that, there is ample evidence for the involvement of right IFG in other cognitive control processes. One line of research identified right IFG as a key component of the so-called ‘ventral attention system’, which was found to mediate the stimulus-driven aspects of attention, including attentional shifts to salient stimulus features [69–71]. Other studies showed that right IFG is also critically involved in auditory change detection, a process by which the CNS automatically identifies alterations in the auditory environment, including both simple changes (such as pitch or loudness) as well as more complex changes (such as grammar violations in mother-tongue sentences). Source reconstruction across different modalities confirmed that two processes contribute to auditory change detection, a bilateral supratemporal component as well as a (predominantly right-hemispherical) frontal component [review in 72]. Importantly, several authors have argued that the frontal component is not only involved in the detection of deviant auditory stimuli, but also in the initiation of involuntary attention shifts in response to stimulus detection [73, 74], with right IFG being particularly important in these processes [75, 76]. In view of these findings, it is conceivable that US during n-BTC may have prompted participants to allocate attention away from task performance, thus increasing cognitive demand via distraction. Moreover, when analyzing the verbal reports obtained after the n-back runs, it becomes evident that as the number of participants who reported hearing US during n-back increased from run 1 (7 out of 15) to run 3 (11 out of 15), the perceived influence of stimulation on task performance also changed from neutral in run 1 (mean = 0,00) to slightly negative (mean = 0,80) in run 3. One could thus speculate that as participants became more experienced with task performance, they also became more susceptible to attentional shifts induced by US (and thus aware of stimulation and its effect). As a consequence, one would expect those participants who were distracted by US to a greater extent to also exhibit a deterioration of performance in the n-back task. However, the opposite was the case, as those participants with higher bilateral IFG activation showed significantly faster RTs during n-BTC compared to n-ATC and error-rates were also lower the more unpleasant sound during BTC was perceived. Taken together, these results rather suggest the presence of a compensatory effect, in the sense that higher IFG activation may have helped those participants who were affected more negatively by US below the HT to maintain their level of cognitive performance. This is particularly noteworthy, since these results seem to point in a similar direction as the trend towards WM improvement during infrasound exposure, reported in Weichenberger et al. [33]. In what way IFG may contribute to this effect remains unclear. However, it is worth mentioning that apart from the detection of salient stimulus features, IFG also supports a number of other cognitive control demands, such as sustained attention and inhibition of motor commands and intrusive thoughts [77–81]. One could thus speculate that inhibitory functions may have also played a role in supporting goal-directed behavior in a distractive environment by allowing attention to shift away from previously attended auditory stimuli.

Given the lack of evidence for primary sensory processing anywhere in the brain, the question remains how US below the HT could have caused these changes in the first place. While little is known about the processing of subliminal auditory stimuli, it is well documented that changes in neuronal activity can be detected in response to visual stimuli presented below the perceptual threshold [82, 83]. In addition, the fact that IFG has also been implicated in contrast-enhancement for cases of low auditory discriminability [77, 84, 85] and that auditory change detection can be recorded for consciously imperceptible stimulus differences [86, 87] suggests that auditory stimulation does not necessarily have to produce a clear and distinct hearing impression to affect the CNS. Importantly, a similar conclusion can be drawn from Ascone et al.‘s study [16], who showed that prolonged exposure to inaudible US at SPLs well below the HT was associated with significant grey matter volume reductions in large frontal clusters (including bilateral IFG), even though participants were asleep during most of the exposure. Apart from that, it remains unclear why 9 out of 10 participants who reported hearing the stimuli during ATC also had a hearing impression during BTC, while reporting correctly that no stimulation had occurred when the sound source was switched off (NTC). In general, the fact that the intra-individual spread of HTs in the five participants who completed the HT assessment twice on two non-consecutive days only ranged between -1 and +5 dB SPL, indicates that the experimental setup operated with enough precision to reliably present sound above the HT and that stimulation during (n-)BTC (presented 10 dB below the HT) was low enough to account for day-to-day fluctuations in hearing acuity. In addition, it needs to be emphasized that the presence of scanner noise increases HTs rather than decreases them [88] and that changes in head- or earplug positioning would likely reduce the SPL in the ear canal, since the ear plug position was optimized via a 8 kHz probe tone prior to the scan. We can therefore only speculate that participants may have found it implausible that we did not expose them to US when asking for a perceptual report and therefore guessed randomly (with a rate of 66% false estimates, which is close to a 50% probability of guessing).

Furthermore, even though several neuroimaging studies suggest that the hemodynamic response due to acoustic stimulation can be recorded at SPLs roughly corresponding to the participants’ HTs [88, 89], we again found no evidence for auditory processing. As can be derived from the verbal reports, US during ATC with an average SPL of 111.3 dB SPL (average HT was at 106.3 dB SPL) was perceived as ‘slightly unpleasant’ (one participant perceived it as ‘very unpleasant’), which not only indicates that stimulation was above the HT, but that there may be little leeway for further increases in SPL without putting participants at risk. In view of these findings, it seems rather unlikely that the lack of evidence for auditory processing can be attributed to weak stimulation or low sensitivity of MRI. Instead, even though there is little spectral overlap between the stimulus frequency used in this study (21.5 kHz) and scanner noise (highest spectral density of an EPI sequence is at around 1.4 kHz [90]), it is conceivable that ambient noise may have exerted a masking effect on the hemodynamic response, as has been described in previous studies using auditory stimuli in the typical hearing range [91–93]. Apart from that, it is known that mapping the tonotopic organization of PAC by means of fMRI is complicated by several additional factors [89]. For example, the functional architecture of PAC exhibits considerable inter-individual variability [94] and several studies have shown that neuronal response properties can be modulated via top-down attentional mechanisms [95–97]. It thus appears that future studies aimed at identifying the neural correlates of US perception would benefit from carefully considering those aspects, i.e. whether stimuli are actively attended or listened to passively, while also addressing inter-individual variability, for example by screening for US sensitivity as part of the recruitment process.

Conclusion

The present study indicates that US can influence activity in the cognitive control network only when administered below the HT and that this effect is more pronounced the more unpleasant US during BTC compared to ATC is perceived. Previous studies have reported various subjective symptoms in response to US exposure, such as ‘annoyance’, ’inability to concentrate’ [8, 15], ‘vertigo’ or ‘tingling in the limbs’ [1, 98]. The findings of this study add to the existing body of research, by suggesting that in addition to brain structure [16], US can also affect brain activity in areas involved in executive functions such attentional control and inhibition. Referencing evidence from various lines of research, the authors argued that bilateral IFG activation could reflect an increase in cognitive demand, mediated by attentional mechanisms in the presence of unpleasant and/or distractive stimuli. In addition, this study is the first to report brain-behavior effects associated with US exposure. The fact that higher bilateral IFG activation was associated with a decrease in RTs during n-BTC and that error-rates during n-BTC and n-ATC were lower the more unpleasant sound during BTC was perceived, suggests that bilateral IFG activation may have helped those participants who were affected more negatively by US to maintain their level of cognitive performance. However, the validity of this study is limited by the fact that verbal reports were not entirely consistent and that changes in the cognitive control network could not be related to auditory stimulation directly, since no evidence for sensory processing was obtained. We therefore propose that future studies revisit these issues, using different neuroscientific measurement tools in combination with a powerful in-ear sound source to further investigate the neural correlates of US under carefully controlled experimental conditions. Moreover, additional studies using inhibition (i.e., stop-signal) as well as sustained and selective attention tasks are required to better understand the effects of US on cognitive processing and thus help updating existing guidelines and regulations for public US exposure.

Data Availability

Data are available on the Max Planck Institute for Human Development data server for researchers who meet the criteria for access to confidential data. These restrictions are imposed by the German Psychology Association (DGP). As all the data is being stored on password-protected internal servers of the Max Planck Institute for Human Development, any request for data could be send to schmalen@mpib-berlin.mpg.de.

Funding Statement

Christian Koch has received funding from the EMPIR programme co-financed by the Participating States and from the European Union’s Horizon 2020 research and innovation programme. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. https://www.euramet.org/research-innovation/research-empir/ https://www.ffg.at/en/europe/h2020.

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Decision Letter 0

Brenton G Cooper

13 Apr 2022

PONE-D-21-19549Air-conducted ultrasound below the hearing threshold produces functional changes in the cognitive control network.PLOS ONE

Dear Dr. Weichenberger,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that your research has merit, but there are serious issues with the framing and interpretation of the results that have been raised by both reviewers of your manuscript.  Therefore, we conclude that this research does not yet meet PLOS ONE’s publication criteria. However, both reviewers were optimistic that a substantive revision might make your work publishable, therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Reviewer 2 also asked that you address these points in your revision:

SPECIFIC COMMENTS from Reviewer 2:

Please amend the paper to address these, rather than keep the paper barely changed and explain back to the reviewer, because if the reviewer was unclear what was meant, the average reader might well be, and they will not see any of the clarifying material in the response to reviewer.

I would have thought the Editor might comment on whether it is appropriate to have so many acronyms in the Abstract. (Note from me regarding this comment:  The number of acronyms/initialisms used in the abstract may be addressed in the final revision stage of the manuscript, if the paper is deemed suitable for publication.  It would be wise to consider this issue in this revision to reduce your workload later)

p9. “HTs for pure tones with frequencies ranging from 8 to 26.5 kHz were measured monaurally (right ear) while participants lay in the scanner, in order to ensure that US audibility was preserved during the imaging process (background noise level was above the limit according to ISO 8253-1).” Were the HTs measured in an identical environment to the resting-state scanning condition, in terms of scanner noise etc? If so, why was the stimulus duration 1 sec during HT assessment and 2.75 sec during resting-state fMRI?

p.10 “Participants were not informed about the order in which the runs were conducted.” Were the testers aware of the order – i.e. double blind?

p. 10 “whereas the ATC and BTC runs were counterbalanced across participants.”

It could not be fully counterbalanced as there were an odd number of subjects. But admittedly any order effect is likely to be minor with at 8/7 imbalance. However the exact wording here cannot be correct.

p.11 “In each run, the 12 blocks were aligned with the stimulus protocol in the following order: n-NTC, n-BTC, n-ATC, n-NTC, n-BTC, n-ATC, n-ATC, n-BTC, n-NTC, n-ATC, n-BTC, n-NTC”.

What was the rationale for choosing this sequence?

p.11 “After each of the six runs, participants were asked ’Did you hear sounds during the last run?’”. Given that the scanner noise is loud, presumably they were also instructed to only answer “yes” for sounds other than the scanner noise.

p.14. “we contrasted whole brain data gathered during n-NTC vs. fixation”.

