Skip to main content
Diseases of the Esophagus logoLink to Diseases of the Esophagus
. 2022 Apr 12;35(12):doac020. doi: 10.1093/dote/doac020

Treatment of anastomotic leak after esophagectomy: insights of an international case vignette survey and expert discussions

Sander Ubels 1,, Merel Lubbers 2, Moniek H P Verstegen 3, Stefan A W Bouwense 4, Elke van Daele 5, Lorenzo Ferri 6, Suzanne S Gisbertz 7, Ewen A Griffiths 8, Peter Grimminger 9, George Hanna 10, Michal Hubka 11, Simon Law 12, Donald Low 13, Misha Luyer 14, Robert E Merritt 15, Christopher Morse 16, Carmen L Mueller 17, Grard A P Nieuwenhuijzen 18, Magnus Nilsson 19, John V Reynolds 20, Ulysses Ribeiro 21, Riccardo Rosati 22, Yaxing Shen 23, Bas P L Wijnhoven 24, Bastiaan R Klarenbeek 25, Frans van Workum 26,27, Camiel Rosman 28
PMCID: PMC9753084  PMID: 35411928

Summary

Anastomotic leak (AL) is a severe complication after esophagectomy. Clinical presentation of AL is diverse and there is large practice variation regarding treatment of AL. This study aimed to explore different AL treatment strategies and their underlying rationale. This mixed-methods study consisted of an international survey among upper gastro-intestinal (GI) surgeons and focus groups with expert upper GI surgeons. The survey included 10 case vignettes and data sources were integrated after separate analysis. The survey was completed by 188 respondents (completion rate 69%) and 6 focus groups were conducted with 20 international experts. Prevention of mortality was the most important goal of primary treatment. Goals of secondary treatment were to promote tissue healing, return to oral feeding and safe hospital discharge. There was substantial variation in the preferred treatment principles (e.g. drainage or defect closure) and modalities (e.g. stent or endoVAC) within different presentations of AL. Patients with local symptoms were treated by supportive means only or by non-surgical drainage and/or defect closure. Drainage was routinely performed in patients with intrathoracic collections and often combined with defect closure. Patients with conduit necrosis were predominantly treated by resection and reconstruction of the anastomosis or by esophageal diversion. This mixed-methods study shows that overall treatment strategies for AL are determined by vitality of the conduit and presence of intrathoracic collections. There is large variation in preferred treatment principles and modalities. Future research may investigate optimal treatment for specific AL presentations and aim to develop consensus-based treatment guidelines for AL after esophagectomy.

Keywords: Esophageal Cancer, Esophagectomy, Anastomotic Leak, Survey, Focus Group

INTRODUCTION

Anastomotic leak (AL) is a potentially life-threatening complication after esophagectomy, with an incidence of 10–20%.1,2 AL is associated with high mortality, post-operative morbidity, prolonged hospital admission and reduced quality of life.1,3 Patients with AL can present with various signs and symptoms which may also differ in severity. Hence, various treatment strategies for AL have been suggested ranging from supportive care to invasive approaches.4–6 Currently, there is a large variation in clinical practice,7 and detailed insight in the strategies and rationales currently used for treatment of AL is lacking.

Previous studies focused largely on different single treatment modalities, their indications and outcomes.5,8–12 For example, endoscopic stent placement has been suggested for AL with a defect smaller than 30% of the anastomotic circumference and endoscopic vacuum-assisted closure (endoVAC) has been suggested for sealed-off cavities smaller than 4 cm.11,12 However, AL treatment strategies are usually multimodal and management approaches are often determined largely by personal experience and availability of resources. Moreover, many studies have overlooked the diverse clinical presentation of AL, whereas treatment may need to be tailored accordingly.

A focus on general treatment strategies and principles, rather than individual modalities, may stimulate discussion amongst surgeons and give guidance to what strategies can be advised in which patient. Three treatment principles can be distinguished by their physiological mechanism: drainage of fluid collections, closure of the anastomotic defect (e.g. stent placement, surgical revision or esophageal diversion) and supportive interventions (e.g. antibiotics and/or feeding support). Treatment strategies may comprise a combination of these principles and may be achieved by using multiple modalities.

The aim of this study was to gain insight in current strategies applied in AL treatment and their rationale. This study did not seek to develop consensus, rather, this study used a mixed-methods approach to promote deeper understanding of treatment strategies used in current practice. This could provide a framework to improve future studies on treatment of AL after esophagectomy.

METHODS

Study design

A mixed-methods study was conducted to explore treatment strategies for AL and their rationales. Mixed-methods research purposefully combines quantitative and qualitative methods to answer questions that cannot be answered by either one alone and provides the opportunity for further exploration or deepening of understanding.13–16 The current study focused on surgeons performing resections for esophageal cancer, as they have a central role in management of patients with AL. An international case vignette survey was conducted to assess how surgeons treat patients with AL after esophagectomy according to their local practice. Qualitative focus groups with expert upper gastro-intestinal (GI) surgeons were conducted to further explore and interpret findings of the quantitative survey by complementarity.17–20 The study was exempt from ethical review by an institutional review board according to Dutch law and was conducted in accordance with the Good Reporting of A Mixed-Methods Study (GRAMMS) guidelines.21

Survey

An open online survey was developed and consisted of two parts: a brief questionnaire and 10 case vignettes (i.e. clinical cases). The case vignettes were designed to cover the broad spectrum of clinical presentations of AL (Supplement 1). The vignettes differed according to location of the anastomosis, presence of fluid collections, presence of organ failure and vitality of the gastric conduit (Table 1). In each case vignette, respondents were asked to choose their preferred initial treatment strategy, consisting of one or multiple treatment principles (i.e. drainage, defect closure and/or supportive treatment), and subsequently choose their preferred modalities to effectuate the strategy. The survey was developed and tested together with esophageal surgeons from different countries to ensure relevance of the case vignettes and applicability of the survey in different practices and regions.

Table 1.

Summary of case vignettes

Case Anastomosis Fluid collections Conduit condition Organ failure
1 Cervical None Viable No
2 Cervical Cervical Viable No
3 Intrathoracic None Viable No
4 Intrathoracic Mediastinal Viable No
5 Intrathoracic Pleural Viable No
6 Intrathoracic Mediastinal + Pleural Viable No
7 Intrathoracic Mediastinal + Pleural* Viable No
8 Intrathoracic Mediastinal + Pleural Viable Yes
9 Cervical Mediastinal + Pleural Viable No
10 Cervical Mediastinal Necrotic Yes

*Inadequate drain placement

The survey was distributed to all surgical members of the International Society for Diseases of the Esophagus (ISDE), European Society for Diseases of the Esophagus and Dutch Upper GI Cancer Group, and was distributed through the network of the Oesophago-Gastric Anastomosis Audit (OGAA) and TENTACLE—Esophagus study by email and Twitter. Only surgeons performing esophageal resections were allowed to participate. The survey was opened on 11 December 2020, one reminder was sent and then it was closed on 19 February 2021. Responses were gathered anonymously via online survey software (www.surveymonkey.com).

Focus groups

Focus groups were conducted to provide a more detailed exploration and interpretation of the survey data by expert upper GI surgeons. The focus group outline was designed to cover the topics of the survey to promote integration during analysis (Supplement 2): goals of treatment, overall strategies, influence of intrathoracic fluid collections, vitality of the conduit, location of the anastomosis and organ failure.15 Expert upper GI surgeons were identified based on the following criteria: working in a high-volume center (≥ 60 resections/year), large personal experience with esophageal surgery (≥ 200 resections) and/or substantial scientific work on esophageal surgery or AL. Experts were invited by purposeful sampling and members of international societies (e.g. ISDE) and international (research) initiatives (e.g. EsoData, Minimally invasive Oesophagectomy ThinkTank, OGAA, TENTACLE—Esophagus) were selected and invited to ensure representation of different geographical regions.14,22

The total number of intended focus groups was six to gain a diverse understanding of AL treatment and reach data saturation.23 To promote discussion in an online setting, three to four expert upper GI surgeons were invited per session.24,25 Experts were asked to complete the survey before the focus groups. The focus groups were moderated by three esophageal surgeons (C.R., F.vW., B.K.), and the meeting was rehearsed to ensure standardization. The focus groups were organized in January 2021 using videoconferencing (https://zoom.com/), lasted up to 90 minutes and were recorded after obtaining consent of participants.

After each focus group, key findings and reflections were discussed and noted by the attending study team (C.R., B.K., F.vW., S.U.).26,27 An anonymized summary of each meeting was drafted after reexamining the recordings and written notes. The summary was sent to the participants to check the accuracy and validity of the content.28 After revising the meeting summaries, an overall summary was drafted to identify overlapping themes and areas of discordance. Literal quotes of individual experts participating in the focus groups were gathered and anonymized during analysis. Using literal quotes is a common practice in mixed-methods and qualitative research: quotes enhance the reliability of studies, provide evidence for the interpretation of the researcher and offer illustration or explanation.29,30

Analysis

To integrate findings of the survey and focus groups, key findings of both data sources were discussed within the study team. Integration at the level of writing was performed using a weaving approach, by reporting qualitative and quantitative findings together per theme (e.g. treatment goals, intrathoracic collections, cervical versus intrathoracic leaks, organ failure).15 Continuous survey data were presented as median with interquartile range (IQR) and were compared using Mann–Whitney U test. Categorical variables were described as counts (percentages) and were compared using Chi-squared test. Differences regarding chosen treatment principles between case vignettes (e.g. cervical vs. intrathoracic anastomosis) were assessed using Mid-p McNemar test.31 The partially overlapping samples z-test was used to assess differences in the chosen modalities.32 A P-value below 0.05 was considered statistically significant. Analysis was performed in Statistical Package for the Social Sciences (SPSS) version 24 (IBM Corp. Version 24.0. Armonk, NY) and R version 3.6.3 using packages ‘exact2x2’ and ‘Partiallyoverlapping’.

RESULTS

Participants

The survey was completed by 188 out of 271 surgeons who participated (69%). Most respondents were from Europe (66%) and worked in a university hospital (73%) (Fig. 1). The median time to complete the survey was 23 minutes (IQR 16–40).

Fig. 1.

Fig. 1

Characteristics of survey respondents.

Twenty international experts from 11 countries across Europe, North America, South America and Asia participated in the focus groups, out of the 26 invited international experts (Supplementary Table S1). Six focus groups were conducted, of which one had only two participants due to an unforeseen drop-out.

Goals of AL treatment

Prevention of mortality, reduction of morbidity and maintaining quality of life were the three most important goals of AL treatment for the majority of survey respondents (81%, 79% and 71%, respectively) (Table 2).