I do not know what “fixation” means here. I am guessing it is results of a pre-task scan? Please clarify in the paper.

p. 15 “To do so, we calculated pairwise contrasts between activations during the two stimulus conditions (n-ATC + n-BTC) and n-NTC, however no significant differences were found (p < 0.001, uncorrected)”. Does “n-ATC + n-BTC”

Does this mean that the two activations were first summed, and then contrasted with n-NTC, or that two contrasts were conducted: n-ATC vs n-NTC and n-BTC vs n-NTC? Further down, it seems that excitation of IFG for n-BTC> n-ATC (statistically significant). What about n-BTC vs n-NTC? This seems like a sensible planned comparison, given the hypothesis that “BTC cannot be detected and so would not be expected to lead to excitation? If the BTC excitation is causing some effect in the brain, does this show up in the BTC vs. NTC contrast?

p. 15 “To do so, we calculated pairwise contrasts between activations during the two stimulus conditions (n-ATC + n-BTC) and n-NTC, however no significant differences were found (p < 0.001, uncorrected)”.

Presumably this should be p>0.001 if it was not significant?

p.15 “However, when contrasting the two stimulation runs directly (n-BTC vs. n-ATC) we found a strong activation in bilateral inferior frontal gyrus (IFG, triangular part) only when US was presented below the HT (p < 0.001, cluster > 30)”

I don’t know what “cluster >30” means here, but it probably makes sense to an fMRI expert. Please clarify for the acousticians and audiologists who will be reading this.

p. 15. “after NTC, 11 out of 15 accurately stated that no stimulation had taken place, two were unsure and two reported that sounds had been presented.”

Not consistent with table 2 which states 3 were unsure.

p. 15. “Apart from that, paired t-test (two-tailed) revealed that stimulation during ATC (mean = -1.00, SD = 1.13) was rated significantly more unpleasant compared to BTC (mean = 0.07, SD = 0.70) (t(15) = 3.23, p = 0.006).”

How are there get 15 degrees of freedom in the t-statistic? If all 15 were included then you would have 14 dfs. But presumably only subjects who reported sounds in both ATC and BTC conditions who could be included – so at most 10, and possibly fewer, because it is stated that only subjects who reported sounds present then rated the pleasantness of the sound. And it could be <10, since the paired test can only be performed on subjects who were correct in both ATC and BTC conditions. It isn’t stated how many of the 10 who reported sounds present in ATC also reported them present in BTC. And also how many of these wrongly reported sounds present in NTC?

p. 15. “When participants were asked ‘Did you hear sounds during the last run?’ after the first n-back run, 7 out of 15 (one ‘unsure’)”

Since the run contained at four blocks ATC, why do you think the sounds were not detected?

p. 16. “While no correlations between resting-state brain data and verbal reports reached significance, we found that bilateral IFG activation during n-BTC vs. n-ATC was associated with verbal reports after resting-state in two ways: First, we found that the more pleasant a tone was perceived during ATC, the higher activation in bilateral IFG during ATC was (r = 0.602, p = 0.023).”

Should that be “higher activation in bilateral IFG during n-ATC vs n-BTC”?

p. 16. “While no correlations between resting-state brain data and verbal reports reached significance, we found that bilateral IFG activation during n-BTC vs. n-ATC was associated with verbal reports after resting-state in two ways: First, we found that the more pleasant a tone was perceived during ATC, the higher activation in bilateral IFG during ATC was (r = 0.602, p = 0.023).”

What are the degrees of freedom for the estimate of r? For verbal reports in the resting state, there were only 10 subjects who were asked about pleasantness, so presumably there were only 9 dfs for this test. R=0.602 is not significant with dfs=9 on a two-tailed test.

p.16. A number of different correlations are presented. Were these all a priori planned correlations? ATC pleasantness vs. n-ATC minus n-BTC IFG activation is presented, and also ATC pleasantness minus BTC pleasantness vs. n-ATC minus n-BTC IFG activation. Why these combinations? E.g. why not also BTC pleasantness vs. n-ATC minus n-BTC IFG activation? Other correlation coefficients are calculated involving for IFG activation, RTs, pleasantness rating, error rates. This leads to a large number of potential correlations and hence an inflated type 1 error rate unless there were selected planned comparisons.

p. 17. “First, we showed that the more unpleasant sound was perceived during BTC compared to ATC the higher signal strength in bilateral IFG was (although ATC was generally experienced as more uncomfortable).”

In the discussion, the authors don’t mention that they report a correlations between pleasantness in ATC and IFG activation in ATC (though I think the latter might be n-ATC vs. n-BTC). Is this also consistent with your hypothesis?

P 17. “WM” not defined. Presumably “working memory”.

Ethics statement and page 7. “The study was conducted according to the Declaration of Helsinki with approval of the ethics committee of the German Psychological Association (DGPs).” The authors should state the year of the Declaration of Helsinki (because it changes significantly with different versions).

REFERENCES

  1. Cieslak M, Kling C and Wolff A (2020) Ultrasound exposure in a workplace and a potential way to improve its measurement methodology. 2020 IEEE International Workshop on Metrology for Industry 4.0 & IoT, 2020, pp. 172-176, doi: 10.1109/MetroInd4.0IoT48571.2020.9138223.

  2. Cieslak M, Kling C, Wolff A. (2021) Development of a Personal Ultrasound Exposimeter for Occupational Health Monitoring. International Journal of Environmental Research and Public Health. 18(24):13289. https://doi.org/10.3390/ijerph182413289

  3. Duck, F. and Leighton, T.G. (2018) Frequency bands for ultrasound, suitable for the consideration of its health effects. J. Acoust. Soc. Am. 144(4) 2490-2500 (doi: 10.1121/1.5063578)

  4. Dolder, C.N., Fletcher, M.D., Lloyd Jones, S., Lineton, B., Dennison, S.R., Symmonds, M., White, P.R. and Leighton, T.G. (2018) Measurements of ultrasonic deterrents and an acoustically branded hairdryer: Ambiguities in guideline compliance. J. Acoust. Soc. Am. 144(4), 2565-2574 (doi: 10.1121/1.5064279)

  5. Fletcher, M.D., Lloyd Jones, S., White, P.R., Dolder, C.N., Leighton, T.G. and Lineton, B. (2018a) Effects of very high-frequency sound and ultrasound on humans. Part I: Adverse symptoms after exposure to audible very-high frequency sound. J. Acoust. Soc. Am. 144(4), 2511-2520 (doi: 10.1121/1.5063819)

  6. Fletcher, M.D., Lloyd Jones, S., White, P.R., Dolder, C.N., Leighton, T.G. and Lineton, B. (2018b) Effects of very high-frequency sound and ultrasound on humans. Part II: A double-blind randomized provocation study of inaudible 20-kHz ultrasound. J. Acoust. Soc. Am. 144(4), 2521-2531 (doi: 10.1121/1.5063818)

  7. Fletcher, M.D., Lloyd Jones, S., White, P.R., Dolder, C.N., Lineton, B. and Leighton, T.G. (2018c) Public exposure to ultrasound and very high-frequency sound in air. J. Acoust. Soc. Am. 144(4), 2554-2564 (doi: 10.1121/1.5063817)

  8. Leighton, T.G., (2017). Comment on ‘Are some people suffering as a result of increasing mass exposure of the public to ultrasound in air? Proc. Math. Phys. Eng. Sci. 473, 20160828

  9. Leighton, T.G. (2018) Ultrasound in air - Guidelines, applications, public exposures, and claims of attacks in Cuba and China. J. Acoust. Soc. Am. 144(4) 2473-2489 (doi: 10.1121/1.5063351).

  10. Leighton, T. G. (2020) Ultrasound in air - Experimental studies of the underlying physics are difficult when the only sensors reporting contemporaneous data are human beings. Physics Today, 73(12), 39-43 (doi: 10.1063/PT.3.4634).

  11. Leighton, T. G., Currie, H. A. L., Holgate, A., Dolder, C. N., Lloyd Jones, S., White, P. R. and Kemp, P. S. (2020a). Analogies in contextualizing human response to airborne ultrasound and fish response to acoustic noise and deterrents, Proceedings of Meetings on Acoustics (POMA) 37, 010014 (doi: 10.1121/2.0001260).

  12. Leighton, T. G., Lineton, B., Dolder, C. N. and Fletcher, M. D. (2020b) Public Exposure to airborne ultrasound and Very High Frequency sound. Acoustics Today, 16(3), 17-26 (doi: 10.1121/AT.2020.16.3.17).

  13. Lubner R. J., Kondamuri N. S., Knoll R. M., Ward B. K., Littlefield P. D., Rodgers D., Abdullah K. G., Remenschneider A. K. and Kozin E. D. (2020) Review of Audiovestibular Symptoms Following Exposure to Acoustic and Electromagnetic Energy Outside Conventional Human Hearing. Frontiers in Neurology, 11, Article 234, DOI=10.3389/fneur.2020.00234

  14. Maccà, I., Scapellato, M. L., Carrieri, M., Maso, S., Trevisan, A. and Bartolucci, G. B. (2015) High-frequency hearing thresholds: effects of age, occupational ultrasound and noise exposure. Int. Arch. Occup. Environ. Health 88, 197–211. (doi:10.1007/s00420-014-0951-8)

  15. Mapp, P. A. (2018) Potential audibility of ultrasonic signal monitoring of Public Address and Life Safety Sound Systems, J. Acoust. Soc. Am. 144(4), 2539–2547

  16. Scholkmann, F. (2019) Exposure to High-Frequency Sound and Ultrasound in Public Places: Examples from Zurich, Switzerland. Acoustics 1, 816 (2019).

  17. Ueda, M., Ota, A. and Takahashi, H. (2014) Investigation on high-frequency noise in public space. Internoise 2014, Melbourne Australia, 16–19 November 2014, 7 p.

  18. Ullisch-Nelken C., Wolff, A., Schöneweiß, R. and Kling, C. (2017), A measurement procedure for the assessment of industrial ultrasonic noise, Proceedings of the 25th International Congress on Sound and Vibration, Vol. 4, pp. 2433–2438, Curran Associates, Red Hook, NY, USA

  19. van Wieringen, A. and Glorieux, C. (2018) Assessment of short-term exposure to an ultrasonic rodent repellent device,” J. Acoust. Soc. Am. 144(4), 2501–2510.