Table 2.

Questionnaire responses

Survey questions Survey answers n = 188
Esophagectomy
Most commonly applied location for the anastomosis in case of a distal tumor? Intrathoracic anastomosis
Cervical anastomosis
135 (72)
53 (28)
Most commonly applied surgical approach for esophagectomy? Transhiatal
Transthoracic
Unknown
19 (10)
163 (87)
6 (3)
Most commonly applied surgical technique? Open esophagectomy
hMIE, laparoscopic
hMIE, thoracoscopic
tMIE
RAMIE
44 (23)
44 (23)
15 (8)
73 (39)
12 (7)
Most commonly performed feeding access? Feeding jejunostomy
Nasojejunal feeding tube
Total parenteral nutrition
IV fluids only
Direct oral feeding
None
Other
100 (53)
28 (15)
19 (10)
7 (4)
25 (13)
3 (2)
6 (3)
Anastomotic leak
Do you have a local treatment protocol for AL after esophagectomy in your hospital? Yes
No
92 (49)
96 (51)
Which treatment goals are you aiming when treating a patient with AL? Rank the treatment goals from most1 to least important5
Median (percentage)
Prevention of mortality
Prevention or reduction of morbidity
Maintaining quality of life
Reducing hospital length of stay
Reduction of costs
1 (81)
2 (79)
3 (71)
4 (68)
5 (81)
Please check all therapeutic modalities available in your hospital Ultrasound-guided drainage
CT-scan-guided drainage
Endoscopic drainage
Endoscopic stent placement
endoVAC
Endoscopic clipping
Minimal invasive surgical treatment
Open surgical treatment
173 (93)
175 (93)
163 (87)
175 (93)
120 (64)
153 (81)
168 (89)
179 (95)
What would best describe your routine treatment strategy in patients with AL? Direct surgical intervention
Conservative or minimally invasive step-up
Other
6 (3)
166 (88)
16 (9)
Is antibiotic therapy indicated routinely in patients with AL? Yes
No
169 (90)
19 (10)
Is antifungal therapy indicated routinely in patients with AL? Yes
No
101 (54)
87 (46)
Do you think there is a fundamental difference in the treatment of patients with cervical AL after transthoracic (McKeown) vs transhiatal (Orringer) esophagectomy? Yes
No
53 (28)
135 (72)
Do you think there is a fundamental difference in the treatment of patients with cervical AL vs intrathoracic leak after transthoracic esophagectomy? Yes
No
145 (77)
43 (23)
How do you treat patients with AL and an ischemic gastric conduit? Similar to patients with AL with a well-perfused conduit
Similar to patients with gastric conduit necrosis
Separate clinical group
45 (24)
73 (39)
70 (37)
What is your dietary prescription for patients with AL? No restrictions (full diet)
Liquids
Only water
Nil per mouth
Dependent of the leak characteristics
2 (1)
7 (4)
27 (14)
93 (50)
59 (31)
If indicated, what is your preferred route for nutritional support for patients with AL? Enteral, nasojejunal feeding tube
Enteral, surgical jejunostomy
TPN
49 (26)
123 (65)
16 (9)

Data are presented as number (percentage) or median (Interquartile Rate), unless stated otherwise.

AL, anastomotic leak; hMIE, hybrid minimally invasive esophagectomy; tMIE, totally minimally invasive esophagectomy; RAMIE, robot-assisted minimally invasive esophagectomy; IV, intravenous; TPN, total parenteral nutrition; CT, computed tomography; endoVAC, Endoscopic Vacuum-assisted Closure;

Similar goals emerged during focus group discussions, but experts distinguished between goals for primary and secondary treatment (i.e. once a patient is stabilized). The unanimous opinion of the experts was that the goal of primary treatment is to prevent mortality by management or prevention of sepsis. For secondary treatment, different goals were noted: to promote anastomotic healing, advance oral feeding, facilitate safe discharge and prevent recontamination.

Treatment strategies

Most respondents (88%) used a minimally invasive step-up treatment strategy and approximately half of the respondents had a local treatment protocol for AL. Most treatment modalities were widely available, but availability of endoVAC was least commonly reported (64%) (Table 3).

Table 3.

Treatment strategies for different case vignettes

Case Drainage
n (%)
Defect closure
n (%)
Supportive interventions
n (%)
Case 1: Cervical anastomosis, no collections 112 (60) 13 (7) 132 (70)
Case 2: Cervical anastomosis, cervical collection 177 (94) 13 (7) 114 (61)
Case 3: Intrathoracic anastomosis, no collections 60 (32) 73 (39) 147 (78)
Case 4: Intrathoracic anastomosis, mediastinal collections 152 (81) 88 (47) 125 (67)
Case 5: Intrathoracic anastomosis, pleural collections 185 (98) 90 (48) 127 (68)
Case 6: Intrathoracic anastomosis, Mediastinal and pleural collections 183 (97) 101 (54) 129 (69)
Case 7: Intrathoracic anastomosis, mediastinal and pleural collections, inadequate drainage 169 (89) 106 (56) 126 (67)
Case 8: Intrathoracic anastomosis, MOF, mediastinal and pleural collections 180 (96) 105 (56) 130 (69)
Case 9: Cervical anastomosis, mediastinal and pleural collections 185 (98) 65 (35) 125 (67)
Case 10: Cervical anastomosis, MOF, mediastinal collections, necrotic gastric conduit. 140 (75) 135 (72) 129 (69)

MOF, multiorgan failure

Experts described various treatment strategies, of which many were staged strategies in line with the different goals to be achieved (Supplementary Tables S2 and S3). For primary treatment, drainage of fluid collections was thought to be the most important treatment principle in order to prevent mortality and secondary complications (e.g. airway fistula or major hemorrhage). For secondary treatment, defect closure was regarded as the main treatment principle and stent or endoVAC was performed routinely by some experts. However, the support and rationale for defect closure were much debated and not all experts rated defect closure as essential: different experts highlighted that they did not regularly used defect closure, as a leak may heal by itself.

In addition, the need for drainage during stent treatment was a controversial topic. Different experts stressed that drainage should be performed to prevent abscess formation, whilst others saw no need for drainage during stent treatment.

In general, different experts noted that, in absence of robust scientific evidence, their specific strategy was influenced by their institutional experience. Whilst the treatment goals were largely similar between experts, the principles and modalities that experts used varied substantially. However, experts highlighted that the treatment modalities were of inferior importance than the treatment strategy consisting of (multiple) treatment principles.

Fluid collections

Sixty percent of survey respondents would perform drain placement (e.g. wound opening) in case of a cervical AL without fluid collections compared with 94% in case of a cervical fluid collection (case 1 vs. case 2, P < 0.001). For these confined cervical leaks, 93% of the respondents would not perform defect closure (P = 1.000). In patients with an intrathoracic leak without fluid collections (case 3), 32% of the surgeons would perform drain placement (e.g. at the anastomosis) compared with 81% of the surgeons in case of mediastinal collections (case 4) (P < 0.001) and 98% of the surgeons in case of pleural collections (case 5) (P < 0.001). Defect closure was performed less often in patients without fluid collections compared with patients with mediastinal or pleural fluid collections (case 1 vs. 4, 39% vs. 47%, P = 0.009 and case 1 vs. case 5, 39% vs. 48%, P = 0.006).

In patients with pleural collections, drainage was performed more often compared with mediastinal collections (case 5 vs. case 4, 99% vs. 81%, P < 0.001), and reoperation was the preferred modality more often (26% vs. 13%, P < 0.001). In these cases, no difference was found in the number of respondents that performed defect closure (case 5 vs. case 4, 48 vs. 47%, P = 0.71), or in the number of surgical defect closures (10% vs. 6%, P = 0.097).

Experts described similar strategies: patients without fluid collections were sometimes treated with supportive measures only, using antibiotics and feeding support. Nevertheless, some experts preferred defect closure or drain placement (e.g. through the anastomosis) to prevent formation of collections.

In patients with fluid collections, experts would routinely perform drainage. Nonsurgical modalities were preferred, but the modality would be chosen based on the location of the collection, degree of contamination and local expertise.

Some experts routinely used endoVAC, which was advocated to promote tissue healing and combine drainage with defect closure. Differences between mediastinal and pleural collections were noted by the experts: mediastinal cavities may sometimes drain internally spontaneously through the defect, and pleural collections were regarded as more severe if the collections were loculated (i.e. empyema).

Cervical versus intrathoracic leaks

The majority of respondents (77%) thought that there is a difference between treatment of AL after McKeown and Ivor Lewis esophagectomy. In absence of fluid collections, drainage was performed more often in cervical leaks (case 1 vs. case 3, 60% vs. 32%, P < 0.001) and defect closure was performed more often in intrathoracic leaks (case 3 vs. case 1, 39% vs. 7%, P < 0.001). In case of mediastinal and pleural collections, most respondents would perform drainage in both intrathoracic and cervical AL (case 6 vs. case 9, 99% vs. 98%, P = 0.375) but defect closure was performed less often in cervical AL (case 6 vs. case 9, 35% vs. 54%, P < 0.001).

Experts explained that, in absence of intrathoracic collections, cervical AL were thought to be drained more easily by opening of the cervical wound, whereas an intrathoracic leak may require endoscopy or image-guided techniques. However, the importance of drainage was similar for both leak sites. In case of intrathoracic fluid collections, treatment of cervical AL was thought to be similar to intrathoracic AL. Regarding defect closure, different experts questioned whether stent placement or endoVAC therapy was feasible and tolerated in cervical AL, and complications (e.g. migration or erosion) were thought to be more common.

Conduit ischemia and necrosis

In case of conduit necrosis, drainage was performed less frequently compared to patients with a viable conduit (case 10 vs. case 8, 75% vs. 96%, P < 0.001), but defect closure was performed more often (case 10 vs. case 8, 72% vs. 56%, P < 0.001). In patients with necrosis, 80% of defect closures were performed by surgical diversion of the esophagus, whereas in patients with a viable conduit 75% of defect closures were performed using endoscopic techniques (P < 0.001).

Experts classified ischemia and necrosis as similar entities and remarked that their treatment strategy was determined by the extent of ischemia/necrosis. Small proportions of conduit ischemia/necrosis were deemed salvageable, and these patients were treated similar to patients with a viable conduit by different experts. However, patients with overall conduit ischemia/necrosis were often treated by surgical defect closure: the conduit would be resected, and reanastomosis or esophageal diversion would be performed depending on the remaining conduit length and patient condition. All experts considered diversion a last resort, given the burden for patients.