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Reviewer #1: The authors investigated the effect of high-frequency sounds on a visuo-spatial working memory task in human subjects. Although the study fails to demonstrate acoustic evoked activity, the authors describe an effect of sub-threshold high-frequency stimulation on brain network activity.

As there are no line numbers included in the manuscript, which is unfortunate, I will first only provide general comments here:

General comments:

My major issue with the current manuscript is the use of the word ultrasound, which is confusing in the context of this article. Technically, yes it is ultrasound as defined as frequencies above 20kHz. However, the definition of ultrasound is in that sense arbitrary, because ultrasound has also the connotation of being outside the human hearing range. The frequencies studied in this manuscript can in principle be heard by human subjects, even though they lie at the extrem higher end of the human hearing range (which is also demonstrated by the authors, by determining hearing thresholds). The use of ultrasound now leads to confusion, when ultrasound is used in the sense, that it refers to sounds outside the human hearing and audible range. This creates a grey zone, and it is unnecessarily misleading. The clarity of the manuscript would profit a lot, if this would be made rephrased, better defined and better distinguished, in the title, abstract, and introduction.

My second issue, closely related to the first, is that the use of US this article suggests that US (> 20 kHZ) is something fundamentally different as sound in the hearing range. Again this is misleading and not helpful. It is indeed interesting to study the effects of extremely high-frequencies on subjective experience, but I suggest to talk about high-frequencies in the hearing spectrum and not ultrasound. At least this needs to be pointed out much clearer. The study simply refers to high-frequency sounds, which lie at the border of the possible audible range (as demonstrated in the study). This is not new, and it is known that the human hearing audible range can reach 20kHz and above, especially in younger age groups. (e.g Rodriguez et al. 2014). Nobody debates this. As this study however is concerned with simply high-frequency sounds in the upper human audible range, I advise the authors to use a description, that better fits these facts. Especially, at least is important to point out that the study concerns US just at the lowest lower border, in contrast for example to ultrasound way above (e.g. >40 kHz). Further it needs to be made clear that the US distinction is somewhat arbitrary, with relation to possible human hearing thresholds. The manuscript should be modified accordingly.

The third issue, as devices operating with US are taken as a motivation of the study, it would be helpful to provide specific examples at which specific US frequency ranges the devices work (because US can mean many things, from only a little above 20000 Hz or 100kHz). Then it becomes clearer how this relates to the results in the manuscript. Ultrasound has a large range, and the wording in the title implies that the results would hold true for many US frequencies.

Further, it is not clearly enough described, how US can be perceived other that the cochlea, and especially how sub-threshold sounds! can have an effect on brain network activity. This needs to be motivated and explained more clearly, and the expected sensory path should be better described, as in the distinction of the normal auditory pathway via the hair cells, in contrast to an alternative path for US (via bone conduction, etc.) that is hypothesised in some studies. The title implies that the authors show mechanisms of US that can work via non-classical sensory pathways that can be detrimental to cognition. But it is not sufficiently explained how that actually should work, and whether this is not simply an artefact.

Reviewer #2: Air-conducted ultrasound below the hearing threshold produces functional changes in the cognitive control network. 2022

Markus Weichenberger, Marion Bug, Rüdiger Brühl, Bernd Ittermann, Christian Koch, Simone Kühn.

OVERALL

This paper reports a difficult experiment in an important field, with a number of interesting findings (such as the low scatter between individuals in hearing threshold, the fact that fMRI failed to detect a response when individuals heard a sound etc.).

However, it is let down by its placement in the wider context, both in terms of why it is important society looks at this now, and what previous studies have shown: the few statistically significant data (in this field dominated by subjective accounts) are not discussed.

An important finding appeared to be downplayed and would be missed by readers. As with the MEG data of Fujioka et al. (2002) here no response could be detected despite the fact that some of the subjects reporting hearing the stimulus. If true, that suggests these techniques are not sufficiently sensitive to warrant the assumption that they make infallible detectors for threshold studies into the response of humans to US. Would you agree? That would seem to be key given that the tendency of those outside of science is to see fMRI images and believe they represent the gold standard for detection of brain activity.

CONTEXT

The introduction opens with “Technological progress and urbanization significantly contributed to the fact that nowadays air-conducted sound in the ultrasonic frequency range (> 20,000 Hz, US) represents an integral part of our daily stimulus environment”. However, no evidence whatsoever is presented to back up this claim. This is particularly surprising as surely the impetus for study in this area would be the discovery of ultrasound exposing the public without their knowledge in public places (Leighton, 2016), which has been detected in EU and UK (Fletcher et al., 2018c), Japan (Leighton et al. 2020a), in US schoolrooms (Leighton, 2020; Leighton et al, 2020b) and in domestic products (Dolder et al., 2018). Of course ultrasonic deterrents have been emitting into air for decades, but their contributions to ultrasonic exposures in public spaces was unappreciated (Leighton, 2016; van Wieringen and Glorieux, 2018). Similarly, industrial exposures had been appreciated for decades, and drove the institution of guidelines for exposure (Ullisch-Nelken et al., 2017).

The paper does not give this context in the Introduction. Without it, the reader will struggle to appreciate why it is important that works on this topic be published. It is in the authors’ interests to explain FROM THE START the newly-emerging field of public exposures, and so explaining the situation that , in the eyes of their readers, will make the more compelling case for their research.

By only mentioning public exposures as an addendum, postscript to their long list of references on industrial research, the authors lead their case for publication with the topic of industrial exposures, for which there is a long history of research, and in which the sources of ultrasound are well known. This is clear when they say ‘less attention is paid to the fact that US is also emitted by an increasing number of technical devices, such as motion detectors, loudspeakers, or cleaning tools, which often results in people being exposed to such frequencies on a daily basis without noticing. A number of studies on US in occupational settings suggests that there may be a relationship between sound exposure and the occurrence of subjective symptoms, such as hearing threshold shifts, nausea, dizziness, migraine, fatigue, and tinnitus (Skillern, 1965; Acton & Carson, 1967; Acton, 1974, 1983; Von Gierke & Nixon, 1976; Crabtree & Forshaw, 1977; Herman & Powell, 1981; Damongoet & André, 1988).’ By LEADING with public exposures, they will make a much stronger case for why It is important for their work to be published. By explaining to the reader that this includes schools, for example, the reader will understand the imperative for such studies.

COMPARISON WITH OTHER STUDIES

The papers fails to put its findings in the context of other studies. The paper states ‘Several studies have demonstrated that humans are capable of perceiving US, yet little is known as to how such sounds are processed and whether adverse health effects might be associated with US exposure’ (Abstract, line 2). Furthermore, on page 3 the authors say:

“Meanwhile, initial studies on the effects of US emitted in public spaces also suggest that such sounds can be perceived as ’noisy’, ’uncomfortable’ and even as causing ’a headache or an earache’ (Ueda et al., 2014, Leighton, 2016, 2017) and devices with sound pressure levels (SPLs) of up to 147 dB, which apparently match, and in some cases exceed those measured in the manufacturing industries are now commercially available (Grigor’eva, 1966; Acton, 1968; Knight, 1968; EARS Project, 2015). Apart from the fact that the subjective symptoms attributed to US are very diverse and unspecific, there are a number of other issues that make it difficult to gain a better understanding of such associations.“

This gives the unfortunate impression to the reader that there are only vague subjective descriptions of effects. It ignores the statistically significant effects proven in some studies.

It is important to put this study in the context of the statistically significant conclusions on this that can be found in the literature. Given there are barely any statistically significant studies, it is important to include them. This is particularly so, because so many studies were contaminated by high levels of sound at lower frequencies. Macca et al compared a cohort of industrial workers who had been exposed to high levels of both ultrasound and sound in an industrial setting, with workers who had only been exposed to ultrasound. Macca et al reported statistically significant effects (although their statistical calculations were erroneous, and needed reworking by Leighton (2016) to determine which effects were statistically significant).

In contrast, Fletcher et al (2018a and b) got around the problem of contamination of the sound field by lower frequency noise, by excluding it. Fletcher et al. (2018a) showed statistically significant effects for ultrasound that could be perceived. Although they did not show it for ultrasound that could not be perceived (2018b) they warn that ethical guidelines meant that the durations and SPLs to which they could expose their subjects, were less than those they might encounter in a public place, and so the extrapolation of their results to infer ‘ultrasound at levels below the hearing threshold cannot harm you’ would be an erroneous inference. Of particular note, both students (Fletcher et al., 2018a and b) separated out subjects who had previously complained of adverse effects from what they believed to be ultrasound in public places (the ‘‘symptomatic’’ group), from subjects who had not (the ‘‘asymptomatic’’ group).

I feel it is important to explain how Fletcher et al introduced the innovation of separating (the ‘‘symptomatic’’ group from the ‘‘asymptomatic’’ group: this is a good experimental way of overcoming the wide range in susceptibilities seen in the population, especially when the number of subject tested (as in the submitted manuscript) is small.

Fletcher et al. (2018a) showed statistically significance for 'annoyance' and 'inability to concentrate', but was statistically proven by Fletcher et al. (2018a) and illustrated in a real-world case studies by Leighton (2020) and Leighton et al., (2020c) and Ueda (2014). Fletcher et al. (2018a) also found statistically significant galvanic skin responses (GSRs) in the ‘symptomatic’ group.

Maccà et al. (2015) showed a statistically significant increases in asthenia (loss or lack of bodily strength) and vertigo, and in recalculating their data, Leighton (2016) confirmed these findings but also showed a statistically significant increase in ‘tingling in the limbs’.

It is vital the authors properly review these studies or the reader will miss the imperative nature of the need to research and publish in this area.

The first line of the CONCLUSIONS needs to reflect this small but important body of statistically significant findings.

Furthermore the phrase “To the authors’ knowledge, this study is the first to demonstrate that air-conducted US is capable of producing changes in functional brain activity” is inappropriate. I think, at most, the authors showed evidence of this, but what they present falls short of a clear “demonstration”.

SENSITIVITY and CONTROLS

Surely it is very important that the techniques used in this paper fail to register an effect, when patients report hearing the sound. This suggests that both MEG (Fujioka et al. 2002) and fMRI (this paper) lack the sensitivity to be used as sensory response threshold detectors for high frequency acoustics and ultrasonic exposure. This point should be made here. And in the first line of the Discussion.

The paper leaves open the questions over whether the same can be said of the EEG data of Nittono (2020) et al. it is reported that no differences were detected – was it statistically tested? Could they hear the signals? In all these studies, did these past subjects actually hear the signals, or could they have been responding to something else? Please clarify.

In the same paragraph, the authors are coy as to why they are repeating the work of Kühler et al. (2019). It is vital that they are honest here. Kühler et al. (2019) used an inappropriate control. In the light of this, the current paper should not repeat the conclusions of that paper (‘the authors also found no evidence for auditory processing at frequencies above 14 kHz’) as this paper has already been cited by those who read it to mean human could not hear high frequencies. The fact that the control was inappropriate, and the point discussed here that MEG and fMRI are insufficiently sensitive for threshold detection, make it misleading to include text that would lead readers to believe that use of MEG and fMRI prove humans do not detect these frequencies.

The authors in the conclusion, “Whereas previous studies established rather unspecific associations between US exposure and a number of subjective symptoms (such as ‘annoyance’ or ‘discomfort’)”. This is not true given the work of Fletcher et al (2018a and b) and Macca et al (with stats re-run by Leighton 2016).

DETAILED COMMENTS.

Abstract line 1. The point has been established in the literature (Leighton, 2017, 2018; Scholkmann, 2019; van Wieringen and Glorieux, 2018; Lubner et al., 2020; Paxton et al., 2018; Fletcher et al., 2018a,b,c; Dolder et al, 2018; Duck and Leighton, 2018) that, because the third octave bands that is centered on 20 kHz, extends down to 17.8 kHz, all the guidelines for Maximum Permissible Levels (MPLs) set for 20 kHz, extend down to 17.8 kHz, making (by default) the lower limit of the ultrasonic band 17.8 kHz, not 20 kHz. Cieslak et al (2020, 2021) acknowledge the argument to set the lower limit of ultrasound at 17.8 kHz, but comply with German tradition of setting ti at 16 kHz, Given the 17.8 kHz has logical reasoning behind it, and beings in line most of the previous guidelines (which could not reasonable state 20 kHz as the limit whilst regulating down to 17.8 kHz when setting levels for ultrasonics exposure) I recommend you use that in the definition.

Page 16. “Participants were neutral regarding the effects of US during the first run, although

verbal reports varied considerably (mean = 0.00, SD = 1.51, min = -4, max = +3).” Is this strictly accurate? It would imply all subjects were neutral. So you mean the average response came out as neutral but that only a minority of subjects actually had a neutral response? This point was not clear and greater clarity would be appreciated.

EXPERIMENTAL

This is a difficult experiment, the need to reduce metal clearly making the experiment challenging. Nevertheless, the experiment was well-conducted, with good protocols, equipment and measurement.

NEED FOR FURTHER DISCUSSION on ‘BELOW THRESHOLD’

Some of the other results are surprising. The main one is that in the BTC condition, where the US-tone is presented at 10 dB below the previously measured threshold, most subjects said (correctly) they could detect the sound, while in the NTC condition where no sound was presented most said (again correctly) that they could not hear any sound. So there is an explained discrepancy as to why they could (seemingly) hear the sound during the “resting state scanning” but not when their threshold was assessed. The authors do not really discuss why this might be, though they rule out test-retest reliability of the hearing threshold which was better than +/- 5 dB. Also, in the first of the three n-back scan runs, half the subjects did not say they could hear any tones, even when there were quite a few presented at 5 dB above threshold. But then in the next two cases they (mostly) could hear the sounds (as expected).

It is not clear whether this anomaly can be explained due by differences in the test set up between threshold measurements and scanning, or some odd effect of the order of testing (I don't know what that might be). There needs to be clarity on this.

The authors appear to see differences in brain activity (bilateral IFG) between ATC and BTC stimulation, but it is not possible to tell from the paper whether they also see a difference between BTC and NTC (i.e. below threshold and no stimulus conditions) or ATC vs. NTC because they are unclear on this. The authors appear to claim this shows that the BTC condition is causing some effect in the brain, but it is currently impossible for the reader to tell whether this is valid. The authors found a difference in IFG between ATC vs BTC, but could it be that this was an inverse effect that was caused by the ATC case (relative to NTC)? I would have thought that the obvious hypothesis to test would be that the BTC condition gives the same response as the NTC condition (since in both cases there is no audible US).

So, when talking about the “below threshold” condition, the authors need to be careful. Indeed, I think it is not correct to call this ‘below threshold’ without qualification – because the reader will read the paper thinking this refers to levels below the threshold for inciting a response, but these ‘below threshold’ levels clearly are not always below threshold!

Options might be that the detection sensitivity of the experiment is not sufficient.

Or there might be large variations in the level reaching the ear canal based on fittings or movement of the fittings within in the ear canal or something like that because the sound is at such a high frequency.

Given how much text the authors devote to the DISCUSSSION, they really don’t discuss this major issue much.

There may also be a problem with the correlations because as I understand it the authors only take a pleasantness rating when the person reports being able to perceive the sounds. It’s odd to read because the sound is “below threshold” yet the subjects only rate it’s pleasantness when they perceive it… if they can perceive it, then it’s obviously not below threshold…

This identifies one limitation of the experiment vs the real world, which is that because of their rating scales (getting subjects to rate pleasantness and influence of the sounds), the authors are really getting the participants to focus in on the sounds each time, which they likely wouldn’t necessarily be doing with real-world exposure. Would it not be a valid criticism that these neural responses are quite sensitive to whether the subject is paying attention? If so, this needs discussion.

STATISTICS

Also, some of the statistical analysis is odd, because in some places they appear to use all 15 subjects, when there were only at most 10 who should have had valid results (and possibly fewer as they could only include people who “heard” the tone in both the ATC and BTC conditions). The authors should revisit this point and explain themselves, or correct the analysis if necessary.

The authors conduct quite a few statistical tests, where it is not clear whether these were planned before hand or not; this could inflate their false-positive rate if they were unplanned.

These are definitely areas where the authors need to provide clarification.

The character count would not let me include the remainder of my review and so I have sent that separately to the editor, so please contact the editor if you do not receive the rest.

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Reviewer #2: No

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PLoS One. 2022 Dec 13;17(12):e0277727. doi: 10.1371/journal.pone.0277727.r002

Author response to Decision Letter 0


5 Oct 2022

The document "Response to reviewers" is now part of the attached files.

Reviewer #1:

The authors investigated the effect of high-frequency sounds on a visuo-spatial working memory task in human subjects. Although the study fails to demonstrate acoustic evoked activity, the authors describe an effect of sub-threshold high-frequency stimulation on brain network activity.

As there are no line numbers included in the manuscript, which is unfortunate, I will first only provide general comments here:

• (1) Author’s response: Thank you for bringing this to our attention. Line numbers have now been included in the revised version of the manuscript. However, due to the fact that Microsoft Word doesn’t accurately display continuous line numbers when reviewing a document, line numbers will restart each page.

General comments:

My major issue with the current manuscript is the use of the word ultrasound, which is confusing in the context of this article. Technically, yes it is ultrasound as defined as frequencies above 20kHz. However, the definition of ultrasound is in that sense arbitrary, because ultrasound has also the connotation of being outside the human hearing range. The frequencies studied in this manuscript can in principle be heard by human subjects, even though they lie at the extrem higher end of the human hearing range (which is also demonstrated by the authors, by determining hearing thresholds). The use of ultrasound now leads to confusion, when ultrasound is used in the sense, that it refers to sounds outside the human hearing and audible range. This creates a grey zone, and it is unnecessarily misleading. The clarity of the manuscript would profit a lot, if this would be made rephrased, better defined and better distinguished, in the title, abstract, and introduction.

My second issue, closely related to the first, is that the use of US this article suggests that US (> 20 kHZ) is something fundamentally different as sound in the hearing range. Again this is misleading and not helpful. It is indeed interesting to study the effects of extremely high-frequencies on subjective experience, but I suggest to talk about high-frequencies in the hearing spectrum and not ultrasound. At least this needs to be pointed out much clearer. The study simply refers to high-frequency sounds, which lie at the border of the possible audible range (as demonstrated in the study). This is not new, and it is known that the human hearing audible range can reach 20kHz and above, especially in younger age groups. (e.g Rodriguez et al. 2014). Nobody debates this. As this study however is concerned with simply high-frequency sounds in the upper human audible range, I advise the authors to use a description, that better fits these facts. Especially, at least is important to point out that the study concerns US just at the lowest lower border, in contrast for example to ultrasound way above (e.g. >40 kHz). Further it needs to be made clear that the US distinction is somewhat arbitrary, with relation to possible human hearing thresholds. The manuscript should be modified accordingly.

(2) Author’s response: Thank you very much for the feedback. We realized that the way, we used the term ultrasound and introduced the reader to the debate about the audibility of US has led to some confusion, which is why we decided to rewrite large parts of the introduction. Reviewer #2 also pointed out the arbitrary nature of defining US as sound frequencies > 20 kHz and referred us to an article by Leighton (2017), who showed that current ultrasonic regulation guidelines extend down to 17.8 kHz, which is the lower frequency limit of the third octave band centered in 20 kHz. In line with a number of recent studies (f.e. Wieringen and Glorieux, 2018; Fletcher et al., 2018a,b,c; Dolder et al, 2018; Paxton et al., 2018), we therefore propose to adopt this definition instead and use it in the Abstract (p1, line 3) and again in the introduction (p2, line 4) of the revised manuscript. To better inform the reader of which sound frequencies the study is concerned with, we also specified the range for which hearing thresholds in the US frequency spectrum have so far been determined (p2, lines 17 – 22). As you noted, the fact that human hearing extends into the US frequency spectrum is well known among readers interested in audiology, but we believe that a wider audience may benefit, if this was also pointed out in the article. We therefore challenge the idea held among large parts of the public that US is categorically outside of the human hearing range (p2, line 16 – 17), followed by direct reference to the existing literature on the matter. We hope this positively contributes to the clarity of the paper and helps reduce confusion due to unclear terminology.

The third issue, as devices operating with US are taken as a motivation of the study, it would be helpful to provide specific examples at which specific US frequency ranges the devices work (because US can mean many things, from only a little above 20000 Hz or 100kHz). Then it becomes clearer how this relates to the results in the manuscript. Ultrasound has a large range, and the wording in the title implies that the results would hold true for many US frequencies.

• (3) Author’s response: Thank you for the important remark. As part of the rewrite of the introduction, we have now referenced studies, in which acoustic field measurements were conducted in various public places to assess ultrasonic noise pollution and also included specific examples of technical devices (i.e. public address voice alarm (PAVA) systems and ultrasonic pest repellents) that are considered to be the biggest contributors of US in the public domain (p2, lines 9 – 16).