Multiorgan failure

Drainage and defect closure were applied similarly in patients with or without multiorgan failure (case 6 vs. case 8, drainage 97 vs. 96%, P = 0.34, defect closure 54% vs. 56%, P = 0.473). However, in patients with multiorgan failure, drainage and defect closure were more often performed surgically (drainage 44% vs. 53%, P = 0.01, defect closure 12% vs. 25%, P < 0.001).

Similarly, experts of the focus groups often reserved drainage by reoperation for patients with sepsis and organ failure. Surgical drainage was thought to provide superior control of sepsis compared to non-surgical techniques in case of multiorgan failure. Moreover, some experts combined a reoperation for drainage with surgical defect closure.

DISCUSSION

Prevention of mortality emerged as the most important goal of AL treatment, which was primarily achieved by drainage. Promoting anastomotic healing, oral feeding and safe discharge are important goals of secondary treatment and defect closure was commonly applied to achieve these goals. Treatment strategies were determined by clinical findings at AL diagnosis. Although treatment goals were largely similar, preferred treatment principles and modalities varied widely.

The main strength of this study was the mixed-methods design, which is advocated to balance strengths and limitations of both methods.33 To our knowledge this is the first study to explore treatment of AL by combining quantitative and qualitative data. These did not only provide insight on the ‘how’, but also on the ‘why’: it has provided an elaborate overview of AL treatment and enabled further explanation and interpretation through the views of experts.

This study has some limitations. First, the results may not reflect every practice worldwide. Even though the survey was distributed globally, the majority of respondents were from Europe. In addition, the majority of experts were from Europe too, and no experts from Australia or Africa participated in the focus groups. Consequently, the practices of other continents are underrepresented in study outcomes. Second, the definition of defect closure may have been too broad as it included endoscopic techniques, surgical approaches and esophageal diversion. Although the physiological mechanism of these techniques is similar, i.e. to stop or prevent further leakage, different experts regarded esophageal diversion as a last resort, and thus may be recognized as a separate treatment principle. Third, the completion rate of the survey was 69% which is suboptimal and may reflect the length of the survey and difficulty of answering the case vignettes.34 Fourth, although the current study provides rationales for different treatment strategies, it did not address how long to persist with various treatment modalities or to assess when a certain approach is inappropriate and should be abandoned. In addition, the case vignettes did not include every clinical aspect that may determine the treatment strategy of AL. For example, airway fistula, defect size or configuration of fluid collections were not included. Still, these factors did not emerge as important determinants for overall treatment strategies during the focus groups and therefore, most important determinants were likely included. Finally, the current study specifically focused on surgeons. Although surgeons have a central role in management of patients with AL, future studies may include other physicians such as gastroenterologists and radiologists to investigate the multidisciplinary aspect of AL management.

The overall treatment strategy for AL was determined by the condition of the conduit and the presence of intrathoracic fluid collections. Consequently, three clinical subgroups may be distinguished, largely in line with previous literature7: patients with local symptoms (i.e. no intrathoracic collections), patients with intrathoracic collections and patients with overall conduit ischemia or necrosis. Firstly, patients with local symptoms may be treated successfully by supportive measures with antibiotics and/or feeding support with success.35 Nevertheless, many surgeons would still intervene by non-surgical measures to reduce the risk of sepsis. Secondly, in patients with intrathoracic collections, drainage may be routinely applied. In line with previous suggestions, pleural collections were seen as more severe than mediastinal collections especially in case of loculated pleural collections.8 Thirdly, patients with overall conduit ischemia or necrosis were thought to require resection of the affected tissue followed by a reconstruction of the anastomosis or diversion. Still, small proportions of ischemia/necrosis may be treated non-surgically, and successful stent treatment has been reported.36

Location of the anastomosis and presence of organ failure were found to influence the choice of treatment. Previous studies have separated treatment of cervical and intrathoracic leaks entirely.7,37,38 However, current findings indicate that the location of the anastomosis is one of multiple factors by which a strategy is determined and the treatment strategy of cervical and intrathoracic leaks has substantial overlap: there were no differences in goals of treatments and overall principles of treatment (e.g. drain fluid collections). Furthermore, strategies for treatment of cervical and intrathoracic leaks were comparable in case of intrathoracic fluid collections. Although some experts thought that treatment of cervical and intrathoracic leaks was different, others approached both leaks similarly. Even so, some differences were found: the threshold for drain placement/drainage may be lower in cervical leaks as this can be achieved more easily through cervical wound opening. In intrathoracic leaks, endoscopic or radiologic techniques may be required to achieve drainage, and thus the modalities used to achieve drainage differ between cervical and intrathoracic leaks. Moreover, defect closure by stent or endoVAC could be less feasible in cervical leaks, although successful cervical stent and endoVAC treatment have been reported.39,40 Regarding organ failure, patients with organ failure were treated surgically more often, as surgery was thought to provide swift control of sepsis. However, the role of surgical treatment may be ambiguous as surgery may also lead to a ‘second hit’ in critically ill patients.41

Treatment strategies of AL seem to be constantly evolving based on individual experiences and successes or failures of specific modalities. However, in absence of robust scientific evidence, these strategies do not seem to converge as the current study found a large variation in line with previous research.7 Rather than regional or intercontinental variation, treatment strategies seemed to vary from center to center within countries and continents. Although there is a need for guidelines, evidence for AL treatment is currently lacking and conducting a randomized clinical trial in patients with AL will be challenging.1,35 Still, our findings may aid development of consensus-based clinical guidelines: a first consensus statement may focus on general diagnostic and therapeutic principles that apply universally to management of AL.