Further, it is not clearly enough described, how US can be perceived other that the cochlea, and especially how sub-threshold sounds! can have an effect on brain network activity. This needs to be motivated and explained more clearly, and the expected sensory path should be better described, as in the distinction of the normal auditory pathway via the hair cells, in contrast to an alternative path for US (via bone conduction, etc.) that is hypothesised in some studies. The title implies that the authors show mechanisms of US that can work via non-classical sensory pathways that can be detrimental to cognition. But it is not sufficiently explained how that actually should work, and whether this is not simply an artefact.

• (4) Author’s response: We thank the reviewer for bringing this to our attention. First of all, we realized that the repeated references to bone-conducted US perception and hypotheses regarding the signal transmission of bone-conducted US in the introduction did not provide critical information for understanding the article and probably lead to confusion, which is why we suggest to remove these references from the revised manuscript (with the exception of Hosoi et al.’s study (1998) who first demonstrated that bone-conducted US can lead to activation of the primary auditory cortex). Instead, we tried to emphasize more strongly that regardless of whether US is air- or bone-conducted, hearing in the US frequency spectrum most likely involves processing in the cochlea and should therefore be regarded as an auditory sensation (p3, lines 30 – 34). Second, apart from the hypothesis by Leighton (2016) and his reference to Job et al.’s work (2011), we are not aware of any other studies suggesting the existence of a different (in this case somatosensory) processing route for (inaudible) US and since we did not find activation of primary somatosensory areas in response to these stimuli, we also did not speculate about potential down-stream targets of an alternative processing route in the discussion. While we think it is appropriate to briefly touch on this hypothesis in the introduction, we tried to make it clear that the measured brain effect rather points towards the engagement of attentional mechanisms in response to auditory stimulation. Given the high statistical significance of our main effect (p < 0.001, cluster > 30) as well as the fact that IFG is critically important in attentional control and auditory change detection, we believe it is very unlikely that this effect represents an artifact. In the revised manuscript, we also referenced a recent longitudinal study by Ascone et al. (2021), who reported brain effects in response to inaudible US, thus providing additional evidence for the claim that US below the HT can exert an influence on the CNS (p3 lines 15 – 28). Moreover, while little is known about the processing of subliminal auditory stimuli, it is well documented that changes in neuronal activity can also be detected in response to visual stimuli presented below the perceptual threshold (e.g., see Brooks et al. 2012; Meneguzzo et al. 2014) (p20 lines 8 – 11).

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Reviewer #2:

1. OVERALL

This paper reports a difficult experiment in an important field, with a number of interesting findings (such as the low scatter between individuals in hearing threshold, the fact that fMRI failed to detect a response when individuals heard a sound etc.).

However, it is let down by its placement in the wider context, both in terms of why it is important society looks at this now, and what previous studies have shown: the few statistically significant data (in this field dominated by subjective accounts) are not discussed. An important finding appeared to be downplayed and would be missed by readers. As with the MEG data of Fujioka et al. (2002) here no response could be detected despite the fact that some of the subjects reporting hearing the stimulus. If true, that suggests these techniques are not sufficiently sensitive to warrant the assumption that they make infallible detectors for threshold studies into the response of humans to US. Would you agree? That would seem to be key given that the tendency of those outside of science is to see fMRI images and believe they represent the gold standard for detection of brain activity.

• (1) Author’s response: It is indeed surprising that neither fMRI nor MEG could detect brain activation in auditory brain regions, especially since these methods complement each other very well in terms of their strengths and weaknesses (i.e. high spatial and low temporal resolution and vice versa). However, it needs to be emphasized that the drastically different experimental conditions in the few available studies touched on in the manuscript (i.e. Fujioka et al. 2002; Kühler et al., 2019; Nittono, 2020) significantly impair their comparability and do not allow us to make general statements about the status of different measurement tools for detecting neural activity in response to airborne US (p4, lines 27 – 34; p5, lines 1 – 2). Within the scope of this article, we tried to focus primarily on the use of fMRI and suggest that the lack of activation in the primary auditory cortex during US above the HT can most likely be attributed to scanner noise contaminating our imaging data. In principle, we have no reason to assume that fMRI per se is not sensitive enough to detect neural activation in response to US, especially once it is perceived and experienced as unpleasant or even painful (p4, lines 30 – 33; p21 lines 1 – ).

• In the case of Fujioka et al.‘s MEG & fMRI study (2002), they showed that no significant changes in brain activity were observed when stimulation exceeded 14 kHz, even though some participants reported they still had a hearing impression when being exposed to sounds of up to 20 kHz, however sounds were applied via a loudspeaker over 1 meter away from the participants’ ears at a fixed SPL of only 60 dB. Based on their findings, the author suggested that such high frequencies are not represented in the tonotopy of the auditory cortex. We believe this conclusion was drawn somewhat prematurely, since it has been shown repeatedly that SPLs usually need to be much higher to reliably cause perception in the US frequency band. Moreover, Hosoi et al. (1998) already showed that by presenting US via bone-conduction, activity in the auditory cortex could be detected via MEG at frequencies of up to 40 kHz.

• In the case of Nittono’s EEG study (2020), the author only stated that participant’s high-frequency auditory thresholds were between 14,000 and 19,000 Hz (M = 17,316 Hz) and it is not clear, how these thresholds were determined. Given the information provided in the article, we only know that the 2 test-stimuli (i.e. the 11- and the 22-kHz high-cut sound) were again delivered via 2 loudspeakers placed 1.2 m in front of the participants with a SPL of 62 dB. Therefore, it is highly unlikely that participants had a hearing impression of the 22 kHz tones, given the fact that SPLs of around 100 dB SPL are required to produce auditory perception in this frequency range, even when administering sound via an in-ear-device.

• Regarding the study of Kühler et al (2019), the authors are not quite sure what the reviewer means by “the control was inappropriate” as well as “this paper has already been cited by those who read it to mean human could not hear high frequencies” in comment 4.

2. CONTEXT

The introduction opens with “Technological progress and urbanization significantly contributed to the fact that nowadays air-conducted sound in the ultrasonic frequency range (> 20,000 Hz, US) represents an integral part of our daily stimulus environment”. However, no evidence whatsoever is presented to back up this claim. This is particularly surprising as surely the impetus for study in this area would be the discovery of ultrasound exposing the public without their knowledge in public places (Leighton, 2016), which has been detected in EU and UK (Fletcher et al., 2018c), Japan (Leighton et al. 2020a), in US schoolrooms (Leighton, 2020; Leighton et al, 2020b) and in domestic products (Dolder et al., 2018). Of course ultrasonic deterrents have been emitting into air for decades, but their contributions to ultrasonic exposures in public spaces was unappreciated (Leighton, 2016; van Wieringen and Glorieux, 2018). Similarly, industrial exposures had been appreciated for decades, and drove the institution of guidelines for exposure (Ullisch-Nelken et al., 2017). The paper does not give this context in the Introduction. Without it, the reader will struggle to appreciate why it is important that works on this topic be published. It is in the authors’ interests to explain FROM THE START the newly-emerging field of public exposures, and so explaining the situation that , in the eyes of their readers, will make the more compelling case for their research.

By only mentioning public exposures as an addendum, postscript to their long list of references on industrial research, the authors lead their case for publication with the topic of industrial exposures, for which there is a long history of research, and in which the sources of ultrasound are well known. This is clear when they say ‘less attention is paid to the fact that US is also emitted by an increasing number of technical devices, such as motion detectors, loudspeakers, or cleaning tools, which often results in people being exposed to such frequencies on a daily basis without noticing. A number of studies on US in occupational settings suggests that there may be a relationship between sound exposure and the occurrence of subjective symptoms, such as hearing threshold shifts, nausea, dizziness, migraine, fatigue, and tinnitus (Skillern, 1965; Acton & Carson, 1967; Acton, 1974, 1983; Von Gierke & Nixon, 1976; Crabtree & Forshaw, 1977; Herman & Powell, 1981; Damongoet & André, 1988).’ By LEADING with public exposures, they will make a much stronger case for why It is important for their work to be published. By explaining to the reader that this includes schools, for example, the reader will understand the imperative for such studies.

• (1) Author’s response: Thank you for the feedback. Some of these concerns have also been raised by Reviewer #1 and we realized that in the previous draft of the manuscript, the reader was not introduced properly to the discourse about public US exposure, since many important studies were either not available at the time of writing the introduction or were not selected when reviewing the existing literature. We therefore decided to completely rewrite large parts of the introduction and put a much stronger emphasize on the available data regarding public US exposure.

3. COMPARISON WITH OTHER STUDIES

The papers fails to put its findings in the context of other studies. The paper states ‘Several studies have demonstrated that humans are capable of perceiving US, yet little is known as to how such sounds are processed and whether adverse health effects might be associated with US exposure’ (Abstract, line 2). Furthermore, on page 3 the authors say: “Meanwhile, initial studies on the effects of US emitted in public spaces also suggest that such sounds can be perceived as ’noisy’, ’uncomfortable’ and even as causing ’a headache or an earache’ (Ueda et al., 2014, Leighton, 2016, 2017) and devices with sound pressure levels (SPLs) of up to 147 dB, which apparently match, and in some cases exceed those measured in the manufacturing industries are now commercially available (Grigor’eva, 1966; Acton, 1968; Knight, 1968; EARS Project, 2015). Apart from the fact that the subjective symptoms attributed to US are very diverse and unspecific, there are a number of other issues that make it difficult to gain a better understanding of such associations.“

This gives the unfortunate impression to the reader that there are only vague subjective descriptions of effects. It ignores the statistically significant effects proven in some studies. It is important to put this study in the context of the statistically significant conclusions on this that can be found in the literature. Given there are barely any statistically significant studies, it is important to include them. This is particularly so, because so many studies were contaminated by high levels of sound at lower frequencies. Macca et al compared a cohort of industrial workers who had been exposed to high levels of both ultrasound and sound in an industrial setting, with workers who had only been exposed to ultrasound. Macca et al reported statistically significant effects (although their statistical calculations were erroneous, and needed reworking by Leighton (2016) to determine which effects were statistically significant).

In contrast, Fletcher et al (2018a and b) got around the problem of contamination of the sound field by lower frequency noise, by excluding it. Fletcher et al. (2018a) showed statistically significant effects for ultrasound that could be perceived. Although they did not show it for ultrasound that could not be perceived (2018b) they warn that ethical guidelines meant that the durations and SPLs to which they could expose their subjects, were less than those they might encounter in a public place, and so the extrapolation of their results to infer ‘ultrasound at levels below the hearing threshold cannot harm you’ would be an erroneous inference. Of particular note, both students (Fletcher et al., 2018a and b) separated out subjects who had previously complained of adverse effects from what they believed to be ultrasound in public places (the ‘‘symptomatic’’ group), from subjects who had not (the ‘‘asymptomatic’’ group). I feel it is important to explain how Fletcher et al introduced the innovation of separating (the ‘‘symptomatic’’ group from the ‘‘asymptomatic’’ group: this is a good experimental way of overcoming the wide range in susceptibilities seen in the population, especially when the number of subject tested (as in the submitted manuscript) is small. Fletcher et al. (2018a) showed statistically significance for 'annoyance' and 'inability to concentrate', but was statistically proven by Fletcher et al. (2018a) and illustrated in a real-world case studies by Leighton (2020) and Leighton et al., (2020c) and Ueda (2014). Fletcher et al. (2018a) also found statistically significant galvanic skin responses (GSRs) in the ‘symptomatic’ group. Maccà et al. (2015) showed a statistically significant increases in asthenia (loss or lack of bodily strength) and vertigo, and in recalculating their data, Leighton (2016) confirmed these findings but also showed a statistically significant increase in ‘tingling in the limbs’. It is vital the authors properly review these studies or the reader will miss the imperative nature of the need to research and publish in this area. The first line of the CONCLUSIONS needs to reflect this small but important body of statistically significant findings.

Furthermore the phrase “To the authors’ knowledge, this study is the first to demonstrate that air-conducted US is capable of producing changes in functional brain activity” is inappropriate. I think, at most, the authors showed evidence of this, but what they present falls short of a clear “demonstration”.

• (1) Author’s response: As outlined in the response above, by rewording large parts of the introduction, we attempted to better situate our study within the current discourse on US-related health effects. We evaluated the aforementioned studies and incorporated many of the findings in the revised version of the manuscript. In addition, we also rewrote large parts of the conclusion to make it clear to the reader that our results add to the existing literature on statistically significant effects of US exposure.

4. SENSITIVITY and CONTROLS

Surely it is very important that the techniques used in this paper fail to register an effect, when patients report hearing the sound. This suggests that both MEG (Fujioka et al. 2002) and fMRI (this paper) lack the sensitivity to be used as sensory response threshold detectors for high frequency acoustics and ultrasonic exposure. This point should be made here. And in the first line of the Discussion. The paper leaves open the questions over whether the same can be said of the EEG data of Nittono (2020) et al. it is reported that no differences were detected – was it statistically tested? Could they hear the signals? In all these studies, did these past subjects actually hear the signals, or could they have been responding to something else? Please clarify.

In the same paragraph, the authors are coy as to why they are repeating the work of Kühler et al. (2019). It is vital that they are honest here. Kühler et al. (2019) used an inappropriate control. In the light of this, the current paper should not repeat the conclusions of that paper (‘the authors also found no evidence for auditory processing at frequencies above 14 kHz’) as this paper has already been cited by those who read it to mean human could not hear high frequencies. The fact that the control was inappropriate, and the point discussed here that MEG and fMRI are insufficiently sensitive for threshold detection, make it misleading to include text that would lead readers to believe that use of MEG and fMRI prove humans do not detect these frequencies.

The authors in the conclusion, “Whereas previous studies established rather unspecific associations between US exposure and a number of subjective symptoms (such as ‘annoyance’ or ‘discomfort’)”. This is not true given the work of Fletcher et al (2018a and b) and Macca et al (with stats re-run by Leighton 2016).

• (1) Author’s response: Please see our response to the 1.1, where the issue of signal detection by means of fMRI, MEG and EEG is addressed in detail.

5. DETAILED COMMENTS

Abstract line 1. The point has been established in the literature (Leighton, 2017, 2018; Scholkmann, 2019; van Wieringen and Glorieux, 2018; Lubner et al., 2020; Paxton et al., 2018; Fletcher et al., 2018a,b,c; Dolder et al, 2018; Duck and Leighton, 2018) that, because the third octave bands that is centered on 20 kHz, extends down to 17.8 kHz, all the guidelines for Maximum Permissible Levels (MPLs) set for 20 kHz, extend down to 17.8 kHz, making (by default) the lower limit of the ultrasonic band 17.8 kHz, not 20 kHz. Cieslak et al (2020, 2021) acknowledge the argument to set the lower limit of ultrasound at 17.8 kHz, but comply with German tradition of setting it at 16 kHz, Given the 17.8 kHz has logical reasoning behind it, and beings in line most of the previous guidelines (which could not reasonable state 20 kHz as the limit whilst regulating down to 17.8 kHz when setting levels for ultrasonics exposure) I recommend you use that in the definition.

• (1) Author’s response: Thank you very much for the input and the useful references. In fact, a similar concern regarding the arbitrariness of defining ultrasound as sound frequencies above 20 kHz has also been raised by Reviewer #1. We therefore changed our definition of US in the Abstract and the introduction (p1, line 3; p2, line 4) and emphasize that there is a growing consensus among authors of more recent publications in the field, to use 17.8 kHz as the low limit of the ultrasonic frequency band (p2, lines 17 – 19).

Page 16. “Participants were neutral regarding the effects of US during the first run, although verbal reports varied considerably (mean = 0.00, SD = 1.51, min = -4, max = +3).” Is this strictly accurate? It would imply all subjects were neutral. So you mean the average response came out as neutral but that only a minority of subjects actually had a neutral response? This point was not clear and greater clarity would be appreciated.

• (2) Author’s response: We agree that the wording used in the article to describe the results was misleading. We therefore suggest the following correction: “During the first run, stimulation affected participants very differently, but there was no trend towards a perceived positive or negative influence on performance (mean = 0.00, SD = 1.51, min = -4, max = +3)” (p16, lines 3 – 5).

6. NEED FOR FURTHER DISCUSSION on ‘BELOW THRESHOLD’

Some of the other results are surprising. The main one is that in the BTC condition, where the US-tone is presented at 10 dB below the previously measured threshold, most subjects said (correctly) they could detect the sound, while in the NTC condition where no sound was presented most said (again correctly) that they could not hear any sound. So there is an explained discrepancy as to why they could (seemingly) hear the sound during the “resting state scanning” but not when their threshold was assessed. The authors do not really discuss why this might be, though they rule out test-retest reliability of the hearing threshold which was better than +/- 5 dB.

• (1) Author’s response: This result was indeed surprising and at this point we cannot provide a conclusive explanation for it. In the article, we provided 3 – in our view strong – arguments in favor of the interpretation that stimulation was indeed below the HT. A) Sounds during (n-)BTC were administered by reducing the SPL by 10 dB (compared to a 5 dB increase for ATC). B) Test-retest reliability was checked for a number of participants, and C) the scanner was running during image acquisition while having been switched off during HT assessments (which may have increased HTs rather than decreasing them). However, as mentioned in the discussion, we cannot rule out that subtle changes in head- or earplug positioning may have affected sound transmission in the ear canal.

• In the revised version of the manuscript, we try to address this topic in more detail and re-wrote the relevant segment of the discussion in the following way: “Given the lack of evidence for primary sensory processing anywhere in the brain, the question remains how US below the HT could have caused these changes in the first place. While little is known about the processing of subliminal auditory stimuli, it is well documented that changes in neuronal activity can be detected in response to visual stimuli presented below the perceptual threshold (e.g., see Brooks et al., 2012; Meneguzzo et al., 2014). In addition, the fact that IFG has also been implicated in contrast-enhancement for cases of low auditory discriminability (Alho et al., 1994; Opitz et al., 2002; Doeller et al., 2003) and that auditory change detection can be recorded for consciously imperceptible stimulus differences (Allen et al. 2000; Paavilainen et al., 2007) suggests that auditory stimulation does not necessarily have to produce a clear and distinct hearing impression in order to affect the CNS. Importantly, a similar conclusion can be drawn from Ascone et al.‘s study (2021), who showed that prolonged exposure to inaudible US at SPLs well below the HT was associated with significant grey matter volume reductions in large frontal clusters (including bilateral IFG), even though participants were asleep during most of the exposure. Apart from that, it remains unclear why 9 out of 10 participants who reported hearing the stimuli during ATC also had a hearing impression during BTC, while reporting correctly that no stimulation had occurred when the sound source was switched off (NTC). In general, the fact that the intra-individual spread of HTs in the five participants who completed the HT assessment twice on two non-consecutive days only ranged between -1 and +5 dB SPL, indicates that the experimental setup operated with enough precision to reliably present sound above the HT and that stimulation during (n-)BTC (presented 10 dB below the HT) was low enough to account for day-to-day fluctuations in hearing acuity. In addition, it needs to be emphasized that the presence of scanner noise increases HTs rather than decreases them (Röhl & Uppenkamp, 2012) and that changes in head- or earplug positioning would likely reduce the SPL in the ear canal, since the ear plug position was optimized via a 8 kHz probe tone prior to the scan. We can therefore only speculate that participants may have found it implausible that we did not expose them to US when asking for a perceptual report and therefore guessed randomly (with a rate of 66% false estimates, which is close to a 50% probability of guessing) (p20, lines 7 – 33).

Also, in the first of the three n-back scan runs, half the subjects did not say they could hear any tones, even when there were quite a few presented at 5 dB above threshold. But then in the next two cases they (mostly) could hear the sounds (as expected). It is not clear whether this anomaly can be explained due by differences in the test set up between threshold measurements and scanning, or some odd effect of the order of testing (I don't know what that might be). There needs to be clarity on this.

• (2) Author’s response: The three n-back runs were conducted without any interruptions (apart from the questions concerning the experience of the participants) or repositioning of the participants in the scanner, so apart from a minimal slippage of the ear plug due to head motion, which could have affected signal transmission in the ear canal, variability of the experimental conditions was kept to a minimum. Since no participant reported that the ear plug had actually slipped (and participants were aware of what this would have felt like, since a lot of time was spent finding the optimal fit of the ear plug before the experiments begun) we are quite confident that this anomaly cannot be explained by changes in experimental conditions.

• Instead, we suggest the following explanation: “Moreover, when analyzing the verbal reports obtained after the n-back runs, it becomes evident that as the number of participants who reported hearing US during n-back increased from run 1 (7 out of 15) to run 3 (11 out of 15), the perceived influence of stimulation on task performance also changed from neutral in run 1 (mean = 0,00) to slightly negative (mean = 0,80) in run 3. One could thus speculate that as participants became more experienced with task performance, they also became more susceptible to attentional shifts induced by US (and thus aware of stimulation and its effect). (p19, lines 17 – 23).