Next to guideline development, future studies may aim to identify optimal treatment for the three identified clinical subgroups. In contrast with previous suggestions, the experts suggested that future studies could focus on treatment strategies rather than specific modalities.42 Firstly, in patients with local symptoms, non-interventional (i.e. supportive) treatment may be further investigated. Secondly, in patients with intrathoracic collections, the benefits of defect closure are yet to be properly evaluated. Although widely propagated in recent literature,40,43 the rationale of defect closure was much debated even amongst experts, and therefore the role of defect closure and especially stent or endoVAC remains unclear. Finally, in patients with conduit necrosis, future studies may explore outcomes of continuity-preserving versus direct-diversion strategies. Experts highlighted that even within these subgroups large variations in leak severity may exist. Future research may adjust for leak severity within subgroups by using the recently developed Severity of Esophageal Anastomotic Leak (SEAL) score, a tool to determine leak severity at diagnosis.44

In conclusion, this mixed-methods study showed that AL treatment strategies are determined by vitality of the gastric conduit and presence of intrathoracic fluid collections. Moreover, treatment modalities are chosen based on the location of the anastomosis (i.e. cervical or intrathoracic) and patient condition (e.g. organ failure). Still, there is a large variation in preferred principles and modalities. Future research should investigate the treatment strategy for different presentations of AL and may aim to reach consensus on optimal treatment for patients with AL after esophagectomy.

Supplementary Material

Supplements_doac020

ACKNOWLEDGEMENTS

We thank Marcia Tummers, assistant professor Health Evidence, Radboud university medical center, for her methodological advice and guidance throughout the course of this study. In addition, we thank all (inter)national societies, research groups and study networks for distributing the survey. Lastly, we would like to express our gratitude to all surgeons who participated in the survey. No funding was provided for this study.

Conflicts of interest: All authors declare no conflicts of interest for the current study.

Contributor Information

Sander Ubels, Department of Surgery, Radboud Institute of Health Sciences, Radboud University Medical Center, Nijmegen, the Netherlands.

Merel Lubbers, Department of Surgery, ZGT Hospital Group Twente, Almelo, The Netherlands.

Moniek H P Verstegen, Department of Surgery, Radboud Institute of Health Sciences, Radboud University Medical Center, Nijmegen, the Netherlands.

Stefan A W Bouwense, Department of Surgery, Maastricht University Medical Center, Maastricht, The Netherlands.

Elke van Daele, Department of Surgery, Ghent University Hospital, Ghent, Belgium.

Lorenzo Ferri, Department of Surgery, McGill University Health Centre, Montreal General Hospital, Montreal, Quebec, Canada.

Suzanne S Gisbertz, Department of Surgery, Amsterdam UMC, University of Amsterdam, Cancer Center Amsterdam, Amsterdam, The Netherlands.

Ewen A Griffiths, Department of Upper Gastrointestinal Surgery, University Hospitals Birmingham NHS Foundation Trust, Queen Elizabeth Hospital, Birmingham, UK.

Peter Grimminger, Department of Surgery, University Medical Center Mainz, Mainz, Germany.

George Hanna, Department of Surgery, Imperial College, London, UK.

Michal Hubka, Department of Thoracic Surgery, Virginia Mason Medical Center, Seattle, SE USA.

Simon Law, Department of Surgery, Queen Mary Hospital, Hong Kong, China.

Donald Low, Department of Thoracic Surgery, Virginia Mason Medical Center, Seattle, SE USA.

Misha Luyer, Department of Surgery, Catharina Hospital, Eindhoven, The Netherlands.

Robert E Merritt, Department of Surgery, Ohio State University - Wexner Medical Center, Columbus, OH, USA.

Christopher Morse, Department of Thoracic Surgery, Massachusetts General Hospital, Boston, MA, USA.

Carmen L Mueller, Department of Surgery, McGill University Health Centre, Montreal General Hospital, Montreal, Quebec, Canada.

Grard A P Nieuwenhuijzen, Department of Surgery, Catharina Hospital, Eindhoven, The Netherlands.

Magnus Nilsson, Department of Surgery, Department of Upper Abdominal Diseases, CLINTEC, Karolinska Institutet, Karolinska University Hospital, Stockholm, Sweden.

John V Reynolds, Department of Surgery, Trinity St. James's Cancer Institute, Dublin, Ireland.

Ulysses Ribeiro, Department of Gastroenterology, University of Sao Paulo, Sao Paulo, Brazil.

Riccardo Rosati, Department of Gastrointestinal Surgery, San Raffaele Hospital IRCCS, Milan, Italy.

Yaxing Shen, Department of Thoracic Surgery, Zhongshan Hospital, Fudan University, Shanghai, China.

Bas P L Wijnhoven, Department of Surgery, Erasmus University Medical Centre, Rotterdam, The Netherlands.

Bastiaan R Klarenbeek, Department of Surgery, Radboud Institute of Health Sciences, Radboud University Medical Center, Nijmegen, the Netherlands.

Frans van Workum, Department of Surgery, Radboud Institute of Health Sciences, Radboud University Medical Center, Nijmegen, the Netherlands; Department of Surgery, Canisius-Wilhelmina Hospital, Nijmegen, The Netherlands.