The authors appear to see differences in brain activity (bilateral IFG) between ATC and BTC stimulation, but it is not possible to tell from the paper whether they also see a difference between BTC and NTC (i.e. below threshold and no stimulus conditions) or ATC vs. NTC because they are unclear on this. The authors appear to claim this shows that the BTC condition is causing some effect in the brain, but it is currently impossible for the reader to tell whether this is valid. The authors found a difference in IFG between ATC vs BTC, but could it be that this was an inverse effect that was caused by the ATC case (relative to NTC)? I would have thought that the obvious hypothesis to test would be that the BTC condition gives the same response as the NTC condition (since in both cases there is no audible US).

• (3) Author’s response: To avoid overloading the article with data, we initially decided not to include the results for the other pairwise contrasts, although we also found a trend toward higher activation during n-BTC compared to n-NTC (p = 0.068). Since this trend can be considered as additional support for our finding that US below the HT can alter functional brain activity, we now included this result in the revised version of the manuscript (p15, lines 9 - 10).

So, when talking about the “below threshold” condition, the authors need to be careful. Indeed, I think it is not correct to call this ‘below threshold’ without qualification – because the reader will read the paper thinking this refers to levels below the threshold for inciting a response, but these ‘below threshold’ levels clearly are not always below threshold! Options might be that the detection sensitivity of the experiment is not sufficient. Or there might be large variations in the level reaching the ear canal based on fittings or movement of the fittings within in the ear canal or something like that because the sound is at such a high frequency. Given how much text the authors devote to the DISCUSSSION, they really don’t discuss this major issue much.

• (4) Author’s response: We would like to refer the reviewer to our response to 6.1.

There may also be a problem with the correlations because as I understand it the authors only take a pleasantness rating when the person reports being able to perceive the sounds. It’s odd to read because the sound is “below threshold” yet the subjects only rate it’s pleasantness when they perceive it… if they can perceive it, then it’s obviously not below threshold … This identifies one limitation of the experiment vs the real world, which is that because of their rating scales (getting subjects to rate pleasantness and influence of the sounds), the authors are really getting the participants to focus in on the sounds each time, which they likely wouldn’t necessarily be doing with real-world exposure. Would it not be a valid criticism that these neural responses are quite sensitive to whether the subject is paying attention? If so, this needs discussion.

• (5) Author’s response: We certainly agree that the neural responses are very sensitive to whether the participant is paying attention, which is why we tried to emphasize the critical role of IFG in attentional processing at various points of the discussion. Importantly, at no point during the actual experiments were participants explicitly instructed to pay attention to the stimuli. During resting-state, participants were asked to lie in the scanner with eyes closed, not thinking of anything in particular, in order to simulate conditions more similar to those in the real world (p4, lines 32; p5 lines 5 – 6). This corresponds to the ”general instruction” given prior to a resting-state brain scan and is also found in other fMRI literature. Performing the “3-back version” of the n-back task is challenging and requires a great deal of sustained attention. This is also part of the reason, why we argued that IFG activation could reflect the triggering of attentional systems in response to potentially distracting auditory stimulation. Once participants are distracted and attention is allocated away from the task, this should be detectable as a functional change in the cognitive control network underlying successful task performance. In order to stress the important role of attention when aiming to identify the auditory centers for US perception, we also added the following segment in the discussion:

• “Apart from that, it is known that mapping the tonotopic organization of PAC by means of fMRI is complicated by a number of additional factors (Langers et al., 2012). For example, the functional architecture of PAC exhibits considerable intersubjective variability (Rademacher et al. 2001) and several studies have also shown that neuronal response properties can be modulated via top-down attentional mechanisms (Bidet-Caulet et al. 2007; Woods et al. 2009; Paltoglou et al. 2011). It thus appears that future studies aimed at identifying the neural correlates of US perception would benefit from carefully considering these mechanisms, i.e. whether stimuli are actively being attended or just listened to passively, while also addressing intraindividual variability, f.e. by screening for US sensitivity as part of the recruitment process.“ (p21, lines 15 – 23).

7. STATISTICS

Also, some of the statistical analysis is odd, because in some places they appear to use all 15 subjects, when there were only at most 10 who should have had valid results (and possibly fewer as they could only include people who “heard” the tone in both the ATC and BTC conditions). The authors should revisit this point and explain themselves, or correct the analysis if necessary. The authors conduct quite a few statistical tests, where it is not clear whether these were planned before hand or not; this could inflate their false-positive rate if they were unplanned. These are definitely areas where the authors need to provide clarification.

• (1) Author’s response: Most of the analysis was pre-planned and conducted in order to best address the main hypotheses outlined in the introduction (p5, lines 11 – 18). After obtaining our main finding that IFG activation was significantly stronger in the contrast n-BTC vs. n-ATC, we looked for meaningful correlations between brain activation and perceptual / performance measures (both specified prior to data analysis). We believe that the number of statistical tests used in the study was comparatively small, since we only found one main imaging effect that we then correlated with these measures.

• As part of the main analysis, we did not exclude individual data sets based on the fact whether a given participant did or did not (correctly or incorrectly) perceive a stimulus. The main goal of the study was to objectively analyze functional brain activity in response to carefully controlled US stimulus application as well as during cognitive task performance. In this respect, we believe that imaging data of all 15 participants was equally suitable for analysis. However, we repeated our analysis, restricted to only those participants who reported a hearing impression, when analyzing, whether US caused activation in one particular region of interest, i.e. primary auditory cortex (since we found no effect when including all 15 participants) (p15, lines 2 – 6). This was an additionally introduced test which could not be planned before because it was a constructive response to unexpected results of the study. Apart from that, we are not aware of any other parts of the fMRI analysis that would benefit from a more restrictive approach, despite the reduction in statistical power that would come along with it.

• For the correlations between imaging data and perceptual reports, we also used results from all 15 participants, but those 4 participants who were not asked about their pleasantness rating, received a score of 0 (min = -5 = extremely unpleasant and max = +5 = extremely pleasant) (see 8.15. for further information). Moreover, as outlined in 8.12., the statistical tests for the direct comparison between pleasantness ratings of ATC and BTC (p15, lines 27 – 29) as well as the correlation pleasantness-ratings and error-rates now only involved those participants who reported a hearing impression during both conditions (and one participants reporting ‘unsure‘) (p16, lines 17 – 19).

8. SPECIFIC COMMENTS

Please amend the paper to address these, rather than keep the paper barely changed and explain back to the reviewer, because if the reviewer was unclear what was meant, the average reader might well be, and they will not see any of the clarifying material in the response to reviewer. I would have thought the Editor might comment on whether it is appropriate to have so many acronyms in the Abstract. (Note from me regarding this comment: The number of acronyms/initialisms used in the abstract may be addressed in the final revision stage of the manuscript, if the paper is deemed suitable for publication. It would be wise to consider this issue in this revision to reduce your workload later).

• (1) Author’s response: To ensure a smoother reading, we removed the acronyms ‘CCN‘ for cognitive control network, and ‘ROI‘ for region of interest in the Abstract.

p9. “HTs for pure tones with frequencies ranging from 8 to 26.5 kHz were measured monaurally (right ear) while participants lay in the scanner, in order to ensure that US audibility was preserved during the imaging process (background noise level was above the limit according to ISO 8253-1).” Were the HTs measured in an identical environment to the resting-state scanning condition, in terms of scanner noise etc? If so, why was the stimulus duration 1 sec during HT assessment and 2.75 sec during resting-state fMRI?

• (2) Author’s response: Thank you for the question. During the fMRI runs, repeated bursts of US with a frequency of 21.5 kHz, a duration of 2550 ms and on- and offset ramps of 100 ms were presented either at 5 dB above (‘above-threshold condition’; ATC) or 10 dB below the participants’ HT (‘below-threshold condition’; BTC). For the HT assessment, we reasoned that stimulus duration itself did not really matter, as long as it was long enough to elicit a clear and distinct auditory perception. We therefore chose sounds with similar characteristics, but with a duration of only 1000 ms. Apart from that, this also sped up the HT assessment, so participants had to spend less time in the scanner.

p.10 “Participants were not informed about the order in which the runs were conducted.” Were the testers aware of the order – i.e. double blind?

• (3) Author’s response: This part of the study was conducted in a single blind fashion, as the order of stimulus conditions was changed between participants (so knowing the initial order, each of the following recordings was predictable) and the experimenter had to manually select the respective audio file. Due to the fact, that our post-recording questionnaire was very simplistic and standardized, we expect experimenter effects to be minimal. We added the following sentence to the revised manuscript: “The runs were conducted in a single blind fashion, i.e. only the experimenter knew the order of the stimulus conditions” (p10, lines 6 – 8).

p. 10 “whereas the ATC and BTC runs were counterbalanced across participants.”It could not be fully counterbalanced as there were an odd number of subjects. But admittedly any order effect is likely to be minor with at 8/7 imbalance. However the exact wording here cannot be correct.

• (4) Author’s response: We changed the wording in the following way: „Resting-state data acquisition always started with the NTC run, whereas the order of the stimulated runs was alternated across participants. Analysis of the resting-state data included 8 data sets in which ATC was followed by BTC, and 7 in which the order was reversed“ (p10, lines 5 – 6).

p.11 “In each run, the 12 blocks were aligned with the stimulus protocol in the following order: n-NTC, n-BTC, n-ATC, n-NTC, n-BTC, n-ATC, n-ATC, n-BTC, n-NTC, n-ATC, n-BTC, n-NTC”. What was the rationale for choosing this sequence?

• (5) Author’s response: We added the following information to the revised version of the manuscript. “This sequence was chosen in order to minimize the risk of stimulation order affecting task performance and/or brain activation (by alternating ATC and BTC) as well as the risk of data acquisition being influenced by whether a stimulation run was followed by a run without stimulation (by starting with NTC in the first 2 triplets and ending with NTC in the last 2 triplets) within a given amount of scanning time. In addition, after each block, a fixation period of 20 s was inserted, during which participants were looking at a black cross in the middle of the screen.” (p10, lines 28 – 33).

p.11 “After each of the six runs, participants were asked ’Did you hear sounds during the last run?’”. Given that the scanner noise is loud, presumably they were also instructed to only answer “yes” for sounds other than the scanner noise.

• (6) Author’s response: This is correct. Participants were aware of the importance of being able to distinguish scanner noise from the actual stimulus, which is why the category "unsure" was introduced. Since this hasn’t been clarified sufficiently in the article, we added the following information to the revised manuscript: “After each of the six runs, participants were asked ’Did you hear sounds during the last run?’ and asked to answer with ‘yes’, ’no’ or ’unsure’, if participants could not reliably distinguish between scanner noise and stimulus” (p11, lines 7 – 10).

p.14. “we contrasted whole brain data gathered during n-NTC vs. fixation”. I do not know what “fixation” means here. I am guessing it is results of a pre-task scan? Please clarify in the paper.

• (7) Author’s response: ‘Fixation’ refers to the period of 20 s after each n-block, during which participants were looking at a black cross in the middle of the screen. This information has been added to the revised version of the manuscript (p10, lines 31 – 32) and Fig. 3 has been updated accordingly.

p. 15 “To do so, we calculated pairwise contrasts between activations during the two stimulus conditions (n-ATC + n-BTC) and n-NTC, however no significant differences were found (p < 0.001, uncorrected)”. Does “n-ATC + n-BTC”. Does this mean that the two activations were first summed, and then contrasted with n-NTC, or that two contrasts were conducted: n-ATC vs n-NTC and n-BTC vs n-NTC? Further down, it seems that excitation of IFG for n-BTC > n-ATC (statistically significant). What about n-BTC vs n-NTC? This seems like a sensible planned comparison, given the hypothesis that “BTC cannot be detected and so would not be expected to lead to excitation? If the BTC excitation is causing some effect in the brain, does this show up in the BTC vs. NTC contrast?

• (8) Author’s response: The phrasing used in the article is indeed misleading. Pairwise contrasts were calculated between each stimulus condition and the no-tone condition separately, i.e. n-ATC vs. n-NTC and n-BTC vs. n-NTC (p15, line 1 – 4). Regarding the 2nd point, we would like to refer the reviewer to our response to 6.3. However, it is important to mention that our hypothesis was not that “BTC cannot be detected and so would not be expected to lead to excitation”. In the introduction we stated our main hypothesis without making specific predictions regarding the effects of US below or above the HT (see p5, line 23 – 28). In fact, we assumed it was entirely possible that both types of stimulation could have an effect on functional connectivity (and perhaps in a different way).

p. 15 “To do so, we calculated pairwise contrasts between activations during the two stimulus conditions (n-ATC + n-BTC) and n-NTC, however no significant differences were found (p < 0.001, uncorrected)”. Presumably this should be p>0.001 if it was not significant?

• (9) Author’s response: In neuroimaging publications, it is customary to state the threshold of the statistical testing. To make this clear, we changed wording in brackets to: “thresholded at p < 0.001, uncorrected” (p15, line 3 – 4).

p.15 “However, when contrasting the two stimulation runs directly (n-BTC vs. n-ATC) we found a strong activation in bilateral inferior frontal gyrus (IFG, triangular part) only when US was presented below the HT (p < 0.001, cluster > 30)”. I don’t know what “cluster >30” means here, but it probably makes sense to an fMRI expert. Please clarify for the acousticians and audiologists who will be reading this.

• (10) Author’s response: The following information was added to the revised manuscript: “Typical fMRI analyses include between 100000 to 200000 voxels resulting in numerous statistical tests, which must be appropriately corrected for multiple comparisons. Instead of testing each voxel individually, most fMRI analyses test, whether a given cluster of voxels exhibits statistically significant activation, assuming that activations in proximate voxels are not fully independent. To display the results of the group analysis, statistical values were thresholded with a level of significance of p < 0.001 (z > 3.09, uncorrected); a significant effect was reported when the volume of the cluster was greater than the minimum cluster size determined by Monte Carlo simulation above which the probability of type I error was < 0.05.” (p13, line 4 – 12).

p. 15. “after NTC, 11 out of 15 accurately stated that no stimulation had taken place, two were unsure and two reported that sounds had been presented.” Not consistent with table 2 which states 3 were unsure.

• (11) Author’s response: This has been corrected accordingly. The information provided in table 2 is correct.

p. 15. “Apart from that, paired t-test (two-tailed) revealed that stimulation during ATC (mean = -1.00, SD = 1.13) was rated significantly more unpleasant compared to BTC (mean = 0.07, SD = 0.70) (t(15) = 3.23, p = 0.006).” How are there get 15 degrees of freedom in the t-statistic? If all 15 were included then you would have 14 dfs. But presumably only subjects who reported sounds in both ATC and BTC conditions who could be included – so at most 10, and possibly fewer, because it is stated that only subjects who reported sounds present then rated the pleasantness of the sound. And it could be <10, since the paired test can only be performed on subjects who were correct in both ATC and BTC conditions. It isn’t stated how many of the 10 who reported sounds present in ATC also reported them present in BTC. And also how many of these wrongly reported sounds present in NTC?

• (12) Author’s response: Thank you for the remark. You are correct that the paired t-test can only be performed on participants who had a hearing impression in both ATC and BTC conditions. This leaves us with a total 10 participants (9 who reported ´yes´ twice and 1 who reported ´unsure´), hence dfs = 9. When re-analysing our data, we obtained slightly different values, yet the overall effect stayed the same. We corrected this in the revised manuscript in the following way: “Here, paired t-test (two-tailed) revealed that stimulation during ATC (mean = -1.30, SD = 1.160) was rated significantly more unpleasant compared to BTC (mean = 0.20, SD = 0.789) (t(9) = -3.545, p = 0.006)” (p15, lines 29 – 32; Tab 2). Regarding the second to last point raised: In the initial draft of the manuscript, we already mention that 9 out of 10 participants who reported hearing sound during ATC, also had a hearing impression during BTC (p20, lines 20 – 23).

p. 15. “When participants were asked ‘Did you hear sounds during the last run?’ after the first n-back run, 7 out of 15 (one ‘unsure’)”. Since the run contained at four blocks ATC, why do you think the sounds were not detected?

• (13) Author’s response: We would like to refer the reviewer to our response to 6.2.

p. 16. “While no correlations between resting-state brain data and verbal reports reached significance, we found that bilateral IFG activation during n-BTC vs. n-ATC was associated with verbal reports after resting-state in two ways: First, we found that the more pleasant a tone was perceived during ATC, the higher activation in bilateral IFG during ATC was (r = 0.602, p = 0.023).” Should that be “higher activation in bilateral IFG during n-ATC vs n-BTC”?

• (14) Author’s response: Thank you again for the very careful reading. The correct phrasing should be “higher activation in bilateral IFG during n-BTC vs. n-ATC (p16, line 13 – 14).

p. 16. “While no correlations between resting-state brain data and verbal reports reached significance, we found that bilateral IFG activation during n-BTC vs. n-ATC was associated with verbal reports after resting-state in two ways: First, we found that the more pleasant a tone was perceived during ATC, the higher activation in bilateral IFG during ATC was (r = 0.602, p = 0.023).” What are the degrees of freedom for the estimate of r? For verbal reports in the resting state, there were only 10 subjects who were asked about pleasantness, so presumably there were only 9 dfs for this test. R=0.602 is not significant with dfs=9 on a two-tailed test.

• (15) Author’s response: This correlation was calculated with dfs = 14, since brain data gathered from all 15 participants was correlated with perceptual ratings. For those subjects who were not asked about their pleasantness rating, a score of 0 (min = -5 = extremely unpleasant and max = +5 = extremely pleasant) was used. In addition, while checking our calculations, we also found that the rating score for one participant during ATC was miscalculated when transforming the Likert scale from -5 – +5 to 0 – 10 . After correcting the error, we obtained slightly different r- and p-values: 1. The more pleasant a tone during ATC, the higher activation in bilateral IFG (r = 0.579, p = 0.024). 2. The more unpleasant a tone during BTC relative to ATC, the higher activation in bilateral IFG (r = 0.711, p = 0.003).

p.16. A number of different correlations are presented. Were these all a priori planned correlations? ATC pleasantness vs. n-ATC minus n-BTC IFG activation is presented, and also ATC pleasantness minus BTC pleasantness vs. n-ATC minus n-BTC IFG activation. Why these combinations? E.g. why not also BTC pleasantness vs. n-ATC minus n-BTC IFG activation? Other correlation coefficients are calculated involving for IFG activation, RTs, pleasantness rating, error rates. This leads to a large number of potential correlations and hence an inflated type 1 error rate unless there were selected planned comparisons.

• (16) Author’s response: We would like to refer the reviewer to our response to 7.1.

p. 17. “First, we showed that the more unpleasant sound was perceived during BTC compared to ATC the higher signal strength in bilateral IFG was (although ATC was generally experienced as more uncomfortable).” In the discussion, the authors don’t mention that they report a correlations between pleasantness in ATC and IFG activation in ATC (though I think the latter might be n-ATC vs. n-BTC). Is this also consistent with your hypothesis?

• (17) Author’s response: We did not form any a prior hypothesis about specific correlation between perceptual ratings and specific brain activation effects. However, the fact the overall ATC was experienced as more unpleasant, was consistent with our hypothesis (p5, lines 23 – 25). We did not discuss the correlation between pleasantness in ATC and IFG activation explicitly, since the effect was much more pronounced when the difference scores (BTC vs. ATC) were correlated with the imaging data. Nevertheless, this result indicates that IFG activation does not encode for pleasantness or unpleasantness of a given stimulus per se. In the case of US, both the stimulation condition and the perceived effect appear to have a differential impact on IFG activation, with the strongest activation being measured when the discrepancy between the perceived influence of US at BTC and ACT is greatest.

P 17. “WM” not defined. Presumably “working memory”.

• (18) Author’s response: Correct, this has been changed accordingly (p17, line 24).

Ethics statement and page 7. “The study was conducted according to the Declaration of Helsinki with approval of the ethics committee of the German Psychological Association (DGPs).” The authors should state the year of the Declaration of Helsinki (because it changes significantly with different versions).

• (19) Author’s response: The following information has been added to the revised manuscript: The study was conducted according to the Declaration of Helsinki (64th WMA General Assembly, 2013) (p6, line 9).

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Decision Letter 1

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3 Nov 2022

Air-conducted ultrasound below the hearing threshold elicits functional changes in the cognitive control network.

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Acceptance letter

Brenton G Cooper

1 Dec 2022

PONE-D-21-19549R1

Air-conducted ultrasound below the hearing threshold elicits functional changes in the cognitive control network

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