Camiel Rosman, Department of Surgery, Radboud Institute of Health Sciences, Radboud University Medical Center, Nijmegen, the Netherlands.

References

  • 1. Griffiths E A, Oesophago-Gastric Anastomosis Study Group on behalf of the West Midlands Research Collaborative. Rates of anastomotic complications and their management following esophagectomy: results of the oesophago-gastric anastomosis audit (OGAA). Ann Surg 2022; 275: e382–91. [DOI] [PubMed] [Google Scholar]
  • 2. Workum F, Verstegen M H P, Klarenbeek B R, Bouwense S A W, Berge Henegouwen M I, Daams Fet al. . Intrathoracic vs cervical anastomosis after totally or hybrid minimally invasive Esophagectomy for Esophageal cancer: a randomized clinical trial. JAMA Surg 2021; 156(7): 601–10. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 3. Derogar M, Orsini N, Sadr-Azodi O, Lagergren P. Influence of major postoperative complications on health-related quality of life among long-term survivors of esophageal cancer surgery. J Clin Oncol 2012; 30(14): 1615–9. [DOI] [PubMed] [Google Scholar]
  • 4. Page R D, Shackcloth M J, Russell G N, Pennefather S H. Surgical treatment of anastomotic leaks after oesophagectomy. Eur J Cardiothorac Surg 2005; 27(2): 337–43. [DOI] [PubMed] [Google Scholar]
  • 5. Turkyilmaz A, Eroglu A, Aydin Y, Tekinbas C, Muharrem Erol M, Karaoglanoglu N. The management of esophagogastric anastomotic leak after esophagectomy for esophageal carcinoma. Dis Esophagus 2009; 22(2): 119–26. [DOI] [PubMed] [Google Scholar]
  • 6. H-y Y, W-z H, Wu Y-m, Liang Y, Zheng J-m, H-m J. Personalized management of anastomotic leak after surgery for esophageal carcinoma. Chin Med Sci J 2012; 27(1): 35–40. [DOI] [PubMed] [Google Scholar]
  • 7. Hagens E R C, Anderegg M C J, Berge Henegouwen M I, Gisbertz S S. International survey on the management of anastomotic leakage after esophageal resection. Ann Thorac Surg 2018; 106(6): 1702–8. [DOI] [PubMed] [Google Scholar]
  • 8. Ding N, Mao Y, He J, Gao S, Zhao Y, Yang Det al. . Experiences in the management of anastomotic leakages and analysis of the factors affecting leakage healing in patients with esophagogastric junction cancer. J Thorac Dis 2017; 9(2): 386–91. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9. Messager M, Warlaumont M, Renaud F, Marin H, Branche J, Piessen Get al. . Recent improvements in the management of esophageal anastomotic leak after surgery for cancer. Eur J Surg Oncol 2017; 43(2): 258–69. [DOI] [PubMed] [Google Scholar]
  • 10. Manghelli J L, Ceppa D P, Greenberg J W, Blitzer D, Hicks A, Rieger K Met al. . Management of anastomotic leaks following esophagectomy: when to intervene? J Thorac Dis 2019; 11(1): 131–7. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11. Noh S M, Ahn J Y, Lee J H, Jung H Y, AlGhamdi Z, Kim H Ret al. . Endoscopic vacuum-assisted closure therapy in patients with anastomotic leakage after esophagectomy: a single-center experience. Gastroenterol Res Pract 2018; 2018: 1697968. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12. Schaheen L, Blackmon S H, Nason K S. Optimal approach to the management of intrathoracic esophageal leak following esophagectomy: a systematic review. Am J Surg 2014; 208(4): 536–43. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 13. Creswell J W, Plano Clark V L, Gutmann M, Hanson W. Advanced mixed methods research designs. In: Tashakkori A, Teddlie C, (eds). Handbook of Mixed Methods in Social and Behavioral Research. Thousand Oaks, CA: Sage, 2003; 209–40. [Google Scholar]
  • 14. Creswell J W, Plano Clark V L. Designing and conducting mixed methods research, 2nd edn. Los Angeles: SAGE Publications, 2011. [Google Scholar]
  • 15. Fetters M D, Curry L A, Creswell J W. Achieving integration in mixed methods designs-principles and practices. Health Serv Res 2013; 48(6 Pt 2): 2134–56. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 16. Shorten A, Smith J. Mixed methods research: expanding the evidence base. Evid Based Nurs 2017; 20(3): 74. [DOI] [PubMed] [Google Scholar]
  • 17. Brannen J. Mixing Methods: Qualitative and Quantitative Research. London: Taylor & Francis, 2017. [Google Scholar]
  • 18. O'Cathain A, Murphy E, Nicholl J. Why, and how, mixed methods research is undertaken in health services research in England: a mixed methods study. BMC Health Serv Res 2007; 7: 85. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 19. Sieber S D. The integration of fieldwork and survey methods. Am J Sociol 1973; 78(6): 1335–59. [Google Scholar]
  • 20. Greene J C, Caracelli V J, Graham W F. Toward a conceptual framework for mixed-method evaluation designs. Educ Eval Policy Anal 1989; 11(3): 255–74. [Google Scholar]
  • 21. O'Cathain A, Murphy E, Nicholl J. The quality of mixed methods studies in health services research. J Health Serv Res Policy 2008; 13(2): 92–8. [DOI] [PubMed] [Google Scholar]
  • 22. Palinkas L A, Horwitz S M, Green C A, Wisdom J P, Duan N, Hoagwood K. Purposeful sampling for qualitative data collection and analysis in mixed method implementation research. Adm Policy Ment Health 2015; 42(5): 533–44. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23. Hennink M M, Kaiser B N, Weber M B. What influences saturation? Estimating sample sizes in focus group research. Qual Health Res 2019; 29(10): 1483–96. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 24. Turney L, Pocknee C. Virtual focus groups: new frontiers in research. Int J Qual Methods 2005; 4(2): 32–43. [Google Scholar]
  • 25. Tuttas C A. Lessons learned using web conference technology for online focus group interviews. Qual Health Res 2014; 25(1): 122–33. [DOI] [PubMed] [Google Scholar]
  • 26. Halcomb E J, Davidson P M. Is verbatim transcription of interview data always necessary? Appl Nurs Res 2006; 19(1): 38–42. [DOI] [PubMed] [Google Scholar]
  • 27. Greenwood M, Kendrick T, Davies H, Gill F J. Hearing voices: comparing two methods for analysis of focus group data. Appl Nurs Res 2017; 35: 90–3. [DOI] [PubMed] [Google Scholar]
  • 28. Birt L, Scott S, Cavers D, Campbell C, Walter F. Member checking: a tool to enhance trustworthiness or merely a nod to validation? Qual Health Res 2016; 26(13): 1802–11. [DOI] [PubMed] [Google Scholar]
  • 29. Eldh A C, Årestedt L, Berterö C. Quotations in qualitative studies: reflections on constituents, custom, and purpose. Int J Qual Methods 2020; 19: 1609406920969268. [Google Scholar]
  • 30. Lingard L. Beyond the default colon: effective use of quotes in qualitative research. Perspect Med Educ 2019; 8(6): 360–4. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 31. Fagerland M W, Lydersen S, Laake P. The McNemar test for binary matched-pairs data: mid-p and asymptotic are better than exact conditional. BMC Med Res Methodol 2013; 13(1): 91. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 32. Derrick B, Dobson-Mckittrick A, Toher D, White P. Test statistics for comparing two proportions with partially overlapping samples. J Appl Quant Meth 2015; 10. [Google Scholar]
  • 33. Curry L, Nunez-Smith M. Mixed Methods in Health Sciences Research: A Practical Primer. Thousand Oaks California: SAGE Publications, inc., 2014. [Google Scholar]
  • 34. Liu M, Wronski L. Examining completion rates in web surveys via over 25,000 real-world surveys. Soc Sci Comput Rev 2017; 36(1): 116–24. [Google Scholar]
  • 35. Verstegen M H P, Bouwense S A W, Workum F, Ten Broek R, Siersema P D, Rovers Met al. . Management of intrathoracic and cervical anastomotic leakage after esophagectomy for esophageal cancer: a systematic review. World J Emerg Surg 2019; 14: 17. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 36. Athanasiou A, Hennessy M, Spartalis E, Tan B H L, Griffiths E A. Conduit necrosis following esophagectomy: an up-to-date literature review. World J Gastrointest Surg 2019; 11(3): 155–68. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 37. Hummel R, Bausch D. Anastomotic leakage after upper gastrointestinal surgery: surgical treatment. Visc Med 2017; 33(3): 207–11. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 38. Mardin W A, Palmes D, Bruewer M. Current concepts in the management of leakages after esophagectomy. Thorac Cancer 2012; 3(2): 117–24. [DOI] [PubMed] [Google Scholar]
  • 39. Speer E, Dunst C M, Shada A, Reavis K M, Swanström L L. Covered stents in cervical anastomoses following esophagectomy. Surg Endosc 2016; 30(8): 3297–303. [DOI] [PubMed] [Google Scholar]
  • 40. Hayami M, Klevebro F, Tsekrekos A, Samola Winnberg J, Kamiya S, Rouvelas Iet al. . Endoscopic vacuum therapy for anastomotic leak after esophagectomy: a single-center's early experience. Dis Esophagus 2021; 34(9): doaa122. [DOI] [PubMed] [Google Scholar]
  • 41. Sautner T, Götzinger P, Redl-Wenzl E M, Dittrich K, Felfernig M, Sporn Pet al. . Does reoperation for abdominal sepsis enhance the inflammatory host response? Arch Surg 1997; 132(3): 250–5. [DOI] [PubMed] [Google Scholar]
  • 42. Oesophago-gastric anastomosis study group on the west midlands research collaborative. Anastomotic leak following oesophagectomy: research priorities from an international Delphi consensus study. Br J Surg 2020; 108(1): 66–73. [DOI] [PubMed] [Google Scholar]
  • 43. Tavares G, Tustumi F, Tristão L S, Bernardo W M. Endoscopic vacuum therapy for anastomotic leak in esophagectomy and total gastrectomy: a systematic review and meta-analysis. Dis Esophagus 2021; 34(5): doaa132. [DOI] [PubMed] [Google Scholar]
  • 44. Ubels S, Verstegen M, Klarenbeek B, Bouwense S, Van Berge H M, Daams Fet al. . Determining severity of Esophageal anastomotic leak in patients after Esophagectomy: development of the SEAL score. Submitted 2021. [Google Scholar]

Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplements_doac020

Articles from Diseases of the Esophagus are provided here courtesy of Oxford University Press

RESOURCES